Kinds of Reason

As Aristotle might remind us, “reason” is said in many ways. All forms of reason are potentially valuable, but there is a very important distinction between what I’ve been calling the ethical reason that is intimately involved with who we are, and other forms that are more like tools we can use. Also, ethical reason relies on concrete judgments of things, rather than formal manipulations.

In some ways — in terms of the role I see it playing — ethical reason is more like what some people have called “will”. I prefer to avoid the term “will” because it is too often associated with an arbitrary power of decision. I do very much think of ethical reason as the thing in us that ultimately decides things large and small, but the kind of decision involved is always at least implicitly ethical (concerning what we “should” do), and therefore by no means arbitrary.

Common complaints against “reason” concern what I would call what I would call a usurpation of the place of ethical reason by the tool-like kinds of reason, or claims made on their behalf. Contrary to the claims of a certain ill-conceived modernity, tool-like reason can aid us in utilitarian calculations that may help inform decisions, but cannot by itself provide an adequate basis for decision, which is always ultimately ethical.

Whereas tool-like reason aims at precision, ethical reason is maximally inclusive in what it takes takes into account. This inclusiveness is its strong point, but at the same time makes it especially fallible. Due to the fact that we are situated beings in the world, there is no such thing as an infallible decisionmaking process we could use. Aristotle already pointed out that ethical reason is less precise than other forms. Tool-like reason achieves its precision by excluding considerations that ethical reason cannot ignore.

Because of this, concrete realizations of ethical reason can be better or worse. In general, human beings are called rational animals not because we are perfectly rational, but because we have the capability for reason. Especially in the case of ethical reason, that capability is always a matter of degrees. We all use it all the time, and do better or worse. We can also learn or be inspired to do better than we did before.

Guilt

Ricoeur says the notion of sin is first of all the violation of a personal bond that involves “not essence but presence”. This is “from beginning to end… a religious dimension and not a moral one” (p. 52). His gloss of guilt as a consciousness of sin (p. 81) suggests that guilt is also not a moral concept and not related to essence. I think of guilt as a legal concept rather than an ethical one; Ricoeur’s train of thought suggests it is also ultimately religious. It seems to me what goes beyond positive law should be love and forgiveness, but Ricoeur briefly shows an overly diplomatic deference to what I would call the unholy idea of a supra-essential and supra-ethical command.

I’m also a bit nervous about a privileging of presence over essence, and about the work that presence is supposed to be doing.

Essence has often been denigrated, and some very shallow notions of it have been propounded. But insofar as we use that word to translate Plato and Aristotle, I treat their works as the gold standard for what it ought to mean. Problems arise when in opposition to Plato and Aristotle, so-called essences are assumed to be simply known, and thus taken for granted. Husserl had a different, thinner, perhaps even overly precise, almost mathematical notion of essence, adapted to a different context, aiming to be as abstract as possible, whereas I think even Plato and especially Aristotle aimed much more at the concrete.

Ricoeur speaks of a “realism of sin” (pp. 81ff) in the sense that sin is not fully captured by the consciousness of even the repentant sinner. This seems sound, but I’d still rather talk about justice and love than sin and guilt.

“There is no question of denying that the personal imputation of fault marks an advance over the scandalous collective responsibility that permits someone other than the guilty person to be punished. But it must be understood that the price of this advance is the loss of the unity of the human species…. The pseudo-concept of original sin is only the rationalization at the third degree, through the Adamic myth, of that enigmatic bond which is acknowledged rather than understood in the ‘we’ of the confession of sins” (p. 84). Now we seem to have divine blessing of a social bond among all of us talking animals rather than a supra-intelligible command, and I am happy again.

Fault should not be reduced to guilt (p. 100). We are “responsible and captive” (p. 101; emphasis in original). “[M]an had the consciousness of responsibility before having the consciousness of being cause, agent, author” (p. 102). This may begin to anticipate the need for something like the expanded notion of responsibility that Brandom has developed in his work on Hegel. Ricoeur says the recognition of individual responsibility and of degrees of guilt were decisive steps forward.

He stresses a paradoxical character of the “servile will” that is both free and in bondage. I don’t see any paradox in this. The reality just is that we have meaningful freedom, but it is far from total. Aristotle already pointed the way, and Ricoeur himself explained it very well in Freedom and Nature and Fallible Man.

Voluntary Action

Part 2 of Ricoeur’s Freedom and Nature is devoted to voluntary action. For Ricoeur, our embodiment is the key to understanding how this works. Careful attention to the phenomena of our embodied existence refutes all dualism of mind and body. The intentionality of action is practical rather than representational. “Action is the criterion of [willing’s] authenticity…. it is not simply a question of subsequently carrying out our plans and programs, but of testing them continuously amid the vicissitudes of reality…. The genesis of our projects is only one moment in the union of soul and body” (pp. 201-202; emphasis in original).

A tacit action accompanies even the most indecisive willing. In the application of any kind of knowledge, it “has to be moved like my body” (p. 204). Will can only be fully understood in the context of effort, but effort in turn can only be understood against a background of spontaneity. Action always involves both a doing and a happening, a combination of active and passive aspects. The body is not the object of action, but its organ. An organ is not an external instrument, but a part of us.

The body as the organ of our action has both preformed skills that form the basis of reflexes and acquired habits, and involuntary movements associated with emotion. The bodily movements associated with emotion are inseparable from the emotion itself. Habit involves a kind of degeneration of voluntary action into automatism, but this very degeneration makes it more easily deployable. Ricoeur here speaks of an involuntary that sustains and serves voluntary action. Habit can help overcome the resistance of emotion, and emotion can help overcome the inertia of habit.

In effort, the body is moved through the mediation of the nonrepresentational “motor intentions” of desire and habit. Accordingly, voluntary movement should not be understood as essentially preceded by representation. Instead, the realization of intentions depends on the living being’s structural subordination of motor montages to intentions. There can be no willing without ability, and no ability without possible willing.

Both ability and a certain spontaneous “docility” of the body exhibited in simple gestures like raising my arm are prior to any experience of effort. There is also “a seeing and a knowing which the will does not produce” (p. 336). On the other hand, if all our acts are attributable to a same self, it is because they participate in a unity of effort. (For more on the same book, see Phenomenology of Will; Ricoeur on Embodiment; Ricoeur on Choice; Consent?)

Next in this series: Consent?

Phenomenology of Will

I’m starting to look at Paul Ricoeur’s large early work Freedom and Nature (French ed. 1950). This was to be the first of three volumes on a philosophy of will, of which he only completed two. It turns out to be full of rich detail on the vexing question of the way transcendental and empirical aspects of subjectivity are interrelated.

In this work, Ricoeur combines a Marcelian emphasis on embodiment with a broadly Husserlian phenomenological method. The investigation is to address “Cogito’s complete experience, including even its most diffuse affective margins” (p. 8; emphasis in original). I would shy away from the Cartesian sound of saying “Cogito” at all, but the really important part here is the qualifiers Ricoeur adds. Even in Descartes, cogito has a broad usage that sometimes seems to include perception and feeling, and not just thought in the narrower sense.

Ricoeur here seems to accept something like the Stoic hegemonikon (etymologically related to “hegemony”), which was ancestral to later notions of “will” as a unified faculty or power. I prefer Aristotle’s approach, which accounts for the phenomena — including choice — without the need for such an hypothesis. In the later tradition, it is often ambiguous whether will is really supposed to be a separate power like the Stoics seem to have thought, or simply a name for the cooperation of reason and desire in governing action, as Aristotle probably would have said. (See also Kantian Will.) Here Ricoeur’s use of phenomenological method is a big help in minimizing the impact of this sort of issue.

“To say ‘I will’ means first ‘I decide’, secondly ‘I move my body’, thirdly ‘I consent'” (p. 6). This sort of concrete delineation is very helpful. These are all kinds of things that actually happen and that we can describe or interpret as phenomena, independent of any assumed theory of the will.

Ricoeur had already said he would use something like Husserl’s method of phenomenological and eidetic reduction, “putting in brackets” questions of existence or of the objectivity of appearances in order to focus on what Ricoeur here calls “elaborating the idea or meaning” (pp. 3-4). Eidos was the word Plato and Aristotle used for form. Husserl adopted it for the second of three stages of “reduction”.

Briefly put, Husserl’s first, “phenomenological” reduction emphasizes a suspension of existence claims about the content under examination. The second, “eidetic” one emphasizes a positive examination of the ranges of variation of pure “essences” of mental objects, still not assumed to have any particular metaphysical or objective status. Ricoeur’s gloss “idea or meaning” (emphasis added) already anticipates a shift of emphasis in the direction of hermeneutics. He says he will not use Husserl’s third, “transcendental” reduction, which was supposed to arrive at a “pure” consciousness unaffected by empirical psychology. Ricoeur explicitly notes that “we cannot pretend that we are unaware of the fact that the involuntary is often better known empirically, in its form, albeit degraded, of a natural event” (p. 11).

A main top-level thesis of this work of Ricoeur’s is that the voluntary and the involuntary are reciprocally interdependent, and we cannot really understand either one without the other. Not only is the voluntary partly shaped by the involuntary, but also we only fully understand the involuntary through its impacts on the voluntary. (For more on the same book, see Ricoeur on Embodiment; Ricoeur on Choice; Voluntary Action; Consent?. In general, see also Willing, Unwilling; Rethinking Responsibility.)

Next in this series: Ricoeurian Choice

Practical Reason

I think the introduction of rational ethics by Plato and Aristotle was the greatest single event in the history of talking animals on our planet, marking the threshold of a kind of historical cultural adulthood. Before that, there were traditional values; codifications of traditional values into law; and attempts by some people to impose their will on others; but there was no ethics as free and open inquiry into what is right.

Two millenia later, Kant took the next big step, and explicitly argued for the primacy of practical reason. This means that the kind of reasoning involved in rational ethics comes first in the order of explanation, before so-called theoretical reason. (See also Ricoeur on Practical Reason.)

Recently, Brandom’s highly original account of responsibility has closed any remaining gaps, making it possible to explain anything at all in terms that put ethical reasoning first. (See also Expansive Agency; Brandomian Forgiveness.) This also further refines Kant’s concept of the autonomy of reason, allowing for a stronger interpretation that eliminates the last vestiges of a dependency of ethical reasoning on anything external to it. It allows the primacy of practical reason to be fused with the autonomy of reason, resulting in a new kind of completeness of ethical reason. (See also Practice.)

Of course, any talk about a completeness of ethical reason presupposes a very broad construal of what ethical reasoning is (see also Reasonableness; What and Why; Context). It also requires that we be very careful to avoid taking its completeness in the wrong way. It presupposes a kind of epistemic modesty as a feature of rational inquiry.

Rational ethics stands in contrast to tradition, but as Hegel might remind us, much of the content of tradition turns out to be broadly rational after all, if we disregard its epistemic shortcuts.

The true antithesis of rational ethics is the subordination of values to a supposedly sovereign will — be it the will of God presumed as known; the expressed will of some individual; or a will attributed to an institution like the state, or to a social group. Such appeals to arbitrary will end the possibility of inquiry and dialogue. (See also Euthyphro; Authority, Reason.)

Kant’s Groundwork

Groundwork for the Metaphysics of Morals (1784) was Kant’s first major ethical treatise, predating the Critique of Practical Reason (1788). Perhaps the most famous and commented upon of all Kant’s ethical works, Groundwork introduced the categorical imperative. Kant says that the true vocation of reason is not to give us the means to some end, but to produce a moral will that is good in itself. He goes on to sharply distinguish actions done from duty from actions done from inclination, as the only ones deserving of praise. He says that actions from duty get their moral worth from the worth of the maxim (i.e., rationale) that guides choice, rather than from the worth of the aim of the actions. Duty, he says, is the moral necessity of an action from respect for the law. The relevant kind of law must be universal, and the only thing fitting this requirement is the categorical imperative, which is defined in terms of a pure universality.

Kant goes on to argue that while we are constantly tempted to excuse ourselves from acting in accordance with universal moral duty, no utilitarian, prudential, or other excuses have any place in ethics. Everywhere, he says, “one runs into the dear self, which is always thrusting itself forward”. Any resolution of these issues requires common human reason to move into the field of practical philosophy. To be genuine, morality should hold with absolute necessity, binding for all rational beings. Of course, for Kant this does not mean that our subjective conclusions hold with such necessity. To believe that would be to fall for a trick of the “dear self”, and to claim it would be dogmatism.

For Kant, any genuine supreme principle of morality must depend on pure reason, independent of all experience. We should seek a “fully isolated” metaphysics of morals, “mixed with no anthropology, with no theology, with no physics or hyperphysics”, although its application to human beings also requires anthropology. All moral concepts originate in pure reason. The will, Kant says, is just pure practical reason. (See also The Autonomy of Reason.)

Kantian Will

Will for Kant is the ability to act in accordance with a conception of law. In spite of his confusing rhetoric about free will, this is clearly not the voluntarist notion of a faculty superior to reason, free to do or choose any arbitrary thing. However much I dislike images of law in ethics — which by default suggest what Hegel called “positive” or empirically existing, first-order law — acting in accordance with a conception of law is clearly not acting arbitrarily.

Kant also distinguishes between acting in accordance with a conception of law from merely acting in accordance with law. The latter would be mere obedience, without thought. So the important thing is not really the law as such, but thought about how to interpret it. (See also Kant’s Groundwork; Kantian Freedom; The Autonomy of Reason.)

Ethos

Our ethical development, or what Aristotle would call our ethos — our piece of Hegelian Spirit, as it were — builds on our emotional development. A relatively harmonious emotional constitution will be naturally open to the influence of ethical development grounded in mutual recognition.

It seems to me that this is already enough for a fully rich account of a human being. If we have ethos, then things like will, ego, intellectual soul, and mind-as-container seem superfluous.