Philosophical Storytelling

Plato uses a variety of literary devices to convey philosophical meaning — notably the dialogue form itself, but also the Platonic myths, which resemble traditional myths in form, but are deliberately constructed to make a point. In a contemporary context, Robert Brandom practices a kind of historical storytelling about the development of concepts of normativity.

Brandom’s recently published Spinoza lectures help fill out the picture of his own work, by critically reflecting on his teacher Richard Rorty’s relation to the tradition of American pragmatism, as well as to Hegel. The title of the first lecture, “Pragmatism as Completing the Enlightenment: Reason Against Representation”, well indicates its scope. Brandom is at pains to portray Rorty, “the quintessential anti-essentialist”, as a serious defender of reason.

We see here the apparent origin of Brandom’s preoccupation with the stories that we tell ourselves to anchor and orient our sense of meaning. He purposely gives pride of place to such informal orienting stories, over formal theories that are supposed to straightforwardly represent reality. This is part of his way of carrying forward Hegel’s sharp critique of the idea that concepts are fixed once and for all in representation. Hegel himself talks about the “life” and “liveliness” of things that qualify as genuine concepts in his sense.

(It is an interesting historical paradox that Aristotle — one of the figures with whom the Latin term “essence” is most strongly associated — broadly agrees with modern anti-essentialism. ”Essentialism” as understood in contemporary discourse is partly a later development, and partly a product of bad historiography.)

Brandom says that at the end of Rorty’s Philosophy and the Mirror of Nature, “in a phrase he came not only to reject, but to regret, he prophesied the ‘death of philosophy'” (p. 2). By that Rorty mainly meant the enterprise of 20th century analytic philosophy, but also the Kantian preoccupation with epistemology and strict warrants for belief.

“[T]he new kind of pragmatism with which Rorty proposed to replace that sort of philosophy is evidently and avowedly Hegelian in spirit — albeit inspired by the naturalized (but still social and historical) form of Hegelianism he admired in Dewey and self-consciously emulated in his own work” (ibid).

Brandom continues, “Later, Rorty would applaud the broadly naturalistic, sociological, historicist impulse he saw Hegel as having bequeathed to the nascent nineteenth century, and speculate about how much further we might have gotten by now if at the end of that century Russell and Husserl had not, each in his own way, once again found something for philosophers to be apodeictic about, from their armchairs” (pp. 2-3).

“Apodeictic” was a favorite term of Husserl’s, referring to the certain knowledge he believed to be achievable by following his phenomenological method. Russell is considered by many to be the founder of analytic philosophy. A great champion of modern science and a pioneer of mathematical logic, he was hostile to what he called speculation in philosophy. Old mainstream analytic philosophy and Husserlian phenomenology both make foundationalist claims of certain knowledge, and they both owe something to Kant’s distinctive emphasis on the theory of knowledge as coming before a direct account of things. (Although I do not regard Kant as a foundationalist, some of his rhetoric could be read that way). According to Brandom, Rorty presents these 20th century ambitions as a retrograde development compared to Hegel.

Hegel’s great lesson, on Rorty’s Deweyan view according to Brandom, lies in his storytelling. (I would note that Hegel himself also makes claims of strong knowledge, even though he is an anti-foundationalist.) This is fascinating to me, because I have come to know Brandom as emphasizing this kind of storytelling, and I wondered where it came from, because it seemed to only very partially fit Hegel. Where Hegel himself is concerned, I think storytelling is an interesting theme, but (I find myself spontaneously saying) making it the theme throws out way too much of what Hegel is doing.

In the case of Brandom himself, I would not at all say that his main strength is his historical storytelling. It is other aspects of his work that make him a contemporary giant — the inferentialism, the mutual recognition ethics, the developed account of the “historical fine structure” of the genealogy of normativity, and so on. I think Brandom overemphasizes telling a particular story, and at the same time the particular stories he tells are a bit historically shallow. Paul Ricoeur has a much richer meta-level account of the distinctive aspects of narrative as compared to ordinary assertion, and puts less emphasis on particular stories.

I think of the storytelling that Brandom invokes as one way of expressing results of interpretation. I prefer to focus on the process of interpretation, before everything is decided.

“Rorty’s idea of the form of a justification for a recommendation of a way forward always was a redescription of where we have gotten to, motivated by a Whiggish story about how we got there that clearly marks off both the perils already encountered and the progress already achieved along that path. This is the literary genre of which Rorty is an undisputed master” (p. 3, emphasis in original).

The Whigs were a liberal political party in Enlightenment Britain, famous for promoting belief in the linear forward march of historical progress. Brandom contrasts an optimistic “Whiggish” genealogy with what Paul Ricoeur calls the hermeneutics of suspicion, associated with Nietzsche, Marx, and Freud. Ricoeur, though, is far from simply condemning the “suspicious” point of view, and even says it is a necessary complement to the more affirmative approach he wants to emphasize.

Brandom quotes Rorty’s reminiscence of his undergraduate days, “Hegel’s Phenomenology of Spirit, Whitehead’s Adventures of Ideas, and Lovejoy’s The Great Chain of Being gave me a taste for ambitious, swooshy, Geistesgeschichte [cultural history, literally “history of spirit”] that I never lost” (ibid).

I am well familiar with the experience of reading Hegel at the “swooshy” level, and would certainly acknowledge that historical storytelling is a valuable literary device that I too often use to make a point. But H.S. Harris’ monumental Hegel’s Ladder reconstructs the fine grain of Hegel’s argument in the Phenomenology, paragraph by paragraph, with great success. And albeit at a much higher level, more recently Robert Pippin has even reconstructed what is at stake in the argument of Hegel’s Logic.

Brandom himself impresses me for the exemplary thoroughness of his own detailed arguments, not the quality of his stories. But he clearly has a soft spot for Rortyan stories. Although I tell such stories myself as part of a necessary pedagogy, I’m very concerned on the other hand not to lose the fine grain of the twists and turns and transformations and reversals that make up history. I don’t give my own stories any higher status than Platonic “likely stories”.

Of the three works Rorty mentions in the quote, Hegel’s Phenomenology is among the most important books ever written. By contrast, Whitehead’s Adventures (1933) is a only a minor classic. Lovejoy’s Great Chain (1936) is a shallow popular work of the 20th century that oversimplifies and badly misrepresents the philosophical thought of the middle ages, about which scholarship has vastly improved since it was written. But mentioning the three together suggests that Rorty is taking a lowest common denominator approach, as if the main point of all three were the telling of simplified stories. Lamentably, Brandom too seems to use Lovejoy as his main source for generalizing about the history of philosophy before the time of the Enlightenment.

Incidentally, Brandom’s view of the Enlightenment seems to be largely based on Jerome Scheewind’s The Invention of Autonomy, whereas mine is particularly influenced by Jonathan Israel’s trilogy Radical Enlightenment (2001), Enlightenment Contested (2006), and Democratic Enlightenment (2011).

Essentialism?

Is it reasonable to call a philosopher who makes significant use of “essence” or similar terms an essentialist? I would say no. If you look at the Wikipedia article on essentialism for example, it appears to be a term of superficial classification that is used in a hostile or pejorative way. The definition given there is certainly nothing I would identify with.

I find essence to be a very useful concept. This Latin-derived term doesn’t exactly capture any single word used by Plato or Aristotle. Essence is what I call a way of being rather than a thing or property. It corresponds to the more abstract meanings of “form” and “substance”, and to what Aristotle called the “what it is” and “what it was to have been” of a thing. For both Plato and Aristotle it is an object of inquiry rather than something taken for granted. Aristotle’s notions of potentiality and actualization apply to it concepts of alternatives, development, and unanticipated change.

Aquinas’ introduction of a separate explicit concept of existence is a good example of how meanings change with context. For Aquinas, God in the act of creation gives being to possible essences. This implies that the essences are completely preformed, as Leibniz argued explicitly. Leibniz’s pre-established harmony has been viewed as deterministic, though Leibniz argued that it was not. In any case, Aquinas and Leibniz treat essences as discrete possibilities, whereas I read Aristotle as focusing on what is actualized or subject to a process of actualization. Essence as a discrete possibility is still arguably more sophisticated than what gets called “essentialism”, but it is much closer. (See also Platonic Truth; Form Revisited; Form as Value; Form, Substance.)

Heidegger, Sartre, Aquinas?

The heyday of existential Thomism is well past, but Etienne Gilson and others were certainly not wrong to take note of a close connection, despite other large differences.

Heidegger in Being and Time (1926) famously claimed that philosophers since Plato had been preoccupied with questions about beings and had lost sight of the central importance of Being writ large. Many 20th century Thomists partially accepted this argument, but contended that Aquinas was an obvious exception, citing Aquinas’ identification of God with pure Being. Heidegger rejected that identification, and would have insisted that Being was not a being at all, not even the unique one in which essence and existence were identified. Nonetheless there is a broad parallel, to the extent that Heidegger and Aquinas each in their own way stress the dependency of beings on Being.

In some circles, Aquinas has been criticized for promoting a “philosophers’ God”. But according to Burrell, Aquinas argued in effect that on the assumption that there is only one God, the God of Summa Theologica and the God of common doctrine must be acknowledged to have the same referent even if they have different senses, like Frege’s example of the morning star and the evening star.

Sartre in his 1945 lecture “Existentialism is a Humanism” put forth the formula that “existence precedes essence”. Aquinas in Being and Essence had argued that God has no essence other than existence. Sartre argued in effect that the human has no essence other than existence. In his context, this is to say either that the human essence consists only in matters of fact, or that there is simply no such thing as a human essence.

Sartre’s use of the word “essence” reflects a straw-man caricature of bad essentialism. Whatever we may say that essence really is, contrary to Sartre’s usage it is supposed to be distinguished from simple matters of fact. On the other hand, in formal logic, existence does reduce to matters of fact.

What Aquinas, Heidegger, and Sartre have in common is that they all want to treat existence as something that transcends the merely factual and formal-logical. Speaking schematically, it is rather the analogues of essence that transcend the merely factual in the Platonic and Aristotelian traditions. Thus Aquinas made a major innovation in inventing a new, unprecedented concept of existence that transcends the factual. I’m inclined, however, to sympathize with Dietrich of Freiberg’s argument that the concept of essence could already do all the work that Aquinas’ new supercharged concept of existence was supposed to do.

What is important for practical purposes is that there is something that transcends the merely factual. I think the close connection of “essence” with form and ends makes it an ideal candidate. The big difference between form and ends on the one hand and facts on the other is that logically speaking, facts can be arbitrary, whereas any form or end or essence necessarily implies some nonarbitrary order.

For Aquinas, God is simultaneously a fact and more than fact, and is unique in this regard. Nothing else has this dual status. Sartre transferred this unique dual status to the human. By contrast, the neoplatonic One is strictly more than fact — in traditional language, the One as source of being was said to be “beyond being” altogether. The 20th century theologian Paul Tillich quipped that it could be considered blasphemy to say that God exists (because “existence” is mundane and factual).

The “To-Be itself” of Aquinas, while profoundly innovative with respect to previous tradition and certainly not strictly Aristotelian, is nonetheless arguably more Aristotelian in spirit than the neoplatonic One, insofar as it is less ambiguous about the goodness of the actual world. Plotinus struggled mightily to reconcile a commitment to the goodness and beauty of this actual world with an ascetic tendency to devalue all finite things in face of the infinite One. In Aquinas there is still some tension between the reality of secondary causes and the absolute dependence of everything on God, but I think it is fair to say that the way Aquinas sets up the problem makes the reconciliation easier to achieve. This was a huge accomplishment. Nonetheless, taking into account other factors like assertions about the place of omnipotence and sheer power in the scheme of things, my overall sympathies lie more with the neoplatonic “strictly more than fact” perspective, and even more so with Aristotle’s more modest view that the “First” cause is strictly a final cause.