Of Relatives and Realities

Charles Pierce (1839-1914) was the founder of American pragmatism. He is considered by some to be the greatest American philosopher. He largely originated the mathematical theory of relations (the “relatives” of the title here). Along with Frege, he is regarded as a co-founder of mathematical logic. Along with Saussure, he is considered a co-founder of semiotics.

Pierce had a keen interest in the philosophy of science, and particularly in the idea of evolution. But unlike most philosophers of science, he was also interested in Kant and Hegel. Moreover, he had a very unusual familiarity with medieval logic. Like Leibniz, he only published a tiny fraction of what he wrote.

Pierce thought it was very important to defend a realist position, and to criticize the nominalism that he saw as pervasive in the modern world. John Boler’s Charles Pierce and Scholastic Realism: A Study of Pierce’s Relation to John Duns Scotus (1963) focuses on this angle. He documents Pierce’s engagement with a narrow but important slice of the work of Scotus, centered on issues of realism and nominalism. A reading of Boler’s work will help to get a little deeper into Pierce’s thought. This will be a lengthy one-off.

Boler is aware of the hazards of writing about “isms”. He notes, however, that since Pierce himself dwells extensively on such terms, they will be unavoidable in understanding his thought.

“In its technical form in Pierce, pragmatism holds that the meaning of a statement consists in the truth of a conditional proposition stating what would happen as a result of certain tests. Two points are of special import here: that apparently simple conceptions like hardness are at bottom conditional in form; and that such conceptions relate not so much to what does happen in any one test, but to what would happen in response to a certain type of test” (Boler, pp. 12-13, citations omitted).

The reference to tests recalls Pierce’s interest in science, but what is essential here is the broader point that every assertion should be understood as shorthand for the assertion of one or more conditionals, even when its surface grammar is unconditional or categorical.

In a move that is ancestral to Brandom’s inferentialism and emphasis on the constitutive role of counterfactual robustness and subjunctive constructions, Pierce explains ordinary properties of things as condensed or hypostasized representations of if-then conditionals. This proto-inferentialism is central to Pierce’s conception of what reality is.

The other key aspect of reality for Pierce is clarified by focusing on the notion of constraint that such conditionals imply. This could be seen as ancestral to Brandom’s work on modality. It is reflected in the concern with what would happen if this or that.

“We find, says Pierce, that our opinions are constrained; there is, therefore, something that ‘influences our thoughts and is not created by them’: this is ‘the real’, the thing ‘independent of how we think it’. But problems arise if we hold that the real is that which influences our sensations, which in turn influence our thoughts…. Such problems disappear, according to Pierce, if reality is taken not as the source or stimulus of the knowledge process, but as its goal or completion” (pp. 14-15).

In the mid-20th century, the dominant philosophy of science was logical empiricism, which explicitly advocated a rigidly foundationalist view of reality as the source of knowledge. Since then things have turned again, and there is more diversity of opinion.

In this notion of reality as the goal of knowledge and not its source, there is an important partial convergence with Aristotle’s insistence in the Metaphysics on the primacy of the “final” cause. Aristotle’s own view of this was largely covered up by the Latin creationist adaptations of his work that took their bearings from Avicenna. The convergence of Pierce with Aristotle is only partial, because Pierce focuses on the temporal working out of processes of evolution, in contrast to Aristotle’s omnitemporal that for the sake of which.

There is a similar partial convergence and difference between Pierce and Aristotle with respect to the meaning of the primacy of actuality. In Pierce, actuality is understood in the modern way, in terms of present facts, though he understands evolution in terms of progress toward the better. (Aristotle and Hegel more emphasize a normative meaning of actuality, which may be at odds with present facts.)

“If on the face of it Pierce’s conception of reality seems a little odd, we might consider an oversimplified application in scientific inquiry. It may be, for example, that Copernicus got the idea for his hypothesis when he was looking at things from a moving platform. But the ‘objectivity’ of his theory is not validated by tracing it to some such suggestion; it is validated by checking the results of, among other things, his predictions. In general, a scientific hypothesis is not accepted because of where it came from but because of where it leads” (p. 15).

This also illustrates Pierce’s non-foundationalism.

“Pierce eventually comes to define reality as what will be thought in the ultimate opinion of the community” (ibid).

The “opinion of the community” is here subject to a kind of historical teleology of progress. This is the optimistic view that better ideas will prevail, given enough time. Brandom has argued that Hegel’s account of mutual recognition — which was not well-known in Pierce’s time — is a substantial improvement over Pierce’s ideal of eventual community consensus.

“Nominalists sometimes contend that a general is just a ‘word’, a fiction created by the mind as a convenience for talking about the world. Pierce is ready to grant that a general is of the nature of a word, but he points out that on his definition of reality this does not in any way prevent a general from being real” (p. 16).

Pierce seems to prefer the term “general” to the more common “universal” in logic. Either way, it means not something that applies to all things, but something that applies to many things.

Boler quotes Pierce, “[The great realists] showed that the general is not capable of full actualization in the world of action and reaction but is of the nature of what is thought, but that our thinking only apprehends and does not create thought, and that thought may and does as much govern outward things as it does our thinking” (ibid, brackets in original).

“How did pragmatism manage to get involved in this sort of thing? The clue to that lies with Pierce’s notion of the ‘would be’, which makes of the pragmatist a realist of an extreme sort. A character — hardness, say — does not consist in the actual responses to actual tests; as we shall see, Pierce criticizes his own early formulations of the pragmatic maxim for suggestion that it does. Hardness is something general, involving a relation of a type of test to a type of response. What is more, Pierce is not just denying that the would-be is the same as a totality of actualities; the very fact that a character is a would-be indicates that it has a different mode of being from that of actual events. The theory also involves the notion of really active (general) principles, which govern actual events” (p. 17).

What makes Pierce’s realism “extreme” is his emphasis on the real character not only of higher-order things, but also of higher-order relations. Pierce thinks of reality as not only saying something about what is, but also about what would be, under a broad range of alternate possibilities. Pragmatism in his eyes looks not only at present facts, but at what would be. Pierce argues that scientific laws already fit this model, but he wants to extend it to ordinary life as well.

“The reader who is scandalized that pragmatism should be mixed up with metaphysical questions might look at [citations to Pierce’s Collected Papers], where pragmatism is said to be ‘closely associated with Hegelian absolute idealism’ and with scholastic realism” (p. 17n).

[quote from Pierce:] “In calling himself a Scotist, the writer does not mean that he is going back to the general views of 600 years back; he merely means that the point of metaphysics upon which Scotus chiefly insisted and which has passed out of mind, is a very important point, inseparably bound up with the most important point to be insisted upon today” (p. 19).

That is to say, Pierce’s interest in Scotus is focused on the issue of realism and nominalism.

[Pierce again:] “But though the question of realism and nominalism has its roots in the technicalities of logic, its branches reach out about our life” (quoted, ibid).

Pierce says modern philosophy has been swept by a “tidal wave of nominalism” (quoted, p. 20).

Boler writes that in the Renaissance, “In the struggle for control of the universities, the humanists sided with the followers of Ockham in an attempt to overthrow the Dunces [Scotists], who were then in power. As a political favor, but with little concern for or understanding of the real issues involved, the humanists championed nominalism…. But if nominalism was misbegotten, realism on its own side was badly defended. The narrow, rationalistic anti-empiricism of the Dunces made the position unpalatable to those occupied with the growth of the new sciences…. Pierce will have to correct misinterpretations of the earlier controversy” (ibid).

[Pierce:] “The nominalist Weltanschauung [worldview] has become incorporated into what I will venture to call the very flesh and blood of the average modern mind” (quoted, p. 20n).

[Pierce:] “[I]t is proper to look beyond the letter [of scholastic formulations] to the spirit of it” (quoted, ibid).

Boler says “The most common and striking argument that the scholastic realists advanced for their position was the necessity of justifying scientific knowledge. Science, as Aristotle had said, deals with generals; and if science is true of the real world, the objects of scientific conceptions must somehow be real” (ibid).

Indeed Aristotle holds that knowledge in the strong sense applies only to universals. Of individuals we have only acquaintance and practical judgment.

[Pierce:] “Still it remains true that I do know that the stone will drop, as a fact, as soon as I let go of my hold. If I truly know anything, that which I know must be real” (quoted, p. 22).

[Boler:] “Pierce then explains that he can make such a prediction because he knows what kind of thing he is dealing with…. What interests him, however, is how this uniformity is different from that, say, of a run of sixes with honest dice” (ibid).

The run of sixes is only a repeated fact. Facts alone tell us nothing of what would be if the facts were different. In Aristotelian terms, most facts are called accidental. What is in a factual sense not only does not tell us what ought to be, it does not tell us what would be, independent of current particulars.

“After all, one need only see that every proposition contains a predicate in order to realize that our thinking is characterized by the use of generals; but that does not yet touch the issues dividing the nominalist and realist” (p. 24).

The very possibility of thought as distinct from opinion depends on judgments about the applicability of universals. This extends also to any kind of art or craft or practical know-how.

“Although the cook must handle particular apples, her indifference to individual apples indicates that what she wants is an apple and not a this” (p. 25).

If we were completely without universals, there could be no meaningful saying. Everything would only be this — and thus indistinguishable from anything else. We would be reduced to a completely inarticulate pointing.

“Pierce does not think that you can find generals in the sense that an archaeologist finds vases” (ibid).

No universal and no reality is simply there to be found, or immediately given. Reality as a distinguishing criterion is bound up with being able to say something about what would be under alternative conditions.

“As a matter of fact, Pierce feels that the realist position has been misunderstood because of a nominalistic prejudice that whatever is real must have the same mode of reality as all other real things” (ibid).

For a consistent nominalist, there would only be brute fact.

“Pierce insists that no great realist of the thirteenth or fourteenth century ever held that a general was ‘what we in English call a thing’. This is why he denies that the controversy in the middle ages had ‘anything to do with Platonic ideas’ ” (p. 26).

I like to rehabilitate the word “thing”. To be real, or to be a thing, is to be polymorphic, to be a subject of what would-be, and to have a less-than-numerical unity. In contrast, to be an object in the Scotist sense is to have numerical unity.

A strictly numerical unity or identity is always artificial. No idea is an object. People are like ideas, and not like objects.

He quotes Pierce again, “Let the artificers of such false inductions dare to set up predictions upon them, and the first blast of nature’s verity will bring them down, houses of cards that they are” (p. 27).

Insofar as words in a language express differences in the world, they are in fact not arbitrary in the way that proper names are. “Nominalism” treats words in general as mere names.

Boler continues, “Now, what is the difference between the group of things called Harry and the group of things called gold?” (ibid). “Now we take some of the things called Harry (the cat, an old rubber stopper, and a bar of soap), and we find that they all float in water. The next thing called Harry that we select may float in water, but we would bet on it about as we would on a run of sixes with dice” (p. 28).

Names are truly arbitrary, as the list of things called Harry illustrates. But the property of floating in water is not indifferent. We can use it as a “test” to distinguish things, which is just to say that it is a counterfactual, a would-be, and thus a meaningful basis of classification.

“If this regularity is due to the scientist’s giving the same name to similar objects, the question at best misses the point. What Pierce finds important is precisely the original similarity…. The problem still remains why the same term was applied to certain things” (p. 29).

“Pierce says of Ockham: ‘He allows that things without the mind are similar, but this similarity consists merely in the fact that the mind can abstract one notion from the contemplation of them. A resemblance, therefore, consists solely in the property of the mind by which it naturally imposes one mental sign upon the resembling things’ ” (pp. 29-30).

The situation resembles that of Aristotle’s critique of the sophist Protagoras, who claimed that “Man is the measure of all things”.

On the dropping of the stone, Pierce says the nominalist “may admit that there is in the events themselves an agreement consisting in the uniformity with which all stones dropped from the hand fall to the ground, but if he admits that there is anything at all, except the mere fact that they happen to do so, that should in any sense determine the different stones to fall every time they are dropped, he ceases to be a good nominalist and becomes a medieval realist” (p. 30).

Pierce again: “The man who takes the [nominalist] position ought to admit no general law as really operative…. He ought to abstain from all prediction” (ibid, ellipses and brackets in original).

And again, “My argument to show that law is reality and not figment — is in nature independently of any connivance of ours — is that predictions are verified” (ibid).

Yet again, “for if there was any reason for it, and they really dropped, there was a real reason, that is, a real general” (p. 31).

Back to Boler, “He does not think that the nominalist wants to deny scientific prediction, but he objects strenuously that nominalism does not explain it” (p. 32).

I previously presented Bertrand Russell’s critique of the modern notion of (efficient) cause in a positive light, because it was a critique of that notion of cause. But by Pierce’s lights, Russell would be a nominalist who fails to produce real explanations.

“While the realist bases his stand on the objective reality of our general conceptions, the nominalist bases his arguments on the independent reality of things…. Pierce feels that the good reasons for this view are distorted by its overemphasis, but that these can be preserved if the real is taken as the normal term or goal of our mental processes: that is, if we hold that our mental activity leads into the real world rather than away from it…. That is to say, whether he can refer the theory to Kant or not, Pierce continues to defend the idea that reality must be that which draws our opinions and not that which triggers them” (pp. 34-35).

While the nominalist may appeal to what Aristotle calls independent things, it now seems to me that she is not entitled to this. “Independent”, “reality”, and “things” all depend on the general and the would-be.

I really like this idea that reality is something we move toward, rather than something we proceed from.

“However much we may have to go into the technicalities of logic and grammar, we should not forget Pierce’s insistence that the nominalist-realist controversy is about real things…. The medieval realist was interested in an objective ground for general conceptions, while the modern nominalist wants to stress that the ‘thing’ exists apart from the mind…. [A] realist need not hold that all conceptions involve a real (that is, objective) generality, or that any universal is a ‘thing’…. [A] proper definition of reality is essential to any adequate solution of the problem” (p. 36).

“Broadly speaking, the scholastics held that only individual things (what they called ‘supposits’) exist. But these supposits have an intelligible structure (what the scholastics called a ‘nature’), which is not simply identical with the supposit as an individual. When a carpenter makes a bed, it is possible for him to have given the same structure to another thing. When someone looks at the bed, he sees that it could have been made with other materials — or better, he realizes that there could be other beds. It does not seem unreasonable to say, then, that it is the same structure, or nature, that is (1) in the mind of the maker, (2) in the bed, and (3) in the mind of the viewer” (p. 39).

“Notice, however, that while any and every bed will have a certain structure, the structure is not identical with any individual bed or group of beds; the structure is a sort of plan, whereas this or that bed is an execution or instance of the plan. In the world of supposits, however, we do not find plans existing alongside the instances of those plans” (ibid).

Structures and plans are higher-order things, not reducible to immediate particulars.

“First intention is thought about the real world; second intention is thought about first intention. Notice that first and second intentional concepts are equally mental. The objects of first intentional concepts, however, are real things, while the objects of second intentions are the first intentional concepts themselves. Thus although first intentional concepts are, in a sense, entia rationis [beings of reason], they have real things for their objects. Second intention can be defined, then, as having for its objects only entia rationis” (p. 43).

Here again we see the Avicennan notion of first and second intentions. This formulation makes it particularly clear that “second” intentions are second-order intentions — that is, intentions with regard to other intentions. Avicenna may have been the first to explicitly talk about second-order things.

“It should be clear even from the way Scotus states the problem that he does not intend to treat nature as another ‘thing’ (like Socrates, Plato, and the line)…. Scotus maintains that Socrates and Plato are ‘numerically distinct’, and consequently if they have the same nature, that nature must have a ‘less than numerical unity’ ” (p. 47).

I hold that anything real must have “less than numerical unity”, and I think this is an implicit assumption in Plato and Aristotle. Oddly enough, it is the neoplatonic enthusiasm for the One that led to more explicit examination of all the ways in which everything else is not a pure Unity.

“If it were maintained that this lesser unity is a contribution of the mind, and that the only real difference was the numerical one, it would follow that our scientific conceptions would not give us information about the real world…. I think that Pierce is making the same point when he says that the nominalist makes the real world to be an unknowable thing-in-itself” (p. 48).

Knowledge involves the ability to meaningfully generalize about the real world. It is exact, “numerical” identity that is artificial. Numerical identity is a valid concept in mathematics, but that is about the extent of it. Any kind of substance or essence or reality has a “thickness” that is mutually exclusive with the razor-thin, absolutist character of numerical identity.

“By a nature’s lesser unity Scotus does not mean something having the viscosity of taffy; the nature is not spread out in a physicalistic sense. As a matter of fact, he emphasizes that the so-called common nature is real in one object and not in two. The word ‘common’, then, may be misleading. Actually, Socrates has a Common Nature even if he is the only only man existing, for he is still a man and not manness itself. The Common Nature lacks a numerical unity precisely because it can be real without being determined to exist in any one thing. Although individuated in any existent thing — in Socrates, the nature is his in the sense of being this nature rather than that — the nature itself is indeterminate with respect to this thing and that” (p. 50).

“Such abstractions, however, should not be confused with second intention; for Scotus, this would be confusing metaphysics with logic…. However much an abstraction of this sort is a construction of the mind, it is a construction done with an eye on the real object. In second intention, ‘predicate’ would refer to ‘being a man’ without reference to any object beyond that predicate itself. In short, metaphysics is like logic in that its objects are abstractions of a second order; but it is like physics because its objects are real” (p. 61).

The common nature is thus sharply distinguished from a second intention. Avicennan intentions all have a psychological aspect, which Husserl criticized in Brentano’s revival of intentionality.

“As we shall see, Pierce gives a special status to some things ordinarily called individuals — notably the human person. Ultimately, such individuals are for Pierce living laws and thus essentially general” (p. 64).

What are commonly called individuals have a kind of streaming continuity that is neither numerical nor absolute. It is not the identity of individuals that makes them precious, but rather their differentiated and “less than numerically identical” essence.

“New developments in logic, Pierce feels, make the whole question of universals easier to express and to solve. Abstractions like humanity turn out to be simple forms — the limiting cases — in a general process whereby relations are treated as things (hypostasized) in order to serve as the terms for higher order relations. Pragmatism shows that scientific formulas take the form of such relations. When successful prediction indicates that these formulas are not fictions, they are called laws. Laws are manifested in things as real powers, or, in pragmatic terms, as real ‘would-be’s’ ” (pp. 65-66).

What common sense regards as individual terms or things turn out to be hypostasized (or as I like to say, shorthand for) relations. This makes excellent sense.

The “new developments” Pierce refers to are the explicit formulation of higher-order concepts.

Boler quotes Pierce, “[Logic] is the science of the necessary laws of thought, or, still better, (thought always taking place by means of signs), it is a general semiotic, treating not merely of truth, but also of the general conditions of signs being signs (which Duns Scotus called grammatica speculativa), also of the laws of the evolution of thought … which I content myself with inaccurately calling objective logic, because that conveys the correct idea that it is like Hegel’s logic” (p. 68).

“Pierce considers the basic logical elements to be the term, proposition, and argument. Of these, the argument is not only the most important but the most fundamental form. It is not, strictly speaking, composed of propositions in turn composed of terms; on the contrary, insofar as propositions can stand alone, they are implicit arguments, while terms are implicit propositions” (p. 69).

I am delighted to read this. Higher-order things come first, and that is why we cannot be foundationalist.

“In the proposition ‘Socrates is a man’, the predicate is ‘is a man’, a form that Pierce calls a rhema or a rheme. The logical subject of a proposition is what is placed in the blank space of a rhema to make a proposition. Of course the logical and grammatical subjects will not always coincide; in the example ‘Anthony gave a ring to Cleopatra‘, the underlined words are the logical subjects — a reasonable enough position which leads Pierce to frequent attacks upon the status of the common noun according to grammarians. Pierce brings grammar into line with logic by taking the basic grammatical forms as subject and verb, the subject being a demonstrative or something that can take its place, adjectives and common nouns being parts of the verb” (ibid).

Pierce thinks in terms of n-ary relations. Nouns are part of the verb. The demonstrative subject he recommends would be a generic “this”, a “free” variable having in itself no description or properties. This would bring grammar into line with the syntax of expressions in predicate logics, where propositions begin with “For all x”, or “There exists x”, and all the differentiation is grouped under the predicate.

“In speaking of the rhema, Pierce says it is obtained by erasing the logical subject(s) of a proposition, which shows perhaps as well as anything why the term is a derived form rather than a building block for propositions. That the proposition itself is an implicit argument requires a more complicated explanation — one involving Pierce’s contention that the copula is illative” (pp. 69-70).

In traditional logic, where a proposition has the surface grammar “A is B”, the “is” was called the copula. When Pierce says the copula is really illative, he means that what is logically meant by the surface grammar “A is B” is the conditional “If A(x), then B(x)”.

“First of all, Pierce denies that the copula is ‘is’, holding instead that ‘is’ is a part of the predicate. Still, he insists that a proposition cannot adequately be treated in terms of subject and predicate alone: for ‘composition is itself a triadic relationship, between two (or more) components and the composite whole’. Second, Pierce denies that the link between subject and predicate is identity, for he considers identity to be in reality only another general predicate. And finally, he affirms that the link, that is, the copula, is a form called consequence” (p. 70).

“Is” is part of the predicate. Identity is only another general predicate. Logic is built by elaboration of the notions of composition and consequence. The claim that composition is “triadic” goes along with this, and may turn out to help explain what Pierce means by “thirdness”.

“Pierce holds that the relation of premise(s) to conclusion is the same as that of antecedent to consequent. Consequence, then, is the prototype of argument; it is the ‘one primary and fundamental logical relation, that of illation, expressed by ergo [therefore]’. Note particularly that the consequence is the relation of consequent to antecedent, not just a consequent and an antecedent. An argument is somehow more than just its premises and conclusion, just as a proposition is more than its terms. Pierce tells us that a proposition is an assertion or predication of a predicate of a subject. Consequence, in which the copula is explicit, is the basic (what might be called the ‘normal’ predicational and inferential form” (ibid).

The idea that logical consequence is a relation has been generally accepted by later logicians. Consequence relation is now a standard term in advanced studies of logic. It specifies what follows from what in a given logic.

On the other hand, Pierce’s insight that there is or should be exactly one fundamental logical relation in a logic — consequence, or whatever we may call it — was not reflected in what came to be standard 20th-century presentations of logic. There has been a great deal of advanced work in several fields that could be seen as carrying forward the kind of unification that Pierce envisioned. But it has mostly used function-like constructs as basic, rather than relational ones. And it is still not mainstream.

“For Pierce, then, predication is essentially a form of consequence. We might note in passing two rather important effects of this doctrine. First, even the perceptual judgment is but a limiting case of hypothetical inference. Second, categorical propositions in their basic (or normal) form are, without exception, conditionals. The latter point in particular has a bearing on Pierce’s pragmatism” (p. 71).

These are all claims that I have made in the context of thinking mathematically about Aristotelian logic, without being aware of the precedent in Pierce. (See Aristotelian Propositions; Searching for a Middle Term; Syllogism; Predication.)

“We must now determine what Pierce means by calling the rheme a ‘relative’, for it is in terms of relatives that he will ultimately explain the generality of the predicate. A relative, he says, ‘is the equivalent of a word or phrase which either as it is [a complete relative] or else when the verb “is” is attached [a nominal relative] becomes a sentence with some number of proper names left blank’…. Pierce reserved ‘relation’ to indicate a relationship said to be true of one of the objects (usually the noun-subject), the others not being considered” (p. 73, brackets in original).

In more standard terminology, Pierce’s “relative” is an n-ary relation, like the fundamental construct used in a relational database. He avoids the term “relation” here because the Latin relatio was used to translate Aristotle’s category of pros ti or “toward what”, which resembles the way he does use “relation”.

“In treating the order and independence of relatives, Pierce finds that a triad cannot be reduced to dyads nor a dyad to monads. He does discover, however, that all relatives higher than triads can be reduced to triads” (ibid).

The same is true in algebra and physics — all the fundamental characteristics of higher-order equations can be understood in terms of the behaviors of second-order equations. And the classic laws of physics are mainly second-order differential equations. Second-order things are “triadic” in Pierce’s sense.

“If categorical propositions are virtual hypotheticals, it might be that all monadic predicates are virtual relations…. A more plausible suggestion is that monadic predicates are simply limiting cases of higher relatives. A nonrelative character, then, is a limiting case of a relative character” (p. 74).

The nonrelative is the limit case or “degenerate” case of the relative. Everything “is” a relation, in the sense that everything can be characterized in a relational way, without presupposing fixed terms. Pierce argues that the laws of physics do not presuppose fixed terms either; that reality is best expressed in terms of higher-order relations, which we can also more simply call higher-order things. Things are convenient hypostatizations of bundles of relations.

But the other essential side of this is that all meaningful differences discernible by common sense (at least all the good ones) are liftable into the higher-order context. A higher-order context means more difference and more distinctions. In no way does it connote an obliteration of difference or canceling of distinctions. It induces a kind of fluidity, as Hegel already observed. But in Pierce’s metaphor of debtor’s court, we still feel the reality of the sheriff’s hand on our shoulder.

“We can now return to the problem of relating monadic predicates to higher relatives. Pierce’s solution is reflected in three points he makes about collections. First, the older logic had reached its limit in treating things that are similar to one another as a collection; the logic of relatives provides the notion of a system that can be constituted by any combination of its members. Cause and effect, symptom and disease, the triadic relation of a sign to its object and interpreter, and, most important, a scientific law or mathematical formula — all constitute systems whose members are not necessarily similar to one another. The contribution of the logic of relatives, according to Pierce, is to treat a class or collection as a degenerate form of system” (p. 76).

A class or collection is a degenerate form of such a system, a sort of fossilized result.

“Generality, on [a common] account, revolves around the similarity of the members of a collection, which can be subjects or subjects or subject-sets” (pp. 76-77).

This similarity is none other than the resemblance of which the medieval logicians and theologians spoke.

“The lesson to be learned from the logic of relatives, Pierce insists, is that this scheme must be turned around…. The power of the new logic … is that it allows us to move not just from a sample to a collection, but from a fragment of a system to a whole system” (p. 77).

“We can approach the same idea from a slightly different angle by examining Pierce’s second point about collections: the distinction between discrete and continuous collections…. The most important kind of nondiscrete collection is that of possible objects” (ibid).

For me at least, this use of continuity is new and interesting.

Boler quotes Pierce, “The possible is necessarily general; and no amount of general specification can reduce a general class of possibilities to an individual case. It is only actuality, the force of existence, which bursts the fluidity of the general and produces a discrete unit” (p. 78).

As a “force of existence”, Pierce’s actuality is clearly not the actuality of that for the sake of which, to which I have given so much attention in Aristotle.

Boler continues, “Pierce eventually comes to hold that every predicate specifies a continuous collection of possible objects…. The quality spectrum that corresponds to monadic predicates is a simple form of the more complex continuity of a process. The events in a process are related not by being similar to one another, but by being ordered to, or successively realizing the end of, the process” (ibid).

Here we do have explicit mention of an end.

“There remains a third point about collections…. Pierce points out that a collection is not the same as its members. Even the collection whose sole member is Julius Caesar is not identical with Julius Caesar…. Pierce comes to define a collection as a fictitious entity made up of less fictitious entities” (pp. 78-79).

I think this has to do with the idea that nouns are “names” for collections.

“Pierce contends that the common noun is an accident of Indo-European grammar, being in reality only a part of the verb or predicate; the same is true of adjectives. But if ‘man’ is an unessential grammatical form, ‘humanity’ and ‘mankind’ are not. For the latter are not parts of the predicate at all: they are the predicate made into a subject by a process called ‘subjectification’ or, more often, ‘hypostatic abstraction’ ” (p. 79).

“Humanity” is more essential than “man”, because it more clearly refers to an essence, rather than to a concrete collection. “Subjectification” here does not refer to anything psychological. It is used in the quasi-Aristotelian sense that — in the same way as “hypostatization” — abstracts something as “standing under” something else.

“Some have held that abstraction is a mere grammatical change with no logical significance, but Pierce thinks this is a serious mistake” (ibid). “Pierce considers abstraction one of the most powerful tools of the human understanding. It is through abstraction that the mathematician is able to treat operations as themselves the subject of further operations. Equally important is the fact that the language of science abounds in abstractions: velocity, density, weight, and the like. Biological and chemical classification likewise require that the scientist deal with collections and their relations; and scientific laws and formulas are themselves the essential characters of collections” (p. 80).

Operations become the subject of further operations. And this is how we get to the idea of a subject as a thing standing under.

“Pierce’s insistence on the importance of subjectification is one reason why he rightly calls himself a Scotist…. Scotus considers abstraction proper to be the process whereby the mind operates on the Common Nature as known, giving it a numerical unity it did not of itself possess. Only the predicables, the second intentional notions like genus and species, are universals in the strict sense; but second order abstractions like humanity and whiteness are also universals (in a sense) because they are ‘fit to be predicated’: that is, they have a unity allowing them to be predicated of many individuals” (ibid).

The mind operates on the common nature, giving it a numerical unity it did not of itself possess. For Scotus this is an advancement of knowledge. But claiming for things a unity that they do not have is reductionism.

“For both Scotus and Pierce, abstractions can be treated in terms of either their logical behavior or their real reference. A biologist, for example, may use abstractions in speaking of a collection of animals or the differentiating character of sentient things, but he is not doing logic. Conversely, a logician may talk of the collection of fairies as an ’empty’ collection, but it is not a logical inquiry that establishes that there are no fairies; actually the logician is not interested in fairies but in collections…. In general, although any predicate can be made a subject by a logico-grammatical process, that process does not of itself determine that a collection or a character is real” (p. 81).

At a formal level this is clearly true. Subjects in this quasi-grammatical sense are abstractions from higher-order predicates.

“Consequently, it is important to distinguish in Pierce, as we did in Scotus, between second intention and abstraction. Second intention is ‘thought about thought as symbol’, and thus requires an act of abstraction: our thinking about things is itself made a thing to be thought about. Both logic and grammar make use of the process: ‘subject’, ‘predicate’, ‘noun’, ‘verb’, and the like are all second intentional terms” (pp. 81-82).

“As we reach the higher level relations of hypostasized relations, we sometimes lack names for the relations and use instead scientific formulas or laws. Even where we have the names at hand, the explicitly relational form of the law can be substituted. Such would seem to be the reasoning behind Pierce’s contention that what the scholastics called a nature was in fact a law of nature: the nature of a diamond, for example, consisting in a higher order character, a relation of relations, or law” (p. 83).

Here I think of the various passages in which Aristotle points out some commonly recognizable phenomenon that has no name.

“When Pierce says that some abstractions are real, he does not mean that they have the same mode of being as existing physical objects” (ibid).

Abstraction in itself is not subjective in the psychological sense. It designates a formal operation of giving a shorthand designation (a name) to something that previously had none. But then if we are not careful with our new shorthand, we may use it in an overgeneralized way that effectively is subjective in the psychological sense.

“The mental depends for its reality on someone’s thinking it, but then it has characters as a mental reality despite what anyone thinks about it” (p. 84).

I’m not fond of the term “mental”, but if we think of it merely as a named variable that gets its meaning from its use in various contexts, what he is saying is true. (What I call meaning (Fregean Sinn or “sense”) is not the same thing as reference (Fregean Bedeutung). Abstraction works on the technicalities of reference, which in turn depend on anaphora, or back-reference in speech to things that have not been explicitly named.)

“The fact that someone has made an abstraction is as real as the fact that someone dreamed. And just as this is not the issue when it is said that a dream is unreal, so it is also not the issue when it is said that an abstraction is real. The reality in question is the reference of the abstraction” (ibid).

If I give something a name, you may doubt its appropriateness (whether it is a good name), but regardless, it remains a fact that — for better or worse — I gave it that name.

“Real abstractions are distinguished first of all from second intentions, for the latter refer only to to entia rationis. A real abstraction, though itself an entia rationis, refers to something that does not depend on what someone thinks or thinks about it. Second, real abstractions are to be distinguished from abstractions which purport to refer to the real…. Notice that only experimental inquiry will establish the latter distinction…. The question of real collections and characters is something beyond this” (ibid).

Second intentions in this way of speaking are psychological or what I think of as spontaneous, in that they are formed at a material, preconscious level in the imagination, whereas abstractions are the result of formal or symbolic operations.

“As we saw, Pierce uses ‘relation’ to indicate a relationship said to be true of one of the objects related, usually the noun-subject, the others not being considered. In much the same way, ‘power’ seems to indicate a lawlike relationship which is said to be true of the noun-subject or, in this case, what is usually called the cause” (p. 90).

“What a power explains is the special regularity involved. When we say, for example, that a charged battery has a power which an uncharged battery does not, we imply that it is not a mere chance similarity that a motor attached to the battery will start. We feel that there is some reason why a motor attached to one battery will start while, attached to the other, it will not. As a matter of fact, we feel that there is something about the charged battery even when it is not attached to the motor which makes it different from the uncharged battery” (pp. 90-91).

Pierce here explicitly gives a positive sense to the scholastic way of explaining things by powers.

“[T]he nominalist has not yet explained why all pieces of opium cause people to go to sleep. Pierce may seem to say this, but I think his real reply is that the logic of relatives shows that to admit a real connection between taking opium and going to sleep is to admit a real general: a system whose members are the taking-opium event and the going-to-sleep event” (p. 91).

Boler says elsewhere that scholastic powers are used to explain the same kinds of regularity or non-arbitrariness that are explained by the higher-order relations that are expressed in scientific “laws”.

“The pragmatic maxim transforms ‘x is hard’ into ‘If x were scratched by carborundum, it would not leave a mark’; the hardness is the hypostatization of the relation between test and response” (ibid).

“The would-be, which Pierce insists upon in his later writings, is but the pragmatic equivalent of ‘power’ in the sense we have just discussed. In short, pragmatism is not just a matter of changing abstract terms into concrete ones; it is the very logic of abduction” (pp. 91-92).

“Abduction” is another of Pierce’s neologisms, formed by analogy with “induction” and “deduction”. It is what is involved in creative thought.

“At this point some remarks should be made about the noetic of abduction. From the above discussion, it seems obvious that there is some analogy between abductive inference and ‘seeing connections’. Indeed, Pierce calls abduction insight, instinct, and perhaps even intuition. But his own attacks on intuitive cognition suggest that something slightly more complicated is at work here” (p. 92).

The status of intuition is an area in which Pierce and Scotus are far apart. For Scotus, intuition is something objectively grounded in perspectiva, that gives us superior knowledge. Pierce on the other hand has Kantian scruples that make this kind of claim illegitimate.

“The fact that, out of an infinity of possibilities, the scientist can achieve his purposes with relatively few guesses suggests to Pierce that we have an instinct for the truth and that the mind and nature must be pretty much of whole cloth.”

Talking about these things is difficult, because the key terms are all said in many ways. Kant and Pierce reject claims of intellectual intuition as privileged access to immediate truth. Nonetheless Pierce says we have an instinct for the truth. The difference is that it is neither privileged nor immediate.

The non-separation of mind and nature and the “relatively few guesses” are consequences of the new realist understanding he is developing. The non-separation shows we are far from the dualism of Descartes. As Pierce himself recognizes, there is a degree of affinity between his work and that of Hegel. But this non-separation also represents a major difference from Scotus, who is motivated by an Augustinian concern to relate mind to a supernatural order and to separate it from nature. The very concept of “mind” as separable from nature in this way has an Augustinian heritage.

“[R]eality must be viewed as the goal of our mental activity and not its source” (ibid).

Similarly, knowledge and understanding are something we aim at, not what we start from. There is fertile ground for a Socratic ethic here. Knowledge is something we earnestly seek at every moment, not something we claim to already have. Aristotle’s unique orientation toward the primacy of the final cause was lost in his assimilation to the creationist paradigm through the introduction of an Avicennan abstract efficient cause as “cause of existence”, and only began to be recovered by Hegel. In making reality a goal and not a starting point, Pierce aligns himself explicitly with the broad outlines of Hegel, and implicitly with Aristotle’s unique insistence on the primacy of the final cause.

“Where William James praised pragmatism for its nominalism in reducing the meaning of a conception to particular experimental actions, Pierce says again and again that pragmatism involves realism” (p. 96).

The empiricist concept of “action” here attributed to James — a secular descendant of the Avicennan efficient cause adopted by the theologians to make a creationist Aristotle — is too narrow, too immediate, and too blunt an instrument to serve as a basic building block for the point of view Pierce is developing.

This affects the very nature of pragmatism. The Greek pragma (thing we are practically concerned with) and praxis (“action” or practice) come from the same root. The narrow concept of action as an impulse — which Galileo took from the first creationist commentator on Aristotle, John Philoponus (490-570 CE), who worked in the Alexandrian neoplatonic school of Ammonius — became attached on the side of nature to the Avicennan abstract efficient cause as cause of existence that had been promoted by the Latin theologians. In the resulting view, God as efficient cause works by creation, and nature as efficient cause works by a kind of impulse that led to the later billiard-ball model of mechanism.

With this division once achieved, it became possible for early modern writers concerned with nature to focus exclusively on the “natural” billiard-ball model. All action in the created world comes to be thought on the model of Philoponan impulse. One consequence of this is that action comes to be thought of as something immediate.

What Pierce objects to in James’ “particular experimental actions” can be understood as involving this kind of immediacy, which Pierce has already moved beyond, in what he himself recognizes as a convergence with Hegel. Hegel treats immediate action as an appearance, and against this develops his own much more ramified notion of practice, which he sometimes calls by its Greek name of praxis. Hegelian and Piercean practice replaces the narrow concept of immediate action with something understood in a deeply contextual way that is closer to what I have been calling Aristotelian “activity” or “act”.

Whereas James the charming and accessible behavioral psychologist thinks of reality as consisting in shallowly specifiable, immediate “actions” and “events” that directly cause one another, Pierce the obscure but brilliant semi-Hegelian logician thinks of it in terms of a vast and intricate evolving structure of if-then conditionals that condition one another, in ways that are analyzable in terms of his new theory of higher-order relations.

“The logical form of the conditional proposition is what Pierce calls a consequence…. The ‘conception of the effects’ referred to in the pragmatic maxim cannot be a statement of an event but must be a conditional statement. For Pierce, then, pragmatism shows that hardness consists not in actions or events, but in relations of actions and events” (p. 98).

“The stress upon the would-be, characteristic of his later writings on pragmatism, carries the relation of consequence one step further. If the hardness of a diamond consists in the conditional fact that it would give a certain response to a test, then hardness is not just this present and actual relation which holds between this test and this response, but a general relation that holds for all possible tests and responses of this type…. When I say that it would so react, there is no particular event I could now specify: in speaking of a possibility I am not speaking of a collection of discrete acts” (pp. 98-99).

Pierce’s “would-be” takes us into the realm of Aristotelian potentiality.

“Pierce concludes that the pragmatist must admit a theory of real possibility…. Pierce simply says that the conditional proposition of the pragmatic reformulation has a peculiar and essentially modal structure” (p. 100).

Real possibility is one dimension of Aristotelian potentiality. Pierce’s argument that everything is not reducible to events and actions parallels Aristotle’s critique of the Megarians (who reduced everything to a thinly factual actuality) in book Theta of the Metaphysics.

“Pragmatism shows that the meaning of a conception like hardness ultimately involves the notion of would-be, habit, or power. A power or habit is a nonrelational expression for a law” (pp. 101-102).

“One source of confusion lies in what I think is the mistaken notion that pragmatism must be a reductionist theory. A reductionist pragmatism, as I understand it, contends that only actual events are real — powers and laws, abstractions of all sorts, are only shorthand expressions for actual events…. That is to say, the pragmatic maxim is a formula by which all statements that are not event-statements are reduced to a series of statements containing only event-statements” (p. 106).

The latter-day reductionist repeats the error of the Megarians, who claimed that everything real is actual, while taking actuality in its non-Aristotelian sense of mere present factuality.

“It seems to me that Pierce’s pragmatism was never intended to be like this at all” (ibid).

“The gain is not that we have rid the world of powers and of laws, but that we have found a way of expressing our meanings so that we can tell a real law from a fiction” (pp. 106-107).

With this emphasis on expressing our meanings, we can see a Piercean background to Brandom’s “expressivist” view of logic.

“When I say that the way Pierce talks of laws and powers as explanations, I do not at all mean that I find what he says about causes and explanations to be pretty clear” (p. 108).

This talk of explanations suggests that Pierce ends up rediscovering something close to Aristotle’s own notion of cause as a “reason why”.

“[I]n denying that events are causes, Pierce is not denying that ‘individuals’, in the sense that Socrates is an individual, can be causes…. Pierce not only holds that Socrates is not an event, but he goes on to say that Socrates is not strictly an individual. For the realist, Pierce says, ‘things’ do not need reasons: they are reasons” (p. 109).

“[F]or Pierce it is the consequence and not the consequent which is at issue…. Pierce’s conclusion is that the pragmatist must therefore hold that some possibilities are real” (p. 111).

“He says, for example, that the idea that a law admits of no exception is nominalistic: there cannot be exceptions to a law that consists only in what happens” (p. 112).

“Pierce admits to the nominalist that a would-be can ‘only be learned through observation of what happens to be’, but he insists that a would-be cannot consist simply in what happens to be actual” (p. 113).

“Burks’s remark that ‘action is based on actualities, not on potentialities’ is only partly true for Pierce” (pp. 114-115).

“By insisting upon the conditional analysis of our conceptions, Pierce has incorporated into his system a special theory of real potentiality” (p. 116).

Pierce still has a less than fully Aristotelian notion of potentiality, limited to its “real possibility” aspect. But this is already a huge advance over the idea that immediate actions and events define reality.

“[C]ertain instances of predictive knowledge ‘oblige’ the pragmatist to ‘subscribe to a doctrine of Real Modality’ ” (p. 117).

Modal logic, which develops notions like possibility, necessity, and other kinds of constraint or conditioning, was very much out of favor in Pierce’s day, when monomorphic views of facts were overwhelmingly dominant. Since the later 20th century, modal logic been considerably developed, and Brandom has related it to more broadly philosophical concerns. Boler recognizes that Aristotle and the scholastics did work with modal logic.

“For Pierce, however, the predicate, if true, indicates a real relation to which the notion of form does not do justice. Form cannot ‘reach outside itself’. It is adequate for the static generality of similar things, but for the dynamic generality a principle of law or entelechy is needed” (p. 120).

Form in the sense of the species discussed in medieval perspectiva does have this static and self-enclosed character. Scotus introduced new ideas of formal distinction and “formal being”. In the present state of my understanding of Scotus, it seems that Scotus takes his bearings on the nature of form from the perspectiva tradition. But Albert the Great and Thomas Aquinas among others speak of form at least sometimes in a more expansive way, giving it some of the role that entelechy has in Aristotle.

For my own self, I find it hard to think of form as anything other than relational. The most elementary notion of form in Plato and Aristotle is probably that of geometrical figure. I have always seen geometrical figure in relational terms, rather than as a self-enclosed whole.

The Greek word in book V of Euclid’s Geometry for the ratio or relation of two magnitudes is none other than logos, which was translated to Latin as ratio. If we were to extract an implicit concept of form from Euclid’s use of figures, it would consist of many ratios or relations, rather than a single notion of shape as it appears in optics.

“We have already seen the prototype for this reasoning in Pierce’s theory of the illative copula. A consequence is more than an antecedent and a consequent, and a proposition is more than a subject and a predicate” (ibid).

Pierce’s “illative copula” is what is now called logical consequence, or a consequence relation. Each of the plethora of logics we have today can be conceptually characterized in terms of a differently detailed specification of the consequence relation.

“The relation of similarity is not adequate to handle the notion of process, even when similarity is treated in terms of a spectrum of possible variations. For the events in a process are related to one another not in being similar but by successively realizing a potency in time” (p. 127).

Here it sounds as though similarity is being viewed in the same way that sees geometrical figure as a unary “shape”, rather than a complex of relations. But in the recent series on Boulnois’s Being and Representation, it seemed that the usual scholastic way of talking about resemblance followed the perspectiva tradition’s decentered approach, seeing resemblance as a multifarious play of relations, rather than a putatively simple relation between two unanalyzed unitary shapes.

Next we come to the anti-psychologism in logic that Pierce seems to share with his contemporaries Husserl and Frege. (Pierce and Husserl are known to have actually corresponded.)

“Pierce is interested in dissociating ‘idea’ and ‘thought’ from the psychological connotation that someone has an idea or that a thought is in someone’s mind. The thought-like character of a real law does not result from someone’s thinking it, but from the element of final causation that is involved in its operation” (p. 130).

Here we get to a few more connections with Aristotle. Even if Pierce’s recovery of the notion of final cause is stunted by his overemphasis on temporal development toward a future, it seems that he does follow Aristotle and Hegel in recognizing that first things come last in the order of knowledge.

[Pierce:] “The thought thinking and the immediate thought object are the very same thing regarded from different points of view” (quoted, p. 131).

Like Hegel, Pierce endorses Aristotle’s thesis of the inseparability of the thought that thinks from what it thinks.

“For Pierce, however, the predominance of continuity tends to eliminate the concept of substance, and the supposit (Socrates, for example) comes to be treated as a process. What we call ‘things’ are not strictly individuals but generals. Socrates is not just a member of a collection, partaking in generality through his similarity to other men; he is a fragment of a system. A dynamic process himself, the human person is continuous with that system which is humanity and which is, in turn, continuous with the whole evolution of Reason” (p. 141).

Substance in the later tradition came to be highly reified. The more fluid view of substance that Pierce emphasizes is another thing he shares with Hegel, and indeed with Aristotle. Pierce is reportedly a major influence on Whitehead, both on logic and on Whitehead’s central notion of process.

“What emerges from the discussion is a world of process, characterized by continuity and set in motion by the rule of Reason through final (and not efficient) causality” (p. 144).

“Continuity” seems to be Pierce’s preferred term for the more fluid view of substance. This is the climax of Boler’s book. To me it sounds more Aristotelian than Scotist, because Scotus is one of the great historic promoters of Avicennan efficient causality. What follows, while it makes a number of additional points about Pierce’s relational perspective, is mainly a summary.

“The objective generality of a predicate is a matter of its reference to many subjects. This becomes critical when the predicate is itself made a subject of further operations. This process, which Pierce calls hypostatic abstraction, can be accomplished in terms of either extension or comprehension. In an extensional treatment we utilize the notion of a collection: something constituted of members all of which have some character, however trifling. In the comprehensional analysis the character itself becomes the subject of discourse. Here Pierce’s relational treatment of predicates comes to the fore.”

Pierce’s “hypostatic” abstraction is a new and valuable characterization of what abstraction actually is. I suspect it is in some way ancestral to the computable notion of abstraction developed by Church in the 1930s, where abstraction consists in giving some unnamed thing a name.

“A collection is made up of similar members. But the logic of relatives allows the development of the more interesting notion of a system. In a system the members are not necessarily similar to one another; the mode of connection is something more complex, such as giver-of-to, cause-of, quotient of, and so forth. Any relational character delimits a system whose members are the subjects of the proposition having that predicate. Thus a relative predicate can be general in three ways: (1) as itself a sign; (2) as delimiting a system (or set); and (3) as true of many (sets of) subjects.”

There is a one-to-one mapping between predicates in the sense of predicate logics, and what are here called relational characters.

“Induction is suited only to collections; it infers that the character of a whole class is the same as that of the sample upon which it operates. The character that each member has may be quite complex, of course, but it must be the same in each member. The move from fragment to system — which is pretty much what is ordinarily called seeing connections — is a different mode of inference, namely, abduction. The operation of hypostatic abstraction involves abductive inference. To make a predicate a subject is, in the logic of relatives, to treat a relation as a thing; thus it requires, if only trivially, that the relation be recognized as significant to begin with. Pierce points out that the resultant ‘thing’ is a creation of the mind, an ens rationis” (p. 146).

We treat a relation as a thing by giving it a name that allows us to refer to it. Naming an unnamed thing is a creative act of the same general sort as seeing a connection.

“An abstraction, like a dream, is a fact in someone’s mental biography. When the realist contends that some generals are real, however, he is concerned with the reality of that to which such an abstraction refers. Abstractions of second intention refer only to the mind’s way of representing objects, and not to the things represented. Real abstractions are also ‘second order’ conceptions, but the objects to which they refer (namely, the thirdness of things) are, or purport to be, real aspects of things, which can be called ‘realities’ ” (p. 147).

I won’t attempt to explain “thirdness” here, but we have already seen a few hints. It is related to composition and consequence.

“The nominalist contention, according to Pierce, is that wherever generality is found, it is a function of the symbol as symbol — that is, of a second intention — and does not reflect a generality independent of the mind. Pierce hails as the nominalist’s true contribution the correlation of a general with the activity of a symbol; that is, Pierce argues that the general is of the nature of a word or an idea. But for Pierce the important question of whether a general is real still remains unanswered. At this point the issue begins to exceed the limits of logic, for it becomes necessary to distinguish within first intentional abstractions those that are objective and those that are subjective. On Pierce’s account, such a distinction cannot be made by the logician, for it turns upon the matter of successful prediction” (ibid).

“The special contribution of Pierce’s pragmatism now becomes relevant. The pragmatic formulation makes the rational purport of any conception consist in the truth of a conditional proposition relating to the future. This means that (1) every predicate involves (virtually) a relative character, which brings into prominence the generality of the character itself as a system, in contrast to the more commonly recognized generality of the collection of similar (sets of) subjects; and (2) every predicate becomes a virtual prediction. Of course, pragmatism does not verify predictions; it simply puts our conceptions into a form that will allow for the scientific inquiry which alone can separate law from fiction. The fact of scientific prediction, however, shows that in some cases something more than an accidental succession of events or a simple uniformity is involved. Ultimately, prediction shows there is something real now that accounts for a future actuality; and since the only actuality involved is the future event, the present reality must be a possibility” (ibid).

Pierce’s consistent emphasis on the relations he invented under the name of “relatives” could be an early alternative to the set-theoretic foundations of mathematics that were being developed around the same time, though I don’t know that Pierce ever presented it as such.

“It should be clear by now that Pierce’s pragmatism involves not only the belief that generals are real, but a special conception of the nature of real generals. This brings us to the last phase of Pierce’s realism, where he criticizes the attempt to account for real generality by form alone. The schoolmen, as Pierce sees them, realized the importance of habits or dispositions, but unfortunately they treated them as forms. Lacking the logic of relatives and pragmatism, they were unable to do justice to the relational structure of real generals. The result was a static doctrine of substantial forms that could not account for the important elements of continuity and process” (p. 148).

Neither the scholastics nor Pierce understood form in a relational way.

“Scholastic realism was a step beyond nominalism, for it could account for the generality of qualitative possibility, the generality of monadic predicates. But the notion of potentiality, of would-be instead of might-be, could only be grasped in the dynamic conception of law. That is, the unity of a process is found not in the similarity of the events in the process, but in the more complex conception of a system that orders those events. The distinction here is that of firstness and thirdness…. Also involved is the idea that a relative is a system that not only delimits a collection of similar (sets of) subjects, but relates the subjects of each set. This activity of relating Pierce calls ‘mediation’, and he considers it definitive of thirdness” (ibid).

According to Boler, Pierce uses the Hegelian term “mediation”, and “considers it definitive of thirdness”. In Pierce’s day, the old overemphasis on the thesis-antithesis-synthesis triad in elementary accounts of Hegel was very much dominant. This may have influenced Pierce’s odd choice of “thirdness” for one of his key concepts. The connection with Hegelian mediation is far more illuminating.

“[T]he argument that a would-be is not the same as any collection of actualities, is again applied in the broader field of the reality of some thirdness. Pierce has so described secondness that nothing is included in it except the bare reaction-event; as a result, he has no difficulty in showing that thirdness is not contained in secondness” (p. 149).

As throughout Boler’s book, actuality is used only in the thin sense of a present state of affairs. But the important and valuable point is how the would-be decisively moves beyond this.

“If the individual as such is a bare event, it is difficult to avoid Pierce’s conclusion that there must be some real generality in the objective make-up of the world. As to the ordinary notion of a person or ‘thing’ as an individual, Pierce more or less denies it. The person or thing is a ‘cluster’ of potentialities, and therefore a habit or law itself. The important problem of Socrates’ relation to humanity is now not so much a question of the relation of an individual to a type, but of a fragment to a system” (ibid).

We even get a partial recovery of Aristotelian potentiality.

“Because of the emphasis I have placed on it, the nature of the Scotistic element in Pierce’s realism deserves a separate, if brief, summary. The distinction of two problems of realism is Scotistic, or at least scholastic. And within the logical analysis, Pierce’s treatment of abstractions as ‘second order’ conceptions is definitely Scotistic. From this issue the discussion of ‘real’ abstractions arises, and Pierce himself has acknowledged his indebtedness to Scotus for the use of the term ‘real’ ” (pp. 149-150).

This suggests that there is in Scotus somewhere a relatively explicit discussion of what would now be called second-order things. Unfortunately, though the book includes many citations to the works of Scotus, there is none for this one.

“Once the question of logical predicability is handled, Scotus turns his attention to the Common Nature. It is not a supposit, for the evidence indicates that it consists in a less-than-numerical identity. While it is real, the Common Nature is not a separate substance; indeed, the mode of its unity suggests a different mode of being. The Common Nature is to be found, in a certain sense, in individual things, but it cannot be identical with the individuality of such things. Ultimately, Scotus decides that the Common Nature is not a res [thing] but a realitas [reality]: something essentially conceivable but real before the operation of the intellect. These realities — or formalities, since they are ‘formally distinct’ from one another — are neither physical things nor logical concepts. They are real, but in what has been called a ‘metaphysical mode’ ” (p. 150).

“Scotus’ arguments for the real lesser unity are supplemented in Pierce by the arguments from the fact of prediction. Pragmatism and the logic of relatives influence the conception of the structure of these realities: what Scotus held to be formlike nature Pierce conceives of as a law of nature. But Pierce’s laws have a different mode of being from individuals and they retain a strong resemblance to Scotus’ metaphysical mode — in fact, Pierce also calls them realities” (ibid).

“There are differences in the two theories, of course…. The main difference lies with Pierce’s self-acknowledged denial that the nature is contracted in individuals…. The important point, however, is that in the very fact that Pierce denies the Scotistic doctrine of contraction he reveals the extent of Scotus’ influence: the framework of Scotus’ solution to the problem of universals, without the notion of contraction, provides the basic points of reference for the structure of Pierce’s own theory” (ibid).

I think there are quite a few more differences, but at least from this account, it seems as though the realist arguments of Scotus are largely if not wholly independent of his voluntarism.

Sunrise of the Object

Olivier Boulnois’s deep “archaeological” investigation of the evolution of the concept of representation in Duns Scotus and his near-contemporaries has important implications for interpretation of the origins of distinctively modern thought.

Heidegger, Foucault, and Brandom have all seen Descartes as the main instigator of a paradigm shift that reoriented Western thought around the concept of representation and the subject-object distinction. But on the side of the subject, a very thorough case has been made by Alain de Libera and others that the distinctive characteristics of the broadly modern notion of a “subject” of consciousness had already emerged in the late 13th century.

Boulnois’s L’Être et représentation [Being and Representation: A genealogy of modern metaphysics in the era of Duns Scotus (1999)] makes a similarly thorough case for a late 13th century origin of the modern notions of object and representation. I will never again be able to innocently use the word “objectivity” for a kind of moral quality concerned with fairness in judgment — as I have been prone to do — without feeling a need to worry about these other connotations.

For now at least, this post will conclude my translations from Boulnois’s important book. It will take us to the end of his second chapter. The other four-fifths of the book move on to other topics, including Scotus’s concept of “concept” and its relation to Augustine’s trinitarian-theological model of human memory, intellect, and will; Scotus’s famous theory of the univocity of being; Scotist arguments for the existence of God; the role of Suárez in conveying broadly Scotist ideas into early modernity; and finally, how some of this shows up in Kant.

In future I may come back and address two interesting and somewhat unexpected views of Scotus that Boulnois brings to light later in the book. One is that the soul of the wayfarer never has full, immediate self-knowledge. The other is a notion of pre-existing divine ideas that seems as though it might put some limit on Scotus’s otherwise extreme voluntarism. (Although Boulnois has elsewhere astutely criticized voluntarism; purported voluntarist readings of Aristotle; and strong versions of omnipotence such as the one Scotus advocates, in this book he limits himself to sympathetic exposition.)

He begins this section by recalling the way that Aristotle’s only recently translated account of human knowledge of sensible things was understood by his Latin readers in the 13th century.

“For the noetics of the last third of the 13th century, the question of the mode of being of the object of knowledge is posed along the lines of [Aristotle’s] On the Soul. When I perceive a thing in itself, a doubling is produced. It is necessary to distinguish two aspects: the thing outside of me (object of perception), and the knowledge I have of it by an act of the soul (place of perception). The soul is the support, or the subsistent subject of the knowledge of the object. Thus the real being in nature is not the same thing as the being in the soul (ens in anima). The latter is first of all a ‘quality of the soul’, that is to say an accident that happens to my thought, and that only has subsistence through my thought. But this accidental being is secondary and imperfect in relation to the substance perceived, while the substance itself is perfect and primary. In contrast with this accomplished being, the mode of being of knowledge is that of being incomplete, lessened, diminished, ens diminutum” (pp. 88-89, my translation throughout, emphasis and ellipses in original throughout).

This is not so much Aristotle’s own view as a thoroughly Latinized account, which for instance already assumes the new Latin terminology and viewpoints of “subject” and “object” that have no place in Aristotle.

“As a consequence, the being of thought is doubled. A prefiguration of objective being, it can be considered under a double point of view, as object of thought or as form of thought. In the first case, it is a matter of what we think, of a vis-a-vis for the inspection of thought. In the second case, it is a matter of that by which we think, insofar as thought is in the thinker, according to its diminished being. Roger Bacon underlines this duality: ‘The being in the consideration and the conception of intellect can be in two ways: either as a species and a habit of thought existing in the intellect, or as accidents in a subject, that is to say like a thing in the measure that it is conceived and considered in act.’ Knowledge is a ‘way of conceiving’, a bifid aspect of our intellectual activity: it simultaneously recalls a being in the intellect and a being of the exterior object. The reality considered is only attained by means of a concept or a mental form” (p. 89).

There is a partial precedent in Aristotle for this doubling that becomes so prominent in the Latin context. Aristotle’s concern for how this or that is properly said simultaneously addresses both norms of linguistic practice and how things really are. Aristotle seems to delight in using expressions that can reasonably be read in either of these two ways. I think this is a deliberate strategy on his part.

But as Boulnois makes clear, the role and meaning of the doubling in the 13th-century context are quite different. Whereas Aristotle wants to show us that there is a deep relation between the ways we express things in language and the ways in which we understand reality, his Latin readers draw lessons about the need to distinguish between the thing in the soul and the thing in the world. The Latins partially anticipate what in Kant becomes the notorious problem of the “thing in itself”.

“This ambivalence is not anodyne. For sure, it designates knowledge either as a part of the soul, or as recalling the thing outside of me. But precisely, this ambiguity does not recover that of the thought in me and the thing outside of me. The notion of object comes to be interposed in this serene correspondence: what thought attains is no longer the thing in itself (that it aims at, and to which it refers), but the thing thought (that it signifies under a determinate form). [quote from Bacon:] ‘Certain habitus are in the soul, under the reason of the habitus, and thus they are in themselves in the soul or in the human. There are others that are under the reason of the object, because they are made object (obiiciuntur) to the intelligence, and truth and falsity are of this kind.’ Truth has come under the regime of the object. It is no longer the sensible reception of the thing itself, but the correspondence between the object pursued by the activity of the intellect, delineated by a form immanent to that activity, and its form conserved in the soul by a doublet in reduction. The being of the thing thought can no longer return to the being of the thing in itself. The plane of objectivity is detached from the surface of the world” (pp. 89-90).

Here we have also an explicit articulation of a correspondence theory of truth. This is not simply because Boulnois uses the word “correspondence” in his account, which may be an interpolation. Rather it is because of what is being said about the relation of truth to what among the Latins is now explicitly called an “object”.

“The object is the reason under which a thing appears similar to its form in the soul. What is produced by thought in the intellect has a double mode of being: as form received or disposition acquired (habitus), it is a reality in the soul, but it is also an object for thought; it thus has the mode of being of an object. Truth is identified with objectity in its double aspect — falsity is a defective relation between these two aspects, a division between thought and the object. Truth has passed under the regime of the object, but the being of the object has no clearly assigned reality. What is the term of an aim of the soul, if it is not confirmed by a relation exterior to the soul, identical to the thing itself, or confounded with the concept the intellect takes of it?” (p. 90).

The answer to this rhetorical question is the object. The Heideggerian term “objectity” here is definitely an interpolation, but the variants of the Latin term “object” that appear for the first time in the 13th century clearly are attested in texts from that time. The notion of intentionality derived from Avicenna seems to call for a notion of something in the syntactic place of the object of an intention, regardless of what we call it. I keep thinking too of Husserl’s intentional objects, as a kind of model for how to think the nonempirical, non-naturalistic status of objects in Scotus.

The term “object” refers originally to the object of an Avicennan intention, not to a thing in the world. But Boulnois elsewhere lists a number of different kinds of things that Scotus refers to as objects, including objects of perception. Yet it seems that there is also supposed to be a univocal meaning of “object” that is applicable in all these cases. The way this is all supposed to fit together may have something to do with Scotus’s thesis of the pre-existence of universals in memory, before any intellection in act. This also reminded me of Husserl’s “passive synthesis”.

“In this perspective, what poses a problem is less the doubling than the continuity between the two senses of object. How is it the same reality that we consider from different points of view, sometimes as an immanent part of the soul, sometimes as a transcendent intentional content? What guarantees to us that it is indeed the same being that we consider as a diminished accident in the soul or as an object for it? Can we think the intelligible species otherwise than as a species received in sensation and transmitted to the intellect? To respond to these questions, many theories confront and compete with one another” (ibid).

“– At the beginning of the 13th century, the theory of spiritual being came down to saying that sensible species carried by light transport information under the form of a material spiritus. The species are received in the one sensing and transformed into a spiritual, thought reality. Thus the transmission of form in a medium is spiritual, like that of light in the diaphanous medium. And the form known is no longer the material form, like the concrete form of a colored body, but the pure, intentional form, that of color, detached from all corporeity. It will be necessary to redouble the mode of being of perception, to distinguish between the material transmission of information, and that which is recognized by the pure intentionality of the faculties. In one same perception, the soul perceives at once a (material) reality and its (intentional) signification” (p. 91).

“– The theory of esse intentionale [intentional being] prolongs that of esse spirituale [spiritual being], but consists in saying that the sense undergoes the effect of this or that quality, and in conformity to its logos. The sense receives not the concrete singularity of the thing, but the sensible quality that defines its intentio, its rationally defined essence. The intention designates at once the form of the thing, the immediate emanation of a species, and the image of the form of which it is the species. The theory of intentio translates at once causality and resemblance: the intention is caused in the medium and in the sense by resemblance to the model that is its cause. It nonetheless does not permit thinking a knowledge that is detached from physical causality and does not depend on the causality of the mind” (pp. 91-92).

“– At the end of the 13th century, the theory of esse obiective [objective being] seeks to remedy this difficulty. The apparatus of representation reverses natural causality in being objective. It allows to be considered no longer the sense of the physical production of an image, but the sense of intentional reference by which the image refers to its original. All the art of painting rests on such a theory. [quote from Giles of Rome:] ‘A canvas is called image as a painting, not in that the canvas is itself an image, but because a painting is on it that is an image.’ It is neither the support nor the surface that makes the representation. They are only its material subject. But the representation comes from the traits of resemblance introduced by art on the support. [quote from Giles of Rome:] ‘And in the same way, knowledge is called a word, not because it is itself a word, but because it has a being in the word.’ It is not the real status of the concept taken in itself that makes it a representation, but its character of resemblance founded on a real term relating it to the object. Knowledge is not in the term that represents but in the relation, in the intentional system that permits the representation in the soul to refer to its object in the world. The system of representation is the path of similitude, beyond its physical support” (p. 92).

In this way, knowledge becomes completely separable from naturalistic determination.

According to Boulnois, the new 13th-century theory of “objective being” does not originate with Scotus, but he is the one who develops it to the fullest.

“For Henry of Ghent, objective being designates the being known of every thing in the intellect. He precisely develops this theory in connection with angelic knowledge: the angel undergoes no sensible impression. As consequence, what is present to angelic thought is not imprinted in it, but present as the term of an aim — objectively. Thus being as being, insofar as it is conceived, is aimed at objectively, and is the first of all concepts. Being and truth have passed under the yoke of objectivity, because they are known under a concept” (pp. 92-93).

According to this way of thinking, to be objective or to be an object is precisely to be the term aimed at by an Avicennan intention. More generally, it is always possible to take the term of an aim in a purely relative way, as whatever the aim aims at, without prejudice to whatever characteristics it might have independently.

(This is not the place for a long digression, but I think Hegel and Brandom each develop an alternative concept of “concept” that does not put being and truth under a “yoke of objectivity”.)

“It is the act of representing that allows the passage from being to objective being: the constitution of the object is not passive, but active. Scotus continues on this path. He removes the domain of the objects of thought from their empirical origin and from natural causality, to give them an intelligible dimension. He thus radically separates the domain of worldly reality and that of objectivity; that of natural causality and that of intentional aim; that of efficiency and that of formality. The object is not the species that moves the intellect, but the term it aims at. [quote from Scotus:] ‘The object is by itself the mover of the intellect’, according to which the intellect is assimilated to the object, [quote from Scotus:] ‘indeed the object is the mover of the intellect according to the formal and absolute being of the object, and not according to the being it has in the phantasm, insofar as the latter designates (denotet) something different than the formal being of the object; but the formal being of the object agrees perfectly with the object in the thing itself; thus the object, insofar as it is in the thing itself, is a sufficient mover for the intellect’ ” (p. 93).

The objectivity of the object in this view is not simply the reality of the thing, as we might infer from common speech. All the troublesome and polysemic aspects of the reality of the thing are here conveniently excised.

“The force of the Scotist position is to distinguish two orders in representation, two sorts of intentionality: — the representation of the particular sensible thing in a particular sensible species (esse intentionale); — and the intentional aim of the object in its objectity, that is to say as the term aimed at in conformity with the mental word, which is ‘that in which the intellect is assimilated to the object’ (esse obiective). At that moment, the object is aimed at intellectually according to a certain ratio [reason] that is really in the thing. There is an active solicitation by the intellect, which pursues an intelligibility in the thing. And reciprocally in the measure to which this intelligibility is really in the thing, we can say that this thing, under the angle of this objectivity (or intelligibility) is the secondary moving cause of the intellect that thinks” (ibid).

The second sort of intentionality here partially anticipates Husserl’s usage, in which intentionality no longer refers to anything empirical. Husserl’s great diligence in avoiding unsupportable spiritualist claims about his postulated nonempirical intentionality shows that such a combination is at least possible.

At the same time, intellect is here given an active role not only with respect to intelligible content, but also in sense perception in ordinary life. This is worth dwelling upon at length, because highly respected and respect-worthy writers have lent their support to a summary judgment that human intellect was universally viewed as passive in pre-modern times.

Finally, the real thing is at the same time allowed a causal role in sense perception. It is not wrong to call that an Aristotelian position, though of course that is not the end of the story for Aristotle. Meanwhile, elsewhere in the book, Boulnois cites several texts from Augustine that Scotus uses in order to argue that Augustine himself explicitly treats the thing perceived as playing a secondary co-determining role, alongside the active role of the human intellect. I did not recall this.

The combination of all three of these elements is impressive.

“The formal being of the object is an a priori that competes with the phantasm in the formation of the intelligible species. [quote from Scotus:] ‘The formal mover of the intellect is the object itself in itself, according to its causes and its properties, but not the phantasmatic being, which signifies the representative species insofar as it is other than the formal being represented.’ The intellect aims actively at the formal object, and attains it directly as the intelligible nature (or is moved by it), thus constituting the mental word by itself, even if it does so in the present state with the concomitance of the phantasm. The formality of the object is constituted a priori in thought, and not received from experience” (pp. 93-94).

Earlier, Boulnois positioned the a priori in Scotus as contrasted with both innate ideas and divine illumination. That there is another alternative is an appealing prospect, but I am doubtful about any a priori constitution of objects, and about whether Kant would accept this way of speaking. There are several subtle syntactic distinctions related to this question. In Kant there are a priori concepts and arguments and judgments, and Kant seems to have regarded the completely general concept of “object” as a priori. Toward the end of the book, Boulnois suggests a Scotus-Suárez-Wolff-Baumgarten genealogy for Kant’s notion of an object in general. But if we speak without qualification of an a priori constitution of objects, this seems to refer to objects in general, and thus to include particular objects. But while the completely abstract notion of object might be a priori, it is hard to see how any particular object could be constituted a priori.

What Boulnois is calling the formality of the object here is what Scotus calls formal being. This was a new concept in Henry of Ghent and Scotus.

Numerous sources seem to treat formal being in Scotus as immediately following from his notion of formal distinction, but I have serious doubts about that transition. That there is such a thing as formal distinction — according to which things can be really inseparable but definitionally distinct — seems very reasonable, but there is a serious question also of how this is to be applied. For example, Scotus apparently holds that the distinction of essence and existence is purely formal, but that of soul and body is real (he rejects Aristotelian hylomorphism). But someone might defend Aristotelian hylomorphism, or doubt the claim that essence and existence can be reduced to the same plane.

“Everything thus rests on the ambiguity of the very status of representation: the latter is at once the act of conceiving and perceiving the object (the act of representing), and the resemblance of the thing perceived (the representative thing). Representation as substitutive object, or the resemblance of the thing, is the result of a real perceptive trajectory. It is imprinted solely by the body that is represented, which is the partial cause of it, while the act of representing is an operation of the soul, sustained by the exterior presence of the object. Species permit logical predication. They are also Porphyrean objects (universal classes). But if they are sensible qualities, how can they at the same time be the immaterial representations of objects? It will be necessary to distinguish two senses of representation: the passive reception of a sensible object in the possible intellect, and the active elaboration of thought expressing the definition of the object in the agent intellect” (pp. 94-95).

“The universal only has real being in the measure that it is present in a form, so that the agent intellect produces another real term from the species representing the singular. The universal is represented in the mental image, because it is the original aimed at in a univocal and expressive manner, as Hercules is represented in his statue. The term of the activity of the agent intellect is indeed something real, a form given existence, that formally represents the universal as universal. This representation has for its intentional correlate a ‘represented being’, the objective being to which it refers. This represented being is only a diminished being, since it is not really present in the representation, but it is the obvious referent of it. When knowledge is no longer the reception of a form similar to that of the thing perceived, but the engendering by the intellect of an interior word or of a concept, knowledge is made by representation. The mode of being of the knower becomes a representation, the mode of being of the known, the objective being of the represented” (p. 95).

It may be that some of the scholastics identified knowledge in general with the simple reception of a form, but that is not true for Aristotle. In Aristotle I don’t think it is true even for knowledge of sensible things, though it might be true of simple perception.

The notion of a mental image is problematic in this context. “Mental” is not an Aristotelian term, but has an Augustinian provenance, and there is no image in Aristotelian intellect. In an Aristotelian context, I would expect anything that is called an image to be associated not with intellect, but rather with imagination. But Boulnois seems to be implying that it is nonetheless appropriate to call the medieval intelligible species an image. Sensible species seem to have a Stoic origin, but both sides of the debate for and against intelligible species only arise in the scholastic tradition.

The term “mental” here reflects the Augustinian mens or “mind”. This has sometimes been equated with Aristotelian “intellect”, but the two are described in very different terms. Augustinian mind is much more like what the scholastics called intellectual soul (for which Augustinian mens — along with some original ideas of Avicenna — was the main inspiration). Even if we were associating “mental” with Aristotelian intellect, it would not be right to associate an image with it (since images belong to imagination, broadly construed).

“The act of giving the mental image the status of a representation is already sketched by Thomas Aquinas and systematized by Henry of Ghent. But the great originality of Duns Scotus consists in making this representation a reproduction: not the image acquired or received by the sense, such that the imaginary repraesentatio becomes intelligible, but a real production by the intellect, distinct and separate from the reception of the sensible phantasm. Duns Scotus can adopt the adage according to which ‘the act of knowing is a participation in the object by a resemblance to it’. The intelligible species guarantees that knowledge is not a simple transversal similitude, but an intellectual image in causal, essential dependence on the form of the object. It is ‘not only a resemblance, but the imitation and reception of the form of the model (exemplatio passiva). But he adds immediately, ‘I don’t mean to say resemblance by communication of the same form, but resemblance by imitation, as the copy (ideatum) of the idea’. Image, participation, resemblance yes, but never the donation of a form, and always by copy and reproduction. Knowledge is not the direct communication of a form, but the imitative representation, the production, in a different mode of being, of a copy in the image of the thing itself, its original. The mental image is not in the prolongation of a being-received. It is constituted in and by the intellect. Representation is an imitation of the object: the eidos (whether we translate this word by idea, species, or form) is not attained in itself, but in its objective conformity to the representation, starting from its imperfect givenness in the image of the object, that is to say in its ‘objective being’ ” (pp. 95-96).

Later, Boulnois will say that knowledge for Scotus is to be identified not with a representation, but rather with a relation involving the representation. That seems more sound. Here and above he is speaking about the “knowledge” involved in the experience of perception.

The technical concept of real production is another scholastic innovation, tied to the new non-Aristotelian notion of efficient causality. The idea of a constitution “in and by the intellect” is at most implicit in Aristotle; it fits more easily into an Augustinian or Avicennan context. It is arguably consistent but not obvious that such constitution is a real production.

The “mental image” or intelligible species in Scotus is sharply distinguished from the sensible species. Aristotle neither affirms nor denies such a thing. I believe the reason Aristotle is so minimalist on topics of this sort is that he wants to avoid speculation, and does not think we have the means to know whether propositions of this sort are true or not. That would be consistent with his rejection of immediate self-knowledge.

Although generally more Augustinian than Aristotelian, Scotus according to Boulnois sides with Aristotle in rejecting immediate self-knowledge.

(Boulnois also says that the Latin notion of intellectual intuition is principally grounded in the tradition of perspectiva, which he also says assumes in its geometrical-optical theory that there is an irreducible multiplicity of points of view, no one of which covers the entire field. It was only in the Renaissance that realism in painting came to be associated with the portrayal of everything from one single point of view. And the decentered multiplicity of points of view typical of medieval painting was apparently echoed in the multiplicity of perspectives in medieval geometrical optics. Though I’m still doubtful about any intellectual intuition, these qualifications are both interesting and important.)

“The agent intellect operates less by abstraction than by transferring the object from the order of the sensible to the order of the intelligible. From the singular sensible impression, it makes an intelligible universal. Duns Scotus likes to deduce this transformation from the texts of Aristotle, but it is clear that he has abandoned the Aristotelian horizon, for which the transformation of thing into known object follows the schema of power-act, or matter-form” (p. 96).

When he says “transferring the object”, it sounds like it is the same object, but it cannot be, because he emphasizes that it is a new production.

The way he mentions abstraction here as a competing theory seems to imply something like Averroes’ somewhat reified elaboration of Aristotle’s remarks.

Boulnois is documenting the late 13th-century emergence of an explicit and fully abstract concept of object. It is thus appropriate that he mentions the term “object” only in connection with the transfer theory.

The reference to Scotus “abandoning” the Aristotelian horizon might be to Scotus’s development. The idea that scholasticism as a whole was dogmatically Aristotelian is a prejudice based on misinformation. The most pro-Aristotelian scholastics, like Albert the Great and Thomas Aquinas, incorporate major non-Aristotelian elements. Albert and Thomas themselves were as much Avicennan as Aristotelian, and several other things as well (pseudo-Dionysian?). On a historical level, there was thus no purely Aristotelian horizon to be abandoned. Orthodoxy remained Augustinian, until centuries later when it became Thomistic. In 1277, three years after the death of Aquinas, the elderly and ill Albert the Great felt compelled to travel back from Cologne to Paris to defend Thomas against his anti-Aristotelian critics, who seemed to have the upper hand.

“Now, in the horizon of Avicenna, it is a matter of the production of the object in a new mode of being-represented, which is spiritual and no longer corporeal. The intelligible is no longer in-potentiality for intellection. It exists really in act and as a form. Thus the same term of representation and the concept that accompanies it change their sense. It is no longer a matter of the synthetic presentation of the thing itself in the imagination (in conformity with the etymology of the prefix re-, which on its face indicates a gathering), but of the production of a presentation that takes the place of an absent thing (in the sense in which the prefix re– equally signifies a repetition). Representation is no longer presentation, but reproduction. By reason of the distinction between sensible and intelligible, the form thought is no longer what communicates ‘the common act of the sensing and the sensed’ ” (ibid).

In general, it is by no means obvious that production excludes synthesis. But in this Augustinian-Avicennan context, production is conceived on the model of the creation of something from nothing, whereas synthesis works with pre-existing materials.

Boulnois shows that Henry of Ghent and Duns Scotus developed their original ideas against the background of the Latin Avicenna. He also notes that Avicenna was translated to Latin and much discussed before the major texts of Aristotle were translated. The views about presentation that he mentions as being superseded came from earlier theologians, not from Aristotle.

From the Latin translation of Avicenna through the earlier Franciscans to Duns Scotus, there is a non-Aristotelian, broadly Augustinian tradition that wants to make the intelligible categorically and not just relatively independent of the sensible.

“The support of all intellection is a reality in itself, an absolute entitas [entity]. ‘Intellection is not exclusively a relation.’ And neither the intellect nor the object taken in itself suffices to found the intellection in act. Thus the doubling is complete: ‘Knowledge in the intellect is not immediately caused by the object as exterior, but by something interior […]. For our act of intellection we have an internal object, even though for sensing we have need of an external object.’ We think when we want, even though we do not sense when we want, because a representation of the object is unceasingly present to our intellect by way of memory. Knowledge is not produced directly by the object, but by its representation… The act of knowing is not related to the exterior thing but to an image that resembles it, an imitation in me that corresponds to the thing outside of me” (p. 97).

The explicit concept of an abstract object is a new invention. Once the notion of object is formulated, the sensible thing can be metaphorically called an object as well, and this can come to seem completely natural. But it is the object in memory independent of present sensation that is primary for Scotus. Although the object is new, the active role in constitution that he attributes to memory is Augustinian. Scotus writes as a very original and creative “Avicennizing Augustinian”.

“The representation is no longer a simple resemblance that can refer to many sorts of objects under different angles, like a work of art that signifies in a polysemic manner. The more fundamental model of representation, according to Duns Scotus, is the hoofprint of a horse in the dust of the road: a partial impression that allows the animal that passed by to be recognized, because it includes a partial but precise resemblance to the animal represented” (ibid).

This is emblematic of the transition Boulnois is documenting here. Scotist representation is univocal. The object rises hand in hand with a new notion of strictly univocal representation.

“The trace (vestigium) of the hoof indicates the passage of a horse. The trace is in effect a relation of impression/expression. As the causal impression of the object in a moved body, it expresses the form significatively because it maintains a relation of partial resemblance with the object. Perfect representation will be total representation, the image of the horse, empty or full, under the form of the molding or of the statue. The trace is a partial representation; the total representation will be an adequate image. The trace, although partial, refers to the singular animal, without representing anything common to many individuals. The noetic ideal is that of an exhaustive representation, a very perfect resemblance, a reproduction of all the characters of the object. Representation is not polysemic, but univocal. It is not only a resemblance, but the imitation of a model; it relates to it as one of its copies” (pp. 97-98).

In Roger Bacon’s terminology, as we saw before, the hoofprint is a natural sign. Like all natural signs in this way of thinking, it is the effect of an efficient cause. From it, the passage of a horse can be inferred. To this Scotus adds an insistence on its univocity. Here we are at the veritable sunrise of the object.

“The being of the object in the species, by reason of which the intentio is called spiritual, is only its being as an image, or as a representation, referring to the thing it represents, but at the same time distinguished from it. This being of resemblance is a spiritual being, which does not prevent it from having a material being. As a being of resemblance, of imitation, it does not suppress the material being of the form said properly, that of the sensible species, in the thing itself, in a propagating medium, or in perception. Whether it is a matter of the thing itself or of the phantasm changes nothing. That being there does not have the spirit for its subject. The contents of thought are not identical to mental acts. The order of representation is the law of similitude that organizes all the traits of resemblance. It exercises no physical causality, and does not imply that its subject is intellectual. The order of representation is not related to a spiritualist ontological thesis affirming the existence of an immaterial intellect, but to a pure inscription of resemblance. If knowledge distinguishes between real being and intentional (or diminished) being, it is necessary to abandon the identity of nature between the concept and the object (the principal advantage of the theory of representation)” (p. 98).

The object is here posited as a representation, rather than as a real thing.

“Objective being is characterized by its difference from real being. We have an objective being of the realities that are aimed at, or produced by an operation of intellect, as with all logical intentions. The optical and geometric paradigm is reversed. What intentional being has already become in the era of Duns Scotus is revealed in this switch: intentional being is already a logical and psychological being. Its status is that of the representation of objects and of universals” (pp. 98-99).

“Objective”, represented being becomes the new model for being in general. What is called “real being” no longer plays this role. In this usage, “objective” does not imply “real”.

“Duns Scotus speaks of objective being to designate the status of every object, whether it is a matter of an object of a perception, of a memory, of a concept, of a knowledge, or even of the object of divine prescience. Nonetheless, all these occurrences are articulated around an originary moment, the moment when the perception of the sensible thing is present to the soul and makes the object appear in its form of presence, in its characteristic species, which is to say at first a sensible one. The ulterior moments, of the intelligible in potentiality or in act, or of science, apply to an object already constituted. The only decisive moment is that of the constitution of the object of intellection, indeed before it” (p. 99).

Here “object” is extended to cover this whole space. The presence of the sensible object that leads to the sensible species is associated with an “originary moment”, but then the “only decisive moment” is the constitution of the intelligible object, which is posited to have no dependency on the sensible.

“Objective being is the being of the thing insofar as it is represented, the image of the thing in its mental state. It is the same being (esse) that is considered in the intellect (objective) and as it exists in reality (subjective). There can be a correspondence between the one and the other, but they do not have the same effective status. The one is the other, but according to an intentional or formal identity. Take for example the statue of Hercules: in the marble, Hercules has only an objective or representational being. It is not Hercules, because it is his statue: they do not have the same reality. But it is Hercules, since all his traits are reproduced in it: they have the same form. The objective content of Hercules is indeed present in his representation, on the condition that it is a faithful reproduction. This theory of art as reproductive representation is rather remarkable, and is inscribed in a movement of the longue durée [long term; pun on a key term of the Annales school of history]” (ibid).

This 13th century division into objective and subjective gives each a quite different sense from the later one we are accustomed to. It is not quite a 180 degree reversal on the side of the objective, but it does seem to be on the side of the subjective. Subjective is used in the sense of the Aristotelian hypokeimenon, or what “stands under” something else, which is then identified with what exists in reality, while what is objective is the “content” apprehended by intellect.

“But it is also a theory of intellection. The concept can have an objective content identical to the universal, even if it is formally distinct. The universal is objectively present in it, or again it is represented in it. That is to say it has for content the universal outside of it, to which it refers intentionally. In the cognitive process, it is necessary to distinguish three aspects: the intellect, a real power and efficient cause of the act of knowing; the image or intelligible species, as an accidental form really produced in it; and what the image has for content: the objective being of Hercules. According to objectity, the species is identical to Hercules; according to form, they are distinct” (pp. 99-100).

Again, the term “objectity” is an interpolation. But in any case, objective being now seems to reflect a “content” that is close to the later distinction between content and form; thus the species of Hercules is said to have the same meaningful “content” as Hercules himself, but not to be the same form.

In the conventional terms of the most common reading of form and matter in Aristotle, we would say that the form of Hercules and the form of his statue are the same, while their matter is different. Form in this sense is limited to a visible Gestalt, or what the Latins called a sensible species.

“Presence is said in two senses: the real presence of the object to the power, and then the presence of the object, even if it can be absent, and this presence requires something in which the object shines” (p. 100).

This second “presence of the object, even if it can be absent” is the presence of a representation, which is said to be “objective”.

“The real presence of the object is the real efficient cause of the species in which the object is presented” (ibid).

Again we see the non-obvious association of the first kind of presence with the new Avicennan concept of efficient causality, and with the “action” of the real thing.

“But in this second presence, the presence of the species, the object is the formal cause. The knowable object is not effectively or really present in the intelligible species, but it is like the landlord of the object specified by its representation. Representation has a formal being of presence, while its reference to the corresponding object is of the order of objective being” (ibid).

Here “effective” is treated as interchangeable with “efficient”. From the point of view of the Avicennan and Latin efficient cause, the entire scope of what is really effective is to be explained by efficient causality, which is raised above all other causes. For Aristotle by contrast, it takes all four of his causes to cover the whole field of what is really effective.

“The invention of the concept of objective being and the analysis of representation in terms of the production of an interior word react on one another, and are conjugated for transforming noetics. Knowledge undergoes a change of paradigm. It is not only intentional transitivity that justifies our knowledge of the object. For sure, Thomas Aquinas admits that the known is in that which knows in the mode of the knower: there is an immanence of intellection to the mind that knows. But this being-known does not have a being that is real, proper, and subsistent. It is nothing else than the relation of opening to the thing. Its mode of being is not objective being but relative being: the esse ad, or being with a view to. What is known by the concept is not the thing in its pure quiddity, but the reason for being of the thing (ratio rei): the concept ‘is not that which is thought, but that by which we think, just as the species of color in the eye is not what we see, but that by which we see’. The concept is an invisible mediator, without ontological thickness or proper opacity, where all being consists in separating itself to turn my regard toward the intelligible essence of the thing. Direct transitivity is anterior to the reflection by which we measure our relation to the thing and apprehend it” (pp. 100-101).

This might be the first explicit historical use of the term “concept”. It does not have the same meaning that it does in Hegel or Brandom, where it does have what Boulnois here calls ontological thickness. In the current context, it seems to be a transparent correlate of a representation.

“Direct transitivity” involves the relations by which the object is constituted. We saw above that Scotus wants to put the constitution of objects before any actual thought. Scotist objects are constituted within Augustinian memory, and only appear to Scotist intellect as already constituted. Memory plays the role of the Father in Augustine’s analogy of a trinity in the soul. This always already constituted nature of objects in memory for Scotist intellect plays something like the role of the more “metaphysical” pre-established harmony in Leibniz; of the always already accomplished transcendental-psychological synthesis of imagination in Kant; and of “passive synthesis” in Husserl.

“In the Scotist theory of abstract representation, the species or the word is not only that by which the object is perceived, it is that which the intellect sees or thinks, the representation in which the original is represented and perceived. Moreover objective being, ignored by Thomas Aquinas, implies a mode of being that is restricted but autonomous, which confers on the intentional object an objectivity internal to the mind, that of being represented. The system transposes the consequences of the Avicennan theory of essences into a theory of knowledge. Avicenna, at least in the interpretation of Duns Scotus, distributes a triple mode of being of essences: taken in itself, the essence is a neutrality and an absolute solitude. We can say nothing other that equinitas est equinitas tantum (the essence of the horse is nothing else than the essence of the horse); but the essence can receive existence and become a singular thing by that fact: this horse here or that one there; and finally, it can be universal in my intellect, since it can be attributed to many things. It is the elaboration of a representation that allows the universal to be thought. A representation of the universal, distinct from that of the singular received in the phantasm, is produced in the intellect. It is it that contains the traits common to all the individuals of a species: their universality” (p. 101).

This amphibious character of the intelligible species reflects the dual character of thought, as activity and as content.

The connection here between being an object and universality is an intriguing and original suggestion about the nature of universality. “Representation [as an object] allows the universal to be thought.”

On the other hand, I find the Avicennan idea that an essence is an absolute solitude that simply is what it is, almost unintelligible. In Leibniz something similar is said of the monad, but this is mitigated by the monad’s inclusiveness, by which every monad contains the whole universe from a particular point of view. And in Plotinus, each form in the intelligible realm is said to contain all the others.

“Duns Scotus says that the object has two ways of being present: ‘in itself or in the intelligible species’: either in the direct intuition of its existence, or as the objective correlate of a representation. From the experience of the singular thing, intelligence produces a determinate intelligible — in its being as object, according to Duns Scotus. After the reception of a sensible species, which is related to the singular existent thing, the act of knowing is related to the universal nature, engendered in the intellect according to an esse obiective. ‘What is the reason for the indetermination thanks to which the object that has its first being in the intellect is completely universal? I respond that it is not the thing by itself, since it does not in itself have such an indetermination […] Nor is it the possible intellect, since it cannot receive [an effect] in a way that is more indeterminate than the object can produce. It is the agent intellect, concurrently with a nature that is in some way indeterminate in itself, that is the integral productive cause of the object in the possible intellect according its first being.’ The being of the object is so constituted as to allow intelligible correspondence between the universal in us and the nature that really corresponds to it in the singular thing. Objective being is universal being in the intellect. It has its own proper structure and autonomous reality” (pp. 101-102).

Now the object “in itself” seems to be usurping the primacy of the real thing. Objective being is now said to have an autonomous “reality” of its own. Perhaps Scotus means to say that objective, represented being is more truly or more properly “being” than real being, since the objective is universal and the real is particular.

“The intellect, a real and efficient (but partial and concurrent) cause of the intelligible species, relates to the content as to a veritable thing. As a consequence, it relates to the object without depending on exterior things, without receiving an information from emanated species, other than in a secondary and accidental manner. It represents it independent of its presence or absence, and of the relation of causality induced by that presence. It relates to it intentionally without depending on it causally. The esse obiective of Scotus, by reason of this detachment from the chain of causality resting on the transmission and the denuding of sensible species, opens on another order than the theory of the species expressed by Thomas or Henry of Ghent. By this disengagement, the noetic and logical order no longer depends on the sensory and psychological path of the species. Representation rendering the object present is the seat of an intentionality, of a tending of mental acts toward the represented (the universal). In objective being, representation always renders present an intentional object, whether it really exists or not. It aims at a universal, and this works without the presence of the thing itself” (pp. 102-103).

For intellect, on this account the relational content of a concept plays a role analogous to that played by the sensible thing in perception.

“Thus opens a distinction between intuitive and abstractive knowledge. The knowledge of the object is no longer regulated by the object and the different phases of the intellectual purification of the object. The question of truth as adequation gains a new acuity” (p. 103).

Now the sensible thing — previously contrasted with the object — is referred to (at least by Boulnois) as an object.

Knowledge is no longer regulated by the sensible real thing, but by what I would construe as an integrity or coherence of intentional relations. The odd thing is that this coherence is nonetheless viewed in terms of an adequation or correspondence between knowing and the object.

“Duns Scotus in effect distinguishes two kinds of relation between the act of knowing and the corresponding object. 1) That of measure to measure. 2) That of union with the term with which it is united, which we can also call a relation of attention to the other. They correspond to the distinction between abstraction and intuition. In abstraction, this second relation has no place of being; to know abstractly is to measure. But what is measuring? It is to have, thanks to another thing (measure), a certainty of the determinate quantity of the object. There are two relations of certainty: that of the thing to the intellect where the certainty is produced, and that of the thing to the measure thanks to which the certainty is produced. The last is a real relation, because it is a matter of a comparison of two things, the measure and the measured. Even if it is the intellect that compares them, the measured depends on the measure, according to a real relation between two real things. And since the measured is the object known, and the measure, the measure of knowledge, the dependency passes through two objects: ‘a dependency of the object as known on the object as “that by which it is known”.’ For sure, intellection is the measure of the object by the intellect, which is regulated by it. But the adequation of the measure to the measured is a real relation between two subsistent things. The relation is now deployed in a real, objective, homogeneous space” (ibid).

The relation of measure to measure can be construed purely in terms of “objective” relations like those between commensurable quantities, for example that of a number to another number, which are viewed as determinately subsisting, independent of any act of knowing. But Boulnois glosses this as one of two kinds of relations between the act of knowing and the object.

The mention of “union” with a term on the other hand recalls the inseparability of Aristotelian intellect from what it thinks. This is glossed as the other kind of relation between the act of knowing and the object.

In both cases, it is hard to see how the gloss applies, unless we construe the act of knowing as not presupposing a separable and pre-existing “knowing subject”.

Before, we were contrasting objective being and real being. Now there is mention of a homogeneous space that is said to be both real and objective. This may be related to the idea that the intelligible species, while not depending on any “real” or natural causality, is nonetheless a “real” production by the agent intellect operating as a real efficient cause.

“Here again, the model of light is essential. Aristotle remarked that ‘the agent intellect is like a light’. Light does not cause the object, it reveals it by shining on it. Just as light transforms color in potentiality to color in act, the intellect converts the intelligible in potentiality to an intelligible in act. The object is intelligible in act before intellection. It is only a terminative object, indeed preconstituted. It is the a priori of all thought” (pp. 103-104).

On this model, the agent intellect would “reveal” an object preconstituted in memory, and not be its cause. But then how is this object a “real production”, with the agent intellect as its efficient cause?

“An objection arises. Isn’t it necessary to say that intuition transgresses the limits of abstract representation? That intellect attains the evident knowledge of the object in its very being, without its formal substitute? To this three reasons are opposed: 1) Duns Scotus thinks representation as a preliminary condition of intuitive intellection, indeed as its theoretical sub-basement in the more general order of the functioning of the intellect. 2) The moment of intuition coincides with the production of an expressed species, or of a conceptual word (that is to say a representation that is definitional rather than imagined). 3) This real production can in its turn be preserved in memory: it is not the thing itself. We see that it will be vain to oppose representation (abstract) and intuition (concrete): intuitive intellection is the perception of a representation preliminarily elaborated by memory” (p. 104).

At a very general level, the idea that representation serves as a precondition and substructure for intellectual intuition somewhat resembles Kant’s argument that the very same categories that govern thought also govern the unconscious processes of the synthesis of imagination.

“If the object of perception or of the phantasm is imaginary, the object of an intelligible species is an intelligible object. Objective being is identified with being-represented. What is really engendered is representation, but what it implies, objective being, can be called metaphorically engendered, since it only exists by reference to this, and has a corresponding status. The being of the object is the measure of the being of the representation in the soul: they are of the same nature, phantasm, intelligible species, intellection in act, or acquired science. Thus the being represented in the object and the being of the representation in the soul correspond with and imply one another reciprocally. Objective being is defined as the vis-a-vis of representation, representation as what gathers and constitutes the thing in a unique reason, an object. The object is always the object of a representation, and representation is always representation of an object. The theory of objective being, in insisting on the double ontological status of the object and the representation, reifies representation in a substantial manner. It is not only an act but a thing, and indirectly substantializes the object. The latter is what stably corresponds to the representation, metaphorically engendered by thought” (pp. 104-105).

“Rooted in the medieval debate between Augustinianism and Aristotelianism, the Scotist analysis of knowledge opens up major ontological consequences. The production of sensible images obeys the laws of perspective: every body immersed in light imprints on the eye its resemblance, the sensible species. To explain perception, a certain Augustinian tradition (Henry of Ghent, Olivi) refuses to admit a total and direct causality of the object on the sense. Thomas Aquinas on the contrary showed the necessity rejected by Henry and Olivi. In renewing the doctrine of intelligible species while maintaining the autonomy of the intellect faced with the sensible, Scotus produces a new synthesis. Added to the singular representation of the sensible species, the intelligible species integrates a part of sensible causality, but becomes a real reproduction of the object in the soul. Thus for Scotus, being in general is attained by the point of view of the ‘objective being’ produced by the agent intellect — as represented being” (p. 105).

Thus being in general is reduced to the univocal and represented being of objects.

Back to beginning of this series: Being and Representation Revisited

A Triangular Relation?

In the previous post, we saw a sharply binary model of signifier and signified being applied by Roger Bacon and Duns Scotus. At least in Bacon’s case, this goes hand in hand with a new kind of “direct” realism that aims to deal directly with things in the world, and repudiates the subtleties of the indirect account of knowledge and meaning by way of concepts and the passions of the soul that was broadly shared by Aristotle, Augustine, and Boethius. But Scotus complicates the picture considerably by also promoting a triangular model that includes concepts understood in a certain way. Scotus also argues for a non-psychological approach to concepts.

“Does the sign signify the thing itself or the concept in the soul? — We have said that for Scotus, the great semantic controversy of the Middle Age, more fundamental than any other, is constituted by the following question: Is the vocal sound the sign of the thing or of the concept?” (Boulnois, L’Être et représentation, p. 35, my translation throughout).

“The line of the English Franciscans seems to have developed this theory long before him: for Roger Bacon, linguistic signs have been arbitrarily instituted by humans to directly indicate the things themselves. Words are not related to things by means of a conceptual interpretation. A new, radically non-Platonic way of thinking language arises: instrument of communication, it ‘takes the place of’ (supponit pro) the thing, and not the idea of the speaker. What is more, it exercises a representative function uniquely defined by its capacity to refer to present and existent things. For Roger Bacon, the name signifies solely the thing on which it has been imposed. It can only refer to things (even if it can signify connotata, by inference). But at the same time, there is a relation between the vox [vocal sound] and the species in the soul. The vocal sound is its proper presentification, but it makes the representation of a thing arise in the mind. It makes the thing be conceived, or makes it arise in the soul. Thus the sign in a single gesture refers to the thing and recalls a representation. The vox is not a concept, but a thing that signifies another; it signifies a singular thing in the present, without involving essence, and no longer passes by way of the intellectus to arrive at the res [thing]. There is a sort of collaterality of the sermo [spoken word] and the intellectus that both refer to the res” (ibid).

Scholastic accounts of language typically focus on proprieties of naming. Implicit in this approach is an account of meaning that begins from individual terms. Broadly speaking, this approach has an affinity to modern bottom-up theories of semantics, which aim to put together a picture of the world in a compositional way from individual terms taken as given.

In the early 20th century, Saussurean linguistics developed an alternative approach that treats the signifier in a relational way, such that each signifier is understood in the first instance as identified by its difference from other signifiers, independent of its nominal reference to a signified. This led to an incipient “deconstructive” analysis of individual terms in the broad current of 20th-century European (especially French) “structuralism”, which then came to be explicitly thematized in developments that Anglophone writers came to refer to as “post” structuralist.

From a completely different starting point in a pragmatist reading of analytic philosophy and German Idealism, in the late 20th century Brandom developed an “inferentialist” semantics that begins from whole sentences as the minimal unit of assertion, and focuses on explaining the “material” inferential properties of propositions in terms of normative assessments of proprieties of concrete assertion, rather than in terms of universal formal rules. Brandom understands the meaning of concepts inferentially, in terms of their use or functional role in assertions, and emphasizes the non-psychological character of meaning understood in this way. From this point of view, concepts are not to be identified with individual terms, and instead have a holistic character, such that each concept involves other concepts.

In sharp contrast to both of these as well as to Aristotle and Augustine, Scotus develops his triangular model of signification in a way that aims to be consistent with a primacy of individual things, and with a direct association of words to things.

“[I]n his first commentary on [Aristotle’s] treatise On Interpretation, [Scotus] maintains, like Boethius and Thomas Aquinas, that the vocal sound signifies the concept, which resembles the thing or ‘represents’ it. The vox immediately signifies the species, the representation of the thing in the intellect, but it mediately signifies that which it represents, which is to say the thing itself. But in the second commentary, closer to Bacon, he holds that the vocal sound directly signifies not the conceptions of the intellect, but the thing itself. When Aristotle and Boethius say that the name directly signifies the passions of the soul, it is necessary to understand by this not the concept, or the resemblance in the soul, but the thing that is conceived. This second version is evidently a radical revision of Scotist semantics. It is also the definitive position of the theological works” (pp. 36-37).

“Following Bacon and [Peter] Olivi, Duns Scotus breaks with the Boethian interpretation of signification, but he does so with a nuance, integrating the Aristotelian semantics; the verbal sign (verbum) is directly the sign of both the thing and the concept, but it is in the first instance the sign of the thing, and then the sign of the concept. The sign comes from a direct causality of the thing and signifies it directly. Nonetheless there is a logical anteriority of the concept, for it is on it that the linguistic sign depends. Scotus formulates his response in the vocabulary of his own theory of causality. The concept, the written sign, and the phoneme are all three ordered effects of the same cause: the thing itself…. Writing, the vocal sound, and the concept are signs, situated on the same plane, none of them exercising any causality over the others, and they signify the same signified” (p. 37).

If the sign is in the first instance the sign of the thing, it is difficult to see how the concept can be logically anterior to the relation of sign to thing. But Scotus apparently wants to assert both, and also that the concept is a kind of sign, and that the sign is a kind of thing.

“[T]he word, the concept, and the thing no longer form a series, but a triangle…. The play of natural causes, the weight of institution, and the semantic relation are articulated with one another, but remain autonomous…. The concept is the first, natural effect of the thing itself. It is it that is first of all a sign of the thing, and not the vocal sound or writing. It constitutes the object of logic, an anterior object, more fundamental than vocal sounds, and supposed by them…. If there is a science of things, metaphysics, and a science of words, grammar, logic occupies an intermediary and central place, as the science of concepts” (p. 39).

Scotus wants to give metaphysics a new status as a rational science, in a strong sense that is independent of Aristotle. Meanwhile, he also explicitly rejects Aristotle’s thesis that logic is a tool for clearly expressing meaning and not a science with its own subject matter, which Brandom has recently revived under the name of logical expressivism.

“Noetics studies the concept insofar as it constitutes an aspect of the mind (mens), where it is found as an accident in a subject. Logic, on the contrary, considers the concept as sign, insofar as it refers to a signified. This is the ambiguity of representation: we consider in it either the thing that represents, or the thing that it represents, the being of the representing or the being represented…. Logic is distinct from psychology…. The aim of thought is not reducible to its psychic reality” (pp. 39-40).

Boulnois does not point it out here, but Scotus’s assumption that the concept is in the mind “as an accident in a subject” is directly opposed to Augustine’s strong contention that the mind should not be seen as a subject in which knowledge and love inhere as accidents.

“In this triangle of word, concept, and thing, the concept is described as a sign, and reciprocally the cognitive act is itself a semiosis. Duns Scotus breaks with Augustine and Boethius, who reserve signification to vocal sounds and writing. He participates in what C. Panaccio has called a general movement of ‘semantization’ of thought. Logic, conceived as a rational science, a theory of signs or of ‘signifying reasoning’ (ratio significandi), is no longer a subalternate discipline, concerned with the expression of thought. Because thought is signifying, logic becomes a theory of thought itself. Nevertheless, it does not fall to it to resolve the problem of the place of thought. Concepts are natural signs, not conventional ones: they are combined in propositions according to logical rules, the structure of which subtends all possible oral or written propositions, even if they are not proffered. They constitute the elements of a universal mental language, of a general grammar and of a pure theory of communication. This language is for Duns Scotus a subjacent condition of all oral enunciations and effective writings” (pp. 40-41).

Thus apparently the treatment of concepts as a kind of sign is closely related to the non-Aristotelian idea that logic is a science with its own subject matter.

“But above all, this ideal possibility is real: it is accomplished par excellence in the domain of angelic communication. Angels communicate with the aid of intelligible signs, which is to say pure concepts, without phonetic or graphical support. Each angel directly causes a concept in another, by an immediate communication. It is on this occasion that Duns Scotus formulates a formal theory of pure thought” (p. 41).

If concepts are natural signs and signs are real things, then concepts are real things.

“The sign establishes a double relation. On the one hand, it is the image of the thing that caused it; on the other hand, what is more important, it signifies it: the concept is a real object, which has a natural existence, belonging to a causal chain; but it bears a resemblance to the object it represents. This resemblance is produced by the concurrent double causality of the thing itself and the intelligible species conserved in memory. — Is it necessary to say that the concept preserves the transparency of representation, while the conventional sign loses it? For a concept, does representare signify a ‘resemblance to’, or simply: ‘taking the place of the presence’ of an object, which was already the sense of the word in Peter of Spain? Does the representivity of the concept for the intellect come from its resemblance to real objects, or from its dependence on a cause?” (pp. 41-42).

Given Scotus’s insistence that the sign refers directly to the thing, it is surprising to read that “We cannot pass directly from the representation to the thing” (p. 43). But our act is different from the reference of the sign, so technically there is no contradiction.

“But even in maintaining that the relation of cause to effect is first, Scotus does not go to the point of abandoning resemblance: both are real aspects of intellection. Even if it supposes the causality of the object, semiosis is a complex process that is not reduced to it, since it supposes a play of resemblances. The sign is recognized more than it is produced” (ibid).

In a way, the play of resemblances resembles the mutual dependence of signifiers in the Saussurean tradition.

That the sign is recognized more than it is produced is a nice injection of good sense that stands in obvious tension with the foundation myth of signs as imposed and instituted “at will”. But the user of a sign is usually not its institutor.

“The phoneme homo no longer signifies the concept of the human: like the concept, it signifies the real human, even if it depends on the concept for this. The three forms of signification (formal sign, oral sign, written sign) are parallel, even if their terms are ordered according to a serial dependency. The signification of the concept is a natural relation between the intellect and things. The signified of phonemes and graphemes remains the thing itself, but it depends on a conventional relation.”

“In this Scotus directly opposes Aristotle, for whom the vox is a sound emitted by the mouth of a human being, accompanied by an imaginative representation. Words are not the tools of knowledge, but of communication” (p. 43).

I think that knowledge in Plato and Aristotle (and Hegel and Gadamer and Habermas and Brandom, among others) implicitly has a dialogical (and therefore in part communicative) character. Gadamer has highlighted the dialogical element in Plato and Aristotle. The “communicative reason” elaborated by Habermas involves a dialogical view of knowledge. It is only “monological” conceptions of knowledge that do not involve an element of communication.

“In itself, the written or oral sign is only an ensemble of sounds or letters, which causes nothing more than the knowledge of itself. The imposition of the sign describes the passage from concept to sign, and reciprocally interpretation allows a reascent from the sign to the intelligible concept that subtends it. The process of interpretation follows a trajectory inverse to that of imposition. It is thus a contingent process of association” (p. 45).

“In the moment of imposition, the imposer associates sense and intellect, in relating a perceived name to a conceived thing. In the moment of interpretation, the hearer recalls the relation between the name perceived in the present, and the past thing that she knew more or less distinctly” (p. 46).

I don’t think of interpretation as happening in a moment. It is not only dialogical, but also involves mediation, concepts, and an extension in time. In the same way, only in a very improper sense is jumping to a conclusion a kind of judgment. But Boulnois is summarizing Scotus here, not necessarily asserting this in his own name.

Signification cannot take the place of knowledge. There is no transparency between the sign and thought” (ibid).

Knowledge implies a knower in a way that formal signification does not. But the dialogical expression and elaboration of knowledge is closely interwoven with the dialogical elaboration of signification and meaning.

“But what is it that is signified? The thing, yes, but in what sense of the word ‘thing’? According to [Scotus’s] Questions on On Interpretation, not the thing in its singularity and its existence, but the thing as quiddity [what Aristotle calls the “what it is”], indifferent to singularity and universality, to existence and nonexistence: the thing as it is seen by the mediation of a concept…. According to this semantic, signification is no longer an intelligible correlation between the signifying and the concept” (pp. 46-47).

Indeed, “thing” is said in many ways. Thing as quiddity and thing as object are almost mutually exclusive. I use “object” in a deflationary way as a relative term, as in “the object of”, not as naming something that is assumed to be a free-standing thing in its own right. I don’t actively use the term “quiddity”, but I think of it as a more static and self-contained projection of essence, which in its more proper usages is not something self-contained. Brandom says that a concept is not the kind of thing we could have just one of. I think of essence in a similar way. All articulation is inter-articulation, involving more than one term.

“From now on, signification can be thought independent of the scope of the concept.”

“Linguistic signs signify directly, without passing through the concept. They can signify a thing more precisely than intellect can conceive it. The circulus vini, a sign that indicates the presence of new wine in the inn, causes nothing new in the intellect of the one who perceives it. It is an arbitrary sign, constituted by a convention…. Convention is limited to establishing a relation of reason between two things, two physical realities: the sonorous matter of the phoneme (the vox) and the reality signified (the res). To be valid, this relation-convention supposes the knowledge of the two terms…. A weak and confused knowledge of the thing suffices for us to be able to use a sign, and to signify in a suitable way. We can signify in a way that is more precise than we conceive” (pp. 47-48).

Signification is a “formal” concept, in what seems to be Scotus’s distinctive sense of the term “formal”, which is neither Platonic nor Kantian, and also not to be understood in terms of modern logical or mathematical formalism. The formal status of signification is what allows it to be “more precise” than the knowledge we actually have. But as Hegel reminds us, formal precision (in any of these senses) is not always a virtue when applied to real things.

“Duns Scotus is inspired by the analyses of Olivi to establish a relation between semantic representation and juridical representation, the sign and the law.”

Peter Olivi was another important 13th-century Franciscan, and another strong voluntarist.

“A sign can be speculative or practical. The speculative sign leads to knowledge; it allows a concept of the signified to be formed in the intellect, but its characteristic tells us nothing of its real existence; for example, homo is the sign of a concept, and allows the knowledge of an essence, of a nature in general, whether or not a human exists. The practical sign implies the existence of its signified; it is the sign of an existence, and not of a simple possibility…. Since the practical sign signifies the advent of an effect, and this effect depends on the ordered power (that is to say on the free voluntary disposition) of someone who can cause it, only the author of this effect can give this practical sign certain being. It suffices that the institutor is disposed to regularly produce the signified of the sign she institutes…. Contracts, pacts, and promises are examples. The practical sign pertains to a juridical order instituted by humans. It depends on a law…. The sign belongs to the domain of the will of a free agent, who is self-determining in limiting herself to the order she institutes. This one, in proportion to her political power, can engage in rendering real what she has disposed in the order of signs” (pp. 48-49).

To me it seems preposterous to say that the sign belongs to the domain of the will of a free agent. A sign belongs to a field of reciprocal determination that is independent of anyone’s will. (See also Hegel on Willing.)

“The practical sign is an ordination of power. In this sense, it belongs to the theology of absolute power and ordained power. In Duns Scotus, these two concepts apply to every free agent: absolute power includes all that a free being can effectively do, de facto. Ordained power includes all she can do in conformity to a law, de jure. The institutor is an absolutely free agent, who self-determines freely in choosing this or that order” (p. 49).

An earlier book by Boulnois develops the history of the theology of absolute power and ordained power in detail. A later book treats the history of theological voluntarism in the Latin tradition.

For Scotus “It is will that founds the truth of the practical sign, and not the inverse” (p. 52).

But “there are signs of which we are not the institutors, and that we receive as fully established by an alien will…. We are under the law of signs, and they do not always depend on us” (ibid).

Next in this series: Perspectiva

Scotist Semiotics?

Still slowly working on a re-reading and partial translation of Olivier Boulnois’s L’Être et représentation (1999), we have already gotten a hint that Latin scholastics such as Roger Bacon and John Duns Scotus used some of the very same key terminology as the 20th-century Saussurean structuralists, but seem to have held a diametrically opposed view on the specific matter of the relation of signifier and signified. Boulnois does not explicitly mention the more recent French context. The last post was in part about what is called “signification”.

As a university student in the late 70s, I was tremendously excited to learn about French so-called “structuralism”, which seemed to support my own primitive insight that “relations are prior to things”. In this context there was a lot of talk about signifier and signified, growing out of the structural linguistics of Ferdinand de Saussure. Together with the American pragmatist Charles Pierce, Saussure is considered to have originated modern semiotics, or the study of signs. For a while, semiotics was high on my horizon.

A key point in the Saussurean tradition, which grew very big in postwar France, was that there is no direct relation of the signifier to the signified. Instead, it was said in effect that we are signifying animals who live and thrive in a sea of signifiers, and build meaning out of differentiation.

For Saussure, the signified is not the referent but the concept. What the concept really is was not discussed in detail. Saussure himself seems to have seen it as falling under what he called psychology and social psychology, which was a rather conventional view when he was writing in the early 20th century, but this plays no real role in his theory.

What is essential is the detachment of signification from reference. For Saussure, the sign is a two-leveled thing that consists of (sensible) signifier and (conceptual) signified. But in relation to its referents in the world, the sign is “arbitrary”. The sound or word “tree” has no inherent relation to a tree. I am not concerned to argue for or against Saussure here, just setting the stage.

For Roger Bacon, signs refer directly to things. For Scotus, “The sign leads immediately to the signified. Between them, we must not ask about any intermediary. It attaches only to a single signified: the present thing itself. It represents it” (p. 26, my translation throughout, emphasis in original throughout)

Here we see an explicit strong positive valuation both on presence and immediacy, and at the same time on representation. Representability will be Scotus’s minimal criterion of being. I see all three of these claims as deeply problematic, but that does not mean they can be simply and categorically rejected.

“This theory is unfolded in four theses:

1) Every sign is a thing, and reciprocally every thing can be a sign; it is thus that the father is a sign in relation to his son. ‘The sign is said relative to a signified, as “father” relative to a “son”; and it is also necessarily the sign of something, which is its foundation.’ A sign is at the same time the manifestation of something, and refers to an other. It is necessarily a real foundation, even if it also implies a relation of signifying/signified. On the one hand, it brings an information to the sense, the sensible species (visible, audible, etc.), or to the cognitive power (the intelligible species); on the other, it produces a knowledge of something else” (ibid).

The sign thus brings a (participial or ongoing) “information” or informing form to sense or intellect.

The notion of forms being somehow transmitted, and of their being a kind of thing that can be transmitted, has an interesting ambiguity. The image of species as discrete things flying through the air seems hard to sustain. And yet, there is a sense in which form is not locked up in one thing, but can be “communicated”. And what we call the thing — not merely stuff or an object, but participial “information”, or some form as a happening — is grounded in the becoming or manifestation associated with a present participle.

This manifestation is the mark of reality, which is not just a collection of ready-made objects or truths but a process of being manifested. This goes beyond mere presence as a snapshot or image capable of being mastered, and beyond mere representation as referentially standing for something. This is the sense in which objectivity as a happening involving essentiality goes far beyond the mere being of objects mastered or possessed.

I have always thought it was a happening or unfolding (or happening-as-unfolding, as distinct from happening as a mere punctual event — procession or “emanation”) like this that the neoplatonic talk about something beyond being aimed at — not mere being-there or a necessary support for it, but a nonpunctual unfolding of unmastered essence that is precisely not to be identified with “Being”, or with the putative object of “ontology”. And on the other hand, I want to think that ordinary being is already nonpunctual or outside of itself, and thus strictly transcends both representation and event, at very the same time that it is susceptible to genuine understanding and criteria of reasonableness.

“2) Every sign supposes an inference. Here Scotus recollects the Aristotelian heritage, in line with the unification aimed at since Albert the Great. Taking the theology of sacraments as a point of departure, and trinitarian theology as an example, it is not limited to the model of the linguistic sign. The sign permits an inference, which starts from the posterior to go back to the inferior [sic]: if b, then a. A thing signifies another if its existence entails that of another, be it anterior or posterior. Indeed it becomes the element of a reasoning by inference or likelihood (enthymeme). One same theory of the sign is to provide an account of signification and of inference. It allows a unified theory of semiotics as cognitive science to be constructed. The linguistic sign is only a particular case, thought on the model of inference. It functions not as a code (according to a biunivocal correspondence), but according to relations that are more numerous and more complex” (p. 27).

Quite unexpectedly, we have here not only an emphasis on inference in the context of signification, but it is contrasted with a mechanical code or biunivocal correspondence in a way that makes it sound like what Sellars and Brandom call material inference. But for Brandom this grounds a non-representationalist account, whereas Scotus, as we will see over the course of a number of upcoming posts, is arguably the arch-representationalist of the whole Western tradition.

“3) Scotus aims to provide a general and unique theory of the sign. To be a sign, it suffices to be a thing. But what is a ‘thing’? Not always a sensible, physical, material reality: for him it suffices to have a formal being, a reality sufficiently unified and positive to be able to be opposed to the term with which it is in relation, to become the foundation of this relation. The sign is the real term of a real knowledge. Unlike a sensible thing, a sign is first of all a formal object, a possible object of knowledge. ‘This is true not only of the sensible sign, taking “sense” [in Augustine’s definition] strictly, for the corporeal sense, but again it is true for the incorporeal sense, taking sense generally, for any cognitive power.’ The senses are not only sensibility (here, in the organic sense), but knowledge in the broad sense — intellection. The sign is not always sensible; it can be immaterial, and consist in a concept or an intelligible species. Like Bacon, Duns Scotus integrates in the theory of the sign the intelligible signs that are the concepts of the soul. But he envisions also the case of the angels, who communicate and transmit species or purely intelligible representations. By a philosophical decision, Scotus generalizes the status of the sign. The subtle Doctor gives an indifferent definition that is neutral and transcends genres. He conceives a transcendental semiotic” (pp. 27-28, brackets in original).

The idea of “formal distinction” — roughly, that there can be a “real” difference in definition where there is no difference in “being”, whatever that is — seems both plausible, and by no means inherently tied to the objectionable claims that will is superior to reason.

I’m still grappling with the suggestion that a concept could be a sign. That concepts are inferences, or at least are closely associated with inferences, seems plausible enough, and certainly better than the idea that a concept is a mental image. Brandom identifies concepts with rules we adopt to govern inference. That signification is closely related to inference also makes sense. But while it makes sense that a concept would be immaterial, I find it hard to affirm that the same would be true of a sign.

“4) The sign concerns the category of relation. Bacon had already remarked that ‘the sign pertains to the category of relation’. By itself, the sign brings about the knowledge of something else. It is constituted by a relation of inference to the thing signified. Does it go the same for signification as for knowledge? For Bacon, the sign represents something to someone: it implies two relations, in the accusative and in the dative, toward the signified and toward the interpreter, and it is the second that is essential. But Aristotle himself describes knowledge as a relation, and remarks that the destruction of the thing known entails that of the corresponding knowledge. Does the sign still signify when its signified disappears? The first, traditional, position consists in dissociating the truth of enunciation from the truth of the sign, and says, like Anselm, that there is a ‘true sign’ even when it does not signify something. Quite the contrary, for Bacon the sign loses its value as a sign. ‘If we cannot conceive anything by a sign, it is void (cassum) and vain, it cannot be a true sign; but it is only a sign according to the substance of the sign, and it does not have the status of a sign: it is thus that the substance of the father remains when his son is dead, but not the relation of paternity. And whatever vocal sound, the circle of wine or an other [sign], imposed in act in relation to a thing and instituted for it, can represent it and signify it, if what it signifies does not exist in act, it is not a sign in act.’ If the thing that it represents is absent, the sign represents nothing, it is indeed not a sign. It must receive a new institution” (pp. 28-29).

This use of Latin substantia seems very far indeed from Aristotle’s ousia.

Earlier, Boulnois had contrasted the radicality of Bacon’s direct realism with traditional views. He said that Bacon’s notion of the sign — in contrast with either that of Augustine or that of Aristotle — involves only two elements, omitting the mediating role of concepts or of the soul. Here it sounds like Bacon on another level does still leave a role for an interpreter. But perhaps an implicit distinction is being made between interpretation as immanent to the level of content (which a direct realist would presumably reject), and a transcendent dimension of something like the person of an interpreter standing over and above any content, which may be related to the voluntarism we will be hearing about shortly.

“The distinction between the kinds of sign is at the center of the semiotic theory: it brings out the principal articulations, and in particular allows the relation of signs in general to linguistic signs, of semiotics to semantics, to be thought. In Scotus, the relation signifier/signified is organized along three divisions” (p. 30).

Much more than a simple division of the subject matter is going on here.

“1) The relation signifier/signified can be natural or conventional. The natural sign manifests a real relation that is found in nature, while the conventional sign translates a relation of reason, which only exists for the intellect that establishes it. This opposition recovers the division between two kinds of inferential signs. The non-linguistic natural signs imply a causality and a real relation; the instituted signs, of which linguistic signs are a part, imply an intellectual decision, and indeed a relation of reason. The conventional (ad placitum) sign has only a relation of reason with its object; it is a second intention, a simple perspective of the mind with no objective correlate. Scotus gives as an example ‘the voice and the gestures of the monks’ who have taken a vow of silence. These signs ‘could signify other things, if it pleased the institutors’, for what has been instituted at will can be revoked at will. — But the natural sign better reveals the essence of the sign: ‘The natural sign signifies more truly than the conventional sign’. In effect, the natural relation of the thing to its sign is a real relation, implying a first intention: an aspect of the thing has exercised a direct causality on what signifies it. For example, the relation of smoke to fire and that of the thing to the concept are real” (pp. 30-31).

The vocabulary of first and second intentions comes from Avicenna. Roughly, first intentions are supposed to refer directly to concrete real things and genera like “horse”, whereas second intentions refer to abstract concepts like “subject” or “genus”. For Avicenna, Scotus, and others in the scholastic tradition, second intentions generally have a second-class status and valuation in comparison to first intentions.

Whether there really are such things as natural signs is a question that will have to be considered. Of course insofar as there are natural things, or phenomena that we agree to call natural things, there “are” such natural things as smoke and fire. We can probably agree too that smoke is in some sense “caused” by fire. But that that inference from smoke to fire is truly naturally given, and not in any way due to us, is quite debatable.

Scotus’s talk about the will of the institutors of a language is also problematic. It can be fairly said that the state of a natural language at a given time is not the product of anyone’s will, individual or collective. Even more generally, real history is not based on a foundational moment. It is the cumulative compound of many accidents.

“Duns Scotus nonetheless does not relate signification to knowledge, but to will. Speech is an ordered communication, which makes manifest certain signs of a mutual will…. Language does not express a knowledge, but rather indicates a will…. What we understand, what is said, manifests what the speaker wants to say. It is inscribed in the space of reciprocity (mutuae voluntatis), and not that of monologue or meditation. Finally, it has communication in this space of interlocution as its aim. Language agrees with the human as a being who is not limited to reason, but who is given a will” (p. 31).

The invocation of mutuality and reciprocity and a “space of interlocution” here is an important surprise that makes this more interesting. This overlaps with the concerns of Hegel, Gadamer, Habermas, and Brandom.

I use the locution “I want to say that x” from time to time myself. Right now “I want to say” that while to speak of a definite will in the sense of intending this and not that is a perfectly good distinction, claims that there even is a power of pure arbitrary choice — let alone that it is superior to intellect — ought to be rejected. What the speaker according to herself wants to say is indeed a part of the story of meaning, but it is only a part.

“Signs suppose an institution on our part. They follow from a voluntary decision, and in no way from a nature of signs. The order of signs is not in the nature of things. Established, stopped, they found a status, a state, or an order among the participants in discourse. But the instituted sign can efficaciously represent an invisible reality: a will. It thus represents an intellection, but under its highest form, as will, and allows the willed effect to be produced. The sign thus instituted has a double function: it guarantees the certitude of recognition, it allows the efficacy of its operation. The model is thus that of a pact (pactio), whether it is a matter of a firm engagement (sponsio), a guarantee (fideiussio), or an oath (juramentum). The efficacy of signs comes from a pact between the liberties they represent” (pp. 31-32).

We can see that there is a high-level analogy between this notion of the “institution” of a regime of signs and the common early modern foundation myth of a social contract. Like the social contract, which is supposed to ground strong claims of political sovereignty — and unlike Hegelian mutual recognition, which is always in process and open to another chapter — the institution of signs for Scotus putatively has an “always already founded” status.

As is common in the scholastic tradition, efficacy here is also unequivocally associated with efficient causation, which is treated as the most primary kind of cause, whereas in a purely Aristotelian context efficient causes are subordinate, which implies that efficacy cannot be simply identified with efficient causality. Moreover, for Aristotle himself, something like the art of building is more truly an efficient cause than the architect or the carpenter or the hammer or the hammer’s blow.

“2) The signified can be permanent or intermittent. The sign that always has its signified is a ‘true sign’ in the sense of saint Anselm. It is also called ‘efficacious’ because it implies an efficient causality between the event and its sign. Reciprocally, for the one who depends on it, it always leads to a knowledge. It has no need of an interpreter, and always does what is expected of it: it always realizes its proper operation. The necessary sign can only appear accompanied by its signified: the eclipse is the true sign and efficacity of the interposition of the earth, since it is always the effect. This signification, which rests on a necessary inference, is necessary and always true. Thus all the natural signs are efficacious signs” (p. 32).

From an Aristotelian point of view, I have already expressed some skepticism about the claim that there are natural signs, but in the Catholic tradition it is commonly held that the sacraments, unlike linguistic signs, are efficacious in themselves, and Scotus is giving voice to this.

“But among the conventional signs, certain are efficacious (the sacraments), while others are not. The latter do not always imply their signifieds, but are sometimes true, sometimes false, that is to say neutral. This kind of sign is falsifiable, it is enunciated in variable propositions, and its signification is contingent. It is not efficacious, not having the power to realize its signified: in a proposition, it is not in the power of the speaker to make it so that the sign is accompanied by the thing it signifies. The sign is thus not true by itself, but is an exterior adequation to its signified. The ambivalence between the truth of the sign and truth of adequation mark the division between the conventional sign in general and the efficacious sign” (ibid).

The notion of efficacy here also seems be an all-or-nothing proposition — either total or inapplicable. I think there is a kind of efficacy of signs, but it is never total.

“3) Again we can distinguish signs according to their relation to a temporal signified. Some refer to the past (commemorative signs), others to the future (predictive signs: prognosticum), and others finally to the present (deictic signs: demonstrativum). For Scotus language is a commemorative sign, while the sacrament is a demonstrative sign” (pp. 32-33).

The “commemorative” status of linguistic signs is presumably supposed to be a kind of reference back to a founding event or will. Again I think of social contract theories.

Husserl also speaks of “deictic” expressions, but gives the term the nearly opposite meaning of indexical or occasional, as contrasted with ideal. Something like Husserlian deictic expressions are called “floating” signifiers in the Saussurean tradition, because they have no fixed reference.

“According to Thomas Aquinas, every sacrament has an omnitemporal signification. It is the sign of the past, of the present, and of what is to come (it recalls respectively the Passion of Christ, source of all grace, the present which is the gift of grace, and the glory to which every grace destines the human). Its signification contains an essential presence, present to all the dimensions of time. For Scotus, on the contrary, the sacrament is a demonstrative sign. Like every sign, it has an intentionality pro praesenti. It refers to the present and to it alone. It is in this sense that it is a representative sign: the representational function of the sacrament as sign implies the realization of the signified at the instant of its utterance, and indeed the temporal presence of the object represented. It has a deictic dimension that is demonstrative, in contrast to memory and the promise. Representation is first of all a form of presence.”

Aquinas and Scotus are both doing things with presence, but it seems as though presence in Scotus is contracted to a punctual status that is connected with a punctual or all-at-once view of representation. The strong association of representation with presence is also important.

“Duns Scotus cannot accept the thesis according to which the verb in present tense signifies the instant at which the utterance of every enunciation is completed, or all the conclusions that depend on it. ‘When it is uttered, the verb cosignifies time in the same way that it signifies [the signified]’: as a consequence, when it cosignifies the present, it only refers to the instant of its utterance. When no indication comes to specify a proposition, the time of the enunciated in the present is that of its enunciation. The intention of the speaker comes to coincide with the rhythm of the phrase. Expressed temporality follows lived temporality. In the same way, by the force of discourse, the demonstrative pronoun hoc [this] signifies what it shows the instant it is proffered” (pp. 32-34).

For Brandom, pronouns like “this”, far from being indissociable from immediacy, are anaphoric back-references to something said before.

“Three metaphysical principles are interlaced in the Scotist semantics: the primacy of the will for justifying the institution of signs, that of univocity for establishing their ideal state, and that of presence for explicating their temporal reference” (p. 34).

Next in this series: A Triangular Relation

Signification, Representation

The next section of Boulnois’s L’Être et représentation, barely over a page in length, begins to develop the relation between signification and representation.

“What is a sign? What is signification?”

“If, according to Bacon, the sign and the concept represent, we cannot directly identify signification and representation. Signification is not a special case of representation. But by another detour, we will come to concentrate representation in intellection. If the sign is a thing that, as Augustine says, presents itself to sense, it also presents an other to the spirit — it presents and it represents. The Baconian analysis opens the way for the formula of Scotus: ‘Signifying is representing something to the intellect’. Signification is a representation. In every proposition, the term represents in act all the signifieds. The sign is a substitute for the thing, which allows it to be rendered present to thought so that the latter can conceive it. It implies two distinct relations, to exterior things and to the concepts of the intellect.”

“This distinction recalls the distinction between reference and the semantic field, or, in medieval terms, between supposition and signification. In simple supposition, a term supposes for what it signifies: it recalls all the supports designated by its signification. On this point two interpretations confront one another. For one tradition of logic (called ‘Parisian’), supposition is the act of taking the place of the referent, of being an intentional and semantic back-reference (supponere pro). For another tradition (called ‘Oxonian’), supposing is being the subject of a predicate in a proposition, according to an extensional and syntagmatic presentation (supponere sub). This delimitation seems insufficient, for it obliges us to consider Scotus as Parisian more than Oxonian! He declares in effect ‘The common term supposes for all the supports’ that it recalls. Thus, the common term, ‘when it is not specified by some added [term], supposes absolutely [for] its [common] signified’. Supposition reveals itself as strictly indifferent, with neither priority nor pre-eminence of one support over the others: the term supposes ‘equally for all the [individual supports] that are equally related to its signified’. This indifference is also an indifference to their existence or nonexistence: the term ‘supposes for all the supports, existent or nonexistent’. It refers equally to each one of them. Every universal is distributed in its inferiors, since all the supports are of the same kind and of the same degree supports which the common term recalls. The theory of representation recovers the concept of supposition and takes over the whole weight of the reference of a term in a proposition” (pp. 24-25, my translation, brackets in original).

Next in this series: Scotist Semiotics?

Being and Representation Revisited

Michel Foucault in Les mots et les choses (literally Words and Things, 1966; English tr. The Order of Things), the book that made him a celebrity in France and raised the brewing French controversy over so-called “structuralism” and humanism into high gear, argues that there was a major paradigm shift from resemblance to more abstract representation at the beginning of the classical age (17th century). More recently, Robert Brandom has focused more specifically on Descartes’s analytic geometry as based on a global isomorphic representation of geometry in terms of algebra, which replaced the medieval paradigm of resemblance.

Certainly the notion of representation plays a fundamental role in both Descartes and Locke. Foucault made a huge impression on me when I first read him around 1979, and — as witnessed here — Brandom is one of my current leading lights. But Foucault and Brandom are both just wrong about the middle ages being simply dominated by a paradigm based on resemblance.

While I have several times referred to L’Être et représentation [Being and Representation] (1999) by Olivier Boulnois, I have yet to more substantially work here on this important book, which details the rise of the notion of a “science” of metaphysics as ontology — closely associated with an abstract notion of representation, not reducible to resemblance — in the later middle ages. This offers a vital corrective to the rather ahistorical global generalizations commonly applied to these topics.

On Boulnois’s account, which involves a cast of many, the leading character in these developments will be the theologian John Duns Scotus (1266-1308). Boulnois is a leading scholar and translator of Scotus.

I would note that this substantial work on Scotus also seems to thoroughly invalidate the thinly documented valorization of the Scotist univocity of being by Gilles Deleuze. It is hard to think of a writer more viscerally opposed to the representationalist paradigm than Deleuze. Deleuze’s other valorizations of Spinoza and Leibniz and the ethical notion of affirmation in his early Nietzsche book influenced me in the past. But to my knowledge, Deleuze never even mentions the central role of representation in Scotus and its strong connection with univocity. I felt betrayed when I discovered this.

“To represent means at once to ‘make present’, ‘stand in place of’, ‘resemble’. Precisely, in the Middle Age the vocabulary of repraesentatio is used frequently, in all of these senses” (Boulnois p. 7, my translation throughout).

The point here is not to deny that resemblance plays a major role in medieval thought. It is rather that — as with several other notions commonly associated with modernity, such as a psychological Subject — the later middle ages already saw substantial and systematic use of a more abstract notion of representation.

“Already in Tertulian, the statue of Hercules ‘represents’ Hercules … it indicates his presence in absence — it takes his place. To represent is in a certain way to make present, and Maxim of Turin uses these two terms as synonyms. The liturgical use of the term follows naturally…. A new turn appears in the Cistercian order with Aelred of Rievaulx, as a meditative exercise that makes Christ present in the imagination” (ibid).

In spite of the visual or visualizing character of these uses and their association with notions of resemblance, there is clearly more going on here than just the application of a criterion of resemblance. We see explicit theoretical development centered on the notion of representation.

“But the text that durably imposed the vocabulary of representation seems to be the Latin translation of the De Anima [On the Soul] of Avicenna: the expression appears at least seventeen times in this work…. It is indeed repraesentatio that bears all the difficulty of the platonizing noetics of Avicenna…. In this way the problematic rejoins the central difficulty of another Platonism, that of Augustine, which has to understand how the soul, always spiritual, can have sensible images without losing its spiritual nature…. [T]he problem of representation obliges us to explore the confluence of Augustinianism and Avicennism” (pp. 8-9).

Representation is a fundamental concept of Avicenna’s elaborate psychology, which combines Platonic, Aristotelian, and medical elements. (Avicenna was the second greatest medical authority in the middle ages, after Galen.)

The historical importance of the adoption of Avicenna by later medieval Augustinians was already pointed out by the great Thomist scholar Etienne Gilson in the early 20th century.

“The Middle Age explains repraesentatio by its equivalents: stare pro (taking the place of) — signs take the place of things that cause them and to which they refer; supponere pro (supposing for) — in a proposition, the terms take the place of the thing to which they refer; similitudo, species, imago (being a resemblance, an image) — the sensible species, the phantasm, the concept representing the object they resemble; supplere vicem (playing the role of) — abstractive knowing takes the place of the object” (p. 9).

The role of signs in thought and language was already discussed by Roger Bacon in the 13th century. The theory of “supposition” was an important and sophisticated Latin innovation that anticipates modern referential semantics. Theories of “species” were another major non-Aristotelian Latin development, possibly derived from Stoic physiological-epistemological theories of phantasia.

“We need to ask ourselves about the logical, optical, and noetic status of representation, corresponding to the functions of the sign, of the sensible image (species or phantasm), of the concept. Taking the place of, being the image of, resembling, conceiving are diverse regimes that need to be studied in their own right. Then we need to rearticulate these terms one to another, and ask ourselves how the representation of being is constituted successively as a semantics, an eidetics, and a noetics. In a theory where concepts are themselves signs, where they also have sensible species for content, these three dimensions form a coherent system” (pp. 9-10).

His reference to the “representation of being” here anticipates what we will see as the Scotist approach to being in terms of representation. Roger Bacon treats concepts as signs.

The Latin middle ages saw huge development in logic, semantics, the theory of signs, optics, and noetics. Scholastic interest in logic is well known, and we have seen at least a taste of medieval noetics in the disputes about Aristotelian intellect. There was major development in geometrical optics in the Arabic-speaking world, and in the medieval and Renaissance Latin world. Representability is the minimal criterion of univocal being in Scotus.

“But it is also necessary to examine its genesis. What form of concentration allowed signification, knowledge, and thought to be re-expressed using only the concept of representation? And what changed in the notion of representation to make it possible to represent all things in a unique way? Researching the origin of a metaphysics of representation is not to write the history of the concept of representation, but the genealogy of a new structure, the thinking of being by representation” (p. 10).

Here I think he is onto something important. These discussions have a multi-dimensional aspect that is clearly not reducible to a notion of simple resemblance.

We will see that a “metaphysics of representation” and a “thinking of being by representation” are especially characteristic of Scotus, but not only Scotus.

Metaphysics “gets a new formulation in the tradition that goes from Roger Bacon to Duns Scotus, often identified with the English Franciscan school of the 13th-14th century. I hope to show that this is too restrictive, because the problematic plunges its roots further in the Augustinian and Avicennan ground and overflows this school, since we find important elements in Thomas Aquinas or Henry of Ghent” (ibid).

“With these distinctions made, it will be possible to measure the mutations of metaphysics that result. It gets its modern status as a science thanks to the concept of being, which allows Henry of Ghent to know all things in one sole act of thought, and in Duns Scotus replaces the analogy of being by founding its univocity: the unity of metaphysics rests on a noetic unity. We need to investigate that which gives priority to the concept, a unity engendered by intellect, with the power to represent all its meanings in its stable identity” (ibid).

By “modern” here, he means early modern. It is important to note that the disrepute of metaphysics and widespread talk about surpassing it came later. The early moderns generally claimed to have a new and better metaphysics. This will turn out to have Scotist and other scholastic roots.

I did not recall Boulnois’s use of “concept” in this context. This will be something to watch. In the context of univocal being and intellectual intuition of individuals, “concept” has a completely different sense than it does in Hegel or Brandom. By “concept” here, he seems to mean a mental representation that could be simply given as an atomic thing. It is important to note that the term “concept” can also be given a non-mentalist, non-representationalist, and relational rather than atomic interpretation in terms of conditions of use and consequences. This is a fundamental theme in Brandom’s work.

“This study aims at the same time to propose a new interpretation of the history of metaphysics. With the conceptual unity of being, it seeks to understand that which constitutes the invisible foyer and hidden sub-basement of modern philosophy” (ibid).

“This study is centered on the affirmation, more Avicennan than Aristotelian, that the ens can be apprehended in a unique concept, which leads to the univocity of the ens. The object of metaphysics thus becomes the first object of thought in the order of conception (first adequate object: being) and not the first object in the order of perfection (first object by eminence: God)” (p. 12).

Ens is the present participle of the verb esse, “to be”. Implicitly it refers to an individual entity, a particular “being”. This will be related to claims of knowledge by intellectual intuition of individuals as individuals. In this context, claims of univocity go hand-in-hand with claims to univocally know by intellectual intuition. “Concept” here seems to be tied to intellectual intuition, whereas in Kant and Hegel the two are sharply opposed.

“Contemporary studies of ‘modern metaphysics’ from Suárez to Kant (Schulmetaphysik) show that the classic articulation of metaphysics into metaphysica generalis and metaphysica specialis rests on a discreet but decisive acceptance of the univocity of the concept of being, particularly in Suárez. Thus modern metaphysics acquired the status of a science and a univocal constitution thanks to the concept of ens in Scotus, which replaced the analogy of being. The univocity of being comprehended in a unique concept remains the principal turn in the history of metaphysics…. This structure imposes itself from the 14th to the 18th century, passing through the work of Suarez and Wolff” (p. 13).

The bad idea here is that a being has a concept, straightforwardly and univocally. This is antithetical to Aristotle, for whom the very beginning of wisdom is that things are said in many ways. I have occasionally invoked “beings” as objects of Aristotelian phronesis, which is all about grasping particulars in an open way that is not locked in to a univocal “concept”.

Next in this series: Signs, Concepts, Things

Power and Its Shadow

Omnipotence has been a problematic concept introduced by theologians in the monotheistic traditions. It has affected traditional metaphysics, the theory of knowledge, and politics. It has deep historical connections with political absolutism.

Ethics in the Socratic tradition take as a starting point something like the Kantian autonomy of reason, coupled with an agnostic but sympathetic view of religion.

For the Latin scholastic theologians, the autonomy of philosophical inquiry is only relative. But most stop short of a completely unqualified omnipotence, and do endorse a relative autonomy of philosophy. There is a long tradition of “faith seeking understanding”. This allows for a socially beneficial relation of benevolent mutual respect between theological and philosophical discourse.

For several centuries in the later middle ages, the main vehicle for expression of Christian theology consisted of meta-commentaries on the 12th-century theologian Peter Lombard’s commentary on the Bible, known as the Sentences. Lombard’s work was one of the foundations of Latin scholasticism. Over 1400 commentaries on it are known. Lombard was a student of the great Peter Abelard, but backed off from Abelard’s more controversial views.

Here I will largely translate and comment upon a brief survey of omnipotence in the Sentences commentary tradition by Olivier Boulnois. This introduction to his edited volume La puissance et son ombre: de Pierre Lombard à Luther (1994) touches upon many points of “historiographical” interest. The French volume focuses on Lombard’s distinctions 42-44, which are the parts dealing with omnipotence. It includes translations from Lombard himself, William of Auxerre, Hugh of Saint-Cher, Albert the Great, Bonaventure, Aquinas, Augustinus Triumphus, Duns Scotus, Durand of Saint-Pourcain, William of Ockham, Gregory of Rimini, and Martin Luther. My aim here is only to partially translate and comment upon the introduction by Boulnois, which is entitled “What God Cannot Do”.

“Can God walk, speak, lie, sin, die, make a mistake? Can he restore virginity? Do other than what he does? Create other worlds?…. Can God annul the most fundamental eternal truths or change them?” (p. 11, my translation throughout).

First, it should be noted that there is not just one concept of omnipotence. Its meaning has been the subject of great controversy in the past. We will see several competing versions in what follows.

Second, the medieval theological mainstream in fact recognized that there are some things God cannot do, or at least will never do. The great scholastics recognized that omnipotence has be qualified in some way in order to be at all defensible, even if they would not themselves phrase it that way. Their arguments are about where and how to draw the line.

“[T]o ask what God cannot do is to research the limits of the possible, and to pose a question that bears on one of the principal senses of being in Aristotle” (pp. 11-12).

The last is a reference to potentiality (dynamis in Aristotle’s Greek), which in the Latin tradition is mainly understood as a kind of power.

“The fundamental question becomes: what does the proposition ‘he can’ signify? To respond, it is necessary to articulate three concepts: power [puissance], ability [pouvoir], possibility” (p. 12).

Puissance and pouvoir can both mean power, but with different nuances. Puissance is standardly used to translate the potentia of the Latin tradition. Pouvoir is used to express ability, and also political power.

Boulnois asks, “With what power [pouissance] are we concerned here? With Aristotle’s being in potentiality (intermediate between being and non-being)? Or with the effective power [pouissance] to make be what is not? But doesn’t that presuppose power [pouissance] in the first sense?” (ibid).”

“Effective power to make be what is not” recalls the theory of creation in Aquinas.

Boulnois continues, switching to the other French term for power, “With what model of power [pouvoir] are we confronted? With the generosity of an overcapacity that dispenses in accord with its own goodness? With the arbitrariness of always-revocable decrees? With the fixation of laws in conformity with which power [pouvoir] must itself act to act legitimately?” (ibid).

Here we begin to see the connection with political power.

“What form of the possible do we encounter? This is the whole problem of modality: in the logical sense, everything noncontradictory is possible; but isn’t it necessary to add a second form of possibility, real possibility, that which can be effectively realized by causes?” (ibid).

Possibility and necessity are both modal concepts. I still need to write more about the ethical significance of modality. While preparing this post I dashed off another quick note.

“For the problem of omnipotence bears on the limit conditions of an order of the world and an order of discourse” (ibid).

Claims of omnipotence have a global impact on how we understand everything else, which is literally explicit in the very term. (“Omni” is Latin for “all”).

“The situation of the question of omnipotence in the organic unity of the Sentences leads to thinking the possible in terms of divine omnipotence, and not the inverse” (p. 15).

When two terms are identified or linked, questions of the order of explanation can acquire a large importance. Here this involves the relation between philosophy and theology.

“Peter Lombard analyzes divine power in a double way” (p. 16). “From then on, the question turns on the status of the possible in the divine understanding: does what is impossible for God come from God (as Henry of Ghent believed at one time) or rather from the inconsistency of the thing itself (Duns Scotus)? Or again, is it necessary to say that the question has no sense, it being given that there is a strict reciprocity between the reality of the possible and divine thought (Ockham, reprised by Luther)?” (p. 17).

“But the evolution of the interpretation explains the modern contradiction between divergent points of view: a God who is the cause of the possibility of eternal truths (Descartes), or is submitted to the necessity of the best of [all] worlds (Leibniz), or again is identical with the necessity of all his attributes (Spinoza)” (p. 18).

Omnipotence in Descartes underwrites a theological voluntarism. Infinity and a very different kind of omnipotence are the most important properties of Spinoza’s God, who is also equated with Nature. Leibniz uses another nonstandard kind of omnipotence, explicitly developing his metaphysical views in terms of a highly rationalized form of creationism.

“For the problem of omnipotence is first of all a problem of exegesis” (p. 19). “If God can do anything, isn’t it necessary to say that he can lie, be mistaken, be put to death? Doesn’t one go to the point of making God a bad power? Augustine strives to resolve the difficulty: ‘And its inability to lie is a great power of the Word’. As a consequence, divine omnipotence does not consist in being able to do all, except in an inadequate sense…. Thus omnipotence is defined simply as God’s power to not be prevented from doing all the good that he wills. Augustine carefully avoids defining omni-potence as a power to do all” (p. 20).

We are teetering on the edge of paradox here. It is precisely the qualifications of what initially seems like the unqualified par excellence that allow an ethical perspective to be recovered. At the very least, this is in great tension with the motif of unqualified power.

“If God cannot do something, that is because it is not a true power (walking, sinning, being mistaken are marks of imperfection)…. If all that God cannot do is only weakness and negativity, God will be in himself every positive power. ‘He can do all that power can do’. Divine omnipotence has become the infinite affirmation of power” (p. 21).

For the 11th-century monastic reformer Peter Damian, according to Boulnois, “The origin of nature is not subject to the same laws as nature. Creation ex nihilo affords a striking illustration of this: ‘Nature itself is made against nature’. Nature thus becomes identical to the will of God: ‘Nature itself has its proper nature, which is to say the will of God” (pp. 24-25).

“The whole question of modality is raised here…. For Aristotle, only the future is contingent…. But for the theologian, who speaks of the possible insofar as it is the object of divine power, even if a thing is, insofar as it is, it can not be…. Even if an event is realized, at the very moment when it is real, it is not necessary. For it could not be if it were not willed by God” (p. 25). “The restoration of [virginity, according to Damian] resembles a new creation, and it is not subject to any mundane law, even that of contradiction…. All power and all knowing are coeternal with God, sovereign creator of the world” (pp. 26-27).

Again modality comes up. The idea that the present state of the world is contingent is reasonable in itself.

Among the most radical claims associated with omnipotence is that God can change the past. Up to a point, it seems to me that we should affirm the contingency of the present as well as the future, but it is also very possible to go too far in this. What is challenging to specify is how to draw the line between good flexibility and bad arbitrariness.

For Aristotle, Boulnois says ” ‘That which is, when it is, and that which is not, when it is not, is necessary’. This principle does not bear only on a necessity of discourse. It also implies a real necessity. For Aristotle, the possible is nothing but being in potentiality, that is to say being which tends toward existence, and which at the end of an infinite time, will end by coming to be. There is what could be called a statistical interpretation of modality, according to which that is possible which was, is, or will be in an infinite time. Indeed it is a temporal interpretation, according to which there always will be a state of affairs in which the contingent is realized. Relayed by Maimonides, this principle is the basis of the celebrated ‘third way’ of showing the existence of God in Thomas Aquinas” (p. 32).

Aristotle’s “statistical” modality is not statistical in the numerical sense. He defines the necessary as that which is always true. “Always” may not be entirely air-tight. He also explicitly speaks of things that are true “for the most part”, and sometimes of things that are always true or true for the most part.

Boulnois continues, “The motif of this disequilibrium can be easily designated: it is the primacy of presence in all metaphysical analysis of manifestation. While the [more traditional] theologians, following Augustine, envisage temporality as a triple manifestation of the divine power in the past, present, and future, Bonaventure, in the manner of the Aristotelian metaphysics, places himself in the perspective of the thing in its evidence enunciable by the finite subject. He goes on to invoke an important argument: between the thing and its form of presence (be it a presence of the past or an existence in the present instant), there exists an analytic relation…. The presence of the thing is included in all manifestation. On the other hand the future, which is not yet, is not analytically included in the content of the thing that comes to be” (pp. 32-33).

There really was a “metaphysics of presence” in Latin scholasticism. The error is to attribute it to directly to Aristotle.

“From this point on, Thomas Aquinas, Giles of Rome, and Ockham pose only the question of the necessity of the past…. They no longer ask if the same question can be extended to the future. The reference to Peter Damian conceals a mutation of the problematic: instead of being posed from the transcendent freedom of God, the possibility of the contingent will only be envisaged starting from the human experience of the present. The ontology of the contingent becomes the possibility of finite freedom” (p. 33).

“All the commentaries on the Sentences, following the line of Peter Lombard, preserve the memory of the condemnation of Abelard by the council of Sens. In the spirit of this council, it is not permitted to think that God is necessarily determined to act and can only do what he does. The council Fathers, led by Bernard of Clairvaux, see in this prohibition a line that is not to be crossed. The omnipotence of God requires us to think that he can do what he does not do, omit what he does not omit, do what he does in another manner or at another moment, or similarly omit it. The divine omnipotence thus appears as sovereignly free, indifferent between acting and not acting” (pp. 33-34).

This is the point at which the thesis of omnipotence becomes dangerous.

“Peter Abelard himself was moved by a metaphysical principle, the principle of reason. God can only do what he does, because ‘God does nothing without a reason’…. Abelard does not admit that God can act against the order he has decided to follow…. God cannot go against his proper wisdom and his proper rationality. Reason imposes itself on him in being the form of his freedom. In a sense, Abelard is quite simply faithful to the patristic tradition that orients divine action toward the good. But he systematizes to the point of paradox, in limiting divine freedom by his wisdom” (p. 34).

The whole question about whether or not God can act “against” what he has “decided” is artificial, because it assumes an anthropomorphic and temporal notion of “decision”. If God is pre-eminently the Eternal as Augustine says, the temporal metaphor of decision is inappropriate.

“Peter Damian makes an equation between divine omnipotence and human freedom: what is possible for the human must at least be possible for God” (ibid).

This argument clearly depends on an anthropomorphic analogy. What is called “possible” for the human depends in part on the particular character of human finitude. It is not at all the same as what would be called “possible” for an eternal neoplatonic God exempt from all finitude. Frankly, it is not even clear that it is appropriate to speak of possibility in relation to God at all. Aristotle says that the first cause is pure act and entelechy. Augustine very strongly associates God with the eternal.

“As Peter Lombard well saw, contrary to the censors of Abelard who ignore the point, the position of Abelard is equally motivated by the principle of the best. As with Leibniz later on, the principle of the best follows from an interpretation of the principle of causality…. Abelard in turn follows the principle of causality, attested by Plato: ‘Nothing comes to be without a cause’. But he reinterprets it in the light of Christian theology, for which the cause of the created resides in the exemplary reason, the divine idea, model, or archetype by which God thinks the creatable before instituting it. It is in this sense that Augustine writes: ‘Who would dare say that God created things without reason?’ For Abelard, as a consequence, the world is created in a universal order, and in it no event escapes divine providence: nothing that appears contingent or due to chance comes to be outside of his prescience or his wisdom. Reason itself is a means of revelation. Despite the apparent disagreements between the Bible and Plato, a more profound reading of these two texts allows us to reconcile them, and to underline the identity between the rationality of God and his freedom” (p. 36).

“For in this problematic cause and reason are synonyms: ‘ratio vel causa‘, writes Peter Lombard…. The position of Abelard is indeed an important stage in the constitution of the principle of reason, between Plato and Leibniz. In Plato, the principle of causality, exterior to the demiurge, and the principle of the goodness of the cosmos are enunciated separately. For Abelard, the principle of reason has become interior to the divine wisdom, and conforms to the primacy of goodness. For Leibniz, finally, the principle of reason is no longer divine, but is identified with essence in general: every substance is the sufficient reason of its accidents” (p. 37).

“Without a doubt, the condemnation of Abelard played a decisive role here. We recall that Heidegger speaks of a ‘time of incubation’ of the principle of reason, already formulated since the birth of philosophy. But he does not respond to the question he himself raises” (p. 37). “In all the rigor of their terms, the condemnations of the council of Sens, in rejecting the application of the principle of reason to God, preserved the principle of reason in an incubator” (p. 38).

“If God creates a world, he cannot create it without what makes it a world: its order, the harmony of its parts…. God cannot create without: 1) what makes it a totality: that which is required for the achievement of a universe; 2) what makes its parts compatible with one another: the conditions of existence of creatures, one in relation to another; 3) what permits each of its parts to have sufficient consistency to possess the perfection of an essence and that of existing. The creation of a world results in the positing of a finite order, governed by the mathematical or musical principle of the harmony of the all, that is to say a certain proportion between the parts” (p. 39).

The strong notion of the coherence requirements of a world in Leibniz removes the usual arbitrariness from the notion of creation.

“This common problematic leaves room for a whole gamut of individual positions, from Albert the Great to Ockham. For Albert the Great, ‘if one places oneself in the point of view of being’, starting from the things that really exist, no better order is conceivable…. For Bonaventure, … God can make either a world different by its substances (but which is not really better, because it is incomparable), or a world different by its accidents (but that is really the same as this one)…. For Ockham, on the contrary the most probable position is ‘that which admits that God can make another world better than this one and specifically distinct from it’ ” (pp. 39-40).

Can God change eternal truths?…. Descartes raises this question” (p. 40). “God does not know truths as true unless he wills that they be so” (p. 41). “This debate has a long medieval history” (ibid).

Hugh of Saint-Cher is credited with originating the distinction between absolute and ordained power.

“Hugh of Saint-Cher [distinguishes] two aspects of divine power. As conditioned, it cannot be contradictory…. In the measure that the order of the finite is subject to the principle of contradiction, God cannot make two opposed propositions [both] true. But in itself, the same power as absolute is not subject to the principle of contradiction: nothing can limit its power” (ibid). “In this he anticipates in an unheard-of way the motifs and the difficulties of the Cartesian position, even if he does not like [Descartes] speak of creation or of eternal truths” (p. 42).

“Thomas Aquinas poses the same question, but he responds in a completely different way…. The divine power can only make what is possible, that is to say what is in the nature of things. The nature of simple essences and the principle of non-contradiction are the source of all their proprieties, and the divine power is in a way limited to these possibilities” (pp. 42-43).

Here Aquinas comes across as much more sensible than some of the others. In significant measure at least, he upholds the reality of secondary causes. A concept of God construed in a way that would invalidate all other concepts and reason itself seems fit only for sectarians.

“Subsequently, the debate develops in another form: is the impossible impossible because God so decided, or is it impossible by nature…? Henry of Ghent at one time held the first thesis, but ended up retracting it. Duns Scotus maintains an order that supposes the distinction of diverse moments…. It is only logical contradiction between the parts that grounds the formal impossibility of the thing, and indeed the divine intellection of that impossibility. There is an irrevocable anteriority of the possible and indeed of the impossible to the divine intellect. Possibility is imposed on God in the same way it is imposed on the human (that is to say in a univocal way)” (p. 43).

This is an important qualification about Scotus. Although he was regarded as a realist in the controversies about nominalism and realism, he generally comes across as an extreme voluntarist. But Boulnois is a leading Scotus scholar who has translated 2000 pages of Scotus and written a large book about him, so I assume he knows what he is talking about.

“For Ockham, on the contrary, power and the possible are correlatives. There is in the first instance an absolute real identity between divine intellect and will. And in addition, there is no anteriority of the possible to the intellect. The possible not being other than the non-contradictory, all the possibles are independent. No limit of the ontological consistency of the possible restrains the divine power…. Ockham accepts all the consequences of the identification of the absolute possible with the divine power…. There is neither an anteriority of the impossible to the divine omnipotence (Scotus), nor an anteriority of omnipotence to the impossible (Henry of Ghent), but a strict correlation” (pp. 43-44).

Once again, when two things are assimilated together, it may mean that one is being reduced to the other. For instance, I hold that there is no separately existing thing called will — that Aristotelian intellect, practical judgment, and wisdom better explain the freedom that some want to supernaturally explain by will. Ockham on the other hand is a voluntarist who sees will everywhere, and seems to deny that modality is anything real.

“An other is not always a world. It is only after Bonaventure that the theologians come to speak of a possible other world” (p. 46).

This is fascinating. I never would have guessed that Bonaventure would partially anticipate Leibniz on the subject of worlds.

“For Scotus, the order fixed by God appears to be necessary from the point of view of every inferior agent, when it acts according to that order…. In the order instituted by God (nature), starting from contingent hypotheses, the laws of nature are necessary for the finite. They draw their necessity from the fact that it is God who invests them with their legality” (p. 47).

From this point of view, necessity only comes about from divine will. Sheer will conceived as a brute fact is thus said to come before justice or wisdom. This undermines all criteria.

“For Aristotle, the concept of world is that of a totality: there is only one possible world, and it is a fortiori the best” (p. 48).

But the argument that this is the best world because there is no other is a very weak one that Aristotle does not himself make, because he does not consider alternate worlds, and also does not consider the world to be created.

“For [Peter Damian], even a good that is never produced is in the power of God, the reason for its retention residing in the secret of his good will. His analysis results in distinguishing two poles in the divine power: on the one hand, the omni-potence taken in itself, which no im-potence can encumber, and on the other hand the order in which it is exercised, and which can explain that omnipotence is not manifested…. Thus, Peter Damian constructs the conceptual armature between two poles, which later took the name of absolute power and ordained power” (p. 53).

Peter Damian was an 11th-century monastic reformer who campaigned vigorously against corruption in the Church. He advocated solitude and ascetism, and reportedly introduced practices of flagellation that were regarded as too extreme by some. In the early 20th century, it was argued that Damian exempted God from the principle of non-contradiction, but this has been rejected by later scholars. He wrote a treatise on omnipotence arguing that God can restore virginity, but according to the Stanford Encyclopedia of Philosophy, he neither claimed that God can change a past event, nor that God can contradict himself.

What will become the distinction between absolute and ordained power allows appearances to be (mostly) saved while the claim of absolute power is maintained. I would note that this is an elaboration of Augustine’s reconciliation of miracles with natural causes, which treats natural causes as God’s established habits that are not invalidated by miracles. It will often be expressed using Aristotle’s notion of things that happen in a certain way “for the most part”, but there is no indication that Aristotle intended this as a way of leaving room for miracles. What happens for the most part in Aristotle involves variation in the way that the order of nature works out in particular cases, not suspension of it or exceptions to it.

“The ordained power has for object that which has been preordained, or disposed by God. It is a preordination of the possible in the divine understanding, and not the order of the real outside of God. Indeed it coincides with his prescience…. The ordained power does not presuppose order and is not determined by it; on the contrary, it is it that determines it in determining itself: it prefigures it, it is the pre-supposition of order. It is the pre-order” (p. 55).

According to this view, the order of the world corresponds to the “habitual” operation of creation. The habitual order is subordinate to the power of creation that produces it. The habituality of the created order is real, but it also has real exceptions in the form of miracles.

According to Boulnois, “Absolute power and ordained power form a couple of concepts, a dialectic, such that we never find one without the other. There is no theology of absolute power without the theology of ordained power. What we find instead are different ways of thinking this dialectic” (ibid).

“The object of absolute power is identical to the object of divine wisdom, to the totality of what is possible for God. The object of ordained power is identical to the object of the principled will of God” (pp. 55-56).

“For God does nothing without prescience. His action is subordinated to the order predetermined by him, and can never depart from that order. As a consequence, operative power is subordinated to ordained power; and reciprocally, God never operates directly by his absolute power. Absolute power taken in itself, naked, is not operative” (p. 56).

It was I and not Boulnois who earlier brought Augustine’s justification of miracles into the discussion. I much prefer Aristotelian natural variability to the Augustinian theory of miracles. But on the older view Boulnois is characterizing here — that God never acts directly by his absolute power — it would seem that there could be no exceptions to the ordained order. This seems consistent with Augustine’s rigorous view of eternity, but it is in tension with Augustine’s justification of miracles.

It appears that Duns Scotus (1266-1308) was instrumental in changing the traditional Augustinian pattern in these matters. Boulnois is a world-class expert on Scotus, so he is well qualified to point this out.

“While reprising these classical elements, the interpretation of Scotus breaks with his predecessors, for three reasons: 1) The theory of absolute power and ordained power is extended to every free being. 2) In reprising the distinction between fact and principle, Scotus conceives the two members of the distinction as two ways of acting and not simply as two powers. God intervenes in fact by his absolute power to modify what is in principle the course of things. 3) Even when he has chosen an order, at the same time and from the same point of view, God can do that which he did not decide upon. The divine power is open to an array of synchronic possibilities, and the state chosen in fact does not exclude other possibilities” (p. 56).

Each of these three points is significant: 1) Beliefs about human free will come to be patterned on a pronouncedly voluntaristic interpretation of divine omnipotence. 2) Fact is for possibly the first time asserted to be more decisive and more inclusive than principle or essence. Reason must accommodate presumed facts, rather than governing their interpretation. 3) Far from being stably grounded in eternity and essence, order of all kinds is now treated as fundamentally contingent and revocable.

In 20th-century scholarship, the emergence of such “modernist” views was most often associated with William of Ockham, who as the arch “nominalist” in accounts of the 14th-century debate about universals has been treated as diametrically opposed to the more traditional “realism” attributed to Scotus. But according to Boulnois, Scotus was the decisive innovator with respect to these views about will, fact, and order.

“It is this interpretation that seems to have had the most influence on subsequent medieval thought.”

“There are two models, fundamentally distinct: 1) A logical model, for which absolute power is the power capable of the totality of possibilities (of all that is non-contradictory), and the ordained power corresponds to the choice of a particular order. 2) An operative model, for which divine intervention de potentia absoluta is a possibility of modifying in fact that which is in principle the course of things. What is outside of order is not disorder but fact.” (ibid). “For Scotus, the model is no longer a logical model, but an operative model. He no longer distinguishes two forms of power but two forms of action (according to the law and outside the law)” (p. 57).

What is described as the traditional view here tends to make order overly strong, presuming it to be capable of explaining all facts, while the “modernist” view makes fact overly strong, tending toward a proto-fundamentalist denial of the need for interpretation, and at the same time shrinking the scope of order so that fact always exceeds it.

As Boulnois argues more generally in his big book on Scotus, L’Être et représentation (“Being and Representation”, 1999), this historic transformation is too large to be attributed to a single figure, but Scotus is nonetheless at its center. Modern large-scale interpretation of the history of Latin philosophy has generally centered on Aquinas, who was canonized as a saint in 1323, and specially declared by the Pope to be central to Catholic philosophy in 1879 after the rise of neo-Thomism.

(From a broad point of view, the “moderate realism” of Aquinas has much to recommend it, but one-sided emphasis on Aquinas has obscured the real diversity and complexity of Latin philosophical views and the important role of numerous others, including Scotus. The pragmatist Charles Pierce rather casually called himself a Scotist realist. Heidegger wrote his dissertation on Scotus, but in later work tended to reject Latin philosophy with a very broad brush, without addressing important historical detail.)

“No more than his predecessors does Scotus say that God acts by an absolute power, but only that he can act otherwise than he does (and it is in this that his power is absolute). This has no immediate operative content…. Duns Scotus does not say that God acts by his naked absolute power, but precisely always, according to a beautiful oxymoron, ‘in the manner ordained by his absolute power’. What characterizes the position of Scotus, more than the operative model of absolute power alone, is at the same time the extreme opposition of this dialectic between the two concepts and the possibility at every instant of one toggling to the other. To safeguard divine freedom, Scotus creates an infinite oscillation between an instituted juridical order and a de facto power that is nonetheless not disordered and immoral” (ibid).

What Boulnois calls a beautiful oxymoron in Scotus, the de facto claim of an infinite oscillation between order and fact — evinced by the phrase “ordained by his absolute power” — seems to collapse the evolved distinction between ordained and absolute power. Perhaps this is why Scotus was called the “subtle doctor”. But the implications of this position are not at all subtle. They are quite dramatic.

“What characterizes the end of the Middle Age is at once the inflation of arguments resorting to absolute power and a fragmentation of models allowing it to be thought” (p. 58).

Boulnois cites Avignon Pope John XXII’s blunt declaration that the absolute and ordained power of God are the same thing. John apparently used this to justify a politicized claim that salvation can only be achieved through the institutionalized sacraments of the Church. “All that which is ordained by God is irrevocable” (p. 59). This was a time of bitter conflict between the Avignon Pope and the Holy Roman Emperor Louis IV. It was under John that Aquinas was canonized as a saint. John was also the one who formally declared witchcraft to be a heresy.

We saw above that William of Ockham also emphasized the inseparability of absolute and ordained power. But he apparently used it to argue for the opposite practical conclusion, that law and ordained power can always be surpassed by fact and absolute power, and that salvation can be achieved through faith alone. Under the protection of Louis IV, Ockham accused the Pope of heresy.

(From the point of view of the logical pragmatics I have discussed in reading Brandom, the formal identification of two things with different connotations can be interpreted as a reduction of one to the other, or of the other to the one, or as a nonreductive combination of the two. Different connotations imply different pragmatics or conditions of use.)

Boulnois says that Ockham interprets the thesis of the nonseparability of the nominally distinct powers (absolute versus ordained) in terms of its consequences for the power’s object (the world), rather than in terms of its subject (God).

“John XXII insists on the fact that the identity of divine power entails the invariability of the order chosen by God…. For [Ockham], the theory of John XXII comes back to saying that the order of the world cannot be other than it is. From this it follows evidently that no creature can do what it does not do…. He sees in this a resurgence of Greco-Arabic necessitarianism, an error condemned in 1277. And to say that humans can only be saved by the institution is not only an error, but a heresy: in fact, many humans are saved by their faith without being baptized” (p. 60).

“Greco-Arabic necessitarianism” is another exaggeration. Among the Greeks, the only real necessitarians are the Stoics. Alfarabi, Avicenna, and Averroes do all seem to slant things in the direction of objective order and necessity, but the radical voluntarism of Ghazali seems to have been more historically influential in the Arabic tradition.

“For Ockham, order is always a de facto order, a complex of contingent and revocable singularities. It is thus the object of ordained power; but what God can do (in principle), even if he never does it, is the object of absolute power. There is here an extraordinary cross-chase in relation to Duns Scotus. What the one calls the object of ordained power, the other calls the object of absolute power, and vice versa. The fact and the principle exchange their role” (ibid).

On Boulnois’s account, Ockham is a less radical voluntarist than Scotus.

“For Ockham, it is necessary to thus understand the distinction ‘power to do something’: the expression is sometimes taken according the laws ordained and instituted by God, and of these things one says that God can do them by his ordained power. In another way, ‘power’ is taken in the sense of power to do anything that is not self-contradictory, that God has ordained that he will do or not do, and of these things, one says that God can do by his absolute power. The ‘ordained power’ indeed does designate the order established by God, as in Duns Scotus. But the ‘absolute power’ designates not his de facto power, but only everything that is not contradictory: it has a logical sense and not an operative one (since it designates what God does not do); he returns quite simply to the traditional sense admitted before Scotus” (pp. 60-61).

“[Ockham’s influential student] Adam Wodeham explicitly cites two interpretations of absolute power…. Adam Wodeham clearly thinks ordained power as an order instituted regularly and capable of dispensation, like Scotus and Ockham. But he is also aware of the existence of two models for thinking absolute power: that of Duns Scotus, for whom the power to do the contrary of the established order is absolute, that is to say autonomous and absolutely capable of acting; and that of Ockham, for whom the absolute power of God is subject to the logical principle of contradiction. For Scotus, even when God has ordained the contrary, he can do something by his absolute power. For Ockham, God can only act by his absolute power if there is no contradiction with what he has ordained” (p. 61).

“As a consequence — and contrary to received ideas — the great epistemological rupture of the 14th century was effectuated by Scotus more than by Ockham…. [Scotus] is infinitely more revolutionary, in admitting that God has a de facto power that is other than the power in principle without being immoral. Nonetheless, the position of Ockham and that of Scotus converge on one point, essential for theological ethics: even if, by the ordained power of God, the human can only be saved by baptism and entry into the institution, by the absolute power of God, the human can be saved without Church or charity…. One of the distant consequences of this hypertrophy of absolute power will be the possibility, vigorously enunciated by Luther, that there is a predetermination indifferent to good and evil” (p. 62).

Luther argued for justification by faith alone, traced all authority solely to the Bible, and tended to emphasize its literal word.

“It would be exaggerated to make the new theory of divine power bear all of the motif of the metamorphosis of theology after Scotus. It would also be exaggerated to try to reduce everything to the new theories of intuition or of the primacy of will. First of all, Scotus is only the spokesman for a whole generation of thinkers who each contributed to the restructuring of theology” (p. 63).

But these caveats address only certain over-simplifications of the historical interpretation Boulnois develops.

“It is the triangle of power, knowledge, and will that is modified in its entirety. In the human as in God, power [pouvoir] becomes a power [puissance] to act in principle or in fact. Power remains a capacity to act according to an order (interpreted juridically as a law), but it also becomes the capacity to act outside the law or against it. Furthermore, for thinking of the problems of beatitude from the side of common abstractive knowledge, there developed a theory of intuitive knowledge of the singular contingent. Finally, for the Franciscan theologians above all, freedom of the will is an innate quality” (p. 63).

On the threshold of modernity, new voluntaristic super-powers are attributed both to God and to the human. The alleged fact of voluntaristic will is no longer constrained by an orientation toward the good.

“As a consequence, willing is no longer tautologically willing the good. But reciprocally, what God wills is ipso facto the good. On the edge of the new theology of omnipotence, the theories of intuition and of will will be adjoined, to construct a new model of practice and of epistemology. With this new device, it is the whole harmony between the transcendentals, being, truth, and the good, that is disrupted. The objects of power, of will, and of knowledge are no longer necessarily aligned” (pp. 63-64).

“Conceiving divine intervention de potentia absoluta as a real possibility led to an undermining of the intelligibility and predictability of natural phenomena. The order of the real no longer appears except as a descent into particularity in the ocean of possibles. This disjunction has a paradoxical consequence: philosophy is all the more free to expound the necessity of the order of the present world, while the theologian makes contingency surge into this world here, when he does not invoke an infinity of other possible worlds. The present order can become an absolute, and the absolute can contain an infinity of other orders. The order and the absolute are disseminated in an indefinite variation of hypothetical orders. The order and the absolute are no longer articulated; they pass one into the other” (p. 64).

As Boulnois says, treating divine intervention in the world by absolute power as a real possibility tends to undermine intelligibility. I would add that this undermining of intelligibility undermines ethics as well.

“This renewal of the problematic figures an evolution of theology. It makes God less and less human, less and less reached by knowledge of the order of the universe, less and less oriented toward the norm of the good. Divine omnipotence thus founds a ‘skeptical’ movement, which has consequences for the theology of justification (from Scotus to Luther). The order of salvation appears more and more contingent…. The equilibrium between the order of the world and the omnipotence of God attained in the Sentences of Peter Lombard ended up a victim of its own success. After being articulated with nature, the supernatural becomes omnipresent, and finally suspends all autonomy of the order of nature. There is no longer a consistent finite order. Omnipotence figures a more and more uncertain order of the world, and results in a complete concealment of God and his plans from the human. God is so unknowable that his attributes are founded in the brilliance of his omnipotence, reachable only by faith, and not allowing any certainty to exist. Following this metamorphosis, God, the object par excellence of theological intelligence, who was at first thought of as ineffable, will be finally named as incomprehensible. The world will appear as a labyrinth of axiomatics and exceptions, in which individuals are toys” (pp. 64-65).

This omnipresence of the possibility of supernatural intervention, outside the order of nature — and the correlated suspension of all autonomy of the order of nature — are what undermine intelligibility.

“It is now the model of political power [pouvoir] that serves to think the divine power in an identical, univocal sense, even in a particular case: all power can be exercised either juridically, or de facto” (p. 65).

“By a cross-chase of which history has the secret, these ‘absolutist’ arguments will serve later for the exaltation of monarchic power against pontifical pretensions. In Jean Bodin, they serve to describe the absolute power of the prince. This theory leads to a reinforcement of political absolutism — and simultaneously to an evanescence of the predictability of the law of nature” (p. 66).

“The theme of absolute power grounds the work of Duns Scotus in three dimensions: ontological (the action of every free agent), juridical (the king and his realm), theological (God and his decrees). This origin reveals a structural correspondence between the modern concepts of individual freedom, of divine power [puissance], and of political power [pouvoir]” (ibid).

“The black sun of omnipotence shines with a paradoxical light. When power wants to be without shadow and without limits, it accumulates within itself the night in which all evils are absolved; it endorses dark things and obscurity. On the contrary, the power that is incapable of evil and excludes it is a pure light without darkness. It does not suppress the shadow, or assume it, or absolve it, but dissociates it from itself and separates it from its sharp light. But for this it must be a power capable of lacking power” (p. 68).

Ethics and the Dogma of Free Will

The last post treated Olivier Boulnois’s discussion of ethical deliberation and proairesis or “resolution” (which I formerly called “choice”) in Aristotle, which grounds Boulnois’s “genealogy of freedom”. Here are a few highlights of his discussion of how the very un-Aristotelian notion of free will emerged in the later tradition, along with parts of his conclusion.

Elsewhere I have used the common translation of Latin liberum arbitrium as “free will”, but more literally it is something like “free arbitration”, which is what a free will is characteristically supposed to do. In the context of this “archaeological” discussion where the terms appear side by side, the distinction matters.

Frequently, talk about will is fraught with ambiguity. Good will — and more generally, definite will as intent subject to interpretation — is a completely different thing from the indeterminate will conceived as a power of decision ex nihilo that is being criticized here, but the two are often mixed together.

Voluntas did not always mean will, if we understand by that a directing principle of the powers of the soul, trigger of action and repose, and capable of contraries. The word is attested in classical Latin, in the sense of ‘favor’, ‘good disposition’ ” (Généalogie de la liberté, p. 254, my translation throughout). “[The Greek boulesis], which Cicero translated as voluntas, designates a sage emotion, a rational desire, the superior form that desire takes when the [Stoic] sage is no longer subject to passions” (ibid).

In the Stoics, we can see the beginning of an evolution toward modern concepts of will. But the Stoic usage properly applies only to the ideal of the Stoic sage. It is not yet a faculty of the soul that all humans are supposed to have.

According to Boulnois, the next major step was taken by Alexander of Aphrodisias, in late 2nd to early 3rd century CE. Standing near the beginning of the Greek Aristotelian commentary tradition, Alexander is the most historically influential of the Greek commentators. Relevant here are his arguments against Stoic determinism, in the non-commentary treatise On Fate.

“Is it necessary to define freedom as freedom of the will, or free arbitration? The problem of free arbitration, understood as a completely undetermined power to resolve [or choose], arises from Alexander of Aphrodisias, in a metaphysical rereading of Aristotle. In effect, Alexander is responding to a non-Aristotelian problematic, that of [Stoic] determinism. To do this, he establishes a connection between the concept of proairesis and the rejection of the cosmic determinism of the Stoics, thus giving birth to a ‘libertarian’ interpretation of decision, indeed to the concept of (undetermined) free choice. Where Aristotle affirms that we generically have the capacity to act or to not act, Alexander holds that we singularly, in each conjuncture, have the possibility to act or not, and to act otherwise. This is to say that proairesis becomes a faculty of choice independent of the state of the world — a free arbitration. And it is this concept, called ‘Aristotelian’ by Heidegger but in fact Alexandrian, that imposes itself, as well in [the early Augustine of the Treatise on Free Will] as in scholasticism, up to Descartes. It becomes necessary for this to consider not only action, but an interior power of choice. Free arbitration thus becomes free arbitration of the will” (p. 472, emphasis in original).

“In inventing a libertarian conception of action, Alexander [of Aphrodisias] founds an ethic centered on the capacity to choose for oneself a thing or its contrary, without depending on a preceding cause” (p. 248).

“The concept of free arbitration had already received its certificate of nobility from [the early Christian theologian] Origen…. But he implied no metaphysical thesis on determinism and indeterminism. It is Augustine who submits the concept of free arbitration to this problematic, and discovers the power of the will, in his Treatise on Free Will” (p. 253).

“But it is Augustine who made [voluntas] the founding concept of Western ethics, in joining it to that of free arbitration (liberum arbitrium). He made it the free arbitration of the will” (p. 255, emphasis in original).

“The Treatise on Free Will was at first conceived as a treatise on the good, in which Augustine demonstrated the divine goodness and the origin of evil, in opposition to the Manicheans. But to exonerate God, it was necessary to make the human will responsible for evil” (p. 256).

“The association of the will proper and free arbitration … suggests that the key of the fault [of original sin] resides in a power of choice belonging to the will. Evil does not come from nature, but from that will, in its exercise of choice…. Thus the first occurrence of [the phrase] free arbitration appeared at a crucial moment of reflection on the origin of evil” (p. 257, emphasis in original). “It is the human who is culpable, and God is innocent” (p. 259). “Willing is always in our power; in this consists our freedom” (p. 260).

“Augustine inherits the turn made by Alexander of Aphrodisias. Freedom of action has become a freedom of choice. And the power of choice is identified at once with the principle of assent to representations and the triggering principle of action: the will. Instead of a casuistry, instead of founding responsibility in the meeting of our beliefs and our desires, on the one hand, and on the circumstances of action, on the other, Augustine prefers to construct a unique and hidden inner principle, which is situated in an invisible part of the human (her soul); this principle is will, endowed with a free arbitration” (ibid).

Also influential in this context was the late 5th to early 6th century CE Roman Christian philosopher Boethius.

“In Aristotle, the problem of willing action and that of prescience of the future are totally disjoint. The first is treated in a reflection on ethical responsibility, the second in the framework of a logico-linguistic analysis of statements about the future” (p. 159). But “Boethius elaborates what will become the key argument: if the future is necessarily determined, free arbitration perishes, along with all moral responsibility” (ibid).

In the high middle ages, such arguments were developed to a fine pitch by the Latin scholastics. This turns out to be interrelated with the scholastic turn away from Aristotle’s own very innovative meta-ethical emphasis on the primacy of explanation by final causes, to a new privileging of a transformed notion of efficient cause that is closer to early modern mechanism than it is to Aristotle.

” ‘The final cause is not productive. That is why health is not productive, except metaphorically’ ” (p. 116). “At the end of the 13th century, Henry of Ghent and Duns Scotus understood this passage in an absolute manner. They deduced that the final cause produces nothing, that it is not really a cause” (p. 117). Henry of Ghent wrote, ‘The good that is known, insofar as it is represented in the intellect, moves the will only in a metaphorical way’ ” (quoted, p. 117, emphasis in original).

Though highly sophisticated and genuinely original, this scholastic devaluation of the final cause completely undoes what Aristotle himself highlights as his most important accomplishment in first philosophy (the detailed working out of a unique “final causes first” way of thinking and understanding, which orients itself through a hermeneutics of “that for the sake of which”). The scholastic reversal of Aristotle’s distinctive emphasis on final causes (in favor of putting a transformed notion of efficient causality first) puts a value-neutral notion of sheer power in top position in place of the good at the origin of things. Not only the first cause but also human agency are re-visioned in terms of this creative misreading of efficient causality as not just the means by which ends are achieved, but as a primordial value-neutral driving impulse, or (in the case of God) a value-neutral supreme power of creation from nothing. In philosophical anthropology, this is accompanied by a devaluation of Aristotelian teleological “intellect” in favor of the new voluntaristic notion of will, as the human analogue of creation from nothing.

“For Henry and Scotus, our passage means that the intellect and its object do not move the will…. But this interpretation, which reduces finality to the conjunction of a representation and a subjective will, is a hazardous extrapolation: Aristotle speaks here only of the need to distinguish between a productive cause and a final cause (the aim pursued is not the efficient cause of movement). And all the rest of his thought implies a teleology, that is to say a motion by a final cause, even for the beings that have no representation” (ibid).

“The will ceases to be simply the excellence of good humans (as with the Stoics). It implies a mentalist theory and a causal theory of action. — 1) Mentalist: because all action is explained as the exterior deployment of a mental state…. –2 ) Causal: the will is the cause of action…. Action becomes the effect of the will” (pp. 260-261, emphasis in original).

“At first, the fundamental definition of freedom is strictly ethical. It consists in the absence of constraint and of ignorance, independent of any metaphysical position on determinism or causal indeterminacy” (p. 473). “For at the origin, in Aristotle, [desire and logos or discourse] are clearly distinct…. The aporia arises when in an articulation that is not ontologically clarified, we confuse desire and the logos in the concept of ‘will’ (since the Stoics and Augustine). Successfully to rethink this articulation is the challenge and the task of an ethics. This imposes on us the task of destroying this metaphysical confusion that obstructs the philosophy of action” (p. 475).

The reference to “destruction” might sound a bit shocking, but it refers back to Boulnois’s methodological preliminaries. There, he said

“In the element of thought, destruction and construction are one sole and same act…. My approach is a form of ‘discursive dissolution’: through dissolution, we approach the resolution of the problem.”

To solve: resolve, destroy. Here it is not simply a matter of ‘deconstruction’…. Can we again philosophize after analytic philosophy? If the analytical method has a virtue, it is to conduct a rational reflection on problems, and to accept that they can have a solution” (p. 20, emphasis in original).

“It is undoubtedly impossible to give a complete analytic interpretation of the problem of freedom. It is likewise impossible to give a complete history of the diverse statements responding to the question. But paradoxically, what is impossible separately becomes possible conjointly.”

“I will reconstruct the principal sources of the doctrine of freedom, and of its intrinsic aporia. I attach myself particularly to the work of Aristotle….”

“When Aristotle affirms that an action ‘accomplished willingly engenders praise and blame, while an action accomplished unwillingly only engenders compassion (suggnome) and perhaps pity’; when Descartes declares that the freedom of indifference is ‘the positive faculty of determining oneself for one or the other of two contraries, that is to say to pursue or to flee, to affirm or to deny’; when Nietzsche demands, apropos of the eternal return: ‘do you will that again and innumerable times again?’, not only does it not concern the same thesis, but above all it does not concern the same question” (pp. 20-21, emphasis in original).

He devotes a whole subsection of the introduction to “the legitimacy of the middle age” as a field of scholarly endeavor.

“In studying the middle ages, we indeed study the hidden face of our history…. To choose the long path, which passes through the Middle Age, is to choose multiplicity and discontinuity” (p. 22).

“[T]here are not two eternal conceptions, one determinist, the other libertarian…. an alternative of which both terms were unknown to Aristotle, who envisaged neither free arbitration (but solely willingness) nor determinism (but only cause and responsibility)” (p. 23).

“This study supposes that we first research the origin and the structure of the question of free arbitration, then we examine the sense of action from Aristotle, as well as its obliteration under a theory of free arbitration” (ibid).

In the conclusion, he says

“The problem of free arbitration, or of the freedom of the will, is a metaphysical artifact for two reasons:”

“1. The will was introduced by the commentators on Aristotle through a complex series of translations and projections, such that rational desire (boulesis) became a will, which renders the primordial sense of action and of practical reason incomprehensible.”

“2. Freedom is not essentially a power of the soul, but a social and ethical aptitude.”

“To go further in the elucidation of the problem of freedom, it is necessary to destroy the concept of will, as the mental and causal principle of human actions. As Wittgenstein well saw, for this it is necessary to confront a radical analysis of action without reproducing this term (anachronistic in relation to Aristotle). For the idea of an interior principle, capable of contraries and cause of action, not only conceals an internal contradiction, but is a fiction that occults the different levels of action in which we are responsible.”

“We have given an account of the actions of which we are the authors. To be responsible for an action, it is necessary to be a cause. This signifies that the agent has the power to act, and for Aristotle, this is a bivalent power, to act or not to act in general. Aristotle never says that, in some precise conjuncture, given the beliefs and representations of the agent, she must have the power to do a thing and its contrary, and to not do what she does. For that is not the question: that is not what makes ethical responsibility; we are responsible for actions of which we are generically the origin; action depends on us, it is ours, when we are not constrained by an exterior force. That is also why we cannot excuse ourselves (exclude ourselves from the cause), by arguing that faulty action was necessarily brought about by our desires…. For our desires are part of us, and our action is not imputable to another…. To speak of a ‘weakness of the will’, is precisely to render the phenomenon incomprehensible” (pp. 175-176, emphasis in original).

“It is only through confusion with the problematic of future contingents that the metaphysical question of the contingency of choice emerged…. For Aristotle never claimed that our capacity to act or to not act now depends uniquely on us” (p. 477, emphasis in original).

“Free arbitration becomes the condition of responsibility, which makes free arbitration a necessary but indemonstrable condition of ethics. — This argument has a double inconvenience: first of all, it requires the admission of an indemonstrable principle; then, in making free arbitration the condition of morality, it prevents us from seeing the converse, that ethical orientation is constitutive of its concept” (p. 478).

“Fundamentally, freedom does not reside in a subjective power to determine oneself. Neither the term ‘will’ nor its functions exist at the origin, in Aristotle: we find neither a power that centralizes the other faculties of the soul, nor a principle of assent at the source of action….. It is ethics that founds freedom, and not freedom that founds ethics” (p. 479, emphasis in original).

“Freedom is not a postulate of practical reason; it is practical reason. And the human is not born free, but she may become so” (p. 481).

Pure Difference?

A common theme here is the conceptual priority of difference over identity. I think that identity is a derived concept, and not a primitive one (see also Aristotelian Identity).

The French philosopher Gilles Deleuze (1925-1995) in Difference and Repetition and other works argued that a pure notion of difference is by itself sufficient for a general account of things. In information theory, information is explained as expressing difference. In Saussurean structural linguistics, we are said to recognize spoken words by recognizing elementary differences between sounds. In both cases, the idea is that we get to meaning by distinguishing and relating.

Deleuze initially cites both of these notions of difference, but goes on to develop arguments grounded largely in Nietzsche and Kierkegaard, whom he uses to argue against Plato and Hegel. His very interesting early work Nietzsche and Philosophy was marred by a rather extreme polemic against Hegel, and in Difference and Repetition he announces a program of “anti-Platonism” that reproduces Nietzsche’s intemperate hostility to Plato. Nietzsche blamed Plato for what I regard as later developments. Neither Plato nor Aristotle made the kind of overly strong assertions about identity that became common later on.

In The Sophist and elsewhere, Plato had his characters speak of Same, Other, and the mixing of the two as equally primordial. Hegel took great pains to elaborate the notion of a “difference that makes a difference”. But Deleuze wants to argue that Plato and Hegel both illegitimately subordinate difference to identity. His alternative is to argue that what is truly fundamental is a primitive notion of difference that does not necessarily “make a difference”, and that come before any “making a difference”. (I prefer the thesis of Leibniz that indiscernibility of any difference is just what identity consists in.)

This is related to Deleuze’s very questionable use of Duns Scotus’ notion of the univocity of being, both in general and more particularly in his interpretation of Spinoza. For Deleuze, pure difference interprets Scotist univocal being.

I frankly have no idea what led to Deleuze’s valorization of Scotus. Deleuze is quite extreme in his opposition to any kind of representationalism, while Scotus made representability the defining criterion of his newly invented univocal being. It is hard to imagine views that are further apart. I can only speculate that Deleuze too hastily picked out Scotus because he wanted to provocatively oppose the 20th century neo-Thomism that had considerable prominence in France, and Scotus is a leading medieval figure standing outside the Thomist tradition.

For Deleuze, univocal being is pure difference without any identity. Difference that doesn’t make a difference seems to take over the functional role that identity has in theories that treat it as something underlying that exceeds any discernibility based on criteria. I don’t see why we need either of these.

I think Deleuze’s bête noir Hegel actually did a better job of articulating the priority of difference over identity. Hegel did this not by appealing to a putative monism of difference and nothing else, but by developing correlative notions of “difference that makes a difference”, and a kind of logical consequence or entailment that we attribute to real things as we interpret them, independent of and prior to any elaboration of logic in a formal sense.

In Hegel’s analysis as explicated by Brandom, any difference that makes a difference expresses a kind of “material” incompatibility of meaning that rules out some possible assertions. This is just what “making a difference” means. Meanwhile, all positive assertions can be more specifically analyzed as assertions of some consequence or entailment or other at the level of meaning (see Material Consequence). Every predication is analyzable as an assertion of consequence or entailment between subject and predicate, as Leibniz might remind us. It is always valid to interpret, e.g., “a cat is a mammal” as an inference rule for generating conclusions like if Garfield is a cat, then Garfield is a mammal.

What is missing from Deleuze’s account is anything like entailment, the idea of something following from something else. This notion of “following”, I am convinced, is prior to any notion of identity applicable to real things. Without presupposing any pre-existing identities of things, we can build up an account of the world based on the combination of differences that make a difference, on the one hand, and real-world entailments, on the other. Identity is then a result rather than an assumption. Meanings (and anything like identity) emerge from the interplay of practical real-world entailments and distinctions. It is their interplay that gives them definition in terms of one another.

Deleuze was a sort of ontological anarchist, who wanted being to be free of any pre-existing principles. While I agree that we can’t legitimately just assume such principles, I think this is very far from meaning that principles are irrelevant, or actually harmful. On the contrary, as Kant might remind us, principles are all-important. They aren’t just “given”. We have to do actual work to develop them. But if we have no principles — if nothing truly follows from anything else, or is ruled out by anything else — then we cannot meaningfully say anything at all.

“Western Metaphysics”?

“Metaphysics” has historically had numerous senses, mostly rather far from the way I read the original Aristotelian context. Neoplatonic commentators and later giants like Avicenna, Aquinas, and Scotus already radically reconfigured its meaning, long before the changes associated with early modernity. Authors like Heidegger and Derrida have famously made sweeping indictments of the whole of “Western metaphysics”, based on overly homogeneous and continuist interpretations of the history of philosophy. More broadly, Plato and Aristotle are far too often blamed for views they never held. Even the medieval Latin tradition was far more diverse and interesting than common stereotypes would allow.