Whitehead: Process, Events

The originally British mathematician and philosopher Alfred North Whitehead (1861–1947) was profoundly concerned with the inter-relatedness of things. His later “philosophy of organism” inspired a movement of so-called “process theology”.

Whitehead was one of the inventors of universal algebra, which extends algebraic principles to symbolic representations of things that are not numbers. He collaborated with Bertrand Russell on the famous Principia Mathematica (1910, 1912, 1913) , which sought to ground all of mathematics in the new mathematical logic, but was less attached than Russell to the goal of reducing math to logic.

He did work in electrodynamics and the theory of relativity, emphasizing a holistic approach and the nonlocal character of electromagnetic phenomena. Counter to the spirit of the time, he developed a philosophy of science that aimed to be faithful to our intuitions of the interconnectedness of nature. He characterized mathematics as the abstract study of patterns of connectedness. In Science and the Modern World (1926), rejecting the world views of Newton and Hume as understood by the logical empiricists, he developed alternatives to then-dominant atomistic causal reductionism and sensationalist empiricism. Eventually, he turned to what he and others called metaphysics.

His Process and Reality (1929) is a highly technical work that is full of interesting insights and remarks. It aims to present a logically coherent system that radicalizes the work of John Locke in particular, but also that of Descartes, Spinoza, and Leibniz. As with many systematic works, however, it doesn’t engage in depth with the work of other philosophers.

Whitehead’s radicalization involves, among other things, a systematic rejection of mind-body dualism; of representationalism; of metaphysical applications of the subject-predicate distinction; and of Locke’s distinction between “primary” (mathematical) and “secondary” (nonmathematical) qualities. Plato and Aristotle both get positive mention. Whitehead thoroughly repudiates the sensationalist direction in which Hume took Locke’s work; aims deliberately to be “pre-Kantian”; and seems to utterly ignore Hegel, though he gives positive mention to the “absolute idealist” F. H. Bradley.

He wants to promote a thoroughgoing causal realism and to avoid any subjectivism, while eventually taking subjective factors into account. He wants to reinterpret “stubborn fact” on a coherentist basis. He is impressed by the work of Bergson, and of the pragmatists William James and John Dewey.

For Whitehead, “experience” encompasses everything, but he gives this an unusual meaning. Experience need not involve consciousness, sensation, or thought. He stresses the realist side of Locke, and wants to apply some of Locke’s analysis of the combination of ideas to realities in general.

He says that the world consists fundamentally of “actual entities” or “actual occasions” or “concrescences”, which he compares to Descartes’ extended substances. However, he interprets Einstein’s theory of relativity as implying that substances mutually contain one another, a bit like the monads in Leibniz.

For Whitehead, every actual entity has a kind of self-determination, which is intended to explain both human freedom and quantum indeterminacy. On the other hand, he also says God is the source of novelty in the universe. Whitehead recognizes what he calls eternal objects, which he compares to Platonic ideas, and identifies with potentiality.

Compared to the Aristotelian notions of actuality and potentiality I have been developing here, his use of actuality and potentiality seems rather thin. Actuality is just factuality viewed in terms of the connections of things, and potentiality consisting in eternal objects amounts to a kind of abstract possibility. His notion of causality seems to be a relatively standard modern efficient causality, modified only by his emphasis on connections between things and his idea of the self-determination of actual entities. His philosophy of science aims to be value-free, although he allows a place for values in his metaphysics.

According to Whitehead, perception has two distinct modes — that of presentational immediacy, and that of causal efficacy. Humean sensationalism, as codified by early 20th century theories of “sense data”, tries to reduce everything to presentational immediacy, but it is our intuitions of causal efficacy that connect things together into the medium-sized wholes recognized by common sense. As far as it goes, I can only applaud this move away from presentational immediacy, though I have also tried to read Hume in a less reductionist way. (I also want to go further, beyond intuitions of efficient causality in the modern sense, to questions of the constitution of meaning and value that I think are more general.)

In his later works, he emphasizes a more comprehensive notion of feeling, which he sees as grounded in subjective valuations, glossed as having to do with how we take various eternal objects. Compared to the logical empiricism that dominated at the time, this is intriguing, but I want to take the more radically Aristotelian (and, I would argue, also Kantian) view that values or ends (which are themselves subjects of inquiry, not simply given) also ultimately drive the constitution of things we call objective. I also don’t see “metaphysics” as a separate domain that would support the consideration of values, over and above a “science” that would ostensibly be value-free.

Whitehead considered the scientific reductionism of his day to exemplify what he called the “fallacy of misplaced concreteness”. What I think he wanted to question by this was the idea that scientific abstractions are more real or more true than common-sense apprehensions of concrete things. I would phrase it a bit differently, but the outcome is the same. Abstractions can have great interpretive value, but they are things entirely produced by us that have value because they help us understand concrete things that are more independent of us.

Attempting to take into account the idea from quantum mechanics that reality is not only relational but also granular, he made what is to me the peculiar statement that “the ultimate metaphysical truth is atomism”. Whitehead is certainly not alone in this kind of usage; indeed, the standard modern physical notion of “atoms” allows them to have parts and internal structure. That concept is fine in itself, but “atom” is a terrible name for it, because “atom” literally means “without parts”. The word “atom” ought to denote something analogous to a point in geometry, lacking any internal features or properties whatsoever.

Be that as it may, Whitehead sees an analogy between the granularity of events in quantum mechanics and the “stream of consciousness” analyzed by William James. “Your acquaintance with reality grows literally by buds or drops of perception. Intellectually and on reflection you can divide these into components, but as immediately given, they come totally or not at all” (Process and Reality, p. 68). To me, this is an expression not of atomism but of a kind of irreducibility of medium-sized things.

Anyway, Whitehead’s “atomic” things are events. Larger events are composed of smaller events, but he wants to say there is such a thing as a minimal event, which still may have internal complexity, and to identify this with his notion of actual occasion or actual entity.

I like the identification of “entities” with occasions. For Whitehead, these are a sort of what I call “medium-sized” chunks of extension in space-time. Whitehead’s minimal events are nonpunctual.

Freed of its scholastic rigidifications, this is close to what the Aristotelian notion of “primary substance” was supposed to be. I think of the latter as a handle for a bundle of adverbial characterizations that has a kind of persistence — or better, resilience — in the face of change. Only as a bundle does it have this kind of resilience.

Although — consistent with the kind of grounding in scientific realism he is still aiming at — Whitehead emphasizes the extensional character of actual occasions, they implicitly incorporate a good deal of intensional (i.e., meaning-oriented, as distinguished from mathematical-physical) character as well. Following Brandom’s reading of Kant on the primacy of practical reason, I think it is better to explain extensional properties in terms of intensional ones, rather than vice versa. But I fully agree with Whitehead that “how an actual entity becomes constitutes what that actual entity is” (p. 23, emphasis in original), and I think Aristotle and Hegel would, too.

According to the Stanford Encyclopedia of Philosophy, Whitehead’s work was attractive to theologians especially because it offered an alternative to the traditional notion of an omnipotent God creating everything from nothing. Whitehead argued that the Christian Gospel emphasizes the “tenderness” of God, rather than dominion and power: “not… the ruling Caesar, or the ruthless moralist, or the unmoved mover. It dwells upon the tender elements in the world, which slowly and in quietness operate by love” (p. 343). “The purpose of God is the attainment of value in the world” (Whitehead, Religion in the Making, p. 100). God for Whitehead is a gentle persuader, not a ruler.

(I would not put unmoved moving in anywhere near the same bucket as ruling omnipotence. Unmoved moving in Aristotle is attraction or inspiration by a pure end, where all the motion occurs in the moved thing. It is not some kind of ruling force that drives things.)

Heidegger, Sartre, Aquinas?

The heyday of existential Thomism is well past, but Etienne Gilson and others were certainly not wrong to take note of a close connection, despite other large differences.

Heidegger in Being and Time (1926) famously claimed that philosophers since Plato had been preoccupied with questions about beings and had lost sight of the central importance of Being writ large. Many 20th century Thomists partially accepted this argument, but contended that Aquinas was an obvious exception, citing Aquinas’ identification of God with pure Being. Heidegger rejected that identification, and would have insisted that Being was not a being at all, not even the unique one in which essence and existence were identified. Nonetheless there is a broad parallel, to the extent that Heidegger and Aquinas each in their own way stress the dependency of beings on Being.

In some circles, Aquinas has been criticized for promoting a “philosophers’ God”. But according to Burrell, Aquinas argued in effect that on the assumption that there is only one God, the God of Summa Theologica and the God of common doctrine must be acknowledged to have the same referent even if they have different senses, like Frege’s example of the morning star and the evening star.

Sartre in his 1945 lecture “Existentialism is a Humanism” put forth the formula that “existence precedes essence”. Aquinas in Being and Essence had argued that God has no essence other than existence. Sartre argued in effect that the human has no essence other than existence. In his context, this is to say either that the human essence consists only in matters of fact, or that there is simply no such thing as a human essence.

Sartre’s use of the word “essence” reflects a straw-man caricature of bad essentialism. Whatever we may say that essence really is, contrary to Sartre’s usage it is supposed to be distinguished from simple matters of fact. On the other hand, in formal logic, existence does reduce to matters of fact.

What Aquinas, Heidegger, and Sartre have in common is that they all want to treat existence as something that transcends the merely factual and formal-logical. Speaking schematically, it is rather the analogues of essence that transcend the merely factual in the Platonic and Aristotelian traditions. Thus Aquinas made a major innovation in inventing a new, unprecedented concept of existence that transcends the factual. I’m inclined, however, to sympathize with Dietrich of Freiberg’s argument that the concept of essence could already do all the work that Aquinas’ new supercharged concept of existence was supposed to do.

What is important for practical purposes is that there is something that transcends the merely factual. I think the close connection of “essence” with form and ends makes it an ideal candidate. The big difference between form and ends on the one hand and facts on the other is that logically speaking, facts can be arbitrary, whereas any form or end or essence necessarily implies some nonarbitrary order.

For Aquinas, God is simultaneously a fact and more than fact, and is unique in this regard. Nothing else has this dual status. Sartre transferred this unique dual status to the human. By contrast, the neoplatonic One is strictly more than fact — in traditional language, the One as source of being was said to be “beyond being” altogether. The 20th century theologian Paul Tillich quipped that it could be considered blasphemy to say that God exists (because “existence” is mundane and factual).

The “To-Be itself” of Aquinas, while profoundly innovative with respect to previous tradition and certainly not strictly Aristotelian, is nonetheless arguably more Aristotelian in spirit than the neoplatonic One, insofar as it is less ambiguous about the goodness of the actual world. Plotinus struggled mightily to reconcile a commitment to the goodness and beauty of this actual world with an ascetic tendency to devalue all finite things in face of the infinite One. In Aquinas there is still some tension between the reality of secondary causes and the absolute dependence of everything on God, but I think it is fair to say that the way Aquinas sets up the problem makes the reconciliation easier to achieve. This was a huge accomplishment. Nonetheless, taking into account other factors like assertions about the place of omnipotence and sheer power in the scheme of things, my overall sympathies lie more with the neoplatonic “strictly more than fact” perspective, and even more so with Aristotle’s more modest view that the “First” cause is strictly a final cause.

A Thomistic Grammar of Action

David Burrell’s Aquinas: God and Action (1st ed. 1979; 3rd ed. 2016) is a very interesting unorthodox sympathetic treatment that provides much food for thought. Burrell’s reading of Aquinas’ notion of action is quite different than what I expected to find — more Aristotelian and less proto-modern. How to relate this to the less favorable picture of Aquinas that emerges from Gwenaëlle Aubry’s account — which heavily emphasizes how Aristotelian concern with ends and the good is displaced by the notion of the priority of divine omnipotence, which is not discussed by Burrell — is an open question.

“This is philosophy as therapy, not as theory” (p. 17). “[P]roofs play an ancillary role at best in the theological task [Aquinas] sets himself: to elucidate the parameters of responsible discourse about God” (p. 9). “It seems that he regarded philosophy’s role in these matters less after the model of a scientific demonstration than as a manuductio: literally, a taking-by-the-hand-and-leading-along…. This somewhat novel contention is designed deliberately to help us rediscover philosophy in its proper medieval dress” (pp. 15-16).

“He is not proposing a synthesis of religious experience. He does not write to edify, nor does he appeal to religious life or practice as offering relevant evidence for his assertions” (p. 18).

Noting the intensive preoccupation of 13th century writers with logic and language, Burrell characterizes Aquinas’ work as principally a sort of philosophical grammar designed mainly to show what cannot be properly said of God. He suggests that we take Aquinas’ expressions of negative theology with utmost seriousness. Aquinas’ positive theology should be taken not as a doctrine of God (which would undermine the seriousness of his negative theology), but rather as an exploration of the limits of language.

God for Aquinas is ipsum esse, “to-be itself”. “Odd as it may seem, however, this assertion does not succeed in telling us whether God exists. For its form is not that of an existential assertion, but of a definition giving the nature of the thing in question” (p. 8).

For Aquinas according to Burrell, “to-be itself” cannot be properly described. What appear to be descriptions of God in Aquinas’ works need to be interpreted in some other way. Aquinas uses language indirectly to show what it cannot say, “to increase our awareness of what we are doing in speaking as we do” (p. 7). “Where less patient thinkers would invoke paradox, Aquinas is committed to using every resource available to state clearly what can be stated….We cannot pretend to offer a description of a transcendent object without betraying its transcendence. But reflecting on the rules of discourse brings to light certain contours of discourse itself. And those very outlines can function in lieu of empirical knowledge to give us a way of characterizing what we could not otherwise describe” (ibid).

Metaphysics involves no arcane method or privileged noetic access, only “an adept use of skills commonly possessed” (ibid).

“What people have failed to do is to take seriously Aquinas’ disclaimer about our being able to know what God is…. By attending closely to what Aquinas does, we can see that he is scrupulously faithful to that original limitation. What God is like is treated in the most indirect way possible” (p. 15). When we say that we clearly know a proposition about God to be true, we are in fact speaking only “of God in so far as he is the proper cause of certain effects” (p. 9). “If whatever we can say about something reflects the formal feature of compositeness, anything lacking it will lie quite beyond the range of our linguistic tools” (p. 17).

“[O]ne could easily mistake the logical treatment for a more substantive doctrine…. [Aquinas] even encourages the confusion by using object-language constructions to do metalinguistic jobs. Yet he had clearly warned us that he was not undertaking to treat of God’s nature” (p. 19).

Aquinas is commonly understood to have taught that although “being” has no one univocal meaning, there is an “analogy of being” that makes its meaning uniform by analogy. I have been at some pains to point out that scholarship does not support attributing this view to Aristotle, as is also commonly done. Burrell says it is a serious mistake to attribute it to Aquinas — the analogy of being was actually pieced together by Cajetan, and depends on views significantly different from those of Aquinas.

Actus stands out as the master metaphor guiding Aquinas’ grammatical treatment of divinity” (p. 130). “It is the distinctively human activities of knowing and loving which offer Aquinas a paradigm for understanding action more generally” (p. 131). Here we are very far indeed from Gwenaëlle Aubry’s emphasis on the relation of action in Aquinas to a very non-Aristotelian notion of power. This certainly complicates the picture.

Burrell thinks Aquinas would agree that “exists” is not a predicate. He also thinks that “existentialist” readings of Aquinas miss the mark, and are distinguished by an inattention to language.

“Aquinas’ account neatly avoids what most of us today are persuaded lies at the heart of human action: decision” (p. 140). “[F]or Aquinas willing remains an activity of reason, broadly speaking. So it is proper that the pattern of receptivity be preserved in the consent which lies at the heart of more manifest voluntary actions like choosing. Furthermore, properly speaking, it seems that ends or goals are rarely chosen or even decided upon. Rather they grow on us. Or is it that we grow into them?” (ibid).

“It is at this point that one appreciates how a philosophical analysis works, especially in dissolving pseudo-problems. I have remarked how Aquinas’ analysis of action appears truncated. For it seems that the development of habitus [Latin for Aristotle’s hexis] as a proximate principle of activity demands one more step: to articulate what it is who acts. Such a step would carry us to the ‘transcendental ego’. But Aquinas neatly avoids that problem by recognizing there is no step at all. The one who acts, as Aquinas views the matter, is articulated in the remote and proximate principles of action. Nothing more need be said because nothing more can be said: the self we know is known by those characteristics that mark it” (p. 144).

“Aquinas manages to clear away certain endemic yet misleading ways of conceiving causal process by refusing to accept ’cause’ as the primary meaning of actus” (p. 146).

“Let me first put it paradoxically: the act of making something happen (causation) is not itself an action. As Aquinas analyzes it, causing an effect is properly a relation. The fact that A causes something to happen in B requires acts, of course, but it itself is not an action distinct from these” (p. 147). “In short, what happens is what we see happening to B (or in B). We say that A is causing this to happen, not because we ascertain that something is going on between them…, but simply because we understand that B depends on A to this extent…. Thus, causing does not have to be explained as a further act by the agent. It is, in fact, more accurately structured as a relation of dependence” (p. 148).

“The merit of Aquinas’ analysis is to exorcise the demand that a specific action be identified as ‘the causal process’. He succeeds, moreover, in locating ‘the causal nexus’ squarely in the category of relation. Causality can thus be explained as an ordering relation, given the capacities to act and to be acted upon in the factors so related…. [But] considerable intellectual therapy is always required to render plausible a formal or relational account of causality” (p. 158).

“A causal model misleads us, moreover, when we inquire into the source of action. That road leads one to adopt the language of will. We have already noted how elusive a notion will is…. Actions, however, require justifications rather than explanations — precisely in the measure that they are actions and not movements. Whoever understands actions to be the sort of thing for which the agent takes responsibility appreciates the import of this distinction. Hence Aquinas insisted that the will is an intellectual appetite, thus consciously adopting an intentional rather than a causal model in accounting for action” (p. 190).

All this is much closer to my reading of Aristotle than I expected. There is apparently also a much bigger distance between efficient causes in Aquinas and in Suárez than I thought. Suárez reportedly had just the notion of “influence” between cause and effect that Burrell finds to be absent in Aquinas.

Aubry on Aristotle

Gwenaëlle Aubry’s brilliant Dieu sans la puissance (2006) recovers a distinctly Aristotelian theology. Aristotelian potentiality is to be distinguished from Platonic power, even though Aristotle used the same Greek word (dunamis) for it. For Aristotle, god is moreover pure energeia or act (what I have translated as “at-workness”) with no admixture of potentiality.

Aubry says, “As such, [Aristotle’s god] is distinguished from the Platonic Idea of the Good, exceeding being in power, as much as from the Christian God in whom power and being merge to exceed the Good. Because he is act, the god of Aristotle is not the essential Good (the Idea of the Good), but the essentially good substance. And because he is without power, he does not act as an efficient cause. But he is not, however, powerless: his efficacy is non-efficient. If he acts, it is as end…. Aristotle thus thinks the causality proper to the good as being not power, but potentiality as tendency toward the end” (p. 201, my translation, emphasis added).

(Side note — this seems to assume that an efficient cause does involve the kind of power at issue here, but I question that common assumption as well. I like the argument based on Aristotle’s Physics that it is the art of building — not the carpenter or the hammer or the hammer blow — that is most properly the efficient cause of the building of a house. Only in an indirect sense that is not Aubry’s here can the art of building be called a power. But this does not detract from her argument.)

In a 2015 lecture “Genesis of the Violent God” at Cornell, anticipating her second volume Genèse du dieu souverain (2018), she develops in fine historical detail various theological positions on omnipotence that eclipsed Aristotle’s view, explicitly subordinating goodness to absolute power. She traces the way divine omnipotence has served as an explicit model for political doctrines of sovereignty, from the absolute monarchist Jean Bodin through Hobbes to the Nazi legal theorist Carl Schmitt. Noting that various writers who have grappled with the moral significance of Auschwitz ended up suggesting a “weak” God, she instead urges us to take more seriously Aristotle’s view of a god of pure act.

This work is a development out of her 1998 doctoral thesis. She has worked extensively on Plotinus. She has co-edited volumes of essays on Aristotle’s ethics and on ancient concepts of self, as well as editing a volume on Proclus’ Elements of Theology. Aubry is actually better known as a novelist, and has won several literary awards.

Time and Eternity in Hegel

H. S. Harris in Hegel’s Ladder I points out that Hegel took an unprecedented view of the relation between time and eternity in the Phenomenology. He argues that Hegel’s later advertisement of his logic as characterizing “the mind of God before creation” is extremely misleading with respect to Hegel’s actual views. According to Harris, detailed examination of texts suggests Hegel retained the novel view of time and eternity expressed in the Phenomenology.

Harris notes that from around 1801, Hegel came to agree with Reinhold and Bardili that logic should be “objective” in the sense of being neutral with respect to subject-object distinctions, even though he sharply rejected their formalism.  Logic for Hegel should not be subjective in the sense of Fichte’s Wissenschaftslehre or Schelling’s work before his break with Fichte.

“Hegel was able to make history subordinate in his speculative Logic precisely because he allowed it to be predominant in the lengthy formation of subjective consciousness for truly logical ‘objectivity’, which is the theme of the Phenomenology….  ‘The experience of consciousness’ is necessarily a psychological experience of the singular subject, since only singular subjects are ‘conscious’, but the ‘phenomenology of Spirit’ is the biography of God, the metaphysical substance who becomes ‘as much subject as substance’ when He is comprehended as ‘Spirit’.  The ‘experience of consciousness’ must happen in a single lifetime; the ‘phenomenology of Spirit’ cannot happen so.”

“We might remark that neither can become ‘Science’ except through the recollection in a singular consciousness of a historical process that is necessarily not confined (or confinable) within a single lifetime.  This is a way of saying that God cannot be ‘spirit’ without man being ‘spirit’ likewise — which is, of course, quite correct…. [N]ot the comprehension of ‘self’ but the comprehension of the whole social history of selfhood [is the topic of the Phenomenology]” (p. 11). 

Harris says the Phenomenology was Hegel’s “decisive divergence” (p. 13) from the whole tradition of intellectual intuition and cognitive immediacy.

“The implication is that ‘the eternal essence of God’ is not ‘outside of time’ in the way that God’s thought and action have traditionally been supposed to be.”

“We cannot mediate the problem of how logic is in time, unless we shift our attention from the ‘real philosophy’ that comes after logic (in every sense) to the ‘real philosophy’ that goes before ‘logic’, as a comprehension of the time in which it was shown finally that logic itself is as much in time as out of it and that it must come to be self-consciously ‘in’ time in order to be properly ‘out’ of it….  [F]rom Heraclitus and Parmenides to Kant and Fichte, no one has managed to formulate a consistent theory of human experience as a rational whole on any intuitive basis.  Instead of simply taking it for granted that eternity comprehends time, just as ‘possibility’ comprehends ‘actuality’, we must start from the other end and ask how time comprehends eternity.”

“There is no intuitive answer to this question” (p. 14).  The project of the Phenomenology “involves a total inversion of the intuitive assumption of all the ‘philosophers of experience’ before Hegel….  But the history of religion is more important to the argument than is the history of philosophy, in any case, because it is in religion that the natural assumption is inverted for the natural consciousness itself.  It is Hegel’s predominant concern with the actual experience of the natural (i.e., nonspeculative) consciousness that makes it hard for us to see and understand what happens to Descartes, and to the ‘philosophers of experience’ proper, in Hegel’s argument” (pp. 15-16).

Harris speaks of an “explicitly Fichtean self…. But his self makes no Fichtean assumptions, and has no absolute ‘intuitions’.  It merely observes; and what it learns, in the end, is precisely what the standpoint of philosophical ‘observation’ is and means. This observing consciousness leaves Fichte behind decisively when it leaves moral judgment to the valets and aligns itself with the Weltgeist [world Spirit] in its evaluation of all the experience it recollects.”

“This all-accepting and all-forgiving alignment with the Weltgeist is the logical standpoint, the eternal standpoint concretely established in time and now, at last, comprehensively understood” (p. 17).  What is shown is “Spirit’s eternity in time” (p. 18), but “The ‘hero’ is the finite consciousness — Jacob wrestling with the angel” (ibid).

Harris is here using the word “consciousness” in an equivocal way to refer to something that is far beyond what Hegel described as the standpoint of Consciousness.  It is already Spirit.  The standpoint of Consciousness is inseparable from assumptions of immediacy and of what philosophers from Locke to Schelling have called “intuition”, as some sort of immediate grasping.  Emphasizing some underlying continuity where something underwent a transformation is a common way of speaking, but I would rather identify the continuity with “us” rather than an abstracted property like consciousness.

Harris properly distinguishes between “natural consciousness” and “the philosophers of experience” who purport to speak on its behalf.  Hegel sharply rejects the philosophers of experience as propounding a bad notion of experience focused on immediacy, but he wants to entice common sense to become philosophical. 

The Fichtean self is already a difficult topic.  Fichte, in his better known early writings at least, propounded a very extreme “subject-centered” point of view, but he was a brilliant writer and serious philosopher who cannot be simply reduced to that.  His “self” is certainly not an empirical matter of fact, and seems constitutionally incompatible with petty egocentrism or self-seeking (certainly a far cry from the acute vulgarization of Max Stirner in The Ego and His Own), even though it seems like he had some bad ideas about German cultural superiority.  I think the Fichtean self not so much “has” intuitions as Harris suggests, but rather is itself an “absolute intuition” (the only one) for Fichte.  But Fichte also in his later writings formulated a notion of ethical mutual recognition.

Harris alludes to Hegel at a certain early point turning back from Schelling’s mystical intuitionism toward Fichtes’s practical philosophy.  Although I think this is historically accurate, if taken out of context or connected with stereotypes of Fichte, it could lead to serious misunderstanding. 

Harris himself does not make this mistake.  He clearly indicates that Hegel cannot be reduced to Fichtean subjectivism, as the young Marx and some others have done or precipitously claimed others had done. He goes on to discuss the fundamental role of “otherness” in Hegel’s thought, particularly in regard to constitution of self.  This is as far from an “absolute intuition” of self as could be.  But Fichte’s practical-ethical orientation and sharp mind tower above not only the woolly-minded forgotten Schellingian epigones who so irritated Hegel, but also the superficial dazzle of Schelling himself.  I would also note that to ground the social in concrete relations rather than abstract collectivity is in no way to reduce the social to actions of individuals.

Fichte was accused of atheism and drummed out of Jena for identifying God with the moral order. Now I can’t find the passage, but I think Harris somewhere says Hegel put God as the moral order historically in between God as law and God as love.

The explicit idea that the eternal is constituted in time that Harris highlights is, I think, original to Hegel. Others had denied the eternal, but I don’t recall anyone arguing that a genuine eternal originates in time. Harris relates this novel aspect of Hegel’s thought to his inversion of the Kantian priority of possibility over actuality. Aristotle of course also maintained that actuality comes first, but never explicitly suggested a temporal origin of the eternal.

I think a temporal constitution of the eternal — especially when connected with logic, as Harris suggests it was for Hegel — actually makes a lot of sense. After a temporal process of experience and learning that may involve reversals and twists and turns, it is possible to construct a static logical theory (not logical in Hegel’s sense, but in the formal sense) of all the lessons learned, but not before. What Hegel calls logic is a lot closer to the twists and turns of experience. Formal logic obviously has no temporal element, but the “logic” of experience and learning does. Formal logic comes “after” Hegelian logic. Hegelian logic can be read as an account of the constitution of formal logic, through the constitution of meaning.

Between Transcendentalism and Pragmatism

Josiah Royce (1855-1916) was known as the leading American exponent of absolute idealism. He was recognized for contributions to philosophy of religion, psychology, and logic, as well as metaphysics. I thought of him because apparently, at least in his earlier works, he really did identify the Absolute with an all-embracing, divine consciousness that was supposed to include and underwrite all of reality, quite opposite to the way I read Hegel’s Phenomenology as an extended critique of the point of view of consciousness.

Also quite unlike the “deflationary” approach taken here, he straightforwardly identified his Absolute with God and with Being. Royce’s was a definitely personal God, also existing in time rather than eternally. Early in his career, he developed a novel argument for the existence of God based on the existence of error. According to Royce, the very existence of error presupposes the existence not only of truth against which the error can be recognized, but of a Knower who knows the truth.

Royce had strongly communitarian ethical views, sharply criticizing both the “heroic individualism” of the American Transcendentalists, with whom he shared an interest in German Idealist philosophy, and the individualist views of his close friend, the pragmatist William James. Among other things, Royce thought James in his famous Varieties of Religious Experience focused too much on intensely private experiences of extraordinary individuals, to the detriment of attention to the community aspect of religion. In his theology, Royce strongly associated God with an ideal of a Universal Community.

In his late work, he was increasingly influenced by the great founder of pragmatism, Charles Pierce. He became fascinated with Pierce’s notions of signs, semiotics, and interpretation. While this was not quite the full-fledged anti-foundationalist notion of interpretation developed here, I think it at least points in a similar direction. At this point, Royce developed a new notion of God as “the Interpreter Spirit” providing a metaphysical ground in time for all acts of interpretation, without the interpreters necessarily being aware of this. He extended his notion of the Universal Community, now explicitly calling it a “Community of Interpretation”. I think the latter is a fascinating partial anticipation of Brandom’s much more detailed work on mutual recognition, which also draws on the pragmatist Kantianism of Wilfrid Sellars.

(From Brandom’s point of view, Royce’s communitarianism would still be a one-sided overreaction to individualist trends. It seems to me that Brandom and Ricoeur converge on a very attractive alternative to this old seesaw, putting concrete relations with others and intersubjectivity before either individuality or community.)

Martin Luther King, Jr., acknowledged Royce as the source of King’s own more elaborated notion of the ideal of the Beloved Community, a vision of tolerance and mutual acceptance. I have not evaluated claims of a recent book that in spite of this, Royce also in effect promoted a cultural version of the racist “white man’s burden”.

Royce attempted to derive all of ethics from a single principle of loyalty, understood as loyalty to a cause. He claimed that loyalty to vicious or predatory causes fails to meet a criterion of “loyalty to loyalty” intrinsic to his principle of loyalty. Thus the argument seems to be that loyalty has the kind of universality that Kant claimed for the categorical imperative. However, I don’t think the argument succeeds nearly as well as Kant’s. Kantian respect for people gives a crucial human face to Kant’s formalism in ethics. Even if loyalty to loyalty is concerned to avoid undermining the loyalty of others to the cause, as Royce argued, that seems to me to be a much narrower kind of concern for others. Also, loyalty is by nature particular, whereas Kant’s various formulations of the categorical imperative are actual tests for universality.