Gadamer on Hermeneutics

Hans-Georg Gadamer (1900- 2002) is another major 20th century German philosopher. Even more than Paul Ricoeur, he was the 20th century’s most widely recognized promoter of hermeneutics, going far beyond what had been developed by the romantic Schleiermacher (1768-1834) and the historicist Dilthey (1833-1911). Gadamer greatly emphasizes the importance of Platonic dialogue and Aristotelian practical judgment (phronesis). He takes the ethics of Plato and Aristotle very seriously. He is significantly inspired by Heidegger’s early work on a “hermeneutics of facticity”, but seems to have distanced himself from Heidegger’s dubious historical claims.

“Schleiermacher’s hermeneutics shows him to be a leading voice of historical romanticism…. Schleiermacher defined hermeneutics as the art of avoiding misunderstanding…. But the question also arises as to whether the phenomenon of understanding is defined appropriately when we say that to understand is to avoid misunderstanding…. We say, for instance, that understanding and misunderstanding take place between I and thou. But the formula ‘I and thou’ already betrays an enormous alienation. There is nothing like an ‘I and thou’ at all — there is neither the I nor the thou as isolated, substantial realities” (Gadamer, Philosophical Hermeneutics, p. 7).

Here he already makes several important points. First, concerning definition (or better, the constitution of meaning) — even though differences are constitutive for meaning in general, we do not in general get an adequate (i.e., uniquely applicable) definition of what something positively is merely by saying what it is not. Second, he implicitly emphasizes that dialogue occurs in the second person. But finally, like many of the subtler philosophers, Gadamer refines this position by rejecting any sharp separation between I and thou that would resemble a simple subject-object polarity.

“It is not so much our judgments as our prejudices that constitute our being. This is a provocative formulation, for I am using it to restore to its rightful place a concept of prejudice that was driven out of our linguistic usage by the French and the English Enlightenment…. Prejudices are not necessarily unjustified and erroneous” (p. 9).

This is indeed provocative, because it makes Gadamer’s views hard to separate from Counter-Enlightenment views. It is perfectly true that no real-world interpretation reaches a definite conclusion without some kind of assumptions. But the real challenge is to distinguish what assumptions are valid or unproblematic in any particular context. He seems to be working with an unconditionally negative view of the Enlightenment. I have issues with both the unconditionally positive view and the unconditionally negative view.

A bit less controversially, Gadamer makes a similar move to rehabilitate “tradition”. Pro-Enlightenment writers like Habermas and Brandom tend to use a high-level schematization that gives an unconditionally negative connotation to “traditionalism”. Gadamer would reject this.

“In fact, the historicity of our existence entails that prejudices, in the literal sense of the word, constitute the initial directedness of our whole ability to experience…. They are simply conditions whereby we experience something — whereby what we encounter says something to us” (ibid).

No serious philosophical dispute was ever resolved by recourse to a dictionary. But every dictionary definition of prejudice I have seen explicitly treats it as something that is unjustified. Not every unjustified view is harmful or wrong. But when such a matter is contested, I say that the one who claims that a prejudice is benign should have a strong burden of proof.

“The nature of the hermeneutical experience is not that something is outside and desires admission. Rather, we are possessed by something and precisely by means of it we are opened up for the new, the different, the true” (ibid).

This is quite a long way from Robert Pippin’s insistence that discursive thought must be considered as entirely active, and can admit no element of passivity. On this particular issue, I would side with Gadamer.

“Experience” is another term that can be quite ambiguous. Gadamer discusses historical uses of Erlebnis at considerable length in his magnum opus Truth and Method. Apparently the German word in this form was first used by Hegel. The meaning here is rather far from its meaning in British empiricism.

“The concept of prejudice is closely connected to the concept of authority” (ibid).

Gadamer also wants to rehabilitate the notion of authority. Authority does not mean only an irrational force. Like Brandom, he emphasizes that legitimate authority is grounded in shared understanding. At the same time he highlights the importance of questions and questioning.

“No assertion is possible that cannot be understood as the answer to a question, and assertions can only be understood in this way. It does not impair the impressive methodology of modern science in the least” (p. 11).

Questions are more primary than assertions. He has little use for any kind of technical methodology that could be applied by rote.

“[M]ethodology as such does not guarantee in any way the productivity of its application. Any experience of life can confirm the fact” (ibid).

“How could one seriously mean, for example, that the clarification of the taxation practices of fifteenth-century cities or the marital customs of Eskimos somehow first receive their meaning from the consciousness of the present and its anticipations?” (p.12).

“It is imagination [Phantasie] that is the decisive function of the scholar. Imagination naturally has a hermeneutical function and serves the sense for what is questionable” (ibid).

As might also be said of Heidegger, Gadamer seems to be very strongly on the side of the romantics, and not that of the enlighteners.

I like the emphasis on what is questionable. It helps to moderate the conservative implications of his positive treatment of prejudice, tradition, and authority.

“The real power of hermeneutical consciousness is our ability to see what is questionable. Now if what we have before our eyes is not only the artistic tradition of a people, or historical tradition, or the principle of modern science in its hermeneutical preconditions but rather the whole of our experience, then we have succeeded, I think, in joining the experience of science to our own universal and human experience of life. For we have now reached the fundamental level that we can call …the ‘linguistic constitution of the world’. It presents itself as the consciousness that is affected by history [wirkungsgeschichtliches Bewusstsein] and that provides an initial schematization for all our possibilities of knowing… What I mean is that precisely within his scientific experience it is not so much the ‘laws of ironclad inference’ … that present fruitful ideas to him, but rather unforeseen constellations that kindle a spark of scientific inspiration (e.g., Newton’s apple…)” (p. 13).

He leaves a place for modern science in the broader context of human life. Romanticism is not necessarily hostile to science. He points to the universality of hermeneutic interpretation.

“[T]he romantics recognized the inner unity of intelligere and explicare. Interpretation is not an
occasional, post facto supplement to understanding; rather, understanding is always interpretation, and hence interpretation is the explicit form of understanding. In accordance with this insight, interpretive language and concepts were recognized as belonging to the inner structure of understanding. This moves the whole problem of language from its peripheral
and incidental position into the center of philosophy” (Truth and Method, p. 306).

“Moral knowledge can never be knowable in advance like knowledge that can be taught” (p. 318).

I would not myself speak of moral “knowledge”, but the use here is highly qualified. He endorses Plato’s sharp critique of opinion, which I can only applaud. He seems to endorse Plato’s sharp contrast between knowledge and opinion.

“Plato shows in an unforgettable way where the difficulty lies in knowing what one does not know. It is the power of opinion against which it is so hard to obtain an admission of ignorance. It is opinion that suppresses questions. Opinion has a curious tendency to propagate itself. It would always like to be the general opinion, just as the word that the Greeks have for opinion, doxa, also means the decision made by the majority in the council assembly. How, then, can ignorance be admitted and questions arise?” (p. 359).

Honest recognition of what we do not know is the beginning of wisdom.

“[Aristotle] is concerned with reason and with knowledge, not detached from a being that is becoming, but determined by it and determinative of it. By circumscribing the intellectualism of Socrates and Plato in his inquiry into the good, Aristotle became the founder of ethics as a discipline independent of metaphysics” (p. 310).

Rationality

Ethical reason can potentially comprehend anything and it can influence things going forward, but it does not make everything or govern events. (See also Fragility of the Good.) Understanding comes late. Reason becomes free or autonomous only by a long, slow process. (See also Iterative Questioning.) Even so-called absolute knowledge — only “absolute” because it is free of the actually self-disruptive presumptions of the false freedom of Mastery — is just this freedom of reason.

There is after all a kind of negative freedom of reason at work here, but it is forever incomplete, and also has nothing to do with any negative freedom of a power, which is a fiction. We negatively free ourselves of unthinking assumptions while positively increasing our ability to make fine distinctions, our sensitivity to subtlety and nuance. This gives us new positive freedom in doing, with our still-finite power. (See also Ethical Reason, Interpretation.)

Normativity

“Normativity” means “values”, with emphasis on the implicit ought they carry with them.

Brandom and others have used the word “normativity” as a way of more explicitly recalling that our affirmation of particular values implicitly carries with it a Kantian obligation to realize them in life, and that while we may choose to affirm some values rather than others (and values are only binding on us because we have implicitly or explicitly endorsed them), the meaning of the values we do so affirm is fundamentally not up to us.

This has absolutely nothing to do with empirical “normality” or social conformity. Like all ethics, it certainly does have a fundamentally social significance, but there is nothing conformist about it. Normativity in no way entails unthinking or merely obedient acceptance of prevailing attitudes. On the contrary, it implies a responsibility to participate in potential Socratic questioning of merely asserted values. In Aristotelian terms, normativity is concerned with derived ends considered under the mode of potentiality, whereas “normality” is concerned with the merely factual working out of efficient causes. (See also Space of Reasons; Intentionality.)

What and Why

I want to say that questions of what and why of the sort asked by Plato and Aristotle are of vital importance for all ethically concerned people. These are questions of interpretation, and of what I have been broadly calling meaning. For the moment, I’m leaving aside obvious questions of what to do, in favor of these broader questions that implicitly inform them.

What something is and why it is the way it is — or should be the way it should be — are deeply intertwined. Aristotle provides many good illustrations of this. Also, at any given moment, our thinking about why depends on many assumptions about what we are concerned with that may call for review. Conversely, our thinking about each what implicitly depends on many more detailed judgments of why.

It is not practical to question everything at once, so we do it serially as the need arises, striving to be deeply honest with ourselves in our assessments of the relative levels of such needs. We seek the appropriate best balance of considerations, as well as a good balance between thoroughness of questioning on the one hand, and practical responsiveness or needed decisiveness on the other. (See also Context.)

The question why is quite open-ended. It asks for reasons or causes — and then potentially for more reasons or causes behind those — sincerely seeking to explain or justify, in the spirit of Hegel’s notion of a faith in reasonableness without presupposed truths. It arises in ethical deliberation, in general dialogue, and in many other practical circumstances, as well as in more broadly philosophical considerations. It always involves a dimension of explicit or implicit judgments of value and importance, and often interrelates with questions of fact or interpretation of fact. We should pursue it in a spirit of mutual recognition and expansive agency. Brandom’s normative pragmatics provides a good outer frame for why questions, and valuable technical tools for addressing them. (See also “Why” by Normative Pragmatics.)

The question what honestly faces the provisional character of our implicit and explicit classifications and identifications of things. As Kant might remind us, the what-it-is that we “immediately” apprehend depends upon complex processes of synthesis. Every what encapsulates many judgments and inferences. That does not mean our apprehensions are necessarily wrong — far from it — but it opens another huge space of questions an ethically concerned person should be aware of as possibly relevant, and should monitor for potential warning flags. As with why, questions of what also interrelate with questions of fact or interpretation of fact. Brandom’s inferential semantics provides a good outer frame and technical apparatus for approaching what questions. (See also “What” by Inferential Semantics.)

Dialogue

The ethical importance of dialogue can hardly be overstated. The key to ethical dialogue is mutual acceptance of sincere questioning about reasons. To ask a question is not to make a counter-assertion, and no one should ever take offense at a sincere question.

To qualify as based on good judgment or sound reasoning, a commitment or one’s reasons for holding it must be explainable in a shareable way. Sharing of the kind of meaning-based material inference used in everyday reasoning and judgment (as well as most philosophy) is a social process of open-ended dialogue.

The world’s oldest preserved examples of such rational dialogue (or any kind of rational development) are contained in the works of Plato. Earlier figures just wrote down what they saw as the truth. Plato provided many examples of a method of free inquiry. (Aristotle says the atomist Democritus was another initiator of rational inquiry, but the works of Democritus do not survive.) This is yet another reason why Hegel called Plato and Aristotle the greatest teachers of the human race.

Plato bequeathed to us many idealized examples of reasoning by dialogue. He raised them into an art form, creating a new literary genre in the process. His dialogues vary in the degree to which they approximate free open-ended discussion; most often, one character leads the discussion through question and answer, and sometimes even the question and answer is limited. However, since Plato’s dialogues are like plays portraying self-contained conversations, they are very accessible.

The style of question and answer often practiced by Platonic characters like Socrates — commonly known as Socratic method — provides a model for how anyone can contribute to such a development. The questioner tries to reason only from things to which the answerer agrees, but often has to keep questioning to draw out the needed background.

In a fully free and open dialogue characterized by mutual recognition, any party may make contributions of this sort. As Sellars and Brandom would remind us, to assert anything at all is implicitly to take responsibility for that assertion, which is to invite questioning about our reasons.