Essence and Concept

Partway through my reading of Pippin’s Hegel’s Realm of Shadows, I suggested that maybe Hegel intended his “logic of essence” as an account of what he takes from Aristotle’s view of the conditions of intelligibility, and his “logic of the concept” or “subjective logic” as a statement of his own and Kant’s contributions in this same area. This is too simple.

To hazard another extremely broad-brush summary, the big message of the logic of essence is that deeper truth is not immediate; it does not just lie on the surface of appearances, ready for us to pluck as a ripe fruit and consume. Nor is it a kind of “secret knowledge” that could be straightforwardly communicated by one who knew, if she chose to do so. We need a long detour in order to better get at things. We should not be simply beholden to appearances, but neither should we neglect them. Rather, we need to interpretively work through them.

Essence was never supposed to be a matter of dogmatic affirmation. The very idea that there is a deeper truth implicitly calls on us to interpret it.

Hegel’s “logic of the concept” focuses on the activity of interpretation and judgment. This is what makes it “subjective”. But this notion of “subjective” has nothing to do with what we think of as merely subjective. It is not about accidents having to do with us, but about the process of getting to deeper truth, which underlies Platonic and Aristotelian “dialectic” (see also Aristotelian and Hegelian Dialectic; Reflection and Dialectic; Reflection and Higher-Order Things; Dialogue).

While Kant and Hegel dwell more explicitly and at greater length on aspects of this process, I don’t see how it is possible to begin to properly understand Aristotle without taking his concern for the process of interpretation and judgment into account. Wisdom — the ultimate object of philosophy — is not knowledge; it is not reducible to a kind of static content.

Hegel wants to say that the logic of essence implicitly presupposes the logic of the concept — that essence presupposes the need for interpretation. I think Aristotle would strongly agree.

The Logic’s Ending

We’ve reached the very end of a walk-through of Robert Pippin’s Hegel’s Realm of Shadows, discussing Hegel’s Science of Logic. I have particularly valued the way Pippin brings to the fore Hegel’s close ongoing dialogue with Kant and Aristotle.

It now seems to me there is more hope of giving an ethical meaning to the specifically “logical” part of Hegel’s work than I had realized. My suspicion that Hegel ought to have something interesting to say about his removal of the qualifications in Kant’s recovery of Aristotelian teleology has certainly been confirmed. I also appreciated learning about Hegel’s specific use of the Kantian vocabulary of “reflection”, which plays a significant role in the admirable work of Paul Ricoeur.

I very much like Pippin’s idea that the Logic fundamentally develops a rich and multi-layered notion of judgment. His recognition of the normative character of Aristotelian and Hegelian actuality is salutary. Finally, I appreciate his foregrounding of the effectively hermeneutic rather than “given” notion of being that Hegel adopts from Aristotle.

He quotes Hegel’s ironic remark near the end of the Encyclopedia Logic, “When one speaks of the absolute idea, one can think that here finally the substantive must come to the fore, that here everything must become clear” (p. 317). I think Pippin also stole some of his own thunder for the climax by front-loading his detailed discussion of apperceptive judgment and related matters, rather than treating these in-line in his account of the Logic‘s major transitions.

Hegel’s fusion of the meta-level hermeneutics of Aristotle’s Metaphysics with Kantian “transcendental” logic — concerned with questions of the constitution of meaning — is a very different enterprise from scholastic and classical early modern “metaphysics”, which was supposed to give us “Being” and entities and general truths about the world.

Hegel nonetheless wants to insist that knowing can and does get at the real truth of things. But that truth is higher-order, not any kind of simple correspondence of statements and facts. Hegel insists that it is actually the lower-order, ordinary “truths” that should be called abstract, because they fail to make explicit what they depend on.

“[A] pure concept is not a class concept under which instances fall, but the ‘truth’ of any object” (p. 301).

In the final section of the logic of the concept, Hegel introduces “the idea”, which results from one more reflective turn beyond the preliminary identification of subject and object in the concept. In this final turn, we look back again at the things in experience and recognize how they fall short of what the concept tells us they ought to be. For Hegel, this means they fall short of Aristotelian actuality — as presented, they can’t be “really real” or true in a philosophical sense.

At the same time, Hegel resists the Fichtean idea of an infinite progress, which implies that the actual can never be fully achieved in knowledge. He seems to suggest that the fault is not with the inherent capabilities of philosophical knowledge, but rather with the world, and that it is up to us to do something about that.

Pippin quotes, “But since the result now is that the idea is the unity of the concept and objectivity, the true, we must not regard it as a goal which is to be approximated but itself remains a kind of beyond; we must rather regard everything as actual only to the extent that it has the idea in it and expresses it. It is not just that the subject matter, the objective and the subjective world, ought to be in principle congruent with the idea; the two are themselves rather the congruence of concept and reality; a reality that does not correspond to the concept is mere appearance, something subjective, accidental, arbitrary, something in which there is not the truth” (p. 300).

Pippin comments, “[T]his last non-correspondence of concept and reality takes in all of the finite world, the world we want to know and on which, in which, we act” (ibid).

“[W]hat specifies the realization of [a living being’s] life is always other than such an individual life — it must always work, strive to live — and in so being a manifestation of the idea at work becoming itself and already having become itself, being a living being, it introduces us to the structure of knowing, a striving self-realization that does not achieve what would be the end of such striving — complete wisdom — and that focuses self-conscious attention on this logical structure of knowing, and how one comes to know it by working through the opposition of the subject-object relation in its finitude. (This characteristic is what we know in knowing the Absolute Idea, not the completed knowledge of content. The ‘realm of shadows’ metaphor is relevant again.) Life is presented as the model for understanding the object-concept relationship at the heart of knowing” (p. 302).

He quotes Hegel, “The identity of the idea with itself is one with the process; the thought that liberates actuality from the seeming of purposeless mutability and transfigures it into idea must not represent this truth of actuality as dead repose, as a mere picture, numb, without impulse and movement, … or as an abstract thought; the idea, because of the freedom which the concept has attained in it, also has the most stubborn opposition within it” (ibid).

“Said in a more Aristotelian way, a living being’s form, its principle of intelligibility, is its norm, not just a means of classification. This norm can be realized poorly or well. This is the way we understand the relation between objects in general and the Concept. (This does not amount to any suggestion that Hegel thinks we should view everything as alive, because every being’s truth is its concept. The domain of relevance implied [is] the nonempirical attempt to say what is, for those objects about which we can nonempirically say what they are: Geist [spirit], the state, friendship, art, religion.) Or, said in a Kantian way, pure concepts are constitutive of objecthood itself, not empirical classifications. In knowing this constitutive relationship, we acknowledge both the identity of conceptuality with determinate being, and the speculative nature of this identity, that is, the difference or ‘opposition’ remaining within this identity. Any finite thing can be known to be what it is only by knowing its concept, even though as finite, it is not, never will be, fully its concept, and the full articulation of its concept is not possible. That is what it means to say it is finite. And in just this sense, knowing can genuinely be knowing” (p. 303).

“More properly, in the appropriate philosophical register, we should say that what we want is to understand, not to know in the modern scientific sense, that is, to explain. When we understand something, we understand its cause, but in the Aristotelian sense, we mean we know why it is what it is, its mode of being. And this knowledge does not then ground explanation; it is self-standing. (Hegel is not leading us to: ‘Why does it rain?’ ‘Because it is in the nature of rain to water the crops’.)” (ibid).

Here Pippin is using “explanation” in the limited sense of accounting for empirical events, and “understanding” for something broader and more hermeneutic, taking into account form and ends. I use “explanation” in a more Aristotelian way, as what promotes what Pippin here calls “understanding”.

“Thinking can either overcome any opposition of being to knowing, by transforming itselfor transform the world in order to overcome the one-sidedness of subjectivity. The semblance of objectivity — that some being is the ‘actuality’ it presents itself as — can be penetrated, understood not to be such an actuality, and transformed by ‘the drive of the good to bring itself about'” (p. 305, emphasis in original).

Thinking transforming the world means us as thinking beings transforming the world.

“[I]n practical knowing, the subject does not face the world as an alien element that must be transformed on the basis of a subjective demand descending wholly from pure practical reason. Practical knowing consists both in acknowledging the ‘reality of the good’ and in participating in the world’s own constant realization of its ‘purpose’ by acting” (ibid, emphasis in original).

Hegelian practical “knowing” or practical judgment has the attitude of what I have called being “at home in otherness”.

“Material assumptions… must be and are present, are usually hidden, and reflect a specific historical context. We need to know something material about human beings to make any progress, and human beings being historical, some sort of practical knowledge is necessary to determine any rightful relation to others, a knowledge of practical reality inseparable from an assessment of what is to be done” (p. 306).

The Logic aims among other things to help us find the reflectively grounded wisdom to be able to formulate this kind of practical judgment of what ought to be in concrete cases.

He quotes Hegel, “The unsatisfied striving disappears if we know that the final purpose of the world has been brought about and to the same degree eternally brings itself about” (p. 307).

“It is this last phrase, ‘eternally brings itself about’… that makes it impossible to ascribe to Hegel the claim that with the arrival of representative institutions, a market economy, the bourgeois family, romantic art, and Protestant Christianity, the ‘world’s purpose’ simply has been achieved and may now only be contemplated in full reconciliation, or even that there is an ‘end of history'” (ibid).

“It is at least clear that Hegel is making an implicit distinction between, on the one hand, distinctly practical reasoning, as it is understood in Aristotle — that is, reasoning that concludes in an action, not in a judgment about what is to be done — and practical knowledge of the situation in which action is called for. (Something close to what the practically wise person, the phronimos as Aristotle understands her, would understand.) The assumption is that any such reasoning always relies on some knowledge of what we would call ‘practical actuality’, the ability to rightly distinguish between the ‘surface’ actuality, ‘vacuous and vanishing’, and ‘the genuine essence of the world’. We know from our discussion of the logic of essence that this is not a strictly either/or picture; such an essence is manifest in, and has to be seen in, such a surface or Schein. And Hegel is insisting that any exercise of action-oriented practical rationality is inseparable from such an attempt at practical knowledge, a knowledge that will have the speculative form we have been investigating” (p. 309).

Again there is a terminological difference from Sachs’ translation of Aristotle that I have been using for these terms, but the inseparability of what Sachs calls deliberation and what he calls practical judgment (which for Aristotle results in action) is the same in Hegel and Aristotle.

“Hegel’s position on the historicity of reason is quite complicated, and can sometimes seem like a moving target, at times making conceptual, a priori claims about what it is to be spirit (i.e., free, in the sense of self-realizing), and at times linking any understanding of spirit to an account of concrete historical actuality” (pp. 313-314).

In a way, this is Hegel’s whole point. He is neither simply a “historicist” affirming the relativity of circumstances, nor a Kantian/Fichtean moralist aiming to make universal prescriptions of what ought to be, but rather commends an Aristotelian mean that avoids the one-sidedness of both.

“The absolute idea, or ‘the logical idea’, is also called, revealingly for our interests, ‘the idea of thinking itself’…. Pure thinking, in determining what could be the object of a true self-conscious judgment, has turned to itself as the object of speculative judgment, since it has discovered, in detail, that the ‘truth’ of objects is the relevant pure ‘concept’, that conceptual determination without which no empirical determination would be possible, that is: qualitative and quantitative predication, a determination based on an essence-appearance distinction, the right understanding of substance, causality, and now the right understanding of the ‘thoughts’ that have made up the account thus far. Pure thinking is now in a position to ‘recollect’ what it ‘was’ to have been thinking purely. (We don’t thereby know any qualities or essences or attributes of modes of substance. We know the logic of substance-attribute, essence-appearance, and so forth…)” (p. 316).

At this final stage of the Logic, we are recollectively turning back to survey the whole “long detour” that was necessary for Hegel to be able to say what intelligibility is, and consequently, according to Hegel, for us to be able to judge what is actually true and good and right in concrete situations.

Pippin quotes, “Each of the stages considered up to this point is an image of the absolute, albeit in a limited manner at first, and so it drives itself on to the whole, the unfolding of which is precisely what we have designated the method” (p. 317).

“[T]his last characterization of method as the culmination of the entire book, as the absolute idea, is crucial” (ibid).

He quotes, “[The absolute idea] has shown itself to amount to this, namely that determinateness does not have the shape of a content, but that it is simply as form…. What is left to be considered here, therefore, is thus not a content as such, but the universal character of its form — that is, method” (p. 318).

Hegel is here telling us that what he has been discussing has been intended to clarify the “method” he implicitly follows throughout his work. Conversely, a fuller justification of that method will come from the concrete results of its use.

For Hegel, “truth, … the absolute idea, just is self-conscious conceptuality, or the right understanding of the implications of the logical structure of apperception, or purely logical knowledge, and in this purity the manifestation of absolute freedom” (p. 319; see also The True and the Good).

“The” Concept?

Whenever we are deeply engaged in reflection, we tend to “lose ourselves” in the subject matter. At the same time, what we are thinking about becomes a part of “us”. This kind of immersive unity that we can experience affords a glimpse of what Aristotle and Hegel are talking about when they speak of “thought thinking itself”.

This kind of inquiry will not directly answer any questions about how things are in the world, but Hegel implies it has the potential to make us wiser, in the same sense in which Aristotle associates first philosophy with wisdom.

Pippin has been arguing that Hegel’s Logic really is fundamentally about the kinds of questions Aristotle associated with first philosophy, and especially “What is it to say what something is?” (Hegel’s Realm of Shadows, p. 251).

This is an example of what I would call a “higher-order” question, as opposed to a relatively lower-order question like “What is that thing?”. What makes it higher-order is its reflective or self-referential character, here a “saying about saying”.

We have now reached the third and final part of the Logic, the “logic of the concept”. The logic of the concept is about “thinking about thinking” (and implicitly, I think, aims to address a yet higher-order concern for an account of higher-order questioning).

In short, “the” concept, or the Concept with a capital “C”, is for Hegel the concept of the concept, or conceptuality itself. Here we will be concerned no longer with the conditions of possible intelligibility of objects, but with conditions of the possibility of intelligibility as such.

The logic of being through its failure indirectly showed the conditions of possibility for merely identifying objects. The logic of essence asked what makes it possible to know or judge what something really is. Now that we are turned toward thought itself, the concern is how to judge well, and correlatively, what makes something a good whatever-it-is.

At the level of what Hegel calls the concept, we have left the subject-object split behind, and rejoined Aristotle’s perspective that what makes “pure” thought pure is that it “just is” what it is “about” — the thought is “identical” with what it thinks. (Recall again the experience of being immersed in reflection.) At the same time, Hegel’s Kantian “I” is something that emerges out of the self-reference in thinking about thinking, as a kind of name for the implicit unity of apperception in thinking about thinking.

Instead of a pre-existing substantive “I” entity confronting a pre-existing substantive object entity, the “I” and the object become meaningful signs both associated with what I would call the real or true “substantiality” that fills the whole space that is figuratively “in between”, while reaching vertically and horizontally far beyond any direct relations of “I” and object.

(That substantiality, I would say, is grounded in mutual relational articulation and in processes of constitution and synthesis of meaning, value, and form that cumulatively define what I really care about, as shown in my actions in the overall course of a life, which in turn defines who I am. At the same time, nothing that is is really external to it. Spinoza, Leibniz, and Fichte each in their own very different way are Hegel’s partial precursors in developing this kind of insight.)

Toward Essence

What does it mean to really explain something, as opposed to just making claims about it? According to Robert Pippin, this question underlies what he calls the key transition of Hegel’s Logic, between the “logic of being” addressed in several recent posts and what Hegel calls the “logic of essence”.

The logic of essence will itself eventually be superseded by the logic of the concept. With very broad brush, it seems to me one might expect that the logic of essence will be a representation of important insights Hegel attributes to Aristotle, whereas the logic of the concept is supposed to be a representation of what he claims as his own (and Kant’s).

“[Hegel’s] general approach [is] to begin with the least ‘mediated’, least theoretically committed determination and argue for the further determinations, further theoretical commitments, without which even these relatively simpler determinations would not be possible” (Hegel’s Realm of Shadows, p. 211).

Hegel assimilates all simple predications or assertions to the logic of being, the inadequacy of which we have seen in some detail. Every word, phrase, or assertion taken in strict isolation reduces to meaningless noise, just like the attempt to “say” indeterminate Being. Only taken together and in some sort of context do words and assertions begin to mean something.

According to Pippin, “a mere list of contingent properties and quantitative measures cannot count as having determined any subject of those determinations as such” (ibid). Hegel “summarizes this problem by calling it the problem of indifference” (ibid). We still lack any even quasi-stable things to talk about.

An explanation is more than just a generalization. Explanation requires distinguishing the essential from the nonessential.

Hegel thinks that even something as sophisticated as the use of Newton’s inverse square law to account for the elliptical shape of planetary orbits is still only a compact way of making a complex assertion about relational properties, and does not give us a reason. This corresponds to the level of the “force and understanding” chapter of the Phenomenology, which reaches a purely relational point of view on mathematical physics, but still lacks the features Hegel associates with self-consciousness.

“[A] distinction between what is truly real or essential and what appears, or that way of thinking, is now on the Logic‘s agenda…. A practice exists, and we want to know not merely what happens or whether it exists but whether the practice is actually a religious practice. Or a computer wins at chess, but is it actually thinking? Something is displayed in a gallery, but is it actually art?” (p. 218).

“These questions are just examples. The Logic is not concerned with them, and, we should say, is concerned with actuality as such, the possible actuality of anything intelligible” (ibid). “These example questions… depend on ‘the logic of actuality’ as such, which simply means: how we think about what anything ‘really is’. As we have seen, the determinations of such conceptuality cannot be empirical; they must be understood, according to Hegel, as ‘products’ of thought’s self-determination of itself, a process that continually realizes thought’s apperceptive nature. Or: the concept gives itself its own actuality. Hegelian conceptuality has this subjective dimension (‘thought’s autonomy‘), even while also being the articulation of the conceptual structure of reality. This has nothing to do with spinning every actual, contingent species-form out of thought’s self-examination. The topic… is logical or categorical formality as such, not ‘what are the existing species-forms?’ ” pp. 218-219).

“The very title of a ‘logic of essence’ suggests (yet again) immediately the philosopher whom Hegel seems most to admire, Aristotle” (p. 219). “We found in the logic of being that, according to Hegel, it was not possible to specify a thing’s ‘actual’ being by qualitative and quantitative markers…. Since Hegel accepts the Aristotelian premise that actually to be is to be a this-such, where that means it is identifiable by being an instance of a kind, this means we have failed with respect to the question of actuality. We are thereby compelled, in the prosecution of the original task, to consider that, ‘actually’, a thing is not how it simply appears, looks, sensibly manifests itself, however regular or predictable. We have to say that in some way, what a thing actually is lies hidden, must be uncovered, posited, a product of thought, not a simple empirical apprehension as such” (p. 220).

The “original task” is the determination of meaning, which didn’t get very far in the logic of being, even though in the parts Pippin has skipped over, Hegel did develop resources for making broad classes of simple assertions or claims about appearance.

“What we will need is a comprehension of the difference… between the ‘essential’ and the ‘unessential’, and the basis for this differentiation” (p. 221). “[W]hatever seemings are, (in not ‘actually’ being), they exist and are determinate, a determinacy inexplicable, Hegel claims, by the ‘skeptics and idealists’ who claim that the distinction cannot be made, and therefore say, ‘everything is illusory'” (ibid).

Whoever claims that “everything is only mere appearance” turns out to have no basis for making any distinctions within the so-called appearance.

“Someone who had understood everything said onstage, the plot of Shakespeare’s King Lear, and the basic motivations of the characters, as those characters and others voice them, and had understood only that, would not, we feel entitled to say, have understood ‘the play’. Put in the simplest possible way, to understand the play, one has to do more than listen to it; one must think about it, or we can say, using the word most important for Hegel, ‘reflect’ on it, understand what lies ‘beneath’… these facts about plots and characters…. There is no such thing as a hidden meaning in King Lear; there are just the words spoken or found on the page. How we get from this clumsy metaphor to the ‘concept’ of King Lear in itself is the underlying story of the logic of essence” (pp. 223-224).

All meaning that is worth talking about has this same kind of non-thing-like character. It is constituted from relations of connection and disconnection.

“It would be a mistake to sum a person up, attempt to ‘understand’ her in the distinct way persons should be understood, simply by adding up or listing everything she did, from what she had for breakfast to volunteering for a dangerous mission. A person would not be properly understood by attention to such ‘immediacy’ alone (or her qualitative/quantitative/measured appearances, as in the logic of being). We need to understand her deeds as ‘mediated’ by what Hegel calls her ‘inwardness’…, something (and now in the most important difference with the logic of being) that we cannot see, that does not simply present itself” (p. 224).

The relations that constitute meaning do not themselves directly appear. This applies as much to things in general as to human character.

It is certainly ubiquitous that people and things also respond differentially to direct appearances, without anything deeper than a qualitative or quantitative appearance being involved. Mid-20th century behaviorism claimed that was all there is, that the meaning at issue here was a mere figment or conceit.

Pippin continues his previous example, “For example, we can’t really understand what she did except by some attention to her own formulation of the act description and to her avowed motive (her ‘intention’). Sometimes what happens should not count as a deed because there is not the proper connection of inner and outer. An accident happens. Something prevents her from realizing her intention; that is, something happens to her. She does not do something. What happens is not an expression of her character. On the other hand, as Hegel states the central claim of the entire logic of essence in a phrase, we must concede that any such inner self-construal can ‘prove itself’… only in what manifests that outwardly, in the deeds. (It is immediately important that this ‘test’ can fail.) Too radical a separation and we have someone trying to disown what she in fact did, to fabricate excuses. (‘Mistakes were made’; ‘It was never my intention to deceive/hurt/offend anyone’, etc.) We need this distinction, but we can’t establish which deeds are true manifestations of essence and which are merely aberrations by any statistical analysis of frequency, any simple inspection of what happens. We need to understand how ‘what shows’, ‘what manifests itself’ (Schein), can be said to reflect these deeds’ essence when it does (if it does, then as Erscheinung, appearance), even if, as appearance, no one deed is ever a manifestation or simple representation of essence as such ” (pp. 224-225).

It was this sort of point about the ethical meaning and use of actuality in Hegel’s Practical Philosophy that initially greatly impressed me in Pippin’s work (see especially Hegel on Willing). According to Pippin, this kind of question about the relation of actuality to appearances is just what Hegel’s “logic of essence” is all about.

Unexpectedly for me at least, this now provides the occasion for Pippin to tell us more specifically what he thinks “mediated immediacy” means in Hegel. As I mentioned before, I have always thought first of things like the experience of riding a bicycle or recognizing an object, which properly speaking are examples of “immediatized mediation”, bridging the gap between the intrinsic emptiness of immediacy in itself and our undoubtedly non-empty “immediate” uptake of things in ordinary experience. In other words, my attention was drawn to the way in which complex results of some previous synthesis can be pre-consciously associated to what we experience “immediately” in a new synthesis of imagination.

Hitherto, in thinking about the term “mediated immediacy”, I have focused on ordinary appearances of meaning, in contexts that according to Hegel are not adequate to “immediately” support the constitution of that apparent meaning. This is admittedly to disregard the surface grammar of the phrase.

Pippin here starts to give “mediated immediacy” a sense that is aligned with the surface grammar, and is also closely aligned with what he has just said the logic of essence is all about.

He continues, “Understanding this relation properly is what Hegel thinks allows him to speak of a mediated immediacy. The appearances are not denied as unreal. They ‘shine’ in their immediacy. But they can be understood in their determinate immediacy only as the manifestation of the thing that they are appearances of, and so are always mediated…. We can’t derive the appearances from a mediated (‘posited’, ‘reflected’, ‘thought-over’) essence. That would be a denial of their immediacy. But we don’t apprehend such appearances on their own, in pure immediacy, and then infer what appears. What appears is appearing in what manifests itself…. What a person does is tied to that person’s character, whatever it is. And understanding that character is nothing other than rightly understanding what that person has done. With respect to all the reflected dualisms introduced in the logic of essence, this thought in various forms remains the kernel of that logic throughout” (p. 225).

This is Hegel’s recovery of something like Aristotle’s qualified common-sense realism about experience. We say that we experience not just phenomena but also things, even if we are wrong about them sometimes. At the simplest level, though not itself thing-like, essence is what enables the distinction of things from arbitrary collections of appearances.

“This is also why essence is a retrospective reflection of what has been made manifest, why it is rooted in gewesen, the past participle of sein [to be] or ‘what has been’, a feature somewhat counterintuitive in an account of action. It is also why Hegel is happy to accept the Wesen/gewesen suggestion of temporality. It links his account with one he admired, Aristotle’s, whose term for what has often been translated as essence is to ti en einai, something like ‘the what it was to be’ of a thing” (p. 226).

Essence, I would suggest, subsists independent of time once constituted, but the constitution of essence for both Aristotle and Hegel has a dependency on appearances in time. It therefore could not be pre-given. We have to actively discover or construct it, often taking into account long sequences of appearances in time. These may wander in various directions or sharply reverse our previous expectation. Parts of them we will judge to be irrelevant. This is only the beginning of the story of essence, not the end.

“Ultimately on Hegel’s account, if we want to know whether this lie reveals a person to be a ‘liar’, what we need is not to have deeper insight into some thinglike essence, but to observe what else the person does over time and to understand the relation among these deeds, to interpret them or ‘think them over’ in their relation to each other. This will be a crucial point throughout the logic of essence, and it obviously raises the question of how to make, what guides us in making, this relational connection.”

It is relatively easy to express the openness of Aristotelian practical judgment. But we still have to do the work of judgment in each case, and due to the openness we will have committed to with Aristotle, there could not be a precise roadmap telling us how to do the work. But Kant already argued that at least at a sufficiently high level of abstraction, universals can meaningfully guide practical judgment, so perhaps something more could be achieved. Any such progress on how to judge what is essential would be priceless indeed.

“Finally, it is important to stress that this topic is being introduced very broadly. No particular theory of ‘essentialism’ is being entertained, and as already noted, making the general distinction just discussed could be achieved even by an account of the difference between transcendental and empirical subjectivity, or between categories and empirical concepts” (ibid).

Essence as such need not be taken as a specific “ontological commitment”. It means what is reasonably, reflectively judged to be important. That is part of the hermeneutics of things and of life, which we encounter as soon as we begin asking if someone or something is really or actually something-or-other. (See also Essence and Explanation; Hegel on Reflection.)

Problems of Immediacy

Returning now to Robert Pippin’s Hegel’s Realm of Shadows, he continues his chapter on Hegel’s “logic of being” by raising problems he associates with what Hegel calls mediated immediacy. I would alternatively characterize these as mainly having to do with ambiguities about what we mean by “immediacy” in a “logical” context.

Apparent immediacy plays a large role in experience, but on closer examination I think there it always turns out to be already mediated. So what does pure immediacy even mean in the logical context? My impression at this point is that it is only a failed beginning that creates a problem that motivates further development. I’m still not really used to this idea of taking a complete failure as a beginning, still at least partly holding on to the prejudice that we could not have a legitimate beginning without at least getting something right. (But see also Error.)

Pippin quotes Hegel saying there is “nothing in heaven or nature or spirit or anywhere else that does not contain just as much immediacy as mediation, so that both these determinations prove to be unseparated and inseparable and the opposition between them nothing real” (p. 197).

As he notes, this rules out any “two-step” interpretation of the relation between immediacy and mediation. Hegel cannot be saying that first we have something purely immediate, and then later some mediation is added to it.

The apparent moment of Parmenides’ saying of pure Being was already characterized as a failed thought. In the quote above, Hegel is in effect saying that the moment of pure Parmenidean Being could never really occur. That does not prevent him from nonetheless treating it as a “logical” moment. To paraphrase part of the corresponding part of the Encyclopedia Logic, being is the merely implicit form of the concept; when the concept is made explicit and actual, it “abolishes” the (purported) immediacy of being, or the (purported) form of being as such.

It also seems that all the subsequent logical “movement” will have always already occurred. Hegel’s Logic follows something like an Aristotelian teleological ordering by hypothetical necessity for Kantian conditions of possibility, not the kind of sequential ordering characteristic of the passage of time.

Pippin quotes Hegel’s statement in the Encyclopedia Logic that “Immediacy of knowledge is so far from excluding mediation, that the two things are linked together — immediate knowledge being actually the product and result of mediated knowledge” (p. 198).

This last perspective is what I think of first as the meaning of mediated immediacy. It is like the ability to ride a bicycle — once we have learned it, it is transparent and effortless. Similarly, we recognize complex objects at a glance, once we have learned to do so. (See also Meaningful “Seeing”.)

All these statements by Hegel seem very reasonable and in accordance with experience. But he also says it is “easy to show” (p. 197) that the beginning of philosophy can be neither something immediate nor something mediated. I am more used to saying that we always begin in the middle, that there is no true beginning; or that every beginning has an element of arbitrariness, and will eventually be superseded, and it is the development that matters.

Perhaps Hegel really means the beginning can be neither purely immediate nor purely mediated. But it seems to me that for Hegel, pure thought, pure negativity, and “otherness” are purely mediated. If the context were an account of experience, it makes sense that none of these could be a beginning either, since none of them directly occur in experience. But even though we are in a purely “logical” context, Hegel still seems to disallow these options, and does not seem to clearly explain why.

Maybe the reference here to the beginning of philosophy is meant as a step outside the purely logical context, but the second edition of this part of the Logic was one of Hegel’s last works (1831), and by then Hegel was explicitly presenting his logic as the “first” part of his philosophy.

That the beginning cannot be immediate we have already seen. The failed duality of Being and Nothing that Hegel placed at the beginning seems to conclusively show that any notion of “pure” immediacy as a sort of foundation is a dead end.

My first thought is that Hegel again wants to assert that in experience, mediation and immediacy come always already mixed together, and again in experience, pure mediation with no component of immediacy ought to be just as unthinkable as pure immediacy. My second thought is that pure immediacy has no logical role to play at all. My third thought is that he continues to talk about immediacy anyway, largely because immediacy was given a privileged status by the followers of Schelling and Jacobi, against whom he polemicizes in the Preface to the Phenomenology.

My fourth, tentative thought is that maybe even though pure immediacy itself has no logical role, the failed reflective thought of it still might. My fifth thought is that maybe what Hegel is doing here should be understood as beginning with the logical impossibility of foundationalism — which is after all a common enough kind of explicit or implicit claim about beginnings — as a kind of prerequisite for the Logic‘s real work of showing the conditions that make intelligibility and normativity possible.

According to Pippin, Hegel further complicates the picture by saying (again in the Encyclopedia Logic) that “thinking is the negation of something immediately given” (quoted, p. 199), “even though in the same paragraph he denies that these moments are ever distinct and insists that they are always ‘inseparably bound together'” (ibid). The first part could be taken to suggest a before-after relation that the second part denies. I think the answer has to be that the first part should not be taken that way; the emphasis there is on thinking as negation in Hegel’s special sense. Elsewhere he calls thinking a “pure negativity”, and suggests that at least some the senses of the “negativity” of thought are actually non-transitive, so the language here about a negation of something could be just a figure of speech conforming to the expectation of common sense.

According to Pippin, the failed duality of Being and Nothing, “now that… we can understand what Hegel means by considering thinking itself as a negating, will assume a very general importance. It is the duality between mediation and immediacy, differentiation and unity, and form and what is formed, and amounts to the core argument of the Logic (the inseparability yet distinguishabilty of these moments” (p. 194, emphasis added).

Pippin seems much more worried than I am about the status of what Hegel calls “mediated immediacy”, which I have taken to be Hegel’s name for the inseparable mixtures we actually encounter.

“[Mediated immediacy] is obviously problematic in its very formulation. If any such immediacy is to be considered as mediated, then it is not immediate. A canceled event is not a kind of happening, a kind of event. The event did not happen. A mediated immediacy is no longer an immediacy…. [The] argument has ruled out… any… two-step account. So the problem is not merely how there can be distinguishable but not separably occurring elements in some whole, like, say, pitch and timbre in a musical note…. The problem is how the logical or conceptual character of this relation between activity and receptivity is to be understood, if not in this stepwise way. Hegel’s formulations of the problem seem to take delight in forcing the issue into terms that are initially bewildering” (p. 197).

I don’t think there are any events in the Logic, which seems instead to be about conditions and dependencies of possible thought and judgment.

All experiencing seems to involve an element of immediacy, and all experience involving anything contentful seems to involve mediation (and there seems to be no experiencing that that does not involve something contentful).

Pure thought, I think Hegel wants to say, includes no passive or immediate element, but no experience consists in pure thought alone. Every concrete actualization of thought involves more than thought alone. Also, we can think about pure thought, but we never experience it in its pure form. The Logic, however, is concerned with what is thinkable rather than with experience.

The inseparability of immediacy and mediation fits well with a perspective of Aristotelian hylomorphism, which Pippin has been arguing Hegel uses to re-interpret the apparent dualities in Kant. Helpful as this is, Pippin suggests that it is in basic tension with Kant’s insistence on the entirely active character of thought, which Hegel wants to preserve. I have not yet gotten to his resolution of this issue.

On the one hand, Aristotelian hylomorphism helps solve Kantian problems: “In even the simplified and misleading ‘impositionist’ interpretation of Kant that is so common, we will not be able to explain the determination of what to impose if we hold to… an exclusive disjunction [between sensible intuition and thought]” (p. 207). “Every determinate judgment must also involve a reflective determination of which concept to apply, and every reflective search for a concept must already proceed from a particular sufficiently determinate to warrant the judgment for one rather than another” (p. 208).

On the other hand, Pippin recalls “the Kantian innovation perhaps more important than any other: that thinking is discursive, is not itself open to the world in any direct way…. There is no lumen naturale [natural light (of reason)], no nous pathetikos [passive intellect], no Jacobi-esque flash of insight” (p. 207).

This means that “The claim that ‘matter’, in whatever logical register, is to be understood as always enformed and that form is always being enmattered cannot in Kantian terms be leading back to a position that sensible intuiting is a kind of thinking, and thinking is a kind of intuiting, as if along a continuum” (p. 205).

This too seems right. Hylomorphism is wonderful and many things have hylomorphic relations, but thinking and intuiting as such do not form a hylomorphic pair.

For one thing, intuition is only relevant at the empirical level, having to do with experience and how things seem, but the same is not true of thought.

Also, Kantian intuition does not have the right shape for the Aristotelian identity of thought and what it thinks to apply to it. Intuition is rather intuition of something that is transcendent to it. In Hegelian terms, intuition always refers to something “positive” that is opaque to thought.

On the other hand, Hegel seems to claim that his unique formulation of pure thought as purely negative ought to be the perfect shape to be identical to what it thinks, because in being purely “negative” it refers to no opaque element, and is only a pure immanence to itself or — as was said in connection with apperceptive judgment — a pure self-relation or self-referentiality.

I believe the experience of thinking and the experience of intuition do form a continuum. The Logic, however, is not about experience or empirical things, but about “transcendental” conditions of possibility.

Pippin hints that mediated immediacy will turn out to be intimately connected to the notion of reflective judgment that Kant developed in his later Critique of Judgment. Kantian reflective judgment is ancestral to the notion of apperceptive judgment that Pippin finds to be a major theme of Hegel’s Logic.

He also makes the promising suggestion that the solution to the problem of mediated immediacy will look something like the Hegelian use of actuality in ethics (see Hegel on Willing):

“[I]n the same way that we can imagine that the determination of a person’s character from his deeds, from the immediate appearances, is not a once-and-for-all determination, but a reflective determination always attentive to future deeds and so an expanded or revised ‘essence’, and therewith an expanded or revised interpretation of deeds as typical or untypical, we can also imagine that in both logical and empirical determinations of conceptual content, this process or movement can be better considered as a kind of oscillation…, and we will have at least a sketch of how the matter seems to Hegel” (p. 210).

Pippin notes that Hegel in a remark to the section of the Encyclopedia Logic on pure Being calls it “the logical version of the general problem of sensory consciousness” (p. 196) that he treated in the early chapters of the Phenomenology.

He says that in the corresponding part of the Phenomenology, Hegel’s argument is meant to show “the impossibility of any model of experiential knowledge that is understood to be based on a foundation that consists simply in the direct sensory presence of the world to the mind, a putative consciousness of a content that is contentful just by being passively apprehended, contentful on its own, in no relation to any other or any remembered content. By imagining such a model and showing that it has some inner incoherence or necessarily raises a question that cannot be answered in its terms, Hegel shows that the possibility of any such determination requires a capacity beyond mere differential responsiveness, a capacity that, among other things, allows a perceiver to track, keep attending to, any such content over time, and that allows the perceiver to fulfill a condition of such determinacy: that the differentiability of such content from what is other than it be possible. This is supposed to establish the impossibility of any epistemological atomism, and to undermine any idea of a strict separability between our sensible and intellectual faculties. This is so because fulfilling these conditions on experiential determinacy requires, he wants to show, the exercise of spontaneous conceptual capacities in perception itself. This is not at all in any way a denial of our reliance on direct sensible contact with objects in gaining empirical knowledge, or a denial of the difference between sensible and intellectual capacities. It is meant as a denial that such sensory receptivity can properly play its role in the model of empirical knowledge all on its own, conceived as independent of, or prior to, as he would say, any conceptual mediation” (ibid; see also Sense Certainty?; Taking “Things” as True).

It might seem surprising that Hegel sees an analogy between the attitude of “sense certainty” and the metaphysical claims of Parmenides about Being, which run contrary to all experience. But he analyzes both as assertions of an undifferentiated immediacy that is still supposed to tell us something, and he responds to both cases by pointing out that all meaningful saying depends on differentiation.

Aristotle on Perception

Real and meaningful analytic distinctions in experience such as activity and passivity need not be grounded in ontological dualities.

It is common to hear Aristotle summarized as asserting a monolithic passivity in processes of perception. This is a considerable simplification. What is true is that in the absence of something perceptible that does not depend on us for its being, Aristotle would say we have a case not of perception but of something else. This does not mean there are not many active dimensions to typical sense perception as well.

One of Aristotle’s deepest principles involves a recognition of profoundly mixed conditions as being more typical of real life than monolithic or homogeneous ones. Plato treats “mixture” as a first-class topic at the heart of what Aristotle would call first philosophy, and not as a mere derivative from “pure” concepts.

Later authors have often tended to downplay Plato and Aristotle’s emphasis on mixed cases in experience as normal, and instead to privilege pure “black and white” distinctions. I think we should if anything privilege the mixed cases, and demand evidence when confronted with claims that any real-world cases involve “pure” black-and-white distinctions.

Aristotle’s account of perception in book 2 of On the Soul relies mainly on descriptions expressed in terms of actuality, potentiality, and actualization. While it is true that actuality has a character that is mostly active and potentiality has a character that is mostly not active, it is once again an oversimplification to simply equate actuality with activity and potentiality with passivity.

Aristotle’s description of perception is deliberately abstract, which reduces the need to speculatively fill in missing details. Perhaps the most salient overall aspect of this account is that it involves a multi-leveled layering of actuality and potentiality and of active and passive aspects that may be only analytically distinct. He focuses very generally on the various requirements of the kinds of form involved, and works hard to avoid causal explanations not clearly grounded in evidence.

It is very characteristic that Aristotle treats perception and whatever is perceptible in a single context. For instance, his discussion of light occurs here. He has no theory of the transmission of light, which was only experimentally demonstrated in early modern times. In the absence of evidence to the contrary, he sees light as instantaneously diffused through a medium, and reasons that the medium must therefore play a necessary role in perception. For him, light is “the being-at-work of the transparent as transparent” (On the Soul book 2 ch. 7, Sachs trans., p. 101). “By transparent I mean what is visible but not visible in its own right, to put it simply, but on account of the color of something else…. Light is a sort of color of the transparent, whenever it is at-work-staying-transparent by the action of fire or something of that kind…. What, then, the transparent is, has been said, and what light is, that it is not fire or any body at all, nor anything that flows out of any body…, but the co-presence of fire or any such thing in the transparent” (ibid). “Rather, the color sets a transparent thing, such as air, in motion, and by this, if it is continuous, the sense organ is moved” (p. 103).

It is important to recognize that this is a thoughtful interpretation of ordinary experience, with minimal assumptions. We would say, e.g., that light is transmitted at the speed of light rather than instantaneously diffused, but this can only be justified by complex empirical evidence. We associate colors with particular wavelengths of light, and we think of light as consisting of material waves (or alternatively, particles of a particular kind) that cannot be directly observed, but all this depends on complex evidence and test equipment. By contrast, Aristotle aims mainly to do justice to our ordinary experience of seeing things — a dog, a rose, a landscape, and so on. He seems to think of the air in the presence of light as metaphorically “charged” with sensible forms, such that there is a continuous translation of visible configurations of color through the air along each perspectival line of sight.

He somewhat paradoxically speaks of a “transmission” of “forms without the matter” in perception, and of the soul-as-active-form-of-the-body “receiving” them. The soul, as an entelecheia (in Sachs’ translation “being-at-work-staying-itself”, or more literally “in [itself] end having”) of an organic body, is active at root. Perception is then at top level supposed to be the being-at-work of a receptivity of the primarily active soul. Since the “transmission” of color through the air is said to be without matter, it must be more like a translation of color between the medium and the eye.

Some contemporary writers have claimed that Aristotle’s account of perception is of historic interest only, sheerly on the ground that it focuses on potentiality and actuality rather than physical causes. But as usual, Aristotle is far more interested in interpreting experience in meaningful ways, with as few assumptions as possible.

I think it is better to have a very abstract description that remains descriptive of experience, rather than imaginatively positing physical or physiological explanations. That is to say, it is better to be only abstractly descriptive but faithful to ordinary experience like Aristotle, than it is to have a more physically grounded explanation like the Stoics, at the cost of depending on additional assumptions of fact that turned out to be wrong in light of more detailed empirical investigations.

The Stoic theory — following the general Stoic precept that everything that has being must be some kind of body — seems to involve a kind of subtly material forms of objects invisibly but literally flying through the air as distinct wholes, ancestral to the medieval “sensible species”. This is a logically consistent physical and physiological account, which however makes numerous speculative leaps of the sort Aristotle aimed to minimize.

The mathematicians Euclid and Ptolemy geometrically analysed properties of light rays, but believed light rays were actively emitted by the eye, rather than received by it.

The “father of modern optics” and early contributor to scientific method, Iraqi polymath Ibn al-Haytham (ca. 965-1040 CE), known to Latin readers as Alhazen, was the first to explain that vision occurs when light reflected from objects passes to the eye, and to assert that the brain plays a major (active) role in the process of identifying objects. His work was taken up by Roger Bacon, Robert Grosseteste, Leonardo da Vinci, Galileo, Huygens, Descartes, and Kepler, among others.

The reception of light in and of itself is passive, but ordinary seeing has a large cognitive and interpretive dimension, whether considered at the level of events in the brain or at the level of an interpretation of meaningful content. Reception of light rays is passive, but even the most minimal identification of objects cannot be entirely passive.

The visible forms of patches of color that are diffused through the transparent medium in Aristotle — just like the reflected light in the modern account — are indeed passively received, but that no more makes the entire process of vision necessarily passive in Aristotle than it does in the modern account.

“But about all sense perception in general, it is necessary to grasp that the sense is receptive of the forms of perceptible things without the material, as wax is receptive of the design of a ring without the iron or gold…; and similarly the sense of each thing is acted upon by the thing that has color or flavor or sound, but not in virtue of that by which each of those things is the kind of thing it is, but in virtue of that by which it has a certain attribute, and according to a ratio” (book 2 ch. 12, p. 118).

Joe Sachs comments in a note that “Some of the difficulty can be avoided if one keeps in mind that, by form, Aristotle does not mean shape or appearance. In the Platonic dialogues, it is always emphasized that the eidos is not the mere look of a thing…. That to which one must look, according to Aristotle, is the being-at-work of the thing. It is, then, no part of the analogy Aristotle intends with the wax impression, that the eyeball, say, becomes shaped and colored like an olive when it looks at one. What it takes on must be some sort of active condition” (p. 118n, emphasis added).

This last point about the active condition, I think, is the import of Aristotle’s phrase in the above quote, “not in virtue of that by which each of those things is the kind of thing it is, but in virtue of that by which it has a certain attribute, and according to a ratio”. We do not directly perceive the kinds of things we perceive, but rather “that by which [things have] a certain attribute, and according to a ratio”. I take this to be a suggestion of what should or should not count as a “perception”.

There is a puzzle here about how “that by which” a thing has an attribute would count as perceptible. I would argue that if this kind of abstraction does count as perceptible in some way, that would be another indication that perception is not entirely passive. Aristotelian “perception” would then be quite rich, including many things I have been calling products of the Kantian synthesis of imagination. But it would still stop short of, say, directly apprehending a complex gestalt or whole “image” as an immediately intelligible unit.

Worries about “passivity”, it seems to me, ought to be directed mainly at the kind of claims of direct apprehension of complex images as meaningful wholes that Aristotle explicitly rules out in this passage.

“But ‘being acted upon’ is not unambiguous either…. For the one who has knowledge comes to be contemplating, and this is either not a process of being altered (since it is a passing over into being oneself, namely into being-at-work-staying-oneself), or is a different class of alteration” (p. 98).

“Being-at-work perceiving is described in the same way as contemplating, but differs in that the things that produce the being-at-work of perceiving are external, the visible and audible things, and similarly with the rest of the senses. The reason is that active perception is of particulars, while knowledge is of universals, which are in some way in the soul itself. Hence thinking is up to oneself, whenever one wishes, but perceiving is not up to oneself, since it is necessary that the thing perceived be present. And similarly too, even the kinds of knowing that deal with perceptible things are not up to oneself, and for the same reason, that the perceptible things are among particular, external things” (book 2 ch. 5, pp. 98-99, emphasis added).

I note first of all the explicit reference to “active perception”. Second, it makes perfect sense that “the kinds of knowing that deal with perceptible things are not up to oneself” — that in some way sensible things are what they are, independent of us, in a way that abstractions and universals are not. Aristotle even seems to think there is an at least abstractly identifiable level at which the particular senses cannot be deceived.

“[T]he means by which we live and perceive is meant two ways, as is the means by which we know (by which is meant in one sense knowledge but in another the soul, since by means of each of these we say we know something)” (book 2 ch. 2, p. 87).

“And neither is thinking the same as perceiving, for in thinking there is what is right and what is not right, … for sense perception when directed at its proper objects is always truthful, and is present in all animals, but it is possible to think things through falsely, and this is present in no animal in which there is not also speech” (book 3 ch. 3, pp. 133-134).

Here he explicitly bounds the analogy between perception and thought. We have already seen that perception for Aristotle is not entirely passive, so thinking, as something that is more up to us, must be less passive than that.

“And it is certainly not the reasoning part, or intellect in the way that word is used, that causes motion, for the contemplative intellect does not contemplate anything that has to do with action…. And even when the intellect enjoins and the reasoning part declares that something is to be fled or pursued one does not necessarily move, but acts instead in accordance with desire, as does one without self-restraint…. But neither is it desire that governs this sort of motion, since self-restrained people, even when they desire and yearn for something, do not necessarily do those things for which they have the desire, but follow the intellect” (book 3 ch. 9, pp. 152-153).

Later he specifies that the motion mentioned here is motion with respect to place, i.e., bodily movement, not anything directly associated with perception or thought. Comparatively speaking, the earlier “motion” of air in the presence of light was said in a different, more figurative way. We should not assume that the way activity and passivity apply in the one context is the same as in the other.

He continues, “But it is obvious that these two things [together do] cause motion, desire and/or intellect, since many people follow their imaginings contrary to what they know, and in other animals there is no intellectual or reasoning activity, except imagination. Therefore both of these are such as to cause motion with respect to place, intellect and desire, but this is intellect that reasons for the sake of something and is concerned with action, which differs from the contemplative intellect by its end…. So it is reasonable that there seem to be two things causing the motion, desire and practical thinking, since the thing desired causes motion, and on account of this, thinking causes motion, because it is the desired thing that starts it. So it is one thing that causes motion, the potency of desire” (book 3 ch. 10, pp. 153-154, emphasis added).

What Aristotle initially mentions as “obvious” is refined and corrected later in the chapter. This sort of thing is very common in Aristotle. In book 2 chapter 2, he says that “what is clear and more knowable by reason arises out of what is unclear but more obvious” (p. 84).

“[B]ut the potency of desire is not present without imagination, while all imagination is either rational or sensory” (p. 156).

The imagination is identified in Aristotle’s On Memory and Recollection as the root of all perception. Here he suggests that it also depends on the particular senses. Both could easily be true if the sense in which imagination is the “root” of perception is teleological, rather than causal in the modern sense.

“For imagination is different both from perceiving [by the particular senses] and from thinking things through, and does not come about without perception, and without it there is no conceiving that something is the case” (book 3 ch. 3, p. 134).

Aristotle is saying that while conceiving that something is the case depends on imagination and imagination ultimately depends on the particular senses, we never directly perceive that something is the case. That something is the case is a practical judgment about particulars, rather than a perception. “Thinking things through” (dianoia) is discussed separately from pure thought or intellect (nous), and is a rational activity of the soul grounded mainly in imagination. To really “occur” in a human, pure thought depends on the activity of thinking things through as its vehicle.

“[F]alsehood is always in an act of putting things together…. What makes each thing be one is intellect” (book 3 ch. 6, p. 144). “[B]ut thinking what something is, in the sense of what it keeps on being in order to be at all, is true, and is not one thing attached to another” (p. 145).

Here he seems to be emphasizing that the idea of what something truly is, in the sense of being-at-work-staying-itself, is not adequately expressible in terms of a simple combination of pre-existing parts or independently defined features. Also, no expression of a “what” by itself forms an assertion that could then be either true or false. A “what” by itself has more of the character of a definition that could be either accepted by hypothesis or considered hypothetically.

If the thought of a being-at-work-staying-itself is simply “true”, it seems to me it must be true in some sense other than correspondence — perhaps a being-true-to-itself through coherence. This use of “true” is also different from the way it is defined in On Interpretation, where truth and falsity are said to apply if and only if we say something about something, which means a “what” taken in isolation would be neither true nor false. Only what is said about the what could be true in that sense, but then it could also be false, depending on what is said. So “true” is being said in a different, special way here.

“Knowledge, in its being-at-work, is the same as the thing it knows, and while knowledge in potency comes first in time in any one knower, in the whole of things it does not take precedence even in time, for all things that come into being have their being from something that is at-work-staying-itself. And… the perceiving thing is not [merely] acted upon nor is it altered. Hence this is a different kind of event from a motion” (book 3 ch. 7, pp. 145-146, brackets in original, emphasis added).

Here he emphasizes a distinction between motion in the primary sense of ordinary bodily motion on the one hand, and the actualization of a potential on the other, identifying perception with the latter.

A Logic of Being?

We’ve reached part 2 of Robert Pippin’s important Hegel’s Realm of Shadows. Despite recently mentioned peripheral caveats, I’m enormously impressed with the way he makes sense of Hegel’s Science of Logic, possibly the most difficult philosophical work ever written.

He now begins a high-level survey of the three separate “logics” Hegel develops. It is essential to Hegel’s scheme that the first two will be regarded as failures in the explanation of what is involved in making things intelligible. For Hegel, failures of thought play an essential, irreducible role in the attainment of new insights. The perspectives achieved by thought are not “refuted” by other perspectives external to those achieved; instead, the achieved perspectives metaphorically “discover” their own inability to solve their own problems.

We’ve already seen the first move of the first of these failed accounts of what it is to be intelligible, the logic of being.

Hegel uses the further development of this account as a vehicle for discussing the Kantian categories of quantity and quality. If his first point was that being qua being is utterly sterile because intelligibility depends on the ability to make definite determinations, the elaboration begins to show the relational character of all determination, and at the same time the failure of any simple assertion of properties of things (“judgment”, in the severely truncated early modern form that reduces it to predication) to adequately make those things intelligible.

Pippin does not go into detail on Hegel’s lengthy discussion of quantity and quality, so for instance there is no more mention of the issue about good and bad infinity, though this is where Hegel treats it. Pippin reserves the most space for the final logic of the concept that is supposed to be successful, and gives the least to the logic of being, which according to Hegel is the least adequate.

In discussing the logic of being, Pippin is mainly concerned to extract takeaway points relevant to understanding the high-level “movement” of Hegel’s logic as a whole. I have been highlighting his suggestion that this notorious “logical motion” is teleological in a genuinely Aristotelian sense, rather than being either deductive, or somehow univocally driven forward by contradiction. It is all oriented toward the merely hypothetical necessity of what is required if we aim to reach a deeper truth. Pippin is at pains to point out that for Hegel as for Aristotle, every teleological actualization involves contingency.

“The idea is to begin with the thought of anything at all, in its immediate indeterminacy, simply being, Sein. But the thought of anything at all is not the thought of anything…. Nothing is excluded, so nothing is included…. It is a failed thought, not the thought of this failure or even just the enactment of the failure. This is the beginning of everything of significance in the Logic; it (the thought of Sein being nothing other than Nichts [nothing]) is the reflective relation to what is being thought that is inseparable from anything possibly being thought. It is thought’s apperceptive moment…. Just thereby, thinking is thinking its failure to be thinking, not thinking of a strange object, Nichts. It is only in this sense that the first moment has a second moment, a realization of what thinking must be to be thinking of anything” (p. 186).

“Such a reflective determination reveals both that such putative immediate indeterminacy must itself already be a determination, and that such a putative content, anything at all in its immediate indeterminacy, has not been transformed, has not ‘become’ Nichts, but that it always already was” (p. 187).

“Hegel here is doing something like making a case for, or at least in some way showing us, the apperceptively discursive nature of any possible discursive intelligibility. This also means that in judging anything, I am always also implicitly holding open the possibility of the self-correcting of judging…. Or, any judgment always implicitly applies, is implicitly applying, the concept of judgment to itself” (p. 189).

That apperceptive judgment always implicitly applies the concept of judgment to itself follows from its apperceptive, reflective nature. To be apperceptively reflective is to be self-referential, Pippin has been saying.

“As Kant insisted, in any such case I must be able to ‘stand above’ what I judged and what I now judge correctly and take the latter to be a correction of the former in order for it to be that, a correction. Otherwise, there is just a succession of episodes. This is why he could say that the understanding, the power of claiming, is the synthetic unity of apperception (in the same way, I am ultimately claiming in this book, Hegel is claiming that what he calls the concept is the synthetic unity of apperception)” (ibid).

“This also means, as we have been stressing, that given certain concepts of the power of knowing — say, a knowing that must be indeterminate and immediate, a ‘resolve’ to begin with such a notion — we already have thereby the concept of the object of such pure knowing, Being. If we are talking about a case of knowing, as we are, the two are, must be, inseparable…. There is no question, here or anywhere in the Logic, of the need to ‘move’ from the order of knowing to the order of being. If that were claimed to be necessary, how would we have begun with a case of knowing?” (pp. 189-190).

This intimate connection between the form of knowing and the object of knowing is Hegel’s alternative to the difficult “transcendental deduction” by which Kant in the Critique of Pure Reason aims to establish that the categories of thought really are relevant to experience. Pippin suggests that Hegel generally reinterprets Kantian dualities as cases of Aristotelian hylomorphism, and notes that even Kant occasionally makes remarks tending in this direction. In this particular case, reinterpreting the duality as a hylomorphism eliminates the “gap” between thought and being that in Kant creates the need for the transcendental deduction.

I confess, though, that it was not obvious to me that we had begun with a case of knowing. I have trouble identifying any kind of failed thought or thought that fails to have a content with knowing; I am not used to recognizing the possibility of an empty “knowing”.

But we are at least implicitly talking about an instance of thought here, even if it is a degenerate instance. Pippin is arguing that even that failed, empty thought must still be self-referential, just in being a case of thought in Hegel’s sense at all. By virtue of its form as thought or apperceptive judgment, it is already reflectively turned back on itself. I think Pippin is suggesting that that turning back on itself counts as a kind of knowing at the meta level, even though the thought failed at ground level.

“[T]here is no objection in Kant or among the relevant post-Kantians, in their denial that thinking is a kind of perceiving or primarily receptive, to the general form of such claims as ‘I know it because I saw it’, especially because that is the invitation to establishing that it can be seen by anyone…. But for thinking as such, there is nothing like: ‘I know that is the essence because I had an essence-intuition…'” (p. 190).

I am more reserved about claims like “I know it because I saw it”. Plato would not accept this as an instance of knowledge, and I am inclined to follow suit. I would say, “I believe it with confidence because I saw it”. But Pippin makes a good point here about the implicit invitation to treat this as the claim that it could be seen by anyone.

As I have noted before, what I prefer to call belief and others call a form of immediate, noninferential empirical “knowledge” are not just arbitrary assertions. Though we arrive at such beliefs “spontaneously” (in the ordinary sense, which is nearly the inverse of the Kantian sense), after the fact it is always possible to ask about the reasons for them.

I am claiming that after the fact, it should always be possible to express something of why we believe what we do. “Because I saw it” is not a reason, but a reiteration that it appeared that way to me. Intrinsically, it has no more value than “because I said so”. The kind of reasons that can be provided in this case will be persuasive (or, in Aristotle’s usage, “probable”) to some degree or other, but also potentially refutable. Typically they will take the form of more detailed claims about what we saw.

“Fichte insists on the same point that is made in the first move in the Logic… by pointing out the difference logically between ‘A’ and ‘A = A’. For the latter, we need… an ‘I’ that is ‘= I’…. But this identification is something done, a Tat [deed], the equivalent here of ‘bringing contents to the unity of apperception’ in Kant’s account, an active unifying necessary for the I to be continuously that I in experience” (p. 191).

As Aristotle pointed out, merely saying something (“A”, “Being”, or whatever) is not yet saying something about something, which turns out to be the minimal condition for truth or falsity. This formulation points to some kind of self-relatedness in the attitude toward content that seems to be a minimal condition for any kind of assertion. This self-relatedness in the content of assertions seems to be related to the inherent self-referentiality of thought for which Pippin is arguing, as if the one were a sort of hylomorphic reflection of the other.

I used to misunderstand the above argument of Fichte as additionally requiring the existence of an “I” like a rabbit out of a hat, but again we are only dealing with hypothetical necessity here. If I want to be able to conclude “A = A”, then I need to be able to apply the same identification “A” twice within the context of one judgment. That the two identifications of “A” must be combined within the context of one judgment is the sole import of Fichte’s “I = I”. If there is any existence of an I involved here, it is by hypothesis.

Pippin stresses that although Hegel speaks of logical “movement” in temporal metaphors, each part of the “movement” has always already occurred. Once again, Hegel is not talking about what drives the course of events, but something like the conditions of possibility of the constitution of intelligibility and normativity.

He goes on to discuss more problems related to immediacy, and the transition to the logic of essence, each of which I’ll address separately.

Deeper Truth

Hegel’s Logic, it now seems to me, is an exploration of what contemporary philosophers call the space of reasons, with the practical aim of eliciting and exhibiting what it is to move toward deeper truth.

He wants to focus our attention on how reasoning and judgment are transformed as they move toward deeper truth. He wants to say that the deeper meaning of truth is the movement toward deeper truth.

For Hegel, reason attains to deeper truth mainly by experiencing failure of the truth that it thought it had. Such failure has nothing to do with being “vanquished” by an opposing view.

Brandom argues that we can understand such failure in terms of the unsettling of beliefs about how things are in the world, by some unaccounted-for difference or new evidence in ordinary experience.

Pippin argues that the Logic aims at something hugely more ambitious — still not some master key to the explanation of things or events in the world, but an account of the forms of the movement of reason toward deeper truth that ought to be applicable to any thinkable thinking being.

The way that Pippin is arguing Hegel combines Kant and Aristotle I find tremendously exciting. For now I’m reserving judgment on his apparent claim that the movement Hegel describes succeeds in being unconditionally universal.

Negation and Negativity

“Hegel is willing to say some extraordinary things about the concept he sometimes calls ‘negation’, sometimes ‘negativity’. What he has been taken to mean has been the source of most of the criticism of Hegel: that he confused logical negation with actual opposition, as in the oppositions of forces or magnitudes in general in the world; that he thought everything in the world contradicted itself, and so believed that pairs of contradictory judgments could both be affirmed; or simply that what he said about negation and contradiction cannot be coherently understood. And any commentator must face the fact that he invoked the notion of negation in many different contexts in many different ways. So the first task is to have in view that variety of contexts before we can understand what they all might have in common (if anything)” (Pippin, Hegel’s Realm of Shadows, p. 139).

Some time ago I touched on the most elementary parts of this thorny issue in Contradiction vs Polarity. My basic sense at this point is that Hegel does indeed have very worthwhile things to say on this very distinctive theme of his, but that the standard connotations of his core vocabulary for talking about it — negation, negativity, contradiction — are so impoverished relative to what he really means in his extensive and varied metaphorical uses of it that the vocabulary does not communicate well.

Pippin identifies five somewhat overlapping contexts that ought to be taken into account in a serious interpretation of Hegelian negation: the nature of thinking; the talk about freedom; the nature of intelligibility; the notion of speculative truth; and the talk about contradiction.

In the context of the nature of thinking, he says “In the simplest sense, we are talking about the logical structure of apperceptive intentional knowledge, as well as the ontological status of agency. What it means to claim that the intelligibility of any content of empirical knowledge is not… wholly ‘positive’… is best understood by contrast. If it were not so and were wholly positive, subjectivity would be something like a mere complex registering and responding device (of the same ontological status as a thermometer) ” (p. 141).

“As we have seen, one is not simply wholly absorbed in the presence of the world to one, not wholly and merely reactive to the stimulation of sensibility, and that ‘not’ is the beginning (but certainly not the end) of all the logical issues of negation that emerge in Hegel’s philosophy, at both the phenomenological and the logical level. In making such a judgment I ‘negate’ the mere immediacy or givenness of perceptual content, negate it as immediate and putatively given, and take up, am always taking up, a position of sorts about what is there, what is the case” (p. 142).

The suggestion is that all “taking” of things to be thus-and-such for Hegel implicitly involves a negation of immediacy.

“What thinking is is such a ‘negation’ of one’s immediate ‘positive’ state. (One can say: this negation of mere immediacy is ‘taking a stand’, rather than being put into a state.) Any thinking could be a seeming-to-be-the-case, not what is the case, and that possibility is constitutive of the act’s being a judging in the first place…. The constitutive feature attended to in a Hegelian philosophical logic is the fact that judgments are potentially responsive to reasons and revisions just qua judgments” (ibid).

Pippin thus cites responsiveness to reasons as another non-obvious instance of negation for Hegel.

“And in being an agent, I am not simply causally responsive to inclinations and desires; there is no ‘fullness of positive being’ here either. I interrupt or negate positive being (what I feel inclined to do, experience as wanting to do) by deliberating and resolving what to do” (p. 143).

Deliberation is another non-obvious instance.

“As noted before, the closest first and general approximation of what he means is Aristotelian: subjectivity (thinking and acting according to norms) is the distinct being-at-work… of the biological life form that is the human, reason-responsive substance; this in the same sense in which Aristotle says, if the eye were body, seeing would be its form, its distinctive being-at work” (ibid).

Subjectivity in general is another.

“Instead of thinking of the fundamental act of understanding as a synthesis of independent, originally unrelated elements, either by subsuming an individual under a concept, or by including one concept under another, we should understand ourselves, both in experience and in logical reflection, beginning with ‘wholes’, never with experiential or logical subsentential simples [individual words] or atoms” (pp. 143-144).

Hegel presents this last point as a sort of inversion of Kant, and it does speak to some of Kant’s language. But I would argue that the true starting point of Kantian synthesis is not experiential or logical atoms, but rather the sensible manifold in intuition, which is only potentially differentiable. This brings Kant closer to Hegel. True, the manifold has such a loose unity that arguably it might have trouble qualifying as a “whole”, but even less does it consist in already predifferentiated “atoms”. In Kant I think we have no basis for identifying putative atoms in experience until “after” the figurative synthesis of imagination has done its work. (It is the preconscious, in a non-Kantian sense “spontaneous” figurative synthesis that for Kant creates an inevitable gap between being and thinking, and that for Hegel gives us the fixed representations relied upon by common sense.)

In the context of freedom, Pippin says that “In the same way that judging, insofar as it is genuine, holds open the possibility of its negation or disconfirmation, just by being judging, not by virtue of any second, reflective act…, a deliberation about action, if it is to be a deliberation, is open to the force of reasons the agent has already accepted by deliberating at all, a possibility criterial for his acting at all…. [Hegel] is insisting on the logical or categorical requirements of the normative, and in that sense (the sense in which freedom is normatively constrained judgment and rational action), the negative (here only the possibility of not doing what I am powerfully inclined to do) is ‘that by which a person is free’. (And he does not mean any uncaused causality, but that which counts to the subject as a reason” (p. 147).

Normativity in general thus counts as depending on a kind of negation.

“In terms of the structure of the Logic, what Hegel will want to argue is that we cannot adequately explain freedom if we consider just a determinate property that some beings happen to have…, and we cannot explain it either as a kind of essential ideal, manifest in but never adequately expressed in its appearances, in concrete individual actions…. We need the logic of the Concept, in which concepts are said to ‘give themselves their own content’ and be ‘self-determining’ in a way indebted to [the] Kantian claim on self-legislation…. Any philosophical determination of actuality must be understood as ‘self-legislating’ in the broad sense [that] reason relies only on itself in determining such a normative structure. These are not empirical questions. There is no flash of ‘essence intuition’ (Wesenschau) giving access to a world of abstract immaterial objects, essences” (p. 148).

Self-legislation too involves some subtle kind of negation.

In the context of the nature of intelligibility, Pippin says “Every determination of every sort of content in the Logic is a negation of some insufficient determinacy that must be able to be conceived positively” (p. 153). This is another way of characterizing the basis of the notorious “movement” in Hegel’s logic.

The determination of content for sure involves negation.

In the context of speculative truth, he mentions that “[E]valuative judgments, like ‘this action is good’, or our familiar ‘this is a bad house’, will be paradigmatic examples of judgment in the logic of the Concept. They do not qualitatively specify a thing by distinguishing it from other things; they do not identify the appearances that show the ‘essence’ of the thing; they understand the content ‘in terms of its concept'” (p. 154).

Evaluation of anything against its concept is another subtle variety.

In the context of the notorious “contradiction”, Pippin says “So in a general sense, one has to say that a thing… ‘includes’ its contrary, or more precisely its relation to its contrary, in order to be, and be known to be, what it is. Neither of these ‘moments’ of negation involves contradiction in the Aristotelian sense because ‘is’ and ‘is not’, while said of the same thing and at the same time, are not meant in the same sense. But Hegel wants for various reasons to call such an analyzed state a ‘contradiction’, and there is some ground in the use of the term for saying that…. In the simplest sense, personifying the process, what someone intends to say, means to say, can be ‘contradicted’ by what is actually said, what he finds he has to or can say” (p. 156).

Evaluation of any outcome against intent is another.

Pippin notes that Hegel says retrospectively at the end of the Logic that the abstract treatment typical of the logic of being and the logic of essence is due to “mere opinion” or lack of awareness of what it is actually treating. “It cannot say what it means to say” (p. 157). This is yet another way of characterizing the Logic‘s “movement”.

Logical “movement” is another.

“Hegel’s speculative notion of contradiction is not predicate or sentence negation…. [H]e means to focus attention on concept negation…. Now concepts, understood as rules, have content by being understood to have the content that they have. To understand a rule is to know how to use it, and in using it, to know one is following it…. So understanding… is not… ‘grasping a content’ but understanding what the rule instructs us to think. That is, the concept is always already a moment of discursive activity, a thinking through of its implications” (pp. 158-159).

“[T]he considerations discussed so far should not be understood to be matters of formal clarity…. As Hegel insisted, we are not studying how we think about (or talk about) matters (or even how we ‘must’ think). The question is a question about ‘any possible intelligibility’, and so about being in its intelligibility, … not ‘our ways’ of rendering intelligible” (p. 160).

All the above varieties of “negation” involve normativity in one way or another. Here Pippin again emphasizes the universality of criteria of intelligibility that Hegel counterposes to the Kantian gap between thinking and being.

“The forms of intelligibility are the forms of what could be true, although they do not settle the question of what, in particular, is true” (p. 175).

“[O]ur first orientation in trying to understand Hegelian negation should be not the logical operation of predicate or sentence negation, but real opposition…. [Michael] Wolff also thinks that the controversy in the eighteenth century about positive and negative magnitudes, especially as it surfaced in Kant, as well as the emerging clarity about negative numbers, played a far larger role in the development of Hegel’s thinking about negation and contradiction than did a reflection on the logic of the formal operator” (pp. 177-178).

Real opposition is an instance of contrariety, which is actually much more relevant to Hegel than formal logical contradiction.

“Hegel’s category of becoming, so important at the beginning of the logic of being, owes much to Hegel’s defense of Newton and the latter’s doctrine of the becoming equal of magnitudes” (pp. 178-179).

“Critics like Crusius were aghast at the idea of forces having positive and negative values. But Kant understood that such ‘values’ (and here again an important precedent for Hegel) had those values in relation to each other, not absolutely, that they were relative values, arbitrarily reversible even” (pp. 179-180).

Negative magnitudes are another instance of contrariety.

“This is not the sense of contradiction throughout the Logic, but it gives us enough background… to appreciate that Hegel is neither a lunatic for saying that ‘everything is contradictory’, nor a mystical Heraclitean” (p. 180).

Pippin devotes nearly half of this chapter to critical remarks about Brandom’s interpretation of Hegelian negation as material incompatibility, which involves a more nuanced form of contrariety. He says Brandom’s reading very well captures the meaning of negation in Hegel’s logic of being, but is inadequate for what Hegel goes on to do in the logic of essence and the logic of the concept. For example, material incompatibility alone is insufficient to explain things like the “self-legislation” of the concept or the idea of the good, but Hegel at least claims that these have something to do with the concept of negation.

Brandom’s interpretation of Hegelian negation seemed to me incomparably clearer than Hegel himself, so until now I have adopted it enthusiastically as a charitable rendering of what Hegel ought to have said to better express his meaning. This is the first of many counter-arguments to Brandom I have seen that really seems to me to at least raise a serious question, but for now I will forego another lengthy tangent.

Apperceptive Judgment

What Hegel calls “the concept” is not a simple content to be grasped, as if it were already completely formed as what it will turn out to be, and all of that in advance of and independent of the activity of judgment. Rather, it emerges out of the activity of judgment in the space of reasons. It also turns out to have an inherently normative character.

Pippin quotes Kant: “I find that a judgment is nothing other than the way to bring given cognitions to the objective unity of apperception…. I do not mean to say that these representations necessarily belong to one another in the empirical intuition, but rather that they belong to one another in virtue of the necessary unity of the apperception in the synthesis of intuitions” (Hegel’s Realm of Shadows, p. 102).

As a first approximation, “apperception” here means something like apprehension of intelligible meaning. For Kant, “the basic feature” of the “general or content-less logic as rules for valid judgings and inferrings” is that “judging is apperceptive” (p. 103).

The significance of this will become a bit clearer further below. Hegel will go further than Kant in construing apperception in a purely “logical” (as opposed to psychological) way.

“Kant was well aware that with this notion of apperceptive judging he was breaking with the rationalist (and Lockean) notion of reflection as inner perception, and as we shall see, Hegel’s language is everywhere carefully Kantian in this respect” (p. 112).

(Aristotle too carefully distinguishes thought from inner sense, rather than identifying them as Descartes and Locke do.)

Pippin quotes Hegel: “It is one of the profoundest and truest insights to be found in the Critique of Pure Reason that the unity which constitutes the essence of the concept is recognized as the original synthetic unity of apperception, the unity of the ‘I think’, or of self-consciousness” (ibid).

This suggests a three-way mutual explication of the essence of the concept, unity of apperception, and self-consciousness. Self-consciousness for Hegel turns out to be not a separate substantive “subject” distinct from its “object”, but rather an essential adverbial property of self-reference that is intrinsic to the thinking of every concept (see The Ambiguity of “Self”).

From Hegel’s perspective “it is quite misleading for Kant to formulate the point by saying that the ‘I think’ must ‘accompany’ (begleiten) all my representations…. Representing objects is not representing objects, a claiming to be so, unless apperceptive…. And that has to mean, in a very peculiar sense that is important to Hegel and that will take some time to unpack, that such judgings are necessarily and inherently reflexive, and so at the very least are self-referential, even if such a reflected content is not substantive, does not refer to a subject’s focusing on her judging activity as if it were a second consciousness…. Virtually everything in the Logic of significance descends in one way or another from the proper understanding of this claim” (ibid).

Judgings as activities are “necessarily and inherently… self-referential”. The suggestion seems to be that apperception and self-consciousness consist in complex self-referential judgings, rather than anything resembling perceptive receptivity or simple consciousness. “Reflexivity” for Hegel is an elemental property of judgments as judgments, not a global property of consciousness. To assert the inherent self-referentiality of judging activity is quite different from asserting the sort of inherent reflexivity of consciousness that Descartes and Locke presuppose.

“[W]e have to be clear that this has nothing to do with inner perception or the mind observing itself” (p. 105).

“There must be some way of saying that the self-conscious dimension of thought and action is a matter of the way a claim is made or an action undertaken. To adopt the formulations used by Ryle in accounting for many similar phenomena, they are accomplished ‘self-consciously’, rather than accompanied by or even identical with another act of consciousness” (p. 106).

“There is a self-referential component in any judgment or action too (‘I think this, I act thus’), but it can be misleading to think that this is the same problem as ‘how does the first-person pronoun have sense, and thereby pick me uniquely out’. As we shall see, it is misleading because it suggests a punctuated moment of awareness” (p. 107).

“Finally, there is little doubt that Hegel realized that apperception was not a kind of consciousness” (ibid).

In support of this he quotes Hegel: “[I]n this original deed there is not yet the representation of the ‘I’…. [T]his objectifying deed, liberated from the opposition of consciousness [between subject and object], is closer to what may be taken simply as thinking as such. But this deed should no longer be called consciousness; for consciousness holds within itself the opposition of the ‘I’ and its intended object which is not to be found in that original deed” (ibid).

It seems to me that apperception thus implicitly becomes the middle term of a syllogism: self-consciousness is apperception; apperception is not a kind of consciousness; therefore (contrary to what the formation of the word suggests) self-consciousness is not a kind of consciousness, but something “else”.

I take consciousness to be a form of presentation in what Aristotle called imagination, and self-consciousness to be the form of the self-referential character of judgment or apperception. Outside the context of the Logic (e.g., in the Phenomenology), self-consciousness has an inherently social or intersubjective dimension; in both the Phenomenology and the Logic it has a normative dimension. Human as opposed to purely animal experience is always a mixture of “consciousness” and “self-consciousness”.

“I know what I am doing not by identifying myself with the one acting, but by being the one acting. So how can such a Two also be One? We are in the middle of everything of significance in Hegel’s Logic, not to mention Fichte’s Wissenschaftslehre and Schelling’s early idealism…. This unusual identity is constitutive of ‘theoretical thought’ as such” (pp. 108-109).

“This too is important to state carefully. Hegel scholars often assume that Hegel inherits ‘identity philosophy’ from Schelling, and that it means ‘the identity of subject and object’. They then formulate various implausible versions of such an identity, such as that true reality is divine thought thinking itself, that objects are moments of this thought’s ‘intellectual intuition of itself’. But the Logic is not committed to anything remotely like this” (p. 109).

Rather, the identity Hegel is principally interested in is that “the thought (belief, assertion) of some content… is at the same time the thought of the reasons that are required for such an ‘answer'” (p. 110, emphasis added). This what it means to say that thought is inherently self-referential.

This helps to explain why it is true that “It is a condition of use of a concept that the use is subject to a norm of correct and incorrect use, and that norm is internal to the concept…. Such capacities as judgment and self-consciousness are called into play in a way that can be redeemed if challenged, for example” (p. 106).

Pippin elaborates, “being committed to the truth of a proposition, I am just thereby committed to the denial of everything inconsistent with it. The latter is not a separate inference I draw, on the basis of my first commitment. It is a dimension of the content of my first commitment. This is not to say I must be conscious of these implications and incompatibilities, but just that I could not be thinking of that content were I not able to be responsive to such considerations. This is all so just as someone’s believing something and her thought that it is something right to believe ‘are the same reality‘” (p. 112).

The idea that a proposition should be identified with the distinctions and entailments that it presupposes and that follow from it — rather than with a simple Boolean value of true or false, as in mainstream 20th century logic — has been developed with extraordinary thoroughness by Robert Brandom in Making It Explicit, which Richard Rorty credited with ushering in a new “Hegelian” stage of analytic philosophy.

“[N]o one could be said to ‘just’ assert, or just believe, or just act. Any such undertaking, if self-conscious, must be potentially responsive to the question of ‘Why?’; that is, to reasons. (An assertion is such a responsiveness; the latter is not a secondary or even distinct dimension of the former.)” (ibid).

This formulation that an assertion is such a responsiveness — which relies on the essential self-referentiality of judgment that Pippin is arguing for here — seems in a way more radical than the way Brandom puts it. For Brandom and Brandom’s Hegel, the concomittant commitments are material inferences, and there is a sort of Kantian imperative that we ought to show such responsiveness to everything with a material-inferential connection to our assertions. According to Pippin’s Hegel, the concommitant commitments are not inferences at all but integral to the true identity of the assertion, and we would not really have made an assertion at all if we did not show responsiveness to them. But they ultimately agree that we ought to show such responsiveness — that addressing the concomittant commitments of our assertions is not something we could legitimately choose to ignore — and that this has something to do with the very nature of assertion-making.

“And it is at least plausible to say that the greater the extent of such potential responsiveness (or said another way, the greater the self-understanding), the ‘freer’ the activity, the more I can be said to redeem the action as genuinely mine, back it, stand behind it. We thus have formulated what [Sebastian] Rödl rightly identifies as the heart of German Idealism, the principle ‘that self-consciousness, freedom and reason are one'” (pp. 113-114).

Statements like “self-consciousness, freedom and reason are one” used to give me no end of trouble, because I assumed they were meant to assert the sovereignty of a Subject (i.e., in this case that the Subject is self-conscious; the Subject has free will; and the Subject is the seat of reason). What I eventually realized through the closer study of Kant and Hegel is that I was assuming dictionary meanings of self-consciousness and freedom that are not applicable, and that Hegel and even Kant are much less “subject-centered” than common readings make them out to be. A strong concern for subjectivity need not be identified with the assumption of a sovereign Subject.

Because what Hegel means by “concept” is so fundamental to understanding the Logic and so far from the way it is commonly understood, Pippin repeats an earlier message in different words:

“[C]oncepts are determinate only by virtue of their roles in judgment, the ‘bringing to the objective unity of apperception’, in Kant’s definition” (p. 115).

“So a concept like ‘essence’, for example, can be said to be delimitable as just that concept by virtue of its possible uses in various contrasts to ‘appearance’ or by virtue of its negation (in the grand structure of the [Science of Logic]) of the concept ‘being’, or its role in distinguishing accidental from essential predicates. These are all roles in judgments (and are thereby tied to judgmental roles in inferences). Any of these uses, though, involves any such claim in a network of justifications, a normative order. The application of any such concept in judgment, since apperceptive, self-consciously applied, must be, just thereby, responsive to its possible misapplication, and the question of the general contours of its correct use implicates any one notion in the normative proprieties governing many others. Hence, as we shall see, the course of the ‘movement’ of the logic” (ibid).

“A proper understanding of the self’s relation to itself in thinking, the form of any conceiving and thereby any concept, and thereby any inferential relation, is also the core meaning of what Hegel calls the ‘infinity’ treated by speculative philosophy” (p. 118).

“This is yet again not an easy thought: some sort of self-relation that is not a two-place relation, but something like a circular structure, in which the self’s self-relation never terminates in a distinct object or determinate posit, but in so attending, returns to itself as a relating…. This is ‘infinity’ in the proper sense, Hegel tells us frequently, and… ‘Self-consciousness is thus the nearest example of the presence of infinity'” (p. 119).

My current impression is that what Hegel calls the “good” infinite has something to do with what I would tentatively call relational structures with cyclic dependencies, and he thinks we can and do implicitly use something like this in life, without getting stuck in what could be a mathematically infinite cyclic traversal of the structure. (That something like this is at least conceivable is anecdotally supported by the existence of computable and hence in that sense “finite” implementations of infinitely extensible data structures.) The more usual notion of infinity — at root mathematical, a paradoxical “value greater than any definite value” — Hegel derides as “bad” infinity, regardless of whether it is potential or actual (which was a key distinction for Aristotle). (See Hegel on Reflection for a somewhat better account of this issue.)

Hegel in effect seems to ask us to suspend the assumption that standard mathematical infinity is what infinity is, and to step back to the more general idea of the non-definite. Further, he identifies the contrasting term of finitude specifically with a non-relational view of things, as being whatever they are even in complete isolation from one another, so his condemnations of finitude are not at all condemnations of the view of things as finite in the sense of depending on other things. Pippin earlier even suggested that some kind of notion of things depending on other things for their intelligibility is the main source of the famous and difficult-to-understand “motion” in Hegelian logic.

“Discriminating what belongs together with what, what is connected to what in a temporal order, knowing that the successive perceptions of a house do not count as the perception of a succession in the world, requires an apperceptive unity; it does not just happen to consciousness” (p. 121).

“Without this ability to distinguish how things are from how they seem to me, there would be as many ‘I’s’ as associated seemings, and no unity of self-consciousness. Or, achieving the unity of self-consciousness is differentiating seeming from being” (p. 122).

Pippin returns to his larger argument about the Kantian basis of what Hegel is doing.

“The attempt has been to understand the Kantian claim about apperception as a logical, not psychological claim, and this goes some way toward understanding the link between this reflexive character of judging as the essence of intelligibility and ‘the intelligibles’. If it is possible to establish that certain a priori judgments have… objectivity, but without Kant’s limitation thesis, restricting that thesis to possible objects of sense experience (phenomena, not noumena), we will have a way into Hegel’s claim that logic can be understood as metaphysics. Our claim about Kant was that even for him, this relation to objects is not established by the imposition of subjective form onto received sensory material. Kant’s position is not ‘impositionist’ in this sense, and both he and Hegel are following the nonimpositionist, more Aristotelian (hylomorphic) line” (p. 125).

He includes several more quotes from Kant and one from Beatrice Longuenesse that offer hints in this more Aristotelian direction, then says, “We need only remember that for Hegel this is the core of Kant’s own position once we give up any notion of separable contributions from sensibility and understanding, and give up referring to pure forms of intuition as species-specific…. If we do, we get the careful statements about the identity within difference of concept and being in and for itself with which we began” (p. 126).

He returns to the more basic point that “There is no indication that Hegel thinks that being or God has an apperceptive discursive intellect and that we are manifestations of it. We are manifestations of the finitude of Verstand [understanding] and the possibility inherent in Verstand of the transcendence of such self-imposed finitude” (ibid).

In referring to “self-imposed” finitude, I think Pippin means the viewing of concepts as independent, isolated objects or fixed representations, rather than as pure moments in the traversal of the relational network of the space of reasons.

“[W]e need a kind of stereoscopic vision to keep in mind two aspects of this issue that Hegel keeps stressing…. The first is that conceiving is an activity and concepts are ‘moments’ of this activity. This is something stressed in a different way when Hegel tells us that concepts are not things, objects. The second is that… such activities are not actions, doings, and that Kant’s position, when properly understood (and so not as Kant understood it), should not be taken as a part of a two-step or impositionist account of such activity” (p. 127).

That activity is not reducible to punctual actions is a thesis I have been pursuing in an Aristotelian context.

“Hegel says that (Kant’s) objective or transcendental logic ‘replaces’… general metaphysics or ontology. Logic so construed also takes account of and replaces special metaphysics, the a priori doctrines of the soul, the world, and God” (p. 128).

Once again, Hegel’s “logical” alternative to rationalist metaphysics and psychology does not presuppose any fixed concepts. Pippin returns to this to avoid misunderstanding, because he has been emphasizing the non-psychological character of apperceptive judgment for Hegel.

“If we think, as some do, of Hegel’s Denkbestimmungen [thought determinations] as something like Fregean thoughts, objective in a Platonic sense, as abstract entities, then what I am quoting [to the effect that the “objective” part of Hegel’s logic is the true critique of such determinations] is very puzzling. Hegel certainly knows that Kant’s transcendental logic is in some sense or other a logic of subjectivity” (p. 129).

The distinction that is beginning to be made explicit here is between subjectivity in general and specifically psychological subjectivity. This will allow Hegel to develop a “subjective” logic that has nothing to do with psychology.

By analogy, Pippin notes that “Frege interpreters argue that there is no reason to go as far as the historical Frege did (a form of Platonism) to differentiate objective thought from mental episodes, private associations, etc.” (ibid).

“In a claim we shall have to return to and investigate, [Hegel] repeats often that the true critical question is not whether subjective forms of thought have any objective purchase, but whether the concepts of a logic ‘in and for themselves’ provide what they are supposed to provide: what is required for successful conceptual determination…. Kant did not sufficiently investigate what these pure concepts are; he did not pursue the question of their ‘nature’ and their very possibility” (p. 130).

Broadly speaking, the answer will be that concepts are not Platonic forms but get their meaning from their uses, as normatively evaluated in the space of reasons.

“Commentators are sometimes so eager to observe the spirit of this sort of critique of Kantian ‘subjectivism’ that they assume that the Logic is something like the ‘pure’ manifestation of the objective dependence and implication relations among ‘pure essentialities’, thoughts in the objective sense, logical entities that are in those relations in ways that have nothing to do with anyone ‘thinking them'” (p. 131).

The delicate point here is that we can take the activity of thinking into account by treating it as its own “subject”, rather than attributing it to a separate Subject.

“But the apperceptive or inherently reflexive determination of conceptual content… is no more external than the ‘I think’ is external to a content thought. Judgment and the consciousness of judgment are one act. No content represents anything except as thought/judged” (ibid).

Recalling the syllogism I constructed above from Hegel’s statements — which concluded that what he calls self-consciousness is not a kind of consciousness — I think Pippin should have said “self-consciousness” rather than “consciousness” in the above. “Self-consciousness” for Hegel is normative and non-psychological. What he calls “consciousness” (the aspect of immediacy and of presentation in the form of objects) does have a psychological character. In real life, we encounter mixtures of the two.

“The movement of pure thought is like the movement in a proof, on the assumption that the moves are inferences a thinker, on pain of contradiction, must make, and not merely formal-structural functions, as in a symbolic logic” (p. 132).

A proof involves not just a sequence of propositions but a sequence of judgments or assertions. Frege explained this difference in terms of an additional dimension of “assertoric force” alongside his Platonic view of concepts and propositions. For Pippin and Brandom, the consideration of assertoric force is where normativity enters into logic.

“[I]t is also question-begging to assume that anyone who makes the assertoric force inseparable from the logical structure of a unit of meaning (as Hegel unquestionably does) is thereby guilty of psychologism, or of relying on some ‘experiential’ standard of adequacy. Even Frege was willing to make the question of assertoric force a part of ‘logic’ in his own terms” (ibid).

Hegel takes assertoric force into account by treating it normatively rather than psychologically. Meanwhile, the movement of judging activity that is the bearer of Hegel’s notion of truth must also be distinct from the mere inspection of logical structure.

[O]bjects moving about [in Hegel’s Logic]… is a mystification. At any rate, I have no idea what it would be to ‘observe’ one thought-object developing into another. (We don’t observe what happens when one step in a proof ‘becomes’ another; the inference has to be drawn, and drawn for a reason.) Such an objectivism makes it almost impossible to understand what Hegel calls the Logic‘s inner ‘drive’…, and it especially does not take account of the claim that conceptual form is itself apperceptive, that ‘the truth is self-consciousness’ (pp. 133-134).

“Essentialities do not move or establish relations with other essentialities…. A proposition cannot be the bearer of truth, does not even represent any state of affairs, except as judged, and therewith the identity of the acts of thinking involve[s] a wide variety of other commitments at the same time…. (I mean such things as being committed to the denial of all judgments inconsistent with the one that one asserts as true, and this not as a second act of thought.) By contrast, the basic unit of intelligibility for Hegel is not an internally complex object, even if in relations with other objects, but as he says in many ways and many different times, a result, the accomplishment of the ‘active universal’, which activity is judging…. The mode of logical connection is inseparable from the mode of connecting. They are co-constituting” (pp. 134-135).

Objective “thoughts” in Hegel’s sense are not just pure Platonic essentialities but judgments that have a shareable meaning and that inherently invite normative evaluation.

“Said another way, a strong way of insisting that Hegel’s new ‘metaphysics’ is a logic, none of this has anything to do with what anything is made of, consists in, with the furniture of the universe. What we want to know… about these concepts is their ‘logic’, how they function with account-givings governed by the norms of explanatory satisfactoriness and truth” (p. 137).

“This means that any concept of thinking and of the content of thought involves normative proprieties, exclusions, and implications, without which any thinking a thought could not be the thinking and the thought that it is. These normative commitments are independent of what a thinker might herself be able to acknowledge, but they cannot be denied on being noticed, on pain of incoherence, of not thinking anything at all” (ibid).

Thus apperception — or what we might call “pure” as opposed to empirical subjectivity, which need not be tied to an assumed separate Subject, but only to some judging activity — for Hegel is purely “logical” (having to do with the determination of meaning). It is independent of anything psychological, and at the same time it is inherently normative.