Mutual Recognition Revisited

Mutual recognition has two distinct senses.

The first is an ethical ideal with roots in Aristotle’s discussion of friendship and love, as generalized by Fichte, and especially Hegel. Brandom and others consider it central to the understanding of what Hegel was really trying to do.

The second is a nonreductive meta-ethical theory of how normativity or the “ought” in general comes to be. Such a theory was broadly suggested by Hegel, and has been recently developed in great detail by Brandom in A Spirit of Trust. It addresses the emergence of normativity, but bootstraps itself from within the domain of a clarified understanding of normativity itself. Other accounts of the emergence of normativity have generally explained it in terms of something else, effectively reducing the “ought” to some kind of facts.

While I don’t see how anyone could reasonably object to the ethical ideal, its meta-ethical elaboration into a “normative all the way down”, self-bootstrapping theory of the constitution of normativity is an extensive, highly original, many-faceted theoretical account building on the first that no one could be expected to fully grasp on merely hearing it mentioned. I think its combination of detail and coherence is an amazing and unprecedented accomplishment, confirming Brandom’s place among the greatest philosophers who could be counted on one hand, but it takes real work to assimilate. (See Hegel’s Ethical Innovation; Brandom on Postmodernity; Mutual Recognition; Pippin on Mutual Recognition; Recognition; Kantian Respect; Trust as a Principle.)

Moved, Unmoved

Aristotle distinguished “moved movers” from “unmoved movers”. The most famous examples of unmoved movers come from his accounts of astronomical phenomena. I’ve previously noted that in a lesser-known text, he also reached the perhaps surprising conclusion that there is an unmoved mover involved in the movements of an animal’s leg joint. This additional case suggests a vast generalization of the concept of an unmoved mover.

In both the biological and the astronomical case, an unmoved mover is associated with the geometrical form of an axis of rotation. Putting to one side considerations of the special perfection of circular motions, I’d like to focus on the characterization of a mathematical description of a motion as an “unmoved mover”. In this same sense, modern mathematical-physical laws arguably qualify as Aristotelian unmoved movers.

On a yet broader level, I would propose that Aristotelian form and ends are kinds of things that can function as unmoved movers, and means of realization can also contextually do so, whereas material conditions function exclusively as moved movers. (Something can be effectively operative in a process without itself being moved or changed, or it may also itself be moved or changed. In functional programming, for instance, it is actually possible to completely define all computational work to be done using static constructs, pushing any use of non-static constructs down to a purely instrumental compiled-execution level.)

In a more “metaphysical” way, Plotinus anticipated such a generalization, e.g., in his essay on “The Impassivity of the Unembodied”. Going in a very different overall direction from Aristotle, he effectively made unmoved-moving into a kind of paradigm for all causality. On a poetic level, perhaps the ultimate guide to thinking in terms of unmoved moving is the work of Lao Tzu.

The Kantian transcendental acts like a generalized unmoved mover, but the historical-linguistic-social character of Hegelian Geist makes it a moved mover on the side of form and ends.

Empathy

Kant preferred to treat respect for others as a kind of duty. He seems to have had severe doubts about empathy or sympathy as a kind of feeling, on the ground that all such feeling involves our empirical inclinations, rather than pure moral concern.

Feeling is a mixed form that involves both emotional and rational elements. Although he did recognize the important ethical role of something like character formation — which would seem to necessarily involve a significant emotional component — Kant’s treatment of emotion often seems closer to the Stoic position that all “passion” must be something bad, than it does to the Aristotelian alternative that we should seek a healthy interweaving of reason and emotion.

I want to take a more optimistic, Aristotelian view of the place of emotion in a life of reason. Kant makes a valid point that inclination in general may lead us to deceive ourselves, but I think he went too far in distrusting anything toward which we feel inclined. We may be inclined to do what could independently be assessed as the right thing, and in such cases I think the inclination ought to be welcomed. (See also Kant’s Groundwork; Aristotle and Kant; Ethos, Hexis; Practical Judgment.)

Judgments

I usually think of judgment as a process of interpretation or a related kind of wisdom, but at least since early modern reformulations of Aristotelian logic, “a” judgment has also traditionally meant a logical proposition, or an assertion of a proposition.

An older, but still post-Aristotelian notion is that what the early moderns called a judgment “A is B” should be understood (on the model of its surface grammar) as the potentially arbitrary predication “A is B”. Such a potentially arbitrary predication by itself does not contain enough information for us to assess whether it is good or bad. The predication model was associated with a non-Aristotelian notion of truth as simple correspondence to supposed fact.

L. M. De Rijk, arguably the 20th century’s leading scholar on medieval Latin logic, developed a very detailed textual argument that the understanding of logical “judgments” in such grammatical terms is actually an unhistorical misreading of Aristotle. In the first volume of his Aristotle: Semantics and Ontology, De Rijk concluded that Aristotle’s own logical or semantic use of “is” or “is not” should be understood not in the traditionally accepted way as a “copula” or binary operator of predication, but rather as a unary operator of assertion on a compound expression — i.e., on the pair (A, B), as opposed to its two elements A and B.

I also want to emphasize that Aristotle himself did not admit simple, potentially arbitrary predications as “judgments”. The special form of Aristotelian propositions makes them express not arbitrary atomic claims as is the case with propositions in the standard modern sense, but two specific ways of compounding subclaims. Aristotle’s two truth-value-forming operations of combination and separation (expressed by “is” and “is not”) limit the scope of what qualifies as a proper Aristotelian “judgment” to cases that are effectively equivalent to what Brandom would call judgments of material consequence or material incompatibility (see Aristotelian Propositions). What the moderns would call Aristotelian “judgments” thus end up more specifically reflecting judgments of what Brandom would call goodness of material inference.

Proper Aristotelian “judgments” thus turn out to express not just arbitrary predications constructed without regard to meaning, but particular kinds of compound claims that can in principle be rationally evaluated for material well-formedness as compound thoughts, based on the actual content of the claims being compounded. (Non-compound claims are just claims, and do not have enough content to be subject to such intrinsic rational evaluation, but as soon as there is some compounding, internal criteria for well-formedness come into play.)

So, fortuitously, modern use of the term “judgment” for these ends up having more substance than it would for arbitrary predications. For Aristotle, truth and falsity only apply to what are actually compound thoughts, because truth and falsity express assessments of material well-formedness, and only compound thoughts can be assessed for such well-formedness. The case for the fundamental role of concerns of normativity rather than simple surface-level predication in Aristotelian truth-valued propositions is further supported by the ways Aristotle uses “said of” relations.

Independent of this sort of better reading of Aristotle, Brandom in the first of his 2007 Woodbridge lectures points out that Kant also strongly rejected the traditional analysis of judgment in terms of predication. Brandom goes on to argue that for Kant, “what makes an act or episode a judging in the first place is just its being subject to the normative demand that it be integrated” [emphasis in original] into a unity of apperception. This holistic, integrative view of Kantian judgment seems to me to be strongly supported by Kant’s discussion of unities of apperception in the second edition of the Critique of Pure Reason, as well as by the broad thrust of the Critique of Judgment.

Thus, a Kantian judgment also has more substance than the standard logical notion, but while an Aristotelian “judgment” gets its substantive, rational character from intra-propositional structure, a Kantian judgment gets it from inter-propositional structure.

Logic as Semantics

I think of logic in general as mainly concerned with the perspicuous rendering of distinctions for use in reasoning, rather than with the arbitration of truth based on some other presumed truth as a starting point.

An emphasis on this expressive or semantic role was, I think, what led Aristotle to insist that what modern people call logic should be viewed as a tool (organon) and not a “science”.

The great scholar of Latin medieval logic L. M. De Rijk, in his major study Aristotle: Semantics and Ontology (2002), recommended replacing references to Aristotle’s own “logic” with references to semantics, or investigation of meaning.

Hegel contended that traditional metaphysics should be replaced by a kind of “logic” that addresses meaningful content.

Brandom has given us an unprecedentedly thorough and clear account of the conditions that make meaningful content possible in the first place.

On the formal side, type theory and category theory provide a new, unified view of logic, mathematics, and formal languages that fits very well with this “meaning before truth” perspective.

Intentionality

Standard notions of intentionality as a mental state involving representations of objects go back to the medieval Iranian philosopher Avicenna (980 – 1037). Augustine had already spoken of of “intentions” as acts of the soul, but it was Avicenna who explicitly gave what were translated to Latin as “intentions” the later standard sense of mental representations. Discussion of Avicennan “intentions” was common in the Latin scholastic tradition, but disappeared in the early modern period, only to be revived by Franz Brentano. In his 1874 work Psychology from an Empirical Standpoint, Brentano characterized intentionality as having to do with mental states that are directed toward objects that are themselves mental representations, and argued that intentionality is the defining characteristic of mind in general. Edmund Husserl later attempted to separate a logical concept of intentionality from empirical psychology, and made it a central theme of his phenomenology. Intentionality is widely discussed among analytic philosophers as well.

A main focus of Brandom’s Making It Explicit was to develop in great detail a novel concept of intentionality that is linguistic, social, and normative, rather than mental in the usual sense. Intentionality for Brandom is rooted in normative social practices and dialogue rather than psychology. Representation is treated as something to be explained, rather than as an unexplained explainer. The objects Brandomian intentionality is concerned with are not objects of mental representations, but objects of normative social practices and dialogue. Accepting Brentano’s thesis that intentionality is the defining characteristic of mind, this gives us a concept of mind that is mainly ethical, linguistic, and social (see Mind Without Mentalism).

I think the kind of hermeneutics implicitly practiced by Aristotle throughout his work was concerned with real things, but primarily as objects of normative social practices and dialogue, and only secondarily in a more direct way. Aristotle also said that intelligence comes to us “from outside”. I read him too as working with a primarily ethical, linguistic, and social notion of mind (see also Aristotelian Subjectivity). Plato’s Forms were also explicitly nonpsychological. Even Augustine’s “inner man” has nothing private about it, but rather participates in an ethical community of the spirit that tends toward universality.

An ethical-linguistic-social view of intentionality also gives us a good way of talking about all the practical, real-life concerns of human subjectivity, without the bad theoretical baggage of referring all those concerns to a supposedly sovereign individual Subject or Ego.

Experience

Aristotle, Kant, Hegel, and Brandom all work with thick, nonprimitive, structured notions of human experience that do not involve treating consciousness as a transparent medium in which ready-made contents are immediately presented. Aristotle emphasized experience as a product of accumulation over time, as when we say someone is “experienced”. Kant emphasized that all experience is a product of preconscious synthesis that involves complex applications of concepts. Hegel developed a radical critique of the supposed positive role of immediacy. Whereas many previous readings tended to water down the impact of Kant and Hegel by explicitly or implicitly assimilating their work to empiricist or existential-phenomenological views that treat experience as something primitive, Brandom has emphasized how Kant and Hegel anticipated Wilfrid Sellars’ critique of the “Myth of the Given”, and developed an innovative “negative” account of the role of immediacy within experience (see Error; Negativity in Experience.)

The bottom line of all of this is that experience cannot be used as an unproblematic beginning point, as if all the difficult issues were separate from it, out there in the world somewhere. There is no such separation; we find ourselves only in and through a process of understanding life and the world. It is the forms brought to light through this process that matter.

Experience can still be a beginning point of sorts, but in the Aristotelian pragmatic sense that gives no privilege to beginnings. (See also Empirical-Transcendental Doublet.)

“Secondary” Literature

One of my favorite Hegelian aphorisms is that philosophy is inseparable from the history of philosophy. Presentations ordered in the form of “my system of the world” or “the Truth according to me” rather quickly become tedious, and contribute to the misapprehension that there is no possibility of a cumulative development. Far better is a reflexive turn that interrogates the best that has been said before.

Socrates — at least, the Socrates of Plato’s “Socratic” dialogues — inaugurated a related approach, treating serious pursuit of questions as more valuable than supposed answers. Aristotle especially deserves credit for initially showing how such questioning can lead to a truly cumulative development, with many tentative answers along the way. Many later figures approached philosophy primarily as a sort of dialogue with Aristotle or Plato, or meditation or commentary on their works. In the later European middle ages, very extensive catalogs of nuanced alternative views, interpretations, and arguments were recorded by individual authors. This tradition rather suddenly died in the 17th century. In the midst of many scientific and technical advances, philosophy largely regressed from hermeneutic engagement to competing “systems of the world” that mostly talked past each other.

Hegel himself largely initiated serious interest in the history of philosophy. His historical view enabled him to recover the possibility of a cumulative development. Nowadays, philosophers again spend much of their time writing about other philosophers. Very important philosophical work takes place in what is nominally “secondary” literature, and “primary” works are full of secondary references. Without extensive secondary literature, the works of great later philosophers like Kant and Hegel would remain largely closed books. High-quality secondary literature on historical philosophers has especially flourished since the later 20th century, so it is really quite a recent development.

After 20 years of engagement, I have come to include Brandom on the short list of the very greatest philosophers that I can count on one hand. He is the first analytic philosopher to rise nearly so high in my estimation. His Woodbridge lectures revived my interest in Hegel, and overcame my previous deep reservations about Kant. Now, for the first time, in Brandom’s A Spirit of Trust we have a true Great Book by a true great philosopher that is nominally a “secondary” work about another philosopher. Needless to say, it is also a work of great originality. I still look to others for closer textual engagement and a more historical view, but Brandom’s Hegel requires less in the way of apologetics than I ever would have expected from reading Hegel himself.

Magnanimity

Magnanimity (literally “great-souledness”) has a special place among the Aristotelian virtues. It is said to be a mean that avoids both vanity and small-mindedness. In the later tradition under Christianity, pride often tended to be regarded simply as a sin, but Aristotle made a strong distinction between vanity or arrogance and a legitimate, well-founded kind of pride that leads to good actions.

Aristotle says a person who has this legitimate kind of pride will be very willing to help others, but will generally avoid asking for help. Such a person will be open and frank, caring more about the truth than about negative judgments of others. They will generally not hide what they feel. They will have the confidence to assert themselves with others who have power and authority, but will treat others — especially those less fortunate — with kindness and respect, and perhaps ironic self-depreciation. Also, “it is not a mark of greatness of soul to recall things against people, especially the wrongs they have done you, but rather to overlook them”.

Nietzsche, Ethics, Historiography

Nietzsche famously criticized received notions of good and evil, and pointed out the inglorious role of “reactive” and resentful thinking about morals. To negatively frame our notions of goodness and virtue in terms of emotional reactions to bad things done by others is not an auspicious beginning for ethics. It results in a bad order of explanation that puts negative judgments of others before positive consideration of what is right.

Nietzsche pointed out that this occurs more often than we might think. A recurring emphasis on negative, blaming attitudes toward other people over affirmative values is unfortunately all too common not only in ordinary life and actually existing religious practice, but across what passes for the political spectrum. We ought to distance ourselves from this, and develop our values in positive rather than negative terms. We should aim to be good by what we do, not by contrasting ourselves with those other people. As an antidote to resentment, Nietzsche recommended we cultivate forgetfulness of wrongs done by others. I would add that we can have strong concern for justice without focusing on blame or revenge.

Like Aristotle, but without ever mentioning the connection, Nietzsche emphasized a certain sort of character development, and effectively advocated something close to Aristotle’s notion of magnanimity, or “great-souledness” as contrasted with small-mindedness. But in common with some modern interpretations of “virtue ethics”, Nietzsche tended to make whatever a presumably great-souled person might in fact do into a criterion, and consequently downplayed the role of the rational deliberation jointly emphasized by Aristotle and Kant.

Unfortunately, Nietzsche seems to have been so outraged by what he saw as widespread hypocrisy that he sometimes failed to take his own advice to avoid dwelling on the negative. This comes out in his tendency to make sweeping historical generalizations. Thus, he presented all religion in a negative light, and even went so far as to blame the “moralism” of Socrates and Plato for many later historical ills, while failing to note his own partial convergence with Aristotle.

Even at the peak of my youthful enthusiasm for Nietzsche, this negative judgment of Socrates and Plato always seemed wrong to me. Textual evidence just does not support the attribution of primarily “resentful” attitudes to either of them. On the contrary, Socrates and Plato began a completely unprecedented attempt to understand what is good in positive terms, and took great care to avoid prejudice in the process.

Partly as a consequence of his sweeping rejection of Socrates and Plato, Nietzsche looked for alternate heroes among the pre-Socratics, especially favoring Heraclitus. (In the 20th century, with different motivations, Heidegger expanded on Nietzsche’s valorization of the pre-Socratics over Plato and Aristotle, claiming that Heraclitus and Parmenides “had Being in sight” in ways that Plato and Aristotle did not. This seems to me like nonsense. As distinct from poetry and other artistic endeavors (which I value highly, but in a different way), philosophy is not about primordial vision or its recovery; it is about rational understanding and development toward an end, starting from wherever we actually find ourselves. While the pre-Socratics are important in a sort of prehistory of philosophy, the level of rational development they achieved was minimal. Extended rational development first bloomed with Plato, and then was taken to a yet higher level by Aristotle.)

Nietzsche also denied the reality or effective relevance of anything like Aristotelian potentiality, claiming that only what is actual is real. The semantic or expressive category of potentiality underwrites logical and linguistic modality, which among other things in turn underwrites the possibility of expressing objective judgments of “should”, as well as of causality, of which Nietzsche seems to have taken a Humean view. The general role of potentiality and modality is independent of all issues of the correctness or possibly prejudiced character of particular judgments.

Nietzsche’s denial of potentiality is thus related to a denial of any objective good and evil. It is akin to other views that attempt to explain values by facts. He thought mostly in terms of actually occurring valuations, and did distinguish better from worse ones, but mainly in terms of a kind of ad hominem argument from great-souledness or small-mindedness.

In my view, he should have been content to point out that many particular judgments are prejudiced or incorrect, and at any moment we have no sure way of knowing we accurately recognize which these are. Objectivity in ethics cannot be assumed as a starting point, but that does not mean there can never be any. Where it occurs, it is a relative status that is the product of a development. (See also Genealogy.)

Nietzsche’s poetic notion of the Eternal Return does in a way partly make up for his overly strong denial of any objective good or evil. The Eternal Return works especially as an ethical, selective thought that distinguishes purely affirmative valuations from others. I used to want to think this was enough to recover something objective that acts like a notion of good as affirmativeness, but that is contrary to what he says explicitly.