Resolution Distinguished

“Resolution is an act of the agent. Is it a form of opinion or of desire? At the outset, is resolution an opinion or a belief (doxa), for example the opinion that ‘this is to be done’? No, for three reasons.”

“1. Opinions are vaster objects: we have opinions about eternal truths and about impossible things; but we only resolve to act on the real and the temporal. What is more, opinions are true or false, but not resolutions. We care about whether an opinion is true, but about whether a resolution is just. It is precisely in the character of resolution that what is proper to ethics, the difference between theory and practice, comes into play.”

“2. Having a true opinion is not the same thing as taking the good resolution. An agent can believe precisely that she should do something without acting in accordance with this opinion: ‘Some have good opinions, but by reason of their malice, choose what they should not’. The agent can be intelligent, informed about the truth, and make a bad choice, because her choice is affected by her emotions, themselves concretized in habitus. When she is affected by vices, her resolution is not the better.”

“3. The more a thing appears to us as good, the more we resolutely aim for it. Our degree of engagement in a resolution is proportional to our certitude that it is a good, while opinion is concerned with what we do not know in a sure way. Otherwise said, opinion goes together with incertitude, but resolution does not. We can hesitate over what is uncertain, but we resolve without difficulty on what appears to us as risky” (Boulnois, Généalogie de la liberté, pp. 141-142, my translation throughout).

“From this the fundamental principle of ethics: ‘It is by our resolution for the good or the bad, and not by our opinion, that we become good or bad’. This principle is radically anti-intellectualist; contrary to what Plato says in the Protagoras, it does not suffice to know the better to be able to do it. Our moral character does not depend on our theoretical attitude, but on the ensemble of our resolutions, where repetition constitutes our disposition to act, indeed our aptitude for performing good actions” (p. 142).

“Resolution draws closer to affective dispositions. Aristotle, following the Platonic tripartition of the soul, distinguishes three forms of desire (orexis): appetite (epithumia), spiritedness (thumos), and rational wish (boulesis); the first two are not deliberated, while only the third presupposes logos. Is resolution a form of appetite or spiritedness? No, for three reasons. 1) Animals without language have appetite and spiritedness, but not resolution, which characterizes the human. 2) Humans can aim resolutely at an object without appetite or spiritedness. The one who masters herself (the ‘continent’) indeed aims at an object contrary to her appetite by resigning herself to it, even though she has no appetite for it. 3) In contrast to desire, resolution is not concerned with pleasure: ‘The object of appetite is pleasure and pain; that of resolution is neither the one nor the other’. Certainly pleasure accompanies every virtuous life, worthy of being aimed at by a resolution, and some (the intemperate) make pleasure itself the end of their existence. But what Aristotle wants to insist upon is that every resolution is not in its essence determined by the representation of a pleasure” (pp. 142-143).

“Resolution can be dissociated from sensible desires, appetite and spiritedness. Can it be identified with the third term, boulesis? And to begin with, what does boulesis mean? — Since Cicero, the boulesis of the Stoics has been translated to Latin by voluntas: [quote from Cicero:] ‘As soon as the image of something that appears to be good is presented, nature moves us to obtain it’. Nonetheless, the Stoics affirm that such a mastery of impulse is found only in the sage: only the sage wants what he does; the others are obstructed and tossed around by their passions. It is much later, with Augustine, that this prerogative of the sage will become a faculty accessible to all. Our concept of will, as capacity to consent or not to our representations, carries all this history. — But in Aristotle, boulesis always designates the desire that pertains to the part of the soul gifted with speech (logos). It is an enunciable, intelligible form of desire. The translation by ‘will’ does not agree with this: will is the triggering principle of action, while boulesis can rest without an effect. Boulesis is a wish: the wish does not require the existence of a will; it is the form that desire takes in the discursive part of the soul; like all desire, it is moved by its object, whereas the will is an active principle; finally, we can wish for what does not depend on us, even for what is impossible” (p. 143).

“Thus resolution cannot be identified with a wish. Aristotle cites three reasons for this. 1) We do not take the impossible as a resolution, but we can wish for it (say, to be immortal). 2) No one resolves to do what is not in her power, but we can wish for it (say, the victory of our city at the Olympic Games). 3) We wish to attain an end, but we resolve to take up the means that lead to it (if we wish for health, we decide on the means to achieve it). The first two reasons prevent seeing in boulesis a concept of will (efficacious, trigger of action): we cannot will the impossible, or will on someone’s behalf. As a consequence, boulesis designates a wish more than a willing: we wish to obtain what appears to us as good. Like resolution it is a form of desire, but resolution and wish are distinguished by their objects: the wish can concern the end, the action of another, and even the impossible, while we only resolve on a means that we can accomplish ourselves” (pp. 143-144).

“Thus proairesis is neither desire nor opinion. It is the conjoint act of these two faculties, for there is no ‘intentional faculty’, no power distinct from resolution. Resolution results from the complex conjunction of many operations. Medieval authors tried to express this phenomenon in their metaphysical language: Thomas Aquinas, in affirming that freedom has the will as its subject but the intellect as its cause; Duns Scotus, in holding that the act of the will results from the concurrence of two partial causes, the intellect and the will. But this only serves to obscure the concept again, in the absence of an adequate ontological elucidation” (p. 144).

“If all proairesis bears on an action accomplished willingly, all willing action is not for all that a proairesis: children and animals act willingly, but without deliberation. Since they do not possess the power of anticipating and organizing an action, their movement depends on them, but they have no resolution. Within our desires, resolution results from a deliberation, which is deployed by means of language: ‘we desire because we have deliberated’, and not the inverse; otherwise said, ‘the principle and the cause’ of our resolution ‘is deliberation’. This point is decisive against all the empiricist, mechanist, or naturalist explanations: it is not the mere brute presence of the desirable object that provokes our resolution; the principle that triggers it is situated at the level of discourse (logos). The conjunction of an opinion and a desire is not sufficient, again it is necessary that the resolution comes from a reasoning. The true principle of our resolution is of the order of language and thought. Like all living beings, the human is necessarily moved by what appears to her as desirable, but in contrast to the other living beings, it is by speech that the desirable appears to her. Deliberation discerns as good the object that our resolution entails, and triggers our desire” (pp. 144-145).

“For we deliberate neither about that which is necessary and immutable, nor about an unforeseeable hazard, nor about the impossible, but solely about that which depends on us. Resolution concerns action that can be accomplished by us, ‘what can come to be through us (di’ hemon)’, that of which we can be the cause. We deliberate on that which no one can do in our place. — As a result, we do not deliberate on the end that we pursue, but on the means for attaining it. No more do we deliberate when it comes to following a rule, respecting orthography, or following a recipe. There is only a place for deliberation when many lines of action are possible. — It is necessary to underline: Aristotle does not say precisely that resolution depends on us. What depends on us is the action that is the object of this resolution, and not the anticipative resolution in itself. And if there is a choice of one means among many, from this point of view it is accidental. Aristotle indeed proposes a theory of decision, or of resolution, but not a theory of freedom of choice, or of free arbitration” (pp. 145-146).

“For what depends on us is ambivalent. Resolution concerns actions that we have the power to accomplish, on the condition that we also have the power to not accomplish them. ‘Where it depends on us to act, it also depends on us to not act, and there where there is a place for the “no”, there is a place for the “yes” ‘. The principle of mastery applies to all our willing actions, including those that are resolved upon or deliberated. It would be too easy to affirm that only beautiful actions depend on us because we accomplish them, while ugly ones do not depend on us, as if beliefs and the emotions they evoke prevent us from being the source of them; this would be to shirk our responsibility. As Chisolm used to say, we are responsible not for all we have done, but for what it depends on us to do or not do: ‘that which can be or not be’. This is why we can resolve to execute them or not. The touch stone of ‘what depends on us’ is the power to say no. It is the possibility of negation that reveals that a statement is implicitly an affirmation. But precisely, this does not imply the existence of a common power, anterior to affirmation and negation, to pursuit and to flight. Aristotle does not feel the need for a third instance, consent, preliminary to the yes and no. Every action coming from me is implicitly a yes. But I could have not done it” (p. 146).

“Such actions are ontologically contingent: they could also not be. The metaphysical tradition, in deducing the existence of a power of choice, of a will or a free arbitration: ‘the rational is equivalent to the fact of having in oneself the principle [that allows] the choosing or rejection of a thing’ (Alexander of Aphrodisias); ‘this is proper to the will, by which a substance is the mistress of her act, because it depends on her to act or not act’ (Thomas Aquinas). — But in the alternative between acting and not acting, Aristotle does not specify whether he speaks of actions in the generic sense (in general, the human can laugh or not laugh), or of singular actions (at this instant, can this human walk or not walk?). And precisely, the absence of supplementary characterization obliges us to understand actions in a broader (generic) sense. If the agent walks, she is responsible for having walked, because she also has the faculty of not walking. This does not imply that in a given situation, taking into account her beliefs and desires, she can act or not act, and act in one way or another way. — On the other hand, contingency is not indetermination. Nothing obliges us to understand this contingency in an absolute manner, and as subject to our power. Aristotle has in mind the ensemble of actions that depend on us (eph’ hemin) in general (in the sense of a collectivity: the humans, the agents, the citizens), but not those that depend on me here and now. It is a matter of actions that are imputed to us, if we are not prevented by an exterior constraint” (pp. 146-147).

“The contingency of our action is simply generic, it does not necessarily signify that the action has no determining cause: the human has in general the capacity to act or not act, to do x rather than y. But Aristotle never claims that an agent has, all things being equal otherwise, at a given instant, the capacity to do a thing or its contrary, to act and to not act. ‘What depends on us is a generic capacity, proper to the human, and not that of this particular individual, here and now. Reciprocally, in insisting on the idea that deliberation is the cause of our resolution, Aristotle holds that at the interior of this bivalence, we aim more often at what the logos presents to us as desirable. He does not claim that at a given instant, the state of the universe being given, the human has the choice between committing such an action or not. Aristotle quite simply mentions neither determinism nor free choice, because he does not debate about choice or about destiny, and he has no need to explain our responsibility for an action” (pp. 147-148).

“The principle of our resolution is not an exterior cause, but the conclusion of a reasoning. The agent ceases to ask herself about the good way of acting when there is in herself the point of departure of the action, ‘when she brought back the principle to herself, and within herself to the part that leads, because that is what resolution means’. In effect, deliberation starts from the end that we desire, and investigates the means to achieve it. It is complete when the last means that we have found corresponds to a gesture in which we have the initiative. For Aristotle, the principle of movement is analogous to the principle in geometric analysis, which signifies precisely that the relation between deliberation and action is necessary” (p. 148).

“In ourselves, resolution initiates movement, and action that depends on us consists in this, of which we have to give an account: ‘We all agree that in actions that are willing and in conformity with a resolution (kata prohairesin), each of us is responsible (aition), and that in actions accomplished in spite of ourselves, we are not responsible’. Can we with Barthelemy Saint-Hilaire translate: ”with respect to the causes that are voluntary and which result from free arbitration, each is the cause and is responsible’? — Precisely not. Is this a matter of a ‘libertarian’ conception? That would be to presuppose what is in question: the existence of an indeterminate will in Aristotle. All we can say is that for Aristotle, by anticipatory resolution the agent becomes herself the responsible one who can justify what happens (as with the political action of Demosthenes)” (pp. 148-149).

“According to R. A. Gauthier, we have here a ‘draft of the theory of free arbitration’. But we must reject the retrospective illusion that consists in attributing to Aristotle the conclusions of his successors. Why does an analysis that does not speak of free arbitration become an analysis that almost speaks of it, and that already speaks of it? Aristotle in no way seeks to resolve the problem of free arbitration, because it is not posed in his ethics: [quote from Pierre Aubenque:] ‘Approaching the notion of proairesis from the perspective of “freedom of the will” is to condemn oneself to looking in the Aristotelian texts for what is not there, and neglecting what is there. What is not found there is a doctrine of freedom and responsibility. What is found there is a new contribution to an ontology, and to an anthropology of action’ ” (p. 149).

“An action is implicitly ours when we are in sum its principle, except when there is a constraint, in the same way that a statement is implicitly an affirmation, except when the signs indicate a negation. It is not necessary to have a principle of choice that allows passage from the one to the other. At the same time, our action is called willing when it is entailed by an internal principle, that is to say that it is necessarily caused by our deliberation: given the premises, the conclusion of a practical reasoning is necessary. In brief, what characterizes a willing action is spontaneity, and what characterizes a resolved action is the intervention of language. In the one case as in the other, this does not prevent its depending necessarily on its conditions” (pp. 149-150).

“In this context, what is the principle of action? If resolution is entailed by deliberation, what triggers action is the directive part of the soul. ‘Three things are mistresses (kuria) of action and of truth: sensation, intellect, and desire’. — Is sensation sufficient? It determines the particularity of circumstances, because it perceives the concrete singular in a practical reasoning (‘here is a drink’), but it is not the principle of action, because it is not the beginning of a causal chain that leads there. Is thought sufficient? No more so: it is not thought alone that is the origin of action, but practical deliberation. — Is it necessary to hold to desire alone? Not any more so. It is not necessary to confound the origin of an action and its control, the principle (arkhe) and the master (kurios). Only an articulation between desire and thought constitutes the moving principle of human action. This is operated by practical reason, which starts from an aim, the object of desire, and researches the means to attain it” (p. 150).

“The principle of action is indeed resolution (proairesis), ‘and the principle of resolution is desire and reason — that which pursues an aim’. Resolution is a principle, but it has principles of its own, desire and practical reason. all the better suited to join forces because they are analogous: ‘What affirmation and negation are in thought, pursuit and flight are in desire; […] for the resolution to be good, it is necessary at the same time that the discourse be true and the desire just: it is necessary that the latter pursue what the first affirms’. Resolution concerns what is presented to us as desirable in language, so that the object of desire corresponds to the object described as feasible by a reasoning. The affirmation that concludes discourse and the pursuit that animates desire concur in one sole and same act. Thus the principle of properly human action is resolution, that is to say the conjunction of desire and of the logos in pursuit of an aim” (pp. 150-151).

“Resolution is not the only principle of the conduct of humans, but it is its principle par excellence: no action can be fully good if it is not decided upon intentionally, resolved. Indeed more so than action, resolution reveals the virtues of character. For we judge the moral character of the agent not according to her intelligence, but according to the quality of her resolutions” (p. 151).

“If the quality of resolution makes the quality of moral character, the trajectory of ethics consists in passing from desire, which concerns the apparent good, to resolution, which concerns a good determined by a deliberation. When we pursue what appears to be a good, how do we know whether what we pursue is an ‘absolute’ or an ‘apparent’ good? The Sophists affirm that whatever anyone desires is good; Plato, that we can only will the true and absolutes good. Aristotle leaves this alternative behind by referring to the honest man, the man of the good (spudaios): ‘That which is in truth the object of a wish is the object of the wish of the man of the good […] For the man of the good judges correctly about each sort of thing, and in each the truth is what appears to him […] Without a doubt the most important difference between the man of the good and the others is that he sees the truth in each sort of thing, for he is the rule and the measure of each of them’ ” (pp. 151-152).

“This passage has been taken as a sort of relativism tempered by the prudence of the man of the good: with the incapacity of discovering the truth about the good, it is necessary to trust the honest man, and to universalize his subjective judgment. But even as he reprises the sophism (Protagoras: ‘man is the measure of all things’), Aristotle rejects the relativism that it implies: certain humans can see ‘the truth in each sort of things’ — simply, the condition for achieving this is not just theoretical (it does not suffice to know the good in order to desire it), it is also affective or practical (it is necessary to have acquired the habit of finding pleasure in choosing acts that are worthy). While the Sophists identify freedom with the capacity to act as we want, and Plato with sole adherence to the Good, Aristotle proposes a third way: ethical freedom is the art of deciding well, of taking the resolution required by the circumstances” (p. 152).

“The good human like the vicious desires what is pleasant, for pleasure is the phenomenon of good. But the good human reasons correctly and desires justly, and this is why her choice bears on that which is truly good, while the vicious holds tight to the form of the apparition, that is to say to pleasure, and can associate it with any object whatever. Vicious resolution concerns the uncontrolled pursuit of agreeable objects; virtuous resolution to pursuit of the correct middle term. The good human’s ethical virtue ensures that she will make good choices, and her prudence ensures that she deliberates correctly. The resolution taken by the good human is indeed a point of coincidence between the apparent good (which all seek) and the true good (which she discerns). In order to leave behind the confrontation between Sophists and Platonists, Aristotle has recourse neither to a relativism of appearances nor to an objective norm; in the element of virtue (and of desire), he aims at a coincidence between the phenomenon of the good and its truth. There are certainly degrees, but they mark a progression: each perceives the measure of good of which she is capable” (pp. 152-153).

For a longer excerpt from Sach’s translation of this part of the Nicomachean Ethics, see here.

Ethical Resolution

“Resolution” is Olivier Boulnois’s recommended translation for what I have still been calling the “choice” associated with deliberation in Aristotle’s ethics.

I am slowly pulling together resources for a larger project that aims to recover a positive view of the core of classical — and especially Aristotelian — ethics, and in particular to show that it has untapped value for the cause of human emancipation.

To even get off the ground, such a project must be able both to seriously respond to widespread global critiques of “Western metaphysics”, and more specifically to show how classical ethics can help rather than hinder the advancement of democratic and anti-elitist concerns.

In this setting, Boulnois’s recent large book Généalogie de la liberté (2021) develops a tremendously important analysis of the historical and linguistic dimensions relevant to evaluation of claims about human free will. Boulnois’s work meticulously traces the evolution of related concepts, through many twists and turns. The result is a gripping account of how later views of free will relate — or not — to Aristotle’s way of approaching these matters in the Nicomachean Ethics and elsewhere. This is a rather extreme example of how translation always involves some measure of interpretation. It shows how artifice, invention, and radical interpolations can come to appear natural.

This post will start with the concluding paragraph of Boulnois’s first chapter on Aristotle (chapter 4), then cover roughly the first third of his reading of the Nicomachean Ethics in chapter 5 — not because his initial framing and background discussions are not very interesting, but because I want to get right to the main historical part, and specifically to his positive account of how Aristotle develops a rich, robust, and widely admired ethics without ever appealing to a metaphysical concept of free will. (Particularly in the part addressed here, Boulnois will also make a number of forward references, to illustrate the ways in which Aristotle’s account is transformed in the later tradition. This first part focuses on questions of vocabulary and translation, which are necessarily a bit technical, but very important; the upcoming parts 2 and 3 will be more “philosophical”.)

“The Aristotelian definition of imputability is strictly ethical, and not metaphysical: an agent is responsible for her action if she is not coerced and she does not act in ignorance. It matters little whether or not she has the possibility of acting otherwise. We consider that she is responsible for her action because she acted spontaneously, and because she should have acted otherwise. It is not necessary to presuppose a metaphysical concept (the will), or to attribute to it a property (autonomy) detached from all exterior determinism” (p. 132; emphasis in original throughout; my translation throughout; female pronouns and substitution of “human” for “man” my interpolation).

Aristotle’s beautifully simple notion of ethical responsibility became overlaid with complications in the later tradition. While the motivation for these complications is usually claimed to be ethical, careful historical interpretation tells a different story.

“Is free will proper to the human? All of medieval and modern reflection on action rests on this thesis. Thus Thomas Aquinas declares: ‘As [Greek church father] John of Damascus says, the human is made in the image of God, and “image” signifies intellectually, free by his power of arbitration (liberum arbitrio), and having power in virtue of himself (per se potestativum)‘. Like God, the human is the principle of her works; in the image of God, she possesses a will, a free arbitration and a power by herself. Descartes concentrates this image in the will: ‘it is principally due to this infinite will that is in us that we can say that we are created in his image’. This ‘Christian’ definition of what is proper to the human takes in a metaphysical reflection: the expression of John of Damascus, which Burgundio of Pisa had translated to Latin by liberum arbitrio and per se potestivum, is the Greek term autexousion, the key concept of the Stoic theory of action. But to understand its signification, it is appropriate to inquire into its origin” (p. 133).

It turns out that the term autexousion (self-possessed, or one who is self-possessed) does not appear at all in Aristotle. It has a prominent role in Epictetus, and seems to have originated in late Stoicism. Following the typical Stoic pattern of moral absolutism, it would be said that the sage has self-possession in an unqualified way, and that those who do not have it in an unqualified way do not have it at all. But for Aristotle, in all matters of this sort, it is the relative cases that occur in real life that matter.

Burgundio of Pisa made the first Latin translation of the Nicomachean Ethics in the 12th century. He also translated the Greek church fathers John of Damascus, Nemesius, and John Chrysostom. It appears that Burgundio deliberately sought to harmonize his translation of Aristotle with the work of these theologians. Boulnois notes that Nemesius explicitly discusses Aristotle, and John discusses Nemesius at length. But this is only one part of a much longer story.

“The concept of proairesis [resolution or ‘choice’] is analyzed for the first time in book III of the Nicomachean Ethics. Aristotle there evokes diverse ways of attaining the good: 1) ‘that which depends on us’ (eph’ hemin); 2) ‘voluntary’ (hekousion) action; 3) ‘resolution’ (proairesis); 4) moral virtue (arete ethike). These four conditions are four degrees of description of action. To be deserving of praise, an action must be virtuous; to be virtuous, it must be resolved (decided); to be resolved, it must be voluntary and depend on us (eph’ hemin). That is to say, what we have the power to do or not do is primordial, and present at all the levels of analysis. Far from flourishing in a liberty of indifference, this common condition is our way of pursuing the good, and it is deployed according to four modes” (ibid).

In Aristotle, the focus of resolution is on ethical ways of acting. For the theologians, a capability for free arbitration is innate in the soul, and this is what is meant when it is said that the soul is created in the image of God.

I am deliberately using the odd-sounding literal translation “free arbitration” here for libre arbitre, which is standardly rendered as “free will”. Arbitre generally means arbitrator, not will. The presumption is that the will acts as an arbitrator. I would argue that what makes a good arbitration good is necessarily not arbitrary.

The explicit mention of arbitration here has to do with the liberty of indifference that is attributed to the will in the Western Christian theological tradition. The Latin libero arbitrio from which the French is derived is Augustine’s own shortening of his original phrase libero arbitrio voluntatis, which is something like “free arbitration by the will”.

“First of all, is it necessary to follow the translation of Burgundio? Does proairesis really signify ‘free arbitration’ [free will, libre arbitre]? The term [proairesis] appears in Greek in the epoch of Demosthenes, but it is Aristotle who first makes a technical use of it. It has been translated to French in multiple ways: ‘free arbitration’ [free will, libre arbitre] (B. Saint-Hilaire), ‘preferential choice’ [choix preferentiel] (J. Tricot), ‘decision’ [decision] (R. A. Gauthier and R. Bodeus). But these translations are themselves conditioned by the Latin translations of the Nicomachean Ethics of Aristotle, of which the Middle Ages knew several versions” (p. 134).

My own brief early treatment of this part of Aristotle used the term “choice”, following Sachs’s translation, but explicitly presented it as nonarbitrary, as it seems to me Sachs does as well.

“What are the principles that guided the first translation by Burgundio in the 12th century? The first translation, the Ethica vetus, translates proairesis by voluntas in book II; in book III, it sometimes preserves proairesis in transliteration, but it also renders it by ‘anticipated judgment’ (preiudicium), later by ‘choice’ (electio), and finally by eligentia (choice that is realized progressively), a term that Burgundio employs from then on constantly. In effect, after having used voluntas in book II, he cannot retain it in book III: this book contains in effect the concepts of ‘willing’ or ‘against one’s will’ (hekousion, akousion), which are translated by ‘voluntary’ and ‘involuntary’, which would be redundant with voluntas; he thus hesitates between three possibilities: conserving the Greek term, expressing the idea of anticipated judgment, expressing the idea of progressive choice — and finally follows this last decision. From then on, the Latin term voluntas translates boulesis (‘wish’), the traditional translation since Cicero), but also proairesis (in book I), and again willing action (under the form of the adjective voluntarium, ‘voluntary’). The translation of Burgundio thus concentrates different ethical concepts in the single term of will” (pp. 134-135).

Translating several different Aristotelian terms by one trivially makes the one term that much more widely used, increasing its apparent prominence in the text. At the same time it blunts the kind of nuanced distinctions that Aristotle thrives upon. It imposes unity on what is multiple on its face. In doing so, it deliberately introduces the very same kind of equivocation that Aristotle works to extricate us from in his signature move of pointing out things “said in many ways”.

Even more significantly, we see adjectives, verbs, and nouns in predicate position transformed into a separate quasi-substance (“the will”) within the soul, to which acts are attributed. These acts of willing, unlike the ethical actions considered by Aristotle, are posited as completely internal to the soul. By contrast, the Aristotelian “resolution” that Boulnois aims to recover has an outward-facing aspect and an intrinsic relation to what the later tradition calls “external” action, insofar as it is measured by what we discernably do and don’t do.

The whole notion of punctual actions internal to the soul is a creative invention of the theologians, that is now so familiar to us that it seems natural. Indeed the whole idea of a sharp, categorical distinction between internal and external in the human only emerges in stages, mediated by Stoicism and middle Platonism. It only attains the full force familiar to us in early Christian theology.

Aristotle is in general much more interested in activities than in punctual actions or events. Unlike an action-as-event, an activity can be inwardly directed. But meanwhile he attributes actions-as-events to the whole human being active in the world, not to the soul alone. For Aristotle, the soul is not so much a cause of events as a source or place of meaning.

“The translation of Grosseteste continues a solution envisaged by Burgundio, but imposes it in a coherent and homogeneous way: it always renders proairesis by electio. But the inconvenience of this translation appears in book II, where ‘willing’ action, rendered by ‘voluntary’ (voluntarium) is distinguished from proairesis, rendered by ‘choice’ (electio). It is thus necessary to say that ‘children and other animals have in common the voluntary, but not choice (electio). A strange ‘voluntary’, without will or choice!” (p. 135).

As it is presented in Aristotle’s text though, the distinction between proairesis and “willingness” or “voluntariness” does not seem strange at all — at least, as long as we do not reify will into an independent faculty superior to intellect and desire, and then attribute the willingness or voluntariness to the will rather than to the action. I too have previously hesitated over the English terms “voluntary” and “willing” due to their obvious etymology, but the way the corresponding terms are used in the Aristotelian text seems clear enough. (To further round out a self-contained dossier on these matters, some time soon I will transcribe more of Sachs’s translation, which I continue to greatly admire.)

Boulnois continues, “It is thus Burgundio who traced the rut into which all the medieval and modern translations have not ceased to fall. But must we understand, like him, proairesis as a ‘choice’? And why does he effect this concentration on will? Here it is necessary to inquire after its hermeneutic horizon: we also owe to him the translations of the De natura hominis of Nemesius of Emesa and the treatise On the orthodox faith of John of Damascus, the one and the other meditating on the vocabulary of free arbitration. There is here a historic point of intersection: John relies on Nemesius, who himself cites Aristotle; thus Burgundio translated three works, and each time understood proairesis as a choice and an arbitration” (pp. 135-136).

There is no concentration on will in Aristotle, because in Aristotle there is no separate faculty of will. A definite “will” can be attributed to a whole human being, but he never speaks of an indefinite will over and above the instances of definite will.

“For Nemesius of Emesa, proairesis precedes every action; it is itself associated with the logos; it depends on our judgment. This is a decisive mutation: in Aristotle, practical reason is not a ‘deliberation’ anterior to action, it is its very logic; in Nemesius, proairesis precedes actions; it has become a full-fledged faculty, itself in our power and depending on our judgment: proairesis becomes that which, by nature, depends on us, before any action. Nemesius associates this interiorization with Christianity; he cites Matthew 5:28: ‘He who looks at a woman with desire has committed adultery in his heart’. Thus it comes to be that a faculty of acting has an interior faculty of deciding resolutely for ourselves — a free arbitration” (p. 136).

The decisive mutation he attributes to Nemesius is the interiorization mentioned here. As will be confirmed shortly, Boulnois does not at all mean to reject deliberation. Rather, he is recalling that for Aristotle, the sin qua non of practical reasoning is that it directly issues in action (which is why we call it “practical”). Converting it into something that can be purely interior radically changes the meaning.

In any case, faculty psychology is another later development that has been read into Aristotle in hindsight. It is of course common for translators to take their intended audience’s preconceptions into account, but here the preconception gets in the way of understanding the text.

“In its turn, the work of John culminates in a reflection on the union between the human will and the divine will in Christ. John of Damascus describes the functioning of this psychic union: after the wish regarding the end comes deliberation, in which proairesis is like an epilogue. Thus there exist two appetitive faculties: boulesis (wish?) is concerned with the end, while proairesis is concerned with the means, and arbitrates among them to attain the end: ‘proairesis consists in effect in a taking (hairesthai) and picking (eklegesthai) between two objects, one more than the other’. It is clear that John interprets proairesis as a preferential choice: we take one object in preference to the other. It was logical that this interpretation is incorporated in the translation; Burgundio here translates proairesis by electio: ‘Choice (electio) consists in choosing between two objects and wishing for one more than the other’. Prohairesis has become a choice. It remains oriented toward its end, and is placed structurally in the orbit of the will (since boulesis is a form of willing, thelesis). — But it is precisely this interpretation that inspires Burgundio’s translation of the Nicomachean Ethics. It remains subject to competition from the concepts of voluntas and of premeditated judgment; this precisely confirms that the complex of translations, despite the attempts at emancipation in book III, remains dominated by the primacy of will” (pp. 136-137).

“With the translation of proairesis by ‘choice’, the key concept of Aristotelian ethics is integrated into the semantic field of will. The Burgundian point of intersection, which gathers Aristotle, Nemesius, and John together in the same bundle of translations, constitutes a second beginning of proairesis as free arbitration in the 12th century” (p. 137).

The way I have been rationalizing continued use of “choice” for the past year is by emphasizing the way in which deliberation is said to determine choice in the Aristotelian text. I did not at all construe it as an Augustinian “free choice of the will”. But still, this nonstandard use could be confusing to readers of the English.

“But apart from the interpretation of John and Burgundio, what does Aristotle want to say? The root hairesis is associated with the verb haireo: to seize, take, or capture. Hairesis signifies first of all a taking. From this the sense of ‘taking a position’, ‘choice’, ‘option’ (and derivatively the sense of philosophical position, then a religious sect, ‘heresy’). — But what does the prefix pro signify? Either ‘in advance of’, or ‘in place of’. The term can thus signify ‘to take in advance’ or ‘to take in preference to another thing’. Preliminary anticipation or preferential choice, which sense is to be admitted?” (ibid).

This suggests a nice, unexpected connection with the Kantian “taking” of things as thus-and-such.

“In Plato, the verb prohaireo (proelometha) has the sense of a premeditation more than that of a choice: ‘If we have nothing else at hand, do you want us to take up weaving?’ Here, precisely, no choice is possible; this does not prevent deciding in advance what we will take up. — In Demosthenes, the expression serves to claim a line of political conduct; accused, the orator assumes responsibility for the account: ‘these events, which my proairesis and my politics have produced’. Here the term has the sense of a deliberate intention, or of a political project — of resolution; Demosthenes thus aligns himself as an engaged and clear-seeing actor in the uncertain setting of political action. Proairesis designates the line of conduct he has intentionally followed, his decision: ‘the proairesis of one who deliberates is manifested in his very thought’. Demosthenes underlines that we do not deliberate about the past; only the present and the future require a deliberation. It is necessary to judge the plans he has formed in the context of the urgency of the moment: ‘Misfortunes were threatening; others were present; examine the proairesis of my government, and do not calumny the events’. The same applies after the fact: ‘If today someone can see a course better than mine, or, more generally, another possible course outside of those I had for proairesis (prohailomen), I consider myself culpable.’ When Demosthenes defends his decision, it is to underline that he could not have acted otherwise, that there was no other possible alternative. But what matters is to undertake a project, to courageously make a resolution for the future” (pp. 137-138).

I found this part particularly clear and helpful. Here proairesis seems to connote proactive, rational commitment and intention.

“The task of the orator in the context of the city is to discern ‘events from their birth, to foresee them, and to announce them in advance (prolegein) to the other citizens’. Proairesis is thus indisputably the capacity to project into the future. Political action only has meaning if it is cognizant of possible events in advance, in the decisive instant, and if it proposes a project. The first quality of a citizen is ‘when he exercises power, to firmly conserve for the city the proairesis of nobility and preeminence’; it is clearly a matter of a global design to be maintained through time, of a resolution. Even if indirectly proairesis often involves the possibility of making choices, the pro of proairesis in Demosthenes designates first of all an anticipation; if hairesis designates a knowledge, proairesis is an anticipative knowledge, a resolution” (p. 138).

“But in what sense does Aristotle use proairesis? As we have seen, for Aristotle human action is a particular case of the movement of animals. But what is proper to the human comes from discourse (logos). It is this difference that allows her to deliberate, to determine a practical conclusion. In the same way that desire is the principle of movement, proairesis is the principle of properly human action. Thus Aristotle defines proairesis as a kind of desire joined with deliberation (with discourse). Thus practical reasoning distinguishes action from movement” (pp. 138-139).

This principle that guides properly human action, as distinct from other bodily movement, is thus associated by Aristotle with the language and discursive thought that distinguish humans from other animals. Properly human “desire joined with deliberation and discourse” distinguishes properly human action from other animal movements, which are born of desire alone. For Aristotle, ethics is not about the training of a presumed will that decides, but rather about acting well in a rich and multifarious sense.

“Translation is not everything, and all solutions have a contingent aspect. But it is necessary to adopt one. Three possibilities are offered to us: choice, intention, resolution. Which to retain? — After having characterized proairesis as concerning actions done willingly, Aristotle adds that it is concerned with what we have ‘deliberated about beforehand (probouloumenon)’, since it ‘is accompanied by speech and by thought’; otherwise, ‘according to its name itself, it seems to signify that which is taken before (or more than) something else’. Here again, pro can have two senses: ‘before’ and ‘more than’. In the first case, it is necessary to understand ‘what we decide to take before something else’. In the second case, it is necessary to understand ‘what we decide to take more than something else’. But the second case is a particular case of the first; to take something more than something else is to prioritize it, to prefer it (praeferre is to prioritize). And especially, the parallel with ‘deliberated beforehand’ (indisputably temporal) encourages understanding ‘that which is known in advance’. The concept of resolution expresses this idea fairly well. When an agent has deliberated, he fixes in advance his intention on a project that guides his action: he resolves” (p. 139).

With this temporal argument, we are getting to the heart of the matter. Aware that he is arguing against a received view that is itself relatively plausible, Boulnois recalls that serious translation (or even, I would add, serious reading) must often recognize that interpretations of a text are debatable. Then it becomes a matter of considering multiple points of evidence, to obtain a well-rounded point of view. It is perfectly possible to sustain a general line of argument even if one of these is conceded. But conversely, arguments are strengthened when they converge from several directions.

In the next chapter, he will argue that it was not until Boethius (480-524 CE) that the interpretation of proairesis in ethics came to be read in light of Aristotle’s entirely separate discussion of future contingents in On Interpretation. Boethius’s reading makes good sense if we accept the radical departure of Alexander of Aphrodisias (flourished around 200 CE) from Aristotle in his polemic against Stoic fate. Alexander’s “libertarian” reading is presupposed by the much later arguments of Duns Scotus (d. 1308 CE) for a definitely non-Aristotelian radical contingency of everything due to the dependence of everything on the will of God. But in another upcoming chapter, Boulnois will systematically dismantle the argument of Alexander, highlighting its implicit dependence on the Stoic view it opposes, which anticipates Avicenna’s un-Aristotelian notion that efficient causality comes before purpose and meaning in the understanding of things.

Boulnois quotes from Aristotle’s Eudemian Ethics, which covers much of the same territory as the better-known Nicomachean Ethics. Here I have more or less substituted the English of The Complete Works of Aristotle, vol. 2, p. 1942, while leaving proairesis in Greek as Boulnois does: “Since then [proairesis] is neither opinion nor wish singly, nor yet both (for no one [has proairesis] suddenly, though he thinks he ought to act, and wishes, suddenly), it must be compounded of both, for both are found in a man [who has a proairesis]” (ibid).

He provocatively recalls the root meaning of hairesis (a taking or seizing), in order to argue that proairesis is not just preferring one thing to another, but necessarily includes a duration of time and a forward-looking element. (I have previously read this as a non-arbitrary preference grounded in reasons; this is still available as a fall-back position if we do not accept the whole of Boulnois’s argument.) He argues that the interpretation of proairesis as “choice” is fatally flawed, because in in common speech choice need not depend on deliberation, but according to Aristotle proairesis does. Proairesis is therefore more than just a choice.

“To have a proairesis, it is necessary to have an opinion on the action to be taken and to wish it, but this does not suffice: proairesis presupposes a duration, and first of all that of deliberation. But what does proairesis mean here? Aristotle explains: ‘proairesis is a seizing (hairesis), not absolutely, but of one thing in view of another (pros heteron). But this cannot occur without examination or deliberation. This is why proairesis concerns a deliberative opinion.’ The accent is put on the relation to the end. It is a matter of an intentional decision. Proairesis is indeed more than a choice: one can choose without deliberating. It is more than a decision, because we can decide in an instant. What the time of deliberation entails is the anticipative seizing of the relation between the end and the means. It is a matter of an ‘anticipation’ (pro-hairesis). We can speak of an ‘anticipative seizing’ or of an ‘intentional aiming’ in the measure that it aims at the future. — But the most rigorous translation seems to be ‘resolution’; resolution integrates many constitutive elements of proairesis; it takes time to be formed, it aims at the future, it implies an intention from which it will not let itself be diverted, and it can be the result of a deliberation. This is why it has an incontestable ethical dimension” (pp. 139-140).

“Resolution introduces the logos and time. If animals and children are already capable of acting willingly, their impulsion is characterized by suddenness; while proairesis presupposes a premeditation, a preliminary deliberation, and a hierarchization of priorities. The object of our resolution is initially the object of our desire, insofar as this results from a deliberation (and does not determine it). It is resolution that makes us good or bad, because it is it that triggers this kind of action more than any other: the greater the good we are reaching for, the stronger the resolution that leads us to it” (pp. 140-141).

“With Aristotle, we are indeed far from the medieval and modern interpretation, which speaks of choice (electio). Certainly every choice presupposes a resolution, but resolution is a more fundamental concept than choice” (p. 141).

Classical Ethics

I don’t like arguing in terms that are primarily negative, but found myself doing just that in the course of recent work on Schneewind’s The Invention of Autonomy. There, a debate between voluntarism and anti-voluntarism occupies center stage. Unsurprisingly, I found myself identifying with the anti-voluntarists. But as I said, I don’t like arguing in terms that are primarily negative.

The solution to this is not hard to find. What I have in common with Schneewind’s anti-voluntarists can be described as a positive view of classical ethics. As I wrote in an early post here, “I think the introduction of rational ethics by Plato and Aristotle was the greatest single event in the history of talking animals on our planet, marking the threshold of a kind of historical cultural adulthood. Before that, there were traditional values; codifications of traditional values into law; and attempts by some people to impose their will on others; but there was no ethics as free and open inquiry into what is right.”

Resolution Revisited

After all the troubled waters of late with voluntarism and free will, it’s time for a breath of fresh air. In an upcoming post, I’ll be taking a more detailed look at the chapter “Resolution” in Olivier Boulnois’s Généalogie de la liberté (2021), which does a brilliant job of uncovering what I think is a genuinely Aristotelian perspective on what I too have still been calling ethical “choice’. This also has tremendous importance for the evaluation of global claims about the history of metaphysics. For now, as a kind of reminder, here are the bits of the chapter that I translated last year.

“Is free will proper to the human? All of medieval and modern reflection on action rests on this thesis…. The concept of proairesis is analyzed for the first time in book III of the Nicomachean Ethics” (p. 133, my translation throughout).

“To begin with, must we follow the [12th century Latin] translation of Burgundio? Does proairesis really mean free will?” (p. 134).

“With the translation of proairesis by ‘choice’, the key concept of Aristotelian ethics is integrated into the semantic field of will. The Burgundian point of intersection, which connects Aristotle and [the Church Fathers] Nemesius and Damascene in the same bundle of translations, constitutes a second origin of proairesis as free will in the 12th century” (p. 137).

“Aristotle defines proairesis as a kind of desire joined with deliberation (with discourse)” (p. 139).

“With Aristotle, we are indeed far from the medieval and modern interpretation, which speaks of choice (electio)” (p. 141).

“The most rigorous translation seems to be ‘resolution’…. Resolution introduces logos and time” (p. 140).

“The object of our resolution is first of all the object of our desire, insofar as this results from a deliberation” (pp. 140-141).

“Our moral character depends not on our theoretical attitude but on the ensemble of our resolutions, the repetition of which constitutes our disposition to act, indeed our aptitude for beautiful actions” (p. 142).

“Since Cicero, the boulesis of the Stoics has been translated to Latin by voluntas [will]. But the Stoics affirm that such a mastery of impulse is found only in the sage…. It is only later, with Augustine, that this prerogative of the sage becomes a faculty accessible to all. Our concept of will, as capacity to consent or not to our representations, carries all this history. But in Aristotle, boulesis always designates the desire that pertains to that part of the soul that is capable of speech. It is a form of desire that is enunciable, intelligible…. Boulesis indeed is a wish: a wish does not require the existence of a will; like all desire, it is moved by its object” (p. 143).

“Among our desires, resolution results from a deliberation, which deploys itself in language…. The true principle of our resolution is of the order of language and of thought. Like all living beings, the human is necessarily moved by what appears to her as desirable; but in distinction from the other living beings, it is through speech that the desirable appears to her…. Resolution bears on action that can be accomplished by us…. There is only a place for deliberation when several lines of action are possible…. We deliberate on that which no one can do in our place” (p. 145, emphasis in original).

“It is necessary to underline: Aristotle does not exactly say that the resolution depends on us. What depends on us is the action that is the object of that resolution…. Aristotle does propose a theory of decision, or of resolution, but not a theory of freedom of choice, or of free will” (pp. 145-146, emphasis in original).

“Such actions are ontologically contingent: they could [also] not be. The metaphysical tradition deduced from this the existence of a power of choice, of a will or a free will” (pp. 146-147).

“Nothing obliges us to understand contingency in an absolute manner, and as subject to our power. Aristotle refers to the ensemble of actions that depend on us (eph’ heminin general (in the sense of a collectivity: the humans, the agents, the citizens), but not to those that depend on me (here and now)…. But Aristotle never claims that an agent has, other things being equal, at a given instant, the capacity to do one thing or its contrary, to act and not to act. ‘What depends on us’ is a generic capacity, proper to humankind, and not to some particular individual, here and now. Reciprocally, in insisting on the idea that deliberation is the cause of our resolution, Aristotle holds that at the interior of this bivalence, we more often see what the logos presents as desirable” (p. 147, emphasis in original).

“In this context, what is the principle of action?” (p. 150).

He quotes Aristotle, “and the principle of resolution is desire and reason…. What affirmation and negation are in thought, pursuit and flight are to desire…. For resolution to be good, it is necessary at the same time that the discourse be true and the desire just” (p. 150).

“The sophists affirm that every desire is good; Plato, that we can only truly will the true or absolute good” (ibid).

“While the sophists identify freedom with the capacity to do what we want, and Plato with sole adherence to the Good, Aristotle proposes a third way: ethical freedom is the art of deciding well, of arriving at the resolution the circumstances require…. The resolution taken by the homme de bien [literally, “man of the good”] is indeed a point of coincidence between the apparent good (which all seek) and the true good (that she discerns). In leaving behind the confrontation between sophists and Platonists, Aristotle has recourse neither to a relativism of appearances nor to an objective norm; in the element of virtue (and of desire), he aims at a coincidence between the phenomenon of good and its truth” (p. 152).

“Is it necessary to say that resolution is free? Does it consist in a choice?… Aristotle never makes the concept of freedom intervene in relation to the question of choice, nor even that of willingness” (p. 153).

“Nevertheless, Aristotle knows and uses a concept of freedom (eleutheria). But this pertains to politics and not to the theory of action” (ibid, emphasis in original).

“The Latin translation notwithstanding,‘hekousion’ (willing) does not mean ‘voluntary’ (voluntarium); it is rather the mode of our action, except in cases of constraint or ignorance. Proairesis does not mean ‘free will’ (liberum arbitrium), but decision, resolution… Freedom is the ethical horizon of our action, and not the metaphysical attribute of a will that Aristotle did not envisage” (p. 154).

“It is indeed possible to analyze human action without postulating in the agent a central instance of arbitration, and without inscribing her in a physical determinism…. Ethics is indeed thinkable without a theory of will” (p. 155).

“Ethical action does not necessarily require a freedom of choice. It depends on a resolution (proairesis), which mainly refers to a dimension of anticipation, and does not always imply a choice. Ethics is indeed thinkable without the doctrine of free will” (ibid).

“Resolution presupposes a process of deliberation in the agent: she at least implicitly evaluates the reasons to do x rather than nothing; that which she does is not imposed on her from the outset. That is to say that for her, there are a multitude of options and reasons to act” (ibid, emphasis in original).

“A stranger to the metaphysical problem of free will, freedom is ethical in essence; it consists in the ability to act well; it is only acquired at the completion of an education in virtue” (ibid).

“All thought about action situates itself in the horizon of the good, and freedom is nothing other than liberation from the bad” (p. 156).

It is ethics that founds freedom, and not freedom that founds ethics” (ibid, emphasis in original).

“On the plane of finite existence, no one knows if they have absolutely accomplished the best action. In the same way in their reflections on our moral lack of power, Aristotle and Ovid speak of that which is ‘better’ (comparative) and not of that which is ‘best’ (superlative)” (ibid).

Kant’s Anti-Voluntarism

There is a great deal more of interest in J. B. Schneewind’s The Invention of Autonomy beyond what I have covered. His treatment of the 18th century is as rich as what we have seen from the seventeenth. Nonetheless, the main contours of his argument have already been well enough documented to show the basis of his conclusions about the respective historical roles of voluntarism and antivoluntarism, to which I will now turn.

“The Kantian conception of morality as autonomy was not invented just out of the blue…. In earlier chapters I have argued that controversies over voluntarism, the doctrine that God creates morality by a fiat of will, were central to the development of modern moral philosophy. Because of its importance in the theologies of Luther and of Calvin, and in the philosophical thought of Descartes, Hobbes, Pufendorf, and Locke, the issues voluntarism raised could be avoided only by unbelievers like Hume, the radical French thinkers, and Bentham. Everyone else held that God must somehow be essential to morality. Those opposed to the voluntarist explanation of God’s role in it were united in their moral rejection of what the theory implied about the kind of community that is possible between God and human beings, and consequently among ourselves. Voluntarism, they held, makes it impossible for us to love God. Hence it excludes a central Christian moral requirement. And if love of God is impossible, then the common moral understanding of our relations to one another is unavoidably affected. A morality of tyranny and servility can be avoided only if God and man form a moral community whose members are mutually comprehensible because they accept the same principles” (p. 509).

The positive side of Schneewind’s argument has to do with the emergence of a new paradigm of self-governance, as a major alternative to the paradigm of morality as obedience that dominated earlier Christian teaching about ethics. Self-governance is the main precursor of the characteristically Kantian emphasis on autonomy. Meanwhile, voluntarism leads to a morality of tyranny and servility.

“Montaigne opened the way to modern moral philosophy by rejecting every conception of morality as obedience that he knew…. The psychological assumptions of the morality of obedience were formally challenged as early as 1625, when Lord Herbert of Cherbury argued that everyone could know what morality requires. His argument was repeated, in essentials, by a number of later philosophers. In the middle of the seventeenth century the Cambridge Platonists began to offer a more hopeful picture of our desires than that of Hobbes or the Calvinist Puritans. Later thinkers — some, like Shaftesbury, influenced directly by the Cambridge philosophers — elaborated on the point. Eventually a variety of new views were worked out in order to underpin conceptions of morality as self-governance” (p. 513).

The originally Stoic idea of self-governance came to be embraced by many later Christians, as an alternative to voluntarism and one-sided emphasis on obedience. There were also voluntarists who were not obedience theorists, and obedience theorists who were not voluntarists, but these are exceptions. Through consideration of a great many historical figures, Schneewind documents strong correlations between voluntarism and obedience theory, and between antivoluntarism and self-governance theory.

This also suggests a more particular motivation for Kant’s emphasis on the investigation of “pure” or a priori principles. Whatever is pure or a priori — which for Kant means it has no dependence on any particular empirical content — he deems to be valid for the whole universal community of rational beings, which for Kant includes God. Part of the significance of pure or a priori principles for Kant is that they are shareable between God and humans.

Without further ado, here is a longer passage from Schneewind’s conclusion.

“A remark in the Foundations [of the Metaphysics of Morals] gives us a telling indication of Kant’s alliance with the antivoluntarists. Kant says that it is ‘self-evident’ (leuchtet von selbst … ein) from the common ideas of duty and of the moral law that there must be a pure moral philosophy, independent of anything empirical. Everyone will admit, he says, that if there is a genuine moral law, then it ‘does not apply to men only, as if other rational beings had no need to observe it’. If he did not know Pufendorf’s specific denial that there is any law common to God and man, his study of Crusius and of Leibniz’s Theodicy would have taught him that voluntarists would have denied these points. He might have argued for them; it is surely surprising that he could have thought them self-evident. An unquestioned assumption that the moral community must include God would, however, make it seem self-evident to him that there must be a moral law that applies to all rational beings, not to humans only, and a pure a priori moral philosophy to explain it. Kant is plainly making that assumption.”

“Another indication of Kant’s antivoluntarist moral stance is his attitude toward servility. As I pointed out in the last chapter, the early Notes show how strongly Kant objected to the thought of the dependence of one rational being on the commands and desires of another, seeing it as somehow contradicting our essential free agency. The mature Kant does more than condemn servility, as the antivoluntarists always do. He explains what is wrong with it. Humanity in our own person requires us to respect ourselves and to pursue those ends which are our duties ‘not abjectly, not in a servile spirit‘, but always aware of our dignity ‘as a person who has duties his own reason lays upon him’.”

“If these are small pointers to Kant’s agreement with the antivoluntarists, his account of the basic moral principle as a principle of pure practical reason, together with his thesis that the principle motivates rational agents to comply with it, make it plain that he stands with them on the central issues. His account of God’s indispensability to morality is also common among the opponents of voluntarism. From Hooker through Leibniz and Wolff, they assign God the task of assuring us that we live in a morally ordered universe, one in which virtue is, ultimately, rewarded and vice punished. Only in such a world does morality make sense for free and intelligent but needy and dependent creatures. Kant describes God as having this function when he discusses the religious outlook that moral agents will have. They will believe in a Kingdom of God, ‘in which nature and morality come into a harmony, which is foreign to each as such, through a holy Author of the world’. The antivoluntarists thought that they could give theoretical grounds for their belief in divine order. Kant defends the older view on new grounds, resting the belief in divine order on the requirements of autonomy itself. But this radical reversal should not conceal the deep similarity of his position to the older one.”

“The Kantian morality of autonomy is decisively opposed to voluntarism because the rationality of the moral law that guides God as well as us is as evident to us as it is to him” (pp. 509-512).

“For Kant, however, it is not knowledge of independent and eternal moral truth that puts us on an equal footing with God in the moral community. It is our ability to make and live by moral law. The invention of autonomy gave Kant what he thought was the only morally satisfactory theory of the status of humans in a universe shared with God” (p. 513).

Free Will in the Cambridge Platonists

Schneewind dedicates the final section of his chapter on the Cambridge Platonists to their views on the vexed topic of free will. There are quite a few interesting nuances here. But it is important to first recall a few generalities, beyond what Schneewind mentions. The following thumbnail sketch is far from complete, but will serve for this discussion.

What is called free will is in general a subject of immense linguistic confusion. Each time the term is used, we need to pause and consider in which of several highly divergent ways it is being said. First of all, there is no such term in ancient Greek. Second, not only have there been a great many highly developed positions on questions related to this, but different authors use key terms like “free” and “will” in quite different ways. We have to be careful when translators use such modern terms to translate ancient authors.

In the Nicomachean Ethics, Aristotle instead uses a number of more specific terms, in ways close to their meanings in ordinary speech. These include “deliberation” (bouleusis), “choice” (prohairesis), and what is “up to us” (eph hemin). He classifies human actions as voluntary (hekousios), involuntary (akousios), or mixed (miktos). Actions may also be considered abstractly (aplos), or in the context of an occasion (kata ton chronon).

What is most relevant here is that for Aristotle, an action is called “voluntary” when it is not forced and is not attributable to ignorance. We are unequivocally morally responsible for voluntary actions; responsible in a weaker sense for mixed actions; and not responsible for involuntary actions. It is my contention that insofar as they are justified, claims about the necessity of something called free will for ethics refer to this relatively common-sensical Aristotelian distinction.

In a much more specialized and systematic way, the late Stoic Epictetus (d. 135 CE) redefines prohairesis (choice) as the one and only thing that is eph hemin (up to us), and therefore makes us who we are. In Stoicism generally, all things are said to be governed by fate, understood in terms of cause and effect. Its main early systematizer, Chrysippus (late 3rd century BCE), is usually understood as advocating a “compatibilist” theory of human freedom. Choice in Stoicism is said to involve an inner hegemonikon or ruling principle in the human that is able to exercise or withhold assent (prokatathesis) to appearances and desires. It does not automatically have power over them, but can in principle discipline itself so as to achieve an inner freedom of choice. Only in the fully realized Stoic sage does it have full control.

Judaism, Christianity, and Islam all broadly emphasize that we are morally responsible for our actions, although their main concern in this seems to be not the dignity of the human, but rather to explain how God can be omnipotent, and yet have no responsibility for evil. Jewish, Eastern Christian, and Islamic traditions all seem to pretty consistently draw the conclusion that humans have what is translated as free will, even though God has foreknowledge of the outcome. But perhaps because it is less controversial in these contexts, the exact meaning of “free” and “will” is left relatively open.

Matters are far more complicated in Western Christian traditions, which came to be dominated by highly nuanced attempts to mediate between conflicting doctrinal concerns. Augustine (354-430) in his early work seems to be a strong advocate of free will, but in his later polemics against Pelagianism, strong doctrines of original sin and the insufficiency of human virtue come to overshadow this. It has been argued that Anselm of Canterbury (1033–1109) was the first defender a fully “libertarian” account of free will in the human. The first universally recognized advocate of such a position is Duns Scotus (d. 1308). Many other writers such as Aquinas make important uses of early Augustine’s term “free will” or liberum arbitrium, while giving it an “intellectualist” slant and taking great care to avoid imputations of Pelagianism.

The Cambridge Platonists sought to heal sectarian divisions in Christianity by promoting a new kind of Christian Platonism. Schneewind previously mentioned that they drew inspiration from the Greek church fathers, as well as Plato and Plotinus. Cudworth wrote a whole book on free will from this point of view.

Cudworth’s objections to Smith’s consequentialist view of punishment occurs as a passing comment in his discussion of free will. Because our relation to God is such a central issue for the Cambridge thinkers, the complexities of the free-will problem could not be avoided. How can we explain our status as genuine agents, neither mere mechanical transmitters of divine activity nor servile subjects made to comply with commands we would otherwise resist, while acknowledging God’s supremacy and our total dependence on him? Whichcote did not produce any extended philosophical treatment of free will. Smith’s remarks on the issue are more interesting for the attitude they reveal than for the philosophical light they shed on it. More and Cudworth alone grappled with its more difficult aspects. Although Cudworth’s work was not published until the nineteenth century, we can use it to discover the difficulties seen by the most astute philosophical thinker of the Cambridge group as arising from an effort to reconcile the deification of the human, on which they all insisted, with that proper obedience to God, which none of them wished to deny” (Schneewind, The Invention of Autonomy, pp. 210-211).

We saw last time that Cudworth wants to defend the traditional view of reward and punishment in the afterlife, even though he is honest enough to admit that eternal punishment cannot in itself be a good of any kind. He agrees that other actions all aim at some good. But instead of rejecting eternal punishment on that Platonic ground, he wants or feels doctrinally compelled to uphold a traditional view of justice as retribution, alongside his broadly Platonic view of the good.

“As always in this period, the question of human free will leads unavoidably to the question of what divine free will is, or perhaps is not. Does our liberty make us similar to God, or different from him? He sees God as free not because God acts from ‘an absolute will’, doing as he pleases in an arbitrary fashion, but because God always wills what is best, in accordance with his own nature as shown him by his own understanding. So too in us. Liberty is reason, the ‘liberal election of, and complacency in, that which our understandings propound to us as most expedient’. To be free is to act voluntarily. It is doing what we see to be best, even in the particular situation and not only in general. When we do not see clearly what is best, we fluctuate in a kind of indifference and are in suspense about what to do. God is never in this unhappy state. Our indifference is therefore an imperfection. The perfection of freedom is to be moved by the universal good seen clearly in the particular case. It is to be moved wholly by the divine order of goodness in the universe” (p. 211, internal citations omitted throughout).

The idea that God wills what is best and that we should too sounds promising as an alternative to command and obedience, but the reference to expediency is a bit disappointing. This aspect sounds more like another anticipation of utilitarianism than an inspiration from Plato or any other Greek philosopher. Of course, there are broader and narrower conceptions of utility and expediency, and it is the narrower ones that are most troublesome.

Cudworth rejects theological voluntarism, but he wants to defend a version of human free will that is stronger than what he himself thinks is needed for ethics. Here we must pay close attention to exactly what notion of free will is at issue.

That liberty is reason and that God does not act from an absolute will but wills what is best, is good Platonism. That for a human to be free is to act voluntarily rather than involuntarily is good Aristotelianism, even though Cudworth generally wants to avoid Aristotle. That perfect freedom is to be moved by the order of goodness in the universe steers the Christian concern with freedom in a broadly Platonic direction that is a big improvement over the voluntarist emphasis on sheer will. Cudworth’s anti-voluntarist idea that freedom of indifference is an imperfection is original and interesting.

“Why should we ever have thought otherwise? Smith blames it on the Jews. Their notion of legal righteousness, now replaced by the inner righteousness of the Gospels, forced them to believe in a free will so absolute that it could do or refrain from any action of its own power. The law, for them, was merely the ‘object’ on which this power was to be exercised. Compliance earned absolute merit, and nothing more was needed from God than the law’s indication of his will” (ibid).

That in contrast to Christian emphasis on love, Judaism and Islam recognize only Law, is a cliché common among Christians. It is of a piece with other clichés about the moral inferiority of paganism, which are refuted by a better acquaintance with Greek philosophy. Apparently too, it was very common for 17th-century English Christians to characterize theological ideas they did not like as Jewish. All four of the Cambridge Platonists Schneewind discusses reportedly do this at times. In today’s polarized world, one need not be a defender of Zionist divine right to recognize that this is wrong. But apart from the red herring of blaming the evils of voluntarism on the Jews, these Christian Platonists make valid and telling criticisms of theological voluntarism. Schneewind does us a great service by bringing these angles to our attention.

“Smith calls Maimonides as witness to the Jewish belief that man’s ability to remain totally indifferent to good or evil, and to choose either, showed itself only after Adam’s sin. Thus Adam’s Fall occasioned ‘the rise of that Giant-like free will whereby [humans] were enabled to bear up themselves against heaven itself’ and live without any need for grace” (ibid).

Smith’s reference to Maimonides sounds distorted at best, since Maimonides was known as a strong “intellectualist” and not as a voluntarist. The connection between free will and sin has its classic source in Augustine. The earliest appearance of theological voluntarism is in Philo of Alexandria who of course was Jewish, but apparently Philo had essentially no influence on historical Judaism until he was rediscovered in the 19th century. On the other hand, contemporary scholarship finds a very significant influence of Philo on the Alexandrian church fathers like Clement (150-220 CE) and Origen (185-254 CE).

“Once we see that God is not to be served for wages, but out of love, we will see why we need not and should not claim to possess a free will of this kind” (ibid).

God is not to be served for wages, which is to say that for these Christian Platonists, promises of reward in the afterlife offer only motivation of a very inferior kind, compared to the Platonic and more generally Greek-philosophical motivation of seeking the good for its own sake. Cudworth will nonetheless also defend the traditional view of reward and punishment as socially needed, in order to keep the unphilosophical masses in line.

As we saw above, More’s initial explanation of free will uses what we can recognize as the Aristotelian distinction of voluntary from involuntary actions. To this he adds the Stoic notion of assent. Schneewind points out how far this is from late Augustine and Luther.

“More does not find things so simple. If there are any people who by nature always act for the best, they are indeed blessed; but they are in a small minority. More is concerned with the rest of us, who have to struggle to be good. Is there free will, entitling us to merit if we choose rightly? More’s first answer is that action from free will is simply one kind of spontaneous or voluntary action. We act voluntarily when we do what we ourselves see to be best. By contrast, we act from free will when we could, even seeing what is best, either act or refrain from acting. Only some external force or our ignorance can make action involuntary. But it is less clear what, on More’s view, might deprive us of free will. His problem arises because he holds that a truly honest man really cannot choose to do something base and vicious. It would seem that in forbearing, the honest man acts voluntarily but not freely. And although More speaks of ‘this power of not acting, when it regards things that are base’ as a perfection, he finally defines free will as a ‘power of abstaining from ill’. St. Augustine, with Luther following him, had said that since the Fall we are free only to choose what is sinful. More instead cheerfully says we are free only to resist evil — if our character is poor enough for evildoing to be an option for us” (pp. 211-212).

This distinction between acting voluntarily and acting from free will again effectively recovers Aristotle’s ethical criterion of voluntary versus involuntary actions, while appropriately putting aside voluntarist claims about a freedom of indifference. No extravagant metaphysical claims are needed or even relevant for the kind of freedom or “voluntariness” that is relevant to ethical judgments about responsibility for actions. But these Platonists seem to doubt their own claim that ethical goodness is within the reach of all normal adult humans.

“Even this asymmetrical freedom does not leave More happy. One of the objections to allowing it arises from the theory that the will necessarily follows the greatest perceived good. This of course is his own basic view; and he sees that it entails that sin arises from ignorance. That makes sin, by his own account, involuntary. But is it? Are we not all able to know the good? Here More suddenly develops doubts. ‘The bulk of mankind’, he says, ‘see little of themselves [and] can never discover what is the ultimate good’. If this is their own fault, then they are culpable, as having freely willed not to develop their potential insight into the good. But the ability to learn what is good is itself a gift, for which one can claim no merit. Not having it is also not a moral fault, even though its absence makes it impossible for one to be virtuous. ‘But whether any are so utterly deprived of this natural aptitude’, Smith confesses in despair, ‘is to me so hard and perplexing a question that I had rather wholly decline it, than involve myself with such mysteries of providence” (p. 212).

“More’s concern arises out of Smith’s position. Those who are so thoroughly moved by love that they need no law are also those who cannot bring themselves to act basely. For them the kind of free will claimed by the Jews [sic] is not needed, or rather, as More puts it, we should not say of them that they have free will. But More is less willing than Smith to take these blessed few to be meritorious. Are they not so fully tied to the divine order of goodness that they have no real agency of their own? Is it only the imperfect who need freedom in order to be blamed, and perhaps to be controlled by laws and sanctions? More sees the issue but not a solution” (pp. 213-213).

One who is thoroughly moved by love and reason and cannot bring herself to act basely needs nothing else. The reference to “merit” applies to views of Christian salvation that base it on something other than our moral goodness. Schneewind finds something similar in Cudworth, presented with a little more sophistication. Cudworth cannot quite free himself from a retributive concept of justice that runs deep in the Christian tradition, alongside celebration of the new dispensation that is supposed to be based on love. He nonetheless makes the point that contrary to what has been claimed for it, a liberty of indifference has no moral value.

“Cudworth thinks he needs a strong form of free will in order that ‘divine justice retributive, dispensing rewards and punishments’, may have a justifiable sphere. One kind of freedom poses no problem. We can choose between things that do not differ in goodness or badness at all, as when we pick one coin rather than another when someone offers us money. God also possesses this power. Though he always acts for the best, much about the world is in itself indifferent — for example, whether the number of stars is odd or even, or the exact date of the last judgment. But liberty of indifference of this kind makes for neither praise nor blame. Only where we choose what we clearly see to be the worse alternative can we be blamed. And this is where the problem lies” (p. 213).

Perhaps the problem here has to do with the intrusion of questions about efficient causality, conceived as something over and above good intentions and good consequences. On such a theory, we would not deserve credit for the good intentions and good consequences of our actions, unless it could be shown that we were also the efficient cause of those actions. But if a putative showing of this sort comes back to a kind of metaphysical claim that if applicable at all would always be applicable, we would not have added anything to our account of what makes this or that particular action meritorious.

“The ‘common psychology’ is at fault. Either it makes the will always follow the understanding’s judgement of good and ill, in which case the will is necessitated, not free. Or it allows the will to set the understanding to work on specific objects. But then the will must act blindly, and liberty amounts only to ‘mere irrationality and madness itself acting … all human actions’. A blind will independent of knowledge would make virtue and vice as impossible as praise and blame. What psychology must we call upon to allow freedom, and to avoid imputing all moral evildoing to God as the sole agent?” (ibid, ellipses in original).

More precisely, it is a certain received notion of hypostasized will as superior to reason that is the problem. A will that is not guided by understanding can only be blind. A will that is guided by understanding need not be “free” in what I would call the spurious sense of anthropological voluntarism. Cudworth at least begins to find a better model of freedom in the Stoic concept of self-governance, and even anglicizes the Stoic notion of the hegemonikon as superior to the voluntarist concept of will: “the ruling principle is none of these”.

“Cudworth’s answer is suggestive if not wholly clear. The division of the mind into faculties of will and understanding is a mistake: it is the individual as a whole who knows and chooses. The soul has many powers, or levels of activity. Its plastic nature, the source of its basic life functioning, is not within its control at all; desires are not directly under our control; conscience exerts itself whether we will it to or not, and joins the will sometimes in controlling desire. The ruling principle is none of these, nor is it the understanding alone. He uses the Stoic term ‘hegemonicon’ for the governing principle in us, or our self-power. It is, he says, ‘the soul as comprehending itself, all its concerns and interests, its abilities and capacities, and holding itself, as it were, in its own hand … redoubled upon itself more or less, in consideration and deliberation’. It can be self-impairing as well as self-improving, but either way it is that through which we make ourselves what we are” (ibid, ellipses in original).

The reification of a separate faculty of “will” as an internal efficient cause of our choosing as we do does indeed seem to be part of the problem here. On some accounts at least, the Stoic hegemonikon is not a separate faculty acting as a kind of interior cause, but an emergent property of self-governance in the whole human being. It makes good sense that self-governance in a human would be a kind of holistic property, rather than the effect of a discrete cause. This would also be a remote ancestor of something like the emergent unity of apperception in Kant.

The source of the power of assent or non-assent in Stoicism is left relatively open. In Kant, the unity of a unity of apperception transcends the order of factuality. Not only is it not attributable to a separate faculty, it does not name an existing state of affairs either. It is rather a kind of goal toward which we can be seen to tend — in effect, an Aristotelian telos or final cause.

“How does this reflexive hegemonicon operate? It does in the distinctively human world what plastic natures do in the purely material world. It serves as a source of order, under God but acting independently of God. It does not make us indifferent to apparent good and ill. It enables us, however, to consider carefully before we act. Haste is thus the source of blameworthiness. We might always have suspended choice and thought again. Grant that we have this power over ourselves and you grant that we are not always determined by ‘antecedent necessary causes’. Thus in the war between conscience and the passions, the understanding does not inevitably determine the agent one way or the other: ‘the matter wholly depends upon the soul’s hegemonic or power over itself, its exerting itself with more or less force and vigor in resisting the lower affections … this is not a single battle … but commonly a long lasting or continued war’. God praises or blames us as the battle turns out” (pp. 213-214).

In my lexicon at least, reflexivity or self-consciousness in us humans is also not a simple global property that we could be said to simply have or not have in a binary way. It is a matter of nuance and detail. It grows weaker and stronger at different times.

“Cudworth argues that the possession of a ruling power of this kind is a necessary attribute for beings as complex as we are. Without it, our various aspects would not function together to make meaningful action possible. In making us at all, God had to make us free; and he therefore had to make us capable of erring and sinning. It is thus no derogation from God’s power that he created self-acting beings other than himself, nor even that he created them with a freedom — that of choosing a known lesser good — that he himself does not possess. God’s fecundity is such that he makes all the possible kinds of being, even those that are self-acting; and out of them all he creates a harmonious whole, without constantly interfering in the world he has made” (p. 214).

Likewise, the freedom that matters for ethics is not something that we are simply given, or have or do not have. It is always a matter of degree, and it is again a matter of nuance and detail.

“What leads us, then, to use or not use our power over ourselves? How does the hegemonicon reflexively decide whether we shall follow our conscience or passion? On what principle does it accept or reject the promptings to action that come before it? Free choice is not the same, Cudworth insists, as determination by the good. Neither is it the same as chance determination, or pure contingency. We do not make ourselves damnable by ‘the cast of a die’. But on the details of the alternative to these rejected views, showing how self-acting agency is to be understood, Cudworth is silent” (ibid).

If my analysis is at all correct, these are badly framed questions. There is no single efficient cause that gives us, or could give us, freedom or self-consciousness. Our self-governance inheres, in varying degrees, in many different details of how we lead our lives.

The Cambridge Platonists

Viewed historically, none of the world’s major religious traditions is a monolith. The Cambridge Platonists were not so much philosophers as Christians who sought new ways to avoid the destructive sectarianism that became especially common in the Reformation and Counter-Reformation. They stand out as sincerely religious figures for whom religion ought to put ethics first, rather than questions of doctrinal purity. The world needs more of those.

We are still walking through J. B. Schneewind’s The Invention of Autonomy, which seeks to characterize the full complexity of 17th- and 18th-century moral philosophy in the European tradition, and in so doing to explain the background of Kant’s innovations in ethics. In particular, it documents the existence of alternatives to the widespread medieval and early modern tendency to reduce morality to a matter of obedience to divinely sanctioned law.

Beyond the scope of Schneewind’s argument, it is also important to note that none of the Greek philosophers sees morality as reducible to obedience. It is commonly claimed that Christianity is ethically superior to Greek philosophy, but historically it is just wrong to claim that only Christianity introduced criteria of love and forgiveness. If we look seriously at what is usually translated as the cardinal virtue of “friendship” in Aristotle, it is first and foremost a kind of non-possessive love. A readiness to forgive is one of the principal characteristics of Aristotle’s other cardinal virtue of magnanimity. Aristotle’s generous, non-exclusive outlook also recognizes yet other other cardinal virtues in free and open deliberation, unbiased practical judgment, and a kind of generous fairness or equity (epieikeia) that looks beyond the letter of the law. There are multiple summits. Rather than claiming that Christianity is by definition morally superior to such a philosophical outlook, the apologetic claim ought rather to be that it is capable of reaching the same heights.

Thomasius’s rejection of servility in our relation to God is a late articulation in Germany of an attitude that found full voice earlier in England. ‘A right knowledge of God, John Smith wrote in the middle of the seventeenth century, ‘would beget a freedom and liberty of soul within us, and not servility’. ‘Reverence God in thyself’, Benjamin Whichcote exhorted his readers, ‘for God is more in the mind of man, than in any part of this world besides’. Ralph Cudworth quoted Athanasius in order to assert that ‘God was therefore incarnated and made man, that he might deify us’. From the 1640s on, these three formed part of a group engaged in a radical rethinking of Protestantism” (p. 194).

“Like many others who contributed to the development of thought about morality, these thinkers were responding to religious controversies that were tearing their society apart. Sectarian Calvinism was swamping out the Thomism that Hooker had thought foundational for a national church…. Could one appeal to reason and decency to hold society together? Many held that such a view smacked of Pelagianism in modern dress. The appeal to reason was dangerously like Arminianism in its denial of arbitrary prevenient grace; it also resembled the anti-Trinitarian doctrines of Socinianism. Could one insist on natural law without suggesting that one was either a papist or a Hobbesian? Everyone who had opinions seemed to be absorbed in questions of doctrinal purity. Finding biblical texts to prove one was right, denouncing those who did not accept exactly the correct formulation of saving truth, taking political action to exclude those in error from membership in one’s church — these matters seemed to be overwhelmingly important. The disagreements that they occasioned and exacerbated threatened not only to destroy the possibility of a common faith among English Protestants. They were a threat to maintaining any common social and political life” (pp. 194-195).

We have already seen this concern to avoid conflict over religion in Schneewind’s coverage of the natural law tradition. It is important to see why even intensely religious thinkers were motivated to defend what we may think of as secular values. They could see very concretely the evils of rampant sectarianism.

“Whichcote, Smith, More, and Cudworth were deeply embroiled in these local battles. Unlike many of their opponents, however, they developed a stance and a philosophy that in important ways transcended the particularities of the quarrels of the times. Commonly called the Cambridge Platonists, the group’s central members were divines who spent much of their lives as academics at Cambridge. The originators of the movement were not philosophers but preachers and reformers. Though they developed a complex and coherent outlook, they did not wish to present it in the kind of systematic form that philosophers often strive for. They worked out their views in terms of Scripture, and argued, as did most of those whom they addressed, by interpreting biblical texts. Such theory as they presented was offered largely to show the implications of their new way of reading texts. Their Platonism was much mediated by Plotinus and the Greek fathers of the church. Using Plato to provide help for a new Christian exegesis was an incidental, not a central, aim. The most coherent philosophical account of the group’s outlook seems indeed quite Platonic, or neoplatonic. But Ralph Cudworth’s Plato, an all but overt Christian who had learned about God’s revelation to the Jews from the Egyptians, is not exactly the Plato of modern scholarship. The extent of genuine Platonism in the group matters far less than its attempt to put Christianity in a new light” (p. 195).

This aspect of Schneewind’s emphasis will be mine here as well.

“Benjamin Whichcote (1609-83) originated the movement. In sermons and personal teaching he insisted on two conclusions: that morality is the heart of religion, and that reason and religion are the same thing. ‘There are but two things in religion’, Whichcote writes, ‘Morals and Institutions: Morals may be known, by the Reason of the thing; morals are owned as soon as spoken, and they are nineteen parts in twenty, of all religion’ ” (p. 196).

It is important to recognize that this was not part of a minimalist, common-denominator view of religion, like that promoted by deism. Positive embrace of poetically rich specific religious heritage need not be accompanied by insistence that the virtuous pagan and others who do not share the same heritage of symbolic identification are automatically consigned to hell.

“[Whichcote] is no Deist. Unlike Lord Herbert of Cherbury, he aims to preserve the essentials of Christianity. Where Herbert had given conscience the primary role as a test of true revelation, Whichcote gave morality a place no one since Pelagius had dared to give it. His radical claim is that ‘the Moral part of religion does sanctify the soul; and is Final both to what is instrumental and instituted’. Morality suffices to win salvation and must be the controlling factor in the arrangements we make about both worship and church governance; and morality is to be known by reason, rather than by appeal to authority, including biblical authority” (ibid, internal citations omitted here and throughout).

Religious beliefs offer additional motivation and sustenance for us to act ethically ourselves, not additional requirements by which to judge others.

“The one part of religion in twenty that comes by institution — by God’s positive will revealed in scripture — has, Whichcote holds, merely instrumental value…. But the moral part of religion ‘is necessary in itself’, containing requirements dictated directly by reason. The requirements of morality are not due to God’s will; any sane person would want to abide by them even if God granted a dispensation from them. It is only if we live in accordance with these necessary moral laws that we will be truly happy. ‘Morality’, Whichcote says, ‘is not a means to anything but to happiness; everything else is a means to morality’…. Like Cudworth and Smith, Whichcote cites scripture to authorize his claim that we can be deified by making ourselves virtuous” (p. 197).

“The central thesis is that we are each able to know, by thinking for ourselves, how we are to live and behave, and that we each have ‘power to execute and perform’ according to this knowledge. Because Whichcote is strongly opposed to voluntarism, he insists that there is something to be known at the base of morality. ‘Moral laws are laws of themselves’, he tells us, ‘without sanction by will; and the necessity of them arises from the things themselves. God made us to know both him and his creation, and so made the mind with sound faculties. If we use them properly we are in accord with ourselves; to refuse to seek truth and to refuse to think for oneself are equally to be at odds with oneself. The important truths are readily accessible to us, moreover, and are neither recondite nor difficult” (ibid).

This is the principle of self-governance that we have already seen in the neo-Stoics.

“When we are immoral, we act against our own principles and contradict our own reason. We therefore need no external tribunal to tell us we have acted wrongly. ‘The unrighteous are condemned by themselves before they are condemned by God.’ Being self-condemned is what is really meant by being in hell; being self-consistent and filled with ‘humility, modesty, righteousness, temperance, reverence of deity and the like’ is what is meant by being in heaven. Heaven and hell are not places; they are states of mind…. To be saved, and so deified, simply means to live in accordance with what we ourselves see to be right” (p. 198).

“Like Lord Herbert, Whichcote argues in several sermons that because God holds us all equally accountable, he must have made saving knowledge available to all alike…. In Whichcote’s thought, then, moral knowledge [is] more widely accessible than knowledge either of the natural world or of revelation…. That inner governance which is both morality and religion must lead to virtuous action, or it is nothing” (p. 199). ” ‘The longest sword, the strongest lungs, the most voices, are false measures of truth’ ” (p. 199n).

Hear hear.

“John Smith (1618-52) … agrees that morality concerns one’s inner condition, not only law-abiding external action, that heaven and hell are states of mind, that sanctification and justification must go hand in hand, that the laws of morality do not arise from God’s arbitrary will, and that we participate in God’s mind…. Even ignorant men feel an instinctive yearning toward union with God…. If we can only bring ourselves to act better, we will know more. This is what Smith means by saying that we learn more about God through action than through speculation. Truth and goodness ‘grow both from the same root and live in one another’ ” (p. 199-200).

“It is just obvious that though we should love ourselves, we should love other people and God even more. We can increasingly transform our desires to fit that insight. The search for our own perfection is, in Smith’s eyes, an effort to increase the extent to which we act out of love for others” (p. 200).

If our own “perfection” consists in acting out of love for others, the end goal must encompass a good deal more than our individual perfection.

“Smith’s opposition to voluntarism and his belief that God is essentially a loving being push him in the direction of a consequentialist view of morality. Although it would be absurd to think of God obeying anyone else, he is ‘not Ex Lex and without all law’…. God follows his reason, and so he takes the goodness of things as a reason to bring them about. God’s aim must be to bring goodness into being in the world; and the law of nature that he has inscribed within our souls tells us to do the same…. Not only is the law inscribed in us a law of goodness. It is one which we need not be made to follow by threats. A law of that kind — the kind Grotius and Hobbes took as central — can exact only external observance” (pp. 200-201).

“Henry More (1614-87) was the one member of the Whichcote group to publish a systematic work on moral philosophy during the seventeenth century. The Encheiridion Ethicum of 1666 … is in some respects eclectic and a little eccentric. It nonetheless spells out the consequences of the views of Whichcote and Smith when those are given a philosophical form. More does not take up all the ideas they raise — he rejects voluntarism, for instance, but without elaborating on the rejection or arguing for it…. Yet its main thesis is quite straightforward, and plainly in line with the Cambridge emphasis on love and reason as together forming the center both of morality and of our relations with God” (p. 202).

What more could we need in order to be ethical, besides love and reason?

” ‘In morality we are as sure as in mathematics’, Whichcote pronounces, and More produces some twenty-three ‘moral axioms or noemas’, which, he says, in a phrase recalling Whichcote, are ‘agreed to as soon as heard’. The noemas are self-evident and can serve the purpose in moral reasoning that ‘first undeniable axioms’ do in mathematics. More introduces them because they will make morality plain and compelling even to those unfortunately lacking in what he calls the ‘boniform faculty’, a brief account of which opens his treatise” (pp. 202-203).

I have a few doubts about this part. More’s noemas, summarized below by Schneewind, all in all seem pretty reasonable, but I regard appeals to self-evident principles as a weakness, even in mathematics. (Martin-Löf’s constructive type theory manages to do without.) Some things are so evident that they are hard to explain; but that does not make them self-evident. On the other hand, this is a rather technical point. Somewhat more seriously, while we may feel something close to certainty about the abstract principles themselves, all practical applications involve interpretation at the point where universals are applied to particulars, and such interpretation is in principle always open to further development. But again on the other hand, in practice what is almost self-evident is hard to distinguish from what “is” self-evident.

“What exactly that faculty is remains somewhat of a mystery even at the end of the book. But it is at least a love of the highest good as well as an insight into it; it leads us to do good as well as to desire it for ourselves; it makes us ‘pant after God’; and it is the supreme faculty in our minds or souls, through which we resemble God, ‘who is goodness it self’ ” (p. 203).

It is undeniable that the whole human being (often, at least) has a kind of overall sense for what is good in various situations. Calling it a faculty seems a bit reified.

“Noema I tells us that the good is that which is ‘grateful, pleasant, and congruous’ to any living being. In III and IV we learn that some beings are superior to others, and that goods may differ in quality, in quantity, or both. These noemas also underlie sincerity, the virtue by which the mind is wholly devoted to the pursuit of the best and brought to pursue the greatest good with the greatest zeal. Noema V instructs us to choose the good, preferring not simply the greater to the smaller but the more excellent to the less. The seventh noema recognizes an asymmetry of good and evil: it is better to miss a considerable good than to suffer a comparable evil. Noema IX suggests that there might be a trade-off between a lesser good of more ‘weight and duration’ than a superior good of less extent. Noemas X and XI tell us that, allowing for probabilities, pursuit of good and avoidance of evil should not be affected by the times at which they occur. These plainly show the rationale of prudence; and noema XII gives the ‘demonstration’ of that virtue, saying that a calm mind undisturbed by the passions judges better than a mind roiled by desires. Noema XIII, finally, requires that we purse the greater good with the greater zeal” (pp. 203-204).

What is perhaps most noteworthy in this enumeration is the passing mention of sincerity. A bit further below, Schneewind characterizes More’s ethical stance, as he previously did that of Cumberland, as consequentialist (that action is good which brings about good). This invokes one of the two major dimensions relevant to ethical assessment: consequences. The other, invoked by the mention of sincerity, consists in our intentions, good will, and acting in good faith.

“Noema XIV, grounding justice, is simply More’s version of the golden rule: if you want someone to do good to you, you are bound to do the same good for him in similar circumstances. In XVI we are told to return good, not evil, for good. Noemas XVII-XIX say that it is good for people to have the means to live well, and that the more who have the means, the better. Moreover it it is better for one person to be prevented from living luxuriously than for many to be in want. There are two noemas concerned with obedience: we are to obey the magistrate ‘in things indifferent’ and to obey God rather than men. Finally, we are to give people what is due to them, without troubling them”; but we should recognize that people can forfeit their rights by bad behavior” (p. 204).

This all seems unobjectionable, if a bit pedantic. But I expect I would find the views of More’s opponents truly horrendous.

“More has no sense that there is any tension among these axioms; he seeks no reduction of their number; and he believes in addition that being fully virtuous will make us perfectly happy. He plainly thinks that morality is wholly a matter of the pursuit of good, and that there can be no ultimate conflict or disharmony among the parts of that search” (ibid).

I don’t see tension either. But in attempting to specify universal principles of good at this level of detail, it is inevitable that not all of the principles will be of the same kind. Moreover, this being the case aggravates the worry that it is hard to know whether the enumeration is complete.

” ‘Therefore it is necessary … first to inquire and find out, what is the mode and standard of this right reason?’…. The principle, perhaps not surprisingly, turns out to be the boniform faculty, which is now equated with an intellectual love of all good. Because this is the divine in us, ‘it ought in preference to be the rule and standard of all the rest … this most simple and divine sense and feeling in the boniform faculty of the soul, is that rule or boundary, whereby reason is examin’d and approves her self’. It is a single and simple idea, ‘but all the shapes and modes of virtue and well doing’ come from it — including justice, temperance, and fortitude. If your boniform faculty is operating, you need not appeal to the noemas, which cover the same ground” (pp. 204-205).

We have encountered the Stoic criterion of right reason numerous times recently. Here More raises the good question of its “mode and standard”, though he answers it rather quickly. But his answer is not vacuous, even if it does raise further questions.

While the “intellectual love of all good” sounds a bit like Spinoza, Spinoza’s library and correspondence, which have been well studied, contain no reference to any of the Cambridge Platonists. Like many of their contemporaries, More and Cudworth in fact denounced the conclusions of Spinoza. But a century later, Herder would synthesize what became the influential Romantic view of Spinoza by integrating Cudworth’s notion of “plastic natures”, mentioned again below.

“More thus presents a fully consequentialist ethic. He is quite willing to speak of laws of nature, even giving a rather Grotian account of the rights involved in them. But he plainly intends the laws to be explained in terms of their tendency to produce good. Divine reason, he says, has dictated to us ‘such laws as tend, in their own nature, to the happiness of all mankind’. And we find in the supreme rule derived from, or constituted by, the boniform faculty, a principle that everyone can use to make moral decisions. Considering the value of things other than virtue, More dismisses subtle wit and strong memory as unimportant as long as we are filled with love of neighbor and goodwill to mankind. ‘For the good and perfect man is not so much actuated by a list of precepts gotten without book, as by living inwardly and printing in his mind a single and sincere sense of things.’ We are to pursue in singleness of mind that which is the best. And the rules for doing this are plain enough for everyone to use” (p. 205).

As mentioned above, Schneewind has previously noted a consequentialist turn in Cumberland. But in Cumberland, it is natural law that anchors and gives shape to our love of the good, whereas in More, the validity of law is derived from our sense of the good. Law is no longer a voluntaristic fiat ex nihilo.

“Love is thus the source of law. The law is the expression of the boniform faculty, which is what is divine within us. By living in accordance with it, we ourselves approach divinity. That is what Plato taught when he spoke of virtue as a thing divine, ‘and how much ally’d, and resembling unto God himself’ ” (ibid).

“That [Cudworth’s] orientation is the same as Whichcote’s and Smith’s is clear from a notable sermon preached by invitation to the House of Commons in 1647. The moral quality of our lives — ‘willing or not willing as we ought to do’ — matters more than anything else. Those who turn themselves away from self-centered love to love the good in all things, as God loves, will find heaven within and thus need nothing more. They will be moved by a law of love which leaves them free in obeying it because in this obedience, even though they are under ‘the most constraining and indispensable necessity’, there is no ‘narrowness and servility’. They are a law unto themselves. Doctrinal differences are unimportant; following the commandment to love is the sole way to know more about God. And our chief task is to perfect not our intellects but our wills or hearts” (p. 206).

Will is now a definite intent that can be explained, rather than a faculty serving as a supernatural unexplained explainer, as it is for the voluntarists.

“Like his Cambridge colleagues Cudworth thinks that when we come to know God better through reforming our will and loves and lives, we are coming to know God’s mind directly. The aim of his True Intellectual System is to spell out a metaphysics that explains how this is possible” (ibid).

Here will has the unobjectionable sense of a definite intent, rather than an unexplained super-power that disrupts and hijacks our ability to reason about the good.

“He is opposed also to the occasionalist element in Cartesianism — the thought that God and God alone sustains the world and its apparent activity, by exercising his power at every moment to keep things existing and working in accordance with his plans” (ibid).

Occasionalism usually arises as a consequence of theological voluntarism, so to oppose the latter is also implicitly to oppose the former.

“Yet we are not forced to say that God does everything. Nature is not divinity itself, but there are what Cudworth calls ‘plastic natures’ that affect natural things, acting without consciousness but as if intelligently. They serve as God’s under-ministers to do the job of maintaining order. Animal reproduction and the ‘mellification’ of bees are examples of this. Plastic natures are at work as much in the macrocosm of the universe as in the microcosm, ‘which makes all things thus to conspire every where, and agree together into one harmony’ ” (ibid).

In effect, Cudworth’s plastic natures act as natural agents of providence. Cudworth is highly aware of the fact that Descartes’s mechanistic view of nature allows no place for any such agents. Meanwhile previous Christian accounts of providence had implicitly assumed an overtly supernatural direct control of, or intervention in, natural events by God. By this innovation, Cudworth charts a course between Scylla and Charybdis. Cudworth has little use for Aristotle, but his plastic natures take over the role of what for Aristotle is “internal” teleology embedded in the workings of nature.

Following the old scholastic pattern that was also adopted by the Renaissance Platonist Marsilio Ficino, More and Cudworth both explicitly attack the unity of the material intellect in Averroes. More wrote an elaborate poem “Antimonopsychia” that uses Plotinus to refute the “monopsychism” that various writers misattributed to Averroes. But Cudworth also uses Platonic ideas in God’s mind in a way that unwittingly resembles Averroes’s use of the “treasury” of forms in the material intellect to underwrite and explain the human intellect’s capability for objective understanding of essences.

“Cudworth’s Platonizing theory is that unless we were in direct contact with God’s ideas no one could think or speak in ways that could be understood by anyone else…. But when all created minds contemplate the very same ideas or truths in God’s mind, ‘they do all of them but as it were listen to one and the same original voice of the eternal wisdom that is never silent’ ” (p. 207).

“What, then, do we learn about morality when by living in love we manage to suppress the passions and desires that muddy our thoughts and obtrude between our minds an God’s? ” (ibid).

The Cambridge Platonists seem generally to adopt the Stoic and neo-Stoic view that human passions both can and need to be radically suppressed so that they do not impede our reason, rather than the more moderate Aristotelian view that desire and reason can come to form an integrated whole in the human being. They identify Plato’s eros with the caritas that Augustine sharply distinguishes from cupiditas.

“A central part of the answer … is that there are special moral ideas in God’s mind that guide him in his creativity and which ought to guide us. Voluntarism is, consequently, false.”

“Cudworth is quite willing to accept God’s omnipotence, but he denies what he accuses Descartes of thinking, that it alone entails voluntarism. It is not limiting God’s power to say that he can do only what is not self-contradictory. God’s wisdom is as much a part of God as his will, so if the latter is limited by the former, God is still not controlled by anything external to himself” (pp. 207-208).

“To make a more positive case, Cudworth brings in some considerations about essences and concepts. Like Suarez, he holds that essences are immutable. One might change the name one attached to the essence, but doing so would not touch the essence. Now it is essences that make things what they are; and if essences cannot conceivably be changed, then even God cannot change them. So God cannot by will alone make something that is essentially good into something that is not essentially good. God can either make something exist or refrain from doing so; but if that thing is by its nature good, then God in creating it is necessarily creating a good thing. And God cannot make something good without endowing it with the essence of goodness. Will alone, therefore, Cudworth concludes, cannot be what makes good things good” (p. 208).

“In chapter XLVI of Leviathan Hobbes used his theories of language and knowledge to attack the kind of theory of meaning to which Cudworth is here appealing…. Cudworth plainly knew Hobbes’s view and saw the threat it posed to his own Platonism. He adverts parenthetically to the possibility that moral terms might be ‘meer names without significance, or names for nothing else but willed and commanded’ ” (ibid).

“Against materialism Cudworth erects a theory of plastic natures, based on the view that the evidences of design in nature would not have come about from matter alone, and on the rejection of occasionalism. In defending the irreducibility of moral concepts, his purpose is to defeat voluntarism, whether Hobbesian or Cartesian. To do so he moves to arguments about essences and meanings that are quite general, and not tied specifically to morality as such. His other Cambridge colleagues did not use arguments of this kind. But Cudworth was plainly not satisfied with the kind of view that underlies Smith’s and More’s rejection of voluntarism…. The upshot of this view, as I pointed out in the case of More and of Cumberland after him, is a proto-utilitarian ethic, a consequentialist view that tells us that God necessarily loves good generally and acts to bring about as much as he can, and that we ought to do likewise” (p. 209).

“John Smith spells out a further consequence, as I noted earlier. Punishment cannot be retributive; it must be either determent or reformative. Cudworth raises an objection to this conclusion, an objection we do not really expect…. Consequentialism must be rejected because it forces us to the wholly unacceptable conclusion that God could not reasonably carry out retributive justice. But if consequentialism cannot be accepted, then the argument from God’s goodness will not give a satisfactory reason for rejecting voluntarism. Cudworth seems to think he is forced by his moral concerns into arguments about meaning and metaphysics” (pp. 209-210).

Even the proto-deist Herbert of Cherbury had included reward and punishment in an afterlife in his minimalist program. Cudworth clearly recognizes Smith’s point that punishment or retribution cannot be a good in itself. As Schneewind points out, this results in an impasse for Cudworth, who also clearly wants to hold onto a traditional Christian view of supernatural reward and punishment.

“It is as if he would like to attribute to God two moral attributes, goodness and justice, yet hesitates to do so…. His view of eternal punishment suggests that he believes that divine retribution does not do good in the way that beneficience does. Hence justice and love might conflict. But not only is such conflict theoretically inadmissible in Cudworth’s harmonious universe. The question is politically loaded. The Puritans emphasized an Old Testament deity of justice and vengeance. If Cudworth were to give justice priority in God’s moral nature, he would seem to have gone over to their side. But insisting on the priority of love, as he generally does, leads him into serious difficulties explaining eternal punishment. Perhaps silence seemed the best way out” (p. 210).

I will devote a separate post to Cambridge Platonist views on free will.

Neo-Stoicism to Descartes

We have reached part 2 of Schneewind’s The Invention of Autonomy, which will develop a portrait of the major alternative to the natural law tradition in 17th-century ethics. Within this scope, the major figures will be the neo-Stoics; the Cambridge Platonists; and the four canonical “rationalists”, Descartes, Spinoza, Malebranche, and Leibniz. What makes Schneewind’s book especially interesting is his strong focus on the history of ethical thought. I am giving it unusually thorough treatment because I agree with his assessment that the history of ethics tends to be badly under-represented in general histories of philosophy, and in briefer accounts of individual major philosophers.

The first chapter of part 2, which I will discuss here, treats the neo-Stoics and Descartes. We have seen before that a concept of “right reason” derived from the Roman writers Cicero and Seneca already began to play a role in medieval ethics. This is now joined by notions of constancy and self-governance that also come from Cicero and Seneca. Not only the neo-Stoics but also Descartes embrace all three. The view of Descartes that emerges here is new and interesting, and quite unexpected.

To set up a contrast with the account he will be developing here, Schneewind quickly recalls the ground already covered.

“The modern natural lawyers held that by reasoning from observable facts we can find out how to cope with the moral and political problems that beset our lives. Experience gives us the evidence we need in order to infer that God exists and cares for us. Part of what we learn from it is that God has made the proper structure of our common life independent of any larger cosmic scheme” (p. 169).

“The major seventeenth-century alternative to modern natural law theory rejected both its empiricism and its refusal to tie morality to a divinely supervised universe. Many of those who rejected natural law theory held that God’s mind and ours are fundamentally akin…. As we improve our understanding — as we perfect ourselves — we will see ever more clearly that we are part of a harmonious whole and can live on harmonious terms with ourselves and others. On this view our participation in the divine mind is the most important fact about us” (pp. 169-170).

These writers have what I would call the Greek philosophical idea that reason and nature are themselves divine, or at least can legitimately be said to participate in a divine character. They do not rely on specific revelation for their respective views of God, but that does not make them irreligious. They reject a reductive, empiricist view of reason. They think that through participating in reason, we ourselves can be said to participate in divine activity, and this is our highest calling. So I don’t think it is quite right to say that these writers want to defend a divinely supervised universe. They variously defend a divine universe or a divinely created universe. Supervision sounds like direct intervention from outside. But Herbert of Cherbury has been called the father of English deism. The original Stoics saw divinity as immanent. Spinoza would have vigorously rejected the applicability of a notion like supervision to God. For Leibniz, God exercises providence at the level of possible worlds. There are a great many alternatives to the traditionalist or literalist theism that is implied by the term “supervised”.

From the phrase “as we perfect ourselves”, we begin to get a sense of what Schneewind will mean by perfectionism. (Part 2 is called “Perfectionism and rationality”. This chapter is called “Origins of modern perfectionism”.) It is uncontroversial that the figures he surveys in part 2 used the term “perfection” in various ways. But it is quite a leap to conclude from that fact, that this whole scope is appropriately summed up by an ism term of very recent coinage, “perfectionism”. At the outset, it has yet to be established that this grouping of figures has enough in common even to be appropriately called a stream. Leibniz is very different from Spinoza, and they are both very different from Descartes. One might also be concerned that an exclusive focus on perfecting ourselves is too narrow or individualistic to adequately characterize some of these figures. But Schneewind will bring to light a great deal that is of interest. In any case, he does an excellent job at the detailed level.

“The thought that our morality arises from our awareness of the divine mind was worked out in detail by the Stoics; and restatements of Stoicism were formative for seventeenth-century moral philosophy…. In the late fifteenth century the first printings of the works of Cicero and Seneca and of Latin translations of Epictetus made some of the major accounts of Stoicism readily accessible. Two sixteenth-century books helped spread Stoic teaching even more widely…. The Latin text [of Lipsius] went through more than eighty editions and was translated into several vernaculars” (p. 170).

Stoicism commonly contrasts our current state with the figure of the ideal Stoic sage, who by following the immanent divine logos or reason is able to rise above all disturbance by the passions.

“If Stoicism was to help modern Europeans cope with their lives, or if it was, as du Vair hoped, to shame them into improvement by showing how virtuously even a pagan could live, its doctrines had to be made acceptable to Christian readers. Neo-Stoicism was the result of the effort to blend two rather disparate views” (p. 171).

Much the same could be said of scholastic Aristotelianism. Whether we approve or disapprove of their innovations, both neo-Stoicism and scholastic Aristotelianism have an innovative character, and do not simply repeat Greek philosophy.

“Du Vair has no qualms about adding a notion of will to Stoic moral philosophy” (p. 171n). “The will’s main task is to enable us to pursue only what is truly in our power…. Du Vair ends by saying that God is delighted above all else by seeing us attain the perfection he created us for; but because ‘our natural forces can never bee sufficient of themselves to keepe us in this perfection’ we must invoke God’s favor” (p. 172).

It is important to note that a notion of will has to be added here. The way it is defined by du Vair above is unique and interesting. It recalls the later Greek Stoic Epictetus’s recommendation that only that which is in our power should be called good or evil.

“Lipsius gives us rather more theory than du Vair, but with no less of a Christian turn. In urging the great virtue of constancy upon us, Lipsius is urging us to live by right reason, ‘a true sense and judgement of things human and divine’. Reason, he says, is the remainder in man of the image of God…. Reason is divinity within us…. Through right reason all of us belong to a common kingdom” (p. 173).

The reference to constancy and right reason is significant. Both of these terms are important in both Cicero and Seneca. They do not exactly come from Greek Stoicism, but rather represent new contributions to Stoic thought (or Stoic-influenced thought, in Cicero’s case). In a bit, we will see that Descartes also adopts them.

“[Lipsius] develops Cicero’s deep belief that the honorable course of life is also the useful course” (p. 174).

“[Neo-Stoicism] tells us that if we look at our own reason we can both see what the highest good is and move toward attaining it. We can do so essentially because reason in us is the divine in us” (p. 175).

“For Herbert [of Cherbury], and for the moral innatists generally, our guide to God’s mind is our own mind, and therefore moral ignorance, leading to wrongdoing, is first of all defective self-knowledge” (p. 183).

The neo-Stoic notion of innate ideas will be adopted by Descartes, and criticized from an empiricist point of view by Locke.

“Herbert held that, in becoming aware of the Common Notions, we are sharing thoughts with God” (p. 184).

Herbert’s Common Notions with respect to religion consist of five affirmations: existence of God; a duty of worship; centrality of virtue; need for repentance; and reward or punishment in an afterlife.

“Descartes rejects this view because of a position he holds firmly but never fully expounds, a position that greatly distressed a good many of his early readers. He thinks that truths of the kind Herbert’s Common Notions contain would constrain God, the way pagan deities are tied by fate; and he is emphatic in asserting that we must not admit that anything could subject God to such necessities. Even eternal verities must depend on God’s will, as a king’s laws do in his country. There are eternal truths, such as that the whole is greater than the part; but they would not be true unless God had willed them to be so. God’s will is as much the cause of essences and of what is possible as it is of what is actual” (ibid, extensive embedded citations omitted here and below).

Here we get a taste of Descartes’s famous voluntarism, which, it seems to me, leads in a very different direction from those of Herbert and the neo-Stoics. But even here, there is a new twist.

“God’s creative willing is completely free because he is initially indifferent to every possible state of affairs. He does not create something because it is better that it should exist than that it should not; rather, his willing something to exist makes its existence better. Before he wills, he could have no reason to will as he does. Descartes goes to the extreme of allowing that God could perfectly well have commanded his creatures to hate him. But unlike Luther, Calvin, and Suarez, he says not a word about God’s having commanded that we are to obey certain laws of nature” (ibid).

This last distinction has huge importance. In common with the fundamentalists, Descartes defends an outrageous voluntarism, but in so doing he does not appeal to special revelation or fundamentalist literalism.

“It will become clear that Descartes is proposing a thoroughgoing ethic of self-governance.”

This I find utterly fascinating. Self-governance is another important theme from Cicero and Seneca. I think of it as a kind of opposite pole to voluntarism and the command/obedience paradigm. But as we were just reminded, Descartes is one of history’s more notorious voluntarists. We have recently seen that there were defenders of natural law who were not at all voluntarist. With Descartes, it is the converse — we get a very strong but abstract voluntarism that is not tied to any claims about specific natural law.

“His refusal to make any claims about divine imposition of laws of nature goes beyond his determination not to discuss anything that is properly a matter for theologians” (pp. 184-185). “It is part of the same outlook that leads him to exclude all talk of final causes from physics” (p. 185).

This is another large subject. Galileo and Descartes are among the early advocates of a physics that looks to mathematics rather than teleology to ground its explanations of the workings of nature. What is less frequently recognized in standard accounts of this is that Avicenna, Aquinas, Suarez, and their co-thinkers already turn what they call efficient causality into a “cause of existence”, which then makes it appear that efficient causality is fundamental and grounds all other causality, rather than being limited to an account of the relations of means to ends. Or again in another way more relevant to modern physical explanation, the means are given an expanded explanatory role that eclipses the original Aristotelian priority of ends.

“Descartes is no atheist, but he does not think that we can use rational knowledge of God to solve problems either in theory or in practice. His God is at least as inscrutable as the God of Luther and his predecessors, perhaps more so” (ibid).

Descartes uses the unknowability of God in a way that is in a sense opposite to the role it plays in Luther’s proto-fundamentalism. For Descartes it opens up a large space for secular modes of explanation; for Luther on the other hand, it requires an increased reliance on revelation over natural knowledge.

“Our most basic ways of thinking do not allow us to infer anything at all about how God thinks. The fact that we cannot conceive alternatives to the laws of geometry and logic shows the limits only of our minds, not of God’s power. Confined thus to our own way of thinking, we cannot ‘share in God’s plans’. Hence in physics, Descartes holds, ‘we must never argue from ends’ ” (ibid).

Though they do have points in common, mathematical physics and what I would call Aristotle’s hermeneutics of nature are fundamentally different disciplines. Received views of the history of science notwithstanding, the one does not really compete with the other. If we are doing mathematical physics, Aristotelian ends will not be relevant.

In common with the neo-Stoics, Descartes defends an important role for innate ideas. But Descartes does not understand his innate ideas in the Stoic way, as immanent fragments of a divine mind within us.

“The same is true in practice. Knowing nothing of God’s purpose in making the world, we cannot suppose that he made everything in it for our benefit” (ibid).

“We can know God’s purposes only if he reveals them” (ibid). Here Descartes is closer to Luther.

“If we are speaking ‘from the human point of view adopted in ethics’, we rightly say that God made all things for his glory; but all that this means is that we must praise God as the efficient cause of all that exists. A further conclusion also follows. Whoever loves God fully will be completely resigned to whatever happens, even if it involves evil or death to himself. For Descartes as for the Christian neo-Stoics, God’s providence is a kind of fate, showing us that mere fortune has no role in the world” (ibid).

Descartes takes for granted the notion of efficient cause as “cause of existence” that was developed by Avicenna, Aquinas, and Suarez to replace Aristotle’s “source of motion”.

“But from the attitude we are to take toward life as a whole, we cannot infer any specific guidance” (ibid).

For Descartes at least, it is a straightforward consequence of his voluntarism that God has nothing like an ethical stance, from which practical conclusions can be drawn. From God’s completely arbitrary freedom, logic dictates that no definite ethical conclusion can possibly follow. The more theologically minded voluntarists, on the other hand, follow tradition rather than strict logic on this point, and assume that morality should be derived from God’s commands, which are assumed to be known by revelation.

“Descartes offers an a priori proof of God’s existence, and an a priori proof to show that he is not a deceiver; he thinks of God as the creator and the indispensable continuing ground of the existence of the world; but his voluntarist insistence on keeping God untrammeled entails that although God’s existence and power explain everything in general, they can never be used to explain anything in particular” (ibid).

The thought behind this seems to be that to directly explain particulars by appeals to God is to treat God as unconditionally committed to those particulars, whereas Descartes wants to say that God is not unconditionally committed to any particulars. But this also means that we should not claim the authority of God’s will to justify any worldly particulars. No human view of worldly particulars has an exclusive or unquestionable claim to divine sanction. Love of God, properly understood, can never legitimately excuse dogmatism, sectarianism, or claims that some particular human authority is unconditional.

“What is true of physics and biology is equally true of morality. We can come to trust our faculties by considering God’s perfection, but then we must do our science for ourselves. We can come to love God by considering his perfection, but then we must determine for ourselves how we are to act” (ibid, emphasis added).

“He included what he called a ‘provisional morality’ … but he told Burman that he did so only ‘because of people like the Schoolmen [who] would have said that he was a man without any religion or faith, and that he intended his method to subvert them’…. The provisional morality is to be used while Descartes, or his reader, is withholding assent from all his beliefs…. obey the laws and customs of your country … be constant once you have chosen a course of action … master yourself rather than the world, by making yourself desire only what is fully within your power…. God gave us the power to separate truth from falsity ourselves, and he intends to spend his lifetime using it…. Metaphysics may constitute the root of the tree of knowledge, but the useful sciences are its fruits” (p. 186).

Constancy, mastering oneself, and desiring only what is in our power are all precepts highlighted by the neo-Stoics. At each point in time we work from the best resources available to us, but no general inquiry into morality is ever really over. Something new can always arise.

“[N]one of us will ever have all the knowledge we need to live an ideal life. Whatever morality we come to, it will always be ‘provisional’ ” (p. 187).

“For Descartes the thinking substance that is our mind is simple. All the different mental functions must therefore be construed as ways of thinking. To a critic’s suggestion that this must entail that there is no such thing as will, Descartes replies that the conclusion does not follow: ‘willing, understanding, imagining, and sensing and so on are just different ways of thinking, and all belong to the soul. The thoughts we experience as depending on us alone are volitions, the sole actions of the mind; the perceptions that constitute knowledge are passions. Some volitions, such as those directing us to think about an abstract entity, aim inward; others aim outward, as when we decide to walk. However directed, volitions, as thoughts, are about some object; and their function is to unite us to or separate us from that object” (pp. 187-188).

Gone is the insistence of the theological voluntarists on a separate faculty of arbitrary choice. For Descartes it is the whole person who is unconditionally free.

“The will is as important in purely theoretical thinking as it is in practice. When a theoretical thought occurs to us, we can either accept it — make it ours — or reject it; and if we accept it, we come to believe or know it. When a thought about something good occurs to us, our acceptance of it is what we call desire, and the desire may effectively move our body by redirecting spirits to the pineal gland. Willing in relation to action is thus active thought about good and ill, or about perfection and its opposite. We necessarily pursue what we take to be good and avoid what we take to be ill. If we see clearly and distinctly ‘that a thing is good for us’, then, Descartes says, as long as we keep that thought before us it is impossible to ‘stop the course of our desire’. We can abstain from pursuing a clearly perceived good only by thinking that it is good to demonstrate, by so doing, that we possess free will” (p. 188).

Will is here identified with Stoic interior freedom to assent or not assent to anything that is suggested to us. This is not the same thing as arbitrary choice of a course of action.

“Our liberty is thus not basically a liberty of indifference. We are indifferent to alternatives before us only when we lack sufficient clear knowledge of the goods and ills involved in them. Indifference in us is an imperfection — a lack of knowledge — though on God it is a result of omnipotence. But our ability to give or withhold assent, or our freedom, is a positive power, and no imperfection. That we have this power is so self-evident, Descartes claims, that our knowledge that we possess it ranks with our knowledge of the other innate ideas. We cannot doubt our freedom, even when we see that God has predetermined all events and cannot understand how this predestination is compatible with our freedom. When we act freely we do what we most want to do. We want to assent to clear and distinct propositions, since clarity and distinctness give us the best reasons for assent. And we want to unite ourselves with what we clearly see to be good, since, again, there could be no better reason for desiring something. We can be indifferent when we lack reasons either to accept or to reject; and acting without reason is not what we think of as acting freely. ‘And so’, Descartes says to a critical questioner, ‘I call free in the general sense whatever is voluntary, whereas you wish to restrict the term to the power to determine oneself only if accompanied by indifference’. We can indeed act freely in cases of indifference, but the ability to do so is not significant. It is because free will is the power to accept or reject that we are open to praise and blame and can acquire merit or demerit” (pp. 188-189).

This seems to further confirm that human freedom in Descartes is an elaboration of neo-Stoic concepts, rather than a continuation of the scholastic liberum arbitrium, or power of arbitrary choice.

“For Descartes, then, ‘voluntariness and freedom are one and the same thing’, and the proper use of freedom is to lead us to act only from clear and distinct perceptions. But these are hard to obtain, in large part because the soul is tied to the body. The body causes us to have imperfect perceptions of objects in the world. These perceptions are confused and indistinct thoughts that what is perceived would be good or bad for us. The desires they tend to lead to are usually desires for what is in fact not as good as it is made it seem. Only knowledge can help us; yet even though we desire knowledge when we see how good it is, we cannot always get it” (p. 189).

The association of freedom with acting on clear and distinct perceptions combines Descartes’s own criterion of clarity and distinctness with the Stoic theory of assent. This is the result we would expect when both are affirmed.

“Descartes’s remedy for ignorance lies in the second maxim of his provisional morality: to be as decisive as possible and to be constant in acting even on doubtful opinions, once he has made a decision. He later rephrases the rule as requiring ‘a firm and constant resolution to carry out whatever reason recommends’, even when we know we may not have the final truth. Virtue, he adds, ‘consists precisely in sticking firmly to this resolution’. If we had clear and distinct knowledge of the good, it would give order to our action. Because we lack such knowledge, only the will’s strong resolve to be constant can create order. If we are resolute, we act firmly even on beliefs we are not sure of. The free will, Descartes repeatedly says, is what comes closest to making us like God. God is utterly constant. As long as we are constant and act on what seem to us after reflection the best reasons, we will never feel remorse or regret. We will have nothing with which to reproach ourselves” (ibid).

This is the richest elaboration of the Stoic virtue of constancy that we have seen. In the inevitable presence of uncertainty, the best we can do is to consistently act based on our best assessments, and not to abandon our current best assessment of any given matter until we have a better one. He is making the point that vacillation is not evidence of open-mindedness. Rather, it is due to a lack of constancy.

“Descartes’s definition of virtue as resolute constancy of will puts self-governance squarely at the center of his ethics” (ibid).

In order to achieve this, we must not be swayed this way and that by passions. This is a Stoic criterion.

“Our final goal ought to be to obtain the supreme good…. Next, he supposes that the sovereign good must be something that is wholly within our power. Plainly wealth, power, and other external goods are not so. If anything is, it is our thought” (p. 190).

That our highest good must be something that it is within our power to achieve again recalls the precept of Epictetus that only things within our power are properly called good or evil. Descartes does not, however, share the Stoic goal of eradicating the passions.

“But because the passions are to be accepted and are in any case not eliminable… We must form the habit of thinking that only what lies wholly within our power is good. What lies wholly within our power is the exercise of our will…. [T]o show that we have free will, we can suspend action…. Suspension for Descartes … is an act that enables us to make a better decision” (p. 191).

What he calls suspension here is again the Stoic withholding of assent that Epictetus says is always within our power. This shows how constancy as a criterion leads to a concept of self-governance. To hold consistently to right reason is to show constancy, and the ability to show constancy only emerges as a consequence of self-governance. Right reason itself is not reducible to any set of fixed rules. It is rather a higher-order criterion of coherence. In this way, it is not unlike Kant’s criterion of unity of apperception, which is also a higher-order criterion. Stoic self-governance is the remote ancestor of Kantian autonomy. According to Schneewind’s front matter, this is the single most important thesis of his book. No Greek philosopher would agree with the medieval and early modern reduction of morality to obedience.

” ‘It is the nature of love’, Descartes says in his longest discussion on the subject, ‘to make one consider oneself and the object loved as a single whole of which one is but a part; and to transfer the care one previously took of oneself to the preservation of this whole’ ” (p. 192).

For all his emphasis on the individual cogito, Descartes recognizes that those we love are from a moral point of view part of us.

“Descartes presents what he calls ‘generosity’ as the quality that leads us ‘to esteem ourselves at our true value’…. We properly esteem ourselves most highly when we find that we know that only our power of free willing belongs to us” (ibid). “Generosity involves control of one’s desires, and leads one to think well of others, as being equally with oneself able to use their free will well. Generosity is thus ‘the key to all other virtues’. The generous person will be led away from love of the kinds of goods that are made less valuable when others share them, such as wealth or glory, and toward love leads us toward the kinds of things whose value is not altered when everyone shares them, such as health, knowledge, and virtue. When the love of God leads us to think of ourselves as part of the great whole he has made, the nobler we think the whole, the more we will esteem ourselves as well” (p. 193).

Descartes’s allergy to Aristotle may prevent him from invoking Aristotelian magnanimity, but when he says generosity is the key to all other virtues, the effect is similar.

“Because believing something and knowing that one believes it are different, ‘many people do not know what they believe’. Innatism is thus compatible with a denial of any cognitive standing to commonsense views of morality; and it is significant that, unlike Herbert, Descartes makes no appeal to common agreement as a test of truth. He does, however, agree with Herbert in stressing that we should each think things through for ourselves…. Self-perfection, either through increased knowledge or, lacking that, through constant will, is the key to all morality. And only seeing for ourselves will give us the knowledge we need” (ibid).

Here we are indeed coming close to the Kantian criterion of autonomy.

Perfectionism?

I have been thoroughly enjoying all the unfamiliar detail of Schneewind’s The Invention of Autonomy. His next major section I found even more interesting. But as is common with this kind of history, generalizing abstractions can be problematic. Schneewind wants to characterize a counter-trend to natural law in the moral philosophy of the 17th and 18th centuries. In so doing, he moves back and forth between two different models that have very different implications.

When he states the top-level thesis of the book, he does so in terms of an ethics of self-governance that stands in contrast to the reduction of morality to obedience. This I find provocative and insightful. But the section immediately following the one on natural law is presented in terms of a model of “perfectionism”. Fortunately, he seems to use this only as a shallow grouping mechanism that does not significantly affect either the excellent detail or his main thesis about self-governance. But the connotations of the term “perfectionism” are nonetheless troublesome.

It seems that the term “perfectionism” was introduced into contemporary discourse by the political philosopher John Rawls in the later 20th century. Rawls uses the term to primarily name an elitist view of justice, that the state should accord special treatment to certain kinds of high achievers, rather than emphasizing equality before the law. He cites Nietzsche as a primary example, and contrasts this with his own view of justice as fairness. But Nietzsche does not like the state at all, and does not concern himself with matters of state policy.

Rawls attributes a more moderate version of this elitism to Aristotle, while also giving positive mention to a benign Aristotelian principle that people naturally enjoy the exercise of more developed capabilities, both by themselves and by others. Some latter-day conservatives have certainly tried to appeal to Aristotle in order to justify views based on presumptions of natural inequality.

Aristotle does along the way make incidental comments about observable differences in achievement. In these contexts, he does not always clearly distinguish between accidental, localized social facts and more general facts of nature. But at the level of principles, Aristotle is the historical source of the notion of justice as fairness that Rawls defends. Aristotle recommends extending the inherently reciprocal model of friendship to politics. He defines constitutional rule as one in which the same people both rule and are ruled. Moreover, Aristotle is in general highly sensitive to the accidental character of accidental facts. Anecdotal reports of accidental facts do not justify generalization about what is natural. In spite of his emphasis on particular cases, Aristotle is far more committed to these matters of principle than to any particular generalization from accidental facts.

Many discussions in contemporary philosophy are conducted at the level of broad generalizations about kinds of positions. In itself there is nothing wrong with this, but people are not always careful about the fit of particular cases to the generalizations. The outcome is that generalizations about kinds of positions are often applied in a sweeping, ahistorical manner.

Many of Rawls’s sympathizers have ended up relaxing his strictures against perfectionism. Stanley Cavell has argued for a concept of “moral perfectionism”, based on the transcendentalist Emerson, that has nothing to do with elitism. But this is even more recent.

In the present case, without really justifying it, Schneewind applies the term “perfectionism” to the whole early modern “rationalist” tradition, which is itself often the subject of overly broad generalizations. Implicitly, scholastic philosophy and ancient philosophy would be perfectionist as well. (He does not mention Rawls at all, though he does in passing mention elitism.) However, Schneewind also discusses the roots of “modern” natural law in scholasticism and Stoicism.

Schneewind includes valuable data on voluntarism and/or anti-voluntarism in many of the figures he discusses, but does not generalize much about it. Across the whole span of material that he discusses, I think a better contrast could be made between voluntarism and obedience theories on the one hand, and self-governance on the other.

Self-governance provides a far more sound and useful notion of freedom than strong metaphysical notions of absolutely unconditional free will. The great value of Schneewind’s book comes from his documentation of a long tradition of thought about practical self-governance, as background for the distinctively Kantian notion of autonomy.

The Last Natural Lawyer

“After issuing a large Latin Pufendorfian treatise on natural law in 1688, [Christian Thomasius] published in 1692 a little German Introduction to Ethics, subtitled On the Art of Loving Reasonably and Virtuously, and followed it with a book about applying the art…. His final Latin treatise … embodied yet further and more fundamental changes of view” (Schneewind, The Invention of Autonomy, p. 160).

That subtitle caught my attention, because it sounds like Duns Scotus on love. Thomasius’s view of love is actually closer to Cumberland, though.

“The two books on love show Thomasius working in terms of a long tradition of moral and therapeutic thought centered on love — love not as Christian agape or caritas but as a purely human phenomenon not requiring to be explained by divine grace. Cumberland treated love similarly, and constructed his doctrine of natural law so as to show that morality centers on it. He also sought to avoid voluntarism; and the two aims coincided beautifully. The logic of displacing voluntarism led him to the law of love, the requirement that we maximize natural good; and if that is the moral law, we have a plain way of showing that God’s commands are not arbitrary but are justifiable in terms we understand. Thomasius began as a thorough disciple of Pufendorf; and when he finally rejected voluntarism, he moved at least as close to utilitarianism as Cumberland did” (ibid).

Rather than implicitly invoking fire and brimstone in the manner of the Protestant voluntarists, Thomasius emphasizes seeking the good. Actions are to be judged not in terms of obedience, but in terms of their consequences.

“Thomasius took the Grotian problematic for granted even when he rejected Pufendorf. His objections to modern natural law theory are of special interest precisely because they come from an erstwhile adherent” (ibid). “As head of the new university of Halle, Thomasius occupied a commanding position in the intellectual life of Germany. His defection from Pufendorf was a highly significant response to the dominant work on natural law” (p. 161).

“Early in his chapter on the passions Thomasius gives us a central indication of his reason for abandoning Pufendorf. Proper religious feeling, he tells us, is definable as reasonable hope and fear of God, and is also called childlike fear. Unreasonable fear of God is superstition. It is a servile fear. After this it is no surprise to read later that ‘the concept and representation of God as a father grounds a childlike fear, but that of God as absolute monarch a servile fear’. Only fools imagine God as a despot: [quote from Thomasius:] ‘if a wise man should imagine God as a human ruler, he would rather imagine him as father than as ruler. For it is more suitable to God’s perfection to seek for the best for men than to pursue his own utility through laws written in men’s hearts in a despotic manner’ ” (ibid).

I think it better not to speak in terms of fear at all, but the main point here is the rejection of servile fear as a motivation. Thomasius clearly recognizes the terrible consequences of regarding God as an absolute monarch.

“Here the rejection of voluntarism is tied directly to God’s pursuit of the greatest good. Thomasius adds that if we think of God as ‘a despotic lawgiver who obligates men outwardly through punishment’, then we must also think that no actions are honorable or shameful independent of God’s will” (ibid).

Aristotle might remind us that the greatest goods are those sought for their own sake. Acting for the sake of a reward is a sub-ethical motivation. Avoidance of punishment is even lower. Something is deeply and profoundly wrong with the idea that God would want us to be sub-ethically motivated.

“A wise God is a teacher rather than a lawgiver, he says, and we can only learn when we have a peaceful mind, not one disturbed by fears. God, moreover, teaches by reason” (ibid).

“If God does not punish, then his directives are not law in the same sense as human laws are. Divine and human law are not really members of a common species…. Thomasius retains the natural law distinction between what a teacher does in counseling and what a superior does in issuing a command. But he no longer says that what a commanding superior does is to obligate. A superior rules. And he almost says that God’s directives are to be taken as counseling. God is a father, and ‘a father’s directions are more Counsels than Rules’. God directs us to our good, and we can understand what that is” (p. 162).

Obeying a command does not make us moral. What matters for ethics are the intentions and consequences of an action.

“Counsel binds by showing the person counseled an ‘intrinsic’ force coming from what is necessarily connected with the act in question. Rule binds by an external or outer force connected only by human choice to the act. A wise man, Thomasius says, ‘considers the inner duty the superior kind’, and is usually governed by counsel. Fools are usually governed by rule’ ” (pp. 162-163).

Only intrinsic motivation is ethical.

“Justice, for Thomasius, is concerned with preventing people from damaging one another so seriously that society will not be able to continue. Its rules concern only publicly observable behavior toward other people. Justice matters because there are wicked people who tend to disturb the peace and who must be controlled. The honorable, by contrast, concerns only one’s inner life. Honorable people control their passions and desires and do nothing shameful. Decorum or propriety, like justice, is a matter of one’s relations to others. It concerns the ways in which one might help others or improve one’s inner condition so that one does not wish to harm them. If the honorable person is the most estimable, and the unjust is the worst, the person of propriety is of a middling sort. In the wise person all three kinds of goodness must be combined” (p. 163).

“The principle of honor is ‘Whatever you will that others should do, do yourself’; the principle of propriety is ‘Whatever you will that others should do to you, do to them’; and the principle of justice is ‘Whatever you do not want to have done to you, do not do to others’ ” (pp. 163-164).

“The rules of justice are appropriately backed by threats of punishment. The rules of the other two domains cannot be. The honorable is a wholly inner matter, hence beyond the reach of force; and Thomasius is quite explicit about propriety. ‘Certainly the rules of propriety regard men in their relations to other men. Nevertheless no one can be forced to propriety, and if one is forced, then it is no longer propriety’…. We must perform such duties in the right spirit, a spirit of love or direct concern. Obligation, however, exists only where we can be compelled, and we cannot be compelled to feel love, gratitude, or pity” (p. 164).

“Moreover since the duties of honor and propriety are more fully inner duties than those of justice, and are given more weight by the wise man, they are in an important sense higher or ‘more perfect’…. In this domain we are ruled neither by God nor by the magistrate. Inner obligation does not have other people as its source. Hence we can say that here we ‘can be obligated to ourselves and that we can make laws for ourselves (for example, through a vow). These obligations are higher and more important than merely external obligations open to enforcement by sanctions. The latter constitute the domain in which humans make laws properly so called. The former come very close indeed to constituting a domain we are now inclined to recognize as that of morality. In it we are self-governed” (p. 165).