Anaphora and Prosentences

This will conclude an examination of Brandom’s early programmatic work “Assertion and Conceptual Roles”. At one point he pithily comments that he is developing an account of saying that does not depend on a prior account of naming. Once again, at a broad level I think that is also something that Aristotle does. Saying viewed this way is more oriented toward valuation than toward representation.

I would suggest that naming is a kind of shorthand for a description or classification that is sufficient to pick something out from other things in the applicable context. What a name cannot be counted on to do is to unambiguously specify an essence or an adequate definition. The very first topic raised in Aristotle’s Categories — which was traditionally placed first in the order of instruction — is “things said in many ways”.

The young Brandom says, “Our strategy now is to use the conditionals we have constructed to develop precise representations of the conceptual contents sentences acquire in virtue of playing a material inferential role in some justificatory system. The most sophisticated use of the notion of a conceptual role has been made by Sellars, who in Science and Metaphysics and elsewhere develops a theory of meaning couched in terms of dot-quoted expressions, where such dot-quotation of an expression results in a term referring to the conceptual (inferential-justificatory) role of that expression” (p. 34).

Every concept worth its salt carries its justification with it. We don’t properly understand an expression if we are unable to justify its use. As Aristotle says, the mark of knowing something is the ability to explain why it is the case. I would maintain that there isn’t any knowing “never you mind how”. The latter is rather the mark of what Plato calls mere opinion.

“According to the present view, it is the defining task of a logic or logical construction that it make possible the explicit codification in a conceptual role of what is implicit in the inferential and justificatory employment of an expression…. [C]onceptual roles in Frege’s and Sellars’ sense can be expressed, using the conditionals of our formal logic not only as the means of expression of roles, but also as providing the model according to which we understand such roles.”

On this view, ordinary if-then reasoning turns out to be a kind of key to understanding meaning. But considerable care is required in working out the details. The conditional that codifies material inferences has different detailed behavior than the common one based on a truth table, and that is a good thing, because the truth table one has significant defects.

“The key to this line of thought is the observation that the only sentences whose roles we understand explicitly are the conditionals. We understand them because we constructed them, stipulating their introduction conditions, and deriving the consequences of such introduction (the validity of detachment)” (ibid).

If-then conditionals allow us to explicitly express the reasons and dependencies that implicitly guide judgment and thought.

“We propose to generalize this clear case, and conceive the mastery of the use of an expression which one must exhibit in order to properly be said to understand it (‘grasp’ its conceptual role) as consisting of two parts, knowing when one is entitled to apply the expression, and knowing what the appropriate consequences of such application are (what justifies using the expression, and what inferences one licenses by so doing). Applying the expression is thus assimilated to performing an inference from the circumstances of appropriate application of the expression to the consequences of its application” (ibid).

But “applying the expression” is just what assertion is. By these lights, every asserting is an inferring.

“On this model, suggested by the later Carnap’s use of partial reduction forms, the conceptual role of any expression is the pair of its circumstances of appropriate application and the consequences of such application, that is, of its (individually) sufficient conditions and of its (jointly) necessary conditions. The application of that expression is to be thought of as an inference from the former to the latter. Assertion thus becomes a limiting case of inference” (p. 35).

It is inference that grounds assertion, not the reverse. Only through inference can anyone understand the significance of an assertion.

“More must be said, however, about the ramifications of taking conditionals to be the models for the conceptual roles of basic sentences, insasmuch as our strategy has been to construct a conditional as stating explicitly (as a license) what is implicit in an inference from its antecedent to its consequent, and then to assimilate the content of basic statements to the model of these constructed conditional statements” (ibid).

“In general, one might think that it was incoherent or circular to define the contents of the categorical sentences of an idiom in terms of the contents of hypothetical sentences of that idiom…. Our construction avoids this worry, since we define conditionals in terms of the contents of basic sentences only in the sense in which those contents are implicit in the informal inferential practices which are the use of the basic sentences.” (pp. 35-36).

Kant already questioned the primitiveness of categorical judgments. My take is that they constitute a form of shorthand for what are really reasonings or interpretations.

“Nor is there anything peculiar about taking a sub-class of sentences as the paradigms to which all others are assimilated in a theory of meaning. Frege, for instance, treats all sentences as implicit identity statements (involving names of the True or the False)…. Thus Frege constructs a theory of meaning based on terms explicated with the logical device of identity, where we base our account on sentences explicated by means of the logical device of conditionals” (p. 36).

Brandom has a complex relation to Frege, championing some of his early work and questioning some of his later work.

“We attempt to give a direct account of saying and what is said which does not appeal to naming and what is named” (ibid).

“This is the essential difference between conceptual role semantics inspired by the sort of concerns articulated by the later Wittgenstein, and referential semantics inspired by Frege” (ibid).

“As Dummett points out, the later Frege broke from previous logicians in treating logic not as the study of inference, but of a special kind of truth…. This view seems to have been motivated by his presentation of logic as an axiomatic system, where some truths are stipulated and other truths are derived from them by a minimum of purely formal inferential principles. The philosophical critique in terms of linguistic practice of the distinction between meaning-constitutive stipulated truths and empirically discovered truths, together with Gentzen’s achievement of parity of formal power between proof-theoretic methods of studying consequence relations and the truth-oriented methods epitomized by matrix interpretations … require us to reassess the relations of explanatory priority between the notions of inference and truth” (p. 36).

Brandom makes a good case for seeing the early Frege as a proto-inferentialist concerned with the formalization of material inference. The later Frege propounded an original and rather strange notion of truth and truth-values as foundational. He held that truth is a (unique) object referred to by all true statements, rather than a property.

“One of Frege’s achievements is his formulation of the principle of semantic explanation, according to which the appropriateness of a form of inference is to be accounted for by showing that it never leads from true premises to conclusions which are not true. The usual way in which to exploit this principle is to begin with an account of truth (typically in representational or referential terms) and partition a space of abstractly possible inferences and forms of inference into those which are appropriate and those which are not appropriate according to the semantic principle, as Frege does in the Begriffschrift. Our approach in effect reverses this order of explanation, beginning analysis with a set of appropriate inferences and explaining semantic interpretants, including truth-values, in terms of them” (pp. 36-37).

The idea of this “principle of explanation” is that sound reasoning from true premises cannot yield a false conclusion. This is not a fact, but a definition that also has characteristics of a Kantian imperative. It is up to us to make it true.

He considers possible objections to the idea of treating hypothetical judgments as more originary than categorical judgments. This should not be taken to apply at the level of truths. In a similar vein, he also says that what our words mean does not determine what we believe.

“Just as it is implausible to take what is possible as determining what is actual, so it is implausible to take the totality of conditional truths as determining the totality of unconditional truths. Indeed, the possession by a formal system of this semantic property would be a strong reason to take its conditional as not a reasonable rendering of the English hypothetical construction ‘if … then’. Embarrassingly enough, the standard truth-functional (mis-named ‘material’) conditional which Frege employs has just this property, namely that if the truth-values of all of the conditionals of the language are settled, then the truth-values of all the sentences of the language are settled. This is proven in Appendix II” (p. 37).

This surprising proof really turns things around. I suppose this result is related to the concerns about “logical omniscience” in classical logic. It is not reasonable to suppose that if a human knows A, then she necessarily knows all the consequences of A. But this is independent of the question of whether we really know anything unconditionally (I tend to think not). There is a also question whether we are properly said to “know” abstract tautologies like A = A, without necessarily knowing what A is (I am inclined to use some other word than knowledge for these cases).

“Our genuine conditional, introduced as codifying a set of non-formal inferences, will not have this undesirable property…. We avoid that result by taking the principle that appropriate inference should never lead from true premises to conclusions which are not true as a necessary, but not sufficient condition for appropriateness of inference. The truth-functional conditional results from taking the principle to provide sufficient conditions as well” (ibid).

Again, this falls within the tradition of alternative, “better” definitions of implication.

“Taking Frege’s semantic explanatory principle as a necessary condition on an account of inferential relations settles that the primary semantic notion will be whatever it is that is preserved by appropriate inferences. Frege calls this ‘truth’, but abstractly there are other properties which could also play this role (e.g., justificatory responsibility) and there are good reasons to expect an adequate semantic theory to account as well for the preservation of ‘relevance’ of some kind by appropriate inferences. This primary semantic notion, however, pertains only to the use of a sentence as a free-standing assertive utterance. A full notion of sentential content must specify as well the role a sentence has as a component in other, compound, sentences, paradigmatically in conditionals. It cannot be determined a priori that these two roles coincide. If with Frege we take the first semantic property to be a truth-value either possessed or not by any sentence, then the assumption that the second or componential notion coincides with the first results in classic two-valued truth-functional logic” (p. 38).

It is noteworthy that even the later Frege’s concern in this context was with “whatever it is that is preserved by appropriate inferences”.

He has previously used the term “designatedness”, which names that “whatever it is that inference preserves” that plays a role in multi-valued logics broadly analogous to that played by truth in two-valued logics.

“[M]any-valued semantics requires the assignment to each sentence of two different sorts of semantic interpretant: a designatedness value indicating possession or lack by a sentence used as a free-standing utterance of the property which appropriate inference must preserve, and a multivalue codifying the contribution the sentence makes to the designatedness value of compound sentences containing it, according to the principle … Two sentences have the same multivalue if and only if they are intersubstitutable salva designatedness value in every sort of compound sentence” (p. 39).

He relates the current development to technical work on the algebraic interpretation of logics.

“A matrix is characteristic for a logic if it verifies just the theorems of that logic. Lindenbaum showed that every logic has a characteristic matrix, namely the one gotten by taking the set of multivalues to be classes of inferentially equivalent sentences, and the designated multivalues to be the theorems of the logic in question” (ibid).

“We are now in a position to notice that a repertoire, together with the partial ordering induced on the sentences of a repertoire by the conditionals contained in its formally expanded consequence extension constitute such a Lindenbaum matrix” (ibid).

The conditional as Brandom has defined it provably meets Frege’s criterion of inference preservation. Brandom has extended algebraic logic to include patterns of material inference.

“Theorem 1 above shows that modus ponens preserves designatedness, that is membership in the extended repertoire. Or, to put the same point another way, that result shows that our constructed conditional satisfies Frege’s semantic explanatory principle when membership in a repertoire is taken as the prime semantic notion, and social practice determines an antecedent class of appropriate material inferences. The formally extended repertoire thus is, in a precise sense, the characteristic semantic matrix not for a logic or a set of formal inferences, but for a set of material inferences” (p. 40).

“There are three specific points which should be made concerning this interpretation. First, what is captured by semantic matrices is taken to be a matter of formal inferences first, and logical truths verified by the matrix only second, although this is not how such matrices are usually thought of. Second, we generalize the notion of a characteristic matrix for a set of formal inferences to apply to material inferences as well. Finally, notice that in addition to the structure of material inference codified in each repertoire-matrix we can in fact identify a logic with regard to the whole idiom, insofar as some complicated conditionals will appear in all repertoires. We have not constructed a characteristic matrix for this logic by ordering the sentences of the language according to repertoire-designated conditionals. In some ways it is accordingly more appropriate to say that each repertoire expresses a single matrix valuation characteristic of a set of material inferences, and that the whole idiom comprising all admissible repertoires is characteristic of the formal or logical inferences involving the conditional we used to make explicit the materially appropriate inferences” (ibid).

“In this way, then, we can exploit Frege’s semantic explanatory principle and the truth-oriented matrix semantics it inspired as theoretical auxiliaries useful in the formal analysis of a socially specified set of appropriate inferences” (ibid).

“Seeing logic in the way I have been recommending, however, as a formal tool for the explicit expression of inferential roles, obviates the need for appealing to prior notions of truth or truth-value. We have interpreted Frege’s truth-values as they figure in his semantic principle first as the designatedness values of multivalued logic, and then moving from concern with the codification of formal inference to concern with the codification of material inference, interpreted as expressing membership in a repertoire. Recalling the social practical origins of these repertoires, it would be appropriate to call the two circumstances of membership and non-membership in a particular repertoire assertibility values with respect to that repertoire. We have given a much more precise sense to this term than semantic theorists who advocate the primacy of assertibility over truth typically manage to do, however” (pp. 40-41).

“We represent the matrix valuation on the language induced by a formally expanded repertoire by associating with each sentence its repertoire-relative conceptual role, consisting of inferential circumstances and consequences of assertion. It is clear that this is an adequate representation in that this set of roles, together with the repertoire generating them, determines the partial order of the language by the conditional which is the Lindenbaum matrix. These conceptual roles are thus taken as multivalues, with repertoire membership identified as designatedness with respect to the semantic principle. The multivalues must, of course, determine compounding behavior according to our motivation…. It is … a criterion of adequacy of this representation that sentences with the same conceptual role, that is, multivalue, should be intersubstitutable in conditionals preserving both designatedness values and multivalues” (p. 41).

So far he has focused on a notion of the conditional that is a primitive “arrow” rather than something defined by a truth table. He briefly considers how to define other connectives that work off of the designatedness that plays a truth-like role in multi-valued logics, but again affirms the special importance of conditionals.

” ‘Truth-functional’ connectives can now be introduced using designatedness values as the extensions of sentences…. We would like to be able to semantically interpret all forms of sentence compounding by means of functions taking conceptual roles, or sets of them, into conceptual roles, as we can do for conditionals…. Our use of the conditional as both the model of and a tool for the expression of conceptual roles embodies the belief that the contribution a sentence makes to the roles of conditional it is a component in suffices to determine its role in other compounds” (p. 42).

He quotes Frege saying that the kernel of the problem of judgment splits into that of truth and that of what he calls “a thought”, which refers to some declarative content. Given Frege’s unitary view of “truth”, this thought-content identified with saying and conceptual roles has to be responsible for all differentiation.

“By a thought, Frege makes clear, is intended what is referred to in English by that-p clauses. We have identified these judged contents as conceptual roles. In what follows, we try to exhibit a representative variety of uses of such that-p clauses in terms of conceptual roles” (p. 43).

Finally we come to prosentences.

“Our starting point is the prosentential theory of truth of Grover, Camp, and Belnap. That account can best be sketched as the product of three different lines of thought: i) the redundancy theory of Ramsey and others, which says that the conceptual content of ‘it is true that-p‘ is always just the same as that of p…. ii) an account of truth in terms of infinite conjunctions and disjunctions…. [T]he best succinct statement of this view is in Putnam’s Meaning and the Moral Sciences…. ‘If we had a meta-language with infinite conjunctions and infinite disjunctions (countable infinite) we wouldn’t need “true”!…. [F]or example, we could say … “He said ‘P1‘ & P1” (ibid).

“iii) Finally, and this is what is distinctive to the view under discussion, it is observed that pronouns serve two sorts of purposes. In their lazy use, … they may simply be replaced by their antecedents (salva conceptual role). In their quantificational use, as in ‘Each positive number is such that if it is even, adding it to 1 yields an odd number’, the semantic role of the pronoun is determined by a set of admissible substituends (in turn determined by the pronomial antecedent)” (p. 44).

“Thus ‘Everything he said is true’ is construed as a quantificational prosentence, which picks up from its anaphoric antecedent a set of admissible substituends (things that he said), and is semantically equivalent to their conjunction” (ibid).

“The authors of the prosentential theory are concerned that ‘is true’ be taken to be a fragment of a prosentence, not a predicate which characterizes sentence-nominalization…. The authors are worried that if the first part of a sentence of the form ‘X is true’ is taken to be a referring sentential nominalization that, first, ‘is true’ will inevitably be taken to be a predicate, and second, the anaphoric prosentential reference of the whole sentence will be passed over in favor of the view that the nominalization does all the referring that gets done, and would vitiate the view” (p. 45).

“In fact this is a situation in which we can have our cake and eat it too. We consider ‘X is true’ as composed of a sentence nominalization X which refers to sentences, and a prosentence-forming operator ‘is true’.” (ibid).

“Our construction of conceptual roles in terms of conditionals of course presents natural criteria of adequacy for translation functions between repertoires contained in a single idiom, or which are members of different idioms” (p. 51).

“We show now how those semantic facts about the idiom can be expressed explicitly as the content of claims made within that idiom. We use the logical vocabulary of conditionals and repertoire attributions we have already constructed to define a further bit of expressive machinery, that-clauses, which will thus have a logical function in making explicit semantic features implicit in the idiom” (p. 53).

“[T]he account of conceptual roles is novel in being entirely non-representational. In the formal idiom we develop, it is not a necessary feature of a saying that-p that the sentence involved represent some state of affairs. Of course sentences used to say things may also be representations, and this fact might be crucial for the understanding of the use of language in empirical inquiry. But our model is broader, and we may hope that it can find application in the explication of other forms of discourse (e.g., literary and political discourse) where the representational paradigm is less apt than it perhaps is for scientific idioms” (p. 55).

“Perhaps the most important feature of our account is the crucial place given to logic, as providing the formal means by which an idiom can come to express explicitly crucial semantic facts which are implicit in the system of justificatory practices which are the use of a language. We argued that the function thus assigned to logic as a formal auxiliary in a theory of meaning is that which Frege originally envisioned and pursued. Our own development looked at he codification of inferential practices in conditionals in some detail, and somewhat less closely at the codification of repertoires in prosentences containing ‘is true’ and in propositional attitudes, and at the codification of roles in ‘that’-clauses. The basic claim here is that logic must not be restricted to the analysis of the meanings sentences acquire in virtue of the formal inferences they are subject to, as is the usual procedure). Logic should not be viewed as an autonomous discipline in this way, but as a tool for the analysis of material inference, and for making explicit the roles played by sentences in systems of material inferential practice. Using logical devices so interpreted, we were able to specify not only what role a performance needs to play in a system of social practices in order to be a saying (asserting, professing, claiming, etc.) that-p, but also to show what it is about that system of practices in virtue of which the content of such a saying can be that someone else has said (asserted, etc.) something. Indeed the only sort of ‘aboutness’ we ever employ is the reference of one bit of discourse to another (anaphoric reference if performance or sentence tokens are at issue, and mediated by conceptual roles otherwise)” (pp. 55-56).

When Aristotle discusses saying something about something, implicitly that second something is also something said. This phrase refers to that phrase. The kind of reference that is most relevant in all this is what I think of as constitutive cross-reference, or as Brandom calls it, back-reference or anaphora. Less adequately, it has been called “self” reference, but if we examine this closely, it does not involve a unitary self or a pure undifferentiated reflexivity, but rather parts referring to other parts.

Conceptual content emerges out of a sea of cross-reference. A constitutive molecular cross-reference of Fregean declarative “thoughts” or “content” or Aristotelian “sayings” precedes sedimentation into molar subjects and objects.

Epilogue to this series: Anaphora and Reason Relations

What Meaning Is

Brandom has characterized the focus of his interests as the theory of meaning. Recent additions to his website include a fascinating 1980 typescript “Assertion and Conceptual Roles”. This early piece has a programmatic character. It goes even further than the 1976 dissertation in anticipating the leading ideas of his major works. (I will omit the also interesting mathematical-logical formalization that he experiments with here, but steers away from in Making It Explicit and A Spirit of Trust.)

While Brandom is resolutely modern in his identifications, this sort of investigation was pioneered by Aristotle. Meaning and truth are approached in terms of a kind of normative “saying” that is up to us. But the paradigmatic kind of saying is what Aristotle calls “saying something about something”, so it is not entirely up to us. Finally, the paradigmatic use of language is dialogical, imbued with a Socratic ethic of dialogue and free-spirited inquiry. And what we most fundamentally are is dialogical talking animals.

As Brandom puts it in the first sentence, “The paradigmatic linguistic activity is saying that-p, in the sense of asserting, claiming, or stating that-p for some declarative sentence p” (p. 1).

Today “declarative” is also an important if ill-defined concept in the theory of programming languages, where its use has a close relation to the logical use that is given ethical significance here. In that context, it is often glossed as focusing on the what not the how (or the end and not the means), although that is a simplification.

The deep issue underneath both these disparate cases is something like the meaning of meaning. In what follows, I think Brandom makes some real progress in clarifying what is at stake. It has both ethical and formal dimensions.

“Frege shows in the Begriffschrift that the ways in which sentences can occur as significant constituents of other sentences require us to distinguish the content of such an assertion (what is asserted) and the force of the assertion (the asserting of that content). For when a sentence appears as the antecedent of a conditional, it must have something, let us call it the ‘content’, in common with its occurrence as a free-standing assertion, or there would be no justification for detaching the consequent of the conditional when one is prepared to assert its antecedent. On the other hand, the asserting of the conditional does not include the asserting of the antecedent, since the asserter of the conditional might well take the former to be true and the latter to be false. It is a criterion of adequacy for any account of either of these features of declarative discourse that it be compatible with some correct account of the other” (ibid).

I had not realized that the Fregean distinction of Sinn (sense or force) and Bedeutung (reference) arose in this context of reference relations between parts of compound sentences. It seems likely that this point attributed to Frege was a source for Michael Dummet’s work on compound sentences in which one part refers to another, which Brandom had made significant use of a few years earlier, in the dissertation. Dummet was a leading Frege scholar.

It strikes me also that in a formal context, this inter-reference between components of compound sentences could serve as an inductively definable and thus paradox-free version of “self” reference. In a more discursive, less formal context, it recalls Kantian-Hegelian “reflection” and other interesting weakenings of strict identity like Hegel’s “speculative” identity or Ricoeur’s “narrative” identity. Instead of a formally strict and thus empty global self-reference, it is a matter of specifiable internal cross-reference.

Further below, Brandom will explicitly connect this with the theme of anaphora or internal back-reference that he later develops at length in Making It Explicit as a way in which identities are constituted out of difference. In the current text he will also relate it to the “prosentential” theory of truth. Prosentences like “that is true” are the sentential analogue of pronouns — they refer to sentences that express definite propositions in the same way that pronouns refer to nouns. Brandom is saying that concrete meaning involves both Fregean sense and Fregean reference.

“Exclusive attention to the practice of asserting precludes understanding the conceptual significance which such linguistic performances express and enable, while the complementary exclusion must cut off semantic theory from its only empirical subject matter, talking as something people do” (ibid).

Standard bottom-up compositional approaches to semantics focus exclusively on the “content”, and not on the related doing.

“[I]t might be tempting to think that such a theory offers special resources for a theory of asserting as representing, classifying, or identifying. It is important to realize that the same considerations which disclose the distinction of force and content expose such advantages as spurious” (ibid).

“There is no reason to suppose that the semantic representability of all sentences in terms of, say, set-membership statements or identity statements, reflects or is reflected in the explanatory priority of various kinds of linguistic performances” (p. 2).

“It then turns out that giving a rich enough description of the social practices involved in assertion allows us to exhibit semantic contents as complex formal features of performances and compound dispositions to perform according to those practices. In other words, I want to show that it is possible to turn exactly on its head the standard order of explanation canvassed above” (p. 3).

“To specify a social practice is to specify the response which is the constitutive recognition of the appropriateness of performances with respect to that practice…. But in the case of discursive practices, the constitutive responses will in general themselves be performances which are appropriate (in virtue of the responses the community is disposed to make to them) according to some other social practice. The appropriateness of any particular performance will then depend on the appropriateness of a whole set of other performances with similar dependences. Each social practice will definitionally depend upon a set of others” (p. 4).

This notion of practice is thus inherently normative or value-oriented. Brandom compares his holistic view of practices with Quine’s holistic view of the “web of belief”.

“Definitional chains specifying the extension of one practice in terms of its intension, and that intension in terms of another extension, and so on, may loop back on one another. We will say that any system of social practices which does so … is a holistic system…. Such a system of practices cannot be attributed to a community piecemeal, or in an hierarchic fashion, but only all at once.”

The key point about such a holistic system is that there are mutual dependencies between parts or participants.

“It follows that in systems containing essentially holistic practices, the norms of conduct which are codified in such practices are not reducible to facts about objective performances. The appropriateness or inappropriateness of any particular performance with respect to such a practice cannot ultimately be expressed in terms of communal dispositions to respond with objectively characterizable sanctions and rewards…. The norms themselves are entirely constituted by the practices of socially recognizing performances as according or not according with them” (p. 5).

“Facts about objective performances” have a monological character. In technical contexts this can be of great value. But ethical and general life contexts have an inherently dialogical or mutual character.

“A community ought to be thought of as socially synthesized by mutual recognition of its members, since a plausible sufficient condition of A‘s being a member of some community is that the other members of that community take him to be such…. This simple Hegelian model of the synthesis of social entities by mutual recognition of individuals has the advantage that it preserves the basic distinction between the individual’s contribution to his membership in a group and the contribution of the other members” (p. 6, emphasis added).

Here we have the first appearance of the great theme of mutual recognition in Brandom’s work. Brandom has dug deeply into this particular aspect of Hegel, making very substantial contributions of his own. In ethics, mutual recognition has roots in Aristotelian philia (friendship or love) and the so-called golden rule (do and do not do to others as you would have them do and not do to you). Brandom sees that Hegel treats mutual recognition not only as an ethical ideal but also as a fundamental explanatory principle.

“The crucial point is that the reflexive recognition (as social self-recognition) be an achievement requiring the symmetry of being recognized in a particular respect by those whom I recognize in that respect, and presupposing that my recognitions will be transitive…. A community is then any set P which is closed under transitive recognition…. [N]o one member is omniscient or infallible about such membership…, nor is it required that everyone recognize everyone else in the community” (p. 7).

The symmetry of recognizing and being recognized leads to the idea that authority and responsibility ought to be symmetrically balanced. This has tremendous implications.

“Asserting that-p is, among other things, to explicitly authorize certain inferences…. Saying this much does not yet say what the constitutive recognition of this authorizing consists in…. Our account of the authorizing of inferences will draw upon the second major feature of the social role of assertion” (ibid).

The idea of understanding acts of assertion principally in terms of an inferential constitution of meaning is transformative. Others have suggested or implied something like this, but Brandom expresses it with more clarity and thoroughness than anyone.

Reasoning is not a merely technical activity. The constitution of meaning has fundamental ethical significance.

“This second feature is noted by Searle when he says that an assertion (among other things) ‘counts as an undertaking to the effect that p represents an actual state of affairs’. Leaving aside the representationalist expansion of the content ascribed, we can see in the use of the term ‘undertaking’ the recognition of a dimension of responsibility in assertion, coordinate with the previously indicated dimension of authority. In asserting that-p one is committing oneself in some sense to the claim that-p. What sort of responsibility is involved? The leading idea of the present account is that it is justificatory responsibility which one undertakes by an assertion. Justification and assertion will be exhibited as essentially holistic social practices belonging to the same system of practices, internally related to one another. So the recognitive response-type which is the intension of the social practice of assertion must include recognition of the assertor as responsible for justifying his assertoric performance under suitable circumstances…. Authority in this sense consists in the social recognition of a practice as authorizing others” (pp. 9-10).

“What is essential is that the relation between the intensions and the extensions of a family of social practices underwrite a relation of what we may call (extending the usual sense) anaphoric reference between various performances. The term ‘anaphoric’ is used to indicate that this ‘referential’ relation is internal to a system of social practices, where one performance refers to another as one word refers to another in A: ‘Pynchon wrote the book’ B: ‘But has he tried to read it?’, where the pronouns anaphorically refer to the antecedent terms ‘Pynchon’ and ‘the book’. No relation between discursive and non-discursive items is supposed. A prime use of this expressive resource of anaphoric reference to typed utterings is exhibited just below, as a feature of demands for justification” (p. 12).

In Making It Explicit, Brandom uses linguistic anaphora to explain the constitution of objects as objects. Here he gives it an even broader role. Anaphora or back-referencing is the birth of substance, solidity, and modality in meaning. Again the ethical dimension comes to the fore. Assertion as lived concerns neither naked Parmenidean being nor pure objective facts.

“The key to our attempt to offer sufficient conditions for assertion by specifying a class of systems of social practices is the relation of justification which a set of assertions can have to another assertion…. Both the dimension of authority and the dimension of responsibility will be explicated in terms of the recognition of justification. Each of the different types of assertion which play a role in the systems we will examine, free-standing assertions, assertions which are the results of inferences authorized by other assertions, and assertions which are part of the justification which another asserting made its asserter responsible for, each of these types of assertion incurs a justificatory responsibility itself and authorizes further inferences. The relevant responsibility is to produce (what would be recognized as) an appropriate justification, if one is demanded…. The utterance of a conventional request for justification addressed to a foregoing assertion is to be always appropriate, and not itself in need of justification. The cognitive significance of the linguistic practices we describe stems from this universal appropriateness of demands for further justification (as Sellars takes the ‘rational’ structure of scientific practice to consist in its being a ‘self-correcting enterprise which can put any claim in jeopardy, though not all at once’…. An utterance in the conventional style of assertions (utterances which undertake justificatory responsibilities and issue inference licenses whose contents vary as the content of the assertion vary) will constitutively be recognized as possessing that authority only so long as the conditional responsibility to justify if queried has not been shirked…. No more for this distinction than elsewhere in the social practice story need we appeal to intentions or beliefs of performers” (pp. 12-13).

As I’ve mentioned a number of times, other variants of this ethics of dialogue or dialogical ethics have been developed by Plato, Gadamer, and Habermas.

“For just as inference passes the authority of assertion one way along the anaphoric chain, it also passes the justificatory responsibility incurred the other way along that chain” (p. 14).

“The extended responsibility induced by the presentation of a justification is defeasible by the performance of a counter-justification, comprising further assertions…. The categories of justificatory and counter-justificatory performances are not disjoint” (p. 17).

“Each of these conditions codifies some aspect of our ordinary practices of giving and asking for reasons” (p. 18).

“[A] set of basic and extended repertoires related by an accessibility relation will be called a conceptual idiom…. It is in terms of these still rather particularized structures that we will define assertional contents or conceptual roles” (pp. 18-19).

Next in this series: Conditionals and Conceptual Roles