Ricoeur on Recognition

Paul Ricoeur’s very last book The Course of Recognition (French ed. 2004) is a fascinating discussion of the history and variety of concepts of recognition in philosophy, from judgments of identification of things in general to Hegel’s ethical principle of mutual recognition. It is full of insightful remarks on the history of concepts of self, from Homer and Sophocles to Bergson and Husserl. I am myself especially interested in further progress that takes Hegel’s ethical principle as a starting point and is essentially unrelated to concerns of identification, but for its intended scope this is a fine study. Even recognition in the sense of identification turns out to be ramified in all sorts of interesting ways.

The introduction is devoted to a highly nuanced discussion of treatments of the word “recognition” in two large-scale French dictionaries that each included many literary citations, somewhat like the Oxford English Dictionary does. (Of course, as Ricoeur warned, lexicography does not directly translate into philosophy.) The 19th century Littré dictionary gave 23 distinct meanings for recognition, and attempted to show their interconnection in a “rule-based polysemy”. The 20th century Robert evinced a different theory of the interconnection of the different meanings. In both cases, a sort of lexicographical equivalent of the Thomistic doctrine of analogy seems to me to be at work, presenting the diverse meanings as unified after all, by means of a sort of ordered series.

The problem with such an emphasis on recovering unity through analogy is that it tends to reduce away the kind of non-univocity that Aristotle was so careful to point out. In the main body of the book, Ricoeur developed a similar ordered series from philosophical senses of recognition, attempting to connect the final ethical notion of mutual recognition back to purely cognitive or epistemic judgments of identity of things in general, using a discussion of what he calls self-recognition as a capable human being (via his notions of ipse identity and narrative identity of personal selves from Oneself as Another) as a sort of middle term to connect them. In the earlier book, narrative identity was itself supposed to be a sort of mean between the logical identity associated with sameness, on the one hand, and ethical notions of self-constancy and promise keeping that he developed there, on the other. (See also Solicitude.)

Although I think Ricoeur’s notions of self-constancy and promise-keeping are quite valuable and are indeed related to the ethical principle in mutual recognition, I would myself emphasize the difference between these concerns — which seem to pertain to the integrity of ethical beings — and concerns pertaining to the identification of individuals. One seems to address a kind of ethical substantiality associated with responsibility, whereas the other seems to address a kind of uniqueness. I don’t really see any mean between these, but rather an interweaving of strands that remain distinct. (But see Self, Infinity for a new insight on what Ricoeur was aiming at here.)

Nonetheless, the ramifications of the sense of “recognition” that starts from mere identification show how even a narrow concern with logical identity can be broadened in all sorts of unexpected ways. At the dictionary level, the ordered series progresses from recognition of sameness through various shadings of recognition of truth, then to various avowals and confessions, and finally to appreciation and gratitude.

The book’s main philosophical discussion moves from the technical role of an identity-related “synthesis of recognition” in Kant’s account of processes of synthesis, through the aforementioned discussion of notions of self, to an account of Hegelian mutual recognition as an alternative to Hobbes’ famous thesis of the state of nature as a war of all against all, and more positively in terms of Axel Honneth’s emphasis on an emergence of mutual recognition from an underlying “struggle” for recognition.

Ricoeur points out that even Descartes said judgments of identity are inseparable from judgments of difference. Augustine’s view of time as internal to the soul — in contrast to Aristotle, who associated time with a measure of externally perceptible change — is presented as a step toward modern forms of subjectivity, which Locke’s explicit association of personal identity with consciousness and continuity of memory is taken to successfully consummate, in spite of various paradoxes with which it is associated.

Historically this seems right, but to my surprise Ricoeur seems to have viewed it as progress toward a better understanding, whereas I see in early modernity an immense new confusion of subjectivity with selfhood that only began to be sorted out again with Kant and Hegel. “There is no doubt that we owe the decisive impulse in the direction of a what I propose calling hermeneutics of self to the Cartesian philosophy of the cogito and Locke’s theory of reflection” (p. 89; emphasis in original). I would agree as far as a decisive impulse in the direction of emphasis on self is concerned, but I think the confusion of subjectivity with selfhood has greatly impeded understanding of both. (See also Self, Subject.)

In this same context, Ricoeur speaks of Kant’s “effacement of ipseity in the treatment of moral autonomy” (p. 90). I would rather speak of his salutary separation of moral autonomy from notions of self. Moral autonomy is related to our integrity and substantiality as ethical beings — to what we really care about, specifically as made clear by how we show that care in our lives. Our ethical substance is actualized in the adverbial “how” of that care. Other biographical details that contribute to making us distinguishable from others are not really relevant to that.

I also think we love someone first of all in response to that “how” of their caring, and then because we love them for that, other details about them become dear to us.

Though broadly endorsing the ethical concept of mutual recognition, Ricoeur seems to have had a worry about its emphasis on reciprocity, related to his acceptance of Lévinas’ idea of an asymmetrical priority of the Other. I don’t understand this. Mutual recognition applies to relations between rational animals; it does not apply to the kind of relation to God that Lévinas often had in mind. It may well be appropriate to say that each participant should in various ways put consideration of the other before self, but in turn, the other should also do the same. An asymmetry in each direction is perfectly compatible with a symmetry between the directions.

Ricoeur did not live to see Brandom’s A Spirit of Trust, where the ethical concept of mutual recognition finally becomes a guiding criterion for judgment in general, and for the grounding of objectivity in general. I think he would have been highly intrigued by this landmark development. (See also Ricoeurian Ethics.)

Heidegger

Martin Heidegger (1889–1976) was a tremendously original, highly influential, and troublesome philosopher. What makes his work troublesome is not only conceptual difficulty and a deliberate practice of translating the familiar into the unfamiliar, but also his never clearly repudiated attempt to influence the Nazi movement in Germany. He seems to have been a cultural and linguistic chauvinist who rejected pseudo-biological racism, but nonetheless put hopes in an “inner truth and greatness” of National Socialism as an alternative to American and Soviet materialism. This identification puts a dark cloud over the interpretation of his writing, which was, however, generally very far removed from politics. The question is, how much it is possible to detach his work from a stance that seems worse than one of mere bad judgment.

An influential but controversial reader of Aristotle, Plato, Kant, Hegel, and Nietzsche, Heidegger combined a sympathetic but critical take on Husserl’s phenomenology with an interest in the hermeneutics of Wilhem Dilthey. Widely read as an “existentialist”, he sharply repudiated Sartre’s appropriation of his work. In his later works, he approached philosophy as a kind of poetic meditation.

His most famous thesis was that Western thought largely lost its way from Plato onward, neglecting the question of the meaning of Being in favor of preoccupation with things. While he made good points about the preconceptions involved in our ordinary encounters with things, I think he too sharply rejected “ontic” engagement with empirical, factual concerns in favor of a purified ontology. He also promoted a valorization of what I would call the pre-philosophical thought of the pre-Socratics Heraclitus and Parmenides. I think Plato and especially Aristotle represented a gigantic leap forward from this.

Some of Heidegger’s very early work was on the medieval theologian Duns Scotus, who seems to have originated the standard notion of ontology later promoted by Wolff and others. In sharp contrast to the tradition stemming from Scotus, Heidegger argued that Being is not the most generic concept, and wanted to emphasize a “Being of beings” in contrast to their factual, empirical presentation. He did not follow the path of Aquinas in identifying pure Being with God, either, and Aquinas probably would have rejected his talk of the Being of beings.

I think his most important contribution was an emphasis on what he called “being-in-the-world” as a way of overcoming the dichotomy of subject and object. His associated critique of Cartesian subjectivity has been highly influential. In later works, he also recommended putting difference before identity, and relations before things. Although the way he expounded these notions was quite original, I prefer to emphasize their roots in Aristotle, Kant, and Hegel. (See also Being, Existence; Being, Consciousness; Beings; Phenomenological Reduction?; Memory, History, Forgetfulness — Conclusion.)

Aristotle, Empiricist?

In contrast with Plato, Aristotle made major contributions to early natural science, and was concerned mainly to interpret human experience of the world. I previously noted with some sympathy John Herman Randall Jr.’s argument that Italian Renaissance Aristotelianism played a much greater role in the development of early modern science than is commonly recognized. I cannot, however, follow Leibniz and Kant’s superficial association of British Empiricist philosophy with Aristotle.

Locke, Berkeley, and Hume were all much closer to Descartes than to Aristotle on key questions related to subjectivity. For all of them, immediate presence to the mind played a foundational role. (See also Empiricism; Aristotelian Subjectivity; Mind Without Mentalism.)

(Locke, Berkeley, and Hume all argued with rather more subtlety and sophistication than Descartes. Unlike Descartes, Locke and Hume did not treat the human soul as a substance, and all three of the great British Empiricists produced detailed accounts of aspects of human cognition that are of lasting value, potentially somewhat independent of the mentalist framework in which they were originally developed.)

Locke and Hume did extensively and systematically develop the notion — commonly attributed to Aristotle in the middle ages — that everything in intellect originates in sense perception. As far as Aristotle is concerned, this seems an overstatement.

Aristotle characteristically looked for multiple “causes”, or reasons why, for a given state of affairs. What I think he really meant to assert, in the brief passage in his treatise on the soul that is taken to support this typically empiricist position, was the more modest thesis that broadly speaking, sense perception provides the event-based occasions that drive occasions of thought. That does not mean that all the content (or form, as Aristotle would call it) of thought has its most direct source in sensation, although significant parts of it clearly do.

Consider something like language. Most concrete instances of language clearly have a sensible component, and those that don’t (such as when we silently talk to ourselves) arguably could not occur if they were not preceded by other instances that did have a sensible component. Without sensation, there could be no language. But that hardly means that linguistic meaning has its primary source in sensation. One could argue that sensation is always depended upon somehow even in considerations of meaning, but it does not seem to be the primary concern. Sensation by itself is a necessary — but not sufficient — basis for an adequate account of thought.

Paralogisms

The Paralogisms section of Kant’s Critique of Pure Reason provides an excellent account of dubious metaphysical theses about the soul common to Descartes and others. They are that the soul is a substance in its own right; that it is simple; that it is a person; and that it is directly conscious of itself, but conscious of other things only as representations. Aristotle was a careful minimalist in his talk about the soul, and did not assert any of these. I have addressed theses of this sort myself numerous times (see, e.g., Mind Without Mentalism; Aristotelian Subjectivity; Subject; God and the Soul; Soul, Self; Parts of the Soul.)

Mind Without Mentalism

In spite of the excellent work of many philosophers, socially dominant views of mind today remain in the thrall of narrow mentalist, representationalist conceptions originally promoted by Descartes and Locke. What are implicitly Cartesian and British empiricist views of this sort largely inform what passes for common sense. Our minds are in here, and things are out there. What seems to be immediately present to the mind has special, privileged status, mostly sheltered from the doubts that may be entertained about things out there.

This notion of special privileged status traces back historically to the Latin medieval notion of an intellectual soul, which has an Augustinian heritage, and gained favor as a perceived solution to historically specific theological concerns that emerged from the late reincorporation of Aristotelian learning into the Western tradition in the 12th and 13th centuries CE.

While a degree of support for something like an intellectual soul can be extrapolated from Plato, it was counterbalanced by his strong emphasis on discursively articulable form as the basis of intelligibility. Plotinus added an alternate emphasis on immediate presence in the soul, about which Plato had been much more circumspect. Building on Plotinus as well as Christian doctrine, Augustine further accentuated this tendency, fusing previously separate notions of intellect and personality.

Earlier, Aristotle had moved in the opposite direction, anticipating something like Hegel’s emphasis on mediation. In the immense scholastic florescence of the later Latin middle ages, many complex hybrids developed that are still little known and understood. But all this was abruptly discarded in the transition to printed books and modern languages. Printed books in modern languages promoted one-line dismissals of scholasticism, and also failed to distinguish it from the historical Aristotle. (See Aristotle: General Interpretation; Aristotle: Core Concepts; Languages, Books, Curricula.)

Although Spinoza and Leibniz were great philosophers and partial exceptions to the mentalist trend, it was not until Kant and Hegel that a new, major alternative to Cartesian/Lockean mentalism clearly emerged. This was such a big event that it has taken until recently for this aspect of Kant and Hegel to be adequately understood and foregrounded. Numerous independent nonmentalist developments after Hegel can now be seen in this added light. (See also Intentionality; Inferentialism vs Mentalism; Ego; Subject; Matter, Mind; Radical Empiricism?; Primacy of Perception?; Structuralism; Imaginary, Symbolic, Real; Archaeology of Knowledge.)

Empiricism

Already in the 1950s, analytic philosophers began to seriously question empiricism. Quine’s “Two Dogmas of Empiricism” (1951), Wittgenstein’s Philosophical Investigations (1954), and Sellars’ “Empiricism and the Philosophy of Mind” (1956) all contributed to this.

Brandom explicates Sellars’ pivotal critique of the empiricist “Myth of the Given” as belief in a kind of awareness that counts as a kind of knowledge but does not involve any concepts. (If knowledge is distinguished by the ability to explain, as Aristotle suggested, then any claim to knowledge without concepts is incoherent out of the starting gate.) Building on Sellars’ work, Brandom’s Making It Explicit (1994) finally offered a full-fledged inferentialist alternative. He has rounded this out with a magisterial new reading of Hegel.

The terms “empiricism” and “rationalism” originally referred to schools of Greek medicine, not philosophy. The original empirical school denied the relevance of theory altogether, arguing that medical practice should be based exclusively on observation and experience.

Locke famously began his Essay Concerning Human Understanding (1689) with an argument that there are no innate ideas. I take him to have successfully established this. Unfortunately, he goes on to argue that what are in effect already contentful “ideas” become immediately present to us in sensible intuition. This founding move of British empiricism seems naive compared to what I take Aristotle to have meant. At any rate, I take it to have been decisively refuted by Kant in the Critique of Pure Reason (1781; 2nd ed. 1787). Experience in Kant is highly mediated. “Intuitions without concepts are blind.” (See also Ricoeur on Locke on Personal Identity; Psyche, Subjectivity.)

In the early 20th century, however, there was a great flourishing of phenomenalism, or the view that all knowledge is strictly reducible to sensation understood as immediate awareness. Kant himself was often read as an inconsistent phenomenalist who should be corrected in the direction of consistent phenomenalism. Logical empiricism was a diverse movement with many interesting developments, but sense data theories were widely accepted. Broadly speaking, sense data were supposed to be mind-dependent things of which we are directly aware in perception, and that have the properties they appear to have in perception. They were a recognizable descendent of Cartesian incorrigible appearances and Lockean sensible intuition. (Brandom points out that sense data theory is only one of many varieties of the Myth of the Given; it seems to me that Husserlian phenomenology and its derivatives form another family of examples.)

Quine, Wittgenstein, and Sellars each pointed out serious issues with this sort of empiricism or phenomenalism. Brandom’s colleague John McDowell in Mind and World (1994) defended a very different sort of empiricism that seems to be a kind of conceptually articulated realism. In fact, there is nothing about the practice of empirical science that demands a thin, phenomenalist theory of knowledge. A thicker, more genuinely Kantian notion of experience as always-already conceptual and thus inseparable from thought actually works better anyway.

Thought and intuition are as hylomorphically inseparable in real instances of Kantian experience as form and matter are in Aristotle. A positive role for Kantian intuition as providing neither knowledge nor understanding, but crucial instances for the recognition of error leading to the improvement of understanding, is preserved in Brandom’s A Spirit of Trust. (See also Radical Empiricism?; Primacy of Perception?; Aristotle, Empiricist?)

Modernity, Again

Brandom is a systematic philosopher, and he has always been clear that his aims are not principally historical. Nonetheless, like Pippin, he considers it very important to argue that Hegel, despite all his criticisms of modernity and admiration for Plato and Aristotle, regarded modernity’s advent both as the single most important event in history and as fundamentally progressive. Brandom’s uncharacteristically telegraphic argument deliberately constructs coarse historical stereotypes, with a specific, edifying purpose in mind. I am a lover of the fine grain of history, deeply concerned with subtleties and ambiguities of historiography, and critical of clichés in the history of philosophy. Coarse periodizations in cultural and intellectual matters always trouble me. So, while highly sympathetic to the edifying intent, I worry about historiographical soundness of predications on coarse periodizations.

Chapter 13 of Spirit of Trust provides the best available clarification of the conceptual content Brandom means to impute to modernity. In the more careful treatment there, the order of explanation begins from a type based simply on what Hegel would call the determinate negation of immediate Sittlichkeit — a move away from the unquestioned governance of tradition. Association of this with a particular periodization is a separate, secondary move. Also, from the point of view of the edifying intent, conceptual content is what matters, not the periodization with which it is associated. So on two separate grounds, disagreement on the periodization would not really touch the main argument, which is good. (See also Alienation, Modernity.)

Having now completed a first pass through the book, I find the less careful language of the introduction repeated in the conclusion. This could be just an editorial issue. But some of the wording again sounds like periodization could come first, and again attributes major unexplained significance to Descartes, with no earlier signpost. (He refers to a suppressed chapter on normativity in early modernity that probably would have been helpful. I’m guessing it expanded on the role he attributes to social contract theories in the published text. See also Modernity, Rousseau?)

Let me try to forgivingly recollect what is going on here. In the very big picture, stepping away from tradition is progressive compared to never doing so, and Descartes did step away from tradition. In sharp contrast to the highly technical and deeply contexted discourse of the academic philosophers of his day, Descartes became famous for simple reflections in the first person addressed to a much broader audience and presupposing no acquaintance with other philosophical texts. That is to say, he became famous as an instigator of a style of writing. A kind of individualism and a kind of democratic impulse — both interpretable as counterposed to the governance of tradition — can be read into this style, so in very broad terms that gives it a proto-Enlightenment shape that undoubtedly inspired others. The large social/historical impact of his proto-Enlightenment writing style cannot be denied, regardless of the verdict we reach on the relative merits of his philosophical claims and arguments. He also tried to build a complete foundationalist system of his own, which for better or worse could be read as another expression of burgeoning individualism. In conjunction with this, he promoted a kind of know-nothing attitude toward previous philosophy, which if we are being very charitable could again be loosely tied to a sort of democratic impulse.

That said, while reflections in the first person are important in our social relations, to claim to derive the only true system of the world from first-person reflections is a terrible and extremely arrogant way to do philosophy. To think otherwise is a particularly bald example of the illusion of Mastery. The wholesale rejection of previous philosophy is another artifact of hopeless Mastery. The specific conceptual content Descartes gives us does little to improve the situation. (I’ve commented before on Descartes and representation — see the Repraesentatio post.)

The thrust of the famous cogito ergo sum was already anticipated in Augustine’s Confessions. A more detailed version was developed by Avicenna, in an argument known to the medievals as the “flying man”. He proposed a thought experiment, considering someone in counterfactual absolute sensory deprivation from birth, with the intent of asking whether awareness could be completely independent of sensibility. He argued that the person in absolute sensory deprivation would still be aware of her own existence, due to a pure immediate reflexive awareness intrinsic to the soul and independent of the body. This kind of claim would have been accepted by Plotinus, but rejected by Aristotle or Hegel. Medieval Augustinians, however, enthusiastically adopted many of Avicenna’s ideas.

More originally but even less auspiciously, Descartes argued for the incorrigibility of raw appearance qua appearance as an epistemic foundation. In Brandom’s Fregean terms, this gives us bare reference to an unspecified something, but no sense we could begin to work with. This kind of incorrigibility is a trivial truth, but because it is trivial, nothing of interest follows from it. As Brandom says, a contraction to appearance-talk is a refusal of actual commitment to anything. And we don’t want an incorrigible foundation anyway. What does any of this add to our expressive genealogy? It still seems like a node deserving of omission in a short account.

Brandom himself in his study guide to Sellars’ “Empiricism and the Philosophy of Mind” says “the Cartesian way of talking about the mind is the result of confusion about the distinction between epistemic and non-epistemic items, and the roles they can play in various sorts of explanation”. (See also Enlightenment.)

Cogito

(Descartes aggravates me so much that I tend to rant. For a somewhat more constructive treatment, see Descartes Revisited; Gueroult on Descartes; Cartesian Metaphysics; What Descartes Proved.)

The “I think” of Descartes is perhaps the most famous example of what I have called a mentalist confusion of empirical and transcendental elements in subjectivity. Among other things, Descartes promoted an aggressive simplification of self/subject/mind into one simple foundational thing corresponding to a personal identity, while presenting this as a natural intuition. He also sharply privileged immediate presence to the mind. There are some very misleading passages in Kant and Hegel that appear to endorse a Cartesian “I think”, but Kant and Hegel’s own versions of “I think” were far more sophisticated, and fundamentally different. To begin with, Kantian unity of apperception and its analogues in Hegel are complex and shifting results and goals, not alleged foundational starting points.

Descartes is widely considered to have made nontrivial contributions to science and mathematics, although Leibniz argued that these were exaggerated. In any case, in philosophy I regard Descartes as mainly an arrogant pretender who really better fits the profile of an antiphilosopher. He simply refused to engage with the whole philosophical tradition, while replicating the Stoics’ dogmatic claim to possess a whole system of the world founded in certain knowledge. His abrupt dismissals of “dialectical subtlety” in favor of things allegedly simple and clear are mostly just bombastic rhetoric.

The famous hyperbolic doubt seems to me but a vast pretension, and a rhetorical ruse to clear the way for a foundationalist revindication of traditional values that was in most ways far less sophisticated than the arguments of medieval scholasticism. To claim to have doubted everything all at once is intellectually dishonest; we only doubt what it occurs to us to doubt. See my What and Why for a more reasonable alternative.

Descartes incoherently asserted both supernatural voluntarism (applied to God and man) and mechanistic determinism (applied to everything else). (See remarks on Descartes in Modernity, Again and Psyche, Subjectivity.)

Rereading Making It Explicit, I finally found a brief comment that better explains how Brandom somehow connects Descartes with some kind of revolution in normativity. It is pretty indirect. On p. 10, he says that Kant retrospectively read into Cartesian doubt an implicit requirement that we take responsibility for all our claims, and that we be prepared to justify them. This seems quite plausible, as a statement about Kant. Brandom offers his own account of the “notorious” failures of Descartes to adequately explain representation on pp. 6-7. In a nutshell, representation for Descartes is an unexplained explainer.

Thought for Aristotle and Hegel is in the first instance something shareable, determined by its publicly examinable inferential articulation. Cartesian thought, by contrast, is a private, interior affair. (See also Ego; Subject.)

Repraesentatio

Representation was not invented by Descartes, as Brandom tends to suggest. Concepts of representation had wide currency in the middle ages. The word used was literally repraesentatio. The Stanford Encyclopedia of Philosophy has a nice summary, which traces its philosophical use to the Latin translations of Avicenna.

John Duns Scotus (1266 -1308) wanted to rewrite Aristotle by insisting that there is a single meaning for “being” that underlies all the different meanings Aristotle had distinguished. The underlying minimal definition of being he proposed was precisely representability. Olivier Boulnois documents how Scotus believed he had invented a unified ontology that Aristotle thought was impossible, and did so on the basis of a doctrine of being as pure representability. Scotus thus appears as an arch-representationalist. Whatever else one may say about it, his notion of representation is clearly not the same as resemblance. Every medieval university had a Scotist on the faculty.

If memory serves, Aquinas had a doctrine of the possibility of perfect representation. Since it is perfect, this cannot be reducible to mere resemblance. Perfect representation is effectively equivalent to a kind of immediacy.

Some contemporary scholars also translate Greek Stoic phantasma as “representation”, based on the functional role it plays in the Stoic system. The Stoic theory in question dealt with sense perception, and was part physiological and part epistemological. It purported to provide a foundation for immediate certain knowledge of represented objects from their mental representations in perception. This sounds like representation before inference, and also like another variant of putatively perfect representation, which therefore would again not be reducible to resemblance, and would again be effectively equivalent to immediacy.