Of Relatives and Realities

Charles Pierce (1839-1914) was the founder of American pragmatism. He is considered by some to be the greatest American philosopher. He largely originated the mathematical theory of relations (the “relatives” of the title here). Along with Frege, he is regarded as a co-founder of mathematical logic. Along with Saussure, he is considered a co-founder of semiotics.

Pierce had a keen interest in the philosophy of science, and particularly in the idea of evolution. But unlike most philosophers of science, he was also interested in Kant and Hegel. Moreover, he had a very unusual familiarity with medieval logic. Like Leibniz, he only published a tiny fraction of what he wrote.

Pierce thought it was very important to defend a realist position, and to criticize the nominalism that he saw as pervasive in the modern world. John Boler’s Charles Pierce and Scholastic Realism: A Study of Pierce’s Relation to John Duns Scotus (1963) focuses on this angle. He documents Pierce’s engagement with a narrow but important slice of the work of Scotus, centered on issues of realism and nominalism. A reading of Boler’s work will help to get a little deeper into Pierce’s thought. This will be a lengthy one-off.

Boler is aware of the hazards of writing about “isms”. He notes, however, that since Pierce himself dwells extensively on such terms, they will be unavoidable in understanding his thought.

“In its technical form in Pierce, pragmatism holds that the meaning of a statement consists in the truth of a conditional proposition stating what would happen as a result of certain tests. Two points are of special import here: that apparently simple conceptions like hardness are at bottom conditional in form; and that such conceptions relate not so much to what does happen in any one test, but to what would happen in response to a certain type of test” (Boler, pp. 12-13, citations omitted).

The reference to tests recalls Pierce’s interest in science, but what is essential here is the broader point that every assertion should be understood as shorthand for the assertion of one or more conditionals, even when its surface grammar is unconditional or categorical.

In a move that is ancestral to Brandom’s inferentialism and emphasis on the constitutive role of counterfactual robustness and subjunctive constructions, Pierce explains ordinary properties of things as condensed or hypostasized representations of if-then conditionals. This proto-inferentialism is central to Pierce’s conception of what reality is.

The other key aspect of reality for Pierce is clarified by focusing on the notion of constraint that such conditionals imply. This could be seen as ancestral to Brandom’s work on modality. It is reflected in the concern with what would happen if this or that.

“We find, says Pierce, that our opinions are constrained; there is, therefore, something that ‘influences our thoughts and is not created by them’: this is ‘the real’, the thing ‘independent of how we think it’. But problems arise if we hold that the real is that which influences our sensations, which in turn influence our thoughts…. Such problems disappear, according to Pierce, if reality is taken not as the source or stimulus of the knowledge process, but as its goal or completion” (pp. 14-15).

In the mid-20th century, the dominant philosophy of science was logical empiricism, which explicitly advocated a rigidly foundationalist view of reality as the source of knowledge. Since then things have turned again, and there is more diversity of opinion.

In this notion of reality as the goal of knowledge and not its source, there is an important partial convergence with Aristotle’s insistence in the Metaphysics on the primacy of the “final” cause. Aristotle’s own view of this was largely covered up by the Latin creationist adaptations of his work that took their bearings from Avicenna. The convergence of Pierce with Aristotle is only partial, because Pierce focuses on the temporal working out of processes of evolution, in contrast to Aristotle’s omnitemporal that for the sake of which.

There is a similar partial convergence and difference between Pierce and Aristotle with respect to the meaning of the primacy of actuality. In Pierce, actuality is understood in the modern way, in terms of present facts, though he understands evolution in terms of progress toward the better. (Aristotle and Hegel more emphasize a normative meaning of actuality, which may be at odds with present facts.)

“If on the face of it Pierce’s conception of reality seems a little odd, we might consider an oversimplified application in scientific inquiry. It may be, for example, that Copernicus got the idea for his hypothesis when he was looking at things from a moving platform. But the ‘objectivity’ of his theory is not validated by tracing it to some such suggestion; it is validated by checking the results of, among other things, his predictions. In general, a scientific hypothesis is not accepted because of where it came from but because of where it leads” (p. 15).

This also illustrates Pierce’s non-foundationalism.

“Pierce eventually comes to define reality as what will be thought in the ultimate opinion of the community” (ibid).

The “opinion of the community” is here subject to a kind of historical teleology of progress. This is the optimistic view that better ideas will prevail, given enough time. Brandom has argued that Hegel’s account of mutual recognition — which was not well-known in Pierce’s time — is a substantial improvement over Pierce’s ideal of eventual community consensus.

“Nominalists sometimes contend that a general is just a ‘word’, a fiction created by the mind as a convenience for talking about the world. Pierce is ready to grant that a general is of the nature of a word, but he points out that on his definition of reality this does not in any way prevent a general from being real” (p. 16).

Pierce seems to prefer the term “general” to the more common “universal” in logic. Either way, it means not something that applies to all things, but something that applies to many things.

Boler quotes Pierce, “[The great realists] showed that the general is not capable of full actualization in the world of action and reaction but is of the nature of what is thought, but that our thinking only apprehends and does not create thought, and that thought may and does as much govern outward things as it does our thinking” (ibid, brackets in original).

“How did pragmatism manage to get involved in this sort of thing? The clue to that lies with Pierce’s notion of the ‘would be’, which makes of the pragmatist a realist of an extreme sort. A character — hardness, say — does not consist in the actual responses to actual tests; as we shall see, Pierce criticizes his own early formulations of the pragmatic maxim for suggestion that it does. Hardness is something general, involving a relation of a type of test to a type of response. What is more, Pierce is not just denying that the would-be is the same as a totality of actualities; the very fact that a character is a would-be indicates that it has a different mode of being from that of actual events. The theory also involves the notion of really active (general) principles, which govern actual events” (p. 17).

What makes Pierce’s realism “extreme” is his emphasis on the real character not only of higher-order things, but also of higher-order relations. Pierce thinks of reality as not only saying something about what is, but also about what would be, under a broad range of alternate possibilities. Pragmatism in his eyes looks not only at present facts, but at what would be. Pierce argues that scientific laws already fit this model, but he wants to extend it to ordinary life as well.

“The reader who is scandalized that pragmatism should be mixed up with metaphysical questions might look at [citations to Pierce’s Collected Papers], where pragmatism is said to be ‘closely associated with Hegelian absolute idealism’ and with scholastic realism” (p. 17n).

[quote from Pierce:] “In calling himself a Scotist, the writer does not mean that he is going back to the general views of 600 years back; he merely means that the point of metaphysics upon which Scotus chiefly insisted and which has passed out of mind, is a very important point, inseparably bound up with the most important point to be insisted upon today” (p. 19).

That is to say, Pierce’s interest in Scotus is focused on the issue of realism and nominalism.

[Pierce again:] “But though the question of realism and nominalism has its roots in the technicalities of logic, its branches reach out about our life” (quoted, ibid).

Pierce says modern philosophy has been swept by a “tidal wave of nominalism” (quoted, p. 20).

Boler writes that in the Renaissance, “In the struggle for control of the universities, the humanists sided with the followers of Ockham in an attempt to overthrow the Dunces [Scotists], who were then in power. As a political favor, but with little concern for or understanding of the real issues involved, the humanists championed nominalism…. But if nominalism was misbegotten, realism on its own side was badly defended. The narrow, rationalistic anti-empiricism of the Dunces made the position unpalatable to those occupied with the growth of the new sciences…. Pierce will have to correct misinterpretations of the earlier controversy” (ibid).

[Pierce:] “The nominalist Weltanschauung [worldview] has become incorporated into what I will venture to call the very flesh and blood of the average modern mind” (quoted, p. 20n).

[Pierce:] “[I]t is proper to look beyond the letter [of scholastic formulations] to the spirit of it” (quoted, ibid).

Boler says “The most common and striking argument that the scholastic realists advanced for their position was the necessity of justifying scientific knowledge. Science, as Aristotle had said, deals with generals; and if science is true of the real world, the objects of scientific conceptions must somehow be real” (ibid).

Indeed Aristotle holds that knowledge in the strong sense applies only to universals. Of individuals we have only acquaintance and practical judgment.

[Pierce:] “Still it remains true that I do know that the stone will drop, as a fact, as soon as I let go of my hold. If I truly know anything, that which I know must be real” (quoted, p. 22).

[Boler:] “Pierce then explains that he can make such a prediction because he knows what kind of thing he is dealing with…. What interests him, however, is how this uniformity is different from that, say, of a run of sixes with honest dice” (ibid).

The run of sixes is only a repeated fact. Facts alone tell us nothing of what would be if the facts were different. In Aristotelian terms, most facts are called accidental. What is in a factual sense not only does not tell us what ought to be, it does not tell us what would be, independent of current particulars.

“After all, one need only see that every proposition contains a predicate in order to realize that our thinking is characterized by the use of generals; but that does not yet touch the issues dividing the nominalist and realist” (p. 24).

The very possibility of thought as distinct from opinion depends on judgments about the applicability of universals. This extends also to any kind of art or craft or practical know-how.

“Although the cook must handle particular apples, her indifference to individual apples indicates that what she wants is an apple and not a this” (p. 25).

If we were completely without universals, there could be no meaningful saying. Everything would only be this — and thus indistinguishable from anything else. We would be reduced to a completely inarticulate pointing.

“Pierce does not think that you can find generals in the sense that an archaeologist finds vases” (ibid).

No universal and no reality is simply there to be found, or immediately given. Reality as a distinguishing criterion is bound up with being able to say something about what would be under alternative conditions.

“As a matter of fact, Pierce feels that the realist position has been misunderstood because of a nominalistic prejudice that whatever is real must have the same mode of reality as all other real things” (ibid).

For a consistent nominalist, there would only be brute fact.

“Pierce insists that no great realist of the thirteenth or fourteenth century ever held that a general was ‘what we in English call a thing’. This is why he denies that the controversy in the middle ages had ‘anything to do with Platonic ideas’ ” (p. 26).

I like to rehabilitate the word “thing”. To be real, or to be a thing, is to be polymorphic, to be a subject of what would-be, and to have a less-than-numerical unity. In contrast, to be an object in the Scotist sense is to have numerical unity.

A strictly numerical unity or identity is always artificial. No idea is an object. People are like ideas, and not like objects.

He quotes Pierce again, “Let the artificers of such false inductions dare to set up predictions upon them, and the first blast of nature’s verity will bring them down, houses of cards that they are” (p. 27).

Insofar as words in a language express differences in the world, they are in fact not arbitrary in the way that proper names are. “Nominalism” treats words in general as mere names.

Boler continues, “Now, what is the difference between the group of things called Harry and the group of things called gold?” (ibid). “Now we take some of the things called Harry (the cat, an old rubber stopper, and a bar of soap), and we find that they all float in water. The next thing called Harry that we select may float in water, but we would bet on it about as we would on a run of sixes with dice” (p. 28).

Names are truly arbitrary, as the list of things called Harry illustrates. But the property of floating in water is not indifferent. We can use it as a “test” to distinguish things, which is just to say that it is a counterfactual, a would-be, and thus a meaningful basis of classification.

“If this regularity is due to the scientist’s giving the same name to similar objects, the question at best misses the point. What Pierce finds important is precisely the original similarity…. The problem still remains why the same term was applied to certain things” (p. 29).

“Pierce says of Ockham: ‘He allows that things without the mind are similar, but this similarity consists merely in the fact that the mind can abstract one notion from the contemplation of them. A resemblance, therefore, consists solely in the property of the mind by which it naturally imposes one mental sign upon the resembling things’ ” (pp. 29-30).

The situation resembles that of Aristotle’s critique of the sophist Protagoras, who claimed that “Man is the measure of all things”.

On the dropping of the stone, Pierce says the nominalist “may admit that there is in the events themselves an agreement consisting in the uniformity with which all stones dropped from the hand fall to the ground, but if he admits that there is anything at all, except the mere fact that they happen to do so, that should in any sense determine the different stones to fall every time they are dropped, he ceases to be a good nominalist and becomes a medieval realist” (p. 30).

Pierce again: “The man who takes the [nominalist] position ought to admit no general law as really operative…. He ought to abstain from all prediction” (ibid, ellipses and brackets in original).

And again, “My argument to show that law is reality and not figment — is in nature independently of any connivance of ours — is that predictions are verified” (ibid).

Yet again, “for if there was any reason for it, and they really dropped, there was a real reason, that is, a real general” (p. 31).

Back to Boler, “He does not think that the nominalist wants to deny scientific prediction, but he objects strenuously that nominalism does not explain it” (p. 32).

I previously presented Bertrand Russell’s critique of the modern notion of (efficient) cause in a positive light, because it was a critique of that notion of cause. But by Pierce’s lights, Russell would be a nominalist who fails to produce real explanations.

“While the realist bases his stand on the objective reality of our general conceptions, the nominalist bases his arguments on the independent reality of things…. Pierce feels that the good reasons for this view are distorted by its overemphasis, but that these can be preserved if the real is taken as the normal term or goal of our mental processes: that is, if we hold that our mental activity leads into the real world rather than away from it…. That is to say, whether he can refer the theory to Kant or not, Pierce continues to defend the idea that reality must be that which draws our opinions and not that which triggers them” (pp. 34-35).

While the nominalist may appeal to what Aristotle calls independent things, it now seems to me that she is not entitled to this. “Independent”, “reality”, and “things” all depend on the general and the would-be.

I really like this idea that reality is something we move toward, rather than something we proceed from.

“However much we may have to go into the technicalities of logic and grammar, we should not forget Pierce’s insistence that the nominalist-realist controversy is about real things…. The medieval realist was interested in an objective ground for general conceptions, while the modern nominalist wants to stress that the ‘thing’ exists apart from the mind…. [A] realist need not hold that all conceptions involve a real (that is, objective) generality, or that any universal is a ‘thing’…. [A] proper definition of reality is essential to any adequate solution of the problem” (p. 36).

“Broadly speaking, the scholastics held that only individual things (what they called ‘supposits’) exist. But these supposits have an intelligible structure (what the scholastics called a ‘nature’), which is not simply identical with the supposit as an individual. When a carpenter makes a bed, it is possible for him to have given the same structure to another thing. When someone looks at the bed, he sees that it could have been made with other materials — or better, he realizes that there could be other beds. It does not seem unreasonable to say, then, that it is the same structure, or nature, that is (1) in the mind of the maker, (2) in the bed, and (3) in the mind of the viewer” (p. 39).

“Notice, however, that while any and every bed will have a certain structure, the structure is not identical with any individual bed or group of beds; the structure is a sort of plan, whereas this or that bed is an execution or instance of the plan. In the world of supposits, however, we do not find plans existing alongside the instances of those plans” (ibid).

Structures and plans are higher-order things, not reducible to immediate particulars.

“First intention is thought about the real world; second intention is thought about first intention. Notice that first and second intentional concepts are equally mental. The objects of first intentional concepts, however, are real things, while the objects of second intentions are the first intentional concepts themselves. Thus although first intentional concepts are, in a sense, entia rationis [beings of reason], they have real things for their objects. Second intention can be defined, then, as having for its objects only entia rationis” (p. 43).

Here again we see the Avicennan notion of first and second intentions. This formulation makes it particularly clear that “second” intentions are second-order intentions — that is, intentions with regard to other intentions. Avicenna may have been the first to explicitly talk about second-order things.

“It should be clear even from the way Scotus states the problem that he does not intend to treat nature as another ‘thing’ (like Socrates, Plato, and the line)…. Scotus maintains that Socrates and Plato are ‘numerically distinct’, and consequently if they have the same nature, that nature must have a ‘less than numerical unity’ ” (p. 47).

I hold that anything real must have “less than numerical unity”, and I think this is an implicit assumption in Plato and Aristotle. Oddly enough, it is the neoplatonic enthusiasm for the One that led to more explicit examination of all the ways in which everything else is not a pure Unity.

“If it were maintained that this lesser unity is a contribution of the mind, and that the only real difference was the numerical one, it would follow that our scientific conceptions would not give us information about the real world…. I think that Pierce is making the same point when he says that the nominalist makes the real world to be an unknowable thing-in-itself” (p. 48).

Knowledge involves the ability to meaningfully generalize about the real world. It is exact, “numerical” identity that is artificial. Numerical identity is a valid concept in mathematics, but that is about the extent of it. Any kind of substance or essence or reality has a “thickness” that is mutually exclusive with the razor-thin, absolutist character of numerical identity.

“By a nature’s lesser unity Scotus does not mean something having the viscosity of taffy; the nature is not spread out in a physicalistic sense. As a matter of fact, he emphasizes that the so-called common nature is real in one object and not in two. The word ‘common’, then, may be misleading. Actually, Socrates has a Common Nature even if he is the only only man existing, for he is still a man and not manness itself. The Common Nature lacks a numerical unity precisely because it can be real without being determined to exist in any one thing. Although individuated in any existent thing — in Socrates, the nature is his in the sense of being this nature rather than that — the nature itself is indeterminate with respect to this thing and that” (p. 50).

“Such abstractions, however, should not be confused with second intention; for Scotus, this would be confusing metaphysics with logic…. However much an abstraction of this sort is a construction of the mind, it is a construction done with an eye on the real object. In second intention, ‘predicate’ would refer to ‘being a man’ without reference to any object beyond that predicate itself. In short, metaphysics is like logic in that its objects are abstractions of a second order; but it is like physics because its objects are real” (p. 61).

The common nature is thus sharply distinguished from a second intention. Avicennan intentions all have a psychological aspect, which Husserl criticized in Brentano’s revival of intentionality.

“As we shall see, Pierce gives a special status to some things ordinarily called individuals — notably the human person. Ultimately, such individuals are for Pierce living laws and thus essentially general” (p. 64).

What are commonly called individuals have a kind of streaming continuity that is neither numerical nor absolute. It is not the identity of individuals that makes them precious, but rather their differentiated and “less than numerically identical” essence.

“New developments in logic, Pierce feels, make the whole question of universals easier to express and to solve. Abstractions like humanity turn out to be simple forms — the limiting cases — in a general process whereby relations are treated as things (hypostasized) in order to serve as the terms for higher order relations. Pragmatism shows that scientific formulas take the form of such relations. When successful prediction indicates that these formulas are not fictions, they are called laws. Laws are manifested in things as real powers, or, in pragmatic terms, as real ‘would-be’s’ ” (pp. 65-66).

What common sense regards as individual terms or things turn out to be hypostasized (or as I like to say, shorthand for) relations. This makes excellent sense.

The “new developments” Pierce refers to are the explicit formulation of higher-order concepts.

Boler quotes Pierce, “[Logic] is the science of the necessary laws of thought, or, still better, (thought always taking place by means of signs), it is a general semiotic, treating not merely of truth, but also of the general conditions of signs being signs (which Duns Scotus called grammatica speculativa), also of the laws of the evolution of thought … which I content myself with inaccurately calling objective logic, because that conveys the correct idea that it is like Hegel’s logic” (p. 68).

“Pierce considers the basic logical elements to be the term, proposition, and argument. Of these, the argument is not only the most important but the most fundamental form. It is not, strictly speaking, composed of propositions in turn composed of terms; on the contrary, insofar as propositions can stand alone, they are implicit arguments, while terms are implicit propositions” (p. 69).

I am delighted to read this. Higher-order things come first, and that is why we cannot be foundationalist.

“In the proposition ‘Socrates is a man’, the predicate is ‘is a man’, a form that Pierce calls a rhema or a rheme. The logical subject of a proposition is what is placed in the blank space of a rhema to make a proposition. Of course the logical and grammatical subjects will not always coincide; in the example ‘Anthony gave a ring to Cleopatra‘, the underlined words are the logical subjects — a reasonable enough position which leads Pierce to frequent attacks upon the status of the common noun according to grammarians. Pierce brings grammar into line with logic by taking the basic grammatical forms as subject and verb, the subject being a demonstrative or something that can take its place, adjectives and common nouns being parts of the verb” (ibid).

Pierce thinks in terms of n-ary relations. Nouns are part of the verb. The demonstrative subject he recommends would be a generic “this”, a “free” variable having in itself no description or properties. This would bring grammar into line with the syntax of expressions in predicate logics, where propositions begin with “For all x”, or “There exists x”, and all the differentiation is grouped under the predicate.

“In speaking of the rhema, Pierce says it is obtained by erasing the logical subject(s) of a proposition, which shows perhaps as well as anything why the term is a derived form rather than a building block for propositions. That the proposition itself is an implicit argument requires a more complicated explanation — one involving Pierce’s contention that the copula is illative” (pp. 69-70).

In traditional logic, where a proposition has the surface grammar “A is B”, the “is” was called the copula. When Pierce says the copula is really illative, he means that what is logically meant by the surface grammar “A is B” is the conditional “If A(x), then B(x)”.

“First of all, Pierce denies that the copula is ‘is’, holding instead that ‘is’ is a part of the predicate. Still, he insists that a proposition cannot adequately be treated in terms of subject and predicate alone: for ‘composition is itself a triadic relationship, between two (or more) components and the composite whole’. Second, Pierce denies that the link between subject and predicate is identity, for he considers identity to be in reality only another general predicate. And finally, he affirms that the link, that is, the copula, is a form called consequence” (p. 70).

“Is” is part of the predicate. Identity is only another general predicate. Logic is built by elaboration of the notions of composition and consequence. The claim that composition is “triadic” goes along with this, and may turn out to help explain what Pierce means by “thirdness”.

“Pierce holds that the relation of premise(s) to conclusion is the same as that of antecedent to consequent. Consequence, then, is the prototype of argument; it is the ‘one primary and fundamental logical relation, that of illation, expressed by ergo [therefore]’. Note particularly that the consequence is the relation of consequent to antecedent, not just a consequent and an antecedent. An argument is somehow more than just its premises and conclusion, just as a proposition is more than its terms. Pierce tells us that a proposition is an assertion or predication of a predicate of a subject. Consequence, in which the copula is explicit, is the basic (what might be called the ‘normal’ predicational and inferential form” (ibid).

The idea that logical consequence is a relation has been generally accepted by later logicians. Consequence relation is now a standard term in advanced studies of logic. It specifies what follows from what in a given logic.

On the other hand, Pierce’s insight that there is or should be exactly one fundamental logical relation in a logic — consequence, or whatever we may call it — was not reflected in what came to be standard 20th-century presentations of logic. There has been a great deal of advanced work in several fields that could be seen as carrying forward the kind of unification that Pierce envisioned. But it has mostly used function-like constructs as basic, rather than relational ones. And it is still not mainstream.

“For Pierce, then, predication is essentially a form of consequence. We might note in passing two rather important effects of this doctrine. First, even the perceptual judgment is but a limiting case of hypothetical inference. Second, categorical propositions in their basic (or normal) form are, without exception, conditionals. The latter point in particular has a bearing on Pierce’s pragmatism” (p. 71).

These are all claims that I have made in the context of thinking mathematically about Aristotelian logic, without being aware of the precedent in Pierce. (See Aristotelian Propositions; Searching for a Middle Term; Syllogism; Predication.)

“We must now determine what Pierce means by calling the rheme a ‘relative’, for it is in terms of relatives that he will ultimately explain the generality of the predicate. A relative, he says, ‘is the equivalent of a word or phrase which either as it is [a complete relative] or else when the verb “is” is attached [a nominal relative] becomes a sentence with some number of proper names left blank’…. Pierce reserved ‘relation’ to indicate a relationship said to be true of one of the objects (usually the noun-subject), the others not being considered” (p. 73, brackets in original).

In more standard terminology, Pierce’s “relative” is an n-ary relation, like the fundamental construct used in a relational database. He avoids the term “relation” here because the Latin relatio was used to translate Aristotle’s category of pros ti or “toward what”, which resembles the way he does use “relation”.

“In treating the order and independence of relatives, Pierce finds that a triad cannot be reduced to dyads nor a dyad to monads. He does discover, however, that all relatives higher than triads can be reduced to triads” (ibid).

The same is true in algebra and physics — all the fundamental characteristics of higher-order equations can be understood in terms of the behaviors of second-order equations. And the classic laws of physics are mainly second-order differential equations. Second-order things are “triadic” in Pierce’s sense.

“If categorical propositions are virtual hypotheticals, it might be that all monadic predicates are virtual relations…. A more plausible suggestion is that monadic predicates are simply limiting cases of higher relatives. A nonrelative character, then, is a limiting case of a relative character” (p. 74).

The nonrelative is the limit case or “degenerate” case of the relative. Everything “is” a relation, in the sense that everything can be characterized in a relational way, without presupposing fixed terms. Pierce argues that the laws of physics do not presuppose fixed terms either; that reality is best expressed in terms of higher-order relations, which we can also more simply call higher-order things. Things are convenient hypostatizations of bundles of relations.

But the other essential side of this is that all meaningful differences discernible by common sense (at least all the good ones) are liftable into the higher-order context. A higher-order context means more difference and more distinctions. In no way does it connote an obliteration of difference or canceling of distinctions. It induces a kind of fluidity, as Hegel already observed. But in Pierce’s metaphor of debtor’s court, we still feel the reality of the sheriff’s hand on our shoulder.

“We can now return to the problem of relating monadic predicates to higher relatives. Pierce’s solution is reflected in three points he makes about collections. First, the older logic had reached its limit in treating things that are similar to one another as a collection; the logic of relatives provides the notion of a system that can be constituted by any combination of its members. Cause and effect, symptom and disease, the triadic relation of a sign to its object and interpreter, and, most important, a scientific law or mathematical formula — all constitute systems whose members are not necessarily similar to one another. The contribution of the logic of relatives, according to Pierce, is to treat a class or collection as a degenerate form of system” (p. 76).

A class or collection is a degenerate form of such a system, a sort of fossilized result.

“Generality, on [a common] account, revolves around the similarity of the members of a collection, which can be subjects or subjects or subject-sets” (pp. 76-77).

This similarity is none other than the resemblance of which the medieval logicians and theologians spoke.

“The lesson to be learned from the logic of relatives, Pierce insists, is that this scheme must be turned around…. The power of the new logic … is that it allows us to move not just from a sample to a collection, but from a fragment of a system to a whole system” (p. 77).

“We can approach the same idea from a slightly different angle by examining Pierce’s second point about collections: the distinction between discrete and continuous collections…. The most important kind of nondiscrete collection is that of possible objects” (ibid).

For me at least, this use of continuity is new and interesting.

Boler quotes Pierce, “The possible is necessarily general; and no amount of general specification can reduce a general class of possibilities to an individual case. It is only actuality, the force of existence, which bursts the fluidity of the general and produces a discrete unit” (p. 78).

As a “force of existence”, Pierce’s actuality is clearly not the actuality of that for the sake of which, to which I have given so much attention in Aristotle.

Boler continues, “Pierce eventually comes to hold that every predicate specifies a continuous collection of possible objects…. The quality spectrum that corresponds to monadic predicates is a simple form of the more complex continuity of a process. The events in a process are related not by being similar to one another, but by being ordered to, or successively realizing the end of, the process” (ibid).

Here we do have explicit mention of an end.

“There remains a third point about collections…. Pierce points out that a collection is not the same as its members. Even the collection whose sole member is Julius Caesar is not identical with Julius Caesar…. Pierce comes to define a collection as a fictitious entity made up of less fictitious entities” (pp. 78-79).

I think this has to do with the idea that nouns are “names” for collections.

“Pierce contends that the common noun is an accident of Indo-European grammar, being in reality only a part of the verb or predicate; the same is true of adjectives. But if ‘man’ is an unessential grammatical form, ‘humanity’ and ‘mankind’ are not. For the latter are not parts of the predicate at all: they are the predicate made into a subject by a process called ‘subjectification’ or, more often, ‘hypostatic abstraction’ ” (p. 79).

“Humanity” is more essential than “man”, because it more clearly refers to an essence, rather than to a concrete collection. “Subjectification” here does not refer to anything psychological. It is used in the quasi-Aristotelian sense that — in the same way as “hypostatization” — abstracts something as “standing under” something else.

“Some have held that abstraction is a mere grammatical change with no logical significance, but Pierce thinks this is a serious mistake” (ibid). “Pierce considers abstraction one of the most powerful tools of the human understanding. It is through abstraction that the mathematician is able to treat operations as themselves the subject of further operations. Equally important is the fact that the language of science abounds in abstractions: velocity, density, weight, and the like. Biological and chemical classification likewise require that the scientist deal with collections and their relations; and scientific laws and formulas are themselves the essential characters of collections” (p. 80).

Operations become the subject of further operations. And this is how we get to the idea of a subject as a thing standing under.

“Pierce’s insistence on the importance of subjectification is one reason why he rightly calls himself a Scotist…. Scotus considers abstraction proper to be the process whereby the mind operates on the Common Nature as known, giving it a numerical unity it did not of itself possess. Only the predicables, the second intentional notions like genus and species, are universals in the strict sense; but second order abstractions like humanity and whiteness are also universals (in a sense) because they are ‘fit to be predicated’: that is, they have a unity allowing them to be predicated of many individuals” (ibid).

The mind operates on the common nature, giving it a numerical unity it did not of itself possess. For Scotus this is an advancement of knowledge. But claiming for things a unity that they do not have is reductionism.

“For both Scotus and Pierce, abstractions can be treated in terms of either their logical behavior or their real reference. A biologist, for example, may use abstractions in speaking of a collection of animals or the differentiating character of sentient things, but he is not doing logic. Conversely, a logician may talk of the collection of fairies as an ’empty’ collection, but it is not a logical inquiry that establishes that there are no fairies; actually the logician is not interested in fairies but in collections…. In general, although any predicate can be made a subject by a logico-grammatical process, that process does not of itself determine that a collection or a character is real” (p. 81).

At a formal level this is clearly true. Subjects in this quasi-grammatical sense are abstractions from higher-order predicates.

“Consequently, it is important to distinguish in Pierce, as we did in Scotus, between second intention and abstraction. Second intention is ‘thought about thought as symbol’, and thus requires an act of abstraction: our thinking about things is itself made a thing to be thought about. Both logic and grammar make use of the process: ‘subject’, ‘predicate’, ‘noun’, ‘verb’, and the like are all second intentional terms” (pp. 81-82).

“As we reach the higher level relations of hypostasized relations, we sometimes lack names for the relations and use instead scientific formulas or laws. Even where we have the names at hand, the explicitly relational form of the law can be substituted. Such would seem to be the reasoning behind Pierce’s contention that what the scholastics called a nature was in fact a law of nature: the nature of a diamond, for example, consisting in a higher order character, a relation of relations, or law” (p. 83).

Here I think of the various passages in which Aristotle points out some commonly recognizable phenomenon that has no name.

“When Pierce says that some abstractions are real, he does not mean that they have the same mode of being as existing physical objects” (ibid).

Abstraction in itself is not subjective in the psychological sense. It designates a formal operation of giving a shorthand designation (a name) to something that previously had none. But then if we are not careful with our new shorthand, we may use it in an overgeneralized way that effectively is subjective in the psychological sense.

“The mental depends for its reality on someone’s thinking it, but then it has characters as a mental reality despite what anyone thinks about it” (p. 84).

I’m not fond of the term “mental”, but if we think of it merely as a named variable that gets its meaning from its use in various contexts, what he is saying is true. (What I call meaning (Fregean Sinn or “sense”) is not the same thing as reference (Fregean Bedeutung). Abstraction works on the technicalities of reference, which in turn depend on anaphora, or back-reference in speech to things that have not been explicitly named.)

“The fact that someone has made an abstraction is as real as the fact that someone dreamed. And just as this is not the issue when it is said that a dream is unreal, so it is also not the issue when it is said that an abstraction is real. The reality in question is the reference of the abstraction” (ibid).

If I give something a name, you may doubt its appropriateness (whether it is a good name), but regardless, it remains a fact that — for better or worse — I gave it that name.

“Real abstractions are distinguished first of all from second intentions, for the latter refer only to to entia rationis. A real abstraction, though itself an entia rationis, refers to something that does not depend on what someone thinks or thinks about it. Second, real abstractions are to be distinguished from abstractions which purport to refer to the real…. Notice that only experimental inquiry will establish the latter distinction…. The question of real collections and characters is something beyond this” (ibid).

Second intentions in this way of speaking are psychological or what I think of as spontaneous, in that they are formed at a material, preconscious level in the imagination, whereas abstractions are the result of formal or symbolic operations.

“As we saw, Pierce uses ‘relation’ to indicate a relationship said to be true of one of the objects related, usually the noun-subject, the others not being considered. In much the same way, ‘power’ seems to indicate a lawlike relationship which is said to be true of the noun-subject or, in this case, what is usually called the cause” (p. 90).

“What a power explains is the special regularity involved. When we say, for example, that a charged battery has a power which an uncharged battery does not, we imply that it is not a mere chance similarity that a motor attached to the battery will start. We feel that there is some reason why a motor attached to one battery will start while, attached to the other, it will not. As a matter of fact, we feel that there is something about the charged battery even when it is not attached to the motor which makes it different from the uncharged battery” (pp. 90-91).

Pierce here explicitly gives a positive sense to the scholastic way of explaining things by powers.

“[T]he nominalist has not yet explained why all pieces of opium cause people to go to sleep. Pierce may seem to say this, but I think his real reply is that the logic of relatives shows that to admit a real connection between taking opium and going to sleep is to admit a real general: a system whose members are the taking-opium event and the going-to-sleep event” (p. 91).

Boler says elsewhere that scholastic powers are used to explain the same kinds of regularity or non-arbitrariness that are explained by the higher-order relations that are expressed in scientific “laws”.

“The pragmatic maxim transforms ‘x is hard’ into ‘If x were scratched by carborundum, it would not leave a mark’; the hardness is the hypostatization of the relation between test and response” (ibid).

“The would-be, which Pierce insists upon in his later writings, is but the pragmatic equivalent of ‘power’ in the sense we have just discussed. In short, pragmatism is not just a matter of changing abstract terms into concrete ones; it is the very logic of abduction” (pp. 91-92).

“Abduction” is another of Pierce’s neologisms, formed by analogy with “induction” and “deduction”. It is what is involved in creative thought.

“At this point some remarks should be made about the noetic of abduction. From the above discussion, it seems obvious that there is some analogy between abductive inference and ‘seeing connections’. Indeed, Pierce calls abduction insight, instinct, and perhaps even intuition. But his own attacks on intuitive cognition suggest that something slightly more complicated is at work here” (p. 92).

The status of intuition is an area in which Pierce and Scotus are far apart. For Scotus, intuition is something objectively grounded in perspectiva, that gives us superior knowledge. Pierce on the other hand has Kantian scruples that make this kind of claim illegitimate.

“The fact that, out of an infinity of possibilities, the scientist can achieve his purposes with relatively few guesses suggests to Pierce that we have an instinct for the truth and that the mind and nature must be pretty much of whole cloth.”

Talking about these things is difficult, because the key terms are all said in many ways. Kant and Pierce reject claims of intellectual intuition as privileged access to immediate truth. Nonetheless Pierce says we have an instinct for the truth. The difference is that it is neither privileged nor immediate.

The non-separation of mind and nature and the “relatively few guesses” are consequences of the new realist understanding he is developing. The non-separation shows we are far from the dualism of Descartes. As Pierce himself recognizes, there is a degree of affinity between his work and that of Hegel. But this non-separation also represents a major difference from Scotus, who is motivated by an Augustinian concern to relate mind to a supernatural order and to separate it from nature. The very concept of “mind” as separable from nature in this way has an Augustinian heritage.

“[R]eality must be viewed as the goal of our mental activity and not its source” (ibid).

Similarly, knowledge and understanding are something we aim at, not what we start from. There is fertile ground for a Socratic ethic here. Knowledge is something we earnestly seek at every moment, not something we claim to already have. Aristotle’s unique orientation toward the primacy of the final cause was lost in his assimilation to the creationist paradigm through the introduction of an Avicennan abstract efficient cause as “cause of existence”, and only began to be recovered by Hegel. In making reality a goal and not a starting point, Pierce aligns himself explicitly with the broad outlines of Hegel, and implicitly with Aristotle’s unique insistence on the primacy of the final cause.

“Where William James praised pragmatism for its nominalism in reducing the meaning of a conception to particular experimental actions, Pierce says again and again that pragmatism involves realism” (p. 96).

The empiricist concept of “action” here attributed to James — a secular descendant of the Avicennan efficient cause adopted by the theologians to make a creationist Aristotle — is too narrow, too immediate, and too blunt an instrument to serve as a basic building block for the point of view Pierce is developing.

This affects the very nature of pragmatism. The Greek pragma (thing we are practically concerned with) and praxis (“action” or practice) come from the same root. The narrow concept of action as an impulse — which Galileo took from the first creationist commentator on Aristotle, John Philoponus (490-570 CE), who worked in the Alexandrian neoplatonic school of Ammonius — became attached on the side of nature to the Avicennan abstract efficient cause as cause of existence that had been promoted by the Latin theologians. In the resulting view, God as efficient cause works by creation, and nature as efficient cause works by a kind of impulse that led to the later billiard-ball model of mechanism.

With this division once achieved, it became possible for early modern writers concerned with nature to focus exclusively on the “natural” billiard-ball model. All action in the created world comes to be thought on the model of Philoponan impulse. One consequence of this is that action comes to be thought of as something immediate.

What Pierce objects to in James’ “particular experimental actions” can be understood as involving this kind of immediacy, which Pierce has already moved beyond, in what he himself recognizes as a convergence with Hegel. Hegel treats immediate action as an appearance, and against this develops his own much more ramified notion of practice, which he sometimes calls by its Greek name of praxis. Hegelian and Piercean practice replaces the narrow concept of immediate action with something understood in a deeply contextual way that is closer to what I have been calling Aristotelian “activity” or “act”.

Whereas James the charming and accessible behavioral psychologist thinks of reality as consisting in shallowly specifiable, immediate “actions” and “events” that directly cause one another, Pierce the obscure but brilliant semi-Hegelian logician thinks of it in terms of a vast and intricate evolving structure of if-then conditionals that condition one another, in ways that are analyzable in terms of his new theory of higher-order relations.

“The logical form of the conditional proposition is what Pierce calls a consequence…. The ‘conception of the effects’ referred to in the pragmatic maxim cannot be a statement of an event but must be a conditional statement. For Pierce, then, pragmatism shows that hardness consists not in actions or events, but in relations of actions and events” (p. 98).

“The stress upon the would-be, characteristic of his later writings on pragmatism, carries the relation of consequence one step further. If the hardness of a diamond consists in the conditional fact that it would give a certain response to a test, then hardness is not just this present and actual relation which holds between this test and this response, but a general relation that holds for all possible tests and responses of this type…. When I say that it would so react, there is no particular event I could now specify: in speaking of a possibility I am not speaking of a collection of discrete acts” (pp. 98-99).

Pierce’s “would-be” takes us into the realm of Aristotelian potentiality.

“Pierce concludes that the pragmatist must admit a theory of real possibility…. Pierce simply says that the conditional proposition of the pragmatic reformulation has a peculiar and essentially modal structure” (p. 100).

Real possibility is one dimension of Aristotelian potentiality. Pierce’s argument that everything is not reducible to events and actions parallels Aristotle’s critique of the Megarians (who reduced everything to a thinly factual actuality) in book Theta of the Metaphysics.

“Pragmatism shows that the meaning of a conception like hardness ultimately involves the notion of would-be, habit, or power. A power or habit is a nonrelational expression for a law” (pp. 101-102).

“One source of confusion lies in what I think is the mistaken notion that pragmatism must be a reductionist theory. A reductionist pragmatism, as I understand it, contends that only actual events are real — powers and laws, abstractions of all sorts, are only shorthand expressions for actual events…. That is to say, the pragmatic maxim is a formula by which all statements that are not event-statements are reduced to a series of statements containing only event-statements” (p. 106).

The latter-day reductionist repeats the error of the Megarians, who claimed that everything real is actual, while taking actuality in its non-Aristotelian sense of mere present factuality.

“It seems to me that Pierce’s pragmatism was never intended to be like this at all” (ibid).

“The gain is not that we have rid the world of powers and of laws, but that we have found a way of expressing our meanings so that we can tell a real law from a fiction” (pp. 106-107).

With this emphasis on expressing our meanings, we can see a Piercean background to Brandom’s “expressivist” view of logic.

“When I say that the way Pierce talks of laws and powers as explanations, I do not at all mean that I find what he says about causes and explanations to be pretty clear” (p. 108).

This talk of explanations suggests that Pierce ends up rediscovering something close to Aristotle’s own notion of cause as a “reason why”.

“[I]n denying that events are causes, Pierce is not denying that ‘individuals’, in the sense that Socrates is an individual, can be causes…. Pierce not only holds that Socrates is not an event, but he goes on to say that Socrates is not strictly an individual. For the realist, Pierce says, ‘things’ do not need reasons: they are reasons” (p. 109).

“[F]or Pierce it is the consequence and not the consequent which is at issue…. Pierce’s conclusion is that the pragmatist must therefore hold that some possibilities are real” (p. 111).

“He says, for example, that the idea that a law admits of no exception is nominalistic: there cannot be exceptions to a law that consists only in what happens” (p. 112).

“Pierce admits to the nominalist that a would-be can ‘only be learned through observation of what happens to be’, but he insists that a would-be cannot consist simply in what happens to be actual” (p. 113).

“Burks’s remark that ‘action is based on actualities, not on potentialities’ is only partly true for Pierce” (pp. 114-115).

“By insisting upon the conditional analysis of our conceptions, Pierce has incorporated into his system a special theory of real potentiality” (p. 116).

Pierce still has a less than fully Aristotelian notion of potentiality, limited to its “real possibility” aspect. But this is already a huge advance over the idea that immediate actions and events define reality.

“[C]ertain instances of predictive knowledge ‘oblige’ the pragmatist to ‘subscribe to a doctrine of Real Modality’ ” (p. 117).

Modal logic, which develops notions like possibility, necessity, and other kinds of constraint or conditioning, was very much out of favor in Pierce’s day, when monomorphic views of facts were overwhelmingly dominant. Since the later 20th century, modal logic been considerably developed, and Brandom has related it to more broadly philosophical concerns. Boler recognizes that Aristotle and the scholastics did work with modal logic.

“For Pierce, however, the predicate, if true, indicates a real relation to which the notion of form does not do justice. Form cannot ‘reach outside itself’. It is adequate for the static generality of similar things, but for the dynamic generality a principle of law or entelechy is needed” (p. 120).

Form in the sense of the species discussed in medieval perspectiva does have this static and self-enclosed character. Scotus introduced new ideas of formal distinction and “formal being”. In the present state of my understanding of Scotus, it seems that Scotus takes his bearings on the nature of form from the perspectiva tradition. But Albert the Great and Thomas Aquinas among others speak of form at least sometimes in a more expansive way, giving it some of the role that entelechy has in Aristotle.

For my own self, I find it hard to think of form as anything other than relational. The most elementary notion of form in Plato and Aristotle is probably that of geometrical figure. I have always seen geometrical figure in relational terms, rather than as a self-enclosed whole.

The Greek word in book V of Euclid’s Geometry for the ratio or relation of two magnitudes is none other than logos, which was translated to Latin as ratio. If we were to extract an implicit concept of form from Euclid’s use of figures, it would consist of many ratios or relations, rather than a single notion of shape as it appears in optics.

“We have already seen the prototype for this reasoning in Pierce’s theory of the illative copula. A consequence is more than an antecedent and a consequent, and a proposition is more than a subject and a predicate” (ibid).

Pierce’s “illative copula” is what is now called logical consequence, or a consequence relation. Each of the plethora of logics we have today can be conceptually characterized in terms of a differently detailed specification of the consequence relation.

“The relation of similarity is not adequate to handle the notion of process, even when similarity is treated in terms of a spectrum of possible variations. For the events in a process are related to one another not in being similar but by successively realizing a potency in time” (p. 127).

Here it sounds as though similarity is being viewed in the same way that sees geometrical figure as a unary “shape”, rather than a complex of relations. But in the recent series on Boulnois’s Being and Representation, it seemed that the usual scholastic way of talking about resemblance followed the perspectiva tradition’s decentered approach, seeing resemblance as a multifarious play of relations, rather than a putatively simple relation between two unanalyzed unitary shapes.

Next we come to the anti-psychologism in logic that Pierce seems to share with his contemporaries Husserl and Frege. (Pierce and Husserl are known to have actually corresponded.)

“Pierce is interested in dissociating ‘idea’ and ‘thought’ from the psychological connotation that someone has an idea or that a thought is in someone’s mind. The thought-like character of a real law does not result from someone’s thinking it, but from the element of final causation that is involved in its operation” (p. 130).

Here we get to a few more connections with Aristotle. Even if Pierce’s recovery of the notion of final cause is stunted by his overemphasis on temporal development toward a future, it seems that he does follow Aristotle and Hegel in recognizing that first things come last in the order of knowledge.

[Pierce:] “The thought thinking and the immediate thought object are the very same thing regarded from different points of view” (quoted, p. 131).

Like Hegel, Pierce endorses Aristotle’s thesis of the inseparability of the thought that thinks from what it thinks.

“For Pierce, however, the predominance of continuity tends to eliminate the concept of substance, and the supposit (Socrates, for example) comes to be treated as a process. What we call ‘things’ are not strictly individuals but generals. Socrates is not just a member of a collection, partaking in generality through his similarity to other men; he is a fragment of a system. A dynamic process himself, the human person is continuous with that system which is humanity and which is, in turn, continuous with the whole evolution of Reason” (p. 141).

Substance in the later tradition came to be highly reified. The more fluid view of substance that Pierce emphasizes is another thing he shares with Hegel, and indeed with Aristotle. Pierce is reportedly a major influence on Whitehead, both on logic and on Whitehead’s central notion of process.

“What emerges from the discussion is a world of process, characterized by continuity and set in motion by the rule of Reason through final (and not efficient) causality” (p. 144).

“Continuity” seems to be Pierce’s preferred term for the more fluid view of substance. This is the climax of Boler’s book. To me it sounds more Aristotelian than Scotist, because Scotus is one of the great historic promoters of Avicennan efficient causality. What follows, while it makes a number of additional points about Pierce’s relational perspective, is mainly a summary.

“The objective generality of a predicate is a matter of its reference to many subjects. This becomes critical when the predicate is itself made a subject of further operations. This process, which Pierce calls hypostatic abstraction, can be accomplished in terms of either extension or comprehension. In an extensional treatment we utilize the notion of a collection: something constituted of members all of which have some character, however trifling. In the comprehensional analysis the character itself becomes the subject of discourse. Here Pierce’s relational treatment of predicates comes to the fore.”

Pierce’s “hypostatic” abstraction is a new and valuable characterization of what abstraction actually is. I suspect it is in some way ancestral to the computable notion of abstraction developed by Church in the 1930s, where abstraction consists in giving some unnamed thing a name.

“A collection is made up of similar members. But the logic of relatives allows the development of the more interesting notion of a system. In a system the members are not necessarily similar to one another; the mode of connection is something more complex, such as giver-of-to, cause-of, quotient of, and so forth. Any relational character delimits a system whose members are the subjects of the proposition having that predicate. Thus a relative predicate can be general in three ways: (1) as itself a sign; (2) as delimiting a system (or set); and (3) as true of many (sets of) subjects.”

There is a one-to-one mapping between predicates in the sense of predicate logics, and what are here called relational characters.

“Induction is suited only to collections; it infers that the character of a whole class is the same as that of the sample upon which it operates. The character that each member has may be quite complex, of course, but it must be the same in each member. The move from fragment to system — which is pretty much what is ordinarily called seeing connections — is a different mode of inference, namely, abduction. The operation of hypostatic abstraction involves abductive inference. To make a predicate a subject is, in the logic of relatives, to treat a relation as a thing; thus it requires, if only trivially, that the relation be recognized as significant to begin with. Pierce points out that the resultant ‘thing’ is a creation of the mind, an ens rationis” (p. 146).

We treat a relation as a thing by giving it a name that allows us to refer to it. Naming an unnamed thing is a creative act of the same general sort as seeing a connection.

“An abstraction, like a dream, is a fact in someone’s mental biography. When the realist contends that some generals are real, however, he is concerned with the reality of that to which such an abstraction refers. Abstractions of second intention refer only to the mind’s way of representing objects, and not to the things represented. Real abstractions are also ‘second order’ conceptions, but the objects to which they refer (namely, the thirdness of things) are, or purport to be, real aspects of things, which can be called ‘realities’ ” (p. 147).

I won’t attempt to explain “thirdness” here, but we have already seen a few hints. It is related to composition and consequence.

“The nominalist contention, according to Pierce, is that wherever generality is found, it is a function of the symbol as symbol — that is, of a second intention — and does not reflect a generality independent of the mind. Pierce hails as the nominalist’s true contribution the correlation of a general with the activity of a symbol; that is, Pierce argues that the general is of the nature of a word or an idea. But for Pierce the important question of whether a general is real still remains unanswered. At this point the issue begins to exceed the limits of logic, for it becomes necessary to distinguish within first intentional abstractions those that are objective and those that are subjective. On Pierce’s account, such a distinction cannot be made by the logician, for it turns upon the matter of successful prediction” (ibid).

“The special contribution of Pierce’s pragmatism now becomes relevant. The pragmatic formulation makes the rational purport of any conception consist in the truth of a conditional proposition relating to the future. This means that (1) every predicate involves (virtually) a relative character, which brings into prominence the generality of the character itself as a system, in contrast to the more commonly recognized generality of the collection of similar (sets of) subjects; and (2) every predicate becomes a virtual prediction. Of course, pragmatism does not verify predictions; it simply puts our conceptions into a form that will allow for the scientific inquiry which alone can separate law from fiction. The fact of scientific prediction, however, shows that in some cases something more than an accidental succession of events or a simple uniformity is involved. Ultimately, prediction shows there is something real now that accounts for a future actuality; and since the only actuality involved is the future event, the present reality must be a possibility” (ibid).

Pierce’s consistent emphasis on the relations he invented under the name of “relatives” could be an early alternative to the set-theoretic foundations of mathematics that were being developed around the same time, though I don’t know that Pierce ever presented it as such.

“It should be clear by now that Pierce’s pragmatism involves not only the belief that generals are real, but a special conception of the nature of real generals. This brings us to the last phase of Pierce’s realism, where he criticizes the attempt to account for real generality by form alone. The schoolmen, as Pierce sees them, realized the importance of habits or dispositions, but unfortunately they treated them as forms. Lacking the logic of relatives and pragmatism, they were unable to do justice to the relational structure of real generals. The result was a static doctrine of substantial forms that could not account for the important elements of continuity and process” (p. 148).

Neither the scholastics nor Pierce understood form in a relational way.

“Scholastic realism was a step beyond nominalism, for it could account for the generality of qualitative possibility, the generality of monadic predicates. But the notion of potentiality, of would-be instead of might-be, could only be grasped in the dynamic conception of law. That is, the unity of a process is found not in the similarity of the events in the process, but in the more complex conception of a system that orders those events. The distinction here is that of firstness and thirdness…. Also involved is the idea that a relative is a system that not only delimits a collection of similar (sets of) subjects, but relates the subjects of each set. This activity of relating Pierce calls ‘mediation’, and he considers it definitive of thirdness” (ibid).

According to Boler, Pierce uses the Hegelian term “mediation”, and “considers it definitive of thirdness”. In Pierce’s day, the old overemphasis on the thesis-antithesis-synthesis triad in elementary accounts of Hegel was very much dominant. This may have influenced Pierce’s odd choice of “thirdness” for one of his key concepts. The connection with Hegelian mediation is far more illuminating.

“[T]he argument that a would-be is not the same as any collection of actualities, is again applied in the broader field of the reality of some thirdness. Pierce has so described secondness that nothing is included in it except the bare reaction-event; as a result, he has no difficulty in showing that thirdness is not contained in secondness” (p. 149).

As throughout Boler’s book, actuality is used only in the thin sense of a present state of affairs. But the important and valuable point is how the would-be decisively moves beyond this.

“If the individual as such is a bare event, it is difficult to avoid Pierce’s conclusion that there must be some real generality in the objective make-up of the world. As to the ordinary notion of a person or ‘thing’ as an individual, Pierce more or less denies it. The person or thing is a ‘cluster’ of potentialities, and therefore a habit or law itself. The important problem of Socrates’ relation to humanity is now not so much a question of the relation of an individual to a type, but of a fragment to a system” (ibid).

We even get a partial recovery of Aristotelian potentiality.

“Because of the emphasis I have placed on it, the nature of the Scotistic element in Pierce’s realism deserves a separate, if brief, summary. The distinction of two problems of realism is Scotistic, or at least scholastic. And within the logical analysis, Pierce’s treatment of abstractions as ‘second order’ conceptions is definitely Scotistic. From this issue the discussion of ‘real’ abstractions arises, and Pierce himself has acknowledged his indebtedness to Scotus for the use of the term ‘real’ ” (pp. 149-150).

This suggests that there is in Scotus somewhere a relatively explicit discussion of what would now be called second-order things. Unfortunately, though the book includes many citations to the works of Scotus, there is none for this one.

“Once the question of logical predicability is handled, Scotus turns his attention to the Common Nature. It is not a supposit, for the evidence indicates that it consists in a less-than-numerical identity. While it is real, the Common Nature is not a separate substance; indeed, the mode of its unity suggests a different mode of being. The Common Nature is to be found, in a certain sense, in individual things, but it cannot be identical with the individuality of such things. Ultimately, Scotus decides that the Common Nature is not a res [thing] but a realitas [reality]: something essentially conceivable but real before the operation of the intellect. These realities — or formalities, since they are ‘formally distinct’ from one another — are neither physical things nor logical concepts. They are real, but in what has been called a ‘metaphysical mode’ ” (p. 150).

“Scotus’ arguments for the real lesser unity are supplemented in Pierce by the arguments from the fact of prediction. Pragmatism and the logic of relatives influence the conception of the structure of these realities: what Scotus held to be formlike nature Pierce conceives of as a law of nature. But Pierce’s laws have a different mode of being from individuals and they retain a strong resemblance to Scotus’ metaphysical mode — in fact, Pierce also calls them realities” (ibid).

“There are differences in the two theories, of course…. The main difference lies with Pierce’s self-acknowledged denial that the nature is contracted in individuals…. The important point, however, is that in the very fact that Pierce denies the Scotistic doctrine of contraction he reveals the extent of Scotus’ influence: the framework of Scotus’ solution to the problem of universals, without the notion of contraction, provides the basic points of reference for the structure of Pierce’s own theory” (ibid).

I think there are quite a few more differences, but at least from this account, it seems as though the realist arguments of Scotus are largely if not wholly independent of his voluntarism.

Sunrise of the Object

Olivier Boulnois’s deep “archaeological” investigation of the evolution of the concept of representation in Duns Scotus and his near-contemporaries has important implications for interpretation of the origins of distinctively modern thought.

Heidegger, Foucault, and Brandom have all seen Descartes as the main instigator of a paradigm shift that reoriented Western thought around the concept of representation and the subject-object distinction. But on the side of the subject, a very thorough case has been made by Alain de Libera and others that the distinctive characteristics of the broadly modern notion of a “subject” of consciousness had already emerged in the late 13th century.

Boulnois’s L’Être et représentation [Being and Representation: A genealogy of modern metaphysics in the era of Duns Scotus (1999)] makes a similarly thorough case for a late 13th century origin of the modern notions of object and representation. I will never again be able to innocently use the word “objectivity” for a kind of moral quality concerned with fairness in judgment — as I have been prone to do — without feeling a need to worry about these other connotations.

For now at least, this post will conclude my translations from Boulnois’s important book. It will take us to the end of his second chapter. The other four-fifths of the book move on to other topics, including Scotus’s concept of “concept” and its relation to Augustine’s trinitarian-theological model of human memory, intellect, and will; Scotus’s famous theory of the univocity of being; Scotist arguments for the existence of God; the role of Suárez in conveying broadly Scotist ideas into early modernity; and finally, how some of this shows up in Kant.

In future I may come back and address two interesting and somewhat unexpected views of Scotus that Boulnois brings to light later in the book. One is that the soul of the wayfarer never has full, immediate self-knowledge. The other is a notion of pre-existing divine ideas that seems as though it might put some limit on Scotus’s otherwise extreme voluntarism. (Although Boulnois has elsewhere astutely criticized voluntarism; purported voluntarist readings of Aristotle; and strong versions of omnipotence such as the one Scotus advocates, in this book he limits himself to sympathetic exposition.)

He begins this section by recalling the way that Aristotle’s only recently translated account of human knowledge of sensible things was understood by his Latin readers in the 13th century.

“For the noetics of the last third of the 13th century, the question of the mode of being of the object of knowledge is posed along the lines of [Aristotle’s] On the Soul. When I perceive a thing in itself, a doubling is produced. It is necessary to distinguish two aspects: the thing outside of me (object of perception), and the knowledge I have of it by an act of the soul (place of perception). The soul is the support, or the subsistent subject of the knowledge of the object. Thus the real being in nature is not the same thing as the being in the soul (ens in anima). The latter is first of all a ‘quality of the soul’, that is to say an accident that happens to my thought, and that only has subsistence through my thought. But this accidental being is secondary and imperfect in relation to the substance perceived, while the substance itself is perfect and primary. In contrast with this accomplished being, the mode of being of knowledge is that of being incomplete, lessened, diminished, ens diminutum” (pp. 88-89, my translation throughout, emphasis and ellipses in original throughout).

This is not so much Aristotle’s own view as a thoroughly Latinized account, which for instance already assumes the new Latin terminology and viewpoints of “subject” and “object” that have no place in Aristotle.

“As a consequence, the being of thought is doubled. A prefiguration of objective being, it can be considered under a double point of view, as object of thought or as form of thought. In the first case, it is a matter of what we think, of a vis-a-vis for the inspection of thought. In the second case, it is a matter of that by which we think, insofar as thought is in the thinker, according to its diminished being. Roger Bacon underlines this duality: ‘The being in the consideration and the conception of intellect can be in two ways: either as a species and a habit of thought existing in the intellect, or as accidents in a subject, that is to say like a thing in the measure that it is conceived and considered in act.’ Knowledge is a ‘way of conceiving’, a bifid aspect of our intellectual activity: it simultaneously recalls a being in the intellect and a being of the exterior object. The reality considered is only attained by means of a concept or a mental form” (p. 89).

There is a partial precedent in Aristotle for this doubling that becomes so prominent in the Latin context. Aristotle’s concern for how this or that is properly said simultaneously addresses both norms of linguistic practice and how things really are. Aristotle seems to delight in using expressions that can reasonably be read in either of these two ways. I think this is a deliberate strategy on his part.

But as Boulnois makes clear, the role and meaning of the doubling in the 13th-century context are quite different. Whereas Aristotle wants to show us that there is a deep relation between the ways we express things in language and the ways in which we understand reality, his Latin readers draw lessons about the need to distinguish between the thing in the soul and the thing in the world. The Latins partially anticipate what in Kant becomes the notorious problem of the “thing in itself”.

“This ambivalence is not anodyne. For sure, it designates knowledge either as a part of the soul, or as recalling the thing outside of me. But precisely, this ambiguity does not recover that of the thought in me and the thing outside of me. The notion of object comes to be interposed in this serene correspondence: what thought attains is no longer the thing in itself (that it aims at, and to which it refers), but the thing thought (that it signifies under a determinate form). [quote from Bacon:] ‘Certain habitus are in the soul, under the reason of the habitus, and thus they are in themselves in the soul or in the human. There are others that are under the reason of the object, because they are made object (obiiciuntur) to the intelligence, and truth and falsity are of this kind.’ Truth has come under the regime of the object. It is no longer the sensible reception of the thing itself, but the correspondence between the object pursued by the activity of the intellect, delineated by a form immanent to that activity, and its form conserved in the soul by a doublet in reduction. The being of the thing thought can no longer return to the being of the thing in itself. The plane of objectivity is detached from the surface of the world” (pp. 89-90).

Here we have also an explicit articulation of a correspondence theory of truth. This is not simply because Boulnois uses the word “correspondence” in his account, which may be an interpolation. Rather it is because of what is being said about the relation of truth to what among the Latins is now explicitly called an “object”.

“The object is the reason under which a thing appears similar to its form in the soul. What is produced by thought in the intellect has a double mode of being: as form received or disposition acquired (habitus), it is a reality in the soul, but it is also an object for thought; it thus has the mode of being of an object. Truth is identified with objectity in its double aspect — falsity is a defective relation between these two aspects, a division between thought and the object. Truth has passed under the regime of the object, but the being of the object has no clearly assigned reality. What is the term of an aim of the soul, if it is not confirmed by a relation exterior to the soul, identical to the thing itself, or confounded with the concept the intellect takes of it?” (p. 90).

The answer to this rhetorical question is the object. The Heideggerian term “objectity” here is definitely an interpolation, but the variants of the Latin term “object” that appear for the first time in the 13th century clearly are attested in texts from that time. The notion of intentionality derived from Avicenna seems to call for a notion of something in the syntactic place of the object of an intention, regardless of what we call it. I keep thinking too of Husserl’s intentional objects, as a kind of model for how to think the nonempirical, non-naturalistic status of objects in Scotus.

The term “object” refers originally to the object of an Avicennan intention, not to a thing in the world. But Boulnois elsewhere lists a number of different kinds of things that Scotus refers to as objects, including objects of perception. Yet it seems that there is also supposed to be a univocal meaning of “object” that is applicable in all these cases. The way this is all supposed to fit together may have something to do with Scotus’s thesis of the pre-existence of universals in memory, before any intellection in act. This also reminded me of Husserl’s “passive synthesis”.

“In this perspective, what poses a problem is less the doubling than the continuity between the two senses of object. How is it the same reality that we consider from different points of view, sometimes as an immanent part of the soul, sometimes as a transcendent intentional content? What guarantees to us that it is indeed the same being that we consider as a diminished accident in the soul or as an object for it? Can we think the intelligible species otherwise than as a species received in sensation and transmitted to the intellect? To respond to these questions, many theories confront and compete with one another” (ibid).

“– At the beginning of the 13th century, the theory of spiritual being came down to saying that sensible species carried by light transport information under the form of a material spiritus. The species are received in the one sensing and transformed into a spiritual, thought reality. Thus the transmission of form in a medium is spiritual, like that of light in the diaphanous medium. And the form known is no longer the material form, like the concrete form of a colored body, but the pure, intentional form, that of color, detached from all corporeity. It will be necessary to redouble the mode of being of perception, to distinguish between the material transmission of information, and that which is recognized by the pure intentionality of the faculties. In one same perception, the soul perceives at once a (material) reality and its (intentional) signification” (p. 91).

“– The theory of esse intentionale [intentional being] prolongs that of esse spirituale [spiritual being], but consists in saying that the sense undergoes the effect of this or that quality, and in conformity to its logos. The sense receives not the concrete singularity of the thing, but the sensible quality that defines its intentio, its rationally defined essence. The intention designates at once the form of the thing, the immediate emanation of a species, and the image of the form of which it is the species. The theory of intentio translates at once causality and resemblance: the intention is caused in the medium and in the sense by resemblance to the model that is its cause. It nonetheless does not permit thinking a knowledge that is detached from physical causality and does not depend on the causality of the mind” (pp. 91-92).

“– At the end of the 13th century, the theory of esse obiective [objective being] seeks to remedy this difficulty. The apparatus of representation reverses natural causality in being objective. It allows to be considered no longer the sense of the physical production of an image, but the sense of intentional reference by which the image refers to its original. All the art of painting rests on such a theory. [quote from Giles of Rome:] ‘A canvas is called image as a painting, not in that the canvas is itself an image, but because a painting is on it that is an image.’ It is neither the support nor the surface that makes the representation. They are only its material subject. But the representation comes from the traits of resemblance introduced by art on the support. [quote from Giles of Rome:] ‘And in the same way, knowledge is called a word, not because it is itself a word, but because it has a being in the word.’ It is not the real status of the concept taken in itself that makes it a representation, but its character of resemblance founded on a real term relating it to the object. Knowledge is not in the term that represents but in the relation, in the intentional system that permits the representation in the soul to refer to its object in the world. The system of representation is the path of similitude, beyond its physical support” (p. 92).

In this way, knowledge becomes completely separable from naturalistic determination.

According to Boulnois, the new 13th-century theory of “objective being” does not originate with Scotus, but he is the one who develops it to the fullest.

“For Henry of Ghent, objective being designates the being known of every thing in the intellect. He precisely develops this theory in connection with angelic knowledge: the angel undergoes no sensible impression. As consequence, what is present to angelic thought is not imprinted in it, but present as the term of an aim — objectively. Thus being as being, insofar as it is conceived, is aimed at objectively, and is the first of all concepts. Being and truth have passed under the yoke of objectivity, because they are known under a concept” (pp. 92-93).

According to this way of thinking, to be objective or to be an object is precisely to be the term aimed at by an Avicennan intention. More generally, it is always possible to take the term of an aim in a purely relative way, as whatever the aim aims at, without prejudice to whatever characteristics it might have independently.

(This is not the place for a long digression, but I think Hegel and Brandom each develop an alternative concept of “concept” that does not put being and truth under a “yoke of objectivity”.)

“It is the act of representing that allows the passage from being to objective being: the constitution of the object is not passive, but active. Scotus continues on this path. He removes the domain of the objects of thought from their empirical origin and from natural causality, to give them an intelligible dimension. He thus radically separates the domain of worldly reality and that of objectivity; that of natural causality and that of intentional aim; that of efficiency and that of formality. The object is not the species that moves the intellect, but the term it aims at. [quote from Scotus:] ‘The object is by itself the mover of the intellect’, according to which the intellect is assimilated to the object, [quote from Scotus:] ‘indeed the object is the mover of the intellect according to the formal and absolute being of the object, and not according to the being it has in the phantasm, insofar as the latter designates (denotet) something different than the formal being of the object; but the formal being of the object agrees perfectly with the object in the thing itself; thus the object, insofar as it is in the thing itself, is a sufficient mover for the intellect’ ” (p. 93).

The objectivity of the object in this view is not simply the reality of the thing, as we might infer from common speech. All the troublesome and polysemic aspects of the reality of the thing are here conveniently excised.

“The force of the Scotist position is to distinguish two orders in representation, two sorts of intentionality: — the representation of the particular sensible thing in a particular sensible species (esse intentionale); — and the intentional aim of the object in its objectity, that is to say as the term aimed at in conformity with the mental word, which is ‘that in which the intellect is assimilated to the object’ (esse obiective). At that moment, the object is aimed at intellectually according to a certain ratio [reason] that is really in the thing. There is an active solicitation by the intellect, which pursues an intelligibility in the thing. And reciprocally in the measure to which this intelligibility is really in the thing, we can say that this thing, under the angle of this objectivity (or intelligibility) is the secondary moving cause of the intellect that thinks” (ibid).

The second sort of intentionality here partially anticipates Husserl’s usage, in which intentionality no longer refers to anything empirical. Husserl’s great diligence in avoiding unsupportable spiritualist claims about his postulated nonempirical intentionality shows that such a combination is at least possible.

At the same time, intellect is here given an active role not only with respect to intelligible content, but also in sense perception in ordinary life. This is worth dwelling upon at length, because highly respected and respect-worthy writers have lent their support to a summary judgment that human intellect was universally viewed as passive in pre-modern times.

Finally, the real thing is at the same time allowed a causal role in sense perception. It is not wrong to call that an Aristotelian position, though of course that is not the end of the story for Aristotle. Meanwhile, elsewhere in the book, Boulnois cites several texts from Augustine that Scotus uses in order to argue that Augustine himself explicitly treats the thing perceived as playing a secondary co-determining role, alongside the active role of the human intellect. I did not recall this.

The combination of all three of these elements is impressive.

“The formal being of the object is an a priori that competes with the phantasm in the formation of the intelligible species. [quote from Scotus:] ‘The formal mover of the intellect is the object itself in itself, according to its causes and its properties, but not the phantasmatic being, which signifies the representative species insofar as it is other than the formal being represented.’ The intellect aims actively at the formal object, and attains it directly as the intelligible nature (or is moved by it), thus constituting the mental word by itself, even if it does so in the present state with the concomitance of the phantasm. The formality of the object is constituted a priori in thought, and not received from experience” (pp. 93-94).

Earlier, Boulnois positioned the a priori in Scotus as contrasted with both innate ideas and divine illumination. That there is another alternative is an appealing prospect, but I am doubtful about any a priori constitution of objects, and about whether Kant would accept this way of speaking. There are several subtle syntactic distinctions related to this question. In Kant there are a priori concepts and arguments and judgments, and Kant seems to have regarded the completely general concept of “object” as a priori. Toward the end of the book, Boulnois suggests a Scotus-Suárez-Wolff-Baumgarten genealogy for Kant’s notion of an object in general. But if we speak without qualification of an a priori constitution of objects, this seems to refer to objects in general, and thus to include particular objects. But while the completely abstract notion of object might be a priori, it is hard to see how any particular object could be constituted a priori.

What Boulnois is calling the formality of the object here is what Scotus calls formal being. This was a new concept in Henry of Ghent and Scotus.

Numerous sources seem to treat formal being in Scotus as immediately following from his notion of formal distinction, but I have serious doubts about that transition. That there is such a thing as formal distinction — according to which things can be really inseparable but definitionally distinct — seems very reasonable, but there is a serious question also of how this is to be applied. For example, Scotus apparently holds that the distinction of essence and existence is purely formal, but that of soul and body is real (he rejects Aristotelian hylomorphism). But someone might defend Aristotelian hylomorphism, or doubt the claim that essence and existence can be reduced to the same plane.

“Everything thus rests on the ambiguity of the very status of representation: the latter is at once the act of conceiving and perceiving the object (the act of representing), and the resemblance of the thing perceived (the representative thing). Representation as substitutive object, or the resemblance of the thing, is the result of a real perceptive trajectory. It is imprinted solely by the body that is represented, which is the partial cause of it, while the act of representing is an operation of the soul, sustained by the exterior presence of the object. Species permit logical predication. They are also Porphyrean objects (universal classes). But if they are sensible qualities, how can they at the same time be the immaterial representations of objects? It will be necessary to distinguish two senses of representation: the passive reception of a sensible object in the possible intellect, and the active elaboration of thought expressing the definition of the object in the agent intellect” (pp. 94-95).

“The universal only has real being in the measure that it is present in a form, so that the agent intellect produces another real term from the species representing the singular. The universal is represented in the mental image, because it is the original aimed at in a univocal and expressive manner, as Hercules is represented in his statue. The term of the activity of the agent intellect is indeed something real, a form given existence, that formally represents the universal as universal. This representation has for its intentional correlate a ‘represented being’, the objective being to which it refers. This represented being is only a diminished being, since it is not really present in the representation, but it is the obvious referent of it. When knowledge is no longer the reception of a form similar to that of the thing perceived, but the engendering by the intellect of an interior word or of a concept, knowledge is made by representation. The mode of being of the knower becomes a representation, the mode of being of the known, the objective being of the represented” (p. 95).

It may be that some of the scholastics identified knowledge in general with the simple reception of a form, but that is not true for Aristotle. In Aristotle I don’t think it is true even for knowledge of sensible things, though it might be true of simple perception.

The notion of a mental image is problematic in this context. “Mental” is not an Aristotelian term, but has an Augustinian provenance, and there is no image in Aristotelian intellect. In an Aristotelian context, I would expect anything that is called an image to be associated not with intellect, but rather with imagination. But Boulnois seems to be implying that it is nonetheless appropriate to call the medieval intelligible species an image. Sensible species seem to have a Stoic origin, but both sides of the debate for and against intelligible species only arise in the scholastic tradition.

The term “mental” here reflects the Augustinian mens or “mind”. This has sometimes been equated with Aristotelian “intellect”, but the two are described in very different terms. Augustinian mind is much more like what the scholastics called intellectual soul (for which Augustinian mens — along with some original ideas of Avicenna — was the main inspiration). Even if we were associating “mental” with Aristotelian intellect, it would not be right to associate an image with it (since images belong to imagination, broadly construed).

“The act of giving the mental image the status of a representation is already sketched by Thomas Aquinas and systematized by Henry of Ghent. But the great originality of Duns Scotus consists in making this representation a reproduction: not the image acquired or received by the sense, such that the imaginary repraesentatio becomes intelligible, but a real production by the intellect, distinct and separate from the reception of the sensible phantasm. Duns Scotus can adopt the adage according to which ‘the act of knowing is a participation in the object by a resemblance to it’. The intelligible species guarantees that knowledge is not a simple transversal similitude, but an intellectual image in causal, essential dependence on the form of the object. It is ‘not only a resemblance, but the imitation and reception of the form of the model (exemplatio passiva). But he adds immediately, ‘I don’t mean to say resemblance by communication of the same form, but resemblance by imitation, as the copy (ideatum) of the idea’. Image, participation, resemblance yes, but never the donation of a form, and always by copy and reproduction. Knowledge is not the direct communication of a form, but the imitative representation, the production, in a different mode of being, of a copy in the image of the thing itself, its original. The mental image is not in the prolongation of a being-received. It is constituted in and by the intellect. Representation is an imitation of the object: the eidos (whether we translate this word by idea, species, or form) is not attained in itself, but in its objective conformity to the representation, starting from its imperfect givenness in the image of the object, that is to say in its ‘objective being’ ” (pp. 95-96).

Later, Boulnois will say that knowledge for Scotus is to be identified not with a representation, but rather with a relation involving the representation. That seems more sound. Here and above he is speaking about the “knowledge” involved in the experience of perception.

The technical concept of real production is another scholastic innovation, tied to the new non-Aristotelian notion of efficient causality. The idea of a constitution “in and by the intellect” is at most implicit in Aristotle; it fits more easily into an Augustinian or Avicennan context. It is arguably consistent but not obvious that such constitution is a real production.

The “mental image” or intelligible species in Scotus is sharply distinguished from the sensible species. Aristotle neither affirms nor denies such a thing. I believe the reason Aristotle is so minimalist on topics of this sort is that he wants to avoid speculation, and does not think we have the means to know whether propositions of this sort are true or not. That would be consistent with his rejection of immediate self-knowledge.

Although generally more Augustinian than Aristotelian, Scotus according to Boulnois sides with Aristotle in rejecting immediate self-knowledge.

(Boulnois also says that the Latin notion of intellectual intuition is principally grounded in the tradition of perspectiva, which he also says assumes in its geometrical-optical theory that there is an irreducible multiplicity of points of view, no one of which covers the entire field. It was only in the Renaissance that realism in painting came to be associated with the portrayal of everything from one single point of view. And the decentered multiplicity of points of view typical of medieval painting was apparently echoed in the multiplicity of perspectives in medieval geometrical optics. Though I’m still doubtful about any intellectual intuition, these qualifications are both interesting and important.)

“The agent intellect operates less by abstraction than by transferring the object from the order of the sensible to the order of the intelligible. From the singular sensible impression, it makes an intelligible universal. Duns Scotus likes to deduce this transformation from the texts of Aristotle, but it is clear that he has abandoned the Aristotelian horizon, for which the transformation of thing into known object follows the schema of power-act, or matter-form” (p. 96).

When he says “transferring the object”, it sounds like it is the same object, but it cannot be, because he emphasizes that it is a new production.

The way he mentions abstraction here as a competing theory seems to imply something like Averroes’ somewhat reified elaboration of Aristotle’s remarks.

Boulnois is documenting the late 13th-century emergence of an explicit and fully abstract concept of object. It is thus appropriate that he mentions the term “object” only in connection with the transfer theory.

The reference to Scotus “abandoning” the Aristotelian horizon might be to Scotus’s development. The idea that scholasticism as a whole was dogmatically Aristotelian is a prejudice based on misinformation. The most pro-Aristotelian scholastics, like Albert the Great and Thomas Aquinas, incorporate major non-Aristotelian elements. Albert and Thomas themselves were as much Avicennan as Aristotelian, and several other things as well (pseudo-Dionysian?). On a historical level, there was thus no purely Aristotelian horizon to be abandoned. Orthodoxy remained Augustinian, until centuries later when it became Thomistic. In 1277, three years after the death of Aquinas, the elderly and ill Albert the Great felt compelled to travel back from Cologne to Paris to defend Thomas against his anti-Aristotelian critics, who seemed to have the upper hand.

“Now, in the horizon of Avicenna, it is a matter of the production of the object in a new mode of being-represented, which is spiritual and no longer corporeal. The intelligible is no longer in-potentiality for intellection. It exists really in act and as a form. Thus the same term of representation and the concept that accompanies it change their sense. It is no longer a matter of the synthetic presentation of the thing itself in the imagination (in conformity with the etymology of the prefix re-, which on its face indicates a gathering), but of the production of a presentation that takes the place of an absent thing (in the sense in which the prefix re– equally signifies a repetition). Representation is no longer presentation, but reproduction. By reason of the distinction between sensible and intelligible, the form thought is no longer what communicates ‘the common act of the sensing and the sensed’ ” (ibid).

In general, it is by no means obvious that production excludes synthesis. But in this Augustinian-Avicennan context, production is conceived on the model of the creation of something from nothing, whereas synthesis works with pre-existing materials.

Boulnois shows that Henry of Ghent and Duns Scotus developed their original ideas against the background of the Latin Avicenna. He also notes that Avicenna was translated to Latin and much discussed before the major texts of Aristotle were translated. The views about presentation that he mentions as being superseded came from earlier theologians, not from Aristotle.

From the Latin translation of Avicenna through the earlier Franciscans to Duns Scotus, there is a non-Aristotelian, broadly Augustinian tradition that wants to make the intelligible categorically and not just relatively independent of the sensible.

“The support of all intellection is a reality in itself, an absolute entitas [entity]. ‘Intellection is not exclusively a relation.’ And neither the intellect nor the object taken in itself suffices to found the intellection in act. Thus the doubling is complete: ‘Knowledge in the intellect is not immediately caused by the object as exterior, but by something interior […]. For our act of intellection we have an internal object, even though for sensing we have need of an external object.’ We think when we want, even though we do not sense when we want, because a representation of the object is unceasingly present to our intellect by way of memory. Knowledge is not produced directly by the object, but by its representation… The act of knowing is not related to the exterior thing but to an image that resembles it, an imitation in me that corresponds to the thing outside of me” (p. 97).

The explicit concept of an abstract object is a new invention. Once the notion of object is formulated, the sensible thing can be metaphorically called an object as well, and this can come to seem completely natural. But it is the object in memory independent of present sensation that is primary for Scotus. Although the object is new, the active role in constitution that he attributes to memory is Augustinian. Scotus writes as a very original and creative “Avicennizing Augustinian”.

“The representation is no longer a simple resemblance that can refer to many sorts of objects under different angles, like a work of art that signifies in a polysemic manner. The more fundamental model of representation, according to Duns Scotus, is the hoofprint of a horse in the dust of the road: a partial impression that allows the animal that passed by to be recognized, because it includes a partial but precise resemblance to the animal represented” (ibid).

This is emblematic of the transition Boulnois is documenting here. Scotist representation is univocal. The object rises hand in hand with a new notion of strictly univocal representation.

“The trace (vestigium) of the hoof indicates the passage of a horse. The trace is in effect a relation of impression/expression. As the causal impression of the object in a moved body, it expresses the form significatively because it maintains a relation of partial resemblance with the object. Perfect representation will be total representation, the image of the horse, empty or full, under the form of the molding or of the statue. The trace is a partial representation; the total representation will be an adequate image. The trace, although partial, refers to the singular animal, without representing anything common to many individuals. The noetic ideal is that of an exhaustive representation, a very perfect resemblance, a reproduction of all the characters of the object. Representation is not polysemic, but univocal. It is not only a resemblance, but the imitation of a model; it relates to it as one of its copies” (pp. 97-98).

In Roger Bacon’s terminology, as we saw before, the hoofprint is a natural sign. Like all natural signs in this way of thinking, it is the effect of an efficient cause. From it, the passage of a horse can be inferred. To this Scotus adds an insistence on its univocity. Here we are at the veritable sunrise of the object.

“The being of the object in the species, by reason of which the intentio is called spiritual, is only its being as an image, or as a representation, referring to the thing it represents, but at the same time distinguished from it. This being of resemblance is a spiritual being, which does not prevent it from having a material being. As a being of resemblance, of imitation, it does not suppress the material being of the form said properly, that of the sensible species, in the thing itself, in a propagating medium, or in perception. Whether it is a matter of the thing itself or of the phantasm changes nothing. That being there does not have the spirit for its subject. The contents of thought are not identical to mental acts. The order of representation is the law of similitude that organizes all the traits of resemblance. It exercises no physical causality, and does not imply that its subject is intellectual. The order of representation is not related to a spiritualist ontological thesis affirming the existence of an immaterial intellect, but to a pure inscription of resemblance. If knowledge distinguishes between real being and intentional (or diminished) being, it is necessary to abandon the identity of nature between the concept and the object (the principal advantage of the theory of representation)” (p. 98).

The object is here posited as a representation, rather than as a real thing.

“Objective being is characterized by its difference from real being. We have an objective being of the realities that are aimed at, or produced by an operation of intellect, as with all logical intentions. The optical and geometric paradigm is reversed. What intentional being has already become in the era of Duns Scotus is revealed in this switch: intentional being is already a logical and psychological being. Its status is that of the representation of objects and of universals” (pp. 98-99).

“Objective”, represented being becomes the new model for being in general. What is called “real being” no longer plays this role. In this usage, “objective” does not imply “real”.

“Duns Scotus speaks of objective being to designate the status of every object, whether it is a matter of an object of a perception, of a memory, of a concept, of a knowledge, or even of the object of divine prescience. Nonetheless, all these occurrences are articulated around an originary moment, the moment when the perception of the sensible thing is present to the soul and makes the object appear in its form of presence, in its characteristic species, which is to say at first a sensible one. The ulterior moments, of the intelligible in potentiality or in act, or of science, apply to an object already constituted. The only decisive moment is that of the constitution of the object of intellection, indeed before it” (p. 99).

Here “object” is extended to cover this whole space. The presence of the sensible object that leads to the sensible species is associated with an “originary moment”, but then the “only decisive moment” is the constitution of the intelligible object, which is posited to have no dependency on the sensible.

“Objective being is the being of the thing insofar as it is represented, the image of the thing in its mental state. It is the same being (esse) that is considered in the intellect (objective) and as it exists in reality (subjective). There can be a correspondence between the one and the other, but they do not have the same effective status. The one is the other, but according to an intentional or formal identity. Take for example the statue of Hercules: in the marble, Hercules has only an objective or representational being. It is not Hercules, because it is his statue: they do not have the same reality. But it is Hercules, since all his traits are reproduced in it: they have the same form. The objective content of Hercules is indeed present in his representation, on the condition that it is a faithful reproduction. This theory of art as reproductive representation is rather remarkable, and is inscribed in a movement of the longue durée [long term; pun on a key term of the Annales school of history]” (ibid).

This 13th century division into objective and subjective gives each a quite different sense from the later one we are accustomed to. It is not quite a 180 degree reversal on the side of the objective, but it does seem to be on the side of the subjective. Subjective is used in the sense of the Aristotelian hypokeimenon, or what “stands under” something else, which is then identified with what exists in reality, while what is objective is the “content” apprehended by intellect.

“But it is also a theory of intellection. The concept can have an objective content identical to the universal, even if it is formally distinct. The universal is objectively present in it, or again it is represented in it. That is to say it has for content the universal outside of it, to which it refers intentionally. In the cognitive process, it is necessary to distinguish three aspects: the intellect, a real power and efficient cause of the act of knowing; the image or intelligible species, as an accidental form really produced in it; and what the image has for content: the objective being of Hercules. According to objectity, the species is identical to Hercules; according to form, they are distinct” (pp. 99-100).

Again, the term “objectity” is an interpolation. But in any case, objective being now seems to reflect a “content” that is close to the later distinction between content and form; thus the species of Hercules is said to have the same meaningful “content” as Hercules himself, but not to be the same form.

In the conventional terms of the most common reading of form and matter in Aristotle, we would say that the form of Hercules and the form of his statue are the same, while their matter is different. Form in this sense is limited to a visible Gestalt, or what the Latins called a sensible species.

“Presence is said in two senses: the real presence of the object to the power, and then the presence of the object, even if it can be absent, and this presence requires something in which the object shines” (p. 100).

This second “presence of the object, even if it can be absent” is the presence of a representation, which is said to be “objective”.

“The real presence of the object is the real efficient cause of the species in which the object is presented” (ibid).

Again we see the non-obvious association of the first kind of presence with the new Avicennan concept of efficient causality, and with the “action” of the real thing.

“But in this second presence, the presence of the species, the object is the formal cause. The knowable object is not effectively or really present in the intelligible species, but it is like the landlord of the object specified by its representation. Representation has a formal being of presence, while its reference to the corresponding object is of the order of objective being” (ibid).

Here “effective” is treated as interchangeable with “efficient”. From the point of view of the Avicennan and Latin efficient cause, the entire scope of what is really effective is to be explained by efficient causality, which is raised above all other causes. For Aristotle by contrast, it takes all four of his causes to cover the whole field of what is really effective.

“The invention of the concept of objective being and the analysis of representation in terms of the production of an interior word react on one another, and are conjugated for transforming noetics. Knowledge undergoes a change of paradigm. It is not only intentional transitivity that justifies our knowledge of the object. For sure, Thomas Aquinas admits that the known is in that which knows in the mode of the knower: there is an immanence of intellection to the mind that knows. But this being-known does not have a being that is real, proper, and subsistent. It is nothing else than the relation of opening to the thing. Its mode of being is not objective being but relative being: the esse ad, or being with a view to. What is known by the concept is not the thing in its pure quiddity, but the reason for being of the thing (ratio rei): the concept ‘is not that which is thought, but that by which we think, just as the species of color in the eye is not what we see, but that by which we see’. The concept is an invisible mediator, without ontological thickness or proper opacity, where all being consists in separating itself to turn my regard toward the intelligible essence of the thing. Direct transitivity is anterior to the reflection by which we measure our relation to the thing and apprehend it” (pp. 100-101).

This might be the first explicit historical use of the term “concept”. It does not have the same meaning that it does in Hegel or Brandom, where it does have what Boulnois here calls ontological thickness. In the current context, it seems to be a transparent correlate of a representation.

“Direct transitivity” involves the relations by which the object is constituted. We saw above that Scotus wants to put the constitution of objects before any actual thought. Scotist objects are constituted within Augustinian memory, and only appear to Scotist intellect as already constituted. Memory plays the role of the Father in Augustine’s analogy of a trinity in the soul. This always already constituted nature of objects in memory for Scotist intellect plays something like the role of the more “metaphysical” pre-established harmony in Leibniz; of the always already accomplished transcendental-psychological synthesis of imagination in Kant; and of “passive synthesis” in Husserl.

“In the Scotist theory of abstract representation, the species or the word is not only that by which the object is perceived, it is that which the intellect sees or thinks, the representation in which the original is represented and perceived. Moreover objective being, ignored by Thomas Aquinas, implies a mode of being that is restricted but autonomous, which confers on the intentional object an objectivity internal to the mind, that of being represented. The system transposes the consequences of the Avicennan theory of essences into a theory of knowledge. Avicenna, at least in the interpretation of Duns Scotus, distributes a triple mode of being of essences: taken in itself, the essence is a neutrality and an absolute solitude. We can say nothing other that equinitas est equinitas tantum (the essence of the horse is nothing else than the essence of the horse); but the essence can receive existence and become a singular thing by that fact: this horse here or that one there; and finally, it can be universal in my intellect, since it can be attributed to many things. It is the elaboration of a representation that allows the universal to be thought. A representation of the universal, distinct from that of the singular received in the phantasm, is produced in the intellect. It is it that contains the traits common to all the individuals of a species: their universality” (p. 101).

This amphibious character of the intelligible species reflects the dual character of thought, as activity and as content.

The connection here between being an object and universality is an intriguing and original suggestion about the nature of universality. “Representation [as an object] allows the universal to be thought.”

On the other hand, I find the Avicennan idea that an essence is an absolute solitude that simply is what it is, almost unintelligible. In Leibniz something similar is said of the monad, but this is mitigated by the monad’s inclusiveness, by which every monad contains the whole universe from a particular point of view. And in Plotinus, each form in the intelligible realm is said to contain all the others.

“Duns Scotus says that the object has two ways of being present: ‘in itself or in the intelligible species’: either in the direct intuition of its existence, or as the objective correlate of a representation. From the experience of the singular thing, intelligence produces a determinate intelligible — in its being as object, according to Duns Scotus. After the reception of a sensible species, which is related to the singular existent thing, the act of knowing is related to the universal nature, engendered in the intellect according to an esse obiective. ‘What is the reason for the indetermination thanks to which the object that has its first being in the intellect is completely universal? I respond that it is not the thing by itself, since it does not in itself have such an indetermination […] Nor is it the possible intellect, since it cannot receive [an effect] in a way that is more indeterminate than the object can produce. It is the agent intellect, concurrently with a nature that is in some way indeterminate in itself, that is the integral productive cause of the object in the possible intellect according its first being.’ The being of the object is so constituted as to allow intelligible correspondence between the universal in us and the nature that really corresponds to it in the singular thing. Objective being is universal being in the intellect. It has its own proper structure and autonomous reality” (pp. 101-102).

Now the object “in itself” seems to be usurping the primacy of the real thing. Objective being is now said to have an autonomous “reality” of its own. Perhaps Scotus means to say that objective, represented being is more truly or more properly “being” than real being, since the objective is universal and the real is particular.

“The intellect, a real and efficient (but partial and concurrent) cause of the intelligible species, relates to the content as to a veritable thing. As a consequence, it relates to the object without depending on exterior things, without receiving an information from emanated species, other than in a secondary and accidental manner. It represents it independent of its presence or absence, and of the relation of causality induced by that presence. It relates to it intentionally without depending on it causally. The esse obiective of Scotus, by reason of this detachment from the chain of causality resting on the transmission and the denuding of sensible species, opens on another order than the theory of the species expressed by Thomas or Henry of Ghent. By this disengagement, the noetic and logical order no longer depends on the sensory and psychological path of the species. Representation rendering the object present is the seat of an intentionality, of a tending of mental acts toward the represented (the universal). In objective being, representation always renders present an intentional object, whether it really exists or not. It aims at a universal, and this works without the presence of the thing itself” (pp. 102-103).

For intellect, on this account the relational content of a concept plays a role analogous to that played by the sensible thing in perception.

“Thus opens a distinction between intuitive and abstractive knowledge. The knowledge of the object is no longer regulated by the object and the different phases of the intellectual purification of the object. The question of truth as adequation gains a new acuity” (p. 103).

Now the sensible thing — previously contrasted with the object — is referred to (at least by Boulnois) as an object.

Knowledge is no longer regulated by the sensible real thing, but by what I would construe as an integrity or coherence of intentional relations. The odd thing is that this coherence is nonetheless viewed in terms of an adequation or correspondence between knowing and the object.

“Duns Scotus in effect distinguishes two kinds of relation between the act of knowing and the corresponding object. 1) That of measure to measure. 2) That of union with the term with which it is united, which we can also call a relation of attention to the other. They correspond to the distinction between abstraction and intuition. In abstraction, this second relation has no place of being; to know abstractly is to measure. But what is measuring? It is to have, thanks to another thing (measure), a certainty of the determinate quantity of the object. There are two relations of certainty: that of the thing to the intellect where the certainty is produced, and that of the thing to the measure thanks to which the certainty is produced. The last is a real relation, because it is a matter of a comparison of two things, the measure and the measured. Even if it is the intellect that compares them, the measured depends on the measure, according to a real relation between two real things. And since the measured is the object known, and the measure, the measure of knowledge, the dependency passes through two objects: ‘a dependency of the object as known on the object as “that by which it is known”.’ For sure, intellection is the measure of the object by the intellect, which is regulated by it. But the adequation of the measure to the measured is a real relation between two subsistent things. The relation is now deployed in a real, objective, homogeneous space” (ibid).

The relation of measure to measure can be construed purely in terms of “objective” relations like those between commensurable quantities, for example that of a number to another number, which are viewed as determinately subsisting, independent of any act of knowing. But Boulnois glosses this as one of two kinds of relations between the act of knowing and the object.

The mention of “union” with a term on the other hand recalls the inseparability of Aristotelian intellect from what it thinks. This is glossed as the other kind of relation between the act of knowing and the object.

In both cases, it is hard to see how the gloss applies, unless we construe the act of knowing as not presupposing a separable and pre-existing “knowing subject”.

Before, we were contrasting objective being and real being. Now there is mention of a homogeneous space that is said to be both real and objective. This may be related to the idea that the intelligible species, while not depending on any “real” or natural causality, is nonetheless a “real” production by the agent intellect operating as a real efficient cause.

“Here again, the model of light is essential. Aristotle remarked that ‘the agent intellect is like a light’. Light does not cause the object, it reveals it by shining on it. Just as light transforms color in potentiality to color in act, the intellect converts the intelligible in potentiality to an intelligible in act. The object is intelligible in act before intellection. It is only a terminative object, indeed preconstituted. It is the a priori of all thought” (pp. 103-104).

On this model, the agent intellect would “reveal” an object preconstituted in memory, and not be its cause. But then how is this object a “real production”, with the agent intellect as its efficient cause?

“An objection arises. Isn’t it necessary to say that intuition transgresses the limits of abstract representation? That intellect attains the evident knowledge of the object in its very being, without its formal substitute? To this three reasons are opposed: 1) Duns Scotus thinks representation as a preliminary condition of intuitive intellection, indeed as its theoretical sub-basement in the more general order of the functioning of the intellect. 2) The moment of intuition coincides with the production of an expressed species, or of a conceptual word (that is to say a representation that is definitional rather than imagined). 3) This real production can in its turn be preserved in memory: it is not the thing itself. We see that it will be vain to oppose representation (abstract) and intuition (concrete): intuitive intellection is the perception of a representation preliminarily elaborated by memory” (p. 104).

At a very general level, the idea that representation serves as a precondition and substructure for intellectual intuition somewhat resembles Kant’s argument that the very same categories that govern thought also govern the unconscious processes of the synthesis of imagination.

“If the object of perception or of the phantasm is imaginary, the object of an intelligible species is an intelligible object. Objective being is identified with being-represented. What is really engendered is representation, but what it implies, objective being, can be called metaphorically engendered, since it only exists by reference to this, and has a corresponding status. The being of the object is the measure of the being of the representation in the soul: they are of the same nature, phantasm, intelligible species, intellection in act, or acquired science. Thus the being represented in the object and the being of the representation in the soul correspond with and imply one another reciprocally. Objective being is defined as the vis-a-vis of representation, representation as what gathers and constitutes the thing in a unique reason, an object. The object is always the object of a representation, and representation is always representation of an object. The theory of objective being, in insisting on the double ontological status of the object and the representation, reifies representation in a substantial manner. It is not only an act but a thing, and indirectly substantializes the object. The latter is what stably corresponds to the representation, metaphorically engendered by thought” (pp. 104-105).

“Rooted in the medieval debate between Augustinianism and Aristotelianism, the Scotist analysis of knowledge opens up major ontological consequences. The production of sensible images obeys the laws of perspective: every body immersed in light imprints on the eye its resemblance, the sensible species. To explain perception, a certain Augustinian tradition (Henry of Ghent, Olivi) refuses to admit a total and direct causality of the object on the sense. Thomas Aquinas on the contrary showed the necessity rejected by Henry and Olivi. In renewing the doctrine of intelligible species while maintaining the autonomy of the intellect faced with the sensible, Scotus produces a new synthesis. Added to the singular representation of the sensible species, the intelligible species integrates a part of sensible causality, but becomes a real reproduction of the object in the soul. Thus for Scotus, being in general is attained by the point of view of the ‘objective being’ produced by the agent intellect — as represented being” (p. 105).

Thus being in general is reduced to the univocal and represented being of objects.

Back to beginning of this series: Being and Representation Revisited

Scotist Semiotics?

Still slowly working on a re-reading and partial translation of Olivier Boulnois’s L’Être et représentation (1999), we have already gotten a hint that Latin scholastics such as Roger Bacon and John Duns Scotus used some of the very same key terminology as the 20th-century Saussurean structuralists, but seem to have held a diametrically opposed view on the specific matter of the relation of signifier and signified. Boulnois does not explicitly mention the more recent French context. The last post was in part about what is called “signification”.

As a university student in the late 70s, I was tremendously excited to learn about French so-called “structuralism”, which seemed to support my own primitive insight that “relations are prior to things”. In this context there was a lot of talk about signifier and signified, growing out of the structural linguistics of Ferdinand de Saussure. Together with the American pragmatist Charles Pierce, Saussure is considered to have originated modern semiotics, or the study of signs. For a while, semiotics was high on my horizon.

A key point in the Saussurean tradition, which grew very big in postwar France, was that there is no direct relation of the signifier to the signified. Instead, it was said in effect that we are signifying animals who live and thrive in a sea of signifiers, and build meaning out of differentiation.

For Saussure, the signified is not the referent but the concept. What the concept really is was not discussed in detail. Saussure himself seems to have seen it as falling under what he called psychology and social psychology, which was a rather conventional view when he was writing in the early 20th century, but this plays no real role in his theory.

What is essential is the detachment of signification from reference. For Saussure, the sign is a two-leveled thing that consists of (sensible) signifier and (conceptual) signified. But in relation to its referents in the world, the sign is “arbitrary”. The sound or word “tree” has no inherent relation to a tree. I am not concerned to argue for or against Saussure here, just setting the stage.

For Roger Bacon, signs refer directly to things. For Scotus, “The sign leads immediately to the signified. Between them, we must not ask about any intermediary. It attaches only to a single signified: the present thing itself. It represents it” (p. 26, my translation throughout, emphasis in original throughout)

Here we see an explicit strong positive valuation both on presence and immediacy, and at the same time on representation. Representability will be Scotus’s minimal criterion of being. I see all three of these claims as deeply problematic, but that does not mean they can be simply and categorically rejected.

“This theory is unfolded in four theses:

1) Every sign is a thing, and reciprocally every thing can be a sign; it is thus that the father is a sign in relation to his son. ‘The sign is said relative to a signified, as “father” relative to a “son”; and it is also necessarily the sign of something, which is its foundation.’ A sign is at the same time the manifestation of something, and refers to an other. It is necessarily a real foundation, even if it also implies a relation of signifying/signified. On the one hand, it brings an information to the sense, the sensible species (visible, audible, etc.), or to the cognitive power (the intelligible species); on the other, it produces a knowledge of something else” (ibid).

The sign thus brings a (participial or ongoing) “information” or informing form to sense or intellect.

The notion of forms being somehow transmitted, and of their being a kind of thing that can be transmitted, has an interesting ambiguity. The image of species as discrete things flying through the air seems hard to sustain. And yet, there is a sense in which form is not locked up in one thing, but can be “communicated”. And what we call the thing — not merely stuff or an object, but participial “information”, or some form as a happening — is grounded in the becoming or manifestation associated with a present participle.

This manifestation is the mark of reality, which is not just a collection of ready-made objects or truths but a process of being manifested. This goes beyond mere presence as a snapshot or image capable of being mastered, and beyond mere representation as referentially standing for something. This is the sense in which objectivity as a happening involving essentiality goes far beyond the mere being of objects mastered or possessed.

I have always thought it was a happening or unfolding (or happening-as-unfolding, as distinct from happening as a mere punctual event — procession or “emanation”) like this that the neoplatonic talk about something beyond being aimed at — not mere being-there or a necessary support for it, but a nonpunctual unfolding of unmastered essence that is precisely not to be identified with “Being”, or with the putative object of “ontology”. And on the other hand, I want to think that ordinary being is already nonpunctual or outside of itself, and thus strictly transcends both representation and event, at very the same time that it is susceptible to genuine understanding and criteria of reasonableness.

“2) Every sign supposes an inference. Here Scotus recollects the Aristotelian heritage, in line with the unification aimed at since Albert the Great. Taking the theology of sacraments as a point of departure, and trinitarian theology as an example, it is not limited to the model of the linguistic sign. The sign permits an inference, which starts from the posterior to go back to the inferior [sic]: if b, then a. A thing signifies another if its existence entails that of another, be it anterior or posterior. Indeed it becomes the element of a reasoning by inference or likelihood (enthymeme). One same theory of the sign is to provide an account of signification and of inference. It allows a unified theory of semiotics as cognitive science to be constructed. The linguistic sign is only a particular case, thought on the model of inference. It functions not as a code (according to a biunivocal correspondence), but according to relations that are more numerous and more complex” (p. 27).

Quite unexpectedly, we have here not only an emphasis on inference in the context of signification, but it is contrasted with a mechanical code or biunivocal correspondence in a way that makes it sound like what Sellars and Brandom call material inference. But for Brandom this grounds a non-representationalist account, whereas Scotus, as we will see over the course of a number of upcoming posts, is arguably the arch-representationalist of the whole Western tradition.

“3) Scotus aims to provide a general and unique theory of the sign. To be a sign, it suffices to be a thing. But what is a ‘thing’? Not always a sensible, physical, material reality: for him it suffices to have a formal being, a reality sufficiently unified and positive to be able to be opposed to the term with which it is in relation, to become the foundation of this relation. The sign is the real term of a real knowledge. Unlike a sensible thing, a sign is first of all a formal object, a possible object of knowledge. ‘This is true not only of the sensible sign, taking “sense” [in Augustine’s definition] strictly, for the corporeal sense, but again it is true for the incorporeal sense, taking sense generally, for any cognitive power.’ The senses are not only sensibility (here, in the organic sense), but knowledge in the broad sense — intellection. The sign is not always sensible; it can be immaterial, and consist in a concept or an intelligible species. Like Bacon, Duns Scotus integrates in the theory of the sign the intelligible signs that are the concepts of the soul. But he envisions also the case of the angels, who communicate and transmit species or purely intelligible representations. By a philosophical decision, Scotus generalizes the status of the sign. The subtle Doctor gives an indifferent definition that is neutral and transcends genres. He conceives a transcendental semiotic” (pp. 27-28, brackets in original).

The idea of “formal distinction” — roughly, that there can be a “real” difference in definition where there is no difference in “being”, whatever that is — seems both plausible, and by no means inherently tied to the objectionable claims that will is superior to reason.

I’m still grappling with the suggestion that a concept could be a sign. That concepts are inferences, or at least are closely associated with inferences, seems plausible enough, and certainly better than the idea that a concept is a mental image. Brandom identifies concepts with rules we adopt to govern inference. That signification is closely related to inference also makes sense. But while it makes sense that a concept would be immaterial, I find it hard to affirm that the same would be true of a sign.

“4) The sign concerns the category of relation. Bacon had already remarked that ‘the sign pertains to the category of relation’. By itself, the sign brings about the knowledge of something else. It is constituted by a relation of inference to the thing signified. Does it go the same for signification as for knowledge? For Bacon, the sign represents something to someone: it implies two relations, in the accusative and in the dative, toward the signified and toward the interpreter, and it is the second that is essential. But Aristotle himself describes knowledge as a relation, and remarks that the destruction of the thing known entails that of the corresponding knowledge. Does the sign still signify when its signified disappears? The first, traditional, position consists in dissociating the truth of enunciation from the truth of the sign, and says, like Anselm, that there is a ‘true sign’ even when it does not signify something. Quite the contrary, for Bacon the sign loses its value as a sign. ‘If we cannot conceive anything by a sign, it is void (cassum) and vain, it cannot be a true sign; but it is only a sign according to the substance of the sign, and it does not have the status of a sign: it is thus that the substance of the father remains when his son is dead, but not the relation of paternity. And whatever vocal sound, the circle of wine or an other [sign], imposed in act in relation to a thing and instituted for it, can represent it and signify it, if what it signifies does not exist in act, it is not a sign in act.’ If the thing that it represents is absent, the sign represents nothing, it is indeed not a sign. It must receive a new institution” (pp. 28-29).

This use of Latin substantia seems very far indeed from Aristotle’s ousia.

Earlier, Boulnois had contrasted the radicality of Bacon’s direct realism with traditional views. He said that Bacon’s notion of the sign — in contrast with either that of Augustine or that of Aristotle — involves only two elements, omitting the mediating role of concepts or of the soul. Here it sounds like Bacon on another level does still leave a role for an interpreter. But perhaps an implicit distinction is being made between interpretation as immanent to the level of content (which a direct realist would presumably reject), and a transcendent dimension of something like the person of an interpreter standing over and above any content, which may be related to the voluntarism we will be hearing about shortly.

“The distinction between the kinds of sign is at the center of the semiotic theory: it brings out the principal articulations, and in particular allows the relation of signs in general to linguistic signs, of semiotics to semantics, to be thought. In Scotus, the relation signifier/signified is organized along three divisions” (p. 30).

Much more than a simple division of the subject matter is going on here.

“1) The relation signifier/signified can be natural or conventional. The natural sign manifests a real relation that is found in nature, while the conventional sign translates a relation of reason, which only exists for the intellect that establishes it. This opposition recovers the division between two kinds of inferential signs. The non-linguistic natural signs imply a causality and a real relation; the instituted signs, of which linguistic signs are a part, imply an intellectual decision, and indeed a relation of reason. The conventional (ad placitum) sign has only a relation of reason with its object; it is a second intention, a simple perspective of the mind with no objective correlate. Scotus gives as an example ‘the voice and the gestures of the monks’ who have taken a vow of silence. These signs ‘could signify other things, if it pleased the institutors’, for what has been instituted at will can be revoked at will. — But the natural sign better reveals the essence of the sign: ‘The natural sign signifies more truly than the conventional sign’. In effect, the natural relation of the thing to its sign is a real relation, implying a first intention: an aspect of the thing has exercised a direct causality on what signifies it. For example, the relation of smoke to fire and that of the thing to the concept are real” (pp. 30-31).

The vocabulary of first and second intentions comes from Avicenna. Roughly, first intentions are supposed to refer directly to concrete real things and genera like “horse”, whereas second intentions refer to abstract concepts like “subject” or “genus”. For Avicenna, Scotus, and others in the scholastic tradition, second intentions generally have a second-class status and valuation in comparison to first intentions.

Whether there really are such things as natural signs is a question that will have to be considered. Of course insofar as there are natural things, or phenomena that we agree to call natural things, there “are” such natural things as smoke and fire. We can probably agree too that smoke is in some sense “caused” by fire. But that that inference from smoke to fire is truly naturally given, and not in any way due to us, is quite debatable.

Scotus’s talk about the will of the institutors of a language is also problematic. It can be fairly said that the state of a natural language at a given time is not the product of anyone’s will, individual or collective. Even more generally, real history is not based on a foundational moment. It is the cumulative compound of many accidents.

“Duns Scotus nonetheless does not relate signification to knowledge, but to will. Speech is an ordered communication, which makes manifest certain signs of a mutual will…. Language does not express a knowledge, but rather indicates a will…. What we understand, what is said, manifests what the speaker wants to say. It is inscribed in the space of reciprocity (mutuae voluntatis), and not that of monologue or meditation. Finally, it has communication in this space of interlocution as its aim. Language agrees with the human as a being who is not limited to reason, but who is given a will” (p. 31).

The invocation of mutuality and reciprocity and a “space of interlocution” here is an important surprise that makes this more interesting. This overlaps with the concerns of Hegel, Gadamer, Habermas, and Brandom.

I use the locution “I want to say that x” from time to time myself. Right now “I want to say” that while to speak of a definite will in the sense of intending this and not that is a perfectly good distinction, claims that there even is a power of pure arbitrary choice — let alone that it is superior to intellect — ought to be rejected. What the speaker according to herself wants to say is indeed a part of the story of meaning, but it is only a part.

“Signs suppose an institution on our part. They follow from a voluntary decision, and in no way from a nature of signs. The order of signs is not in the nature of things. Established, stopped, they found a status, a state, or an order among the participants in discourse. But the instituted sign can efficaciously represent an invisible reality: a will. It thus represents an intellection, but under its highest form, as will, and allows the willed effect to be produced. The sign thus instituted has a double function: it guarantees the certitude of recognition, it allows the efficacy of its operation. The model is thus that of a pact (pactio), whether it is a matter of a firm engagement (sponsio), a guarantee (fideiussio), or an oath (juramentum). The efficacy of signs comes from a pact between the liberties they represent” (pp. 31-32).

We can see that there is a high-level analogy between this notion of the “institution” of a regime of signs and the common early modern foundation myth of a social contract. Like the social contract, which is supposed to ground strong claims of political sovereignty — and unlike Hegelian mutual recognition, which is always in process and open to another chapter — the institution of signs for Scotus putatively has an “always already founded” status.

As is common in the scholastic tradition, efficacy here is also unequivocally associated with efficient causation, which is treated as the most primary kind of cause, whereas in a purely Aristotelian context efficient causes are subordinate, which implies that efficacy cannot be simply identified with efficient causality. Moreover, for Aristotle himself, something like the art of building is more truly an efficient cause than the architect or the carpenter or the hammer or the hammer’s blow.

“2) The signified can be permanent or intermittent. The sign that always has its signified is a ‘true sign’ in the sense of saint Anselm. It is also called ‘efficacious’ because it implies an efficient causality between the event and its sign. Reciprocally, for the one who depends on it, it always leads to a knowledge. It has no need of an interpreter, and always does what is expected of it: it always realizes its proper operation. The necessary sign can only appear accompanied by its signified: the eclipse is the true sign and efficacity of the interposition of the earth, since it is always the effect. This signification, which rests on a necessary inference, is necessary and always true. Thus all the natural signs are efficacious signs” (p. 32).

From an Aristotelian point of view, I have already expressed some skepticism about the claim that there are natural signs, but in the Catholic tradition it is commonly held that the sacraments, unlike linguistic signs, are efficacious in themselves, and Scotus is giving voice to this.

“But among the conventional signs, certain are efficacious (the sacraments), while others are not. The latter do not always imply their signifieds, but are sometimes true, sometimes false, that is to say neutral. This kind of sign is falsifiable, it is enunciated in variable propositions, and its signification is contingent. It is not efficacious, not having the power to realize its signified: in a proposition, it is not in the power of the speaker to make it so that the sign is accompanied by the thing it signifies. The sign is thus not true by itself, but is an exterior adequation to its signified. The ambivalence between the truth of the sign and truth of adequation mark the division between the conventional sign in general and the efficacious sign” (ibid).

The notion of efficacy here also seems be an all-or-nothing proposition — either total or inapplicable. I think there is a kind of efficacy of signs, but it is never total.

“3) Again we can distinguish signs according to their relation to a temporal signified. Some refer to the past (commemorative signs), others to the future (predictive signs: prognosticum), and others finally to the present (deictic signs: demonstrativum). For Scotus language is a commemorative sign, while the sacrament is a demonstrative sign” (pp. 32-33).

The “commemorative” status of linguistic signs is presumably supposed to be a kind of reference back to a founding event or will. Again I think of social contract theories.

Husserl also speaks of “deictic” expressions, but gives the term the nearly opposite meaning of indexical or occasional, as contrasted with ideal. Something like Husserlian deictic expressions are called “floating” signifiers in the Saussurean tradition, because they have no fixed reference.

“According to Thomas Aquinas, every sacrament has an omnitemporal signification. It is the sign of the past, of the present, and of what is to come (it recalls respectively the Passion of Christ, source of all grace, the present which is the gift of grace, and the glory to which every grace destines the human). Its signification contains an essential presence, present to all the dimensions of time. For Scotus, on the contrary, the sacrament is a demonstrative sign. Like every sign, it has an intentionality pro praesenti. It refers to the present and to it alone. It is in this sense that it is a representative sign: the representational function of the sacrament as sign implies the realization of the signified at the instant of its utterance, and indeed the temporal presence of the object represented. It has a deictic dimension that is demonstrative, in contrast to memory and the promise. Representation is first of all a form of presence.”

Aquinas and Scotus are both doing things with presence, but it seems as though presence in Scotus is contracted to a punctual status that is connected with a punctual or all-at-once view of representation. The strong association of representation with presence is also important.

“Duns Scotus cannot accept the thesis according to which the verb in present tense signifies the instant at which the utterance of every enunciation is completed, or all the conclusions that depend on it. ‘When it is uttered, the verb cosignifies time in the same way that it signifies [the signified]’: as a consequence, when it cosignifies the present, it only refers to the instant of its utterance. When no indication comes to specify a proposition, the time of the enunciated in the present is that of its enunciation. The intention of the speaker comes to coincide with the rhythm of the phrase. Expressed temporality follows lived temporality. In the same way, by the force of discourse, the demonstrative pronoun hoc [this] signifies what it shows the instant it is proffered” (pp. 32-34).

For Brandom, pronouns like “this”, far from being indissociable from immediacy, are anaphoric back-references to something said before.

“Three metaphysical principles are interlaced in the Scotist semantics: the primacy of the will for justifying the institution of signs, that of univocity for establishing their ideal state, and that of presence for explicating their temporal reference” (p. 34).

Next in this series: A Triangular Relation

Ethics and the Dogma of Free Will

The last post treated Olivier Boulnois’s discussion of ethical deliberation and proairesis or “resolution” (which I formerly called “choice”) in Aristotle, which grounds Boulnois’s “genealogy of freedom”. Here are a few highlights of his discussion of how the very un-Aristotelian notion of free will emerged in the later tradition, along with parts of his conclusion.

Elsewhere I have used the common translation of Latin liberum arbitrium as “free will”, but more literally it is something like “free arbitration”, which is what a free will is characteristically supposed to do. In the context of this “archaeological” discussion where the terms appear side by side, the distinction matters.

Frequently, talk about will is fraught with ambiguity. Good will — and more generally, definite will as intent subject to interpretation — is a completely different thing from the indeterminate will conceived as a power of decision ex nihilo that is being criticized here, but the two are often mixed together.

Voluntas did not always mean will, if we understand by that a directing principle of the powers of the soul, trigger of action and repose, and capable of contraries. The word is attested in classical Latin, in the sense of ‘favor’, ‘good disposition’ ” (Généalogie de la liberté, p. 254, my translation throughout). “[The Greek boulesis], which Cicero translated as voluntas, designates a sage emotion, a rational desire, the superior form that desire takes when the [Stoic] sage is no longer subject to passions” (ibid).

In the Stoics, we can see the beginning of an evolution toward modern concepts of will. But the Stoic usage properly applies only to the ideal of the Stoic sage. It is not yet a faculty of the soul that all humans are supposed to have.

According to Boulnois, the next major step was taken by Alexander of Aphrodisias, in late 2nd to early 3rd century CE. Standing near the beginning of the Greek Aristotelian commentary tradition, Alexander is the most historically influential of the Greek commentators. Relevant here are his arguments against Stoic determinism, in the non-commentary treatise On Fate.

“Is it necessary to define freedom as freedom of the will, or free arbitration? The problem of free arbitration, understood as a completely undetermined power to resolve [or choose], arises from Alexander of Aphrodisias, in a metaphysical rereading of Aristotle. In effect, Alexander is responding to a non-Aristotelian problematic, that of [Stoic] determinism. To do this, he establishes a connection between the concept of proairesis and the rejection of the cosmic determinism of the Stoics, thus giving birth to a ‘libertarian’ interpretation of decision, indeed to the concept of (undetermined) free choice. Where Aristotle affirms that we generically have the capacity to act or to not act, Alexander holds that we singularly, in each conjuncture, have the possibility to act or not, and to act otherwise. This is to say that proairesis becomes a faculty of choice independent of the state of the world — a free arbitration. And it is this concept, called ‘Aristotelian’ by Heidegger but in fact Alexandrian, that imposes itself, as well in [the early Augustine of the Treatise on Free Will] as in scholasticism, up to Descartes. It becomes necessary for this to consider not only action, but an interior power of choice. Free arbitration thus becomes free arbitration of the will” (p. 472, emphasis in original).

“In inventing a libertarian conception of action, Alexander [of Aphrodisias] founds an ethic centered on the capacity to choose for oneself a thing or its contrary, without depending on a preceding cause” (p. 248).

“The concept of free arbitration had already received its certificate of nobility from [the early Christian theologian] Origen…. But he implied no metaphysical thesis on determinism and indeterminism. It is Augustine who submits the concept of free arbitration to this problematic, and discovers the power of the will, in his Treatise on Free Will” (p. 253).

“But it is Augustine who made [voluntas] the founding concept of Western ethics, in joining it to that of free arbitration (liberum arbitrium). He made it the free arbitration of the will” (p. 255, emphasis in original).

“The Treatise on Free Will was at first conceived as a treatise on the good, in which Augustine demonstrated the divine goodness and the origin of evil, in opposition to the Manicheans. But to exonerate God, it was necessary to make the human will responsible for evil” (p. 256).

“The association of the will proper and free arbitration … suggests that the key of the fault [of original sin] resides in a power of choice belonging to the will. Evil does not come from nature, but from that will, in its exercise of choice…. Thus the first occurrence of [the phrase] free arbitration appeared at a crucial moment of reflection on the origin of evil” (p. 257, emphasis in original). “It is the human who is culpable, and God is innocent” (p. 259). “Willing is always in our power; in this consists our freedom” (p. 260).

“Augustine inherits the turn made by Alexander of Aphrodisias. Freedom of action has become a freedom of choice. And the power of choice is identified at once with the principle of assent to representations and the triggering principle of action: the will. Instead of a casuistry, instead of founding responsibility in the meeting of our beliefs and our desires, on the one hand, and on the circumstances of action, on the other, Augustine prefers to construct a unique and hidden inner principle, which is situated in an invisible part of the human (her soul); this principle is will, endowed with a free arbitration” (ibid).

Also influential in this context was the late 5th to early 6th century CE Roman Christian philosopher Boethius.

“In Aristotle, the problem of willing action and that of prescience of the future are totally disjoint. The first is treated in a reflection on ethical responsibility, the second in the framework of a logico-linguistic analysis of statements about the future” (p. 159). But “Boethius elaborates what will become the key argument: if the future is necessarily determined, free arbitration perishes, along with all moral responsibility” (ibid).

In the high middle ages, such arguments were developed to a fine pitch by the Latin scholastics. This turns out to be interrelated with the scholastic turn away from Aristotle’s own very innovative meta-ethical emphasis on the primacy of explanation by final causes, to a new privileging of a transformed notion of efficient cause that is closer to early modern mechanism than it is to Aristotle.

” ‘The final cause is not productive. That is why health is not productive, except metaphorically’ ” (p. 116). “At the end of the 13th century, Henry of Ghent and Duns Scotus understood this passage in an absolute manner. They deduced that the final cause produces nothing, that it is not really a cause” (p. 117). Henry of Ghent wrote, ‘The good that is known, insofar as it is represented in the intellect, moves the will only in a metaphorical way’ ” (quoted, p. 117, emphasis in original).

Though highly sophisticated and genuinely original, this scholastic devaluation of the final cause completely undoes what Aristotle himself highlights as his most important accomplishment in first philosophy (the detailed working out of a unique “final causes first” way of thinking and understanding, which orients itself through a hermeneutics of “that for the sake of which”). The scholastic reversal of Aristotle’s distinctive emphasis on final causes (in favor of putting a transformed notion of efficient causality first) puts a value-neutral notion of sheer power in top position in place of the good at the origin of things. Not only the first cause but also human agency are re-visioned in terms of this creative misreading of efficient causality as not just the means by which ends are achieved, but as a primordial value-neutral driving impulse, or (in the case of God) a value-neutral supreme power of creation from nothing. In philosophical anthropology, this is accompanied by a devaluation of Aristotelian teleological “intellect” in favor of the new voluntaristic notion of will, as the human analogue of creation from nothing.

“For Henry and Scotus, our passage means that the intellect and its object do not move the will…. But this interpretation, which reduces finality to the conjunction of a representation and a subjective will, is a hazardous extrapolation: Aristotle speaks here only of the need to distinguish between a productive cause and a final cause (the aim pursued is not the efficient cause of movement). And all the rest of his thought implies a teleology, that is to say a motion by a final cause, even for the beings that have no representation” (ibid).

“The will ceases to be simply the excellence of good humans (as with the Stoics). It implies a mentalist theory and a causal theory of action. — 1) Mentalist: because all action is explained as the exterior deployment of a mental state…. –2 ) Causal: the will is the cause of action…. Action becomes the effect of the will” (pp. 260-261, emphasis in original).

“At first, the fundamental definition of freedom is strictly ethical. It consists in the absence of constraint and of ignorance, independent of any metaphysical position on determinism or causal indeterminacy” (p. 473). “For at the origin, in Aristotle, [desire and logos or discourse] are clearly distinct…. The aporia arises when in an articulation that is not ontologically clarified, we confuse desire and the logos in the concept of ‘will’ (since the Stoics and Augustine). Successfully to rethink this articulation is the challenge and the task of an ethics. This imposes on us the task of destroying this metaphysical confusion that obstructs the philosophy of action” (p. 475).

The reference to “destruction” might sound a bit shocking, but it refers back to Boulnois’s methodological preliminaries. There, he said

“In the element of thought, destruction and construction are one sole and same act…. My approach is a form of ‘discursive dissolution’: through dissolution, we approach the resolution of the problem.”

To solve: resolve, destroy. Here it is not simply a matter of ‘deconstruction’…. Can we again philosophize after analytic philosophy? If the analytical method has a virtue, it is to conduct a rational reflection on problems, and to accept that they can have a solution” (p. 20, emphasis in original).

“It is undoubtedly impossible to give a complete analytic interpretation of the problem of freedom. It is likewise impossible to give a complete history of the diverse statements responding to the question. But paradoxically, what is impossible separately becomes possible conjointly.”

“I will reconstruct the principal sources of the doctrine of freedom, and of its intrinsic aporia. I attach myself particularly to the work of Aristotle….”

“When Aristotle affirms that an action ‘accomplished willingly engenders praise and blame, while an action accomplished unwillingly only engenders compassion (suggnome) and perhaps pity’; when Descartes declares that the freedom of indifference is ‘the positive faculty of determining oneself for one or the other of two contraries, that is to say to pursue or to flee, to affirm or to deny’; when Nietzsche demands, apropos of the eternal return: ‘do you will that again and innumerable times again?’, not only does it not concern the same thesis, but above all it does not concern the same question” (pp. 20-21, emphasis in original).

He devotes a whole subsection of the introduction to “the legitimacy of the middle age” as a field of scholarly endeavor.

“In studying the middle ages, we indeed study the hidden face of our history…. To choose the long path, which passes through the Middle Age, is to choose multiplicity and discontinuity” (p. 22).

“[T]here are not two eternal conceptions, one determinist, the other libertarian…. an alternative of which both terms were unknown to Aristotle, who envisaged neither free arbitration (but solely willingness) nor determinism (but only cause and responsibility)” (p. 23).

“This study supposes that we first research the origin and the structure of the question of free arbitration, then we examine the sense of action from Aristotle, as well as its obliteration under a theory of free arbitration” (ibid).

In the conclusion, he says

“The problem of free arbitration, or of the freedom of the will, is a metaphysical artifact for two reasons:”

“1. The will was introduced by the commentators on Aristotle through a complex series of translations and projections, such that rational desire (boulesis) became a will, which renders the primordial sense of action and of practical reason incomprehensible.”

“2. Freedom is not essentially a power of the soul, but a social and ethical aptitude.”

“To go further in the elucidation of the problem of freedom, it is necessary to destroy the concept of will, as the mental and causal principle of human actions. As Wittgenstein well saw, for this it is necessary to confront a radical analysis of action without reproducing this term (anachronistic in relation to Aristotle). For the idea of an interior principle, capable of contraries and cause of action, not only conceals an internal contradiction, but is a fiction that occults the different levels of action in which we are responsible.”

“We have given an account of the actions of which we are the authors. To be responsible for an action, it is necessary to be a cause. This signifies that the agent has the power to act, and for Aristotle, this is a bivalent power, to act or not to act in general. Aristotle never says that, in some precise conjuncture, given the beliefs and representations of the agent, she must have the power to do a thing and its contrary, and to not do what she does. For that is not the question: that is not what makes ethical responsibility; we are responsible for actions of which we are generically the origin; action depends on us, it is ours, when we are not constrained by an exterior force. That is also why we cannot excuse ourselves (exclude ourselves from the cause), by arguing that faulty action was necessarily brought about by our desires…. For our desires are part of us, and our action is not imputable to another…. To speak of a ‘weakness of the will’, is precisely to render the phenomenon incomprehensible” (pp. 175-176, emphasis in original).

“It is only through confusion with the problematic of future contingents that the metaphysical question of the contingency of choice emerged…. For Aristotle never claimed that our capacity to act or to not act now depends uniquely on us” (p. 477, emphasis in original).

“Free arbitration becomes the condition of responsibility, which makes free arbitration a necessary but indemonstrable condition of ethics. — This argument has a double inconvenience: first of all, it requires the admission of an indemonstrable principle; then, in making free arbitration the condition of morality, it prevents us from seeing the converse, that ethical orientation is constitutive of its concept” (p. 478).

“Fundamentally, freedom does not reside in a subjective power to determine oneself. Neither the term ‘will’ nor its functions exist at the origin, in Aristotle: we find neither a power that centralizes the other faculties of the soul, nor a principle of assent at the source of action….. It is ethics that founds freedom, and not freedom that founds ethics” (p. 479, emphasis in original).

“Freedom is not a postulate of practical reason; it is practical reason. And the human is not born free, but she may become so” (p. 481).

Flasch on Eckhart

“What is essential is the ability of the soul to give itself a form, to shape itself. It does not stand there fixed, like a tree; it knowingly and willingly throws itself upon others, it becomes what it takes up” (Flasch, Meister Eckhart, pp. 35-36; see Eckhart as Philosopher: Background for introduction).

“The eye, opened and cast on the wood, is, within itself, over there with the wood” (p. 44).

With this example taken from visual perception, Eckhart illustrates the essence of the Aristotelian theories of perception and intellect that, according to Flasch, are at the core of Eckhart’s thought. At the heart of both perception and intellectual knowing, Aristotle posits a kind of fusion of what modern people call subject and object.

Also central to Eckhart’s thought is the neoplatonizing medieval notion of “intellectual soul”, which fuses together the separate Aristotelian notions of intellect and soul, emphasizing their status as an operational whole. For the many medieval writers who attribute such a strong unity to the operational whole of soul and intellect, all the unique attributes of Aristotelian intellect may then also be said of the human soul, though it is far from clear that Aristotle himself would agree with this.

Eckhart also upholds a unitary interpretation of the “substantial form” of hylomorphic unities, which aims to be a completely univocal kind of form. Elsewhere, Flasch notes that this late and specialized version of the more general (and not entirely univocal) notion of form in Aristotle is already present in Averroes’ Long Commentary on the Metaphysics. Albert the Great and Thomas Aquinas used it to argue against the sharp soul-body dualism defended by some medieval Augustinians. Substantial form poses a stronger unity in the forms of things than I want to claim for a reading of Aristotle, but that seems to be a relatively separate issue that does not greatly affect Eckhart’s argument here.

“[L]ike the seeing eye that casts a glance at the wood and becomes one with the wood, man, through active performance, through seeing and loving, becomes that which he sees and loves in the mind…. We retroactively separate eye and wood from the eye-wood unity. Is the wood-eye union the truer reality? Or is it merely an image, or simply a thought? Seeing things clearly in this regard, according to Eckhart, is the necessary precondition for understanding everything he says — not study of the Bible or dogmatic theology. First and foremost, we need to occupy ourselves with understanding this unity. It is our daily life. It is not a thing of nature, but rather the having of natural things” (p. 38).

We become that which we contemplate and love, that toward which we direct our attention. For Eckhart, the intellectual soul is not just a theoretical construct, but a part of everyday experience and of the basic ways of human being. Where the modern “subject” is usually considered to stand aloof from its objects, Aristotelian soul and intellect actively find or develop their content in and by means of what modern people would call their objects. Though we may marvel at it, this kind of fusion is not a mystical ecstasy, but part of the normal working of everyday life. It is not passivity, but a kind of fused activity. It seems to be this fusion at the heart of human experience that for Eckhart involves the divine giving birth to itself.

Eckhart uses philosophical senses of logos (word, speech, discourse, relation, ratio; what distinguishes the human from other animals) to explain its religious sense associated with Incarnation. We might say he uses logos as a name and descriptor for the intellectual soul’s fused active relationality.

“Why is ‘Word’ the keyword? It signifies relation. The Word unifies the speaker and the spoken content” (p. 36).

“‘Word’ in its essence refers to the intellect; the one who speaks and that which is spoken occur in the Word. The Word has a relational character; it unifies within itself those that are separate as natural things…. Eckhart conceives of man as Word, not primarily as a thing of nature” (p. 37).

It seems that for Eckhart, the Biblical Word and the Incarnation refer to the fused activity of the intellectual soul.

“[R]eason conceives of itself as an image identical to its exemplar, which is within it in eidetic fashion, that is, as actual intellectual being, uncreated and uncreatable” (p. 43).

As in Plotinus, for Eckhart the intellectual soul has a direct link with the divine, and may be said to contain metaphysical realities within itself.

“The unity of reflective self-consciousness and ethical orientation follows from this. The way reason — always in the qualified sense — is, it has nothing in common with anything else” (ibid).

“Eckhart does not say: ‘Until now, you have misunderstood Christianity.’ He says: ‘You have misunderstood yourselves, and as long as you persist in this error, you cannot provide Christianity with the intellectual and ethical form which is possible today, in 1300′” (p. 44).

Eckhart makes the astonishing claim that Aristotle, the Old Testament, and the New Testament all teach the same thing. According to Flasch, he even says that the Bible contains all natural philosophy. A first clue to what such sayings mean is that he says he will explain the Bible using nothing but the natural reasons of the philosophers. He will not appeal to revelation to justify what he says. This is not entirely atypical among medieval theologians. Flasch notes that even Anselm of Canterbury, a rather cautious thinker who precedes the main development of Latin scholastic philosophy, considered it a theological best practice to minimize the use of conversation-ending appeals to revelation.

“What previous readings of Eckhart often lack are linguistic discipline, semantic specification, and a philological basis: the way we have labeled and interpreted Eckhart and the categories into which we attempt to squeeze him even today were created at a time when his Latin works were still unknown. And yet they far outnumber his German works, and their tradition is more secure” (p. 46).

Flasch highlights Eckhart’s systematic use of the qualifier “insofar as”, an Aristotelian device that picks out and distinguishes one sense of something that may be considered in several ways. This he combines with a radical notion of what he calls primary determinations. These include the traditional four “transcendentals” Being, Oneness, Truth, and Goodness, as well as Idea, Wisdom, Love, and Justice. In a rather Platonic way, Eckhart will say things like “Insofar as we are just, Justice itself operates through us.”

“If something is, the primary determination is completely present within it. Then not only is the primary determination’s product or its similarity within us; the primary determination itself is present…. Everything that the primary determination itself effects, it effects not toward the outside, but rather into itself. Being has no outside. Again, those imaginative ideas taken from the working methods of craftsmen are problematic. The effecting of the primary determinations is not a producing…. Their effecting consists of making what has been established resemble them, of making what has been established into a being. Eckhart teaches elementary concepts of reciprocity…. Someone who has not learned from the prologues that the active pulls the passive toward itself, that is, that it makes it active, cannot interpret Eckhart’s birth cycle in the proper Eckhartian sense” (p. 80).

“Being, Oneness, and Goodness are active primary determinations, not abstractions. Thus, one has to say that this is God. As Aristotle saw the being of green in the being of the tree, so Eckhart sees the being of things in Being itself” (p. 82).

“I must not speak of Being or of ens in general in the same way that I can speak of this or that individual being…. In substance, they are in each other. This is what pious people mean when they say the world is created. This needs to be explained. Otherwise, the imagining thinking, that is, thinking that creates mental images, edges forward and makes us believe that the creation of the world consisted of God externalizing things from within himself” (pp. 82-83).

“In Eckhart’s time, the concept of pantheism… did not exist. Eckhart removed the issue… by differentiating… between primary determination and individual thing, but he made it clear that Being was not distinguished in the way that individual things were differentiated” (p. 83).

“This theology is short and clear. And it argues philosophically. It easily solves all or almost all questions that can be asked about God, and it does so in the light of natural reason…. There is nothing here of the abyss, nothing of the blinding darkness of Dionysius…. Moses says that God created the world in six days, but he said this for simple people; we know that Being is directly present in self-positing. People say that God created the world, but we know that Being continually posits itself anew in the present” (ibid).

“Placing his Biblical interpretation… before the doctrine of primary determinations — that means contradicting Eckhart” (p. 85).

“[T]ruth, Eckhart says, belongs to the intellect; it indicates relation or includes it within itself. Then follows a strange sentence […]: ‘A relation, however, has its entire being from the soul and as such is a real category, just as time, although it has all its being from the soul, is nonetheless a subspecies of quantity, that is, of a real category'” (p. 89).

“This sentence is strange for several reasons. It shifts from the statement ‘I am the Truth’ to a general theory of relations. Truth, Eckhart says, either is a relation or includes a relation, but a relation stems entirely from the soul and as such is an actual ‘predicament’. Every philosopher admitted that there existed relations purely of thought…. But no one who argued for real relations claimed that they were entirely derived from the soul” (ibid).

This is in Eckhart’s Parisian Questions. Here he rejects the argument of Aquinas that being comes before life and knowing, saying, “I, however, believe the exact opposite” (quoted, p. 91). Eckhart indeed explicitly puts knowing before being.

“[H]e reminds us in good Aristotelian fashion that mathematical objects cannot be considered according to intent or good, and that something that has being is identical [sic] to the good. Good and evil exist in the things themselves, but true and false only in the soul” (p. 91).

“Eckhart successfully describes the special status of the image. It still has, so to speak, a foot in the world of natural things; it consists of wood or stone or canvas; it has an efficient cause and often also an aim. But as an image, it does not have being; rather, it is the relation to the thing it represents…. Insofar as it is knowledge, it belongs to a different world. In questions such as this one, philosophical analysis has to be detached from the imagination” (p. 92).

“Properties are not beings; only their substance has being” (ibid).

“The intellect must not be a specific physical nature if it is to be able to comprehend all physical natures. The knower is the living negation of the known” (p. 93).

Eckhart makes the implicit “negativity” of Aristotelian intellect explicit, and applies it also to the soul.

“Our intellect is nothing, and our intellectual knowledge is not being…. This means that we are talking about the intellect as the actual having of universal objects, and about perception as the grasping of perceivable things. Not about the eye as a sensory organ, not about the equipment of the soul with the faculty of knowledge. Eckhart has transformed the question of an angel’s knowing and being into a general negative theory of sensory and intellectual recognition and claims. The intellect as such and also perception as such are neither here nor now, and insofar as they are neither, they are nothing, but insofar as they are natural faculties of the soul, they are something” (pp. 95-96).

“Here, in what appears to be an excessively dry critique of the Aristotelian ontology of the schools of the time, Eckhart lays the foundation of his thinking. He is looking for the special condition of the intellectual being, its nonmateriality, its energeia-like unity of knower and knowledge” (p. 99).

“Thus, intellectual knowledge is being God’s form or becoming God’s form, since God also is intellectual knowledge and is not being” (p. 100).

In different contexts, Eckhart says both that God is being and that God is not being.

“In summary, the first Parisian questions seem to be concerned with God and angels, but they are actually exercises in the search for intellectual being. They lead us to the edges of ontology, which cannot grasp image and knowledge. Its consequence is that we imagine God and the soul as thing-like. But that way is best forgotten” (p. 101).

“[W]isdom is infinite. Within it, everything always continues. Where it actually is, it is continually re-created. It is not born once and for all; its eternity is perpetual becoming” (p. 103).

Eckhart clarifies that creation is not meant as an occurrence in time.

“Eckhart, we must remember, permitted everyone so inclined to call God being. Now he proposes to say ‘Being’ (esse) and ‘Justice’ (iusticia) instead of ‘God'” (p. 104).

“God is Being. This tenet remains. But since Heidegger, the sentence has had a different ring to it from what Eckhart intended it to mean” (ibid).

“The human mind is the eagle that ascends to the origins of things” (ibid).

“What Eckhart calls Being is the productivity of the primordial mind, which produces images of ideas that the human intellect grasps as the immanent origin of the experiential things. Being is defined through the intellect, not through presence, not as a whole of facticity” (ibid).

“Being” taken in a positive sense especially means “intelligible being”.

“Primordial mind” is intellect outside of space and time. In this regard, Eckhart is closer to Augustine’s strong emphasis on eternity than to Hegel’s valorization of becoming.

“The philosopher, like the lover, does not look for the origin from which something developed, that is, its efficient cause, nor for what it is good for, that is, its purpose. Analyzing efficient and final causes is indispensable for investigation into natural things, but Eckhart is searching for the pure form as the true Being. He construes the divine life and the life of the deified man, the homo divinus, as a disclosure of form outside efficient and final causes…. [P]hilosophy was the eagle-like ascent to the realm of the grounds of being, the return to living substances that have their purposes within themselves, the elimination of thing-oriented ways of thinking, and the path to a proper life…. The proper human life is the aimless settling into the perpetually new Wisdom that is also Justice and Godhead” (p. 105).

Flasch points out numerous Platonic-sounding phrases in Eckhart, like the “pure form as the true being” above.

That efficient causality has no role in first philosophy is how I read Aristotle. But the neoplatonic commentator Ammonius (a student of Proclus, and teacher of Simplicius, Philoponus, and Damascius) argues that the first cause is also an efficient cause, and not only “that for the sake of which”, as Aristotle says. Most medieval writers (certainly Aquinas) follow Ammonius on this, and assume that the first cause is an efficient cause. Eckhart is an important exception.

Eckhart’s negative conclusion about “final causes” applies to external ends of a utilitarian sort, but ignores Aristotle’s emphasis on entelechy, which involves precisely an end that is intrinsic to a being’s being what it is. I want to say that we are our ends, as confirmed by our actions. In Eckhart as in many medieval writers, the later construct of univocal “substantial form” takes over most of the large role that Aristotle assigns to entelechy. It is admittedly hard to see entelechy as completely independent of time, which I think is what leads Hegel to reverse the traditional order and make eternity dependent on becoming.

“Eckhart’s God sheds the regalia of otherworldly imperial honors and endorses man as his own kind” (ibid).

Eckhart develops a theology that clearly rules out what Brandom rightly decries as the “command-obedience model” of normativity. As in Plotinus, a human’s connection to the Good instead involves an intimate sharing, and even a kind of reciprocity.

“The active above attracts the initially passive below. The below becomes the eagle that flies up to the hidden grounds of the world. It is our reifying contemplation that does not recognize the coincidental dynamic in the process between the above and the below” (ibid).

The active above works as an attractor. This is important. Though Eckhart doesn’t seem to explicitly talk about the teleology that Kant called “internal” and that on my reading is the mode of operation of the first cause in Aristotle, he nonetheless seems to come to a similar conclusion. For both Eckhart and Aristotle, the “below” is attracted to the “above”. But Eckhart is closer to Plotinus and the monotheistic mainstream in his insistence that the First is a source as well as an end.

“Eckhart declares… that he intends to proceed as a philosopher, and he adheres to this stated method. He aims to answer all or almost all questions about God with philosophical arguments, and in clear and simple terms…. This aspiration appears so impracticable, so immoderate that some Eckhart scholars have felt the need to understate it in order to present Eckhart in a better light. But Eckhart asserted this claim sharply and clearly. We can choose to reject it, but we should refrain from reinterpreting and changing it” (p. 109).

“The intellect is supernature. Plato’s intellectual world will become Leibniz’s ‘realm of grace'” (p. 111).

“Every reader of Eckhart has to fight his own imagination, which presents justice to him like an additional property of a person that is dependent on the person” (ibid).

“Eckhart’s God is Being and Unity, Justice and Wisdom. He is the all-encompassing attraction or love…. God is the original formal act, the primus actus formalis…; he discloses the having of form.” (ibid).

Again we have attraction, rather than a making, a push, or a command.

“The primary determinations attract to themselves everything that follows” (p. 112).

And again we have attraction. By this description, Eckhart’s primary determinations are after all what Aristotle would call ends that are sought for themselves, and not for the sake of something else.

“What matters in the context of moral actions is the intention, not the external act…. This justice is before and outside external actions” (ibid).

Eckhart is not the only medieval philosopher to say something like this. Peter Abelard similarly emphasizes the importance of intentions in ethics.

“Justice, in Eckhart’s writings, becomes the life of the mind. Thus, the just man finds peace in works and does not expect rewards; his ethical actions have value in themselves” (p. 113).

One of the charges against Eckhart was that he denied the importance of external works and ritual observances. But the context was implicitly things done for the sake of something else. That, I presume, is what Eckhart meant. But ethical actions have value in themselves. They have their end in themselves. They are not done for the sake of something else. And, he says according to Flasch, the just man finds peace in works. Whatever may be said about his relation to orthodoxy, Eckhart is on firm Platonic and Aristotelian ground here.

“Eckhart does everything he can not to construe God’s relation to the world as having developed arbitrarily, although there are people who imagine that this is precisely what proves the freedom of a personal God” (p. 119).

Like Albert the Great as previously discussed by Flasch, Eckhart puts intellect decisively ahead of will in his theology. To my layman’s eye Aquinas seems to formally maintain the same, but to make more concessions to voluntarism.

“Only thinking overcomes the false imagination to which many people succumb: they imagine God and the world as separate and relate the two as efficient cause and effect” (p. 121).

So there is someone else besides Aristotle who agrees that the first cause is not an efficient cause.

[I]n divinis, that is, in the nature of God, but also in the homo divinus, in grace and salvation, there is no place for the category of causality, only the category of the ideational ground of reason, of ratio, which shows itself as disclosure of form. Aquinas described grace in man as the presence of God as efficient cause…. Eckhart’s philosophical reform consisted also of silencing the voice of efficient causality. Only grounds of an ideational-formal kind are at once wholly immanent and wholly transcendent…. They make possible the qualified concept of the living that has its telos within itself, just as Aristotle conceptualized it in the twelfth book of his Metaphysics” (p. 122).

Aha, now we even get living with a telos within itself, and a reference to book Lambda. Previously we saw him exclude external “final causes”, while remaining silent about the “internal” kind that are of far greater interest. But here the internal kind seems to be affirmed.

Eckhart’s first commentary on Genesis “rests on the combination of the Neoplatonizing metaphysics of Being and Oneness with the doctrine of intellect as presented by Anaxagoras, Aristotle, and Averroes and as corresponding with Augustine’s theory of mens. Eckhart’s anthropology, like his philosophical theology, is also a theory of intellect. This becomes especially clear when Eckhart speaks of man as God’s image. The Platonizing metaphysics of Being joins the philosophy of intellect and produces an ethics. Eckhart’s ethics presents the concept of the homo divinus” (ibid; see also The Goal of Human Life; Properly Human, More Than Human?).

“Eckhart writes that the reader should take the Biblical narrative as parable. He is supposed to let go of the narrative as events and facts” (p. 125).

“If someone says that God commands, then his commanding is to be interpreted in the light of his intellectual nature: his is not an external commanding. He is not ordering about. His ordering consists in providing things with their form” (p. 127).

Those who have understanding do not need to be commanded to be good. Commands are for those who lack understanding.

“The intellect is the root of freedom…. The goal of acting freely is to become a deified man, homo divinus. Within the deified man, the just man and justice are one. For him, the Good itself is the goal and in itself is its own reward. He does not look for external reward. Punishments, too, are intrinsic to acting. The good life consists of a consequent inner orientation, of inner being, not of doing. Action implements the way to being and life. God does not order any external act” (pp. 128-129).

In his commentary on the Book of Wisdom, Eckhart “continues his battle against the advancement of reified ideas, as though Being were a retrospective abstraction of many things or as though it were added to things in the form of a property. It is a rejection not so much of the representation of things in the imagination as of their dominance within philosophical thought” (p. 132).

“Eckhart recommends substituting primary determinations’ names for one another as a method. We may as well say Being instead of ‘God’ or Oneness or Justice or Wisdom. This was not uncommon among philosophers; Plato said ‘the idea of the Good’ instead of ‘God’ when he was not referring to the gods of popular religion; Aristotle, ‘the prime unmoved mover’, Avicenna, ‘the necessary being’, Aquinas , ‘being that exists by itself'” (p. 135).

“As we have seen, other primary determinations, such as Oneness, Wisdom, and Justice, are supposedly uncreatable. If God is called the esse, it is also uncreatable. Different meanings of ‘esse’ are operating here. Readers of Eckhart have to learn how to handle the flexibility of the concept” (p. 136).

“‘Many,’ Eckhart says, imagine creation as an effecting, as it were, toward the outside” (p. 137).

“Eckhart also rejects the idea that man should act well in order to receive earthly and heavenly rewards. The ethical good is an intrinsic value, not a means to an end” (p. 192).

“The sermons criticize the theology of the time, not just the wrong kinds of living. They correct the dominance of the imagination of stable, ontologically autonomous things, which hinders man from understanding himself and God and from grasping that his ‘neighbor’ lives beyond the ocean, too” (p. 198).

“The humble man compels God so that God must give himself according to his nature, and indeed must give himself wholly, for he is indivisible. God must: that is the message. His grace is not a random selection of blessed individuals out of a mass of sinners. God must; this motif appears again and again, not in the sense of an external compulsion, but rather from his nature, which he follows freely. Thus, he gives me everything that he gave Jesus, without exception; he gives the soul the power to birth; and thus it births itself and all things” (p. 200).

Peter Abelard, who was interested in safeguarding divine goodness, had argued more generally that God can only do what he does. Albert the Great had argued for the possibility of purely natural beatitude.

“Someone who speaks of God but does not talk about his oneness with the ground of the soul is not speaking of the true God. The ground of the soul has nothing in common with anything; it is not like anything else and is thus like God” (p. 201).

Here again we have Eckhart’s version of the intellectual soul. The “ground of the soul” would presumably be intellect, since it is described in the same terms.

“The soul exists more in Justice than in the human body” (p. 210).

The human soul carries intellect and the One within it, Eckhart might affirm with Plotinus. Plotinus is the only other writer I can think of who has as exalted a view of the soul as Eckhart.

“One does not learn the correct understanding of the world from the Bible; one must have developed this understanding in order not to read the Bible mindlessly” (p. 212).

“‘Reason’ needs to be conceptualized differently than a ‘power’. It is by no means a sort of mental hand that grasps something and thereby comprehends it” (p. 213).

The Reason he wants to call upon is about the interpretation of form.

“The truly wise life consists not in contemplative joy, but rather in the directing of external action to the best thing that love demands (p. 222).

Here we see how he does make a place for external action.

“The just man exists in Justice. No vision or intuition tells us this is possible, but only the philosophical analysis of the concrete’s containedness within the universal (abstractum) — with a realism of universals taken for granted” (p. 229).

Realism about universals here seems to acquire both a distinctive ethical dimension, and something like a neoplatonic “procession” from the universals in the soul that I have not encountered before in discussions of realism and nominalism.

“In pre-nominalist fashion, Eckhart takes it for granted that Justice (Truth, Wisdom, Goodness) is the common and real determinant shared by all just men and then proceeds by eliminating the idea of making regarding the activity of Justice (Truth, Wisdom, Goodness)” (p. 227).

Eliminating the idea of making in thinking about the activity of justice makes sense as part of a program of de-emphasizing efficient causes and accidents in favor of substance and internal telos, such as it now seems Eckhart supported.

Ideal Life and Ours

We are halfway through Aubry’s discussion of Metaphysics book Lambda, chapter 7. From this point, she says that the text becomes less of an argument, and more rhetorical and descriptive. Aristotle compares the “way of life” (diagoge) of the divine with “ours”. His discussion here largely follows the much more developed one in book X of the Nicomachean Ethics. Toward the end of Aubry’s section, she also critically scrutinizes the more particular basis of claims that the first cause of book Lambda is not only a final cause but also an efficient cause.

(Though it is much longer than this post, for greater insight and a fuller context on Aristotle’s view of this relation between the human and the divine, I would highly recommend reviewing Ethics book X in The Goal of Human Life.)

Now “it is no longer only a question of movable and perishable substances, but more concretely, and for the first time, of the human subject” (Dieu san la puissance, 2nd ed., ch. 5, p. 189, my translation throughout).

“From the outset, the divine diagoge is characterized by comparison with the human condition, as being ‘like the best’ that is given to us, but also by opposition to it, since what is accessible to us ‘for a brief period of time’, mikron khronon, is for god continuously, aei [always]. The same opposition is found below, between the happy state god enjoys always, aei, but we enjoy only sometimes, pote” (ibid).

She quotes Aristotle, “The [divine] act is pleasure” (ibid). Plato in the Philebus suggests that the divine has a neutral state, but for Aristotle “god is the only living thing that at the same time has access to the most pure pleasure and always knows its enjoyment. If the human also has access to the pleasure of contemplation, she does not know it in a continuous enjoyment, for she is composed of two natures such that each for the other is against nature” (p. 190).

If I may be allowed a shallow comparison, this theme of divine pleasure makes me liken the condition of thought thinking itself to that of a blissful Buddha.

“In book VII of the Nicomachean Ethics, the continuity of divine pleasure is referred to the simplicity of the divine nature which, because nothing is mixed with it or hinders it, always exercises the same activity and finds in it a complete pleasure. The text of Lambda itself is content to associate pleasure and energeia. And where one might expect an exploration of the contrast between the transience of human pleasure and the perpetuity of divine pleasure, the next proposition proceeds on the contrary to underline their similarity. More precisely, the fact that the divine act is pleasure is given as the cause (dia touto [through this]) of the fact that for us every act is pleasure, whether it is a matter of walking, of sensation, or of thinking” (ibid, emphasis in original).

“We can see here a first illustration of the mode of action of the unmoved final cause as it has been determined above: we have immanent ends and aim at our own acts; it remains that through the latter, we also aim at the continuity and indeed the pleasure that attach par excellence to the divine act” (ibid).

“The following lines do no more than deploy the identity between act and pleasure, in formulating the conditions that make a certain act (thought or contemplation) pleasant. That the divine act indeed consists in thought is presupposed (or simply induced from the pleasant character of contemplation for us): above, the god has been assimilated to the intelligible, or to the noeton, but not to thought, noesis. For the act of thought to be pleasure, it is necessary that it be in-act, that is to say that intelligence is in effective possession of the intelligible” (pp. 190-191, emphasis in original).

“[T]hought in itself is thought of the best in itself, from which we deduce that the divine theoria [contemplation] is not only more agreeable, ediston, but also the best, ariston” (p. 191).

(Here again we are reminded how extremely different this is from modern notions of thought as “value free”, which seems to assume that all values are prejudices. We do not have to suppress questions of value in order to be fair and objective. Objectivity and fairness in the real world involve openness, but not a completely relativistic free-for-all. Fairness and objectivity are themselves values.)

“After the identity between act and pleasure, we pose that between act and life, zoe. This time, it is nonetheless clear that this identity only applies to one particular act: that of intelligence. It seems on the other hand that it applies to every act of intelligence, whether it be human or divine. Of the divine act, insofar as it is energeia kath autein [act directed toward itself], we say nonetheless that it is not simply life, but ‘the best life, and eternal'” (p. 191).

I was a little surprised that she says only the act of intelligence is to be identified with life. But she does not say that only the act of intelligence presupposes life, but rather that it is the only one to be strictly identified with it. Life for Aristotle is not reducible to some bare fact like a heartbeat; it involves purpose, and the best realization of purposes involves intelligence. That this applies to the human is no surprise. And if we accept that there is meaningful sense to thought eternally thinking itself, it is also no surprise that for Aristotle this would be the best life.

“It appears nonetheless that in the passage, [energeia] no longer designates a way of being but a way of acting: we no longer say that god is in act, but that god has an act. If this distinction between act and activity is at work, the text nonetheless invites us to surpass it: the activity of god in effect comes down to its character of being in-act. Thus, if god’s activity is thought, and self-thinking, this is, as Lambda 9 will make precise, because god is the good; and if the act is continuous, this is because as act without power, god is without movement or change. The notion of life, zoe, intervenes precisely at the junction of the ontological sense and the practical sense of energeia, serving thus to name the activity of that which is act by itself” (ibid, emphasis in original).

“More decisive seems to be the reiterated distinction between the continuous activity of being in-act, and the discontinuous activity of beings mixed from act and in-potentiality. The latter (or, at least, ‘we’) have access to an activity of the same nature as that of the divine: thought, pleasure, and life. What makes the difference between the theos and ‘us’, is indeed not the nature of the activity, but its duration (continuous/discontinuous) and its value (the activity of god is the best, and indeed also the most pleasant” (ibid).

“This characterization initiates the transition from the ontological approach to the prime mover, governed by the notion of energeia, to [Aristotle’s] axiological approach, governed by the notion of the good, which energeia in its most determinate sense nonetheless also includes. Against the Pythagoreans and [Plato’s successor] Speusippus, we thus repeat that the best and the most beautiful are arkhe [principles or sources]” (p. 192).

“From here the question is posed whether dunamis, more than a mode of being, designates here a mode of action: indeed whether the final cause must also be conceived as an efficient cause. The fact is that we have seen that the schema of efficiency, such as it is expounded notably in On Generation and Corruption, presupposes that the agent is in-act. Further, this schema is extended so as to be applicable to impassible and incorruptible realities: in their case, there can be action without reciprocal contact (they touch without being touched, move [other things] without being moved); and insofar as they are without matter, they are not affected by the action they exercise (the medical art heals without being healed)” (p. 193).

“According to this enlarged model, efficiency — and indeed also the dunamis poietike [power to do or make] seems to be compatible with actuality, but also with immobility, immateriality, and impassibility. The question nonetheless remains whether it is also compatible with the final cause” (ibid).

Previously, she pointed out that book VIII of the Physics does once apply the phrase dynamis apeiron [unlimited power] to the prime mover. This is indeed the passage appealed to by those who want to make the prime mover an efficient cause. The basis for this appeal is that Lambda 7 does briefly recall the argument of Physics VIII that the prime mover is without magnitude or parts.

But she has explained that in Physics VIII, what she calls the ontological sense of dynamis is completely missing, and the context is a long polemic against the Platonic notion of self-motion. Along with the fact that any reference to unlimited power is completely absent from the Metaphysics, and that the “unlimited” power of the prime mover in Physics VIII is not said to be unlimited in all respects but only in relation to time, she argues that this in no way intended to undo Aristotle’s many consistent affirmations that the first cause is pure act without power. This seems entirely reasonable to me.

“That the prime mover is a final cause, [the first half of] Lambda 7 has clearly established. To this must be added that the ontological sense of dunamis and energeia mobilized by the argument of Lambda 6 implies not only… that energeia is anterior to dunamis, but that it is anterior as end” (ibid, emphasis in original).

“Otherwise said… the final character of the causality of the prime mover is already posed, even in ontology, via the exploration carried out in Theta 8 of the asymmetrical relation between energeia and dunamis. As a result, the problem is not whether the prime mover is an efficient cause more than a final cause, but whether it can even be an efficient cause at the same time as it is a final cause. For on this point On Generation and Corruption is explicit: ‘to d’ou heneka ou poietikon‘, ‘the final cause is not efficient’. Thus ‘health is not efficient, except in a metaphorical sense’, that is to say in the sense in which, insofar as it is an end, it sets off an action that aims at it, but in which it is not itself the agent (it is not health that cures, but the medicine or the remedy). In the same way, we can say of the end that it moves [other things]; but we must not confuse that which moves [other things], kinoun, with that which does, poiein, or with the efficient cause as principle of movement, arkhe kineseos: if it is true that the efficient is also a mover, it is not true that every mover is efficient” (pp. 193-194, emphasis in original).

For this last, she cites On Generation and Corruption again.

“In the same way that the ontological sense of dunamis is incompatible with the characterization of the prime mover as pure energeia, its kinetic sense is incompatible with its characterization as a final cause” (p. 194).

Next in this series: Eternal Sensibles

Eternal Motion

Chapter 6 of book Lambda of Aristotle’s Metaphysics takes chapter 5’s unification of eternal and corruptible sensible substance as a starting point, and now inquires into the relation between sensible, movable substance as a whole and unmoved substance. We’ve been following the detailed development of Gwenaëlle Aubry’s provocative non-traditional interpretation of the distinctive features of Aristotle’s account.

“The simple and necessary substance is not needed in order to give an account of the substances that, insofar as they are mixed from act and in-potentiality, can either be or not be, but in order to give an account of movement insofar as it cannot not be. The first question for Aristotle is not ‘why is there being?’ but ‘why is there movement?’, or, more precisely, ‘why is there always movement?'” (Aubry, Dieu san la puissance, 2nd ed., ch. 5, p. 178, emphasis added, my translation throughout).

“Whereas the theology of omnipotence is a response to the question of the emergence of being, the theology of pure act in effect is a response to the question of the eternity of movement. The god of Aristotle thus provides a reason for the most manifest, for the most evident. It is not the ground — or the bottomlessness — of the mystery of being, more mysterious than the being it serves to explain, but the reason of the most immediate, most apparent phenomenon. Movement, in effect, is the first given” (ibid).

“[A]mong the different species of movement, the priority comes back to local movement. The latter is indeed anterior to genesis: ‘It is impossible that generation should be first’. Generation is only first in the order of the individual, since the latter must exist in order to move. But in order for it to come into being, it is necessary for another being to have preexisted it which was in movement, and the same for this last. Thus it is not movement that comes to be, but coming to be that presupposes an antecedent movement and being” (pp. 178-179, emphasis in original).

She quotes from Generation and Corruption book II chapter 10, “For it is far more reasonable that what is should cause the coming-to-be of what is not, than that what is not should cause the being of what is. Now that which is being moved is, but that which is coming-to-be is not: hence motion is prior to coming-to-be” (Collected Works, Barnes ed., vol. 1, p. 550, emphasis in original).

“There is no first instant of movement. Movement cannot not have always been” (Aubry, p. 179). She notes that the Metaphysics does not contain the demonstration of this. Aristotle’s actual demonstration of the eternity of movement occurs in book VIII of the Physics, and basically consists in adding an indefinite regress to arguments like those we have just seen.

“Lambda 6 in effect establishes that the principle of such a movement must be not power but act. We have already seen Aristotle’s insistence here on underlining, as in book capital Alpha, the originality of such a thought of the principle. The argument works in a regressive way, establishing successively that the principle of eternal movement cannot be conceived as a power (dunamis), not even as an active or acting power, but must be such that its very substance is act, he ousia energeia. Its stages, let us recall, are the following:”

“–to give an account of movement, it is not sufficient to assert a moving or efficient (kinetikon e poietikon) capacity, if it does not act (me energoun); for it is possible to have a power without acting (endekhetai gar to dunamin ekhon me energein)”

“–nonetheless, even supposing that the principle acts (ei energesei), we cannot give an account of eternal movement if its ousia is dunamis. In effect, if that which has a power has the possibility of not acting, that which is in-potentiality has the possibility of not being (endekhetai gar to dunamei on me einai)”

“–it follows therefore that there is a principle such that its ousia is act, he ousia energeia” (p. 180).

She notes the striking parallelism of Aristotle’s phrases, but also finds a progression between the two formulae, corresponding to a transition between the “kinetic” and “ontological” senses of dynamis that she has often remarked upon.

“As with that from power to in-potentiality, the transition is thus effectuated from action to act: the principle of eternal movement must be conceived not only as an always active and acting power, but as an act. The argument relies only on the ontological sense of [pure] energeia, understood as that mode of being which is subtracted from the possibility of non-being” (p. 181).

“Ultimately we find posed as the condition of eternal movement, a being of which the ousia is energeia. But to say this is also to say, as the two moments of the demonstration underline, that from this substance is excluded every form of power: as much active power as in-potentiality. Thus — and it is again necessary to underline the force, and the paradox, of such a thesis: the very condition of the efficacity of the principle resides in its absence of power. It is not because it is all-powerful or fully active, but indeed because it is fully act that it is maximally efficacious, since it is the principle of eternal movement” (ibid, emphasis in original).

“That the principle (or principles) of eternal movement are act is deduced again from two necessary properties: eternity and immateriality. We verify equally the claim of Lambda 5: act serves to name not only (as Theta 8 established) the mode of being of the necessary and the eternal, but also that of form or the immaterial” (p. 183).

She goes on to contrast this argument with the more limited concerns of Aristotle’s demonstration of the need for an unmoved mover in the Physics.

“Decisive for the demonstration of Lambda 6, the ontological sense is on the other hand absent from that of Physics VIII. The latter utilizes not the schema of finality and the correlation of in-potentiality and act, but that of efficiency and of the correlation of powers…. [T]he text of Physics VIII considers at length the Platonic hypothesis according to which the first principle can be a self-mover. It is concerned to demonstrate that even a self-mover must have a mover and a moved, and finally to establish that at the origin of change there must be an unmoved mover. But the relation of the unmoved mover to that which it moves is thought on the model of efficiency…. The hypothesis, foundational for Lambda 6, of an unactualized power, or a power that is able to not act, is not envisaged. The action of the mover on the moved is described [in Physics VIII] as that of a mechanical force, working by contact with the first moved thing” (ibid).

In Physics VIII, Aristotle even speaks of a temporally infinite power (dynamis apeiros) behind what is commonly translated as “eternal” movement. In Aubry’ s paraphrase, “But an infinite power cannot reside in a finite body, so the first mover must be thought as being indivisible, without parts, and without magnitude” (p. 184).

Physics VIII is after all concerned with the roots of ordinary physical motion, so it is reasonable that it focuses on the “kinetic” sense of dynamis. It does seem that Metaphysics Lambda refers to Physics VIII’s demonstration of the need for an unmoved mover, so it is reasonable to assume that Lambda represents a later development.

It should not be surprising that Lambda, from a different and later point of view, makes new arguments about the first cause that are not in Physics VIII, and corrects some statements of the latter on its nature. Aubry does not comment on this discrepancy, but is content to do her due diligence in pointing it out. We saw earlier, however, that in Physics III Aristotle does also subordinate the kinetic sense of dynamis to what she calls the ontological one of in-potentiality.

Next in this series: Ousia Energeia

Book Theta: Summing Up

We’ve reached the end of Gwenaëlle Aubry’s chapter on book Theta of Aristotle’s Metaphysics. At this point, with the textual analysis complete, she pauses to reflect on what this all means. I for one have been extremely impressed with the quality of her argument, upon this rather close examination in which we have been embarked. Here her conclusions seem to follow with ease. I’ll keep my comments to a minimum here, and mostly let her speak for herself.

“The movement of book Theta, such as we have attempted to trace, appears to us… as having for its object to subtract dunamis from the logic of force” (Dieu san la puissance, 2nd ed., ch. 4, pp. 145-146, my translation throughout).

“Theta 8 also justifies the etymology of the very terms, of Aristotelian invention, energeia and entelekheia, in posing the identity between act, ergon (function or work), and end…. Act says something more than ousia: not only subsistence, but being-in-the-end…. Thenceforth, dunamis and energeia are not only opposed as that which can be to that which is fully, or as the potential to the actual. They are articulated as oriented movement — tendency — toward its end” (p. 146).

“Act, for this reason, no longer appears only as another name for the composed ousia, but for ousia as such, and power, univocally characterized as the power of contraries, is designated as the principle of a fundamental contingency” (ibid).

“The notion of act is charged with an axiological significance [one having to do with value], the same that it already had in the Protrepicus where it made its appearance. If the identity of act and good is not explicitly posed in Theta (as it will be on the other hand in book Lambda), it is nonetheless presupposed by the identification between act, end, and ergon” (ibid).

“If the birthplace of the notion of energeia is ethics, and if this notion thereafter passes to ontology, it is indeed for founding an axiological ontology which in its content pronounces the identity of being, the end, and in the same way the good” (ibid).

“Going forward, what is proper to the ontology of dunamis and energeia seems to us to reside in that it allows being to be thought otherwise than as power and otherwise than as presence. Being, in the way that dunamis and energeia express it, is not only that which is there, not only that which acts [agit]” (p. 147).

(In the front matter to her second volume, Aubry says clearly, “Act is not action. Act does not act [L’acte n’agit pas].”)

Dunamis, we have said, is reducible neither to active power nor to passive power, but must be thought as the possibility of a movement toward act. As for act, it expresses not only presence, but being-in-the end and the good as realized or (when it excludes in-potentiality) as real: substance having realized its essence as good, or essentially good substance. Act thus appears as the ontological name of the good. It expresses the unity of being and value, the conjunction of the ideal and the real. Every act is a perfection, however ephemeral it may be — a place of absoluteness, an inalienable achievement. That is in act which, however weak it may be, was successful — that in which an Idea is here and now, even for a brief instant, incarnated. The Aristotelian good, we recall, is not an abstract universal, a Form without substantiality, or an empty ideal: it is, for each being, a possibility that is proper to it, and that can be effectuated. An axiological ontology, the ontology of act appears also as an ontology of non-scission” (ibid).

She notes that Pierre Aubenque, with whom she studied, wrote about both scission (a cut) and mediation in Aristotle in this context, but tended to emphasize the scission. She also sees both as important, but prefers to emphasize the mediation.

“In a sense, our reading only modifies this accentuation. But at the same time, far from seeing in the thought of Aristotle a metaphysics of inachievement and a wisdom of limits, we see an ontology of perfection, which also carries with it an ethics of surpassing: what is important is not that being is not immediately perfect, the human not necessarily divine, but that by way of the notion of in-potentiality, they are posed as capable of being so, by way of the notion of act as having being, even fugitively” (p. 147n).

“Aristotle nonetheless thinks the difference of being and the good at the same time as their identity. It is in-potentiality that serves to name this difference, this division. If it does not have being absolutely, neither is being in-potentiality an absolute non-being. It is at the same time in the mode of not yet and of always already: being in-potentiality is to be awaiting what we will be. But it is also, since in-potentiality is for a determinate act and becoming, to carry its becoming and its end in itself: being in-potentiality is being able to become what one is. If in-potentiality expresses the division between a being and what it has to be (its act, indeed, in which reside also its end and its good), it also expresses the possibility of annulling that division. In-potentiality at the same time poses distance and its crossing: if it expresses difference, it is as a provisionally differentiated identity. Indeed no more than the good is an empty ideal (or a Form-Idea) is in-potentiality an indefinite desire doomed to unfulfillment” (p. 147).

“In this way, Aristotle avoids the misfortune of scission. But he nonetheless does not fall into the naivete of immediacy. With dunamis is introduced the mediation of time, of movement, and even, with dunamis meta logou in the human, of liberty” (p. 148).

Here she gives the Greek for what is traditionally translated as rational power. More literally, this is “power after logos“, which more clearly captures the dependency of such power on the logos associated with deliberation.

“This division introduces the possibility of encounter, of error, of accident. An ontology of non-scission, the ontology of in-potentiality and in-act also leaves a place for the thought of failure or messing things up. If act poses the good and the end as real, and in-potentiality as to be realized, the passage from in-potentiality to act is never assured. The potential cannot be called a future actual, and the actualization of in-potentiality is never necessary, since it can be suspended by deliberated choice, or interrupted by accident” (ibid).

“Finally, the distance between act and in-potentiality leaves a place not only for difference, but for alterity [otherness]” (ibid).

She goes on to give some conclusions about causality.

“[E]fficiency is not suppressed…, but subsumed under finality: alterity is required as a moment of this progress toward self” (ibid).

“Efficiency nonetheless is only a means for finality, and transitive causality is only a means for immanent development. For the articulation of dunamis and energeia has something else remarkable in that it allows the efficacy of the end and the good to be thought. We have seen that in-potentiality is not thought in the order of force. It is nonetheless the source of a movement, or of a change, which has for principle the form as end, or act. For the end does not act, at least in the sense that it is not an efficient cause…; if it is, it is only metaphorically, kata metaphoran. The end indeed is efficacious without being efficient. If it acts, or has an effect, it is not as an efficient cause, in implementing an active power, it is a cause as act and end of in-potentiality. We could say, going forward, that if act names the mode of being of the good and the end, in-potentiality names its mode of action” (pp. 148-149, emphasis in original).

“The correlation of in-potentiality and act also allows the specificity of final causality as causality that is effective but not efficient to be thought” (p. 149).

This, she recalls, was one of the projects laid out in book Alpha, where Aristotle insisted on his originality with respect to the causes.

“For to identify this causality implies precisely to think the good neither as power and efficient cause, in the manner of Love or Intellect [as Empedocles and Anaxagoras respectively held], nor as in-potentiality, in the manner of the separate Forms. Plato in the Republic attributed dunamis to the Good: but if we want to think the power of the good, it is necessary to think it not as dunamis, but as energeia, and as the end of in-potentiality” (ibid).

“It is indeed in the articulation of dunamis to energeia that the secret of the power of the Good resides, that ‘daimonic force that makes it so that things are disposed in view of the better and the more perfect’, and to which Socrates in the Phaido relates his quest” (ibid).

“Going forward we understand that book Alpha of the Metaphysics, which we can read in part as an echo of this text from the Phaido, encompasses Socrates and Anaxagoras in the same critique: to succeed where they both failed, it is necessary to understand that the power of the good is daimonic or divine precisely in that it is not a power” (ibid).

Here of course she uses “power” in two different senses.

Then, as I have also emphasized, hypothetical necessity is central to Aristotle’s notion of explanation. Here we have Aristotle’s answer to questions about freedom and determinism.

“Hypothetical necessity governs both the facts of nature and those of choice. It is indeed as compatible with contingency as it is with the frequency or modality of natural phenomena such that their regularity can be interrupted by accident” (p. 150). She cites book II of the Physics.

“[Hypothetical necessity] nonetheless does not hold good as a simple heuristic concept, or a simple ‘as if’, but indeed as a constitutive principle, since in-potentiality inscribes in the very heart of beings, natural as well as artificial, the efficacity of the end and the reality of act” (p. 151).

Next I’ll take a look at her chapter on book Lambda.

Next in this series: Book Lambda: Introduction

Reading Metaphysics Theta

This will be the first of several posts on Gwenaëlle Aubry’s detailed analysis of book Theta of Aristotle’s Metaphysics. Here I will cover her introductory remarks.

In Aristotle’s text, “the ontological sense of dunamis and energeia, which the use of the dative expression to dunamei kai energeiai indicates, will not be explored at the outset. We depart from the kinetic sense of these notions, designated as corresponding to their current usage, but not from the project of the inquiry. And it is only later that we will see how dunamis and energeia exceed what is said solely in relation to movement” (Dieu san la puissance, 2nd ed., ch. 4, pp. 117-118, my translation throughout). 

“This extension, nonetheless, is also a deepening: the ontological sense will be progressively extracted from the kinetic sense, and the sense ‘sought’ from the current sense, but as that which the latter presupposes. For the notions of entelekheia [entelechy] and of ergon [a work] which the beginning of Theta highlights play a fundamental role in the transition from the kinetic sense to the ontological sense of energeia: it is they that mediate between energeia as the name of movement and energeia as a sense of being. And again, they allow it to be understood that energeia says being: not only subsistence or presence, but the function in which is accomplished the form or essence (en-ergon), and in this also the end (en-telos). Energeia is thus found coordinated with dunamis not only as the effective to the possible, but as the end toward which it tends” (p. 118).

“[T]he transition from the kinetic sense to the ontological sense goes hand in hand with a transfer from the model of efficiency and of the correlation of powers to that of finality and the actualization. of the in-potential. This last model, as we have seen, is already at work in the physical and biological writings, but Theta gives it an ontological foundation” (ibid).

Where I see Aristotle’s teleological and normative explanation of being as an alternative to impoverished articulations of first philosophy as “ontology” (i.e., a pure concern with being as existence, subsistence, or presence), Aubry instead chooses to retain the term “ontology”, while transforming it into a teleological and normative account. What she calls the ontological sense of the terms is for me their teleological sense.

“We must begin by studying the kinetic sense (or the sense that is at the same time kurios, first from the point of view of current usage, and me khresimotatos, not the most useful, not the one we seek)” (ibid).

This kind of approach, which takes ordinary language and what is commonly accepted as starting point but eventually moves beyond them, is very typical of Aristotle.

“This usual sense of dunamis is that which book Delta [on things said in many ways] already explored, but nonetheless did not consider in its correlation with energeia. If Theta resumes the first definition and the different senses distinguished by Delta, it nonetheless orders them and operates a sorting among them: thus dunamis is initially designated as equivocal, but among its significations, certain are designated as purely homonymic…. By contrast, the other senses of dunamis can all be referred to a primary sense: that of a ‘principle of change in another thing or in itself as another’. This primary sense of dunamis is indeed an active sense. Nonetheless, the definition proposed in Theta does not manifest this as such, since it does not indicate whether the change in question is enacted or undergone” (pp. 118-119).

“Thus in Delta as in Theta, the distinction between active power and passive power is effaced before the univoval characterization of dunamis as arkhe, as principle of change: or better, the distinction of active and passive is offered as a trait of change more than of the power that presides over it” (p. 119).

Arkhe, which Aubry here renders by the French cognate of “principle”, is what Sachs in his translations calls “source”. Dynamis at the “kinetic” level is a source or principle of motion and change, which renders Aristotle’s phrase for what got Latinized as the efficient cause.

I’m beginning to appreciate that Aubry is far from claiming that dynamis never means power in Aristotle. When I recently began studying this work more closely, I was initially confused to see her frequent use of the French puissance, as opposed to her emphatically preferred en-puissance. (I think at least once in an earlier post I substituted English “potentiality” — which I’ve been using for en-puissance — for what should have been “power” (for puissance) in my translation. Regardless of the grammatical form in the the Greek, Sachs and other English translators choose one word — “potency” for Sachs, “potentiality” in older translations influenced by the Latin. This makes the distinction Aubry is focusing on invisible.)

As things are coming more sharply into focus with this closer reading of her work on Aristotle, I now think these uses of puissance are her reflection of the nominative form used by Aristotle himself in many passages. As she says, the nominative form could denote an active power, but the dative form rules that out. According to Aubry, what she calls the ontological as opposed to the kinetic sense — the distinctively Aristotelian being-in-potentiality, as contrasted with the more generally recognized power to move things — is mainly associated with the dative. But the nominative nonetheless plays quite a large role in Aristotle’s text. And it is quite appropriate for the kinetic sense of dynamis, the one associated with motion and largely anticipated by Plato. But she has first emphasized the symmetry and reversibility of active and passive dynamis, and now suggested that dynamis is in a way indifferent to the distinction of active and passive.

She quotes Aristotle, “It is indeed evident that in a sense the power of acting and the power of undergoing are one” (p. 120).

“Principle of movement, dunamis can also be resistance to a movement of deterioration or of destruction: it is as such a state of impassibility, a hexis apatheias…. It is necessary to note that on the other hand, the capacity of resistance to a movement toward the better is not qualified as dunamis…. One notes already the gradation between a neutral sense and a normative sense that the notion of energeia will engage” (ibid).

Dunamis, whether it be active or passive, is always found associated with a positivity and a possession (hexis). It is its contrary, impotency (adunamia) and the impotent (adunaton) that one associates with privation, steresis” (ibid).

“[P]ower, whether active or passive, remains univocally characterized as a principle of movement, and as being of the order of possession and of positivity” (p. 121, emphasis in original).

Next in this series: Rational and Natural Powers

Distinguishing Act and Form

“In fact, the notions of form (eidos) and of act (energeia or entelecheia) are not equivalent; and if the first belongs to a Platonic vocabulary, the second is an Aristotelian invention. It belongs, as such, to an anti-Platonic project: there is no sense, for Aristotle, in posing ‘pure’ or ‘separated’ forms, that is to say forms subsisting outside of and independent of the composites that they define. Form is not separable except ‘by logos‘, ‘according to the formula’, which signifies also that form is not fully ousia, fully substance” (Gwenaëlle Aubry, Dieu sans la puissance, 2nd ed., part 1, introduction, p. 23, my translation throughout).

For Aristotle, form is only separable from the embodied composite analytically, in speech or in thought. Though he was Plato’s star pupil for 20 years and continued to be influenced by Plato in other ways, his project is “anti-Platonic” in the sense that he specifically criticizes the notion of separate form, with which Plato is famously associated.

“It goes otherwise for act, which implies separation, understood as autonomous subsistence, and therefore has the value of another name for ousia. Act, nonetheless, is not only another name for substance. Identified with the end, it is also [identified] with the good. Being in act is not only to subsist, it is to subsist as adequate to its form and to a form that, posed as end, is also posed as good…. Act thus is not only another name for being, but also for the good: or more, insofar as it says the good as real, or as realized, [it] names the identity of being and the good” (p. 24).

Here it is important to recall once again that all the senses of “being” Aristotle discusses in the Metaphysics involve being as a transitive verb (i.e., being this or that), not being as a noun. Being in the sense of existence simply has no place in this account. The identity of the senses of being as a transitive verb with those of the good tells us that the saying of transitive being for Aristotle has a normative character. Talking about the being or essence of things is talking about value, and making value judgments.

“Certainly, [the idea of] the unmoved First Mover does not come in response to the question of the emergence of being, but to that of the eternity of movement — both the continuity of the movement of the stars, and the perpetuity of the cycle of generation and corruption. This is why [book] Lambda [chapter] 10 [of the Metaphysics] can also designate the good as the cause of taxis [order], associated both with the movement of the eternal sensibles and that of the corruptible sensibles. If it is not an efficient cause, the First Mover nonetheless has an efficacity, or an influence on the world, which follows from the very fact that it has no power. For the purely actual substance, indeed excluding power as much as movement, is required as the condition of movement (Lambda 6 and 7). Again, it is necessary to determine the way in which it is [required]; Lambda 7 invokes the notion of final cause, which it is nonetheless necessary to understand in a particular sense: not in a sense in which the unmoved substance is itself the act and the end of the other substances, but in the sense in which, aiming at their proper act, the latter aim at the same time at its characteristic necessity. To understand this, it is not necessary to have recourse to the notion of imitation: the relation of the pure act to the substances mixed of act and potentiality is determined by the different relations of the anteriority of act to potentiality distinguished in Theta 8.” (p. 25).

Aristotle is saying that the good in general or value in general is a condition for the possibility of all movement, both celestial and terrestrial. Every being is moved by some good or other. Aubry is here explaining the difference between Aristotle’s own view and the “ontotheology” that Heidegger and others have attributed to him.

“[The pure act’s] efficacy could be called non-efficient; its strength merges with the desire it arouses. Designating god as act, Aristotle identifies his mode of being; determining the mode of relation of act to potentiality, he identifies his mode of action….”

“But by this, Aristotle also identifies the mode of being and the mode of action proper to the good. It is perhaps thus that it is necessary to understand his insistence in affirming that he is, of all the philosophers, the first and the only to have posed the good as a principle….”

“The singularity of the Aristotelian theology as a theology of the good, and of the power proper to the good, can nonetheless not be known except on the condition of taking seriously the designation of the First Mover as pure act. This supposes in particular that the Aristotelian inventions that are act and potentiality are not reduced to form and power. The Aristotelian theology, that is to say the science of unmoving and separate substance, appears only in effect as one of the areas of application of an ontology or, at least, a general ousiology, which has for its foundation the notions of act and potentiality” (p. 26).

In contrast to the ways being is said in the senses of the Categories, which are “inadequate for speaking about the first unmoving being, [act and potentiality] allow both the difference and the relation of moved and unmoved substances to be thought. In a more general way, act and potentiality are at the foundation of an anti-Parmenidean ontology, …allowing being, movement, and their correlation equally well to be thought” (p. 27).

Aubry points out that the notions of act and potentiality first arise in the discussion of motion. But book Theta of the Metaphysics is dedicated to reshaping them in a way that applies to “being” as well as to motion. It is more particularly through act and potentiality that beings are constituted as the beings they are.

“Movement, in effect, should not be understood only in the order of interaction, but also in that of actualization. Or again: movement should not be understood only in the order of the correlation of an active dynamis and a passive dynamis, partitioning the field of efficiency into an agent and a patient, but in that of the correlation of dynamis and energeia” (ibid).

“But the dynamis found thus to be correlated to act, and which designates a state of being, is therefore irreducible to power: being in potentiality, coordinated with and determined by act, is neither passive nor efficient. Or again, potentiality is reducible neither to active power nor to passive power. The notion of potentiality serves to name the very possibility of the interaction of an agent and a patient in view of a change determined and finalized by act.”

“The correlation of potentiality to act nonetheless does not exclude that of passive power to active power: but it subsumes it, or subordinates it, insofar as it carries a greater intelligibility. It invites us to consider that which, in an impact, a meeting, or an interaction, is the occasion of an accomplishment. It is a point of view taken on that which, in movement, makes itself, that is to say not only makes itself but perfects itself…. Aristotle’s universe is not exempt from impacts and meeting: the substances that populate it are not Leibnizian monads…. The order of efficiency is a real order, but subordinate to that of finality” (pp. 28-29; see also The Four Causes Revisited).

“Potentiality is indeed for a being the real possibility, inscribed in the very qualities that give it its essence, of realizing that essence. Potentiality is the index and the principle of the becoming that leads a being to its accomplishment. It bears at the same time the distance between a being and what it has to be, and the possibility of crossing that distance. If act names the identity, real or realized, of being and the good, potentiality names this identity as to be realized. It inscribes into being at the same time as the concreteness of mediation, the possibility of perfection” (p. 29).

“The ontology of potentiality bears with it at the same time the thought of a possible perfection, realizable here and now, and that of failures, of accidents, of bad encounters, of unsuccessful mediations that could counter it” (ibid).

For Aristotle there is no “problem of evil”. Things are at one and the same time both imperfect and perfectible.

Again, I prefer to drop the term “ontology” altogether, because it is strongly associated with a (non-Aristotelian) approach to first philosophy that focuses on being as a noun, and in the sense of existence. Aubry retains the traditional term, but gives it a different meaning that is less prejudicial.

Far be it from me to claim to have the one true interpretation of these sharply contested points about Aristotle’s Metaphysics, but the key features of Aubry’s account seem to fit very well with my own examination of the text.

Aubry has emphasized the role of Plotinus in the historic re-interpretation of Aristotelian act and potentiality. I would note that the later neoplatonic school at Alexandria under Ammonius (5th/6th century CE) — especially Ammonius’ students Simplicius and John Philoponus — also produced extensive commentaries on Aristotle with a neoplatonic slant, which helped shape the way Aristotle was read in medieval times.

Ammonius argued that Aristotle’s first cause is after all also an efficient cause. Simplicius, who is also a major source for quotes from lost works in the history of Greek philosophy, added two more distinctly neoplatonic kinds of causes to Aristotle’s four. Philoponus was a Christian Aristotelian who defended creation from nothing, and was cited by Galileo as an inspiration for the impulse theory of motion. The impulse theory decouples physical motion from any teleology, paving the way for early modern mechanism.

Next in thus series: Aristotle on the Platonic Good