Power and Its Shadow

Omnipotence has been a problematic concept introduced by theologians in the monotheistic traditions. It has affected traditional metaphysics, the theory of knowledge, and politics. It has deep historical connections with political absolutism.

Ethics in the Socratic tradition take as a starting point something like the Kantian autonomy of reason, coupled with an agnostic but sympathetic view of religion.

For the Latin scholastic theologians, the autonomy of philosophical inquiry is only relative. But most stop short of a completely unqualified omnipotence, and do endorse a relative autonomy of philosophy. There is a long tradition of “faith seeking understanding”. This allows for a socially beneficial relation of benevolent mutual respect between theological and philosophical discourse.

For several centuries in the later middle ages, the main vehicle for expression of Christian theology consisted of meta-commentaries on the 12th-century theologian Peter Lombard’s commentary on the Bible, known as the Sentences. Lombard’s work was one of the foundations of Latin scholasticism. Over 1400 commentaries on it are known. Lombard was a student of the great Peter Abelard, but backed off from Abelard’s more controversial views.

Here I will largely translate and comment upon a brief survey of omnipotence in the Sentences commentary tradition by Olivier Boulnois. This introduction to his edited volume La puissance et son ombre: de Pierre Lombard à Luther (1994) touches upon many points of “historiographical” interest. The French volume focuses on Lombard’s distinctions 42-44, which are the parts dealing with omnipotence. It includes translations from Lombard himself, William of Auxerre, Hugh of Saint-Cher, Albert the Great, Bonaventure, Aquinas, Augustinus Triumphus, Duns Scotus, Durand of Saint-Pourcain, William of Ockham, Gregory of Rimini, and Martin Luther. My aim here is only to partially translate and comment upon the introduction by Boulnois, which is entitled “What God Cannot Do”.

“Can God walk, speak, lie, sin, die, make a mistake? Can he restore virginity? Do other than what he does? Create other worlds?…. Can God annul the most fundamental eternal truths or change them?” (p. 11, my translation throughout).

First, it should be noted that there is not just one concept of omnipotence. Its meaning has been the subject of great controversy in the past. We will see several competing versions in what follows.

Second, the medieval theological mainstream in fact recognized that there are some things God cannot do, or at least will never do. The great scholastics recognized that omnipotence has be qualified in some way in order to be at all defensible, even if they would not themselves phrase it that way. Their arguments are about where and how to draw the line.

“[T]o ask what God cannot do is to research the limits of the possible, and to pose a question that bears on one of the principal senses of being in Aristotle” (pp. 11-12).

The last is a reference to potentiality (dynamis in Aristotle’s Greek), which in the Latin tradition is mainly understood as a kind of power.

“The fundamental question becomes: what does the proposition ‘he can’ signify? To respond, it is necessary to articulate three concepts: power [puissance], ability [pouvoir], possibility” (p. 12).

Puissance and pouvoir can both mean power, but with different nuances. Puissance is standardly used to translate the potentia of the Latin tradition. Pouvoir is used to express ability, and also political power.

Boulnois asks, “With what power [pouissance] are we concerned here? With Aristotle’s being in potentiality (intermediate between being and non-being)? Or with the effective power [pouissance] to make be what is not? But doesn’t that presuppose power [pouissance] in the first sense?” (ibid).”

“Effective power to make be what is not” recalls the theory of creation in Aquinas.

Boulnois continues, switching to the other French term for power, “With what model of power [pouvoir] are we confronted? With the generosity of an overcapacity that dispenses in accord with its own goodness? With the arbitrariness of always-revocable decrees? With the fixation of laws in conformity with which power [pouvoir] must itself act to act legitimately?” (ibid).

Here we begin to see the connection with political power.

“What form of the possible do we encounter? This is the whole problem of modality: in the logical sense, everything noncontradictory is possible; but isn’t it necessary to add a second form of possibility, real possibility, that which can be effectively realized by causes?” (ibid).

Possibility and necessity are both modal concepts. I still need to write more about the ethical significance of modality. While preparing this post I dashed off another quick note.

“For the problem of omnipotence bears on the limit conditions of an order of the world and an order of discourse” (ibid).

Claims of omnipotence have a global impact on how we understand everything else, which is literally explicit in the very term. (“Omni” is Latin for “all”).

“The situation of the question of omnipotence in the organic unity of the Sentences leads to thinking the possible in terms of divine omnipotence, and not the inverse” (p. 15).

When two terms are identified or linked, questions of the order of explanation can acquire a large importance. Here this involves the relation between philosophy and theology.

“Peter Lombard analyzes divine power in a double way” (p. 16). “From then on, the question turns on the status of the possible in the divine understanding: does what is impossible for God come from God (as Henry of Ghent believed at one time) or rather from the inconsistency of the thing itself (Duns Scotus)? Or again, is it necessary to say that the question has no sense, it being given that there is a strict reciprocity between the reality of the possible and divine thought (Ockham, reprised by Luther)?” (p. 17).

“But the evolution of the interpretation explains the modern contradiction between divergent points of view: a God who is the cause of the possibility of eternal truths (Descartes), or is submitted to the necessity of the best of [all] worlds (Leibniz), or again is identical with the necessity of all his attributes (Spinoza)” (p. 18).

Omnipotence in Descartes underwrites a theological voluntarism. Infinity and a very different kind of omnipotence are the most important properties of Spinoza’s God, who is also equated with Nature. Leibniz uses another nonstandard kind of omnipotence, explicitly developing his metaphysical views in terms of a highly rationalized form of creationism.

“For the problem of omnipotence is first of all a problem of exegesis” (p. 19). “If God can do anything, isn’t it necessary to say that he can lie, be mistaken, be put to death? Doesn’t one go to the point of making God a bad power? Augustine strives to resolve the difficulty: ‘And its inability to lie is a great power of the Word’. As a consequence, divine omnipotence does not consist in being able to do all, except in an inadequate sense…. Thus omnipotence is defined simply as God’s power to not be prevented from doing all the good that he wills. Augustine carefully avoids defining omni-potence as a power to do all” (p. 20).

We are teetering on the edge of paradox here. It is precisely the qualifications of what initially seems like the unqualified par excellence that allow an ethical perspective to be recovered. At the very least, this is in great tension with the motif of unqualified power.

“If God cannot do something, that is because it is not a true power (walking, sinning, being mistaken are marks of imperfection)…. If all that God cannot do is only weakness and negativity, God will be in himself every positive power. ‘He can do all that power can do’. Divine omnipotence has become the infinite affirmation of power” (p. 21).

For the 11th-century monastic reformer Peter Damian, according to Boulnois, “The origin of nature is not subject to the same laws as nature. Creation ex nihilo affords a striking illustration of this: ‘Nature itself is made against nature’. Nature thus becomes identical to the will of God: ‘Nature itself has its proper nature, which is to say the will of God” (pp. 24-25).

“The whole question of modality is raised here…. For Aristotle, only the future is contingent…. But for the theologian, who speaks of the possible insofar as it is the object of divine power, even if a thing is, insofar as it is, it can not be…. Even if an event is realized, at the very moment when it is real, it is not necessary. For it could not be if it were not willed by God” (p. 25). “The restoration of [virginity, according to Damian] resembles a new creation, and it is not subject to any mundane law, even that of contradiction…. All power and all knowing are coeternal with God, sovereign creator of the world” (pp. 26-27).

Again modality comes up. The idea that the present state of the world is contingent is reasonable in itself.

Among the most radical claims associated with omnipotence is that God can change the past. Up to a point, it seems to me that we should affirm the contingency of the present as well as the future, but it is also very possible to go too far in this. What is challenging to specify is how to draw the line between good flexibility and bad arbitrariness.

For Aristotle, Boulnois says ” ‘That which is, when it is, and that which is not, when it is not, is necessary’. This principle does not bear only on a necessity of discourse. It also implies a real necessity. For Aristotle, the possible is nothing but being in potentiality, that is to say being which tends toward existence, and which at the end of an infinite time, will end by coming to be. There is what could be called a statistical interpretation of modality, according to which that is possible which was, is, or will be in an infinite time. Indeed it is a temporal interpretation, according to which there always will be a state of affairs in which the contingent is realized. Relayed by Maimonides, this principle is the basis of the celebrated ‘third way’ of showing the existence of God in Thomas Aquinas” (p. 32).

Aristotle’s “statistical” modality is not statistical in the numerical sense. He defines the necessary as that which is always true. “Always” may not be entirely air-tight. He also explicitly speaks of things that are true “for the most part”, and sometimes of things that are always true or true for the most part.

Boulnois continues, “The motif of this disequilibrium can be easily designated: it is the primacy of presence in all metaphysical analysis of manifestation. While the [more traditional] theologians, following Augustine, envisage temporality as a triple manifestation of the divine power in the past, present, and future, Bonaventure, in the manner of the Aristotelian metaphysics, places himself in the perspective of the thing in its evidence enunciable by the finite subject. He goes on to invoke an important argument: between the thing and its form of presence (be it a presence of the past or an existence in the present instant), there exists an analytic relation…. The presence of the thing is included in all manifestation. On the other hand the future, which is not yet, is not analytically included in the content of the thing that comes to be” (pp. 32-33).

There really was a “metaphysics of presence” in Latin scholasticism. The error is to attribute it to directly to Aristotle.

“From this point on, Thomas Aquinas, Giles of Rome, and Ockham pose only the question of the necessity of the past…. They no longer ask if the same question can be extended to the future. The reference to Peter Damian conceals a mutation of the problematic: instead of being posed from the transcendent freedom of God, the possibility of the contingent will only be envisaged starting from the human experience of the present. The ontology of the contingent becomes the possibility of finite freedom” (p. 33).

“All the commentaries on the Sentences, following the line of Peter Lombard, preserve the memory of the condemnation of Abelard by the council of Sens. In the spirit of this council, it is not permitted to think that God is necessarily determined to act and can only do what he does. The council Fathers, led by Bernard of Clairvaux, see in this prohibition a line that is not to be crossed. The omnipotence of God requires us to think that he can do what he does not do, omit what he does not omit, do what he does in another manner or at another moment, or similarly omit it. The divine omnipotence thus appears as sovereignly free, indifferent between acting and not acting” (pp. 33-34).

This is the point at which the thesis of omnipotence becomes dangerous.

“Peter Abelard himself was moved by a metaphysical principle, the principle of reason. God can only do what he does, because ‘God does nothing without a reason’…. Abelard does not admit that God can act against the order he has decided to follow…. God cannot go against his proper wisdom and his proper rationality. Reason imposes itself on him in being the form of his freedom. In a sense, Abelard is quite simply faithful to the patristic tradition that orients divine action toward the good. But he systematizes to the point of paradox, in limiting divine freedom by his wisdom” (p. 34).

The whole question about whether or not God can act “against” what he has “decided” is artificial, because it assumes an anthropomorphic and temporal notion of “decision”. If God is pre-eminently the Eternal as Augustine says, the temporal metaphor of decision is inappropriate.

“Peter Damian makes an equation between divine omnipotence and human freedom: what is possible for the human must at least be possible for God” (ibid).

This argument clearly depends on an anthropomorphic analogy. What is called “possible” for the human depends in part on the particular character of human finitude. It is not at all the same as what would be called “possible” for an eternal neoplatonic God exempt from all finitude. Frankly, it is not even clear that it is appropriate to speak of possibility in relation to God at all. Aristotle says that the first cause is pure act and entelechy. Augustine very strongly associates God with the eternal.

“As Peter Lombard well saw, contrary to the censors of Abelard who ignore the point, the position of Abelard is equally motivated by the principle of the best. As with Leibniz later on, the principle of the best follows from an interpretation of the principle of causality…. Abelard in turn follows the principle of causality, attested by Plato: ‘Nothing comes to be without a cause’. But he reinterprets it in the light of Christian theology, for which the cause of the created resides in the exemplary reason, the divine idea, model, or archetype by which God thinks the creatable before instituting it. It is in this sense that Augustine writes: ‘Who would dare say that God created things without reason?’ For Abelard, as a consequence, the world is created in a universal order, and in it no event escapes divine providence: nothing that appears contingent or due to chance comes to be outside of his prescience or his wisdom. Reason itself is a means of revelation. Despite the apparent disagreements between the Bible and Plato, a more profound reading of these two texts allows us to reconcile them, and to underline the identity between the rationality of God and his freedom” (p. 36).

“For in this problematic cause and reason are synonyms: ‘ratio vel causa‘, writes Peter Lombard…. The position of Abelard is indeed an important stage in the constitution of the principle of reason, between Plato and Leibniz. In Plato, the principle of causality, exterior to the demiurge, and the principle of the goodness of the cosmos are enunciated separately. For Abelard, the principle of reason has become interior to the divine wisdom, and conforms to the primacy of goodness. For Leibniz, finally, the principle of reason is no longer divine, but is identified with essence in general: every substance is the sufficient reason of its accidents” (p. 37).

“Without a doubt, the condemnation of Abelard played a decisive role here. We recall that Heidegger speaks of a ‘time of incubation’ of the principle of reason, already formulated since the birth of philosophy. But he does not respond to the question he himself raises” (p. 37). “In all the rigor of their terms, the condemnations of the council of Sens, in rejecting the application of the principle of reason to God, preserved the principle of reason in an incubator” (p. 38).

“If God creates a world, he cannot create it without what makes it a world: its order, the harmony of its parts…. God cannot create without: 1) what makes it a totality: that which is required for the achievement of a universe; 2) what makes its parts compatible with one another: the conditions of existence of creatures, one in relation to another; 3) what permits each of its parts to have sufficient consistency to possess the perfection of an essence and that of existing. The creation of a world results in the positing of a finite order, governed by the mathematical or musical principle of the harmony of the all, that is to say a certain proportion between the parts” (p. 39).

The strong notion of the coherence requirements of a world in Leibniz removes the usual arbitrariness from the notion of creation.

“This common problematic leaves room for a whole gamut of individual positions, from Albert the Great to Ockham. For Albert the Great, ‘if one places oneself in the point of view of being’, starting from the things that really exist, no better order is conceivable…. For Bonaventure, … God can make either a world different by its substances (but which is not really better, because it is incomparable), or a world different by its accidents (but that is really the same as this one)…. For Ockham, on the contrary the most probable position is ‘that which admits that God can make another world better than this one and specifically distinct from it’ ” (pp. 39-40).

Can God change eternal truths?…. Descartes raises this question” (p. 40). “God does not know truths as true unless he wills that they be so” (p. 41). “This debate has a long medieval history” (ibid).

Hugh of Saint-Cher is credited with originating the distinction between absolute and ordained power.

“Hugh of Saint-Cher [distinguishes] two aspects of divine power. As conditioned, it cannot be contradictory…. In the measure that the order of the finite is subject to the principle of contradiction, God cannot make two opposed propositions [both] true. But in itself, the same power as absolute is not subject to the principle of contradiction: nothing can limit its power” (ibid). “In this he anticipates in an unheard-of way the motifs and the difficulties of the Cartesian position, even if he does not like [Descartes] speak of creation or of eternal truths” (p. 42).

“Thomas Aquinas poses the same question, but he responds in a completely different way…. The divine power can only make what is possible, that is to say what is in the nature of things. The nature of simple essences and the principle of non-contradiction are the source of all their proprieties, and the divine power is in a way limited to these possibilities” (pp. 42-43).

Here Aquinas comes across as much more sensible than some of the others. In significant measure at least, he upholds the reality of secondary causes. A concept of God construed in a way that would invalidate all other concepts and reason itself seems fit only for sectarians.

“Subsequently, the debate develops in another form: is the impossible impossible because God so decided, or is it impossible by nature…? Henry of Ghent at one time held the first thesis, but ended up retracting it. Duns Scotus maintains an order that supposes the distinction of diverse moments…. It is only logical contradiction between the parts that grounds the formal impossibility of the thing, and indeed the divine intellection of that impossibility. There is an irrevocable anteriority of the possible and indeed of the impossible to the divine intellect. Possibility is imposed on God in the same way it is imposed on the human (that is to say in a univocal way)” (p. 43).

This is an important qualification about Scotus. Although he was regarded as a realist in the controversies about nominalism and realism, he generally comes across as an extreme voluntarist. But Boulnois is a leading Scotus scholar who has translated 2000 pages of Scotus and written a large book about him, so I assume he knows what he is talking about.

“For Ockham, on the contrary, power and the possible are correlatives. There is in the first instance an absolute real identity between divine intellect and will. And in addition, there is no anteriority of the possible to the intellect. The possible not being other than the non-contradictory, all the possibles are independent. No limit of the ontological consistency of the possible restrains the divine power…. Ockham accepts all the consequences of the identification of the absolute possible with the divine power…. There is neither an anteriority of the impossible to the divine omnipotence (Scotus), nor an anteriority of omnipotence to the impossible (Henry of Ghent), but a strict correlation” (pp. 43-44).

Once again, when two things are assimilated together, it may mean that one is being reduced to the other. For instance, I hold that there is no separately existing thing called will — that Aristotelian intellect, practical judgment, and wisdom better explain the freedom that some want to supernaturally explain by will. Ockham on the other hand is a voluntarist who sees will everywhere, and seems to deny that modality is anything real.

“An other is not always a world. It is only after Bonaventure that the theologians come to speak of a possible other world” (p. 46).

This is fascinating. I never would have guessed that Bonaventure would partially anticipate Leibniz on the subject of worlds.

“For Scotus, the order fixed by God appears to be necessary from the point of view of every inferior agent, when it acts according to that order…. In the order instituted by God (nature), starting from contingent hypotheses, the laws of nature are necessary for the finite. They draw their necessity from the fact that it is God who invests them with their legality” (p. 47).

From this point of view, necessity only comes about from divine will. Sheer will conceived as a brute fact is thus said to come before justice or wisdom. This undermines all criteria.

“For Aristotle, the concept of world is that of a totality: there is only one possible world, and it is a fortiori the best” (p. 48).

But the argument that this is the best world because there is no other is a very weak one that Aristotle does not himself make, because he does not consider alternate worlds, and also does not consider the world to be created.

“For [Peter Damian], even a good that is never produced is in the power of God, the reason for its retention residing in the secret of his good will. His analysis results in distinguishing two poles in the divine power: on the one hand, the omni-potence taken in itself, which no im-potence can encumber, and on the other hand the order in which it is exercised, and which can explain that omnipotence is not manifested…. Thus, Peter Damian constructs the conceptual armature between two poles, which later took the name of absolute power and ordained power” (p. 53).

Peter Damian was an 11th-century monastic reformer who campaigned vigorously against corruption in the Church. He advocated solitude and ascetism, and reportedly introduced practices of flagellation that were regarded as too extreme by some. In the early 20th century, it was argued that Damian exempted God from the principle of non-contradiction, but this has been rejected by later scholars. He wrote a treatise on omnipotence arguing that God can restore virginity, but according to the Stanford Encyclopedia of Philosophy, he neither claimed that God can change a past event, nor that God can contradict himself.

What will become the distinction between absolute and ordained power allows appearances to be (mostly) saved while the claim of absolute power is maintained. I would note that this is an elaboration of Augustine’s reconciliation of miracles with natural causes, which treats natural causes as God’s established habits that are not invalidated by miracles. It will often be expressed using Aristotle’s notion of things that happen in a certain way “for the most part”, but there is no indication that Aristotle intended this as a way of leaving room for miracles. What happens for the most part in Aristotle involves variation in the way that the order of nature works out in particular cases, not suspension of it or exceptions to it.

“The ordained power has for object that which has been preordained, or disposed by God. It is a preordination of the possible in the divine understanding, and not the order of the real outside of God. Indeed it coincides with his prescience…. The ordained power does not presuppose order and is not determined by it; on the contrary, it is it that determines it in determining itself: it prefigures it, it is the pre-supposition of order. It is the pre-order” (p. 55).

According to this view, the order of the world corresponds to the “habitual” operation of creation. The habitual order is subordinate to the power of creation that produces it. The habituality of the created order is real, but it also has real exceptions in the form of miracles.

According to Boulnois, “Absolute power and ordained power form a couple of concepts, a dialectic, such that we never find one without the other. There is no theology of absolute power without the theology of ordained power. What we find instead are different ways of thinking this dialectic” (ibid).

“The object of absolute power is identical to the object of divine wisdom, to the totality of what is possible for God. The object of ordained power is identical to the object of the principled will of God” (pp. 55-56).

“For God does nothing without prescience. His action is subordinated to the order predetermined by him, and can never depart from that order. As a consequence, operative power is subordinated to ordained power; and reciprocally, God never operates directly by his absolute power. Absolute power taken in itself, naked, is not operative” (p. 56).

It was I and not Boulnois who earlier brought Augustine’s justification of miracles into the discussion. I much prefer Aristotelian natural variability to the Augustinian theory of miracles. But on the older view Boulnois is characterizing here — that God never acts directly by his absolute power — it would seem that there could be no exceptions to the ordained order. This seems consistent with Augustine’s rigorous view of eternity, but it is in tension with Augustine’s justification of miracles.

It appears that Duns Scotus (1266-1308) was instrumental in changing the traditional Augustinian pattern in these matters. Boulnois is a world-class expert on Scotus, so he is well qualified to point this out.

“While reprising these classical elements, the interpretation of Scotus breaks with his predecessors, for three reasons: 1) The theory of absolute power and ordained power is extended to every free being. 2) In reprising the distinction between fact and principle, Scotus conceives the two members of the distinction as two ways of acting and not simply as two powers. God intervenes in fact by his absolute power to modify what is in principle the course of things. 3) Even when he has chosen an order, at the same time and from the same point of view, God can do that which he did not decide upon. The divine power is open to an array of synchronic possibilities, and the state chosen in fact does not exclude other possibilities” (p. 56).

Each of these three points is significant: 1) Beliefs about human free will come to be patterned on a pronouncedly voluntaristic interpretation of divine omnipotence. 2) Fact is for possibly the first time asserted to be more decisive and more inclusive than principle or essence. Reason must accommodate presumed facts, rather than governing their interpretation. 3) Far from being stably grounded in eternity and essence, order of all kinds is now treated as fundamentally contingent and revocable.

In 20th-century scholarship, the emergence of such “modernist” views was most often associated with William of Ockham, who as the arch “nominalist” in accounts of the 14th-century debate about universals has been treated as diametrically opposed to the more traditional “realism” attributed to Scotus. But according to Boulnois, Scotus was the decisive innovator with respect to these views about will, fact, and order.

“It is this interpretation that seems to have had the most influence on subsequent medieval thought.”

“There are two models, fundamentally distinct: 1) A logical model, for which absolute power is the power capable of the totality of possibilities (of all that is non-contradictory), and the ordained power corresponds to the choice of a particular order. 2) An operative model, for which divine intervention de potentia absoluta is a possibility of modifying in fact that which is in principle the course of things. What is outside of order is not disorder but fact.” (ibid). “For Scotus, the model is no longer a logical model, but an operative model. He no longer distinguishes two forms of power but two forms of action (according to the law and outside the law)” (p. 57).

What is described as the traditional view here tends to make order overly strong, presuming it to be capable of explaining all facts, while the “modernist” view makes fact overly strong, tending toward a proto-fundamentalist denial of the need for interpretation, and at the same time shrinking the scope of order so that fact always exceeds it.

As Boulnois argues more generally in his big book on Scotus, L’Être et représentation (“Being and Representation”, 1999), this historic transformation is too large to be attributed to a single figure, but Scotus is nonetheless at its center. Modern large-scale interpretation of the history of Latin philosophy has generally centered on Aquinas, who was canonized as a saint in 1323, and specially declared by the Pope to be central to Catholic philosophy in 1879 after the rise of neo-Thomism.

(From a broad point of view, the “moderate realism” of Aquinas has much to recommend it, but one-sided emphasis on Aquinas has obscured the real diversity and complexity of Latin philosophical views and the important role of numerous others, including Scotus. The pragmatist Charles Pierce rather casually called himself a Scotist realist. Heidegger wrote his dissertation on Scotus, but in later work tended to reject Latin philosophy with a very broad brush, without addressing important historical detail.)

“No more than his predecessors does Scotus say that God acts by an absolute power, but only that he can act otherwise than he does (and it is in this that his power is absolute). This has no immediate operative content…. Duns Scotus does not say that God acts by his naked absolute power, but precisely always, according to a beautiful oxymoron, ‘in the manner ordained by his absolute power’. What characterizes the position of Scotus, more than the operative model of absolute power alone, is at the same time the extreme opposition of this dialectic between the two concepts and the possibility at every instant of one toggling to the other. To safeguard divine freedom, Scotus creates an infinite oscillation between an instituted juridical order and a de facto power that is nonetheless not disordered and immoral” (ibid).

What Boulnois calls a beautiful oxymoron in Scotus, the de facto claim of an infinite oscillation between order and fact — evinced by the phrase “ordained by his absolute power” — seems to collapse the evolved distinction between ordained and absolute power. Perhaps this is why Scotus was called the “subtle doctor”. But the implications of this position are not at all subtle. They are quite dramatic.

“What characterizes the end of the Middle Age is at once the inflation of arguments resorting to absolute power and a fragmentation of models allowing it to be thought” (p. 58).

Boulnois cites Avignon Pope John XXII’s blunt declaration that the absolute and ordained power of God are the same thing. John apparently used this to justify a politicized claim that salvation can only be achieved through the institutionalized sacraments of the Church. “All that which is ordained by God is irrevocable” (p. 59). This was a time of bitter conflict between the Avignon Pope and the Holy Roman Emperor Louis IV. It was under John that Aquinas was canonized as a saint. John was also the one who formally declared witchcraft to be a heresy.

We saw above that William of Ockham also emphasized the inseparability of absolute and ordained power. But he apparently used it to argue for the opposite practical conclusion, that law and ordained power can always be surpassed by fact and absolute power, and that salvation can be achieved through faith alone. Under the protection of Louis IV, Ockham accused the Pope of heresy.

(From the point of view of the logical pragmatics I have discussed in reading Brandom, the formal identification of two things with different connotations can be interpreted as a reduction of one to the other, or of the other to the one, or as a nonreductive combination of the two. Different connotations imply different pragmatics or conditions of use.)

Boulnois says that Ockham interprets the thesis of the nonseparability of the nominally distinct powers (absolute versus ordained) in terms of its consequences for the power’s object (the world), rather than in terms of its subject (God).

“John XXII insists on the fact that the identity of divine power entails the invariability of the order chosen by God…. For [Ockham], the theory of John XXII comes back to saying that the order of the world cannot be other than it is. From this it follows evidently that no creature can do what it does not do…. He sees in this a resurgence of Greco-Arabic necessitarianism, an error condemned in 1277. And to say that humans can only be saved by the institution is not only an error, but a heresy: in fact, many humans are saved by their faith without being baptized” (p. 60).

“Greco-Arabic necessitarianism” is another exaggeration. Among the Greeks, the only real necessitarians are the Stoics. Alfarabi, Avicenna, and Averroes do all seem to slant things in the direction of objective order and necessity, but the radical voluntarism of Ghazali seems to have been more historically influential in the Arabic tradition.

“For Ockham, order is always a de facto order, a complex of contingent and revocable singularities. It is thus the object of ordained power; but what God can do (in principle), even if he never does it, is the object of absolute power. There is here an extraordinary cross-chase in relation to Duns Scotus. What the one calls the object of ordained power, the other calls the object of absolute power, and vice versa. The fact and the principle exchange their role” (ibid).

On Boulnois’s account, Ockham is a less radical voluntarist than Scotus.

“For Ockham, it is necessary to thus understand the distinction ‘power to do something’: the expression is sometimes taken according the laws ordained and instituted by God, and of these things one says that God can do them by his ordained power. In another way, ‘power’ is taken in the sense of power to do anything that is not self-contradictory, that God has ordained that he will do or not do, and of these things, one says that God can do by his absolute power. The ‘ordained power’ indeed does designate the order established by God, as in Duns Scotus. But the ‘absolute power’ designates not his de facto power, but only everything that is not contradictory: it has a logical sense and not an operative one (since it designates what God does not do); he returns quite simply to the traditional sense admitted before Scotus” (pp. 60-61).

“[Ockham’s influential student] Adam Wodeham explicitly cites two interpretations of absolute power…. Adam Wodeham clearly thinks ordained power as an order instituted regularly and capable of dispensation, like Scotus and Ockham. But he is also aware of the existence of two models for thinking absolute power: that of Duns Scotus, for whom the power to do the contrary of the established order is absolute, that is to say autonomous and absolutely capable of acting; and that of Ockham, for whom the absolute power of God is subject to the logical principle of contradiction. For Scotus, even when God has ordained the contrary, he can do something by his absolute power. For Ockham, God can only act by his absolute power if there is no contradiction with what he has ordained” (p. 61).

“As a consequence — and contrary to received ideas — the great epistemological rupture of the 14th century was effectuated by Scotus more than by Ockham…. [Scotus] is infinitely more revolutionary, in admitting that God has a de facto power that is other than the power in principle without being immoral. Nonetheless, the position of Ockham and that of Scotus converge on one point, essential for theological ethics: even if, by the ordained power of God, the human can only be saved by baptism and entry into the institution, by the absolute power of God, the human can be saved without Church or charity…. One of the distant consequences of this hypertrophy of absolute power will be the possibility, vigorously enunciated by Luther, that there is a predetermination indifferent to good and evil” (p. 62).

Luther argued for justification by faith alone, traced all authority solely to the Bible, and tended to emphasize its literal word.

“It would be exaggerated to make the new theory of divine power bear all of the motif of the metamorphosis of theology after Scotus. It would also be exaggerated to try to reduce everything to the new theories of intuition or of the primacy of will. First of all, Scotus is only the spokesman for a whole generation of thinkers who each contributed to the restructuring of theology” (p. 63).

But these caveats address only certain over-simplifications of the historical interpretation Boulnois develops.

“It is the triangle of power, knowledge, and will that is modified in its entirety. In the human as in God, power [pouvoir] becomes a power [puissance] to act in principle or in fact. Power remains a capacity to act according to an order (interpreted juridically as a law), but it also becomes the capacity to act outside the law or against it. Furthermore, for thinking of the problems of beatitude from the side of common abstractive knowledge, there developed a theory of intuitive knowledge of the singular contingent. Finally, for the Franciscan theologians above all, freedom of the will is an innate quality” (p. 63).

On the threshold of modernity, new voluntaristic super-powers are attributed both to God and to the human. The alleged fact of voluntaristic will is no longer constrained by an orientation toward the good.

“As a consequence, willing is no longer tautologically willing the good. But reciprocally, what God wills is ipso facto the good. On the edge of the new theology of omnipotence, the theories of intuition and of will will be adjoined, to construct a new model of practice and of epistemology. With this new device, it is the whole harmony between the transcendentals, being, truth, and the good, that is disrupted. The objects of power, of will, and of knowledge are no longer necessarily aligned” (pp. 63-64).

“Conceiving divine intervention de potentia absoluta as a real possibility led to an undermining of the intelligibility and predictability of natural phenomena. The order of the real no longer appears except as a descent into particularity in the ocean of possibles. This disjunction has a paradoxical consequence: philosophy is all the more free to expound the necessity of the order of the present world, while the theologian makes contingency surge into this world here, when he does not invoke an infinity of other possible worlds. The present order can become an absolute, and the absolute can contain an infinity of other orders. The order and the absolute are disseminated in an indefinite variation of hypothetical orders. The order and the absolute are no longer articulated; they pass one into the other” (p. 64).

As Boulnois says, treating divine intervention in the world by absolute power as a real possibility tends to undermine intelligibility. I would add that this undermining of intelligibility undermines ethics as well.

“This renewal of the problematic figures an evolution of theology. It makes God less and less human, less and less reached by knowledge of the order of the universe, less and less oriented toward the norm of the good. Divine omnipotence thus founds a ‘skeptical’ movement, which has consequences for the theology of justification (from Scotus to Luther). The order of salvation appears more and more contingent…. The equilibrium between the order of the world and the omnipotence of God attained in the Sentences of Peter Lombard ended up a victim of its own success. After being articulated with nature, the supernatural becomes omnipresent, and finally suspends all autonomy of the order of nature. There is no longer a consistent finite order. Omnipotence figures a more and more uncertain order of the world, and results in a complete concealment of God and his plans from the human. God is so unknowable that his attributes are founded in the brilliance of his omnipotence, reachable only by faith, and not allowing any certainty to exist. Following this metamorphosis, God, the object par excellence of theological intelligence, who was at first thought of as ineffable, will be finally named as incomprehensible. The world will appear as a labyrinth of axiomatics and exceptions, in which individuals are toys” (pp. 64-65).

This omnipresence of the possibility of supernatural intervention, outside the order of nature — and the correlated suspension of all autonomy of the order of nature — are what undermine intelligibility.

“It is now the model of political power [pouvoir] that serves to think the divine power in an identical, univocal sense, even in a particular case: all power can be exercised either juridically, or de facto” (p. 65).

“By a cross-chase of which history has the secret, these ‘absolutist’ arguments will serve later for the exaltation of monarchic power against pontifical pretensions. In Jean Bodin, they serve to describe the absolute power of the prince. This theory leads to a reinforcement of political absolutism — and simultaneously to an evanescence of the predictability of the law of nature” (p. 66).

“The theme of absolute power grounds the work of Duns Scotus in three dimensions: ontological (the action of every free agent), juridical (the king and his realm), theological (God and his decrees). This origin reveals a structural correspondence between the modern concepts of individual freedom, of divine power [puissance], and of political power [pouvoir]” (ibid).

“The black sun of omnipotence shines with a paradoxical light. When power wants to be without shadow and without limits, it accumulates within itself the night in which all evils are absolved; it endorses dark things and obscurity. On the contrary, the power that is incapable of evil and excludes it is a pure light without darkness. It does not suppress the shadow, or assume it, or absolve it, but dissociates it from itself and separates it from its sharp light. But for this it must be a power capable of lacking power” (p. 68).

Averroes vs Ghazali

The Persian al-Ghazali (1055–1111 CE), known to the Latins as Algazel, is regarded as the greatest theologian of the Ash‘arite school of Sunni Islam. According to Wikipedia, the Ash‘arites are one of several schools that advocate the use of reason in expounding the Islamic revelation. In this sense they are definitely to be distinguished from the literalists. The Ash‘arites nonetheless defend a radical version of omnipotence.

Ghazali wrote a work that circulated in the Latin world, which summarized the views of the Islamic philosophers accurately enough that the Latins mistakenly regarded him as one of them. “Philosophy” in this context principally refers to the thought of al-Farabi and Ibn Sina (Avicenna). But Ghazali is best known to historians of philosophy for his sharp attack The Incoherence of the Philosophers, which treated Ibn Sina as representative. Ghazali was a very strong creationist who insisted that creation must be understood as having occurred in time. Like Duns Scotus and William of Ockham a bit later in the West, he defended a radically voluntarist theology.

In a short work called the Decisive Treatise that was never translated to Latin, Ibn Rushd (Averroes) argues as an Islamic jurist that the Koran commands those capable of doing so to study philosophy. Though his philosophy had very little influence in the Islamic world, he was the leading Maliki jurist in al-Andalus and the Maghreb in his day. He wrote the authoritative textbook of Maliki jurisprudence. I learned that Maliki law is still practiced in many Islamic countries.

Ibn Rushd wrote a refutation of Ghazali called The Incoherence of the Incoherence, which interspersedly contains the full text of Ghazali’s work. It circulated in Latin under the title Destructio Destructionum (destruction of the destruction). I’ve transcribed some small excerpts of this historically fascinating book.

The dispute is basically about Aristotle versus creationism. The particular focus of the first part I have excerpted addresses this from the angle of views about the relation between what is eternal and what is in time. The other part I’ve excerpted has to do with Aristotle versus theological voluntarism.

[Ghazali] “The philosophers say: It is impossible that the temporal should proceed from the absolutely Eternal…. When the world begins in time, a new determinant either does or does not arise…. If it does not, the world will stay in the same state of pure possibility as before; if a new determinant does arise… either we shall have an infinite regress or we shall arrive at a principle determining eternally” (Averroes’ Tahafut al-Tahafut (The Incoherence of the Incoherence), tr. Van Den Bergh (1954), p. 1).

[Averroes] “This argument is in the highest degree dialectical and does not reach the pitch of demonstrative proof. For its premises are common notions, and common notions approach the equivocal, whereas demonstrative premises are concerned with things proper to the same genus” (ibid).

Averroes retains Farabi’s exaggerated emphasis on strict demonstration in the sense of the Prior Analytics in Aristotle. Reading Aristotle partly through a Farabian lens, Averroes does not recognize the large place and positive role that Aristotle implicitly gives to dialectic in the sense of the Topics throughout his works. Averroes sees “dialectic” as an intellectually loose approach that easily falls into sophistry.

[Averroes] “For the term ‘possible’ is used in an equivocal way of the possible that happens more often than not, of the possible that happens less often than not, and of the possible with equal chances of happening, and these three types of the possible do not seem to have the same need for a new determining principle” (ibid).

“All these are multifarious and difficult questions which need, each of them, a special examination, both in themselves and in regard to the opinions the ancients held about them. To treat what is in reality a plurality of questions as one problem is one of the well-known seven sophisms, and a mistake in one of these principles becomes a great error by the end of the examination of reality” (pp. 1-2).

[Ghazali] “[The world’s] existence was not willed before and therefore did not happen… at the exact moment it began it was willed by an eternal will and therefore began” (p. 3).

[Averroes] “The act of the agent necessarily implies a change and … each change has a principle which causes it…. [T]he Eternal cannot change in any way. But all this is difficult to prove” (ibid).

“[O]ur expressions ‘eternal will’ and ‘temporal will’ are equivocal, indeed contrary…. [W]hen one says: ‘There is a Willer who wills eternally one of two contraries in Himself’, the definition of the will is abandoned” (p. 4).

[Ghazali summarizing the philosophers] “The effect only takes place when a new event, i.e. entering the house or the arrival of tomorrow, has actually happened…. A delay in the object willed is imaginable only in decision, for decision is not sufficient for the existence of the act” (p. 5). “If, however, the eternal Will is analogous to our decision, it does not suffice to produce the thing decided upon, but the act of creation must be accompanied by a new act of volition, and this brings us again to the idea of a change” (ibid). “[W]ithout the realization of any new condition, this effect comes into existence and is produced. And this is absurd” (p. 6).

[Averroes] “[Ghazali’s] example of divorce based on convention seems to strengthen the argument of the philosophers, but in reality it weakens it. For it enables the Ash’arites to say: In the same way as the actual divorce is delayed after the formula of divorce till the moment when the condition of someone’s entering the house, or any other, is fulfilled, so the realization of the world can be delayed after God’s act of creation until the condition is fulfilled on which this realization depends, i.e. the moment when God willed it. But conventional things do not behave like rational” (ibid).

[Ghazali] “[T]he party which believes in the creation of the world in time through an eternal Will includes so many persons that no country can contain them and no number enumerate them, and they certainly do not contradict the logically minded out of obstinacy, while knowing better in their hearts” (p. 7).

[Averroes] “[T]his argument is mistaken, for it is not a condition of objective truth that it should be known to all” (ibid).

[Ghazali] “[T]o suppose the Creator of the world ignorant of His own work is necessarily absurd” (ibid).

[Averroes] “This assertion belongs to the class of assertions whose contrary is equally false. For there exists no proof which refutes anything that is evidently true, and universally acknowledged. Anything that can be refuted by a demonstrative proof is only supposed to be true, not really true…. Equally, if it is absolutely true that the effect of a cause cannot be delayed after the causation and the Ash’arites claim that they can advance a proof to deny it, then we can be absolutely sure that they cannot have such a proof. If there is a controversy about questions like this, the final criterion rests with the sound understanding which does not base itself on prejudice and passion, when it probes according to the signs and rules by which truth and mere opinion are logically distinguished” (p. 8).

[Ghazaili] “[E]ternity of the world is impossible, for it implies an infinite number and an infinity of unities for the spherical revolutions, although they can be divided by six, by four, and by two” (p. 9).

[Averroes] “This too is a sophistical argument. It amounts to saying: In the same way as you are unable to refute our demonstrative argument for the creation of the world in time, that if it were eternal, its revolutions would be neither even nor uneven, so we cannot refute your theory that the effect of an agent whose conditions to act are always fulfilled cannot be delayed. This argument aims only at creating and establishing a doubt, which is one of the sophist’s objectives…. But when the existence of an eternal prime mover had been proved, whose act cannot be posterior to his being, it followed that there could as little be a beginning for his act as for his being; otherwise his act would be possible, not necessary, and he would not be a first principle…. The agent who has no beginning either for his existence or for those acts of his which he performs without an instrument, has no first instrument either to perform those acts of his without beginning which by their nature need an instrument.”

“But since the theologians mistook the accidental for the essential, they denied this eternal agent” (pp. 10-11).

“It will be clear to you that neither the arguments of the theologians for the temporal creation of the world of which Ghazali speaks, nor the arguments of the philosophers which he includes and describes in his book, suffice to reach absolute evidence or afford stringent proof” (p. 12).

Like Aquinas, Averroes holds that arguments on neither side of the debate for and against creationism reach demonstrative certainty. Averroes defends a theory of eternal “creation” that is far removed from what creationists mean by creation. It has been argued that Albert the Great also had a notion of eternal creation.

[Averroes] “No motion possesses totality or forms an aggregate, i.e. is provided with a beginning or an end, except in so far as it is in the soul, as is the case with time. And it follows from the nature of circular movement that it is neither even nor uneven except as represented in the soul” (p. 13).

“[T]he impossibility of an actual infinite is an acknowledged axiom in philosophical theory, equally valid for material and immaterial things…. Perhaps Avicenna wanted only to satisfy the masses, telling them what they were accustomed to hear about the soul. But this theory is far from satisfactory” (p. 14).

[Ghazali] “We seek to show by all this that the philosophers cannot shake the conviction of their adversaries that the eternal Will is connected with temporal creation, except by claiming its absurdity by the necessity of thought, and that therefore they are in no way different from the theologians who make the same claim against the philosophical doctrines opposed to theirs. And out of this there is no issue” (p. 15).

“[W]e say that the soul of Zaid is either identical with the soul of Amr or different from it; but their identity would mean something absurd, for everyone is conscious of his own identity and knows that he is not another” (ibid).

[Averroes] ” ‘[D]ifferent’ is an equivocal term, and ‘identity’ too is predicated of a number of things which are also called ‘different’…. The souls of Zaid and Amr are one in one sense and many in another; we might say, one in relation to their form, many in relation to their substratum” (pp. 15-16).

“When someone denies a truth of which it is absolutely certain that it is such-and-such, there exists no argument by which we can come to an understanding with him; for every argument is based on known premises about which both adversaries agree. When each point advanced is denied by the adversary, discussion with him becomes impossible, but such people stand outside the pale of humanity and have to be educated” (p. 16, emphasis added).

In emphasizing argument from agreed-upon premises, Averroes treats something like Platonic dialogue as a norm.

[Ghazali] “God before the creation of the world was able to create it, say, one year or two years before He did, and there is no limit to His power; but He seemed to have patience and did not create. Then He created” (p. 17).

[Averroes] “[W]hat has no beginning does not finish or end.” (ibid).

[Ghazali for the philosophers] “[W]e philosophers know by the necessity of thought that one thing does not distinguish itself from a similar except by a differentiating principle…. [I]f you answer that the Will of God is the differentiating principle, then one has to inquire what differentiates the Will, i.e. the reason why it has been differentiated in such or such way (p. 18).”

[Ghazali] “[W]ill is a quality which has the faculty of differentiating one thing from another, and if it had not this faculty, power in itself would suffice…. And to ask why will differentiates one of two similars is like asking why knowledge must comprehend the knowable” (ibid).

[Averroes] “As the theologians were unable to give a satisfactory answer, they took refuge in the theory that the eternal Will is a quality the nature of which is to differentiate between two similar things, without there being for God a differentiating principle which inclines Him to one of two similar acts” (p. 20).

This is the originally Stoic idea of a “freedom of indifference”. The Ash‘arites defend both predestination and theological and anthropological voluntarism.

[Ghazali] “Everyone, therefore, who studies, in the human and the divine, the real working of the act of choice, must necessarily admit a quality the nature of which is to differentiate between two similar things…. Suppose two similar dates in front of a man who has a strong desire for them, but who is unable to take them both. Surely he will take one of them through a quality in him the nature of which is to differentiate between two similar things” (p. 21).

[Averroes] “[I]t is by no means a matter of distinguishing between two similar things when, in this condition, he takes one of the two dates. It is nothing but the admission of an equivalence of two similar things. His will attaches itself therefore merely to the distinction between the fact of taking one of them and the fact of leaving them altogether” (p. 23).

“A definite moment cannot be assigned for the creation of the world, for either time did not exist before it, or there was an infinite time” (p. 32).

“[T]he temporal proceeds from the First Eternal, not in so far as it is temporal but in so far as it is eternal, i.e. through being eternal generically, though temporal in its parts…. for its arising anew is not a new fact, but is an eternal act, i.e. an act without beginning or end. Therefore its agent must be an eternal agent, for an eternal act has an eternal agent, and a temporal act a temporal agent. Only through the eternal element in it can it be understood that movement has neither beginning nor end, and this is meant by its permanence, for movement itself is not permanent, but changing” (p. 36).

[Ghazali on the philosophers] “They assert that he who affirms that the world is posterior to God and God prior to the world cannot mean anything but that He is prior not temporally but essentially” (p. 37).

[Averroes] “[T]he posteriority of the world to the Creator, since He does not precede the world in time, can only be understood as the posteriority of effect to cause” (p. 39).

[Ghazali] “How will you refute the man who claims that creation and annihilation take place through the will of God: if God wills, He creates, and if He wills, He annihilates, and this is the meaning of His being absolutely powerful, and notwithstanding this He does not alter in Himself, but it is only His act that alters?” (p. 83). “[T]he agent must be willing, choosing, and knowing what he wills to be the agent of what he wills, but according to [the philosophers] God does not will, He has no attribute whatever, and what proceeds from Him proceeds by the compulsion of necessity” (p. 87).

[Averroes] “Ghazali’s words ‘The agent must be willing, choosing, and knowing what he wills to be the agent of what he wills’ are by no means self-evident and cannot be accepted as a definition of the maker of the world without a proof, unless one is justified in inferring from the empirical to the divine” (pp. 87-88).

“[H]e who chooses and wills lacks the things which he wills, and God cannot lack anything He wills. And he who chooses makes a choice for himself of the better of two things, but God is in no need of a better condition. Further, when the willer has reached his object, his will ceases and, generally speaking, will is a passive quality and a change, but God is exempt from passivity and change. God is still farther distant from natural action, for the act of the natural thing is a necessity in its substance, but is not a necessity in the substance of the willer and belongs to its entelechy. In addition, natural action does not proceed from knowledge: it has, however, been proved that God’s act does proceed from knowledge. The way in which God becomes an agent and a willer has not become clear in this place, since there is no counterpart to His will in the empirical world. How is it therefore possible to assert that an agent can only be understood as acting through deliberation and choice? For then this definition is indifferently applied to the empirical and the divine” (p. 88).

The argument that the One cannot lack anything is a good example of a neoplatonic argument that was widely adopted and applied to the monotheistic God in later theistic traditions. Although it is speculative in the pre-Hegelian sense, the logic seems unassailable.

Ghazali uses the Aristotelian term “deliberation”, but gives it a different sense. In Aristotle, deliberation determines choice, and there is no separate faculty of will. The idea of a faculty of will separate from reason is a later development that was designed to support the notion of a freedom of indifference. This has the disastrous effect of subordinating reason to arbitrariness.

Aristotle never says that the First cause deliberates, only that it contemplates. The idea of a freedom of indifference is Stoic and only emerged later. Aristotle would not have regarded his notion of deliberation as compatible with the alleged freedom of indifference, because deliberation is concerned with identification of differences or distinctions that have practical import.

[Ghazali] “We say: ‘Agent’ means someone from whom there proceeds an act with the will to act according to choice and with the knowledge of the object willed. But according to the philosophers the world stands in relation to God as the effect to the cause, in a necessary connexion which God cannot be imagined to sever, and which is like the connexion between the shadow and the man, light and the sun, but this is not an act at all” (p. 89).

[Averroes] “The agent is what causes some other thing to pass from potency to actuality and from nonexistence to existence; this actualization occurs sometimes from deliberation and choice, sometimes by nature, and the philosophers do not call a person who throws a shadow an agent, except metaphorically, because the shadow cannot be separated from the man” (ibid).

[Averroes] “His assertion that not every cause is called an agent is true, but his argument that the inanimate is not called an agent is false, for the denial that the inanimate exhibits acts excludes only the rational and voluntary act, not act absolutely, for we find that certain inanimate things have powers to actualize things like themselves; e.g. fire, which changes anything warm and dry into another fire like itself, through converting it from what it has in potency into actuality” (p. 92).

[Ghazali] “If the inanimate is called an agent, it is by metaphor, in the same way as it is spoken of metaphorically as tending and willing” (ibid).

[Averroes] “[W]hen by these expressions is meant that it actualizes another’s potency, it is really an agent in the full meaning of the word” (ibid).

[Ghazali] “This is wrong, because will necessarily implies knowledge, and likewise act necessarily implies will” (ibid).

[Averroes] “But in the definition of ‘act’ knowledge is not included, because actualization of another thing is possible without knowing it” (p. 93).

[Ghazali] “[T]here is as a matter of fact a contradiction when ‘natural act’ is taken in a real sense, only this contradiction is not at once evident to the understanding nor is the incompatibility of nature and act felt acutely, because this expression is employed metaphorically; for since nature is in a certain way a cause and the agent is also a cause, nature is called an agent metaphorically. The expression ‘voluntary act’ is as much redundant as the expression ‘he wills and knows what he wills’ ” (ibid).

[Averroes] “This statement is undoubtedly wrong, for what actualizes another thing, i.e. acts on it, is not called agent simply by a metaphor, but in reality, for the definition of ‘agent’ is appropriate to it. The division of ‘agent’ into ‘natural’ and ‘voluntary agent’ is not the division of an equivocal term, but the division of a genus” (ibid).

“But as a matter of fact the natural agent has an act much more stable than the voluntary agent, for the natural agent’s act is constant — which is not the case with the act of the voluntary agent” (p. 94).

[Ghazali] “[I]f a man were to throw another into a fire and kill him, it is the man who would be called his killer, not the fire…. This proves that the word ‘agent’ is used of one whose act proceeds from his will, and, behold, the philosophers do not regard God as endowed with will and choice” (p. 95).

[Averroes] “This is an answer of the wicked who heap fallacy on fallacy. Ghazali is above this, but perhaps the people of his time obliged him to write this book to safeguard himself against the suspicion of sharing the philosophers’ view. Certainly nobody attributes the act to its instrument, but only to its first mover. He who killed a man by fire is in the proper sense the agent and the fire is the instrument of the killing, but when a man is burned by a fire, without this fact’s depending on someone’s choice, nobody would say that the fire burned him metaphorically” (ibid).

[Ghazali] “Our aim is to show that such is not the meaning of ‘act’ and ‘work’. These words can mean only that which really proceeds from the will. But you reject the real meaning of ‘act’, although you use this word, which is honoured amongst Muslims. But one’s religion is not perfect when one uses words deprived of their sense” (p. 96).

[Averroes] “This would indeed be a correct conclusion against the philosophers, if they should really say what Ghazali makes them say…. He does not unmask their imposture by his words, but he himself deceives by ascribing to them theories which they do not hold” (ibid).

[Ghazali] ” ‘Act’ applies to temporal production, but for [the philosophers] the world is eternal and is not produced in time. The meaning of ‘act’ is ‘to convert from not-being into being by producing it’ and this cannot be imagined in the eternal, as what exists already cannot be brought into existence. Therefore ‘act’ implies a temporal product, but according to them the world is eternal; how then could it be God’s act?” (ibid).

[Averroes] “If the world were by itself eternal and existent (not in so far as it is moved, for each movement is composed of parts which are produced), then, indeed, the world would not have an agent at all. But if the meaning of ‘eternal’ is that it is in everlasting production and that this production has neither beginning nor end, certainly the term ‘production’ is more truly applied to him who brings about an everlasting production than to him who procures a limited production” (pp. 96-97).

“And therefore, just as the eternal existent is more truly existent than the temporal, similarly that which is eternally in becoming is more truly coming to be than that which comes to be only during a definite time” (p. 100).

[Ghazali] “We do not say that the simultaneity of agent and act is impossible, granted that the act is temporal…. It is only an eternal act that we consider impossible, for to call an act that which does not come into being out of not-being is pure metaphor and does not conform to reality…. Our answer is that our aim in this question is to show that you philosophers use those venerable names without justification, and that God according to you is not a true agent, nor the world truly His act, and that you apply this word metaphorically — not in its real sense. This has now been shown” (p. 102).

In Aristotle there is a very important distinction between ordinary “action” as understood by everyone and his own completely original notion of “act”, which, as Gwenaëlle Aubry has very thoroughly documented, is most properly said of entelechy as a self-referential, purely internal determination, and is therefore not an “action” in the ordinary sense at all. In particular, Aristotelian act in its proper sense has nothing to do with efficient causality, especially as that latter notion was transformed by Latin writers such as Aquinas and Suárez. Efficient cause in Aristotle is the instrumental means by which some end is achieved. As such, it is the least primary of Aristotle’s four causes, not the most primary as it is for Aquinas and Suárez. This is a really big difference between them and Aristotle.

[Averroes] “In this argument he supposes that the philosophers concede to him that they only mean by God’s agency that He is the cause of the world, and nothing else, and that cause and effect are simultaneous. But this would mean that the philosophers had abandoned their original statement, for the effect follows only from its cause, in so far as it is a formal or final cause, but does not necessarily follow from its efficient cause, for the efficient cause frequently exists without the effect’s existing” (p. 103).

“[T]he term ‘eternal becoming’ is more appropriate to the world than the term ‘eternity’ ” (p. 104).

“When, however, after a close examination, it was discovered that all things tend to one end, and this end is the order which exists in the world, as it exists in an army through its leader, and as it exists in cities through their government, they came to the conclusion that the world must have one highest principle…. They believed therefore, because of the good which is present in everything, that evil occurs only in an accidental way…. [F]or the existence of much good with a little evil is preferable to the non-existence of much good because of a little evil” (p. 106). “Nowadays, however, … that out of the one all things proceed by one first emanation, is generally accepted, and with our contemporaries we need discuss only this latter statement” (p. 107).

The military metaphor does briefly appear in book Lambda of the Metaphysics. To me though, it has always seemed incongruous with Aristotle’s main idea of the First cause as a pure entelechy.

[Averroes] “But when the philosophers of our religion, like Farabi and Avicenna, had once conceded to their opponents that the agent in the divine world is like the agent in the empirical, and that from the one agent there can arise but one object (and according to all the First was an absolutely simple unity), it became difficult for them to explain how plurality could arise from it” (ibid).

This notion of the First as an absolutely simple One sounds to me more like Plotinus than Aristotle. “According to all” in this context would presumably be a reference to the neoplatonizing Farabian tradition. Of all medieval philosophers, Averroes is probably the closest to being a pure Aristotelian, but that is a relative distinction, not an absolute one. The only completely pure Aristotelian I know of is Aristotle himself. (Though I try to distinguish a genuinely historical Aristotle from the many Aristotles of the commentary tradition, I am certainly no pure Aristotelian either.)

[Averroes] “[T]hey declared that from the First, who is a simple existent, the mover of the highest sphere proceeds, and from this mover, since he is of a composite nature, as he is both conscious of himself and conscious of the First, a duality, the highest sphere, and the mover of the second sphere, the sphere under the highest can arise. This, however, is a mistake, according to philosophical teaching, for thinker and thought are one identical thing in human intellect and this is still more true in the case of the abstract intellects. This does not affect Aristotle’s theory, for the individual agent in the empirical world, from which there can only proceed one single act, can only in an equivocal way be compared to the first agent…. And thereby Aristotle proves that the agent of the human intelligibles is an intellect free from matter, since this agent thinks all things, and in the same way he proves that the passive [sic] intellect is ingenerable and incorruptible, because this intellect also thinks all things” (p. 108).

“They” in this case is clearly a reference to the Farabian tradition. The translator’s choice of “passive” intellect above for the potential intellect reflects the near total absence of specific scholarship on the texts of Averroes that still prevailed in the mid-20th century. In Averroes, the difference between the potential or “material” intellect on the one hand, and the passive “intellect” or the soul’s faculty of cogitation on the other, is huge. (See Cogitation, Intention; Imagination, Cogitation).

[Averroes] “Aristotle connects sensible existence with intelligible, saying that the world is one and proceeds from one, and that this Monad is partly the cause of unity, partly the cause of plurality. And since Aristotle was the first to find this solution, and because of its difficulty, many of the later philosophers did not understand it, as we have shown” (pp. 108-109). “But what we said of this connexion of every existent with the One is something different from what is meant by ‘agent’ and ‘object’, ‘maker’ and ‘product’ in this sublunary world” (p. 112).

Passivity Revisited

One point on which I sharply differ from Pippin is his claim that Aristotelian intellect is purely passive. I think I have sufficiently documented that this is not historically accurate. But the context of Pippin’s claim is Kant’s great elaboration of the active side of judging and thinking. And undoubtedly, Kant was arguing against a received view. So whose view was it?

I think the answer has to be Leibniz, his popularizer Christian Wolff, and the Wolffians like Mendelsohn and Baumgarten who dominated philosophy in German universities in Kant’s time. An examination of Kant’s work shows that most of the received views Kant argues against are Wolffian views.

Basic to Leibniz’s and the Wolffians’ point of view is a very categorical preformationism. One of Leibniz’s best known theses asserts a pre-established harmony that not only aims to explain the relationship of mind and body, but encompasses all things whatsoever. According to Leibniz, God creates nothing less than an entire, coherent world, every detail of which is providentially anticipated in advance. Once there is a world, God never “intervenes” in it, because all the work of providence was done in creation. (Providence in the Greek (pronoia) is literally forethought.) God’s creative act consists in the selection of the best of all possible worlds. I personally regard the pre-established harmony as a kind of Platonic myth or “as if” — a speculative hypothesis that makes a kind of poetic sense, but is nonetheless very extravagant.

Consistent with his assertion of pre-established harmony, Leibniz denies that there is real causal interaction between things in the world. Instead, each being carries within it a microcosm of the whole, and is causally affected only by God.

One of Kant’s earliest publications was a defense of real causal interaction against Leibniz. Whether or not Kant thought about it at the time, he was effectively defending an Aristotelian view of the reality of secondary causes. Against this wider background, Kant’s later insistence on the active character of thought can be seen as taking the perspective that we too rank among the real secondary causes.

If the harmony of all things were pre-established, there would be no active work for intellect to do. It would just need to assimilate itself to the pre-established harmony. Intellect would thus be a passive recognition of pre-existing structures. Thus the Leibnizian-Wolffian world view intrinsically promotes the passivity of intellect that Kant opposes.

On the Good as a Cause

Having recently prototyped a modest textual commentary of my own on Aristotle’s Metaphysics, I feel in a somewhat better position to begin examining the more detailed arguments of Gwenaëlle Aubry on what exactly the Metaphysics aims to do. Her very important 2006 work Dieu sans la puissance: dunamis et energeia chez Aristote et chez Plotin highlights Aristotle’s own neglected statements on what his most distinctive contributions in first philosophy were, and argues that they make Aristotle very relevant today.

This leads to a very distinctive reading of the intent of the Metaphysics, which differs greatly from both the “ontological” view of Avicenna and the Latin scholastic mainstream, and the “forgetting of Being”, “metaphysics of presence” view promoted by Heidegger in the 20th century. Here I’ll just provide a top-level introduction.

Aubry sees the Metaphysics primarily as a very innovative work of philosophical theology, centered on what I would call a kind of teleological meta-ethics.

Aristotle’s first cause is the highest good, which works by attraction and motivation, not by creating, or by directly intervening in events. (This makes what Kant calls internal teleology Aristotle’s most fundamental explanatory principle, as is also made especially clear in Aristotle’s biological works, but also even in the Physics.)

Aristotle’s first philosophy treats the world as most fundamentally governed by the values that are at work in it. The logistical working out of means and ends is also essential to how things play out in the world, but Aristotle insists that orienting values come first in the order of explanation. The highest good is a kind of ultimate moral compass for those values. (And from a Kantian standpoint, the resolution of empirical questions of fact depends on the resolution of normative, ultimately ethical or meta-ethical questions of interpretation.)

Something from Nothing?

The idea of something from nothing always seemed to me like pulling rabbits out of a hat. Taken in a piecemeal sense, it would seem to be completely arbitrary, and arbitrariness leads to all sorts of bad things. Nothing good is arbitrary.

Leibniz defended creation from nothing and particular providence, while insisting that God does not intervene arbitrarily in the world. Already Augustine had said that what are called miracles are only exceptions to the usual course of nature, and that God never contravenes nature in an absolute sense. This leaves room for debate as to what kinds of exceptions can occur.

If God is the pure To-Be that gives being to beings as Aquinas says, creation from nothing would seem to mean only that the giving of being is not a case of “making from”. But why is this not just called Being giving being? What does “nothing” have to do with it? Of course, the doctrine of creation from nothing long predates Aquinas, and Aquinas was a consummate diplomat in matters of doctrine. Common doctrine is not a simple matter of truth, as the dogmatists would have it; it is a kind of social compromise that helps keep the peace. Preserving accepted phrases while giving them new meaning is a time-honored diplomatic move.

Aquinas’ notion of creation was likely also in part developed to oppose the dualist teachings of the Cathars, according to whom the physical world was created by an evil power.

I have considerable sympathy for the eternity of the world, or alternatively some sort of eternal creation, such as Aquinas recognized to be logically possible. More sophisticated accounts of creation like those of Augustine and Aquinas explicitly include the creation of time, so that there would be no “time before creation”, even though they affirm a beginning. I have trouble distinguishing a beginning outside of time from eternity.

Being and Creation

Gaven Kerr in Aquinas and the Metaphysics of Creation (2019) argues that Aquinas’ original notion of esse (being or existence, as distinct from essence or the “what it is” of a thing) is the common root of both his account of creation and his distinctive metaphysics (see Being and Essence). “In focusing on esse Thomas is the first to take note of the centrality of the actual existence of things as a metaphysically significant feature of them, rather than simply a general fact about them” (p. 50).

“All other metaphysical components such as matter and form are subject to esse, so that without esse there would be no actuality. Esse then is the act of all acts, and in being so it is the perfection of all perfections” (pp. 50-51). Pure esse is a name for God. Other beings receive the esse without which they would not exist from God’s act of creation.

Kerr cites arguments that neither Plato nor Aristotle had a concept of being as sheer existence. Only Avicenna seems to have preceded Aquinas in this regard. Aquinas considers the emphasis on being as existence to be more universal, and therefore an advance.

It seems to me that Aquinas’ esse as sheer existence is a new super-concept that will implicitly redefine the meaning of existing Aristotelian concepts, for which the old names will still be used. The novelty of esse will be largely hidden due to a combination of ordinary practices of translation; its apparent common-sense character; and the use of familiar Aristotelian terms with transformed meanings.

Aquinas developed a correlative notion of ens commune or “common being” as the subject matter of a reformulated metaphysics, based on his famous interpolation of a uniformly analogous sense of being in Aristotle.

Creation as the immediate bringing of things into being from nothing becomes the new model for efficient causation (quite unlike Aristotle’s art of building). Efficient causes meanwhile become the most important kind of cause.

According to Kerr, the act of creation should not be conceived as the first event in a series. It is characterized more abstractly in terms of what Kerr calls the absolute dependency of beings on Being. It is not a kind of change. Whole causal series are created instantaneously. What is created is the total substance.

Aquinas steered a middle course between Bonaventure, who claimed to prove that creation implied a beginning in time, and Siger of Brabant, who held that natural reason implied the eternity of the world. Aquinas argued that both are possible according to natural reason.

Kerr argues that Aquinas’ notion of creation is agnostic to questions of natural science, and fully compatible with, e.g., Darwin’s theory of evolution by natural selection. “When it comes to metaphysics, Thomas is committed to thinking through the issues involved therein on the basis of natural reason” (p. 4).

Kerr makes the interesting argument that mathematics and natural science are limited because they consider only the essence of things, and not their existence. He says Aquinas would have us focus on what it means for things to be rather than not to be.

Simple Substance?

I tremendously admire Leibniz, but have always been very puzzled by his notion of “substance”. Clearly it is different from that of Aristotle, which I still ought to develop more carefully, based on the hints in my various comments on Aristotle’s very distinctive approaches to “dialectic” and “being”. (See also Form, Substance.)

Leibniz compounds a criterion of simplicity — much emphasized in the neoplatonic and scholastic traditions — with his own very original notion of the complete concept of a thing, which is supposed to notionally encompass every possible detail of its description. He also emphasizes that every substance is “active”. Leibniz’ famous monads are identified by him with substances.

A substance is supposed to be simple. He explicitly says this means it has no parts. In part, he seems to have posited substances as a sort of spiritual atoms, with the idea that it is these that fundamentally make up the universe. The true atoms, Leibniz says, are fundamentally spiritual rather than material, though he also had great interest in science, and wanted to vindicate both mathematical and Aristotelian physics. Leibniz’ notion of spiritual atoms seems to combine traditional attributes of the scholastic “intellectual soul” (which, unlike anything in Aristotle, was explicitly said by its advocates to be a simple substance) with something like Berkeley’s thesis that what can truly be said to exist are just minds.

On the other hand, a substance is supposed to be the real correlate of a “complete” concept. The complete concept of a thing for Leibniz comprises absolutely everything that is, was, or will be true of the thing. This is related to his idea that predicates truly asserted of a grammatical subject must be somehow “contained” within the subject. Leibniz also famously claimed that all apparent interaction between substances is only an appearance. The details of apparent interaction are to be explained by the details contained within the complete concept of each thing. This is also related to his notions of pre-established harmony and possible worlds, according to which God implicitly coordinates all the details of all the complete concepts of things in a world, and makes judgments of what is good at the level of the infinite detail of entire worlds. One of Kant’s early writings was a defense of real interaction against Leibniz.

Finally, every monad is said by Leibniz to contain both a complete microcosm of the world as expressed from its distinctive point of view, and an infinite series of monads-within-monads within it. Every monad has or is a different point of view from every other, but they all reflect each other.

At least in most of his writings, Leibniz accordingly wanted to reduce all notions of relation to explanations in terms of substances. In late correspondence with the Jesuit theologian Bartholomew Des Bosses, he sketched an alternate view that accepted the reality of relations. But generally, Leibniz made the logically valid argument that it is far simpler to explain the universe in terms of each substance’s unique relation to God, rather than in terms of infinities of infinities of relations between relations. For Leibniz all those infinities of infinities are still present, but only in the mind of God, and in reflection in the interior of each monad.

Leibniz’ logically simpler account of relations seems like an extravagant theological fancy, but however we may regard that, and however much we may ultimately sympathize with Kant over Leibniz on the reality of interaction and relations, Leibniz had very advanced intuitions of logical-mathematical structure, and he is fundamentally right that from a formal point of view, extensional properties of things can all be interpreted in an “intensional” way. Intension in logic refers to internal content of a concept, and to necessary and sufficient conditions that constitute its formal definition. This is independent of whatever views we may have about minds. (See also Form as a Unique Thing.)

So, there is much of interest here, but I don’t see how these ultra-rich notional descriptions can be true of what are also supposed to be logical atoms with no parts. In general, I don’t see how having a rich description could be compatible with being logically atomic. I think the notion of logical atomicity is only arrived at through abstraction, and doesn’t apply to real things.

Errors of the Philosophers

As the works of Aristotle and other authors translated from the Arabic became unbanned and began to be understood, this caused considerable tension in the previously insular Latin West. Albert the Great, Thomas Aquinas, and others worked to reconcile the two intersecting traditions. Secular masters of arts who were not theologians often concentrated mainly on reading the new texts as they stood — a tradition that continued through the Renaissance. The bishop of Paris issued lists of condemned propositions in 1270 and 1277 (see Wikipedia and Stanford Encyclopedia of Philosophy). Scholars generally agree that there was no coherent group or single individual targeted by the whole of the longer 1277 one, which also contained a few propositions endorsed by the not-yet-canonized Aquinas.

In the 20th century, Pierre Duhem influentially claimed that the 1277 condemnation had a large positive effect on nascent medieval natural science, by freeing it from the alleged dogmatism of Aristotle, but with more research, scholarly consensus has backed sharply away from this (although I think there is still some distance to go). This is a good example of the lingering effects of anti-Aristotelian prejudice. Contrary to the stereotype, medieval Aristotelians often cheerfully adopted new ideas when they seemed to have merit, and Italian Aristotelianism in particular was especially friendly to such developments.

A little treatise attributed to Giles of Rome (excerpt relating to Aristotle here) on “the errors of the philosophers” appeared around 1270. In other writings, Giles was by no means hostile to all philosophy, but here he focused on matters of theological concern at the time, with a bit more motivation and analysis than the actual condemnations. “Philosophers” refers with some specificity to the canon of falsafa translated from the Arabic.

As Giles analyzed it, the main issue underlying concerns about Aristotle himself lay in the principle that later scholastics referred to as “nothing comes from nothing”, and that Leibniz later endorsed as the principle of sufficient reason. Leibniz and others found this constructive-flavored notion implicit in Aristotelian and neoplatonic thought to be compatible with theological concerns. More generally, many theologians have found ways to read the broad spirit of Greek rationalism and naturalism as not inherently opposed to their concerns. Greek rationalism and naturalism, unlike many of their modern variants, were not reductive in nature. The thought of Aristotle in particular provides sophisticated resources for integrating concepts of immanent purpose in a rational account of the world that makes no special pleadings.

The notion of creation from nothing is itself a theological interpretation not literally present in Genesis, but creation in time is literally present, and many theologians have been reluctant to give it a figurative interpretation, even though broad principles of interpretation as far back as Augustine allow for figurative interpretation when there are issues with a literal reading. Aquinas, for one, took a diplomatic middle position that reason cannot decide between possibilities of eternal creation or creation in time, so he adopted a forgiving attitude toward Aristotle on the related question of the eternity of the world. I believe Aristotle and the neoplatonists on the other hand clearly thought reason did rule out a creation in time, and that this did not in any way destroy higher spiritual values. Personally, I want to say that they were right on this, so I respectfully disagree with the diplomatic Thomistic position, while considering it historically progressive in its context. (See also Fortunes of Aristotle; God and the Soul; Strong Omnipotence; Occasionalism; Pseudo-Dionysius on the Soul.)