Book Theta: Summing Up

We’ve reached the end of Gwenaëlle Aubry’s chapter on book Theta of Aristotle’s Metaphysics. At this point, with the textual analysis complete, she pauses to reflect on what this all means. I for one have been extremely impressed with the quality of her argument, upon this rather close examination in which we have been embarked. Here her conclusions seem to follow with ease. I’ll keep my comments to a minimum here, and mostly let her speak for herself.

“The movement of book Theta, such as we have attempted to trace, appears to us… as having for its object to subtract dunamis from the logic of force” (Dieu san la puissance, 2nd ed., ch. 4, pp. 145-146, my translation throughout).

“Theta 8 also justifies the etymology of the very terms, of Aristotelian invention, energeia and entelekheia, in posing the identity between act, ergon (function or work), and end…. Act says something more than ousia: not only subsistence, but being-in-the-end…. Thenceforth, dunamis and energeia are not only opposed as that which can be to that which is fully, or as the potential to the actual. They are articulated as oriented movement — tendency — toward its end” (p. 146).

“Act, for this reason, no longer appears only as another name for the composed ousia, but for ousia as such, and power, univocally characterized as the power of contraries, is designated as the principle of a fundamental contingency” (ibid).

“The notion of act is charged with an axiological significance [one having to do with value], the same that it already had in the Protrepicus where it made its appearance. If the identity of act and good is not explicitly posed in Theta (as it will be on the other hand in book Lambda), it is nonetheless presupposed by the identification between act, end, and ergon” (ibid).

“If the birthplace of the notion of energeia is ethics, and if this notion thereafter passes to ontology, it is indeed for founding an axiological ontology which in its content pronounces the identity of being, the end, and in the same way the good” (ibid).

“Going forward, what is proper to the ontology of dunamis and energeia seems to us to reside in that it allows being to be thought otherwise than as power and otherwise than as presence. Being, in the way that dunamis and energeia express it, is not only that which is there, not only that which acts [agit]” (p. 147).

(In the front matter to her second volume, Aubry says clearly, “Act is not action. Act does not act [L’acte n’agit pas].”)

Dunamis, we have said, is reducible neither to active power nor to passive power, but must be thought as the possibility of a movement toward act. As for act, it expresses not only presence, but being-in-the end and the good as realized or (when it excludes in-potentiality) as real: substance having realized its essence as good, or essentially good substance. Act thus appears as the ontological name of the good. It expresses the unity of being and value, the conjunction of the ideal and the real. Every act is a perfection, however ephemeral it may be — a place of absoluteness, an inalienable achievement. That is in act which, however weak it may be, was successful — that in which an Idea is here and now, even for a brief instant, incarnated. The Aristotelian good, we recall, is not an abstract universal, a Form without substantiality, or an empty ideal: it is, for each being, a possibility that is proper to it, and that can be effectuated. An axiological ontology, the ontology of act appears also as an ontology of non-scission” (ibid).

She notes that Pierre Aubenque, with whom she studied, wrote about both scission (a cut) and mediation in Aristotle in this context, but tended to emphasize the scission. She also sees both as important, but prefers to emphasize the mediation.

“In a sense, our reading only modifies this accentuation. But at the same time, far from seeing in the thought of Aristotle a metaphysics of inachievement and a wisdom of limits, we see an ontology of perfection, which also carries with it an ethics of surpassing: what is important is not that being is not immediately perfect, the human not necessarily divine, but that by way of the notion of in-potentiality, they are posed as capable of being so, by way of the notion of act as having being, even fugitively” (p. 147n).

“Aristotle nonetheless thinks the difference of being and the good at the same time as their identity. It is in-potentiality that serves to name this difference, this division. If it does not have being absolutely, neither is being in-potentiality an absolute non-being. It is at the same time in the mode of not yet and of always already: being in-potentiality is to be awaiting what we will be. But it is also, since in-potentiality is for a determinate act and becoming, to carry its becoming and its end in itself: being in-potentiality is being able to become what one is. If in-potentiality expresses the division between a being and what it has to be (its act, indeed, in which reside also its end and its good), it also expresses the possibility of annulling that division. In-potentiality at the same time poses distance and its crossing: if it expresses difference, it is as a provisionally differentiated identity. Indeed no more than the good is an empty ideal (or a Form-Idea) is in-potentiality an indefinite desire doomed to unfulfillment” (p. 147).

“In this way, Aristotle avoids the misfortune of scission. But he nonetheless does not fall into the naivete of immediacy. With dunamis is introduced the mediation of time, of movement, and even, with dunamis meta logou in the human, of liberty” (p. 148).

Here she gives the Greek for what is traditionally translated as rational power. More literally, this is “power after logos“, which more clearly captures the dependency of such power on the logos associated with deliberation.

“This division introduces the possibility of encounter, of error, of accident. An ontology of non-scission, the ontology of in-potentiality and in-act also leaves a place for the thought of failure or messing things up. If act poses the good and the end as real, and in-potentiality as to be realized, the passage from in-potentiality to act is never assured. The potential cannot be called a future actual, and the actualization of in-potentiality is never necessary, since it can be suspended by deliberated choice, or interrupted by accident” (ibid).

“Finally, the distance between act and in-potentiality leaves a place not only for difference, but for alterity [otherness]” (ibid).

She goes on to give some conclusions about causality.

“[E]fficiency is not suppressed…, but subsumed under finality: alterity is required as a moment of this progress toward self” (ibid).

“Efficiency nonetheless is only a means for finality, and transitive causality is only a means for immanent development. For the articulation of dunamis and energeia has something else remarkable in that it allows the efficacy of the end and the good to be thought. We have seen that in-potentiality is not thought in the order of force. It is nonetheless the source of a movement, or of a change, which has for principle the form as end, or act. For the end does not act, at least in the sense that it is not an efficient cause…; if it is, it is only metaphorically, kata metaphoran. The end indeed is efficacious without being efficient. If it acts, or has an effect, it is not as an efficient cause, in implementing an active power, it is a cause as act and end of in-potentiality. We could say, going forward, that if act names the mode of being of the good and the end, in-potentiality names its mode of action” (pp. 148-149, emphasis in original).

“The correlation of in-potentiality and act also allows the specificity of final causality as causality that is effective but not efficient to be thought” (p. 149).

This, she recalls, was one of the projects laid out in book Alpha, where Aristotle insisted on his originality with respect to the causes.

“For to identify this causality implies precisely to think the good neither as power and efficient cause, in the manner of Love or Intellect [as Empedocles and Anaxagoras respectively held], nor as in-potentiality, in the manner of the separate Forms. Plato in the Republic attributed dunamis to the Good: but if we want to think the power of the good, it is necessary to think it not as dunamis, but as energeia, and as the end of in-potentiality” (ibid).

“It is indeed in the articulation of dunamis to energeia that the secret of the power of the Good resides, that ‘daimonic force that makes it so that things are disposed in view of the better and the more perfect’, and to which Socrates in the Phaido relates his quest” (ibid).

“Going forward we understand that book Alpha of the Metaphysics, which we can read in part as an echo of this text from the Phaido, encompasses Socrates and Anaxagoras in the same critique: to succeed where they both failed, it is necessary to understand that the power of the good is daimonic or divine precisely in that it is not a power” (ibid).

Here of course she uses “power” in two different senses.

Then, as I have also emphasized, hypothetical necessity is central to Aristotle’s notion of explanation. Here we have Aristotle’s answer to questions about freedom and determinism.

“Hypothetical necessity governs both the facts of nature and those of choice. It is indeed as compatible with contingency as it is with the frequency or modality of natural phenomena such that their regularity can be interrupted by accident” (p. 150). She cites book II of the Physics.

“[Hypothetical necessity] nonetheless does not hold good as a simple heuristic concept, or a simple ‘as if’, but indeed as a constitutive principle, since in-potentiality inscribes in the very heart of beings, natural as well as artificial, the efficacity of the end and the reality of act” (p. 151).

Next I’ll take a look at her chapter on book Lambda.

Next in this series: Book Lambda: Introduction