Form as Value

Plato’s most famous discussions of form involved things like the form of virtue, of justice, or of the Good. These are questions that perplex the wise and the sincere inquirer. They therefore could not be the objects of any simple dogma.

In Aristotle there is a deep connection between form and ends. For both Aristotle and Plato, “essence” is never merely factual but always has what analytic philosophers call a normative dimension. It is not the kind of thing that could be simply given (see Form, Substance).

Brandom says that for Kant and Hegel, concepts always have a normative dimension, and intentionality is to be explained in terms of normativity rather than vice versa.

The necessity in formal logic and mathematics also has a normative character, but it is different from the previous examples in that it is univocal and definitely knowable. Things that are “formal” in this modern sense are quite different from form for Plato or Aristotle, which is closer to what Brandom would call conceptual content (see Mutation of Meaning). Well-founded certainty is only possible in domains that are purely formal in the modern sense.

Anything involving the “real world” involves interpretation, which is never finished. In life we work, act, and love on the basis of partial interpretations of the forms of things.

Form, Substance

Faced with questions like what the world is “made of”, modern people have generally assumed that it must be some kind of “stuff”. The usual presumed answer is some sort of matter-stuff, or less commonly some sort of mind-stuff.

Plato and Aristotle already suggested a radical alternative to this way of thinking that takes the accent away from “stuff” altogether. Aristotle especially developed a rich account of how we think about these kinds of things, by looking at how we express these kinds of questions, and what we are implicitly trying to get at when we ask them.

The most obvious simple answer attributed to Plato and Aristotle is form. In Aristotle’s case, one should also mention what has been traditionally called substance.

Etymologically, eidos — the Greek word we translate as “form” — seems to begin from a notion of visual appearance, with an emphasis on shape. It acquired a more abstract sense related to geometrical figure. Plato attributed great significance to the practice of geometry as an especially clear and perspicuous kind of reasoning, but he also recognized a broader kind of reasoning associated with a dialectic of question and answer, which comes into play especially where questions of value are concerned. From a point of view of ethical practice and human life generally, questions about what something really is and why this rather than that are more important than what things are made of (see What and Why). Already with Plato, “form” came to be inseparable from meaning.

Aristotle’s classic discussion of substance (ousia) in the Metaphysics starts from the idea of a substrate in which properties inhere. This most superficial level later inspired the Greek grammarians to articulate the notion of a grammatical subject of predicates. In what I think is the single greatest example of ancient dialectic, Aristotle gradually steps back from the simple notion of a substrate. Substance becomes “what it was finally to have been” a thing, at the end of the day so to speak. But then this is further interrogated to disclose the level of actuality, or what is effectively operative in a process. But it turns out that actuality is not complete in itself. What is effectively operative does not form a self-contained whole that explains everything. A fuller understanding must take into account potentiality, which leads to a transition away from simple actuality to a larger perspective of processes and degrees of actualization, in which nothing is simply given just as it is. Aristotle was especially concerned with the forms of living things, which have this character.

The more interesting senses of form for Plato and Aristotle do not refer to something that could be simply given. In line with this but in a more speculative mode, Plotinus suggested that every form somehow in a way “contains” all other forms. The poetic truth in this is that the articulation of one form depends on the articulation of other forms, and while everything in some sense coheres, we have no unconditional starting point. We always begin in the middle somewhere, in a context that has yet to be fully elaborated. The work of elaboration is itself the answer. (See also Interpretation.)

Guilt

Ricoeur says the notion of sin is first of all the violation of a personal bond that involves “not essence but presence”. This is “from beginning to end… a religious dimension and not a moral one” (p. 52). His gloss of guilt as a consciousness of sin (p. 81) suggests that guilt is also not a moral concept and not related to essence. I think of guilt as a legal concept rather than an ethical one; Ricoeur’s train of thought suggests it is also ultimately religious. It seems to me what goes beyond positive law should be love and forgiveness, but Ricoeur briefly shows an overly diplomatic deference to what I would call the unholy idea of a supra-essential and supra-ethical command.

I’m also a bit nervous about a privileging of presence over essence, and about the work that presence is supposed to be doing.

Essence has often been denigrated, and some very shallow notions of it have been propounded. But insofar as we use that word to translate Plato and Aristotle, I treat their works as the gold standard for what it ought to mean. Problems arise when in opposition to Plato and Aristotle, so-called essences are assumed to be simply known, and thus taken for granted. Husserl had a different, thinner, perhaps even overly precise, almost mathematical notion of essence, adapted to a different context, aiming to be as abstract as possible, whereas I think even Plato and especially Aristotle aimed much more at the concrete.

Ricoeur speaks of a “realism of sin” (pp. 81ff) in the sense that sin is not fully captured by the consciousness of even the repentant sinner. This seems sound, but I’d still rather talk about justice and love than sin and guilt.

“There is no question of denying that the personal imputation of fault marks an advance over the scandalous collective responsibility that permits someone other than the guilty person to be punished. But it must be understood that the price of this advance is the loss of the unity of the human species…. The pseudo-concept of original sin is only the rationalization at the third degree, through the Adamic myth, of that enigmatic bond which is acknowledged rather than understood in the ‘we’ of the confession of sins” (p. 84). Now we seem to have divine blessing of a social bond among all of us talking animals rather than a supra-intelligible command, and I am happy again.

Fault should not be reduced to guilt (p. 100). We are “responsible and captive” (p. 101; emphasis in original). “[M]an had the consciousness of responsibility before having the consciousness of being cause, agent, author” (p. 102). This may begin to anticipate the need for something like the expanded notion of responsibility that Brandom has developed in his work on Hegel. Ricoeur says the recognition of individual responsibility and of degrees of guilt were decisive steps forward.

He stresses a paradoxical character of the “servile will” that is both free and in bondage. I don’t see any paradox in this. The reality just is that we have meaningful freedom, but it is far from total. Aristotle already pointed the way, and Ricoeur himself explained it very well in Freedom and Nature and Fallible Man.

Efficient Cause, Again

Yesterday, I changed my thinking about Aristotle’s “efficient cause”, making a somewhat surprising connection to the modern notion of “structural causality”. Then I had to update my account of generalized unmoved movers to add a case for an unmoved efficient cause.

Aristotle’s whole framework of “causes” (answers to “why” questions) is often misunderstood, and it is especially bad with the so-called efficient cause. A quick web search on the latter turns up mostly accounts that are just wrong. (A wonderful exception is the outstanding article in the Stanford Encyclopedia of Philosophy).

At Physics 195b22-25, referring back to an earlier example of a man building a house that was initially said (metonymically, it turns out) to be an efficient cause, Aristotle wrote (Complete Works, Barnes edition) “In investigating the cause of each thing it is always necessary to seek what is most precise (as also in other things): thus a man builds because he is a builder, and a builder builds in virtue of his art of building. This last cause then is prior; and so generally.” So it is the art of building — not the carpenter or the hammer or the hammer’s blow — that primarily “builds” the house (i.e., governs the details of the process its construction), and is properly (not just metonymically) called its efficient cause. Once again, for Aristotle it is something at the level of adverbial detail — not the coarse level of agents or action — that is most important.

Having said the other day that Foucaultian discursive regularities are a kind of efficient cause like the art of building, it occurred to me they are also a good example of structural causality, and then that one might say the same about, e.g., the art of building.

Previously, I had been thinking about the efficient cause as functioning like a sort of catalyst. This relatively modest role had led me to privately think of the efficient cause as an “accidental” cause (i.e., one not really contributing to the essence of the thing).

This was at the opposite extreme from the tendency of late scholastics like the great Jesuit Francisco Suárez (1548-1617) to make efficient causes paradigmatic for causes in general, conceived in a proto-modern sense of being responsible for the fact of a thing’s being or existence rather than for the manner of its being, and as involving an “influence” from an agent rather than reasons. (In this context, ends or “final causes” were also reduced to mental intentions of a natural or supernatural agent, as al-Ghazali (d. 1111 CE) had done earlier, quite contrary to Aristotle’s own non-mental account. It was this mentalist reinterpretation that was the real target of Spinoza’s eloquent polemic against against teleology.) There is a nice article by Stephan Schmid on these issues in Suárez.

Anyway, an efficient cause as a point of application of structural causality clearly has a much bigger role to play in determining the detailed nature of a thing than the purely external one of a mere catalyst. (I am using the word “nature” here in a sense broader than Aristotle’s, similar to essence but particular to things that come to be, whereas Aristotle further limited it to nonartificial things, which he thought all contained at least a rudimentary internal principle of motion not shared by artificial things.) On my new account, the efficient cause also exemplifies the interweaving of Aristotelian essence with accident or contingency, due to the role of the semantic materiality as well as form of the means of realization of a nature that is its efficient cause.

This is also more conformant to the idea that all Aristotelian causes are supposed to contribute to explaining the natures of things. Ironically, my previous “catalyst” view made the efficient cause a kind of exception that looked more like the sort of cause of existence I have generally been arguing is un-Aristotelian. As a point of application of structural causality, an efficient cause now fits the general pattern of explaining natures, rather than the mere factual existence of things with natures more or less taken for granted.

Platonic Truth

Plato was much more concerned with what might be called truths of essence than with truths of fact. Truths of essence involve interpretation of meaning, and always have an implicit normative dimension. They are inseparably involved with questions of what is good or right. As Aristotle might say, they tell us what and why something is rather than merely “that” something is.

There is no general way to test whether we have completely grasped an essence, and not just what Hegel would call a one-sided view of it. As Brandom might say, all grasping of essences is defeasible. Plato makes his leading characters say many things that apply this in particular cases. Essences are the object of interpretation, not certain knowledge. (See also Dialogue; The Epistemic Modesty of Plato and Aristotle; Plato and Aristotle Were Inferentialists; Brandom on Truth; Foundations?)