Scotus on the First Principle

Here I will discuss a single short passage from Duns Scotus’s Treatise on God as First Principle from a number of different angles, using my own reactions (and quite different and non-medieval reading of Aristotle) as a sort of foil.

The Treatise is one of the most celebrated proofs for the existence of God in the Latin tradition. It also claims to in some meaningful sense demonstrate the nature of God, in a way that is accessible to natural reason.

It is widely accepted that the Treatise is both one of Scotus’s most mature works, and one of those most thoroughly reviewed and edited by Scotus himself. Compared to his massive commentaries on Peter Lombard’s Sentences, it is also far more compact.

(The larger Scotus corpus has been notoriously challenging for scholars to work with. His admirers aver that if he had lived as long as Aquinas, his works would have been equally well polished and edited by the author. As it stands, many were left in very rough form. There is also an unusual amount of divergence in the manuscript traditions, which has greatly complicated the publication of critical editions. Work on critical editions has advanced substantially but is still incomplete, and some of it has been controversial. Scholars have debated at length which of certain manuscripts should be regarded as more authoritative, and this is interwoven with disagreements on questions of interpretation. Specialists also disagree on the relative maturity of thought embodied in some of the texts.)

Several recent scholars have suggested that Scotus may be (in part at least) more Aristotelian than has been thought. Needless to say, this caught my interest. But scholars of medieval philosophy are not required to distinguish the Aristotle I find inspiring from his very different image in the Latin world or the modern one, so an evaluation of this will require careful sifting.

It does seem that in practical ethics, there is a surprising proximity. Also, intriguingly, he calls theology a practical discipline. He devotes most of his attention to what might be called a kind of meta-ethics. But as far as I can tell at this stage of the research, Scotus’s meta-ethics — that is to say, the main part of his theology, as well as his post-Avicennan reinvention of metaphysics — still after all elaborates a forceful and sophisticated voluntarism, in the anti-Aristotelian spirit of the condemnation of 1277. The condemnation is commonly mentioned by scholars as important background for understanding Scotus.

Here is the quote, which Richard Cross reproduces in the introductory section of the chapter “Knowledge and Volition of a First Being” in his Duns Scotus on God (2005):

“[1] The first efficient cause directs its effort toward a goal. Therefore, [it does so] either naturally or by loving it. But not in the first way, because something lacking knowledge directs nothing other than in virtue of something that knows, for the first ordering belongs to the wise. The first [efficient cause] does not direct in virtue of anything [else], just as it does not cause [in virtue of anything else].”

“[2] Something is caused contingently; therefore the first cause causes contingently; therefore it causes voluntarily. The first consequence is proved: any second cause causes insofar as it is moved by the first cause. Therefore, if the first cause moves necessarily, every [cause] is moved necessarily and everything is caused necessarily. Proof of the second consequence: there is no principle of acting contingently other than will, for everything else acts by the necessity of nature, and thus does not act contingently.”

“[3] I do not call contingent everything that is neither necessary or everlasting, but that whose opposite could have happened when this did. For this reason I did not say ‘something is contingent’, but ‘something is caused contingently’ ” (Scotus, op. cit., Wolter trans., quoted in Cross, op. cit., pp. 55, 56, 57, brackets in original).

In this admirably concise argument Scotus, using Latin Aristotelian terminology, packs together a whole series of claims about the first cause that are either completely un-Aristotelian, or not exactly Aristotelian. I’ll begin with a few global remarks, then address a number of details.

Very much unlike Aristotle, Scotus often frames his arguments as a kind of proof. This is a further accentuation of the strong emphasis on a kind of demonstrative science in the Arabic tradition that originated from al-Farabi. That theology should be such a science seems to be taken for granted in the Latin tradition of this period. (I think of theology as aiming to discern and elucidate a poetic kind of truth.)

Across the body of his work, Aristotle more often uses what might be called a hermeneutically oriented dialectic than the demonstration that is the subject of the Analytics. Aristotelian dialectic examines the inferential consequences of hypotheses. At the beginning of the Topics, he particularly singles out dialectic as appropriate for the discussion of first principles. Aristotelian dialectic aims at an open-ended wisdom, rather than exact knowledge. Rather than deductively expounding a preconceived system or an accomplished science in the manner of Euclid or Spinoza, Aristotle’s Metaphysics consists of a converging series of dialectical investigations. In the Nicomachean Ethics, he explicitly warns against making overly precise claims.

Aristotelian demonstration has the pedagogical aim of providing clear insight into reasons for adopting certain conclusions. The whole Arabic and Latin tradition, however, has it aimed instead at al-Farabi’s goal of demonstrative science. Such an approach aims to decisively prove that the conclusion is true, and it does so by making additional assumptions that are deemed to be reasonable. This too can be instructive as a kind of thought experiment, to see what can be achieved in this way.

But even though he never claims to eliminate dependence on assumptions, Aristotle himself continually works hard to minimize the role that assumptions play in his arguments. This is especially true for his arguments about first principles. Where first principles intersect with matters of religion, he seems to regard it as unseemly to claim too much. We should especially aim to minimize speculative assertions about ultimate matters, and this is a way of showing appropriate respect (as well as promoting peace and harmony in human society).

The great monotheistic religious traditions have often effectively taken the diametrically opposite stance, that it is virtuous to glorify God by making all possible maximalist claims about him. As many have recognized, this kind of theistic piety is profoundly un-Aristotelian. Rather than taking this as a ground for rejecting a stereotypical Aristotle as many have done, without wishing to offend anyone, in the ongoing work here I aim to help bring to light an unfamiliar and provocative Aristotle, for whom an open sense of wonder at the universe is more primordial, more enlightening, and indeed more theologically virtuous than maximalist praise of God. Moreover, I think the best praise consists not in any assertion, but in a more profoundly ethical way of acting.

Scotus speaks here of a first efficient cause. As I have discussed several times, the Latin concept of efficient cause is far removed from what in Aristotle’s text is called a “source of motion”. In Aristotle, the source of motion governs the character of the motion in question, in the way that the art of building governs the activity of building a house. In general, Aristotle inquires into activities rather than punctual actions. Aristotelian causes are not powers but ways of explaining things.

New readers may be surprised to learn that Aristotle himself presents the first cause not as an efficient cause at all, but rather as a final cause. That-for-the sake-of-which or the end is for Aristotle the way of explaining that comes logically first in the order of explanation. More elaborately, the first cause is entelechy, or an entelechy. What is first in itself, however, is not first in the order of our understanding.

It was the neoplatonic commentator Ammonius (5th-6th century CE), known for his accommodations to Christianity, who introduced the idea that the first cause is also what is now translated as an efficient cause. The notion of a first efficient cause effectively rewrites the order of causes in Aristotle to accommodate a theistic view. In Aquinas, for example, God’s creation from nothing becomes the paradigmatic example of efficient causality.

Scotus says that the first efficient cause directs its effort toward a goal. Having eliminated the Aristotelian teleology that is indwelling and primary, in company with many others he introduces a secondary, transcendent teleology that is more anthropomorphic in its operation. In this rendering, the first cause is said to knowingly aim at a goal it has chosen. Within the Arabic tradition, Ghazali’s Incoherence of the Philosophers — to which Averroes replied on behalf of the philosophers — had earlier similarly argued in effect that any teleology must depend on a being endowed with knowledge and will. Aristotle strictly avoids any language of that sort.

The division of action into action by nature and action by love is interesting. The introduction of love in a discussion of first principles is sometimes taken to be a Christian innovation. But Aristotle in the Metaphysics says the stars are moved by love of the first cause. Socrates in Plato’s Republic argues that all beings love the Good. Plato elaborates on the role of love from several points of view in the Symposium.

The way that Scotus explains natural action, it is strictly necessitated, but the whole order of nature is subordinated to a free cause. Again we see the interesting identification of free will with love. But the way that he mentions secondary causes seems to give them no role that is not already necessitated by the first cause.

When Aristotle speaks of secondary causes, it makes sense, because with Aristotle’s non-total first cause there is something for secondary causes to contribute to the whole. But secondary causes that are entirely necessitated by a first cause contribute nothing of their own, in which case the very mention of secondary causes is “in vain”, as the medievals might say.

All directing is said to presuppose knowledge. At the same time, it is emphasized that the Scotist first cause does not direct or cause in virtue of anything else. This is the first of several explicit statements insisting that the first cause must be understood as completely unconditioned.

Directing has the implication of control or command. The first cause in Aristotle does not control or command things, but works by inspiring the love that is motion toward a telos. The Good in Plato does not control or command things either; but all beings are said to love the Good. The more particular forms of this love of the Good, which characterize the striving of things, can be said to make them what they are.

Like Ghazali, Scotus insists that the first cause causes voluntarily and by will. He specifically invokes what contemporary scholars call synchronic contingency, which again is supposed to be completely unconditioned. The order of nature is again associated with strict necessity. The only alternative to strict necessity for Scotus must depend on something that is wholly unconditioned.

Aristotle’s nature does not operate according to strict necessity, but only according to a general determination that leaves options open. Because the first cause is a final cause, things are determined only generally, not in all their particulars. For example, animals must eat to live, but the particulars of which things they eat and when and how are not determined by this. Because there was never a strict but only a general necessity to begin with, freedom does not have to depend on something that is radically outside of nature.

Scotus criticizes the Arabic commentators for including humans in nature. This is an issue for him because the objective correlate, so to speak, of Farabian demonstration in natural science is strict necessity in nature. Like many Christian authors, Scotus objects to the inclusion of humans under strict necessity. Scotus apparently has no issue with strict necessity in nature, which he too asserts, but he subordinates that necessity to something radically unconditioned that he also sees at work in the human will.

Whereas in Aristotle himself necessity is not strict, and so freedom does not require anything radically unconditioned, Scotus instead seeks to explain everything in terms of two extreme poles of strict necessity and absolutely unconditional freedom. This same polarity will later be affirmed by Descartes — nature is to be explained mechanistically, but God and the human are treated voluntaristically.

The Moral Core of Scotist Ethics

Previously, I discussed the introduction to Mary Beth Ingham’s The Harmony of Goodness, on the ethics of John Duns Scotus. Here I extensively quote and discuss her central chapter on moral goodness.

“Scotus inherited a framework of Stoic natural law and Augustinian eternal law from his immediate predecessors…. The created order is the direct result of divine choice; all nature and human nature have been established according to God’s will” (ibid).

Only a single sentence separates the two in the above quote, which seem to pull in opposite directions. The venerable tradition of natural law is usually seen as a family of views that hold core ethical values to be universal, inherent to human nature, and discoverable by reason. This is usually seen as incompatible with their depending directly on the will of God.

Like natural law, the eternal law in Augustine that she mentions is similarly supposed to be universal and unchangeable, in accordance with Augustine’s strong emphasis on separation of the eternal from the temporal. But at the same time, Augustine’s early work On Free Choice of the Will is the founding document for voluntarism in the Latin tradition. So the same tension is already present in Augustine. (Incidentally, On Free Choice of the Will was translated by the same Thomas Williams who translated the newer anthology of Scotus’s writings on ethics, and who has debated with Ingham about voluntarism in Scotus). And already the earliest Franciscan theologians sought to explicitly weave a modified view of natural law into their theological voluntarism (see also A Theology of Beauty?, Free Will as Love?). All this prefigures the ambiguity that we have recently begun to see in Scotus.

“To pursue and love the good is in fact to pursue God, the proper object of the human will. All this means that Scotus understands moral goodness according to an ancient paradigm: as the beautiful whole made up of an action and all the circumstances surrounding it” (p. 84).

This sort of perspective ought to be welcomed. The formulation here, though, seems crafted to remain agnostic on the question of Plato’s Euthyphro: Does God will a thing because it is good, or is it good because God wills it? The Platonic Socrates and Leibniz hold the former; the latter defines theological voluntarism.

Deus diligendus est (God is to be loved) expresses theologically the first and fundamental principle of the moral domain. As Scotus explains, this principle belongs to natural law and admits of no exception” (p. 86).

With Plato, we ought to affirm that the Good is beautiful, and is to be loved. Any view that supports this (and I believe that includes the implicit views of most people) ought to be kindly received. The good, the beautiful, and the lovable constitute the free and generous poetic ground of religion. Darker views of a world dominated by sin and requiring commanding authority to achieve a semblance of goodness ought to be banished.

“The Good is to be loved” or “God is to be loved” is a very abstract kind of natural law. According to Ingham, Scotus holds that the first three of the ten Mosaic commandments — glossed by the Franciscans as “God is to be loved” — have an absolute status, whereas the other seven are metaphysically contingent on choices made by the Creator in instituting the order of the world. It is the absolute part that he associates with natural law.

Any substantive natural law limits the scope of voluntarism. But the meaning of voluntarism is precisely to assert that there is no such limit. But Scotus asserts the truth of voluntarism, and he asserts the existence of natural law. In this he is followed by Ockham.

“[T]he more perfect moral act is really a more intensely loving action. As primary moral principle, the command to love God above all grounds the body of knowledge called moral science. Here too, this body of knowledge is accessible to human reason and to the human will via the higher affection for justice…. Our human will is constituted to seek the good as known in a manner which is not necessitated by any external force. Our ability to control our own actions and to develop in self-mastery and self-determination is the foundation for moral living. In other words, persons who wish to pursue a moral life seek to love justly, in accord with an objective order. We want to love the highest good in the most perfect manner” (p. 87, emphasis in original).

The main substance of this seems right, and the universality at the end is to be commended. But in company with Aristotle, I prefer to speak neither of moral science nor of commands. What could be termed loving justly, in accordance with a broadly but not strictly objective order, is matter for wise judgment that can also be called free. No genuine seeking of the good by any being is necessitated by external force. It is a desire from within. We are attracted to the good. The affection for justice is as much of a motivator for humans as the desire for advantage and convenience.

“Accordingly, the human desire to love God is not limited to a narrow class of believers. In fact, all persons desire to love the highest good in an absolute manner” (p. 88).

This is a most welcome conclusion. It is a ground for the elimination of all sectarianism.

“There are two great commandments. Love for God constitutes the first commandment, love for neighbor the second” (p. 89). “The first command ‘God is to be loved’ is an analytic truth…. According to the present contingent order, we observe the command to love God through acts of love for our neighbor” (p. 90).

Notwithstanding the oddness of identifying commands with propositions, to speak of analytic truth here is consistent with calling it natural law.

“In his distinction between natural law narrowly understood … and more broadly construed … Scotus remains coherent without requiring narrow legalism. Exceptions are seen to be part of the moral landscape; we should not be surprised when we encounter them. Indeed, the natural and moral orders are woven with threads of particularity. Concrete situations require good judgment and right action” (pp. 93-94).

Yea, verily.

“Although Scotus’s discussions of the relationship of the law to the divine will appears to align him with a divine command tradition, in fact this is not the case. In contrast to a natural law tradition (where moral goodness depends upon rational discernment of the good as seen in the natures of things and their natural perfection), a divine command theory maintains that the foundation for moral living (both necessary and sufficient) rests entirely upon God’s commands” (p. 94).

I think she successfully makes the case that this is not a crude divine command theory, such as we might hear from some fundamentalists. But I expect that Ockham’s version would also not be a crude one. But it is Scotus and Ockham themselves who want to affirm that there is a kind of natural law layered on top of a subtler divine command theory.

“He identifies the first command (Love God) as a self-evident truth. It is true on the basis of the meaning of its terms, not on the basis of any ulterior proposition or command. Scotus explicitly argues, ‘if God is, then God is to be loved’, since God is, by definition, the highest Good. Moral actions are determined on the basis of the natural and rational recognition of the good.”

If we put aside the somewhat spoiling but possibly inessential references to command, otherwise this does not sound at all voluntaristic. Self-evidence is another notion that is perfectly valid when taken broadly, though it goes wrong when we attempt to take it too strictly. But excessive claims of self-evidence are a very different kind of error from voluntarism.

The question is whether any additional essential good is accomplished by also calling something (the object of ) a command, when we have already recognized it as an intrinsic good. Plato and Aristotle would say no.

“A second implication of this vision relates to the ecumenical dimension of this moral approach. By identifying a first, self-evident principle for moral living, Scotus escapes moral sectarianism and remains a thinker whose ideas are strong enough to be attractive to traditions other than Judeo-Christian. His moral presentation of law neither requires adherence to Christianity nor to any specific Christian revelation” (pp. 94-95).

These are consequences we ought to expect from a point of view that recognizes the existence of any natural moral law, even (or perhaps especially) a very abstract one like Scotus is advocating.

“Scotus removes any reference to necessary fulfillment (a transcendent teleology) in an eternal reward from moral discussion and focuses his attention on the concrete act and agent seen, here and now, in all their particularity as morally beautiful. The morally good act is not judged insofar as it is a means to a pre-determined end. Rather, it constitutes an artistic whole within which harmony and proportion exist among its several elements. Likewise, the morally mature person imitates divine creativity in judging what is morally beautiful, in producing beautiful acts and a beautiful character” (pp. 97-98).

The morally good act is not to be viewed as a means to obtain a future reward, but as an intrinsic good in itself. The criteria for human goodness are to be found here in earthly life, thoughtful inquiry, and attitudes of caring concern. Belief in specific propositions about sin and reward does not add to moral goodness.

Ordinatio I, distinction 17 offers us the classic text for Scotus’s elaboration of moral goodness as it is linked to judgments of beauty.”

[quote from Scotus:] “one could say that just as beauty is not some absolute quality in a beautiful body, but a combination of all that is in harmony with such a body (such as size, figure, and color), and a combination of all aspects (that pertain to all that is agreeable to such a body and are in harmony with one another), so the moral goodness of an act is a kind of decoration it has, including a combination of due proportion to all to which it should be proportioned (such as potency, object, end, time, place, and manner), and this especially as right reason dictates” (p. 98).

This is the centerpiece of her case. Though so far at least it is only a single passage, moral goodness is here very clearly identified by Scotus with a kind of beauty. I do find it odd to refer to it as a decoration, though. This makes it sound like a superficial addition. I think the goodness of an act is essential to what act it is.

“The Ordinatio I, distinction 17 definition of moral goodness as ‘the harmony of all circumstances [belonging to an act] in accord with right reason’ blends mutuality, virtue, consequences, and principle within an aesthetic model.”

“When Scotus refers to all the circumstances which belong to an act, he appeals to Aristotle’s discussion in the Nicomachean Ethics. The morally good act admits of several converging factors: goal, object, intention, time, place, manner and consequences” (p. 100, brackets in original).

I can only applaud when Scotus explicitly invokes the Nicomachean Ethics here. Others might insert ugly talk about sin at this juncture. And again, this part does not seem at all voluntaristic.

“The appropriate course of action must be determined by the operation of right reasoning. For example, while lying is wrong, telling the truth is not always appropriate. Sometimes ‘telling the whole truth’ would do more harm than good. The morally mature person is capable of determining when the truth should be told, and to what degree the truth should be told” (ibid).

Scotus according to Ingham seems to be saying, God commands us to use good judgment. With that sort of claim and that sort of command, I have no issue.

“The most fundamental dimension of goodness in a moral act relates to its objective quality. By objective, Scotus means directing attention to the object of the action. For example, in the proposition ‘tell the truth’, truth is the object of the action. ‘Love your neighbor as yourself’ is an objectively good act because persons (both you and your neighbor) are worthy of love. ‘Protect life’ is a moral command, because living beings have value. Every moral action has a natural objective dimension which can be identified if we reflect on what is being done and to whom. Scotus assumes that this sort of objective identification of goodness belongs to common sense reasoning. Everyone, he states, knows who they are and what they are doing. Anyone who has lived more than several decades comes to the realization that some things are better than others, if only as a result of living with the consequences of our actions” (p. 101).

The sense of “objective” here seems close to that which it has in contemporary common speech, but this might be misleading. Scotus was one of the originators — possibly the originator — of the philosophical use of the terms object, objective, objectivity, etc. But it is generally accepted that this group of terms and the correlated one of subject, subjective, subjectivity have — in a way, at least — undergone a 180 degree reversal in meaning. For “objective” in Scotus is said of things present to the mind, while “subjective” is said of the thing itself. This is a fascinating piece of history.

Ingham’s text above notably does not distinguish between the meaning of the terms in Scotus and their common meaning in present-day English. I think this is possible because at a connotative level they are not far apart, even though Scotus speaks of an objectivity of things present to the intellect, and we speak of an objectivity of things in the world.

What is “in the intellect” in Scotus’s sense is not “subjective” in our sense. This probably also has to do with the Augustinian sense of interiority as an opening onto a kind of universality, rather than something private to us. Outer things meanwhile we apprehend only through the medium of sense perception, imagination, and emotion. In this context it makes sense to regard intellect as a source of objectivity.

We could also associate this talk of objectivity with the realism commonly attributed to Scotus. It should be remarked too that any kind of realism also seems to push back against voluntarist tendencies, insofar as the real is granted some status independent of us.

“But this initial objective dimension does not exhaust the moral beauty of the action. In addition, there is the free quality of an act chosen by someone. In other words, I might tell the truth or love my neighbor simply because someone in authority has told me to do so. These acts would be objectively good but they would not be the result of my own free choice: they would not enhance my moral character” (ibid).

Intent is not the only thing we attend to in considering acts from a moral point of view, but it seems an inalienable part of it.

“Moral objects are human goods which can be identified by reflection on what it means to be human” (ibid).

“Because we are rational, we seek reasonable explanations for human behavior, explanations which exhibit consistency, coherence, and rationality. In addition, everyone desires goodness, even though we can be mistaken about all the consequences of certain actions seen to be good…. Thus, the truth and the good (either real or apparent) are significant moral objects: they are human goods. Indeed, truth and goodness are the two most fundamental moral objects: they respond to our human aspirations which express themselves in activities of knowing and loving” (p. 102).

Calling the truth and the good human goods seems promising.

Conscious intent to perform a moral action is essential to the morally good act. It is not just doing what good people do, it is acting as good people act, when and where they act, and for the same reason that good people act. In the truly moral action, character is joined to performance, motivation to action, in the here and now” (p. 103, emphasis in original).

I would just say intent here. Scotus lived long before the Cambridge Platonist Cudworth, who coined the English term “consciousness”, and Locke, who popularized it. It might be argued that something like this is implicit in Augustine — who clearly does at least partially anticipate Descartes’s cogito ergo sum. But at the very least, there is a clear difference between explicitly saying something and arguably implying it.

“Loving motivation depends upon the natural goodness of the act, upon its objective appropriateness. I cannot perform any act I please out of love; I can only perform good acts out of love…. Thus, the orders of love depend upon orders of natural and moral goodness. A key implication of this analysis is the way in which Scotus avoids a moral theory based solely on love” (p. 105).

This is important on both counts. There is no such thing as lovingly demeaning someone. Love is not an empty criterion.

“[quote from Scotus:] “… For no sin should be left unpunished anywhere if there is one ruler of the universe and he is just…” (p. 108).

This one is much less auspicious. What happened to mercy and charity? Shouldn’t they always be in sight?

“Law is neither impersonal nor necessary. On the contrary, it is very personal, highly creative and brilliantly executed by the symphony of nature…. When we pay attention to and imitate the goodness of nature, we have the foundation for our own creativity” (ibid).

This is an important point, but it is really about juridical interpretation as a practice. Law as such — i.e., viewed in terms of its content — is “impersonal”. But a good jurist like Averroes exercises mercy and charity in applying the law (conservatives claimed that his sentencing was too lenient).

“In De Primo Principio, for example, Scotus analyzes the concept ens infinitum [infinite being]. This is the philosopher’s name for God…. We know this as possible, he asserts, because when we bring the terms together, we notice no dissonance” (ibid).

She calls infinite being the philosopher’s name for God. This is a non-Biblical designation, and perhaps philosophical in that very diffuse sense. But in stricter terms, it is Scotus’s new non-Biblical name for God, which would not be accepted by Plato or Aristotle. This usage of “philosopher’s” goes against the commonly accepted usage in Scotus’s time, which is derived from the Arabic (the “philosophers” implementing various combinations of Plato and Aristotle were all finitist).

“There is nothing in the terms themselves which would make them mutually exclusive. Thus ens infinitum is possible and, if possible, necessary” (p. 109).

The basis of this argument is the claim that some contentful truths can be derived solely from the principle of non-contradiction. This is a modern “rationalist” notion, favored, e.g., by the Wolffians who were the most immediate target of Kant’s critique. An infinity of being is not claimed by Plato or Aristotle or anyone else before Scotus, except perhaps Lucretius and other atomists.

“While such an aesthetic approach to moral goodness might appear odd to us today, this relationship of the mind to beauty has a long philosophical history. Plato’s Symposium celebrates the rational search for wisdom as the ascent to beauty. Augustine echoes Plato in his hymn to God as that Beauty he had longed for (Confessions X, 27)” (p. 109).

For better or worse, aesthetic approaches to ethics were adopted by the Romantics. The Romantic version came to be sharply criticized by Hegel, after his juvenile period. On this matter, my sympathies are divided.

“With his rejection of an objective or pre-determined external goal for human moral reflection available to natural reason alone, Scotus focuses his discussion upon the functioning moral agent. His is a theory of moral praxis, here and now. The object of moral reflection is not, he states, an abstract excellence but the perfection of the human person” (p. 112).

Aristotle focuses his discussion on what might be called the deliberating moral agent, although the provenance of this use of “agent” is medieval and not Aristotelian in the proper sense.

“Scotus’s critique of natural teleology was not, for all that, a rejection of happiness as the goal of moral living. Rather, he sought to reframe moral living around the happy life, understood to be the fruit of the harmonic relationship between the two affections of the will. It is, as I have argued elsewhere, the replacement of Aristotelian teleology with Stoic teleology” (ibid).

It is with the Stoics that teleology came to be associated with the exercise of divine providence. Though he speaks of it with reverence, Aristotle’s first cause is the beautiful and loved telos or good end to which beings are attracted. It is not a personified being that exercises providence, or directly or specifically addresses current states of affairs in the world.

“Proper and appropriate moral decision-making is itself the goal of human action. It is not simply a question of choosing, but of choosing well and ‘rejoicing, loving and hating rightly’ ” (p. 116).

This itself seems well and proper. As soon as we are concerned with doing anything well or rightly, we have left the terrain of voluntarism and command and obedience. There is also an argument that good obedience, if taken seriously, requires more than mere obedience. This has an air of partial plausibility, but only at the cost of paradox — as soon as we raise the question of obeying well, it is no longer obedience that enables us to obey.

“Finally, Scotus’s presentation of moral goodness underscores the personal and intentionally relational aspects of moral living. It emphasizes goodness to be enhanced by the operation of deliberative human reasoning and charitable human desire” (ibid).

It seems that Scotus himself does apply this terminology of relation. This is the pros ti (toward what) of Aristotle’s Categories, which became relatio in Latin, and also seems to play a role in Scotus’s theology of the Trinity. The modern mathematical notion of relation, to which Pierce made major contributions, treats it as a predicate that is (equally or symmetrically) abstracted from the relata or things that are related, whereas “toward what” has a constitutive asymmetry. The mutuality that Ingham attributes to the Scotist conception of the Trinity is also not fully symmetrical in the way that Hegelian mutual recognition explicitly is.

“This is a person-centered, not principle-centered moral paradigm…. The ability to make moral decisions in difficult circumstances comes as a result of moral training and experience. Drawn toward beauty, the moral person seeks to enhance both beauty of character and beauty of action. The central moral imperatives of love for God and neighbor are both accessible to natural reasoning and available to the will through the affection for justice. Proper reflection on the significant aspects of human nature, such as intellection and love, reveal those actions which promote fundamental human goods. These goods are not limited to the Christian tradition but belong to all persons of good will: truth, peace and harmony…. Finally, at the highest level of goodness within human action, we become co-creators and co-artists, co-musicians with God, whose ear is delicately attuned to the music of the human heart” (pp. 116-117).

Scotus’s Voluntarism

In what began as a due diligence exercise, I had begun to wonder if I should be swayed by the arguments of Wolter and Ingham on the issue of Scotus’s voluntarism.

There has been a significant dispute about this among recent scholars of Duns Scotus. The received view has been that Scotus is a radical voluntarist about both God’s will and human will. In the late 20th century, however, Wolter and Ingham both argued that this presumption is refuted by Scotus’s approach to ethics, about which I knew nothing until very recently. And it seems beyond dispute that however we explain it, Scotus’s ethics involve criteria of love and right reason and interpretation of situations, and do not stress simple obedience.

But voluntarism as I understand it is radical by definition, because it is the doctrine that whatever appearances we may encounter, the way things really are is really determined exclusively by divine and/or human will. In the early 20th century, C. R. S. Harris reportedly concluded that there is an unresolved antinomy in Scotus, between his voluntarist theology and psychology on the one hand, and his rational ethics on the other. More recently Thomas Williams, the translator/editor of the newer anthology of Scotus’s ethical writings, has argued in numerous journal articles that Scotus is a radical voluntarist after all, and that there is a deep systematic consistency in his work. In this he is supported by Richard Cross, another leading contemporary scholar of Scotus. Williams says

“Scotus is notorious for occasionally making statements that, on their face at least, smack of voluntarism, but there has been a lively debate about whether Scotus is really a voluntarist after all. Now the debate is not over whether Scotus lays great emphasis on the role of the divine will with respect to the moral law. No one could sensibly deny that he does, and if such an emphasis constitutes voluntarism, then no one could sensibly deny that Scotus is a voluntarist. As I am using the word, however, voluntarism is the view that (i) the goodness of almost all things, as well as the rightness of almost all acts, depends wholly on the divine will and (ii) what God wills with respect to those things and those acts is not in turn to be explained by reference to the divine intellect, human nature, or anything else. This is the view that Scotus’s critics decry and his defenders disclaim. Thus, his critics have seized on these passages and accused Scotus of believing that the moral law depends simply on ‘the arbitrary will of God.’ His most sympathetic interpreters, however, have devoted great ingenuity to showing that Scotus did not mean anything unpalatable by these statements.”

“What the critics and defenders apparently have in common is the view that voluntarism is an implausible and even discreditable doctrine. Interpreters who read Scotus as a voluntarist intend thereby to damn his moral views; interpreters sympathetic to his moral views feel compelled to mitigate his voluntarism. I wish to argue for a different approach. I agree with his defenders that Scotus’s moral philosophy ought to be taken seriously. But I think the best way to take any philosopher’s view seriously is to let him speak for himself, not to decide in advance that he must not have held a view that we find implausible.”

“Let me suggest an analogy that will make my position clearer. Very nearly everyone finds immaterialism implausible, paradoxical, and utterly untenable. But we would hardly be taking Berkeley seriously if we insisted on denying that he was really an immaterialist. We can take him very seriously indeed, examine what he says and what reasons he gives, and then, if we cannot bear to follow him into immaterialism, reluctantly part company with him” (“The Unmitigated Scotus” (1998)).

This analogy could be a good one. Williams pretty much exactly captures my attitude toward Berkeley.

“Scotus was as convinced of his brand of voluntarism as Berkeley was convinced of his brand of immaterialism. He asserts it outright. He gives arguments for it. He cheerfully embraces the very conclusions from which his defenders have tried to save him. I propose to take a fresh look at what Scotus says, to marshall the textual evidence and present Scotus’s arguments. And since many interpreters have tried to mitigate Scotus’s apparent voluntarism, I shall also deal in some detail with the best of the mitigating interpretations and show why it fails. Perhaps my readers, having examined what Scotus says and what reasons he gives, will not wish to follow him into voluntarism, and will reluctantly (or otherwise) part company with him. But we will at least have taken an unprejudiced look at the unmitigated Scotus” (ibid).

A Harmony of Goodness

The title is from Mary Beth Ingham, The Harmony of Goodness: Mutuality and Moral Living According to John Duns Scotus (1996; 2nd ed. 2012). Until very recently, my limited sense of Scotus was based only on the remarks of philosophers engaged in other work, who were themselves mainly responding to summary accounts of his views, which did not even mention a distinctive approach to ethics. This early book of Ingham’s, which fills that gap, is said to have contributed significantly to a recent revival of interest in Scotus. Ingham historically situates Scotus’s ethics within a larger context of practical concerns within the Franciscan tradition. Though her starting point is quite different from mine, I am impressed by the amount of common ground I am finding with her conclusions.

“Scotus’s spiritual tradition, with the primacy of love and the goal of ordered loving, affects his thinking in three important areas: the centrality of freedom as self-mastery, the role of the divine desire and creativity, and practical reasoning as an aesthetic act of moral discernment…. Within his Franciscan spiritual vision, we discover here a unified moral vision whose central experience is the beauty of the created order, whose inspiration is divine creative and abundant love, and whose fulfillment is found in building loving and inclusive relationships. It is only in this way that we promote the common good” (pp. 5-6, emphasis in original throughout).

A bit later, she will sketch a deep historical trinitarian basis for the way love is used here, but at the outset, to my ear, her Scotist-inflected view of mutuality recalls the mutuality of Aristotelian friendship described in the Nicomachean Ethics. She will also cite “friendship love” as the highest form of love, which has a surprisingly Aristotelian sound. (It may have a more specific Franciscan basis as well, of which I have yet to learn.) I also think of the very young Hegel’s Romantically inflected emphasis on love, which later grew into his more Aristotelian mature theory of mutual recognition.

Creationist views that emphasize raw power I find utterly alien. But with those whose practical import is to emphasize goodness and beauty in ordinary worldly being, I can find common ground. Divine goodness — especially when linked to a sense of beauty — many others before me have found to be a compelling metaphor. And at least since Avicenna if not since Plotinus, there have been major philosophers who aimed at a kind of reconciliation between philosophy and the traditions of monotheistic theology, which developed only after the time of Plato and Aristotle.

Ingham continues in the conclusion of her preface to the second edition, “My more recent discovery of Stoic and monastic influences on the medieval Franciscans, and my growing awareness of the importance of Franciscan Christian humanism have helped me reframe Scotus’s emphasis on the will to a deeper defense of the rationality of love. The central image of the morally mature person is the trained artisan whose self-mastery holds the key to enlightened tranquility and peace of heart. Here is that person whose presence, along with her actions, are transformative of the world around her. Here is the life of Christian praxis, fully realized” (p. 6).

Of course I welcome the de-emphasis in regard to will. The vocabulary of self-mastery probably comes from the Roman Stoic Seneca, whose influence on the Franciscans she will document later on. Self-mastery is the least objectionable form of mastery, for which I nonetheless try to find other words in light of Hegel’s critique as expounded by Brandom. The connection of ethical being to beauty in the whole of life still seems profoundly right to me, even though Hegel also legitimately criticizes the Romantic ideal of the beautiful soul.

Morality properly speaking is indeed a kind of maturity of a human, for which the common early modern reduction to obedience to sovereign authority is a poor substitute.

Personal presence and praxis are not in my preferred vocabulary, because they seem to put a sort of rose-colored fog around crisper Platonic and Aristotelian hermeneutic principles, but they do both in a sense refer to ethically relevant realities, even if only in a diminished way.

Ingham will also expound a Scotist critique of what I regard as the post-Aristotelian Stoic-Epicurean-Skeptical Hellenistic paradigm of medicine for the soul. This turns out to have significant points in common with the critique of the medical model that Nussbaum in hindsight attributes to Aristotle.

“A significant spokesperson for this moral vision of relational love and generous living is the man known as the Subtle Doctor, John Duns Scotus. Writing after the Condemnations of 1277 (Paris) and 1284 (Oxford), Scotus pursued a relentless analysis of the legacy of Greek thought available to Latin thinkers at the close of the thirteenth century…. This rethinking involved a serious and critical rejection of the naturalist and necessitarian worldview which had emerged from the Arab philosophers” (pp. 7-8).

“Generous living” recalls the cardinal Aristotelian virtue of magnanimity, though I suppose that Ingham is thinking of Christian charity.

I appreciate the explicit drawing out of a notion of “relational” love from trinitarian perichoresis or mutual inherence. She draws attention to Scotus’s emphasis on the notion of a deeply “relational” native affection for justice in the soul, which, following Anselm, he contrasts with the affection for possession or convenience that generalizes possessive “love”.

The affection for justice can also be read as recalling Plato’s deliberately provocative suggestion that all beings should be understood as in some sense desiring the ultimate Good. The latter stands in contrast to the modern ideology of possessive individualism that was already germinating in the Greek Sophists, who were so sharply criticized by Plato and Aristotle (a criticism that also grounds Hegel’s repugnance toward the status of all Roman citizens as chattels of the sovereign Emperor).

“Scotus possesses several qualities which make him attractive. As a Franciscan, he is deeply committed to the value of creation and to our relationship with all that exists. As a theologian, he exhibits very positive attitudes toward women, both in the inclusive imagery he uses when speaking of God and his focus on Mary as sinless model of human perfection. As a medieval writer, he is aware of the dangers of the original sin tradition within Latin Christianity…. Scotus rejects out out of hand the famous argument of Anselm, in which the Bishop of Canterbury places the Incarnation within the context of payment for the sin of Adam and Eve…. There is no repayment of an infinite debt for which Jesus had to be born or to be sacrificed” (p. 9).

Scotus is a leading defender of the immaculate conception of Mary. I don’t have opinions on issues of this sort, but a de-emphasis on sin in favor of more affirmative values is certainly to be welcomed. This is a very significant distinction, which could support recovery of a positive valuation of finite things in general. But even if it does not depend on original sin, Incarnation still poses serious difficulties.

“Scotus moves beyond a binary presentation of issues and seeks to harmonize various aspects of a situation, so as to discover the truth beneath the differing positions. His is an approach which is reconciling: bringing together internal and external realms, human and divine activity, natural and graced living. In Scotus we discover an integrated presentation of what human really might mean” (p. 10).

The general practice of seriously airing arguments pro and con on any topic — perhaps derived from Abelard’s initially controversial Sic et Non — is an attractive dimension of scholasticism that the Enlightenment’s wholesale dismissals do not appropriately attend to.

Ingham develops a guiding metaphor of the harmonious sound of a wind chime in her presentation of Scotus in this book.

“The harmony of musical sounds coming from a wind chime is not a tune that one could whistle. It is a quiet song created by the fragility of the figures, the balance of the pieces and the harmony of their interaction…. I have chosen this image because Scotus offers, in my view, an aesthetic paradigm within which to consider the contours of moral living…. Part of my own reading of Scotus has been informed by his concern to speak of the morally good act as a beautiful work of art or as a beautifully executed performance, and of the moral agent as a formed artist” (p. 11).

In her metaphor, the central part of a wind chime that strikes the others and creates a beautiful sound corresponds to the will. But the wind chime metaphor overall does not seem at all voluntarist.

“The ability to choose freely, after proper deliberation, constitutes the uniquely human quality of moral living” (p. 12).

Ingham here reinserts the Aristotelian practical coupling of choice with deliberation that Scotus seems at a theoretical level to explicitly repudiate in favor of a categorical, undialectical, absolutist insistence on free will. Clearly she is arguing that Scotus himself in ethical contexts restores a more balanced view, and that Scotus does in fact generally commend more balanced views in practical matters. She also points out that Scotus says theology is ultimately a practical discipline and not a theoretical one. This seems right as far as it goes, though Scotus also seems to insist, contrary to Aristotle, that there is is such a thing as a practical science.

“[T]he spiritual tradition within which he writes… sees human living as an ongoing process of divinization within which human and divine persons work together to produce goodness, within which there is no rift between the natural and so-called supernatural realms” (p. 13).

Taking up and extending Aristotle’s orientation of the human toward divinization at the end of the Nicomachean Ethics, Plotinus directly challenges us to become godlike, and in effect says to a theistic reader that this is what God would want for us. Meister Eckhart holds such an orientation to be compatible with Christianity. The stakes are high here, because Christianity has often categorically rejected such a goal, equating it with Luciferan pride. Ingham seems to be saying that Franciscan humanism and Scotus in particular also have a more moderate stance on this question.

“As one might imagine, the integration of Aristotelian philosophy into Christianity was not an easy matter…. Study of Aristotle was not favorably received by the theologians…. As early as 1215, public lectures on the Metaphysics and De Anima were forbidden. Even Thomas Aquinas, with his sympathetic reading of Aristotle, did not escape posthumous condemnation in 1277 (Paris) and again in 1284 (Oxford)” (p. 16).

“[Scotus] takes great pains to defend another’s position with the best arguments available and he answers these arguments methodically. This type of openness is rare in any thinker, and all the more surprising when one is dealing with a non-Christian opponent” (p. 17).

“I have chosen to present Scotus’s moral paradigm not as a defense of the primacy of freedom in moral living, but rather as an appeal for the harmony of goodness and as an expression of mutuality at all levels of human living. To a great extent, this is because I find love to be more central than freedom in his texts (ibid).

“Scotus emphasizes freedom because the highest form of love (love of friendship) is, by definition, a love that cannot be coerced or demanded…. This purest and best love is mutual; it entails reciprocity and produces communion…. The entire journey of human living, from internal choices to external actions, culminates in a relation of mutuality with God and with all persons” (p. 18).

A Theology of Beauty?

My understanding of Scotus and his historical significance might be headed for a major shift. [For the beginning of a resolution, see here.]

This kind of change of mind is not unprecedented. I used to read Kant and Hegel’s valorizations of freedom as sophisticated apologetics for some kind of voluntarism. But across many posts, we have seen that better readings of Kant and Hegel can eliminate such worries (see especially Hegel on Willing.) Very recently, I’ve been starting to wonder if what by general consensus is called the “voluntarism” of Scotus might also be read in some other way.

What is called “voluntarism” in the Latin theological tradition has to do with a relatively narrow debate about the priority of “will” and intellect. The will involved in this case is not any definite will, but rather an alleged power of free decision, where “free” is supposed to mean completely unconstrained. Theologians have often wanted to deny that God was subject to any constraint. But is it “constraint” to recognize the better reason? I think not, and many theologians seem also to agree.

Then too, in a scholastic context, those who like Aquinas are called “intellectualist” rather than voluntarist also defended the existence of liberum arbitrium, which technically includes a so-called “freedom” to cleave to the worse reason, or to any arbitrary fancy. But a common argument, also repeated in many variations, is that God’s “absolute” freedom — in effect a freedom to choose the worse — is never really exercised. There is still intense disagreement on this non-exercise means, as also occurs in the debate on absolute versus ordained power.

The pragmatist might advise us that a power that is never exercised does not in any meaningful sense exist. But as we have seen recently, Charles Pierce, the originator of pragmatism, vigorously rejected the reduction of reality to facts. Reality for Pierce is characterized by true — and in principle testable — conditional statements about what “would be” the case if this or that.

Aristotelian potentiality and actuality are often misread as power and fact, which completely loses the valuational significance that they acquire over the course of the argument of Aristotle’s Metaphysics. Pierce too seems to follow this diminished reading. But this does not prevent him from making the valid point that scholastic talk about “powers” already goes beyond talk about present fact. In this way it is a good thing, even if (as I would add) it is also deeply tied to non-Aristotelian assumptions about the predominance of “efficient” causality.

Scotus does seem to argue that God in a supernatural way really exercises both absolute power and absolute freedom, and that humans making practical decisions do also in fact exercise absolute freedom. But in recognizing that he makes these claims, we still have to consider what these assertions mean in the total context of his thought, and what other countervailing tendencies there may be that need to be taken into account.

In the case of Aquinas, in spite of many divergences from Aristotle on important points, there is still a substantial extent to which he also defends many good Aristotelian positions that have been sharply contested by some conservative theologians. Overall I think Aquinas played a progressive historical role, by inventing and promoting an Aristotle whose texts mainstream opinion in the Church could allow to be read sympathetically, and thus no longer felt the need to ban. This is in spite of my disagreement on numerous matters of interpretation. Augustine has of course never been mistaken for an Aristotelian, but he too played a historically progressive role by taking philosophical thought seriously and making it theologically respectable.

These achievements of broad respectability — for Aristotle, and/or for philosophy in general — had the immense value of leaving open the possibility that others could read the philosophical texts in an even more sympathetic way. I therefore tend to read Aquinas (and scholasticism in general) in a sympathetic way, even though I harp on various matters of interpretation.

I have been feeling the deep irony that some of what I write nowadays, if taken out of context, could be misunderstood as professing a kind of dogmatic Aristotelianism. While I have always regarded Aristotle’s works with interest and sympathy, the degree of that sympathy and the strength of that interest have increased greatly over the years, as I have gradually overcome prejudicial judgments that I had too uncritically accepted, from the contemporary world’s widely diffused bias against Aristotle.

In any case, from my recent investigations it is beginning to appear that Scotus’s actual writings touching on ethics and natural-philosophical topics do not really at all sound like the working out of the consequences of a radical voluntarism. I do still think that Scotus’s theory of synchronic contingency — as it has been called in recent years — goes way too far in opposing the determinist bias attributed to the Arabic Aristotelians. But the most substantial account yet available of Scotus’s general attitude toward Aristotelian natural philosophy — Richard Cross’s The Physics of Duns Scotus (1999) — says in the front matter that when addressing natural-philosophical questions, Scotus never primarily relies on theological arguments, but only uses them in a secondary and corroborating way. This is actually true of many of the scholastics.

There is a new collection of Scotus’s ethical writings (Williams 2017), which seems to have largely superseded the Wolter 1996 collection mentioned recently. The most substantial secondary work on Scotus’s ethics seems to be Mary Beth Ingham, The Harmony of Goodness: Mutuality and Moral Living According to John Duns Scotus (1996; 2nd ed. 2012). She speaks of Scotus’s “moral vision of relational love and generous living” (p. 7) as rooted in a broader Franciscan emphasis on the beauty of Creation. In her view, Scotist ethics develops and builds on a Franciscan theological aesthetics. Ingham’s account opens up perspectives on Scotus’s ethics that seem far closer to the ethical themes in Aristotle and Hegel than I ever expected,

The case for the existence and importance of such a Franciscan theological aesthetics gains additional support from The Beauty of the Trinity: A reading of the Summa Halensis (2022) by Justin Coyle. He argues that the main document of early Franciscan theology gives beauty a central place in its account of the Trinity that has been little recognized. Schumacher and Bychkow’s A Reader in Early Franciscan Theology: The Summa Halensis (also 2022) translates selections from this same work, which had multiple authors, the most prominent of whom were Alexander of Hales (d. 1245) and John of La Rochelle (also d. 1245). Along with Roger Bacon, Alexander and John are the most prominent of the Franciscan predecessors of Scotus, whom Boulnois partially credits for some of the innovations that have been attributed solely to Scotus.

Free Will as Love?

I was surprised and intrigued to learn that Augustine in various works seems to more or less identify will with love. Of course it is not surprising that a Christian theologian would write about love. I count 65 occurrences of the word “love” in Augustine’s famous early treatise On the Free Choice of the Will. But my quick scan of all 65 passages did not find this identification. Nor is this identification mentioned in the introduction to the Cambridge edition, or in a great many discussions of free will by other writers who mention Augustine. I have confirmed, however, that this surprising identification of will with love does appear in a number of Augustine’s other works, and is considered by some to be an important theme. I first encountered this identification of will with love quite recently, in secondary literature on Scotus. Then I found references back to Augustine.

Scotus reportedly makes this identification too. He also seems to hold that all virtue is virtue of the will. I think of virtue more generally as virtue of something like character or emotional disposition. Once a separate faculty of will and decision is posited in the human, I can see how it might seem plausible to locate virtue in the will. But I don’t think there is such a separate faculty, and Plato and Aristotle did not think so either.

We make judgments and decisions based on varying combinations of thinking and feeling. The particular drift or orientation of our judgments and decisions could reasonably be described as some definite will, but this does not justify the assumption that choice and decision should be attributed to a separate faculty that is independent of all our thinking and feeling, as well as of all external circumstance.

What is clear is that we want some things, and don’t want others. Plato and Aristotle call this desire. Our desires count as ours by Aristotle’s criterion of willingness. We are responsible for the whole of our desire, even though there are things we desire without choosing to do so. There is a whole spectrum of desires, some of which are ethically beneficial and highly rational, while others may be completely irrational and ethically harmful.

Greek philosophers may attribute some things to love that some moderns attribute to will. In this vein, we may be said to “love” all that we prefer or seek. Some of Augustine’s references to love have a rather similar sound.

In any case, Augustine and Scotus both emphasize the role of love in their trinitarian theology. Sometimes this is called an ordered love, to distinguish it from animal passion. This ordered love is what they call caritas, or charity. One of Boulnois’s numerous books on Scotus that is out of print and expensive has a title that translates to The Rigor of Charity. An introductory book on Scotus by Thomas Ward is called Ordered by Love. If there is a non-evil voluntarism, this emphasis on love might help explain it.

I believe that in recent browsing I saw a passage in Scotus arguing that the best love, which he calls theologically meritorious, is freely given with no thought of advantage, and therefore the will is free. Unlike all the other arguments for free will that put it in the register of power and efficient causality, love freely given is something I too hold dear.

More Work on Scotus

My initial motivation for the recent series on Boulnois’s Being and Representation had to do with large-scale, second-order, “historiographical” interpretation of the history of philosophy. More particularly, I wanted to draw attention to this work because it provides abundant evidence for a much more specific medieval and early modern counter-story to Heidegger’s sweeping claims to implicate Plato and Aristotle as well as Hegel in a wrong turn of metaphysics that is supposed to lead to technological domination and general evil. One of the distinctive features of Boulnois’s account is his highlighting of the novel theory of “objective being” in Duns Scotus.

As someone who much appreciates Aristotle’s view that being is “said in many ways”, I naturally have severe doubts about Scotus’s thesis of the univocity of being, though I don’t think it makes Scotus an apostle of secularism, as some have apparently been claiming in recent years. But on this issue, an interesting challenge is posed by Andrew Lazella’s The Singular Voice of Being: John Duns Scotus and Ultimate Difference (2019). Lazella makes a serious argument that Scotus puts difference before identity in the order of the constitution of things. If this is borne out, it would radically change the profile of the univocity claim.

I’m even starting to temper my very severe misgivings about Scotus’s theological and anthropological voluntarism. Franciscan scholar Allan Wolter’s translated volume Duns Scotus on the Will & Morality (1st ed. 1986) presents Scotus as in practice emphasizing a criterion of “right reason” in ethical matters, and as promoting Anselm’s thesis that the human soul is moved by an affectio justitiae or “affection for justice” as well as by a natural affection for the advantageous. It shows Scotus foregrounding Aristotelian phronesis or open-ended practical judgment in ethical matters. While I don’t much care for the narrowing latinization of the latter as prudentia or “prudence”, William Frank’s preface to this volume likens Scotist ethics in general to the “aesthetic judgment of a creative artist” (p. xiii). Not Scotus but William of Ockham is apparently the chief source of “divine command theory”, which reduces virtue to obedience.

There is a recent translation of the important Third Distinction of Scotus’s Ordinatio volume I as On Being and Cognition (2016) by John van den Bercken. Duns Scotus’s Theory of Cognition (2014) by Richard Cross pursues the same topics across the whole body of Scotus’s work. Voluntarism seems to play essentially no role in either of these. Cross incidentally says that both Scotus and Aquinas held that we have only inferential knowledge of Aristotelian substance. My Brandomian inferentialist ears perked up at this.

Another of Allan Wolter’s translated volumes is A Treatise on Potency and Act, which was a late addition to Scotus’s incomplete Questions on the Metaphysics of Aristotle, dealing with Book Theta. This work rather inauspiciously promotes a view of these matters as revolving around active and passive powers, in a context of efficient causality. But as such, it could make an interesting historiographical case study.

Scotist Controversies

There is a conservative religious-political viewpoint or movement called Radical Orthodoxy, led by Anglican theologians John Milbank and Catherine Pickstock, which wants to blame all the ills of modernity on the univocity of being promoted by the medieval Franciscan theologian John Duns Scotus. Supposedly, the Scotist univocity of being is responsible for the very idea of the secular. Among the authorities they cite in support of this historical claim are the great French Thomist scholar Etienne Gilson, who contrasted the bad “essentialism” of Scotus with the good “existentialism” of Aquinas, and Olivier Boulnois, who has documented the role of Scotus in re-founding metaphysics as a “science” of ontology independent of Aristotle in the Latin-speaking world.

While I am very far from being an unequivocal defender of Scotus, and indeed worry quite a lot myself about the evils of voluntarism, I find myself sympathizing with the Franciscans on these historical claims. The point that I wanted to make in the recent series on Boulnois’s Being and Representation was that there are very specific and explicit medieval Latin sources for the “metaphysical” wrong turn that Heidegger claimed was endemic to Western philosophy as a whole, going all the way back to Plato and Aristotle.

Pierce-Scotus Redux

I recently covered John Boler’s 1963 book on Pierce and Duns Scotus. Scholastic Realism: A Key to Understanding Pierce’s Philosophy (2018) by Paniel Reyes Cardenas revisits this territory. It benefits from the newer, chronological edition of Pierce’s works that is still being published.

Cardenas argues that Pierce’s interest in Scotus extends across Pierce’s entire career, and provides ample evidence for this, with abundant quotations that I found quite interesting. He says he wants to assert a stronger or broader influence of Scotus on Pierce than the limited one found by Boler.

Nonetheless, he still locates their connection on the realism-nominalism axis. Several pages are devoted entirely to Scotus, mentioning basic themes like haeccity and univocity. But although he gives a richer picture of Pierce, Cardenas ultimately has less to say about Scotus than Boler did. Boler was also a Scotus scholar, and published quite a few other articles entirely devoted to Scotus.

Of Relatives and Realities

Charles Pierce (1839-1914) was the founder of American pragmatism. He is considered by some to be the greatest American philosopher. He largely originated the mathematical theory of relations (the “relatives” of the title here). Along with Frege, he is regarded as a co-founder of mathematical logic. Along with Saussure, he is considered a co-founder of semiotics.

Pierce had a keen interest in the philosophy of science, and particularly in the idea of evolution. But unlike most philosophers of science, he was also interested in Kant and Hegel. Moreover, he had a very unusual familiarity with medieval logic. Like Leibniz, he only published a tiny fraction of what he wrote.

Pierce thought it was very important to defend a realist position, and to criticize the nominalism that he saw as pervasive in the modern world. John Boler’s Charles Pierce and Scholastic Realism: A Study of Pierce’s Relation to John Duns Scotus (1963) focuses on this angle. He documents Pierce’s engagement with a narrow but important slice of the work of Scotus, centered on issues of realism and nominalism. A reading of Boler’s work will help to get a little deeper into Pierce’s thought. This will be a lengthy one-off.

Boler is aware of the hazards of writing about “isms”. He notes, however, that since Pierce himself dwells extensively on such terms, they will be unavoidable in understanding his thought.

“In its technical form in Pierce, pragmatism holds that the meaning of a statement consists in the truth of a conditional proposition stating what would happen as a result of certain tests. Two points are of special import here: that apparently simple conceptions like hardness are at bottom conditional in form; and that such conceptions relate not so much to what does happen in any one test, but to what would happen in response to a certain type of test” (Boler, pp. 12-13, citations omitted).

The reference to tests recalls Pierce’s interest in science, but what is essential here is the broader point that every assertion should be understood as shorthand for the assertion of one or more conditionals, even when its surface grammar is unconditional or categorical.

In a move that is ancestral to Brandom’s inferentialism and emphasis on the constitutive role of counterfactual robustness and subjunctive constructions, Pierce explains ordinary properties of things as condensed or hypostasized representations of if-then conditionals. This proto-inferentialism is central to Pierce’s conception of what reality is.

The other key aspect of reality for Pierce is clarified by focusing on the notion of constraint that such conditionals imply. This could be seen as ancestral to Brandom’s work on modality. It is reflected in the concern with what would happen if this or that.

“We find, says Pierce, that our opinions are constrained; there is, therefore, something that ‘influences our thoughts and is not created by them’: this is ‘the real’, the thing ‘independent of how we think it’. But problems arise if we hold that the real is that which influences our sensations, which in turn influence our thoughts…. Such problems disappear, according to Pierce, if reality is taken not as the source or stimulus of the knowledge process, but as its goal or completion” (pp. 14-15).

In the mid-20th century, the dominant philosophy of science was logical empiricism, which explicitly advocated a rigidly foundationalist view of reality as the source of knowledge. Since then things have turned again, and there is more diversity of opinion.

In this notion of reality as the goal of knowledge and not its source, there is an important partial convergence with Aristotle’s insistence in the Metaphysics on the primacy of the “final” cause. Aristotle’s own view of this was largely covered up by the Latin creationist adaptations of his work that took their bearings from Avicenna. The convergence of Pierce with Aristotle is only partial, because Pierce focuses on the temporal working out of processes of evolution, in contrast to Aristotle’s omnitemporal that for the sake of which.

There is a similar partial convergence and difference between Pierce and Aristotle with respect to the meaning of the primacy of actuality. In Pierce, actuality is understood in the modern way, in terms of present facts, though he understands evolution in terms of progress toward the better. (Aristotle and Hegel more emphasize a normative meaning of actuality, which may be at odds with present facts.)

“If on the face of it Pierce’s conception of reality seems a little odd, we might consider an oversimplified application in scientific inquiry. It may be, for example, that Copernicus got the idea for his hypothesis when he was looking at things from a moving platform. But the ‘objectivity’ of his theory is not validated by tracing it to some such suggestion; it is validated by checking the results of, among other things, his predictions. In general, a scientific hypothesis is not accepted because of where it came from but because of where it leads” (p. 15).

This also illustrates Pierce’s non-foundationalism.

“Pierce eventually comes to define reality as what will be thought in the ultimate opinion of the community” (ibid).

The “opinion of the community” is here subject to a kind of historical teleology of progress. This is the optimistic view that better ideas will prevail, given enough time. Brandom has argued that Hegel’s account of mutual recognition — which was not well-known in Pierce’s time — is a substantial improvement over Pierce’s ideal of eventual community consensus.

“Nominalists sometimes contend that a general is just a ‘word’, a fiction created by the mind as a convenience for talking about the world. Pierce is ready to grant that a general is of the nature of a word, but he points out that on his definition of reality this does not in any way prevent a general from being real” (p. 16).

Pierce seems to prefer the term “general” to the more common “universal” in logic. Either way, it means not something that applies to all things, but something that applies to many things.

Boler quotes Pierce, “[The great realists] showed that the general is not capable of full actualization in the world of action and reaction but is of the nature of what is thought, but that our thinking only apprehends and does not create thought, and that thought may and does as much govern outward things as it does our thinking” (ibid, brackets in original).

“How did pragmatism manage to get involved in this sort of thing? The clue to that lies with Pierce’s notion of the ‘would be’, which makes of the pragmatist a realist of an extreme sort. A character — hardness, say — does not consist in the actual responses to actual tests; as we shall see, Pierce criticizes his own early formulations of the pragmatic maxim for suggestion that it does. Hardness is something general, involving a relation of a type of test to a type of response. What is more, Pierce is not just denying that the would-be is the same as a totality of actualities; the very fact that a character is a would-be indicates that it has a different mode of being from that of actual events. The theory also involves the notion of really active (general) principles, which govern actual events” (p. 17).

What makes Pierce’s realism “extreme” is his emphasis on the real character not only of higher-order things, but also of higher-order relations. Pierce thinks of reality as not only saying something about what is, but also about what would be, under a broad range of alternate possibilities. Pragmatism in his eyes looks not only at present facts, but at what would be. Pierce argues that scientific laws already fit this model, but he wants to extend it to ordinary life as well.

“The reader who is scandalized that pragmatism should be mixed up with metaphysical questions might look at [citations to Pierce’s Collected Papers], where pragmatism is said to be ‘closely associated with Hegelian absolute idealism’ and with scholastic realism” (p. 17n).

[quote from Pierce:] “In calling himself a Scotist, the writer does not mean that he is going back to the general views of 600 years back; he merely means that the point of metaphysics upon which Scotus chiefly insisted and which has passed out of mind, is a very important point, inseparably bound up with the most important point to be insisted upon today” (p. 19).

That is to say, Pierce’s interest in Scotus is focused on the issue of realism and nominalism.

[Pierce again:] “But though the question of realism and nominalism has its roots in the technicalities of logic, its branches reach out about our life” (quoted, ibid).

Pierce says modern philosophy has been swept by a “tidal wave of nominalism” (quoted, p. 20).

Boler writes that in the Renaissance, “In the struggle for control of the universities, the humanists sided with the followers of Ockham in an attempt to overthrow the Dunces [Scotists], who were then in power. As a political favor, but with little concern for or understanding of the real issues involved, the humanists championed nominalism…. But if nominalism was misbegotten, realism on its own side was badly defended. The narrow, rationalistic anti-empiricism of the Dunces made the position unpalatable to those occupied with the growth of the new sciences…. Pierce will have to correct misinterpretations of the earlier controversy” (ibid).

[Pierce:] “The nominalist Weltanschauung [worldview] has become incorporated into what I will venture to call the very flesh and blood of the average modern mind” (quoted, p. 20n).

[Pierce:] “[I]t is proper to look beyond the letter [of scholastic formulations] to the spirit of it” (quoted, ibid).

Boler says “The most common and striking argument that the scholastic realists advanced for their position was the necessity of justifying scientific knowledge. Science, as Aristotle had said, deals with generals; and if science is true of the real world, the objects of scientific conceptions must somehow be real” (ibid).

Indeed Aristotle holds that knowledge in the strong sense applies only to universals. Of individuals we have only acquaintance and practical judgment.

[Pierce:] “Still it remains true that I do know that the stone will drop, as a fact, as soon as I let go of my hold. If I truly know anything, that which I know must be real” (quoted, p. 22).

[Boler:] “Pierce then explains that he can make such a prediction because he knows what kind of thing he is dealing with…. What interests him, however, is how this uniformity is different from that, say, of a run of sixes with honest dice” (ibid).

The run of sixes is only a repeated fact. Facts alone tell us nothing of what would be if the facts were different. In Aristotelian terms, most facts are called accidental. What is in a factual sense not only does not tell us what ought to be, it does not tell us what would be, independent of current particulars.

“After all, one need only see that every proposition contains a predicate in order to realize that our thinking is characterized by the use of generals; but that does not yet touch the issues dividing the nominalist and realist” (p. 24).

The very possibility of thought as distinct from opinion depends on judgments about the applicability of universals. This extends also to any kind of art or craft or practical know-how.

“Although the cook must handle particular apples, her indifference to individual apples indicates that what she wants is an apple and not a this” (p. 25).

If we were completely without universals, there could be no meaningful saying. Everything would only be this — and thus indistinguishable from anything else. We would be reduced to a completely inarticulate pointing.

“Pierce does not think that you can find generals in the sense that an archaeologist finds vases” (ibid).

No universal and no reality is simply there to be found, or immediately given. Reality as a distinguishing criterion is bound up with being able to say something about what would be under alternative conditions.

“As a matter of fact, Pierce feels that the realist position has been misunderstood because of a nominalistic prejudice that whatever is real must have the same mode of reality as all other real things” (ibid).

For a consistent nominalist, there would only be brute fact.

“Pierce insists that no great realist of the thirteenth or fourteenth century ever held that a general was ‘what we in English call a thing’. This is why he denies that the controversy in the middle ages had ‘anything to do with Platonic ideas’ ” (p. 26).

I like to rehabilitate the word “thing”. To be real, or to be a thing, is to be polymorphic, to be a subject of what would-be, and to have a less-than-numerical unity. In contrast, to be an object in the Scotist sense is to have numerical unity.

A strictly numerical unity or identity is always artificial. No idea is an object. People are like ideas, and not like objects.

He quotes Pierce again, “Let the artificers of such false inductions dare to set up predictions upon them, and the first blast of nature’s verity will bring them down, houses of cards that they are” (p. 27).

Insofar as words in a language express differences in the world, they are in fact not arbitrary in the way that proper names are. “Nominalism” treats words in general as mere names.

Boler continues, “Now, what is the difference between the group of things called Harry and the group of things called gold?” (ibid). “Now we take some of the things called Harry (the cat, an old rubber stopper, and a bar of soap), and we find that they all float in water. The next thing called Harry that we select may float in water, but we would bet on it about as we would on a run of sixes with dice” (p. 28).

Names are truly arbitrary, as the list of things called Harry illustrates. But the property of floating in water is not indifferent. We can use it as a “test” to distinguish things, which is just to say that it is a counterfactual, a would-be, and thus a meaningful basis of classification.

“If this regularity is due to the scientist’s giving the same name to similar objects, the question at best misses the point. What Pierce finds important is precisely the original similarity…. The problem still remains why the same term was applied to certain things” (p. 29).

“Pierce says of Ockham: ‘He allows that things without the mind are similar, but this similarity consists merely in the fact that the mind can abstract one notion from the contemplation of them. A resemblance, therefore, consists solely in the property of the mind by which it naturally imposes one mental sign upon the resembling things’ ” (pp. 29-30).

The situation resembles that of Aristotle’s critique of the sophist Protagoras, who claimed that “Man is the measure of all things”.

On the dropping of the stone, Pierce says the nominalist “may admit that there is in the events themselves an agreement consisting in the uniformity with which all stones dropped from the hand fall to the ground, but if he admits that there is anything at all, except the mere fact that they happen to do so, that should in any sense determine the different stones to fall every time they are dropped, he ceases to be a good nominalist and becomes a medieval realist” (p. 30).

Pierce again: “The man who takes the [nominalist] position ought to admit no general law as really operative…. He ought to abstain from all prediction” (ibid, ellipses and brackets in original).

And again, “My argument to show that law is reality and not figment — is in nature independently of any connivance of ours — is that predictions are verified” (ibid).

Yet again, “for if there was any reason for it, and they really dropped, there was a real reason, that is, a real general” (p. 31).

Back to Boler, “He does not think that the nominalist wants to deny scientific prediction, but he objects strenuously that nominalism does not explain it” (p. 32).

I previously presented Bertrand Russell’s critique of the modern notion of (efficient) cause in a positive light, because it was a critique of that notion of cause. But by Pierce’s lights, Russell would be a nominalist who fails to produce real explanations.

“While the realist bases his stand on the objective reality of our general conceptions, the nominalist bases his arguments on the independent reality of things…. Pierce feels that the good reasons for this view are distorted by its overemphasis, but that these can be preserved if the real is taken as the normal term or goal of our mental processes: that is, if we hold that our mental activity leads into the real world rather than away from it…. That is to say, whether he can refer the theory to Kant or not, Pierce continues to defend the idea that reality must be that which draws our opinions and not that which triggers them” (pp. 34-35).

While the nominalist may appeal to what Aristotle calls independent things, it now seems to me that she is not entitled to this. “Independent”, “reality”, and “things” all depend on the general and the would-be.

I really like this idea that reality is something we move toward, rather than something we proceed from.

“However much we may have to go into the technicalities of logic and grammar, we should not forget Pierce’s insistence that the nominalist-realist controversy is about real things…. The medieval realist was interested in an objective ground for general conceptions, while the modern nominalist wants to stress that the ‘thing’ exists apart from the mind…. [A] realist need not hold that all conceptions involve a real (that is, objective) generality, or that any universal is a ‘thing’…. [A] proper definition of reality is essential to any adequate solution of the problem” (p. 36).

“Broadly speaking, the scholastics held that only individual things (what they called ‘supposits’) exist. But these supposits have an intelligible structure (what the scholastics called a ‘nature’), which is not simply identical with the supposit as an individual. When a carpenter makes a bed, it is possible for him to have given the same structure to another thing. When someone looks at the bed, he sees that it could have been made with other materials — or better, he realizes that there could be other beds. It does not seem unreasonable to say, then, that it is the same structure, or nature, that is (1) in the mind of the maker, (2) in the bed, and (3) in the mind of the viewer” (p. 39).

“Notice, however, that while any and every bed will have a certain structure, the structure is not identical with any individual bed or group of beds; the structure is a sort of plan, whereas this or that bed is an execution or instance of the plan. In the world of supposits, however, we do not find plans existing alongside the instances of those plans” (ibid).

Structures and plans are higher-order things, not reducible to immediate particulars.

“First intention is thought about the real world; second intention is thought about first intention. Notice that first and second intentional concepts are equally mental. The objects of first intentional concepts, however, are real things, while the objects of second intentions are the first intentional concepts themselves. Thus although first intentional concepts are, in a sense, entia rationis [beings of reason], they have real things for their objects. Second intention can be defined, then, as having for its objects only entia rationis” (p. 43).

Here again we see the Avicennan notion of first and second intentions. This formulation makes it particularly clear that “second” intentions are second-order intentions — that is, intentions with regard to other intentions. Avicenna may have been the first to explicitly talk about second-order things.

“It should be clear even from the way Scotus states the problem that he does not intend to treat nature as another ‘thing’ (like Socrates, Plato, and the line)…. Scotus maintains that Socrates and Plato are ‘numerically distinct’, and consequently if they have the same nature, that nature must have a ‘less than numerical unity’ ” (p. 47).

I hold that anything real must have “less than numerical unity”, and I think this is an implicit assumption in Plato and Aristotle. Oddly enough, it is the neoplatonic enthusiasm for the One that led to more explicit examination of all the ways in which everything else is not a pure Unity.

“If it were maintained that this lesser unity is a contribution of the mind, and that the only real difference was the numerical one, it would follow that our scientific conceptions would not give us information about the real world…. I think that Pierce is making the same point when he says that the nominalist makes the real world to be an unknowable thing-in-itself” (p. 48).

Knowledge involves the ability to meaningfully generalize about the real world. It is exact, “numerical” identity that is artificial. Numerical identity is a valid concept in mathematics, but that is about the extent of it. Any kind of substance or essence or reality has a “thickness” that is mutually exclusive with the razor-thin, absolutist character of numerical identity.

“By a nature’s lesser unity Scotus does not mean something having the viscosity of taffy; the nature is not spread out in a physicalistic sense. As a matter of fact, he emphasizes that the so-called common nature is real in one object and not in two. The word ‘common’, then, may be misleading. Actually, Socrates has a Common Nature even if he is the only only man existing, for he is still a man and not manness itself. The Common Nature lacks a numerical unity precisely because it can be real without being determined to exist in any one thing. Although individuated in any existent thing — in Socrates, the nature is his in the sense of being this nature rather than that — the nature itself is indeterminate with respect to this thing and that” (p. 50).

“Such abstractions, however, should not be confused with second intention; for Scotus, this would be confusing metaphysics with logic…. However much an abstraction of this sort is a construction of the mind, it is a construction done with an eye on the real object. In second intention, ‘predicate’ would refer to ‘being a man’ without reference to any object beyond that predicate itself. In short, metaphysics is like logic in that its objects are abstractions of a second order; but it is like physics because its objects are real” (p. 61).

The common nature is thus sharply distinguished from a second intention. Avicennan intentions all have a psychological aspect, which Husserl criticized in Brentano’s revival of intentionality.

“As we shall see, Pierce gives a special status to some things ordinarily called individuals — notably the human person. Ultimately, such individuals are for Pierce living laws and thus essentially general” (p. 64).

What are commonly called individuals have a kind of streaming continuity that is neither numerical nor absolute. It is not the identity of individuals that makes them precious, but rather their differentiated and “less than numerically identical” essence.

“New developments in logic, Pierce feels, make the whole question of universals easier to express and to solve. Abstractions like humanity turn out to be simple forms — the limiting cases — in a general process whereby relations are treated as things (hypostasized) in order to serve as the terms for higher order relations. Pragmatism shows that scientific formulas take the form of such relations. When successful prediction indicates that these formulas are not fictions, they are called laws. Laws are manifested in things as real powers, or, in pragmatic terms, as real ‘would-be’s’ ” (pp. 65-66).

What common sense regards as individual terms or things turn out to be hypostasized (or as I like to say, shorthand for) relations. This makes excellent sense.

The “new developments” Pierce refers to are the explicit formulation of higher-order concepts.

Boler quotes Pierce, “[Logic] is the science of the necessary laws of thought, or, still better, (thought always taking place by means of signs), it is a general semiotic, treating not merely of truth, but also of the general conditions of signs being signs (which Duns Scotus called grammatica speculativa), also of the laws of the evolution of thought … which I content myself with inaccurately calling objective logic, because that conveys the correct idea that it is like Hegel’s logic” (p. 68).

“Pierce considers the basic logical elements to be the term, proposition, and argument. Of these, the argument is not only the most important but the most fundamental form. It is not, strictly speaking, composed of propositions in turn composed of terms; on the contrary, insofar as propositions can stand alone, they are implicit arguments, while terms are implicit propositions” (p. 69).

I am delighted to read this. Higher-order things come first, and that is why we cannot be foundationalist.

“In the proposition ‘Socrates is a man’, the predicate is ‘is a man’, a form that Pierce calls a rhema or a rheme. The logical subject of a proposition is what is placed in the blank space of a rhema to make a proposition. Of course the logical and grammatical subjects will not always coincide; in the example ‘Anthony gave a ring to Cleopatra‘, the underlined words are the logical subjects — a reasonable enough position which leads Pierce to frequent attacks upon the status of the common noun according to grammarians. Pierce brings grammar into line with logic by taking the basic grammatical forms as subject and verb, the subject being a demonstrative or something that can take its place, adjectives and common nouns being parts of the verb” (ibid).

Pierce thinks in terms of n-ary relations. Nouns are part of the verb. The demonstrative subject he recommends would be a generic “this”, a “free” variable having in itself no description or properties. This would bring grammar into line with the syntax of expressions in predicate logics, where propositions begin with “For all x”, or “There exists x”, and all the differentiation is grouped under the predicate.

“In speaking of the rhema, Pierce says it is obtained by erasing the logical subject(s) of a proposition, which shows perhaps as well as anything why the term is a derived form rather than a building block for propositions. That the proposition itself is an implicit argument requires a more complicated explanation — one involving Pierce’s contention that the copula is illative” (pp. 69-70).

In traditional logic, where a proposition has the surface grammar “A is B”, the “is” was called the copula. When Pierce says the copula is really illative, he means that what is logically meant by the surface grammar “A is B” is the conditional “If A(x), then B(x)”.

“First of all, Pierce denies that the copula is ‘is’, holding instead that ‘is’ is a part of the predicate. Still, he insists that a proposition cannot adequately be treated in terms of subject and predicate alone: for ‘composition is itself a triadic relationship, between two (or more) components and the composite whole’. Second, Pierce denies that the link between subject and predicate is identity, for he considers identity to be in reality only another general predicate. And finally, he affirms that the link, that is, the copula, is a form called consequence” (p. 70).

“Is” is part of the predicate. Identity is only another general predicate. Logic is built by elaboration of the notions of composition and consequence. The claim that composition is “triadic” goes along with this, and may turn out to help explain what Pierce means by “thirdness”.

“Pierce holds that the relation of premise(s) to conclusion is the same as that of antecedent to consequent. Consequence, then, is the prototype of argument; it is the ‘one primary and fundamental logical relation, that of illation, expressed by ergo [therefore]’. Note particularly that the consequence is the relation of consequent to antecedent, not just a consequent and an antecedent. An argument is somehow more than just its premises and conclusion, just as a proposition is more than its terms. Pierce tells us that a proposition is an assertion or predication of a predicate of a subject. Consequence, in which the copula is explicit, is the basic (what might be called the ‘normal’ predicational and inferential form” (ibid).

The idea that logical consequence is a relation has been generally accepted by later logicians. Consequence relation is now a standard term in advanced studies of logic. It specifies what follows from what in a given logic.

On the other hand, Pierce’s insight that there is or should be exactly one fundamental logical relation in a logic — consequence, or whatever we may call it — was not reflected in what came to be standard 20th-century presentations of logic. There has been a great deal of advanced work in several fields that could be seen as carrying forward the kind of unification that Pierce envisioned. But it has mostly used function-like constructs as basic, rather than relational ones. And it is still not mainstream.

“For Pierce, then, predication is essentially a form of consequence. We might note in passing two rather important effects of this doctrine. First, even the perceptual judgment is but a limiting case of hypothetical inference. Second, categorical propositions in their basic (or normal) form are, without exception, conditionals. The latter point in particular has a bearing on Pierce’s pragmatism” (p. 71).

These are all claims that I have made in the context of thinking mathematically about Aristotelian logic, without being aware of the precedent in Pierce. (See Aristotelian Propositions; Searching for a Middle Term; Syllogism; Predication.)

“We must now determine what Pierce means by calling the rheme a ‘relative’, for it is in terms of relatives that he will ultimately explain the generality of the predicate. A relative, he says, ‘is the equivalent of a word or phrase which either as it is [a complete relative] or else when the verb “is” is attached [a nominal relative] becomes a sentence with some number of proper names left blank’…. Pierce reserved ‘relation’ to indicate a relationship said to be true of one of the objects (usually the noun-subject), the others not being considered” (p. 73, brackets in original).

In more standard terminology, Pierce’s “relative” is an n-ary relation, like the fundamental construct used in a relational database. He avoids the term “relation” here because the Latin relatio was used to translate Aristotle’s category of pros ti or “toward what”, which resembles the way he does use “relation”.

“In treating the order and independence of relatives, Pierce finds that a triad cannot be reduced to dyads nor a dyad to monads. He does discover, however, that all relatives higher than triads can be reduced to triads” (ibid).

The same is true in algebra and physics — all the fundamental characteristics of higher-order equations can be understood in terms of the behaviors of second-order equations. And the classic laws of physics are mainly second-order differential equations. Second-order things are “triadic” in Pierce’s sense.

“If categorical propositions are virtual hypotheticals, it might be that all monadic predicates are virtual relations…. A more plausible suggestion is that monadic predicates are simply limiting cases of higher relatives. A nonrelative character, then, is a limiting case of a relative character” (p. 74).

The nonrelative is the limit case or “degenerate” case of the relative. Everything “is” a relation, in the sense that everything can be characterized in a relational way, without presupposing fixed terms. Pierce argues that the laws of physics do not presuppose fixed terms either; that reality is best expressed in terms of higher-order relations, which we can also more simply call higher-order things. Things are convenient hypostatizations of bundles of relations.

But the other essential side of this is that all meaningful differences discernible by common sense (at least all the good ones) are liftable into the higher-order context. A higher-order context means more difference and more distinctions. In no way does it connote an obliteration of difference or canceling of distinctions. It induces a kind of fluidity, as Hegel already observed. But in Pierce’s metaphor of debtor’s court, we still feel the reality of the sheriff’s hand on our shoulder.

“We can now return to the problem of relating monadic predicates to higher relatives. Pierce’s solution is reflected in three points he makes about collections. First, the older logic had reached its limit in treating things that are similar to one another as a collection; the logic of relatives provides the notion of a system that can be constituted by any combination of its members. Cause and effect, symptom and disease, the triadic relation of a sign to its object and interpreter, and, most important, a scientific law or mathematical formula — all constitute systems whose members are not necessarily similar to one another. The contribution of the logic of relatives, according to Pierce, is to treat a class or collection as a degenerate form of system” (p. 76).

A class or collection is a degenerate form of such a system, a sort of fossilized result.

“Generality, on [a common] account, revolves around the similarity of the members of a collection, which can be subjects or subjects or subject-sets” (pp. 76-77).

This similarity is none other than the resemblance of which the medieval logicians and theologians spoke.

“The lesson to be learned from the logic of relatives, Pierce insists, is that this scheme must be turned around…. The power of the new logic … is that it allows us to move not just from a sample to a collection, but from a fragment of a system to a whole system” (p. 77).

“We can approach the same idea from a slightly different angle by examining Pierce’s second point about collections: the distinction between discrete and continuous collections…. The most important kind of nondiscrete collection is that of possible objects” (ibid).

For me at least, this use of continuity is new and interesting.

Boler quotes Pierce, “The possible is necessarily general; and no amount of general specification can reduce a general class of possibilities to an individual case. It is only actuality, the force of existence, which bursts the fluidity of the general and produces a discrete unit” (p. 78).

As a “force of existence”, Pierce’s actuality is clearly not the actuality of that for the sake of which, to which I have given so much attention in Aristotle.

Boler continues, “Pierce eventually comes to hold that every predicate specifies a continuous collection of possible objects…. The quality spectrum that corresponds to monadic predicates is a simple form of the more complex continuity of a process. The events in a process are related not by being similar to one another, but by being ordered to, or successively realizing the end of, the process” (ibid).

Here we do have explicit mention of an end.

“There remains a third point about collections…. Pierce points out that a collection is not the same as its members. Even the collection whose sole member is Julius Caesar is not identical with Julius Caesar…. Pierce comes to define a collection as a fictitious entity made up of less fictitious entities” (pp. 78-79).

I think this has to do with the idea that nouns are “names” for collections.

“Pierce contends that the common noun is an accident of Indo-European grammar, being in reality only a part of the verb or predicate; the same is true of adjectives. But if ‘man’ is an unessential grammatical form, ‘humanity’ and ‘mankind’ are not. For the latter are not parts of the predicate at all: they are the predicate made into a subject by a process called ‘subjectification’ or, more often, ‘hypostatic abstraction’ ” (p. 79).

“Humanity” is more essential than “man”, because it more clearly refers to an essence, rather than to a concrete collection. “Subjectification” here does not refer to anything psychological. It is used in the quasi-Aristotelian sense that — in the same way as “hypostatization” — abstracts something as “standing under” something else.

“Some have held that abstraction is a mere grammatical change with no logical significance, but Pierce thinks this is a serious mistake” (ibid). “Pierce considers abstraction one of the most powerful tools of the human understanding. It is through abstraction that the mathematician is able to treat operations as themselves the subject of further operations. Equally important is the fact that the language of science abounds in abstractions: velocity, density, weight, and the like. Biological and chemical classification likewise require that the scientist deal with collections and their relations; and scientific laws and formulas are themselves the essential characters of collections” (p. 80).

Operations become the subject of further operations. And this is how we get to the idea of a subject as a thing standing under.

“Pierce’s insistence on the importance of subjectification is one reason why he rightly calls himself a Scotist…. Scotus considers abstraction proper to be the process whereby the mind operates on the Common Nature as known, giving it a numerical unity it did not of itself possess. Only the predicables, the second intentional notions like genus and species, are universals in the strict sense; but second order abstractions like humanity and whiteness are also universals (in a sense) because they are ‘fit to be predicated’: that is, they have a unity allowing them to be predicated of many individuals” (ibid).

The mind operates on the common nature, giving it a numerical unity it did not of itself possess. For Scotus this is an advancement of knowledge. But claiming for things a unity that they do not have is reductionism.

“For both Scotus and Pierce, abstractions can be treated in terms of either their logical behavior or their real reference. A biologist, for example, may use abstractions in speaking of a collection of animals or the differentiating character of sentient things, but he is not doing logic. Conversely, a logician may talk of the collection of fairies as an ’empty’ collection, but it is not a logical inquiry that establishes that there are no fairies; actually the logician is not interested in fairies but in collections…. In general, although any predicate can be made a subject by a logico-grammatical process, that process does not of itself determine that a collection or a character is real” (p. 81).

At a formal level this is clearly true. Subjects in this quasi-grammatical sense are abstractions from higher-order predicates.

“Consequently, it is important to distinguish in Pierce, as we did in Scotus, between second intention and abstraction. Second intention is ‘thought about thought as symbol’, and thus requires an act of abstraction: our thinking about things is itself made a thing to be thought about. Both logic and grammar make use of the process: ‘subject’, ‘predicate’, ‘noun’, ‘verb’, and the like are all second intentional terms” (pp. 81-82).

“As we reach the higher level relations of hypostasized relations, we sometimes lack names for the relations and use instead scientific formulas or laws. Even where we have the names at hand, the explicitly relational form of the law can be substituted. Such would seem to be the reasoning behind Pierce’s contention that what the scholastics called a nature was in fact a law of nature: the nature of a diamond, for example, consisting in a higher order character, a relation of relations, or law” (p. 83).

Here I think of the various passages in which Aristotle points out some commonly recognizable phenomenon that has no name.

“When Pierce says that some abstractions are real, he does not mean that they have the same mode of being as existing physical objects” (ibid).

Abstraction in itself is not subjective in the psychological sense. It designates a formal operation of giving a shorthand designation (a name) to something that previously had none. But then if we are not careful with our new shorthand, we may use it in an overgeneralized way that effectively is subjective in the psychological sense.

“The mental depends for its reality on someone’s thinking it, but then it has characters as a mental reality despite what anyone thinks about it” (p. 84).

I’m not fond of the term “mental”, but if we think of it merely as a named variable that gets its meaning from its use in various contexts, what he is saying is true. (What I call meaning (Fregean Sinn or “sense”) is not the same thing as reference (Fregean Bedeutung). Abstraction works on the technicalities of reference, which in turn depend on anaphora, or back-reference in speech to things that have not been explicitly named.)

“The fact that someone has made an abstraction is as real as the fact that someone dreamed. And just as this is not the issue when it is said that a dream is unreal, so it is also not the issue when it is said that an abstraction is real. The reality in question is the reference of the abstraction” (ibid).

If I give something a name, you may doubt its appropriateness (whether it is a good name), but regardless, it remains a fact that — for better or worse — I gave it that name.

“Real abstractions are distinguished first of all from second intentions, for the latter refer only to to entia rationis. A real abstraction, though itself an entia rationis, refers to something that does not depend on what someone thinks or thinks about it. Second, real abstractions are to be distinguished from abstractions which purport to refer to the real…. Notice that only experimental inquiry will establish the latter distinction…. The question of real collections and characters is something beyond this” (ibid).

Second intentions in this way of speaking are psychological or what I think of as spontaneous, in that they are formed at a material, preconscious level in the imagination, whereas abstractions are the result of formal or symbolic operations.

“As we saw, Pierce uses ‘relation’ to indicate a relationship said to be true of one of the objects related, usually the noun-subject, the others not being considered. In much the same way, ‘power’ seems to indicate a lawlike relationship which is said to be true of the noun-subject or, in this case, what is usually called the cause” (p. 90).

“What a power explains is the special regularity involved. When we say, for example, that a charged battery has a power which an uncharged battery does not, we imply that it is not a mere chance similarity that a motor attached to the battery will start. We feel that there is some reason why a motor attached to one battery will start while, attached to the other, it will not. As a matter of fact, we feel that there is something about the charged battery even when it is not attached to the motor which makes it different from the uncharged battery” (pp. 90-91).

Pierce here explicitly gives a positive sense to the scholastic way of explaining things by powers.

“[T]he nominalist has not yet explained why all pieces of opium cause people to go to sleep. Pierce may seem to say this, but I think his real reply is that the logic of relatives shows that to admit a real connection between taking opium and going to sleep is to admit a real general: a system whose members are the taking-opium event and the going-to-sleep event” (p. 91).

Boler says elsewhere that scholastic powers are used to explain the same kinds of regularity or non-arbitrariness that are explained by the higher-order relations that are expressed in scientific “laws”.

“The pragmatic maxim transforms ‘x is hard’ into ‘If x were scratched by carborundum, it would not leave a mark’; the hardness is the hypostatization of the relation between test and response” (ibid).

“The would-be, which Pierce insists upon in his later writings, is but the pragmatic equivalent of ‘power’ in the sense we have just discussed. In short, pragmatism is not just a matter of changing abstract terms into concrete ones; it is the very logic of abduction” (pp. 91-92).

“Abduction” is another of Pierce’s neologisms, formed by analogy with “induction” and “deduction”. It is what is involved in creative thought.

“At this point some remarks should be made about the noetic of abduction. From the above discussion, it seems obvious that there is some analogy between abductive inference and ‘seeing connections’. Indeed, Pierce calls abduction insight, instinct, and perhaps even intuition. But his own attacks on intuitive cognition suggest that something slightly more complicated is at work here” (p. 92).

The status of intuition is an area in which Pierce and Scotus are far apart. For Scotus, intuition is something objectively grounded in perspectiva, that gives us superior knowledge. Pierce on the other hand has Kantian scruples that make this kind of claim illegitimate.

“The fact that, out of an infinity of possibilities, the scientist can achieve his purposes with relatively few guesses suggests to Pierce that we have an instinct for the truth and that the mind and nature must be pretty much of whole cloth.”

Talking about these things is difficult, because the key terms are all said in many ways. Kant and Pierce reject claims of intellectual intuition as privileged access to immediate truth. Nonetheless Pierce says we have an instinct for the truth. The difference is that it is neither privileged nor immediate.

The non-separation of mind and nature and the “relatively few guesses” are consequences of the new realist understanding he is developing. The non-separation shows we are far from the dualism of Descartes. As Pierce himself recognizes, there is a degree of affinity between his work and that of Hegel. But this non-separation also represents a major difference from Scotus, who is motivated by an Augustinian concern to relate mind to a supernatural order and to separate it from nature. The very concept of “mind” as separable from nature in this way has an Augustinian heritage.

“[R]eality must be viewed as the goal of our mental activity and not its source” (ibid).

Similarly, knowledge and understanding are something we aim at, not what we start from. There is fertile ground for a Socratic ethic here. Knowledge is something we earnestly seek at every moment, not something we claim to already have. Aristotle’s unique orientation toward the primacy of the final cause was lost in his assimilation to the creationist paradigm through the introduction of an Avicennan abstract efficient cause as “cause of existence”, and only began to be recovered by Hegel. In making reality a goal and not a starting point, Pierce aligns himself explicitly with the broad outlines of Hegel, and implicitly with Aristotle’s unique insistence on the primacy of the final cause.

“Where William James praised pragmatism for its nominalism in reducing the meaning of a conception to particular experimental actions, Pierce says again and again that pragmatism involves realism” (p. 96).

The empiricist concept of “action” here attributed to James — a secular descendant of the Avicennan efficient cause adopted by the theologians to make a creationist Aristotle — is too narrow, too immediate, and too blunt an instrument to serve as a basic building block for the point of view Pierce is developing.

This affects the very nature of pragmatism. The Greek pragma (thing we are practically concerned with) and praxis (“action” or practice) come from the same root. The narrow concept of action as an impulse — which Galileo took from the first creationist commentator on Aristotle, John Philoponus (490-570 CE), who worked in the Alexandrian neoplatonic school of Ammonius — became attached on the side of nature to the Avicennan abstract efficient cause as cause of existence that had been promoted by the Latin theologians. In the resulting view, God as efficient cause works by creation, and nature as efficient cause works by a kind of impulse that led to the later billiard-ball model of mechanism.

With this division once achieved, it became possible for early modern writers concerned with nature to focus exclusively on the “natural” billiard-ball model. All action in the created world comes to be thought on the model of Philoponan impulse. One consequence of this is that action comes to be thought of as something immediate.

What Pierce objects to in James’ “particular experimental actions” can be understood as involving this kind of immediacy, which Pierce has already moved beyond, in what he himself recognizes as a convergence with Hegel. Hegel treats immediate action as an appearance, and against this develops his own much more ramified notion of practice, which he sometimes calls by its Greek name of praxis. Hegelian and Piercean practice replaces the narrow concept of immediate action with something understood in a deeply contextual way that is closer to what I have been calling Aristotelian “activity” or “act”.

Whereas James the charming and accessible behavioral psychologist thinks of reality as consisting in shallowly specifiable, immediate “actions” and “events” that directly cause one another, Pierce the obscure but brilliant semi-Hegelian logician thinks of it in terms of a vast and intricate evolving structure of if-then conditionals that condition one another, in ways that are analyzable in terms of his new theory of higher-order relations.

“The logical form of the conditional proposition is what Pierce calls a consequence…. The ‘conception of the effects’ referred to in the pragmatic maxim cannot be a statement of an event but must be a conditional statement. For Pierce, then, pragmatism shows that hardness consists not in actions or events, but in relations of actions and events” (p. 98).

“The stress upon the would-be, characteristic of his later writings on pragmatism, carries the relation of consequence one step further. If the hardness of a diamond consists in the conditional fact that it would give a certain response to a test, then hardness is not just this present and actual relation which holds between this test and this response, but a general relation that holds for all possible tests and responses of this type…. When I say that it would so react, there is no particular event I could now specify: in speaking of a possibility I am not speaking of a collection of discrete acts” (pp. 98-99).

Pierce’s “would-be” takes us into the realm of Aristotelian potentiality.

“Pierce concludes that the pragmatist must admit a theory of real possibility…. Pierce simply says that the conditional proposition of the pragmatic reformulation has a peculiar and essentially modal structure” (p. 100).

Real possibility is one dimension of Aristotelian potentiality. Pierce’s argument that everything is not reducible to events and actions parallels Aristotle’s critique of the Megarians (who reduced everything to a thinly factual actuality) in book Theta of the Metaphysics.

“Pragmatism shows that the meaning of a conception like hardness ultimately involves the notion of would-be, habit, or power. A power or habit is a nonrelational expression for a law” (pp. 101-102).

“One source of confusion lies in what I think is the mistaken notion that pragmatism must be a reductionist theory. A reductionist pragmatism, as I understand it, contends that only actual events are real — powers and laws, abstractions of all sorts, are only shorthand expressions for actual events…. That is to say, the pragmatic maxim is a formula by which all statements that are not event-statements are reduced to a series of statements containing only event-statements” (p. 106).

The latter-day reductionist repeats the error of the Megarians, who claimed that everything real is actual, while taking actuality in its non-Aristotelian sense of mere present factuality.

“It seems to me that Pierce’s pragmatism was never intended to be like this at all” (ibid).

“The gain is not that we have rid the world of powers and of laws, but that we have found a way of expressing our meanings so that we can tell a real law from a fiction” (pp. 106-107).

With this emphasis on expressing our meanings, we can see a Piercean background to Brandom’s “expressivist” view of logic.

“When I say that the way Pierce talks of laws and powers as explanations, I do not at all mean that I find what he says about causes and explanations to be pretty clear” (p. 108).

This talk of explanations suggests that Pierce ends up rediscovering something close to Aristotle’s own notion of cause as a “reason why”.

“[I]n denying that events are causes, Pierce is not denying that ‘individuals’, in the sense that Socrates is an individual, can be causes…. Pierce not only holds that Socrates is not an event, but he goes on to say that Socrates is not strictly an individual. For the realist, Pierce says, ‘things’ do not need reasons: they are reasons” (p. 109).

“[F]or Pierce it is the consequence and not the consequent which is at issue…. Pierce’s conclusion is that the pragmatist must therefore hold that some possibilities are real” (p. 111).

“He says, for example, that the idea that a law admits of no exception is nominalistic: there cannot be exceptions to a law that consists only in what happens” (p. 112).

“Pierce admits to the nominalist that a would-be can ‘only be learned through observation of what happens to be’, but he insists that a would-be cannot consist simply in what happens to be actual” (p. 113).

“Burks’s remark that ‘action is based on actualities, not on potentialities’ is only partly true for Pierce” (pp. 114-115).

“By insisting upon the conditional analysis of our conceptions, Pierce has incorporated into his system a special theory of real potentiality” (p. 116).

Pierce still has a less than fully Aristotelian notion of potentiality, limited to its “real possibility” aspect. But this is already a huge advance over the idea that immediate actions and events define reality.

“[C]ertain instances of predictive knowledge ‘oblige’ the pragmatist to ‘subscribe to a doctrine of Real Modality’ ” (p. 117).

Modal logic, which develops notions like possibility, necessity, and other kinds of constraint or conditioning, was very much out of favor in Pierce’s day, when monomorphic views of facts were overwhelmingly dominant. Since the later 20th century, modal logic been considerably developed, and Brandom has related it to more broadly philosophical concerns. Boler recognizes that Aristotle and the scholastics did work with modal logic.

“For Pierce, however, the predicate, if true, indicates a real relation to which the notion of form does not do justice. Form cannot ‘reach outside itself’. It is adequate for the static generality of similar things, but for the dynamic generality a principle of law or entelechy is needed” (p. 120).

Form in the sense of the species discussed in medieval perspectiva does have this static and self-enclosed character. Scotus introduced new ideas of formal distinction and “formal being”. In the present state of my understanding of Scotus, it seems that Scotus takes his bearings on the nature of form from the perspectiva tradition. But Albert the Great and Thomas Aquinas among others speak of form at least sometimes in a more expansive way, giving it some of the role that entelechy has in Aristotle.

For my own self, I find it hard to think of form as anything other than relational. The most elementary notion of form in Plato and Aristotle is probably that of geometrical figure. I have always seen geometrical figure in relational terms, rather than as a self-enclosed whole.

The Greek word in book V of Euclid’s Geometry for the ratio or relation of two magnitudes is none other than logos, which was translated to Latin as ratio. If we were to extract an implicit concept of form from Euclid’s use of figures, it would consist of many ratios or relations, rather than a single notion of shape as it appears in optics.

“We have already seen the prototype for this reasoning in Pierce’s theory of the illative copula. A consequence is more than an antecedent and a consequent, and a proposition is more than a subject and a predicate” (ibid).

Pierce’s “illative copula” is what is now called logical consequence, or a consequence relation. Each of the plethora of logics we have today can be conceptually characterized in terms of a differently detailed specification of the consequence relation.

“The relation of similarity is not adequate to handle the notion of process, even when similarity is treated in terms of a spectrum of possible variations. For the events in a process are related to one another not in being similar but by successively realizing a potency in time” (p. 127).

Here it sounds as though similarity is being viewed in the same way that sees geometrical figure as a unary “shape”, rather than a complex of relations. But in the recent series on Boulnois’s Being and Representation, it seemed that the usual scholastic way of talking about resemblance followed the perspectiva tradition’s decentered approach, seeing resemblance as a multifarious play of relations, rather than a putatively simple relation between two unanalyzed unitary shapes.

Next we come to the anti-psychologism in logic that Pierce seems to share with his contemporaries Husserl and Frege. (Pierce and Husserl are known to have actually corresponded.)

“Pierce is interested in dissociating ‘idea’ and ‘thought’ from the psychological connotation that someone has an idea or that a thought is in someone’s mind. The thought-like character of a real law does not result from someone’s thinking it, but from the element of final causation that is involved in its operation” (p. 130).

Here we get to a few more connections with Aristotle. Even if Pierce’s recovery of the notion of final cause is stunted by his overemphasis on temporal development toward a future, it seems that he does follow Aristotle and Hegel in recognizing that first things come last in the order of knowledge.

[Pierce:] “The thought thinking and the immediate thought object are the very same thing regarded from different points of view” (quoted, p. 131).

Like Hegel, Pierce endorses Aristotle’s thesis of the inseparability of the thought that thinks from what it thinks.

“For Pierce, however, the predominance of continuity tends to eliminate the concept of substance, and the supposit (Socrates, for example) comes to be treated as a process. What we call ‘things’ are not strictly individuals but generals. Socrates is not just a member of a collection, partaking in generality through his similarity to other men; he is a fragment of a system. A dynamic process himself, the human person is continuous with that system which is humanity and which is, in turn, continuous with the whole evolution of Reason” (p. 141).

Substance in the later tradition came to be highly reified. The more fluid view of substance that Pierce emphasizes is another thing he shares with Hegel, and indeed with Aristotle. Pierce is reportedly a major influence on Whitehead, both on logic and on Whitehead’s central notion of process.

“What emerges from the discussion is a world of process, characterized by continuity and set in motion by the rule of Reason through final (and not efficient) causality” (p. 144).

“Continuity” seems to be Pierce’s preferred term for the more fluid view of substance. This is the climax of Boler’s book. To me it sounds more Aristotelian than Scotist, because Scotus is one of the great historic promoters of Avicennan efficient causality. What follows, while it makes a number of additional points about Pierce’s relational perspective, is mainly a summary.

“The objective generality of a predicate is a matter of its reference to many subjects. This becomes critical when the predicate is itself made a subject of further operations. This process, which Pierce calls hypostatic abstraction, can be accomplished in terms of either extension or comprehension. In an extensional treatment we utilize the notion of a collection: something constituted of members all of which have some character, however trifling. In the comprehensional analysis the character itself becomes the subject of discourse. Here Pierce’s relational treatment of predicates comes to the fore.”

Pierce’s “hypostatic” abstraction is a new and valuable characterization of what abstraction actually is. I suspect it is in some way ancestral to the computable notion of abstraction developed by Church in the 1930s, where abstraction consists in giving some unnamed thing a name.

“A collection is made up of similar members. But the logic of relatives allows the development of the more interesting notion of a system. In a system the members are not necessarily similar to one another; the mode of connection is something more complex, such as giver-of-to, cause-of, quotient of, and so forth. Any relational character delimits a system whose members are the subjects of the proposition having that predicate. Thus a relative predicate can be general in three ways: (1) as itself a sign; (2) as delimiting a system (or set); and (3) as true of many (sets of) subjects.”

There is a one-to-one mapping between predicates in the sense of predicate logics, and what are here called relational characters.

“Induction is suited only to collections; it infers that the character of a whole class is the same as that of the sample upon which it operates. The character that each member has may be quite complex, of course, but it must be the same in each member. The move from fragment to system — which is pretty much what is ordinarily called seeing connections — is a different mode of inference, namely, abduction. The operation of hypostatic abstraction involves abductive inference. To make a predicate a subject is, in the logic of relatives, to treat a relation as a thing; thus it requires, if only trivially, that the relation be recognized as significant to begin with. Pierce points out that the resultant ‘thing’ is a creation of the mind, an ens rationis” (p. 146).

We treat a relation as a thing by giving it a name that allows us to refer to it. Naming an unnamed thing is a creative act of the same general sort as seeing a connection.

“An abstraction, like a dream, is a fact in someone’s mental biography. When the realist contends that some generals are real, however, he is concerned with the reality of that to which such an abstraction refers. Abstractions of second intention refer only to the mind’s way of representing objects, and not to the things represented. Real abstractions are also ‘second order’ conceptions, but the objects to which they refer (namely, the thirdness of things) are, or purport to be, real aspects of things, which can be called ‘realities’ ” (p. 147).

I won’t attempt to explain “thirdness” here, but we have already seen a few hints. It is related to composition and consequence.

“The nominalist contention, according to Pierce, is that wherever generality is found, it is a function of the symbol as symbol — that is, of a second intention — and does not reflect a generality independent of the mind. Pierce hails as the nominalist’s true contribution the correlation of a general with the activity of a symbol; that is, Pierce argues that the general is of the nature of a word or an idea. But for Pierce the important question of whether a general is real still remains unanswered. At this point the issue begins to exceed the limits of logic, for it becomes necessary to distinguish within first intentional abstractions those that are objective and those that are subjective. On Pierce’s account, such a distinction cannot be made by the logician, for it turns upon the matter of successful prediction” (ibid).

“The special contribution of Pierce’s pragmatism now becomes relevant. The pragmatic formulation makes the rational purport of any conception consist in the truth of a conditional proposition relating to the future. This means that (1) every predicate involves (virtually) a relative character, which brings into prominence the generality of the character itself as a system, in contrast to the more commonly recognized generality of the collection of similar (sets of) subjects; and (2) every predicate becomes a virtual prediction. Of course, pragmatism does not verify predictions; it simply puts our conceptions into a form that will allow for the scientific inquiry which alone can separate law from fiction. The fact of scientific prediction, however, shows that in some cases something more than an accidental succession of events or a simple uniformity is involved. Ultimately, prediction shows there is something real now that accounts for a future actuality; and since the only actuality involved is the future event, the present reality must be a possibility” (ibid).

Pierce’s consistent emphasis on the relations he invented under the name of “relatives” could be an early alternative to the set-theoretic foundations of mathematics that were being developed around the same time, though I don’t know that Pierce ever presented it as such.

“It should be clear by now that Pierce’s pragmatism involves not only the belief that generals are real, but a special conception of the nature of real generals. This brings us to the last phase of Pierce’s realism, where he criticizes the attempt to account for real generality by form alone. The schoolmen, as Pierce sees them, realized the importance of habits or dispositions, but unfortunately they treated them as forms. Lacking the logic of relatives and pragmatism, they were unable to do justice to the relational structure of real generals. The result was a static doctrine of substantial forms that could not account for the important elements of continuity and process” (p. 148).

Neither the scholastics nor Pierce understood form in a relational way.

“Scholastic realism was a step beyond nominalism, for it could account for the generality of qualitative possibility, the generality of monadic predicates. But the notion of potentiality, of would-be instead of might-be, could only be grasped in the dynamic conception of law. That is, the unity of a process is found not in the similarity of the events in the process, but in the more complex conception of a system that orders those events. The distinction here is that of firstness and thirdness…. Also involved is the idea that a relative is a system that not only delimits a collection of similar (sets of) subjects, but relates the subjects of each set. This activity of relating Pierce calls ‘mediation’, and he considers it definitive of thirdness” (ibid).

According to Boler, Pierce uses the Hegelian term “mediation”, and “considers it definitive of thirdness”. In Pierce’s day, the old overemphasis on the thesis-antithesis-synthesis triad in elementary accounts of Hegel was very much dominant. This may have influenced Pierce’s odd choice of “thirdness” for one of his key concepts. The connection with Hegelian mediation is far more illuminating.

“[T]he argument that a would-be is not the same as any collection of actualities, is again applied in the broader field of the reality of some thirdness. Pierce has so described secondness that nothing is included in it except the bare reaction-event; as a result, he has no difficulty in showing that thirdness is not contained in secondness” (p. 149).

As throughout Boler’s book, actuality is used only in the thin sense of a present state of affairs. But the important and valuable point is how the would-be decisively moves beyond this.

“If the individual as such is a bare event, it is difficult to avoid Pierce’s conclusion that there must be some real generality in the objective make-up of the world. As to the ordinary notion of a person or ‘thing’ as an individual, Pierce more or less denies it. The person or thing is a ‘cluster’ of potentialities, and therefore a habit or law itself. The important problem of Socrates’ relation to humanity is now not so much a question of the relation of an individual to a type, but of a fragment to a system” (ibid).

We even get a partial recovery of Aristotelian potentiality.

“Because of the emphasis I have placed on it, the nature of the Scotistic element in Pierce’s realism deserves a separate, if brief, summary. The distinction of two problems of realism is Scotistic, or at least scholastic. And within the logical analysis, Pierce’s treatment of abstractions as ‘second order’ conceptions is definitely Scotistic. From this issue the discussion of ‘real’ abstractions arises, and Pierce himself has acknowledged his indebtedness to Scotus for the use of the term ‘real’ ” (pp. 149-150).

This suggests that there is in Scotus somewhere a relatively explicit discussion of what would now be called second-order things. Unfortunately, though the book includes many citations to the works of Scotus, there is none for this one.

“Once the question of logical predicability is handled, Scotus turns his attention to the Common Nature. It is not a supposit, for the evidence indicates that it consists in a less-than-numerical identity. While it is real, the Common Nature is not a separate substance; indeed, the mode of its unity suggests a different mode of being. The Common Nature is to be found, in a certain sense, in individual things, but it cannot be identical with the individuality of such things. Ultimately, Scotus decides that the Common Nature is not a res [thing] but a realitas [reality]: something essentially conceivable but real before the operation of the intellect. These realities — or formalities, since they are ‘formally distinct’ from one another — are neither physical things nor logical concepts. They are real, but in what has been called a ‘metaphysical mode’ ” (p. 150).

“Scotus’ arguments for the real lesser unity are supplemented in Pierce by the arguments from the fact of prediction. Pragmatism and the logic of relatives influence the conception of the structure of these realities: what Scotus held to be formlike nature Pierce conceives of as a law of nature. But Pierce’s laws have a different mode of being from individuals and they retain a strong resemblance to Scotus’ metaphysical mode — in fact, Pierce also calls them realities” (ibid).

“There are differences in the two theories, of course…. The main difference lies with Pierce’s self-acknowledged denial that the nature is contracted in individuals…. The important point, however, is that in the very fact that Pierce denies the Scotistic doctrine of contraction he reveals the extent of Scotus’ influence: the framework of Scotus’ solution to the problem of universals, without the notion of contraction, provides the basic points of reference for the structure of Pierce’s own theory” (ibid).

I think there are quite a few more differences, but at least from this account, it seems as though the realist arguments of Scotus are largely if not wholly independent of his voluntarism.