This will conclude the chapter on Epictetus in Boulnois’s investigation into the origins of the concept of free will. While Epictetus introduces a moral ideal of freedom into ethics, and in common with other later Stoics speaks of something like a will, Boulnois finds that Epictetus still makes no claim about free will, as that term came to be understood and advocated in Christian theology.
“What is the content of this freedom? For the Stoics, the order of the world is the objective expression of reason (logos). At the moment when the individual is forced to conform to it, it measures the distance that separates them. Into this gap slips a concept of resolution, distinct from reason alone. The Aristotelian term proairesis, which plays only a minor role in the earlier Stoics, is taken up again by Epictetus, for whom it becomes essential. In Aristotle, we deliberate about that which depends on us; but in the context of Stoic physics, what depends on us is reduced to our assent. This being the object of our resolution, the latter becomes the only thing that depends on us. ‘Dependent on us: resolution (proairesis) and all the actions that can be resolved upon (ta proairetika erga); not dependent on us: the body, parts of the body, our possessions, our parents.’ The human is only responsible for her assent and her resolution. But the latter reflects her character and her dispositions. From here on, resolution is no longer the choice of what depends on us; it has become itself all that depends on us (anterior to objects). This allows the agent to be circumscribed by rigorously distinguishing the interior from the exterior, and concentrating the self [le moi] in the faculty of making up one’s mind [se determiner]” (Généalogie de la liberté, p. 213, my translation throughout, emphasis in original throughout, female pronouns mine).
Stoic fate is at once a universal and univocal order of cause and effect, and a divine logos that immanently governs every detail of the world. The Stoics also develop what scholars generally agree is a theory of representation, which unites physical and physiological causality with introspective psychology. Impressions and initial appearances that we experience are governed by the causal order, and thus not subject to our control. For the Stoics, the one thing that is subject to our control is our rational attitude toward these causally determined impressions and appearances. We can assent to them, or refuse assent, or suspend judgment.
Within this context, Epictetus sharpens the relative distinction of inner and outer to a strictly univocal form. He raises the new question of what solely depends on us. He claims that the inner is solely governed by our assent, while causality still strictly governs the outer. For Epictetus, only the inner is properly “us”. We are our assent. Who we really are in an ethical sense depends on our patterns of assent, and nothing else. Moreover, assent is said to govern the whole soul. Even being swayed by passion is explained as rational assent that has gone wrong.
“But indirectly, what depends on us is what we choose, the object of our resolutions: ta proairetika. Our opinions and desires are called ‘proairetic’ by Epictetus; they pertain to the domain of realities to which one can consent. The realities that depend on our resolution are free by nature, precisely because the power of proairesis is absolute: nothing can prevent us from choosing — not suffering, not sickness, not death. On the other hand, whatever is a stranger to our resolution — our body, our goods, our honor — does not properly pertain to it, and does not deserve to be chosen (‘aproairetic’)” (pp. 213-214).
In spite of Boulnois’s strong contention that proairesis should not be identified with choice in either Aristotle or Epictetus, he does not hesitate to mention choice where it is appropriate, even relating it to an “absolute” power that will be called assent. Discussing Epictetus, Boulnois metaphorically speaks of the “choice” of a way of life. But as the example of a way of life suggests, this is not a bivalent punctual choice in the moment. It rather consists in a stance, which is to say in what we fundamentally embrace or are committed to. Not only does Epictetus not speak of a bivalent choice, he also does not accept Aristotle’s notion of bivalent potentiality in the action of a rational being. In the next chapter, Boulnois will attribute the decisive turn in the reading of Aristotle on these matters to the great commentator Alexander of Aphrodisias, who flourished around 200 CE, thus after Epictetus.
“Stobaeus (like Aristotle) understands the prefix pro in a temporal sense; he interprets the term [proairesis] as signifying a ‘taking before the taking’ (hairesis pro haireseos); it is a matter of a fundamental resolution, of the choice of a form of life, in a sort of conversion of the preceding ensemble that definitively orients all particular decisions. — In Epictetus, proairesis covers a triple dimension: 1) it concerns an act of punctual decision: ‘at the origin of our faults, we find resolution (proairesis) and impulse’; 2) it defines the faculty of making decisions (resolutions); 3) as a consequence, it comes to designate the fundamental choice of a way of life, a conversion, that which gives the value of moral character, or ‘moral personality’. Decisive point: the resolution taken is not only a part of what depends on me (as in Aristotle); it has become the act and the very faculty that depends on me: the god ‘has given me what belongs to the domain of resolution (ta proairetika)’ — and depends on me” (p. 214).
Stoicism introduces a systematic theory of “representation” that we do not see in Aristotle, as well as the concept of assent to representations. The early Stoics do not seem to make much use of Aristotle’s term proairesis (resolution or “choice”). Epictetus on the other hand gives it a central role, while changing the meaning, as we just saw.
As came out in the last post, Epictetus focuses on what exclusively depends on us (assent and resolution). Aristotle uses the phrase mainly to refer to the actions in the world that deliberation and resolution are concerned with. Our actions depend on us, but not exclusively.
“Since representations are produced in us by the world, we are not responsible for their arising in our consciousness. But we are responsible for the use we make of them. It is essential to discern what depends on us and what does not. Assent implies a judgment about the representational content: the soul approves, rejects, or remains suspended before its mental representations. The ‘domain of assent’ is identical to the empire of resolution. And precisely, in this empire we are sovereign” (ibid).
Sovereignty is an extremely problematic concept in any ethical setting, precisely because it is supposed to be unconditional and unilateral. While it has deep roots in Roman law and the privilege of the emperor, an explicit theory of sovereignty only emerges much later, in the justification of absolute monarchy by Bodin and Hobbes. Epictetus’s metaphor of the “citadel of the soul”, though well-intentioned, is itself highly problematic. Granted that it only properly applies to the ideal of the Stoic sage, a radical separation of inner and outer is still not something we should even strive for. Much later, Hegel will argue that such a radical separation is the mark of alienation.
“It is a matter of an act of moral decision toward what attention is concerned with: ‘she is free (eleutheros) to whom all arrives in conformity to her resolution (proairesis), and whom nothing can obstruct’. Certainly, Epictetus here makes a connection between resolution and freedom, but this is not to say that we can have a free will (libre arbitre). Freedom consists precisely in a conformity between our resolution and what arrives necessarily. She is free who consents to nothing other than fate. This is already what Nietzsche will call amor fati” (p. 215).
“Proairesis is free by nature; but in fact it is not so always; we have to work to make it free. It will become so if we exercise a scrutiny of our resolution, because that is what determines the ensemble of our moral character. This is accomplished by a quotidian attention to our feelings and our representations. From here on, proairesis designates the interior man, a personal identity that is unbreakable and imperceptible from the exterior: ‘– I will put you in chains. — Man, do you say that? Me? It is only my leg that you enchain. My resolution (proairesis) Zeus himself cannot overcome’. Nothing (not even God) can overcome my resolution: if it does not want anything that escapes it, it is free. The concept of proairesis thus defines the essence of the human: ‘– Are you a piece of furniture? — No, a proairesis‘. Proairesis serves as ‘object of identification’; it is what I can be and what I wish to become — a faculty of aiming at nothing but the good. But it is never defined as an undetermined choice” (ibid).
The bold claim that Zeus himself cannot breach the citadel of my soul is certainly striking, but here he speaks in the first person, which implies that it is applicable here and now, even though, as we will see shortly, he does not consider himself to have achieved sagehood.
“Only a good resolution gives actions their goodness: ‘the essence of the good is a property of resolution’. Resolution is no longer good if it chooses the good action, but the inverse: the action is good if our resolution is. Outside of resolution, neither good nor evil exists. In the vocabulary of Seneca and Augustine, reprised by Kant, there is no good other than a good will. The freedom enjoyed by the sage is a purely interior freedom, that of consenting to the order of the world. Rather than vainly attempting to resist necessity, it consents to it. Unable to change the order of the world, it has to work to overcome its desires, so that they conform to it” (p. 216).
Granted that good will is extremely important, in the bigger picture this still seems one-sided. Consequences matter too. The goodness of actions includes consequences as well as intent, so it seems more comprehensive.
It seems that Epictetus puts a kind of freedom before goodness in the order of ethical explanation. Independent of more particular claims about free will, does this make him a sort of Stoic anthropological voluntarist, as odd as that sounds? This is a serious concern that Boulnois does not address.
Boulnois has already thoroughly discussed why proairesis in Epictetus should not be understood in terms of later concepts of free will. Next he turns to autexousion, which we previously saw is also associated with free will by a number of early Christian theologians.
“Epictetus concentrates the principle of responsibility in proairesis, and makes it the condition of ethical freedom; but for him, this concept does not imply imply free will (libre arbitre), since we do not have the possibility of exercising a contingent choice. Must we rather search for free will in the concept of autexousia (power exercised by oneself)? Certainly, Epictetus uses the term autexousion in relation to ‘what depends on us’; with him the word takes on a technical sense, and acquires legitimacy. But how to translate it? ‘Independence’, ‘self-mastery’, ‘mastery’ (Souilhé)? ‘Free self-determination’ (C. Horn)? — Since Antiquity, the term has been translated as ‘free will’ [libre arbitre]; this is already the interpretation of Tertullian [ca. 155 to ca. 220 CE], who understands the term autexousion as a technical term, which he translates as libera arbitrii potestas, ‘free power of arbitration’. After this, the concept will become that of free will [libre arbitre] (liberum arbitrium). — But are this interpretation and this translation legitimate?” (pp. 216-217).
Once again we see how translation often imposes an interpretation. Whether or not they are tied to more specific claims about free will, unqualified independence and mastery are themselves very strong claims that I take to be decisively rejected by Hegel.
“Epictetus clearly uses the term in opposition to the power (exousia) that someone else exercises over me. The term puts the accent on the fact of being itself (autos) the origin of the power it exercises. One who has disciplined her consent can say: ‘No one has power over me’. She has the initiative of action. It will become necessary to translate it as ‘having power from oneself’. Also, Burgundio of Pisa in the 12th century translates it as per se potestativum, and Cudworth in the 17th as sui potestas or ‘self-power’. But as we have seen, this ‘power from itself’ is reduced to a power over itself: the only thing that is in our power is the power to correctly use our representations. The concept does not in any way refer to a choice, a will, or an undetermined freedom. It concentrates on what depends on us alone. When our power is well restrained to what is proper to us, it is free. We understand why the term is translated by Tertullian as libera potestas ” (p. 217).
Again, beyond the critique of free will as overly strong, the very idea that there are things that depend on us alone ought to be questioned as well. This depends on the assumption that it is good or adequate to think of ourselves as splendidly isolated individuals. I think we ought to think of ourselves as engaged in the world, and as essentially social creatures.
“But why add arbitrii (of choice)? Is the power from oneself that of a will? — Certainly, resolution (proairesis) is sometimes described as an act of will. Seneca: ‘what is necessary in order to become a man of the good? Willing.’ Epictetus: ‘No one can force me to use my representations otherwise than I want’. Resolution is a gift from God, and a part of the divine: it can only be overcome by itself. There is no impediment in ourselves; it is our will that renders us dependent on the exterior world and on necessity, but itself can do all it chooses, and can only be obstructed by itself” (pp. 217-218).
The main argument is sound, but here I question the claim that there is no impediment in ourselves. This again depends on accepting a radical separation of inner and outer.
“Freedom is not given at the outset, but attained at the end of an ethical progression. According to Epictetus, freedom is the end of the human, the content of happiness: ‘What is it that the human seeks? To live calmly and happily, to do what she wills (thelei) without obstruction or constraint’. The ignorant agent, or the slave of nature and her passions, remains responsible for her actions; but only the sage is free” (p. 218).
That freedom is a kind of end and not a given is right and proper. But I would not call it the ultimate end of the human. The ultimate end should be simply the good. At the next level below that, friendship, reciprocity, love, beauty, understanding, and contemplation are all strong contenders. Each of these is an end in itself that is not sought for the sake of anything else. Freedom on the other hand is an end because it is a multipurpose means to many goods. It seems to me that it is sought for the sake of what it enables.
“Epictetus promotes an ethical focus not seen in the [earlier] Stoic analyses; it depends on us to aim at a goal, but not to attain it. This is why we cannot make ourselves happy, but only deserving to be so. It depends on us not to will what does not depend on us. Thus it does not depend on Epictetus that he was born a slave, but it does depend on him to be free, that is to say to remain master of oneself, indifferent to all that is indifferent, and to will only that which falls within the scope of his resolution” (ibid).
The attainment of a goal does not exclusively depend on us. For that matter, it is not entirely clear that aiming at a goal always depends exclusively on us. Some goals cannot even be formulated until we have attained some other goals. It seems to me that all the ends that are sought for their own sake have prerequisites. The meeting of basic needs is not a lofty goal in itself, but without it we often cannot even begin to seek the things that are sought for their own sake.
“The concept of freedom has nothing to do with a choice between alternative possibilities, and even less to do with an undetermined will. Epictetus does not say we are ‘free’ to give our assent or not. We can simply act, in conformity to nature (correctly, according to a comprehensive representation), or in a nonconforming way (incorrectly, or according to an incomplete representation). Even if we manage more or less well, according to our proper limits, we pursue a goal of accomplishing our nature” (ibid).
Epictetus is a Stoic after all, even if he does not give us a presentation of the whole grand system.
“For to attain freedom, it is first necessary to examine the order of the world. This order is necessary, inviolable, and universal. It is necessary to distinguish this exterior order from the one that is proper to us, and that is in our power. To confuse these domains is to believe that things that are necessary are free, and to condemn oneself to be a slave when one thinks oneself free. On the other hand, to distinguish these orders is at the same time to attain freedom. It suffices to know what is ours, what depends on us, to depend on nothing else, and to be free:”
[quote from Epictetus:] “If you believe that the things that are by nature slavish are free, and that what depends on others is proper to you, you will encounter obstacles and be afflicted and troubled, and you will complain about the gods and about people. If on the other hand you think that only what is yours is yours, and that what is someone else’s is someone else’s, no one can constrain you or obstruct you” (p. 219).
Elsewhere, Epictetus says that we should only apply concepts of good and evil to the things that are up to us. This was the point that stood out most when I first read him, many years ago. It seemed intriguing as a therapy of the soul, but ultimately untenable.
Boulnois has highlighted the difference between Aristotle’s collective “up to us” and Epictetus’s individual “up to us”. What made the suggestion about good and evil seem untenable was the individualistic focus of Epictetus’s “up to us”. This effectively puts all social and political issues on the side of fate, which leads to an extreme quietism. But things come out quite differently if “us” is read us “us citizens of our city”, and different still if “us” is “us humans” or “us talking animals”.
“The discipline of assent is the key to ethics. It permits us to attain that freedom. To act correctly, it is necessary to make sure that we only give our assent to things that merit it. When we have an adequate representation, its evidence guarantees its conformity with things; we can give our assent to what is truly good. This is what distinguishes the sage. It is why only the sage is really free (eleutheros), while ordinary people are slaves” (ibid).
If it is not overstated to the point where we purely are our assent and nothing else, the notion of assent seems like a worthy addition to our considerations. Even the immoderate version is not as bad as many other exaggerated beliefs.
Need it be said? We should try to ensure that we have adequate understanding of people, things, and situations. This applies whether or not we accept the Stoic hybrid of realism and representationalism.
We might wonder, how do we know that a representation is adequate? Much more needs to be said about what constitutes the evidence that is capable of guaranteeing conformity with things. If this is left in the shadows, we lapse into dogmatism.
Socratic questioning serves as a check on dogmatism. Even if it does not seem very Socratic compared to Plato and Aristotle, Stoicism in general greatly reveres Socrates, treating him as the only known example of a real-life Stoic sage. Scholars see the influence of two of the most important so-called minor Socratic schools (the Cynics and the Megarians) on the Stoics. Secondary sources also point out that Epictetus in particular draws inspiration from not only from Xenophon’s portrayal of Socrates as a helpful, down-to-earth good friend and neighbor exemplifying practical wisdom, but also from those of Plato’s dialogues — thought by Werner Jaeger to be early — that focus on Socrates and his way of questioning things said, as a role model.
“We can believe that freedom is reduced to social standing (enjoying honors, not being born a slave); nonetheless, neither birth nor social standing constitutes true freedom. Precisely, freedom has become interior, independent of the world; it has ceased to be a political condition. By this, Epictetus does not oppose true freedom to a capacity to choose; he metaphorically transposes political freedom to the internal life of the sage. This metaphor will be used, and will cease to be perceived as such. Nonetheless, it is this provocative metaphor (coming from an emancipated slave!) that consecrates the entrance of the concept of freedom into ethical debate, where it had played no role up to that point. Addressing an aristocratic audience, the emancipated former slave ironically replays the original scene from the Lysis. The context of enunciation has changed, but not the sense: only one who knows (and knows how to vanquish her passions) is free. Thus the terms ‘free’ and ‘slave’ slide from the status of (political) metaphors to that of concepts” (pp. 219-220).
Epictetus is the first philosopher to strongly thematize freedom in an ethical context.
Stoicism’s de-emphasis on social standing and its egalitarianism are among its most attractive features. Long before Kant and his Rousseauian turn, it treated equality as a recognition of the human as inherently valuable.
Plato’s dialogue Lysis asks about friendship and love, relating these to wisdom and a kind of humility. While it ends without a firm conclusion on the main question, it suggests that freedom has more to do with wisdom than with social status.
“Everyone is responsible for their actions, but sages are rare. The sage is one who guides her conduct by the causal determinism: she takes into account the limits of what depends on us; this gives her an absolute serenity: [quote from Seneca:] ‘we must […] support our human condition, and not trouble ourselves with that which is not in our power to change. […] To obey god, that is freedom‘. Freedom coincides with virtue. It is the capacity to consent only to what is good, to divine wisdom; it brings serenity, the absence of obstacles, of trouble and of passion” (p. 220).
The mark of the Stoic sage is perfect assent to fate. Seneca famously identifies assent to fate with a kind of obedience to divine order, but even he does not reduce virtue to obedience. Stoic assent is supposed to be eminently rational; it is not a kind of faith.
Boulnois concludes, “Freedom is proper to the sage; it remains a goal that Epictetus regrets not having attained. This state is anything but accessible: a sage is born every 500 years. The last sage was no doubt Socrates. Sagehood is nothing but an ideal toward which our nature must tend; it is a goal that orients action; it is hardly an example. As a consequence, freedom itself is ideal; it may not be accessible, but it remains the goal of our existence” (ibid).
The ideal of freedom is anything but a simple possession that we “have”. Instead it points to a striving.
“Stoicism (certainly that of Epictetus) is a turning point in the history of ethics: in posing that the source of all action resides in our resolution and our will, it posits that the ensemble of human faculties and impulses is overseen by assent, the key of all morality. If an action depends on me, I am its cause, and I am responsible; if I accomplish it, I deserve praise; if I do not accomplish it, I bear the blame. In the same way, when freedom (eleutheria) intervenes in Epictetus as an attribute of resolution (proairesis), this does not make a free will [libre arbitre]” (pp. 220-221).
Boulnois does not hesitate to give positive mention to will in the sense of definite intent, and neither should we. The freedom of the Stoic sage is not an attribute of a faculty of choice, but rather is marked by the Stoic virtue of constancy or coherence in matters of intent.
“Stoicism admits at once a universal causal determinism and the responsibility of each human for her actions. ‘What depends on us’ is thus conceived as a spontaneity. An agent is responsible for her action when it is she, and not another, who is the cause of the action; it is not necessary that she have the capacity to act otherwise. Everything that happens occurs necessarily; but my action is no less attributable to me; I am responsible” (p. 221).
Here is a positive notion of spontaneity that is not contaminated by voluntarism. As in Aristotle, it characterizes actions that are neither coerced nor forced by extraordinary circumstance.
“Many conclusions follow:”
“1. The concept of ‘what depends on us’ remains relevant, for thinking responsibility for our actions. It is concentrated in our assent.”
“2. But assent has nothing to do with a concept of free will [libre arbitre]: it is not possible to choose between alternative lines of action. Like a balance scale, it tips or inclines our desires and our representations. My assent is moved by the conjuncture of the world and the state of my mind [esprit] (beliefs and emotions).”
“3. That to which our ‘own power’ (autexousia) pertains is monovalent. If I have the power to consent to some action, this does not mean that I also have the power not to consent to it (in contrast to the bivalent Aristotelian concept of ‘what depends on us’).”
“4. Only the sage is free, but this is because she has decided to limit the domain of her choice to what depends on her. Her freedom is monovalent: it is a power to consent to the order of the world.”
“5. Freedom does not qualify an arbitration; it is the state of the sage, thought by metaphorical transfer from political freedom” (ibid).
“The Stoic position is indeed compatibilist, but in a very precise sense. It upholds a compatibilism not between the necessity of causes and the free will [libre arbitre] of the individual, but between fate and what depends on us. As for freedom, it is an ideal of sagehood and perfect serenity. But neither for the ordinary human nor for the sage must we think a free will” (pp. 221-222).