More On the First Cause

Referring to Odysseus’ speech that inspires, unifies, and invigorates the Greeks in Homer’s Iliad, from which Aristotle quotes in the final sentence of book Lambda, translator Joe Sachs says in a footnote, “Similarly, the divine intellect described by Aristotle does not create things or the world, but confers upon them their worldhood and thinghood” (Metaphysics, p. 252n). It is that which the what-it-is of every other thing presupposes. For Aristotle, the thought thinking itself identified with the first cause is the condition of their intelligibility, and the condition of the possibility of there being any intelligibility at all. Otherwise, everything would be in “chaos and night”.

For Aristotle, there could be no such thing as a beginning of time, nor could there be anything “before” time, since before and after presuppose time. The first cause and the stars persist forever, but to my knowledge he never clearly refers to anything being strictly eternal or outside of time altogether, as is true of God for Augustine.

Platonic forms might be outside of time, but Aristotle does not recognize forms of the Platonic sort. However, he says that the hylomorphic kind of form he does recognize is not itself subject to becoming or change. What becomes or changes is the composite of form and matter.

The first cause is also said to be exempt from becoming and change. We have recently seen, though, that Aristotle has a very specific concept of becoming and change. Any kind of new state — whether of body, soul, intellect, or knowledge — does not count for it as a becoming or a change.

The intuition behind this seems to be that becoming and change apply to processes that are continuous, whereas a new state may be considered to be something discrete. With composite things, he says that a new state may also be accompanied by a change or becoming in something else that is related to it.

The first cause, though, would be unaffected by anything else, so this would probably prevent its having a new state. Also, as a pure entelechy, it should always be in a state of completion or fulfillment, which would probably also rule out its having any new state. So while not technically eternal in the Augustinian sense of outside of time altogether, according to Aristotle it persists forever inside of time, without becoming or change, and it seems not to have any new states either.

The “firstness” of the first cause, then, does not refer to any kind of firstness in time. It is first in the sense that everything else has a dependency on it, while it has no dependency on anything else.

A puzzle related to the first cause is that it seems it is supposed to be both a pure that-for-the-sake-of-which, and a non-perceptible independent particular thing that persists forever. In general, we would not expect any particular thing to be a pure that-for-the-sake-of-which. But perhaps the thought thinking itself that he says characterizes the first cause is in fact a bridging term that could meet the conditions for both.

Thought thinking itself seems as if it may be the same as pure contemplation (theoria). In the Nicomachean Ethics, he says that contemplation seems more divine than human, and seems to feel a need to justify his claim that it applies to humans at all, but he associates it with what he considers to be the highest possible human virtue. As the highest possible virtue, it would qualify as an unconditional that-for-the-sake-of-which. If it is not just the idea of thought thinking itself but an actual thought thinking itself, then it is also a particular thing.

He also identifies it with the good and the beautiful, but this does not mean the Platonic idea of the Good as a logical universal that is supposed to have a univocal meaning. What gives it universal import is not logical universality, but its unique concrete relation to all other things. The concrete particular thing that is pure thought thinking itself is superlatively good and beautiful, just because it is a pure entelechy. A pure entelechy for Aristotle is itself the highest conceivable perfection, and is thus easily equated with the good and the beautiful in an unqualified sense.

Last post in this series: Mathematical Things and Forms

Abstract and Concrete

In contrast to later traditional “metaphysics”, Aristotle recommended we start with the concrete, but then aim to dialectically rise to higher understanding, which is still of the concrete. In any inquiry, we should begin with the things closer to us, but as Wittgenstein said in a different context, we should ultimately aim to kick away the ladder upon which we climbed.

What Aristotle would have us eventually kick away is by no means the concrete itself, but only our preliminary understanding of it as a subject of immediate, simple reference. Beginnings are tentative, not certain. We reach more solid, richer understanding through development.

Aristotle’s discussion of “primary” substance in Categories has often been turned into a claim that individuals are ontologically more primary than form. This is to misunderstand what Categories is talking about. Aristotle explicitly says Categories will be about “things said without combination” [emphasis added], i.e., about what is expressed by kinds of apparently atomic sayings that are used in larger sayings.

The initial definition of substance in the strict or “primary” sense — which he will eventually kick away in the Metaphysics — is of a thing (said) “which is neither said of something underlying nor in something underlying”. (Aristotle often deliberately leaves it open whether he is talking about a referencing word or a referenced thing — or says one and implies the other — because in both cases, the primary concern is the inferential meaning of the reference.)

This initial definition is a negative one that suffices to distinguish substance from the other categories. By implication, it refers to something that is said simply of something, in the way that a proper name is. As examples, he gives (namings of) an individual human, or an individual horse.

“Socrates” would be said simply of Socrates, and would thus “be” — or refer to — a primary substance in this sense. The naming of Socrates is an apparently simple reference to what we might call an object. As Brandom has noted, this picks out a distinctive semantic and inferential role that applies only to references to singular things.

Aristotle then says that more universal namings or named things like “human” and “horse” are also “substances” — i.e., can also refer to singular objects — in a secondary sense, as in “that horse”. Then substance in general is further distinguished, by saying it is something A such that when something else B is said of it, both the naming and the “what-it-is” of B are said of the primary or secondary substance A. (See also Form; Things in Themselves; Definition.)

If a horse as such “is” a mammal of a certain description, then that horse must be a mammal of that description. If a mammal as such “is” warm-blooded, then that horse “is” warm-blooded.

These are neither factual nor ontological claims, but consequences of a rule of interpretation telling us what it means to say these kinds of things. Whether or not something is a substance in this sense is surely a key distinction, for it determines the validity or invalidity of a large class of inferences.

Based on the classification of A as an object reference and B as something said of A, we can make valid inferences about A from B.

When something else C is said of the non-substance B, by contrast, we still have a “naming” of B, but the “what-it-is” or substantive meaning of C does not apply to B itself, but only modifies it, because B is not an object reference. Applying the substantive meaning of C to B — i.e., making inferences about B from the meaning of C — would be invalid in this case.

Just because, say, warm-blooded as such “is” a quality, there is no valid inference that mammals “are” qualities, or that that horse “is” a quality. The concern here is with validity of a certain kind of inference and interpretation, not ontology (or epistemology, either).

In the Metaphysics, the initial referential notion of substance as something underlying is explicitly superseded through a far more elaborate development of “what it was to have been” a thing that emphasizes form, and ultimately actuality and potentiality. The appearance of what might be mistaken for a sort of referential foundationalism is removed. (See also Aristotelian Dialectic.)

I also think he wanted to suggest that practically, a kind of preliminary grasp of some actuality has to come first in understanding. Actuality is always concrete and particular, and said to be more primary. But potentiality too plays an irreducible role, in underwriting the relative persistence of something as the “same” something through change, which motivated the earlier talk about something underlying. The persistence of relatively stable identities of things depends on their counterfactual potentiality, which can only be apprehended in an inferential way. (See also Aristotelian Demonstration.)

It does make sense to say that things like actuality and substance inhere more in the individual than in the species, but that is due to the meanings of actuality and substance, not to an ontological status.