Spirit of Trust

There seems to be a lot of new content in Brandom’s epic A Spirit of Trust: A Reading of Hegel’s Phenomenology (Belknap 2019), since the first version he posted on the web some years ago. It will take me quite a while to do it justice.

Simply put, this is a proper Great Book by a living great philosopher, which happens to take the form of a book about another great philosopher. It is not to be missed if you care about such things. The first version decisively overthrew my preconceptions about Hegel, acquired from too hasty a reading of Hegel himself and much time spent in earlier years with French anti-Hegelians. Simultaneously, Brandom’s book attracted me with its ethical message. (See many related articles under Hegel, and Brandom on Hegel; also under Brandom and Hegel on Modernity.)

Useful related resources include the works of Brandom’s co-thinkers Robert Pippin and Terry Pinkard on Hegel, and the monumental line-by-line commentary on the argument of the Phenomenology by H.R. Harris, Hegel’s Ladder.

Immediacy, Presence

Broadly speaking, the Brandomian critique of claims of two-stage models of representation — where representings are sharply distinguished from representeds, as supposedly having immediate intelligibility that representeds lack — seems to me to have at least a partial analogue in early Derrida’s critique of presence and of what he called a transcendental signified, as well as to some of what Foucault wrote about representation in The Order of Things.

Brandom does not want to entirely subvert representation, as Derrida and Foucault sometimes seemed to. He just wants to insist that it is always derivative, and cannot be a starting point. Although Derrida was less anti-Hegelian than many of his contemporaries, I don’t recall that he recognized, as Brandom does, that there was a strong precedent for the critique of immediacy/presence in Kant and Hegel. Foucault’s very sharp overt rejection of Hegel needs to be balanced against the fact that his own historical account of what are in effect shapes of subjectivity covers many of the same moments as Hegel’s, and in effect strongly continues the Hegelian critique of Mastery.

Unfortunately, Brandom sees both Foucault and Derrida as meriting no more than one-line dismissals, where I see common ground in the critiques of mastery, immediacy, and representation. These days, Brandom’s more rationalist and ethical version of these critiques seems a good deal more useful to me, but I still prefer a more irenic attitude. (See also Genealogy.)

Brandom is bothered by Derrida’s thesis that signifiers technically refer to other signifiers that refer to other signifiers, and so on, without end. While I agree that an indefinite expansion of inferences is more perspicuous than an indefinite expansion of references, Brandom’s explanation of reference in terms of inference ought to make it possible to substitute the one for the other. Also, the notion of a signifier is very abstract; we should not equate signifiers with individual words, which Brandom also seems to do in this context. A signifier could be a complex expression. Thinking about substitution of complex expressions makes it easier to map expansions of references to expansions of inferences. I think the indefinite deferral of a “transcendental signified” should also be related to the Kantian indefinite deferral of claims about things in themselves, and to the Kantian thesis that transcendental concepts do not refer to objects.

Concept, Form, Species

Where Kant and later writers talk about concepts, Plato and Aristotle and medieval writers talked about forms in somewhat analogous ways. Neither concepts nor forms have the immediate unproblematic accessibility that is claimed for Cartesian mental representations or Lockean ideas or medieval species. Where concepts or forms are to the fore, we are generally in discursive territory.

Leen Spruit has documented that the middle ages also saw a huge variety of doctrines of so-called “species”, both perceptible and intelligible, which in one aspect were mental representations, some resembling phantasmata in Stoicism, some seeming rather like Cartesian mental representations or Lockean ideas. These were generally considered to be contents immediately accessible to the mind. I tend to think a lot of these were probably associated with what Brandom calls two-stage models of representation, where representings are considered to have an immediate intelligibility that representeds lack.

Repraesentatio

Representation was not invented by Descartes, as Brandom tends to suggest. Concepts of representation had wide currency in the middle ages. The word used was literally repraesentatio. The Stanford Encyclopedia of Philosophy has a nice summary, which traces its philosophical use to the Latin translations of Avicenna.

John Duns Scotus (1266 -1308) wanted to rewrite Aristotle by insisting that there is a single meaning for “being” that underlies all the different meanings Aristotle had distinguished. The underlying minimal definition of being he proposed was precisely representability. Olivier Boulnois documents how Scotus believed he had invented a unified ontology that Aristotle thought was impossible, and did so on the basis of a doctrine of being as pure representability. Scotus thus appears as an arch-representationalist. Whatever else one may say about it, his notion of representation is clearly not the same as resemblance. Every medieval university had a Scotist on the faculty.

If memory serves, Aquinas had a doctrine of the possibility of perfect representation. Since it is perfect, this cannot be reducible to mere resemblance. Perfect representation is effectively equivalent to a kind of immediacy.

Some contemporary scholars also translate Greek Stoic phantasma as “representation”, based on the functional role it plays in the Stoic system. The Stoic theory in question dealt with sense perception, and was part physiological and part epistemological. It purported to provide a foundation for immediate certain knowledge of represented objects from their mental representations in perception. This sounds like representation before inference, and also like another variant of putatively perfect representation, which therefore would again not be reducible to resemblance, and would again be effectively equivalent to immediacy.

Languages, Books, Curricula

During the time when Latin was the de facto language for scholarship in the West, there was no division in philosophy based on national languages. The huge disconnect of most early modern philosophy from what preceded it was greatly intensified by two factors — people started writing in French or English or German instead of Latin, and they started relying on printed books, mainly in their native languages. It took a long time for many older works to become available in printed form. A huge proliferation of Latin philosophical texts just sank into oblivion.

Due to the common European university curriculum in the middle ages, there was a great deal of shared (basically modified Aristotelian) technical vocabulary and training among people who had strong disagreements about everything else (including disagreements with Aristotle). This made it possible for people with very different positions to have extensive substantive dialogue rather than talking past each other. The quality of argument was generally high. So when all this sank into oblivion, it was a great loss.

Some medieval writers were so good at restating arguments they disagreed with that scholars argue about which position they actually supported. (Usually there is a textual indication which opinion is the author’s, but there may be question about whether to believe it, because the argument for a conflicting opinion may be better, and it is thought that some authors presented their more controversial views as not their own.)

The same unfortunately cannot be said for modern philosophical writers. Even great modern philosophers often do great injustice to other philosophers they disagree with, badly misstating their positions. Many people do not even realize that this has not always been true of philosophers. (See also Renaissance.)

Hegel on the Ancients

In early writings predating the Phenomenology, Hegel argued that the modern Christian world needed to learn spiritually from the ancient world to overcome its alienation. Starting with the Phenomenology, his mature public view made the Christian world a big step forward from the ancient world instead. But in the late History of Philosophy lectures, Plato and Aristotle are praised above “all others” — even above Kant, who apparently comes third.

Already in the early period, Hegel tried his hand at a retrospective reconstruction of the Christian gospel in terms of Kantian ethics. The later Philosophy of History lectures trace a line of development from primitive Christianity via Lutheranism to Kant and German idealism, retrospectively using key German idealist terms like freedom and subjectivity to explicate the whole development. The here assumed high value of German idealism is used to show the value of the earlier stages. In the Philosophy of Religion lectures, he argues at length for the superiority of what he calls revealed religion, but his notion of revelation is making things plain and open to all, not any kind of supernatural special knowledge. Religion is said to express in images what philosophy expresses in concepts.

The idea of making things open to all is consistent with Hegel’s rejection of aristocracy in favor of a modern civil state based on a constitution rather than the mere will of a monarch or ruling class. But Aristotle too regarded constitutional rule as vastly superior to any form of tyranny or despotism.

Plato and Aristotle thought we would be better off if society were governed by those best capable of normative reasoning. Hegel criticized Aristotle’s view that some people turn out to be incapable of adequately reasoning about normative matters for themselves, and that they ought to be ruled by people who can do this adequately. But Aristotle already noted that existing social distinctions did not just reflect this.

Hegel’s mature vision for the future was a synthesis of the best of the ancient and modern worlds. If we compare that synthesis to his view of the modern world, it differs by what it incorporates from the ancient world. Hegel would never have wanted to roll the clock back, but even in his mature view, I think he still believed the moderns had something to learn from the higher-order and normative approach of Plato and Aristotle. (See also The Ancients and the Moderns; Untimely.)

Higher Order

Before and after early modern mechanism and in contrast to it, Plato, Aristotle, Kant, and Hegel all broadly agreed on the normative importance of higher-order things.

In modern terms, Plato’s forms are higher-order things, as distinct from first-order things. Plato trusts higher-order things more than first-order ones, because he considers only higher-order things to be knowable in the sense of episteme, because only higher-order things contain an element of universality, and episteme applies only to universals, not particulars.

Aristotle agrees that higher-order things are ultimately more knowable, but believes it is possible to say more about first-order things, by relating them to each other and to higher-order things; that our initial rough, practical grasp of first-order things can help us to begin to grasp higher-order things by example; and that going up and down the ladder of abstraction successively can help us progressively enrich our understanding of both.

(Incidentally, I have always read the Platonic dialogues as emphasizing the normative importance of acquiring a practical grasp of forms more than specific existence claims about “the forms”. Aristotle’s criticisms make it clear that at least some in the Platonic Academy did understand Plato as making such existence claims, but particularly in what are regarded as later dialogues like Parmenides, Sophist, and Theaetetus, what is said about form seems relatively close to an Aristotelian view. It is even possible that these dialogues were influenced by the master’s even greater student.)

Early modern mechanism completely discarded Plato and Aristotle’s higher-order orientation. Descartes famously recommends that we start by analyzing everything into its simplest components. This temporarily played a role in many great scientific and technological advances, but was bad for philosophy and for people. Hegel calls this bottom-up approach Understanding, as distinct from Reason.

Early and mid-20th century logical foundationalism still adhered to this resolutely bottom-up view, but since the later 20th century, there has been an explosion in the use of higher-order formal concepts in mathematics, logic, and computer science. It turns out that even from an engineering point of view, higher-order representations are often more efficient, due to their much greater compactness.

Leibniz already tried to reconcile mechanistic science with a higher-order normative view. He also contributed to the early development of higher-order concepts in mathematics.

Kant and Hegel decisively revived an approach that is simultaneously higher-order and normative.

What Is “I” ?

Empirical subjectivity is not really “I”, in the sense of the “I think” that is the pure unity of apperception in Kant and Hegel. We could informally call it “me” or “myself”. That is a concrete thing in the world of things and facts, to which we participants in reason have a special relation that is nonetheless not identity. Strictly speaking, “I” is a mobile index for the tendency toward unity in a unity of apperception, with no other characteristics of any kind.

What is called consciousness is not a medium or container, but a way of being. What gets called self-consciousness in Hegel is anything but immediate awareness of an object called “self”. It has more to do with an awareness of the limitations of empirical self.

There is a long ancient and even medieval prehistory or archaeology to the now ubiquitous conception of “subjectivity”, which was pioneered in its modern form by Kant and Hegel and has been varied and/or vulgarized in innumerable ways. We can recognize the bold innovations of Kant and Hegel in the modern context and still be intrigued and enriched by this prehistory.

When dealing with such retrospective reconstruction of a putative intellectual development, it is never a matter of the persistence or mere repetition of an identical conception. Rather, the first task is to recognize a larger space of variations and developments, and then, tentatively and subject to revision, to retrospectively reconstruct a stratified and multilinear but coherent development. In French, one might consult Alain de Libera’s massive ongoing L’Archeologie du Sujet.

In the middle ages Averroes, in his Long Commentary on the De Anima of Aristotle, developed a nuanced distinction between what he called intellect, which transcends the individual psyche but operates in it where there is rational apprehension, and what he called the cogitative faculty of the soul, which in modern terms is the seat of empirical subjectivity. The potential aspect of intellect, according to Averroes, subsists in time and accumulates forms as an indirect result of human activity, but is not part of the soul. Rather, it is something shared by all rational animals insofar as they are rational, and it would not persist if there were no living rational animals. (See translation by Richard Taylor.) In modern terms, the cogitative faculty is psychological. The potential aspect of intellect is not psychological but social and historical, resembling what I have called the transcendental field. The active aspect can be reconstructed as ideal in something close to a Kantian/Hegelian sense.

Aristotle himself has provocative, minimalist language about intellect coming to the psyche from without, and about active intellect somehow being identical with its objects. The idea of intellect being identical with its objects was revived by Hegel, with explicit reference to Aristotle. This could never be true of an empirical subjectivity.

Nonetheless — and this is the interesting part — we concrete embodied beings can participate in a transcendental unity of apperception that is bigger than we are in some some delicate virtual sense, like Spirit in Hegel. A suggestion provocatively attributed to Kant and Hegel is that paradoxically it is by virtue of this participation — which insofar as it is active dissociates or decenters us from our empirical selves — that we can say “I” at all. Then because we can say “I”, we can confuse “I” with our empirical selves. (See also Subject; Psyche, Subjectivity; Brandom and Kant; Rational/Talking Animal; Intelligence from Outside; Alienation, Second Nature; Empirical-Transcendental Doublet; Nonempirical But Historical?)

Empirical-Transcendental Doublet?

Foucault, near the end of The Order of Things, with brilliant prose attacked what he called the empirical-transcendental doublet in Kant, by which Foucault meant a putative subject that is supposed to be simultaneously empirical and transcendental.

Kant is often criticized for his apparent dualisms, and with some justification. Foucault’s criticism has an opposite form. It presupposes that Kant’s distinction between empirical subjectivity and the transcendental does not really hold. If it did, there would be no confusion between the two. Here is a case where Kant’s so-called dualism is really helpful.

There is a subtlety here, because there must still be some interaction among these things that need to be distinguished. The transcendental is independent of experience, without being otherworldly. It helps shape experience, without violating that independence.

I think empirical subjectivity is grounded in our emotions and emotional constitution, which also form the main basis of common-sense personal identity. Kantian transcendental subjectivity, on the other hand, is grounded in our ethos.

What Foucault’s criticism legitimately applies to is a bad Kantianism that re-establishes Cartesian-Lockean mentalism by imbuing empirical subjects with transcendental powers, and implicitly uses the transcendental as a foundational guarantee for some alleged properties of empirical subjectivity. Wherever there is undifferentiated talk about “the” subject, this sort of thing is likely to be at work. Kant himself is not guilty of this.

I want to say that the transcendental is intimate to us without being immanent in us. (See also Archaeology of Knowledge; Ethos, Hexis; Soul, Self; Apperception, Identity; Self-Consciousness vs Identity.)

The Autonomy of Reason

The Enlightenment has been widely described as an age of reason, but the moderate Enlightenment — at least until Kant — put many more limits on reason, especially in areas like religion and politics, than Plato and Aristotle did.

Kant made the autonomy of reason — its non-subordination to anything else — an explicit theme. Rhetorically, of course, he also famously talks about limits on reason, but really what he wants to limit are extra-rational accretions woven into Cartesian and Wolffian rationalisms — various received truths, and so on. Descartes had quickly moved from hyperbolic doubt to question-begging acceptance of many received truths as intuitively reasonable. Wolff and his followers, to whom Kant was primarily reacting, did not even pretend to doubt.

If reason is to be truly autonomous, it cannot start from received truths. Kant himself was sympathetic to some of these received truths, but too honest to pretend they were self-evident or derivable from reason alone. Kant is often misunderstood as mainly a critic of reason, and certainly not its unconditional defender, but he is actually clear that the autonomy of reason is unconditional. Too often, readers of Kant focus too much on autonomy of a subject rather than autonomy of reason, but the practical autonomy attributable to a so-called subject in Kant is actually derivative, based on the putative subject’s participation in the autonomy of reason. In Making It Explicit, Brandom says where Descartes had focused on our grip on concepts, Kant focused instead on their grip on us (p. 9). (See also Kant’s Groundwork.)

Hegel has been widely misunderstood as an example of the autonomy of reason gone mad. Brandom, Pippin, and Pinkard have performed an invaluable service in clarifying what Hegel was really trying to do, which was in part to sincerely take up Kant’s honesty about received truths and to push it even further.

Aristotle said that of all things, reason most deserves to be called divine. He does not use a word like autonomy, but the effect is the same. Nothing is higher. (See also Interpretation; Brandom on Truth.)

I think of the Kantian autonomy of reason as necessarily involving something like the free play of the Critique of Judgment. The Reason that is truly autonomous in the Kantian sense will be a hermeneutical Reason (see Brandom and Hermeneutics).