Ricoeur on Justice

Among Paul Ricoeur’s last publications were two small volumes of lectures on justice, The Just and Reflections on the Just. These apply the ethics he had formulated in Oneself As Another (see also Solicitude; Ricoeurian Ethics). As in Oneself As Another, he combines Aristotelian and Kantian elements (see also Aristotle and Kant).

Ricoeur notes that Plato and Aristotle often mentioned “the unjust and the just” in that order, and suggests that the initial impulse for justice is a sense of indignation against things like unequal shares, broken promises, and excessive retributions.

He identifies justice fundamentally with equity or fairness, as mediated through institutions and Kantian obligation by universals. In contrast with the I-Thou of friendship, it involves relations of distance with others conceived in the third person. “The other for friendship is the ‘you’; the other for justice is ‘anyone’…. In fact, we have already encountered this ‘anyone’ in those exemplary situations in which our youthful indignation lashes out against injustice: unequal shares, failure to keep one’s word as given, unfair retributions — all institutional circumstances, in the broadest sense of the term, where justice presents itself as a just distribution” (The Just, p. xiii). “An important equation, whereby the just begins to be distinguished from the unjust, presents itself here: the equation between justice and impartiality” (p. xi). It is “under the condition of impartiality that indignation can free itself of the desire for vengeance” (p. xvii; emphasis in original).

He will consider the interaction of two axes: a “horizontal” one of the “dialogical constitution of the self” (p. xii), and a “vertical” one with three levels — an initial Aristotelian one concerned with ends and the good life; an intermediate Kantian one concerned with formal elaborations of procedural justice and universality; and a final one concerned with Aristotelian practical wisdom that also draws on Kant’s Critique of Judgment. He suggests that the Critique of Judgment has more to tell us about justice than the Critique of Practical Reason. Procedural justice, Kantian universality, and deontological obligation here do not supersede or conflict with Aristotelian practical judgment about concrete particulars, but rather mediate its relations to ends. This seems like a very nice way of expressing a harmonization of Aristotelian and Kantian ethics.

Relating justice to Aristotelian ends, Ricoeur wants to defend “the primacy of the teleological approach in the determination of the idea of the just” (p.xvi). “Justice… is an integral part of the wish to live well” (p. xv). “It begins as a wish before it becomes an imperative” (ibid).

According to Ricoeur, the very import of the claim to universality ensures that procedural justice cannot entirely separate itself from a substantive idea of the good in terms of ends. Provisionally adopting John Rawls’ abstraction of equitable distribution of goods as including procedural considerations, he argues that overall equity cannot be realized without “taking into account the real heterogeneity of the goods to be distributed. In other words, the deontological level, rightly taken as the privileged level of reference for the idea of the just, cannot make itself autonomous to the point of constituting the exclusive level of reference” (p. xix; emphasis in original). Ricoeur accepts Rawls’ claim that a pure theory of procedural justice can be developed autonomously, but argues that its real-world applications still require Aristotelian practical judgment.

All people, Ricoeur suggests, have a kind of “power over” others, as a result of the capacity to act. This “offers the permanent occasion for violence in all its forms…. What do we get indignant about, in the case of shares, exchanges, retributions, if not the wrong that human beings inflict upon one another on the occasion of the power-over one will exercises in the encounter with another will?” (p. xvii; emphasis in original). The kind of impartiality that frees indignation from the desire for vengeance, Ricoeur suggests, is embodied in the idea of universally valid law and deontological obligation to avoid harming others.

Ricoeur says actually the most serious issue about justice has to do with what he calls the “tragic dimension of action. It is at this stage that the moral conscience, as an inner forum, one’s heart of hearts, is summoned to make unique decisions, taken in a climate of incertitude and of serious conflicts” (p. xxi; emphasis in original).

The ultimate need for open-ended Aristotelian practical wisdom above and beyond the best discipline of the abstract application of rules, Ricoeur says, is a kind of correlate of the irreducibility of a consideration of ends. This will be the most important thing in the practice of jurisprudence. (Leibniz also suggested something like this with his idea of justice as “wise charity”.) Ricoeur relates such practical wisdom to Aristotle’s notion of (non-sophistical) rhetoric as speaking well in the sense of saying things that are persuasive because rightly said; to hermeneutics; and to poetics. (See also Ricoeur on Practical Reason.)

Justice’s “privileged moment” of mediation through formal universality, while neither self-sufficient nor ultimately decisive, is nonetheless essential to the process. The same kind of mediation appears in Ricoeur’s works in numerous contexts. Freedom is mediated by necessity; our understanding of the self is mediated by a “long detour” through cultural objectifications; open-ended interpretation is mediated by disciplined explanation. Similarly, here an ultimately open-ended approach to justice that begins and ends with Aristotle is enriched and made more rigorous by the additional mediation of Kantian universality.

These examples help clarify the main sense of Ricoeurian (and Hegelian) “mediation”, which is very different from the sort of theologically perfect, transparent mediation invoked, e.g., by Aquinas. Ricoeurian and Hegelian mediation are always bumpy, and the last word is never said.

Ricoeurian Ethics

In the final chapters of Oneself as Another, Ricoeur develops a meta-level discourse about ethics, and concludes with a few “ontological” suggestions. Universalizing Kantian morality and the obligation it entails are said to provide a valuable extension to Aristotelian ethics, but ultimately to require supplementation by a return to Aristotelian practical judgment. This seems just about exactly right.

On the Kantian side, norms are said to concretize Aristotelian aims. The most important and general Kantian norm, according to Ricoeur, is reciprocity. He argues for the importance of the golden rule, citing Rabbi Hillel and the Gospels of Luke and Matthew. The distinction between “power over” and “power to” is discussed. The notion of persons as ends in themselves is emphasized. Procedural justice is seen to complement Aristotelian distributive justice. John Rawls’ summary of justice as fairness is endorsed. Although it is ultimately necessary to return to the openness of practical judgment, the passage through universalizing morality is equally necessary, as a safeguard against arbitrariness. Universality and contextuality go hand in hand, much as I have been arguing.

Writing at a time when French anti-Hegelianism was still quite influential and before the rise of new interest in Hegel, Ricoeur did not think Hegelian Geist — which he mistakenly saw as turning the state into an “agency capable of thinking itself by itself” (p. 255) — fit well with the notion of self Ricoeur wanted to advance. He did not want to follow what he saw as Hegel’s path in returning to an ethics of Sittlichkeit or mores embedded in concrete culture, but saw great potential value in a Sittlichkeit separated from the “ontology of Geist” (ibid) and the “thesis of the objective mind” (p. 256), especially if Sittlichkeit were “bent” in the direction of the openness of Aristotelian practical judgment. (A reading of Geist free of such ontology has more recently been argued by Brandom and others to be a better reading of Hegel himself.) “Our final word in this ‘little ethics’… will be to suggest that the practical wisdom we are seeking aims at reconciling Aristotle’s phronesis, by way of Kant’s Moralität, with Hegel’s Sittlichkeit” (p. 290).

On other matters such as the broad thrust of Hegel’s critique of atomistic individualism in the Philosophy of Right and the general value of dialectic, Ricoeur defended Hegel. The Hegelian concept of Right, he says, “surpasses the concept of justice on every side” (p. 253). The “problematic of realization, of the actualization of freedom, is ours as well in this study” (ibid). Reflection, he says, needs the mediation of analysis.

He says that institutionalized conflict is an essential feature of democracy. We should be accepting of conflict, but draw the line at violence. The idea of Rawls that argumentation is “the critical agency operating at the heart of convictions” (p. 288; emphasis in original), raising convictions to the level of considered convictions and resulting in a “reflective equilibrium”, is cited with approval. Ricoeur speaks of a “reflective equilibrium between the ethics of argumentation and considered convictions” (p. 289).

Respect for persons should take priority over respect for the law. The importance of keeping promises extends beyond its role with respect to personal identity to the space of reciprocity and the golden rule. Gabriel Marcel is quoted as saying all commitment is a response to an other. A notion of imputability is introduced as an ascription of action “under the condition of ethical and moral predicates” (p. 292). To this is added a notion of responsibility. Finally, he endorses Hegel’s concept of mutual recognition.

Unlike Brandom, Ricoeur construed the philosophy of language as analytically separate from ethics. He thus saw a need to go beyond its boundaries, and characterized that as an “ontological” moment. This seems to have two main ingredients.

First, the key to understanding the notion of self he wants to advance lies in Aristotelian potentiality and actuality. He also wants to understand actuality and self in connection with Heideggerian being-in-the-world. “[S]elf and being-in-the-world are basic correlates” (p. 313). Actuality should not be thought in terms of presence. Self should not be confused with “man”, and is not a foundation. Spinoza’s conatus or the general effort of beings to persevere finds its highest expression in Aristotelian energeia or actuality, and thus overflows its deterministic origins. The distinction between actuality and potentiality is associated with that between selfhood and sameness. (See also The Importance of Potentiality.)

Second, a discussion of Husserl’s distinction between the body (viewed externally) and “flesh” in which we live leads eventually to the conclusion that a dialectic of the Same and the Other cannot be constructed “in a unilateral manner” (p. 331). A final discussion of Nietzsche, Heidegger, and Lévinas leads to an “ultimate equivocalness with respect to the Other in the phenomenon of conscience” (p. 353). We need an alternative to “constitution in and through the ego” (p. 334), and he thinks an adaptation of Husserl’s notion of flesh provides this. Unfortunately, he speaks in passing of an “originary, immediate givenness of the flesh to itself” (p. 333). I think the notion of flesh is supposed to suggest something that softens the kind of rigid boundaries between self and other that we associate with an ego, and that is all good. But the other big issue with constitution of meaning through the ego is precisely that the ego was supposed to be a locus of originary, immediate givenness. It seems to me that one of the great values of a hermeneutic perspective is that it does not need to assume anything like that.

With the exception of this brief reference and his apparent attribution in passing of a reflexive “self” to Aristotle, the degree of convergence with what I have been developing here is impressive indeed.

(I think the kind of reflexivity Ricoeur had in mind in the latter case was only intended to be related to action, so his intent was to capture the fact that we can and do act on ourselves. This, I think, is a true and important observation. My quibble there is with attributing a notion of self as a simple unity to Aristotle.)

Aristotelian Equality

Aristotle explains justice as a kind of proportionality, or equality of relations between people and similar objects of concern. The pseudo-Aristotelian treatise Magna Moralia virtually identifies justice with equality between people, but then disappointingly goes on to say that since, e.g., there is no equality between father and son or master and servant, the concept of a justice between them does not apply. Aristotle himself was careful to point out that empirically existing distinctions between people in the positions of masters and servants do not necessarily reflect inherent ones between people, and this ought to be generalized. Surviving texts do not explicitly put the same caveat on, e.g., existing inequalities between the sexes, but it seems to me the same logic should apply.

It also seems to me that equality of relations between people and similar objects of concern actually implies effective equality between people. A generalized equality between people would have been a highly controversial assertion in Aristotle’s time, and it seems to me he should be commended for implying it, rather than criticized for failing to make it explicit. It is in this spirit that I consider the Kantian emphasis on ethical univerality a welcome addition, complementing rather than conflicting with Aristotle’s highly cultivated sensitivity to the nuances of particular situations.

Democracy and Social Justice

Through most of the 18th century, democracy was mainly associated with what would today be called the far left (see Enlightenment). Historian Richard Hofstadter reports that in the debates that led to the American constitution, worries were expressed that the people might just vote to redistribute wealth. This led to an elaborate system of checks and balances designed essentially to limit democracy. (Of course, I am oversimplifying. Democracy can have serious issues, as Plato would remind us, and a constitution is a good thing overall, as Aristotle would remind us. See also Justice in General; Authority, Reason; The Autonomy of Reason; Freedom from False Freedom; Honesty, Kindness; Intellectual Virtue, Love.)

The American and French revolutions temporarily gave the cause of democracy more of a mainstream status. But after the 1848 events in Europe led to more worries over possible redistribution of wealth, further progress in the direction of democracy again depended on mainly the activity of the left. (See also Fragility of the Good; Economic Rationality?; Rights; Stubborn Refusal.)

In the late 19th and early 20th centuries, the strongest support for democratic advances worldwide actually came from the socialist movement, which had an amazingly vibrant and fertile tradition of rational debate on principles of theory and practice. (After Stalin and Mao and their imitators and successors substituted cynical, corrupt, and repressive nationalist populism for the ideals of socialism, it may be hard to remember this. Stalin brutally suppressed all debate and especially exterminated criticism from the left, while systematically betraying everything the movement had stood for. Mao was even further removed from the historic rational tradition of left-wing social democracy. But all such monstrosities do nothing to invalidate the rational ideas of social justice they travestied.)