Problems of Immediacy

Returning now to Robert Pippin’s Hegel’s Realm of Shadows, he continues his chapter on Hegel’s “logic of being” by raising problems he associates with what Hegel calls mediated immediacy. I would alternatively characterize these as mainly having to do with ambiguities about what we mean by “immediacy” in a “logical” context.

Apparent immediacy plays a large role in experience, but on closer examination I think there it always turns out to be already mediated. So what does pure immediacy even mean in the logical context? My impression at this point is that it is only a failed beginning that creates a problem that motivates further development. I’m still not really used to this idea of taking a complete failure as a beginning, still at least partly holding on to the prejudice that we could not have a legitimate beginning without at least getting something right. (But see also Error.)

Pippin quotes Hegel saying there is “nothing in heaven or nature or spirit or anywhere else that does not contain just as much immediacy as mediation, so that both these determinations prove to be unseparated and inseparable and the opposition between them nothing real” (p. 197).

As he notes, this rules out any “two-step” interpretation of the relation between immediacy and mediation. Hegel cannot be saying that first we have something purely immediate, and then later some mediation is added to it.

The apparent moment of Parmenides’ saying of pure Being was already characterized as a failed thought. In the quote above, Hegel is in effect saying that the moment of pure Parmenidean Being could never really occur. That does not prevent him from nonetheless treating it as a “logical” moment. To paraphrase part of the corresponding part of the Encyclopedia Logic, being is the merely implicit form of the concept; when the concept is made explicit and actual, it “abolishes” the (purported) immediacy of being, or the (purported) form of being as such.

It also seems that all the subsequent logical “movement” will have always already occurred. Hegel’s Logic follows something like an Aristotelian teleological ordering by hypothetical necessity for Kantian conditions of possibility, not the kind of sequential ordering characteristic of the passage of time.

Pippin quotes Hegel’s statement in the Encyclopedia Logic that “Immediacy of knowledge is so far from excluding mediation, that the two things are linked together — immediate knowledge being actually the product and result of mediated knowledge” (p. 198).

This last perspective is what I think of first as the meaning of mediated immediacy. It is like the ability to ride a bicycle — once we have learned it, it is transparent and effortless. Similarly, we recognize complex objects at a glance, once we have learned to do so. (See also Meaningful “Seeing”.)

All these statements by Hegel seem very reasonable and in accordance with experience. But he also says it is “easy to show” (p. 197) that the beginning of philosophy can be neither something immediate nor something mediated. I am more used to saying that we always begin in the middle, that there is no true beginning; or that every beginning has an element of arbitrariness, and will eventually be superseded, and it is the development that matters.

Perhaps Hegel really means the beginning can be neither purely immediate nor purely mediated. But it seems to me that for Hegel, pure thought, pure negativity, and “otherness” are purely mediated. If the context were an account of experience, it makes sense that none of these could be a beginning either, since none of them directly occur in experience. But even though we are in a purely “logical” context, Hegel still seems to disallow these options, and does not seem to clearly explain why.

Maybe the reference here to the beginning of philosophy is meant as a step outside the purely logical context, but the second edition of this part of the Logic was one of Hegel’s last works (1831), and by then Hegel was explicitly presenting his logic as the “first” part of his philosophy.

That the beginning cannot be immediate we have already seen. The failed duality of Being and Nothing that Hegel placed at the beginning seems to conclusively show that any notion of “pure” immediacy as a sort of foundation is a dead end.

My first thought is that Hegel again wants to assert that in experience, mediation and immediacy come always already mixed together, and again in experience, pure mediation with no component of immediacy ought to be just as unthinkable as pure immediacy. My second thought is that pure immediacy has no logical role to play at all. My third thought is that he continues to talk about immediacy anyway, largely because immediacy was given a privileged status by the followers of Schelling and Jacobi, against whom he polemicizes in the Preface to the Phenomenology.

My fourth, tentative thought is that maybe even though pure immediacy itself has no logical role, the failed reflective thought of it still might. My fifth thought is that maybe what Hegel is doing here should be understood as beginning with the logical impossibility of foundationalism — which is after all a common enough kind of explicit or implicit claim about beginnings — as a kind of prerequisite for the Logic‘s real work of showing the conditions that make intelligibility and normativity possible.

According to Pippin, Hegel further complicates the picture by saying (again in the Encyclopedia Logic) that “thinking is the negation of something immediately given” (quoted, p. 199), “even though in the same paragraph he denies that these moments are ever distinct and insists that they are always ‘inseparably bound together'” (ibid). The first part could be taken to suggest a before-after relation that the second part denies. I think the answer has to be that the first part should not be taken that way; the emphasis there is on thinking as negation in Hegel’s special sense. Elsewhere he calls thinking a “pure negativity”, and suggests that at least some the senses of the “negativity” of thought are actually non-transitive, so the language here about a negation of something could be just a figure of speech conforming to the expectation of common sense.

According to Pippin, the failed duality of Being and Nothing, “now that… we can understand what Hegel means by considering thinking itself as a negating, will assume a very general importance. It is the duality between mediation and immediacy, differentiation and unity, and form and what is formed, and amounts to the core argument of the Logic (the inseparability yet distinguishabilty of these moments” (p. 194, emphasis added).

Pippin seems much more worried than I am about the status of what Hegel calls “mediated immediacy”, which I have taken to be Hegel’s name for the inseparable mixtures we actually encounter.

“[Mediated immediacy] is obviously problematic in its very formulation. If any such immediacy is to be considered as mediated, then it is not immediate. A canceled event is not a kind of happening, a kind of event. The event did not happen. A mediated immediacy is no longer an immediacy…. [The] argument has ruled out… any… two-step account. So the problem is not merely how there can be distinguishable but not separably occurring elements in some whole, like, say, pitch and timbre in a musical note…. The problem is how the logical or conceptual character of this relation between activity and receptivity is to be understood, if not in this stepwise way. Hegel’s formulations of the problem seem to take delight in forcing the issue into terms that are initially bewildering” (p. 197).

I don’t think there are any events in the Logic, which seems instead to be about conditions and dependencies of possible thought and judgment.

All experiencing seems to involve an element of immediacy, and all experience involving anything contentful seems to involve mediation (and there seems to be no experiencing that that does not involve something contentful).

Pure thought, I think Hegel wants to say, includes no passive or immediate element, but no experience consists in pure thought alone. Every concrete actualization of thought involves more than thought alone. Also, we can think about pure thought, but we never experience it in its pure form. The Logic, however, is concerned with what is thinkable rather than with experience.

The inseparability of immediacy and mediation fits well with a perspective of Aristotelian hylomorphism, which Pippin has been arguing Hegel uses to re-interpret the apparent dualities in Kant. Helpful as this is, Pippin suggests that it is in basic tension with Kant’s insistence on the entirely active character of thought, which Hegel wants to preserve. I have not yet gotten to his resolution of this issue.

On the one hand, Aristotelian hylomorphism helps solve Kantian problems: “In even the simplified and misleading ‘impositionist’ interpretation of Kant that is so common, we will not be able to explain the determination of what to impose if we hold to… an exclusive disjunction [between sensible intuition and thought]” (p. 207). “Every determinate judgment must also involve a reflective determination of which concept to apply, and every reflective search for a concept must already proceed from a particular sufficiently determinate to warrant the judgment for one rather than another” (p. 208).

On the other hand, Pippin recalls “the Kantian innovation perhaps more important than any other: that thinking is discursive, is not itself open to the world in any direct way…. There is no lumen naturale [natural light (of reason)], no nous pathetikos [passive intellect], no Jacobi-esque flash of insight” (p. 207).

This means that “The claim that ‘matter’, in whatever logical register, is to be understood as always enformed and that form is always being enmattered cannot in Kantian terms be leading back to a position that sensible intuiting is a kind of thinking, and thinking is a kind of intuiting, as if along a continuum” (p. 205).

This too seems right. Hylomorphism is wonderful and many things have hylomorphic relations, but thinking and intuiting as such do not form a hylomorphic pair.

For one thing, intuition is only relevant at the empirical level, having to do with experience and how things seem, but the same is not true of thought.

Also, Kantian intuition does not have the right shape for the Aristotelian identity of thought and what it thinks to apply to it. Intuition is rather intuition of something that is transcendent to it. In Hegelian terms, intuition always refers to something “positive” that is opaque to thought.

On the other hand, Hegel seems to claim that his unique formulation of pure thought as purely negative ought to be the perfect shape to be identical to what it thinks, because in being purely “negative” it refers to no opaque element, and is only a pure immanence to itself or — as was said in connection with apperceptive judgment — a pure self-relation or self-referentiality.

I believe the experience of thinking and the experience of intuition do form a continuum. The Logic, however, is not about experience or empirical things, but about “transcendental” conditions of possibility.

Pippin hints that mediated immediacy will turn out to be intimately connected to the notion of reflective judgment that Kant developed in his later Critique of Judgment. Kantian reflective judgment is ancestral to the notion of apperceptive judgment that Pippin finds to be a major theme of Hegel’s Logic.

He also makes the promising suggestion that the solution to the problem of mediated immediacy will look something like the Hegelian use of actuality in ethics (see Hegel on Willing):

“[I]n the same way that we can imagine that the determination of a person’s character from his deeds, from the immediate appearances, is not a once-and-for-all determination, but a reflective determination always attentive to future deeds and so an expanded or revised ‘essence’, and therewith an expanded or revised interpretation of deeds as typical or untypical, we can also imagine that in both logical and empirical determinations of conceptual content, this process or movement can be better considered as a kind of oscillation…, and we will have at least a sketch of how the matter seems to Hegel” (p. 210).

Pippin notes that Hegel in a remark to the section of the Encyclopedia Logic on pure Being calls it “the logical version of the general problem of sensory consciousness” (p. 196) that he treated in the early chapters of the Phenomenology.

He says that in the corresponding part of the Phenomenology, Hegel’s argument is meant to show “the impossibility of any model of experiential knowledge that is understood to be based on a foundation that consists simply in the direct sensory presence of the world to the mind, a putative consciousness of a content that is contentful just by being passively apprehended, contentful on its own, in no relation to any other or any remembered content. By imagining such a model and showing that it has some inner incoherence or necessarily raises a question that cannot be answered in its terms, Hegel shows that the possibility of any such determination requires a capacity beyond mere differential responsiveness, a capacity that, among other things, allows a perceiver to track, keep attending to, any such content over time, and that allows the perceiver to fulfill a condition of such determinacy: that the differentiability of such content from what is other than it be possible. This is supposed to establish the impossibility of any epistemological atomism, and to undermine any idea of a strict separability between our sensible and intellectual faculties. This is so because fulfilling these conditions on experiential determinacy requires, he wants to show, the exercise of spontaneous conceptual capacities in perception itself. This is not at all in any way a denial of our reliance on direct sensible contact with objects in gaining empirical knowledge, or a denial of the difference between sensible and intellectual capacities. It is meant as a denial that such sensory receptivity can properly play its role in the model of empirical knowledge all on its own, conceived as independent of, or prior to, as he would say, any conceptual mediation” (ibid; see also Sense Certainty?; Taking “Things” as True).

It might seem surprising that Hegel sees an analogy between the attitude of “sense certainty” and the metaphysical claims of Parmenides about Being, which run contrary to all experience. But he analyzes both as assertions of an undifferentiated immediacy that is still supposed to tell us something, and he responds to both cases by pointing out that all meaningful saying depends on differentiation.

Next in this series: Toward Essence

Meaningful “Seeing”

We ordinarily “see” things with the appearance of immediate meaning — for instance, not just patches of color but recognizable objects and individuals. We experience these as having properties that we expect to hold under various conditions that do not apply at present. We also seem to immediately apprehend subtler aspects of situations that presuppose what Kant and Hegel called “reflection” to discern and express at all. This goes far beyond any simple passive registering of sense data.

The Stoics tried to bridge the gap between a theorized passivity of perceiving and knowing and the already meaningful character of experience in a naturalistic way, by positing some kind of material transmission of “phantasms” from objects to the perceiver.

Variants of this were adopted by many Latin scholastics under the name of “sensible species”. By analogy, Aquinas and others argued for the real existence of “intelligible species” that could be passively received by the intellect.

However, medieval nominalists already anticipated modern empiricism in rejecting both sensible and intelligible species, and medieval Augustinians argued for a much larger role of active powers of the soul in the apprehension of meaning.

Kant and Hegel broadly agree with the nominalist and empiricist critique of the theory of passive transmission of species, and with an abstracted version of the Augustinian thesis of the role of active capabilities in perception and knowledge.

How this all relates to Aristotle involves many subtleties, some of which are mentioned in Aristotle on Perception.

(See also Berkeley on Perception; Kantian Synthesis; Imagination: Aristotle, Kant; Taking “Things” as True; Husserl on Perception; Primacy of Perception?; The Non-Primacy of Perception; What We Saw.)

Being the One Acting

Another passing doubt in my reading of Pippin’s Hegel’s Realm of Shadows came up when he said something along the lines of “I know I am the one acting because I am the one acting”. This certainly captures an intuitive feeling that I have too, but on reflection it seems to rely on what I would call an appearance of inner sense.

With Aristotle I call all inner immediacy an appearance of inner sense. Then my Platonic instincts say that no appearance qualifies as knowledge.

Does Pippin mean to suggest that Hegel — “that great foe of immediacy” — believes in a sort of immediate self-knowledge of individuals via the identification of thinking and being? But he pointed out that Hegel’s German selbst is strictly an adverbial modifier that has no dual usage as a substantive noun, the way “self” does in English. What he wrote in Hegel’s Practical Philosophy seems at odds with this as well.

Pippin has argued that thought for Hegel is inherently self-referential. I think I want to affirm this, but the relational “self” of self-referentiality and unity of apperception is not the immediately contentful, more noun-like empirical “self” of me and mine (see The Ambiguity of “Self”), which I think we experience through the medium of Aristotelian/Kantian imagination rather than thought. Pippin’s remark with which I began seems to blur the line between transcendental self (-referentiality) and empirical self. The relation between transcendental and empirical “self” is one of neither isomorphism nor hylomorphism, I want to say. Something like what Plato called “mixing” does seem to occur in experience, but how to characterize it is a very difficult question.

Aristotle used episteme (knowledge as rationally articulable) and gnosis (direct personal familiarity) in contrasting ways, but it is common to see them both rendered to English as “knowledge”, as if they were interchangeable. With Hegel too we have to be careful, because multiple German words get translated by English “knowledge”.

Next in this series: Passive Intellect?

Hegel on Being

Being, pure being — without further determination. In its indeterminate immediacy it is equal only to itself and also not unequal with respect to another; it has no difference within it, nor any outwardly. If any determination or content were posited in it as distinct, or if it were posited by this determination or content as distinct from an other, it would thereby fail to hold fast in its purity. It is pure indeterminateness and emptiness. — There is nothing to be intuited in it, if one can speak here of intuiting; or, it is only this pure empty intuiting itself. Just as little is anything to be thought in it, or, it is equally only this empty thinking. Being, the indeterminate immediate is in fact nothing, and neither more nor less than nothing” (Hegel, Science of Logic, di Giovanni trans., p. 59).

“[Hegel] begins the book with a sentence fragment, the linguistic representation of a thought that is, can be, no true thought” (Pippin, Hegel’s Logic of Shadows, p. 188).

“[T]he opening as such is the resolve to attempt to think Being as such…. This is what will fail (or more precisely, will prove itself to be incomplete as a possible thought, and through that failure we learn… the essential discursivity of thought and the first determination of being as such, determinacy, articulability. (This lesson is what Aristotle wants us to learn when he argues that being as such cannot be a highest genus…. This is, I want to claim, the same lesson we are to learn at the beginning of Hegel’s Logic)” (p. 185).

“But the attempted thought of immediate indeterminacy… is a failed thought…. Just thereby, thinking is thinking its failure to be thinking” (ibid).

“We begin in effect… with ‘Father Parmenides‘… Hegel accepts the challenge of the hypothesis, the thought of… ‘indeterminate immediacy’, as his beginning” (p. 184).

“Its determinacy simply amounts to a thing’s distinguishability from what it is not…. And herein lies Parmenides’ famous problem. This would, as noted, appear to commit us to the existence of ‘what is not’…. It does not, of course; this all rests on a confusion between not-being as not being anything, not existing, and being as being other than… as Plato demonstrated in The Sophist” (pp. 185-186).

Next in this series: Anything at All

Negation and Negativity

“Hegel is willing to say some extraordinary things about the concept he sometimes calls ‘negation’, sometimes ‘negativity’. What he has been taken to mean has been the source of most of the criticism of Hegel: that he confused logical negation with actual opposition, as in the oppositions of forces or magnitudes in general in the world; that he thought everything in the world contradicted itself, and so believed that pairs of contradictory judgments could both be affirmed; or simply that what he said about negation and contradiction cannot be coherently understood. And any commentator must face the fact that he invoked the notion of negation in many different contexts in many different ways. So the first task is to have in view that variety of contexts before we can understand what they all might have in common (if anything)” (Pippin, Hegel’s Realm of Shadows, p. 139).

Some time ago I touched on the most elementary parts of this thorny issue in Contradiction vs Polarity. My basic sense at this point is that Hegel does indeed have very worthwhile things to say on this very distinctive theme of his, but that the standard connotations of his core vocabulary for talking about it — negation, negativity, contradiction — are so impoverished relative to what he really means in his extensive and varied metaphorical uses of it that the vocabulary does not communicate well.

Pippin identifies five somewhat overlapping contexts that ought to be taken into account in a serious interpretation of Hegelian negation: the nature of thinking; the talk about freedom; the nature of intelligibility; the notion of speculative truth; and the talk about contradiction.

In the context of the nature of thinking, he says “In the simplest sense, we are talking about the logical structure of apperceptive intentional knowledge, as well as the ontological status of agency. What it means to claim that the intelligibility of any content of empirical knowledge is not… wholly ‘positive’… is best understood by contrast. If it were not so and were wholly positive, subjectivity would be something like a mere complex registering and responding device (of the same ontological status as a thermometer) ” (p. 141).

“As we have seen, one is not simply wholly absorbed in the presence of the world to one, not wholly and merely reactive to the stimulation of sensibility, and that ‘not’ is the beginning (but certainly not the end) of all the logical issues of negation that emerge in Hegel’s philosophy, at both the phenomenological and the logical level. In making such a judgment I ‘negate’ the mere immediacy or givenness of perceptual content, negate it as immediate and putatively given, and take up, am always taking up, a position of sorts about what is there, what is the case” (p. 142).

The suggestion is that all “taking” of things to be thus-and-such for Hegel implicitly involves a negation of immediacy.

“What thinking is is such a ‘negation’ of one’s immediate ‘positive’ state. (One can say: this negation of mere immediacy is ‘taking a stand’, rather than being put into a state.) Any thinking could be a seeming-to-be-the-case, not what is the case, and that possibility is constitutive of the act’s being a judging in the first place…. The constitutive feature attended to in a Hegelian philosophical logic is the fact that judgments are potentially responsive to reasons and revisions just qua judgments” (ibid).

Pippin thus cites responsiveness to reasons as another non-obvious instance of negation for Hegel.

“And in being an agent, I am not simply causally responsive to inclinations and desires; there is no ‘fullness of positive being’ here either. I interrupt or negate positive being (what I feel inclined to do, experience as wanting to do) by deliberating and resolving what to do” (p. 143).

Deliberation is another non-obvious instance.

“As noted before, the closest first and general approximation of what he means is Aristotelian: subjectivity (thinking and acting according to norms) is the distinct being-at-work… of the biological life form that is the human, reason-responsive substance; this in the same sense in which Aristotle says, if the eye were body, seeing would be its form, its distinctive being-at work” (ibid).

Subjectivity in general is another.

“Instead of thinking of the fundamental act of understanding as a synthesis of independent, originally unrelated elements, either by subsuming an individual under a concept, or by including one concept under another, we should understand ourselves, both in experience and in logical reflection, beginning with ‘wholes’, never with experiential or logical subsentential simples [individual words] or atoms” (pp. 143-144).

Hegel presents this last point as a sort of inversion of Kant, and it does speak to some of Kant’s language. But I would argue that the true starting point of Kantian synthesis is not experiential or logical atoms, but rather the sensible manifold in intuition, which is only potentially differentiable. This brings Kant closer to Hegel. True, the manifold has such a loose unity that arguably it might have trouble qualifying as a “whole”, but even less does it consist in already predifferentiated “atoms”. In Kant I think we have no basis for identifying putative atoms in experience until “after” the figurative synthesis of imagination has done its work. (It is the preconscious, in a non-Kantian sense “spontaneous” figurative synthesis that for Kant creates an inevitable gap between being and thinking, and that for Hegel gives us the fixed representations relied upon by common sense.)

In the context of freedom, Pippin says that “In the same way that judging, insofar as it is genuine, holds open the possibility of its negation or disconfirmation, just by being judging, not by virtue of any second, reflective act…, a deliberation about action, if it is to be a deliberation, is open to the force of reasons the agent has already accepted by deliberating at all, a possibility criterial for his acting at all…. [Hegel] is insisting on the logical or categorical requirements of the normative, and in that sense (the sense in which freedom is normatively constrained judgment and rational action), the negative (here only the possibility of not doing what I am powerfully inclined to do) is ‘that by which a person is free’. (And he does not mean any uncaused causality, but that which counts to the subject as a reason” (p. 147).

Normativity in general thus counts as depending on a kind of negation.

“In terms of the structure of the Logic, what Hegel will want to argue is that we cannot adequately explain freedom if we consider just a determinate property that some beings happen to have…, and we cannot explain it either as a kind of essential ideal, manifest in but never adequately expressed in its appearances, in concrete individual actions…. We need the logic of the Concept, in which concepts are said to ‘give themselves their own content’ and be ‘self-determining’ in a way indebted to [the] Kantian claim on self-legislation…. Any philosophical determination of actuality must be understood as ‘self-legislating’ in the broad sense [that] reason relies only on itself in determining such a normative structure. These are not empirical questions. There is no flash of ‘essence intuition’ (Wesenschau) giving access to a world of abstract immaterial objects, essences” (p. 148).

Self-legislation too involves some subtle kind of negation.

In the context of the nature of intelligibility, Pippin says “Every determination of every sort of content in the Logic is a negation of some insufficient determinacy that must be able to be conceived positively” (p. 153). This is another way of characterizing the basis of the notorious “movement” in Hegel’s logic.

The determination of content for sure involves negation.

In the context of speculative truth, he mentions that “[E]valuative judgments, like ‘this action is good’, or our familiar ‘this is a bad house’, will be paradigmatic examples of judgment in the logic of the Concept. They do not qualitatively specify a thing by distinguishing it from other things; they do not identify the appearances that show the ‘essence’ of the thing; they understand the content ‘in terms of its concept'” (p. 154).

Evaluation of anything against its concept is another subtle variety.

In the context of the notorious “contradiction”, Pippin says “So in a general sense, one has to say that a thing… ‘includes’ its contrary, or more precisely its relation to its contrary, in order to be, and be known to be, what it is. Neither of these ‘moments’ of negation involves contradiction in the Aristotelian sense because ‘is’ and ‘is not’, while said of the same thing and at the same time, are not meant in the same sense. But Hegel wants for various reasons to call such an analyzed state a ‘contradiction’, and there is some ground in the use of the term for saying that…. In the simplest sense, personifying the process, what someone intends to say, means to say, can be ‘contradicted’ by what is actually said, what he finds he has to or can say” (p. 156).

Evaluation of any outcome against intent is another.

Pippin notes that Hegel says retrospectively at the end of the Logic that the abstract treatment typical of the logic of being and the logic of essence is due to “mere opinion” or lack of awareness of what it is actually treating. “It cannot say what it means to say” (p. 157). This is yet another way of characterizing the Logic‘s “movement”.

Logical “movement” is another.

“Hegel’s speculative notion of contradiction is not predicate or sentence negation…. [H]e means to focus attention on concept negation…. Now concepts, understood as rules, have content by being understood to have the content that they have. To understand a rule is to know how to use it, and in using it, to know one is following it…. So understanding… is not… ‘grasping a content’ but understanding what the rule instructs us to think. That is, the concept is always already a moment of discursive activity, a thinking through of its implications” (pp. 158-159).

“[T]he considerations discussed so far should not be understood to be matters of formal clarity…. As Hegel insisted, we are not studying how we think about (or talk about) matters (or even how we ‘must’ think). The question is a question about ‘any possible intelligibility’, and so about being in its intelligibility, … not ‘our ways’ of rendering intelligible” (p. 160).

All the above varieties of “negation” involve normativity in one way or another. Here Pippin again emphasizes the universality of criteria of intelligibility that Hegel counterposes to the Kantian gap between thinking and being.

“The forms of intelligibility are the forms of what could be true, although they do not settle the question of what, in particular, is true” (p. 175).

“[O]ur first orientation in trying to understand Hegelian negation should be not the logical operation of predicate or sentence negation, but real opposition…. [Michael] Wolff also thinks that the controversy in the eighteenth century about positive and negative magnitudes, especially as it surfaced in Kant, as well as the emerging clarity about negative numbers, played a far larger role in the development of Hegel’s thinking about negation and contradiction than did a reflection on the logic of the formal operator” (pp. 177-178).

Real opposition is an instance of contrariety, which is actually much more relevant to Hegel than formal logical contradiction.

“Hegel’s category of becoming, so important at the beginning of the logic of being, owes much to Hegel’s defense of Newton and the latter’s doctrine of the becoming equal of magnitudes” (pp. 178-179).

“Critics like Crusius were aghast at the idea of forces having positive and negative values. But Kant understood that such ‘values’ (and here again an important precedent for Hegel) had those values in relation to each other, not absolutely, that they were relative values, arbitrarily reversible even” (pp. 179-180).

Negative magnitudes are another instance of contrariety.

“This is not the sense of contradiction throughout the Logic, but it gives us enough background… to appreciate that Hegel is neither a lunatic for saying that ‘everything is contradictory’, nor a mystical Heraclitean” (p. 180).

Pippin devotes nearly half of this chapter to critical remarks about Brandom’s interpretation of Hegelian negation as material incompatibility, which involves a more nuanced form of contrariety. He says Brandom’s reading very well captures the meaning of negation in Hegel’s logic of being, but is inadequate for what Hegel goes on to do in the logic of essence and the logic of the concept. For example, material incompatibility alone is insufficient to explain things like the “self-legislation” of the concept or the idea of the good, but Hegel at least claims that these have something to do with the concept of negation.

Brandom’s interpretation of Hegelian negation seemed to me incomparably clearer than Hegel himself, so until now I have adopted it enthusiastically as a charitable rendering of what Hegel ought to have said to better express his meaning. This is the first of many counter-arguments to Brandom I have seen that really seems to me to at least raise a serious question, but for now I will forego another lengthy tangent.

Next in this series: Deeper Truth

Hegel’s Union of Kant and Aristotle

Aristotle gets more pages in Hegel’s History of Philosophy than anyone else, and Kant gets the second most. This post will show that that is no accident.

Where I left off in Pippin’s account of Hegel’s Logic, he was still discussing the meaning of Hegel’s claim that now “logic” could take the place of metaphysics.

The idea of a “gap” between thinking and being, with the consequent need for an extensive inference to show that the rational categories of thought are after all applicable to being, had been a major theme of Kant’s Critique of Pure Reason. Hegel ambitiously wants to eliminate that gap, while at the same time preserving and extending Kant’s critique of dogmatism. At first glance this might seem impossible, but as I see it, Hegel’s strategy consists of two moves.

First, Pippin has been arguing that a major theme of Hegel’s Logic is an alternative showing of the applicability of something analogous to the Kantian categories. Hegel’s alternative is inspired by Aristotle’s non-psychological view of the content of thought as shareable rational meaning. From this point of view, there is a no discernible difference (and therefore a strict and literal identity) between a thought and that of which it is the thought. Thought in Aristotle is unaffected by the modern distinction of subject and object in consciousness. This is intimately related to Aristotle’s ambivalence on whether or not thought belongs to a part of the soul.

“As with Aristotle, [the] link between the order of thinking (knowing, judging to be the case) and the order of being is not an inference, does not face a gap that must be closed by an inference. Properly understood, the relation is one of identity” (Hegel’s Realm of Shadows, p. 60).

The other, complementary part of Hegel’s strategy uses his critique of representation to express the Kantian problem of dogmatism in a different way. For Kant, dogmatism consists in ignoring or leaping over the gap between thinking and being. For Hegel, there is no such gap. Dogmatism consists in adhering to fixed representations and disregarding the real fluidity and liveliness of both thought and being.

Alongside this strategy for dealing with Kantian issues, Hegel revives Aristotle’s ideal of normative, teleological explanation of overall processes of actualization, and of the subordination of explanation by the efficient causes that serve as particular means of actualization (see Aristotle on Explanation). For Hegel as for Aristotle, intelligibility and explanation first and foremost involve a rational “ought”, and other forms of explanation are subordinate to that.

Pippin quotes John McDowell’s contemporary distinction between explanation by rational “ought” and by empirical regularity. McDowell refers to “explanations in which things are made intelligible by being revealed to be, or to approximate to being, as they rationally ought to be. This is to be contrasted with a style of explanation in which one makes things intelligible by representing their coming into being as a particular instance of how things generally tend to happen” (p. 61).

Pippin says that for both Kant and Hegel, logic “states the conditions of possible sense, the distinctions and relations without which sense would not be possible” (ibid). Here he is implicitly recalling Frege’s distinction between sense and reference, and making the point that Kant, Hegel, and Aristotle all see meaning mainly in terms of sense rather than reference. “The Logic is never said to seek a determination of what is ‘really’ real, and in a way like Kant, it also concerns the determination of the possibility, the real possibility, of anything being what it is. Hegel calls this Wirklichkeit, actuality, and distinguishes it often from questions about existence” (p. 62).

Possible sense construes real possibility in terms of explanation by a rational “ought”. Logical concepts for Hegel always embody a context-sensitive rational “ought”, rather than a direct simple determination of what exists. For example, “for Hegel to claim that ‘Life’ is a logical concept is to say not that there could not be a world that did not have living beings in it, but that if there is a world at all, the denial that there is any distinction between mechanically explicable and organically unified beings is self-contradictory” (ibid).

Such a contradiction is something we ought to avoid. The overcoming of contradictions in Hegel is a matter of teleological actualization that may or may not occur. Contrary to old stereotypes, no formal or causal determinism is involved. The overcoming of contradictions is in fact intimately connected with the motif of freedom. Kant and Fichte struggled to articulate a very strong notion of practical freedom that did not depend on a one-sided notion of free will. Hegel makes the explanation of freedom much easier by explicitly adopting the Aristotelian priority of explanation by ends and oughts. For him as for Aristotle, the realization of ends and oughts at the level of factual existence is contingent, and involves multiple possibilities. For him as for Aristotle, being has to do primarily with sense and intelligibility rather than brute factual existence.

“So what Hegel means by saying logic is metaphysics, or that being in and for itself is the concept, can be put this way. Once we understand the role of, say, essence and appearance as necessary for judging objectively, we have thereby made sense of essences and appearances, and therewith, the world in which they are indispensable…. In making sense of this way of sense-making, its presuppositions and implications, we are making sense of what there is, the only sense anything could make” (pp. 63-64).

“The actual Kantian statement of this identity is the highest principle of synthetic judgments, and it invokes the same thought: that the conditions for the possibility of experience are at the same time the conditions for the possibility of objects of experience” (p. 64).

Pippin quotes from Adrian Moore: “To make sense of things at the highest level of generality… is to make sense of things in terms of what it is to make sense of things” (p. 65).

He notes similarities and differences between his and Robert Brandom’s approach to Hegel.

On the one hand, Brandom agrees that the job of distinctively logical concepts is “not to make explicit how the world is (to subserve a function of consciousness) but rather to make explicit the process of making explicit how the world is (to enable and embody a kind of self-consciousness)” (quoted, p. 66).

On the other, Brandom sees the making explicit of the process of making explicit entirely in retrospective terms, whereas Pippin argues that Hegel in the Logic takes a more Kantian, prospective approach. Pippin calls Brandom’s retrospective approach “empirical” because it relies on retrospective insight into concrete occasions of making things explicit.

Elsewhere, Pippin had previously criticized Brandom’s emphasis on “semantic descent” in interpreting Hegel’s Phenomenology. Brandom himself introduces semantic descent in the following terms: “I believe the best way to understand what [Kant and Hegel] are saying about their preferred topic of concepts operating in a pure, still stratosphere above the busy jostling and haggling of street-level judging and doing is precisely to focus on what those metaconcepts let us say about what is going on below…. If the point of the higher-level concepts is to articulate the use and content of lower-level ones, then the cash value of an account of categorical metaconcepts is what it has to teach us about ordinary ground-level empirical and practical concepts” (A Spirit of Trust, pp. 5-6).

While I don’t care for the rhetoric of “cash value”, which to my ear sounds too reductive in the context of normative sense-making, the idea that meta-level considerations get their relevance from what they teach us about ordinary life seems fundamentally right to me, and of great importance. Moreover, this is clearly presented by Brandom as his interpretive strategy, which he points out is quite different from the way Kant and Hegel usually talk. Brandom’s reading of Hegel is also mainly focused on the Phenomenology; he doesn’t have much to say specifically about the Logic.

The idea of a retrospective reading of the Phenomenology is encouraged by Hegel himself, and there I think it is fair to say that Hegel’s own method is retrospective. On the other hand, I think the text of the Logic clearly supports Pippin’s claim that it takes a more prospective approach, closer to that of a Kantian a priori investigation. This still does not conflict with the suggestion that its ultimate value lies in what its high concepts have to teach us about living our own lives.

“[W]hatever the connections are in the [Science of Logic], they are clearly not truth-functional or deductive. As suggested, they have something to do with the demonstration of dependence relations necessary for conceptual determinacy” (Hegel’s Realm of Shadows, p. 70).

For Hegel, “concepts can be determinately specified only by their role in judgments, the determinacy of which depends on their roles as premises and conclusions…. And he never tires of noting that the standard subject-predicate logical form is finally inadequate for the expression of ‘speculative truth’…. The basic possibility of sense depends on an act, an act of rendering intelligible or judging” (pp. 71-72).

“In the traditional reading of Kant, it would appear that Kant wants to introduce a step here, as if skeptical about why ‘our’ ways of sorting things should have anything to do with ‘sortal realism’ in the world…. In this picture, there must ‘first’ be sensible receptivity (according to ‘our’ distinct, nonconceptual pure forms of intuition), and ‘then’ there is conceptual articulation/synthesis, which is possible because of the imposition of categorical form” (pp. 73-74).

According to Pippin, Hegel denies this two-step picture, though he “fully realizes the extreme difficulties in stating properly the dual claims of distinguishability and inseparability” of concept and intuition” (p. 75).

“Hegel clearly wants a way of understanding the mutual dependence of each on the other that involves an ‘identity’ even ‘within difference’. In other words, he came to see that the concept-intuition relation was at its heart a logical or conceptual problem, what he would variously call the problem of (how there could be such a thing as) ‘mediated immediacy’, or the inescapably reciprocal and correlated functions of identifying and differentiating. For another, in any apperceptive determination of content, a relation to content has to be understood as a modality of a self-relation….This gets quite complicated because such an apperceptive awareness in the case of perceptual experience… must be distinguished from apperceptive judging…. Neither Kant nor Hegel believes that experience itself consists in judgments” (ibid).

What Pippin here calls apperceptive awareness in the case of perception as distinct from judgment belongs in the same general territory as the “passive synthesis” discussed by Husserl.

“Failing to observe the ‘norms of thinking’ is not… making an error in thinking; it is not thinking at all, not making any sense. The prospect of objects ‘outside’ something like the limits of the thinkable is a nonthought…. But just because it is unthinkable, the strict distinction between a prior, content-free general logic and an a priori transcendental logic, the forms of possible thoughts about objects, can hardly be as hard and fast as Kant wants to make it out to be. Or, put another way, it is an artificial distinction…. For one thing, … the distinction depends on a quite contestable strict separation between the spontaneity of thought (as providing formal unity) and the deliverances of sensibility in experience (as the sole ‘provider of content’). If that is not sustainable, and there is reason to think that even Kant did not hold it to be a matter of strict separability, then the distinction between the forms of thought and the forms of the thought of objects cannot also be a matter of strict separability” (p. 76).

“‘To be is to be intelligible: the founding principle of Greek metaphysics and of philosophy itself…. [T]he formula ‘to be is to be intelligible’ is not, as it might sound, some sort of manifesto, as if willfully ‘banning’ the unknowable from ‘the real’…. ‘What there is is what is knowable’ is an implication of what knowing — all and any knowing — is if it is to be knowing. It is not a first-order claim about all being, as if it could prompt the question: How do we know that all of being is knowable? That is not a coherent question. There may be things we will never know, but that is not to say they are in principle unknowable” (p. 77).

“So those ‘two aspect’ interpretations of Kant’s idealism and his doctrine of the unknowability of things in themselves, those claiming that knowing ‘for us’ is restricted to ‘our epistemic conditions’, leaving it open for us to speculate about what might be knowable but transcends our powers of knowing, cannot be right. The position is internally incoherent. There is no ‘our’ that can be put in front of ‘epistemic conditions’. They would not then be epistemic conditions; the account would not be philosophical but psychological” (ibid).

In place of the Kantian unknowability of things in themselves, Hegel puts the “liveliness” of real things that overflows any particular representation. For Hegel, dogmatism is a disregard for the overflowing character of real meaning and being.

“[I]f we… ask how we can know a priori about nature’s suitability for our cognitive ends…, we have again imported a kind of neo-Kantian version of Kant” (p. 78).

“Yet more care must be exercised here, lest readers get the wrong idea. To say that the forms of ‘thought’ are, must be, the form of objects of thought does not mean that any form of ‘mere thinking’ delineates some ontological realm — as if the forms of the thought of astrological influence are the forms of such influence in the world” (ibid).

“Thought” here clearly does not mean any arbitrary belief. It refers to possible knowledge. Hegel and Pippin are saying only that if and wherever true knowledge is indeed possible, corresponding knowledge of objects must be possible. “It would never occur to us, I assume, to entertain the thought that the form of some piece of empirical knowledge is not the form of the object of knowledge” (ibid).

Pippin points out “what amounts to a kind of operator in Hegel’s Logic on which all the crucial transitions depend, something like ‘would not be fully intelligible, would not be coherently thinkable without…’ What follows the ‘without’ is some more comprehensive concept, a different distinction, and so forth” (p. 79).

This means that Hegelian logic is not about the deduction of consequences from assumptions, but rather aims to be an assumption-free regressive movement from anything at all to a fuller view of the conditions for its intelligibility.

In the introduction to the Encyclopedia, Hegel “notes explicitly that what exists certainly exists contingently and ‘can just as well not be‘, and he refers us to the Logic for the right explication of what is ‘actual’ by contrast with what merely exists. He adds, ‘Who is not smart enough to be able to see around him quite a lot that is not, in fact, how it ought to be?’…. Yet despite Hegel’s waving this huge bright flag inscribed, ‘I believe in contingency!’ one still hears often (even from scholars of German philosophy) that his philosophy is an attempt to deduce the necessity of everything from the Prussian state to Herr Krug’s fountain pen” (p. 87).

Pippin thinks that actuality in Hegel is “congruent with what Kant meant by categoriality” (ibid). I don’t fully understand this particular claim about actuality, unless it is intended as a variant of the Philosophy of Right‘s famous formula about the actual and the rational, which itself makes good sense with a normative or teleological as opposed to factual notion of the actual. I would agree there seems to be a strong “Kantian categorical” component to Hegelian “logic” in general. Pippin agrees that actuality has a normative rather than factual character in both Aristotle and Hegel. However, the generally normative emphasis of Kant’s thought notwithstanding, at this point in my effort to understand Kant, his “deduction” of the categories seems to me to make the categories more like a kind of universal “facts”. I also think of the Aristotelian “ought” as primarily concrete, as when Aristotle says that practical judgment applies to particulars. Kantian normativity by contrast aims to be universal in an unqualified way, which is certainly closer to categoriality. So, there is a question whether Hegelian actuality inherits more from Aristotelian actuality or from Hegel’s incorporation of Kantian universalizing normativity.

If we were talking about Hegelian “concrete universals”, this might provide a basis for reconciling Aristotelian and Kantian perspectives on the “ought” involved in actuality. Do the Hegelian incarnations of Kantian categories in the Logic — called by Hegel a “realm of shadows” — qualify as concrete universals? At this point I am in doubt. I suspect Hegel might say that the concrete universal is reached only at the very end of his development. Maybe the ultimate bearer of categoriality and the place where it unites with actuality will be the “absolute” idea.

“What we know is what we know in exercising reason, what we know in judging” (p. 90). In the Encyclopedia Logic, “Hegel remarks that Kant himself, in formulating reason’s critique of itself, treats forms of cognition as objects of cognition…. He calls this feat ‘dialectic’. Mathematical construction in mathematical proof makes essentially the same point…. And most suggestively for the entire enterprise of the Logic, practical reason can determine the form of a rational will that is also itself a substantive content. The self-legislation of the moral law is not volitional anarchy but practical reason’s knowledge of ‘what’ to legislate. It ‘legislates’ in being practical reasoning about what ought to be done. It legislates because in knowing what ought to be done it is not affected by some object, ‘what is to be done’, about which it judges. It determines, produces, what is to be done. Said more simply, when one makes a promise, one legislates into existence a promise. One is bound only by binding oneself…. Being bound is the concept of being bound, applied to oneself” (ibid).

Pippin is suggesting we look for ethical meaning in Hegel’s logic.

“Thought’s self-determination in the course of the book makes no reference to the Absolute’s self-consciousness in order to explain anything…. Any thinking of a content is inherently reflexive in a way that Hegel thinks will allow him to derive from the possible thought of anything at all notions like something and finitude, and ultimately essence, appearance, even the idea of the good…. Hegel thinks that thought is always already giving itself its own content: itself, where that means, roughly, determining that without which it could not be a thought of an object…. But all this can only count as previews of coming attractions” (pp. 91-92).

This is important. The thought that is self-legislating and one with its object, while it doesn’t include mere belief, is being said to include at least some thought that occurs in ordinary life. According to Pippin, thinking far enough through with any content at all has a self-legislating and category-generating character for Hegel.

“The suggestion is that Hegel thinks of anything’s principle of intelligibility, its conceptual form, as an actualization in the Aristotelian sense, the being-at-work or energeia of the thing’s distinct mode of being, not a separate immaterial metaphysical object. In understanding Hegel on this point, we should take fully on board the form-matter, actuality-potentiality language of Aristotle, and so the most interesting kind of hylomorphism, soul-body hylomorphism, as our way of understanding this nonseparateness claim.” (p. 92).

Here I can only applaud.

“To think that for creatures like us, we must distinguish the sensory manifold from the form that informs it is the great temptation to be avoided for Hegel. The power of the eye to see is not a power ‘added’ to a material eye…. The seeing power is the distinct being-at work of that body. The form-content model central to Hegel’s account of logical formality works the same way” (pp. 92-93).

That seeing is not somehow “added” to the eye is another Aristotelian point. The eye is what it is in virtue of what it is for the sake of. Incidentally, Joe Sachs’ translation of Aristotelian energeia as “being-at-work” appears to have a precedent in Hegel’s German.

Pippin’s identification of a being-at-work or actuality with a power here is novel from an Aristotelian point of view. In the text of the Logic, Hegel himself associates power with a notion of substance that seems more Spinozist than Aristotelian. His earlier example of relational determination uses the mathematical-physical notion of centrifugal and centripetal forces affecting a planet’s orbit.

“Power” commonly appears in translations of (especially Latin scholastic) discourse about potentiality rather than actuality. But on my reading, Hegel does not seem to adopt the distinctively Aristotelian concept of potentiality. He only seems to use more ordinary notions of power and possibility. And he explicitly introduces teleology only near the Logic’s end. This makes sense on Pippin’s reading that the Logic “moves” in a forward direction, progressively uncovering deeper presuppositions.

But power seems to me to belong in the register of efficient causes, whereas potentiality and actuality both belong primarily in the register of final causes. It does make sense that a capability could follow from an actualization or be attributed to it. Paul Ricoeur makes a nice ethical use of capability, but in general I worry that talk about power privileges sheer physical action over the intelligible ought and the “for the sake of”.

Pippin returns again to the unity of thinking and being.

“So it is perfectly appropriate to say such things as that for Hegel reality ‘has a conceptual structure’, or ‘only concepts are truly real’, as long as we realize that we are not talking about entities, but about the ‘actualities’ of beings, their modes or ways of being what determinately and intelligibly they are. To say that ‘any object is the concept of itself’ is to say that what it is in being at work being what it is can be determined, has a logos…. We can say that reality comes to self-consciousness in us, or that the light that illuminates beings in their distinct being-at-work is the same light that illuminates their knowability in us, as long as we do not mean a light emanating from individual minds” (pp. 93-94).

“And here again, Hegel’s model of metaphysics… is Aristotelian. And Aristotle’s metaphysics is not modern dogmatic metaphysics, does not concern a ‘supersensible’ reality knowable only by pure reason. In many respects it is a metaphysics of the ordinary: standard sensible objects, especially organic beings and artifacts. This means that in many respects Kant’s critique of rationalist metaphysics in effect ‘misses’ it” (p. 94).

“By and large Hegel means to ‘denigrate’ the immediately given, how things seem to common sense…. This has nothing to do with doubting the external reality of tables and molecules…. The point of Hegel’s denying to finite, empirical reality the gold standard badge of true actuality is not to say that it ‘possesses’ a lesser degree of reality in the traditional sense (whatever that might mean). It is to say that finite objects viewed in their finitude, or considered as logical atoms, can never reveal the possibility of their own intelligibility” (pp. 96-97).

This provides a clue to the negative connotations of finitude in Hegel. It has far more positive connotations for me, but I consider the primary meaning of “finitude” to be a dependence on other things, which is as different as could be from logical atomicity. This is another different use of words, not a difference on what is or ought to be. If “finite” is taken to mean “to be treated as a logical atom” as Pippin suggests, the negative connotations are appropriate.

Next in this series: Apperceptive Judgment

Logic and Metaphysics

In Emancipatory Logic? I began a walk-through of Robert Pippin’s important Hegel’s Realm of Shadows. This post borrows its title from his second chapter, though it only addresses the first part of it.

According to Pippin, Hegel’s Science of Logic is intended to exhibit the “spontaneous” or “self-generating” actualization of intelligibility. This takes places through the higher-order universals that Kant following Aristotle called “categories”.

Hegel’s “logic” provides his alternative to Kant’s notoriously long and difficult argument for the possibility of a priori knowledge that is not merely analytic, and to Kant’s derivation of the categories. As an exercise in what Aristotle called first philosophy, it is not supposed to depend on anything else.

By his own lights Hegel is extremely concerned with concreteness. He is therefore very conscious that his “logic as first philosophy” only addresses possible actualizations of intelligibility, and doesn’t derive anything real. We might think that the actualization of intelligibility would be a realm of light, but here the concern is with the emergence of light, hence his curious metaphor that “logic” is a realm of shadows.

“Hegel follows Kant’s innovation in his response to the empiricist challenge…. The basic question is, How could there possibly be objectively valid concepts, true of all objects, but not derived from experience? Where could they come from? In Hegel’s terms, this amounts to the question, How do concepts that are the products of thought alone ‘give themselves’ content, where by content we mean something extraconceptual?” (pp. 39-40).

Pippin says that Hegel will want “to determine objects in their thinkability, where that means their suitability not for a finite, subjective power, but for thought as such, that is, objects in their intelligibility, in their being at all intelligibly what they are. Their being what they are is their concept, or their ‘being their concept’, for Hegel. The concepts did not come from anywhere, any more than the thinking power comes from anywhere” (p. 40). Hegel aims for a “logic of the knowable as such” (p. 41).

“[Kant’s] critique concerns the modern tradition stemming from Descartes, embodied in Arnauld’s and Nicole’s Port Royal Logic in 1662, as well as the Leibnizian/Wolffian metaphysical tradition. The former held that clarity about the relations between ideas could lead the mind closer to the bearers of philosophical truth, clear and distinct ideas, known passively by the ‘light of reason’. For the latter, the laws of thought simply are the ‘laws of truth’ (to use Frege’s phrase), or a general logic is just thereby a logic of objects, because all philosophical truth is what Kant would call ‘analytic’, arrived at by logical analysis alone” (pp. 41-42).

Pippin emphasizes that Kant and Hegel both reject the early modern (originally Thomistic) idea of passive illumination by a “natural light” of reason. In the original Thomistic context, the idea of a natural light of reason played what I think was a very positive role as a counter-weight to sectarian tendencies in religion, but in the early modern context it led to a new kind of dogmatism.

“With general logic as it was understood in the Port Royal and the Wolffian traditions, [Hegel] agrees that logical reasoning, understood in that way, does not provide knowledge of objects. He especially agrees with Kant that reason and understanding are activities, not passively ‘illuminated’. As ‘that great foe of immediacy’, in Sellars’ phrase, he does not mention or rely on such receptive or noetic intuition. As such a great foe, Hegel is opposed to any notion of self-standing, atomic conceptual content. As he wants so famously to show in a dialectical logic, determinateness is a function of determination, always an identification ‘through an other’, his formulation for discursivity” (p. 42).

For Hegel, there is no determinateness without a prior activity of determination. That activity is a discursive articulation of otherness in its concreteness by means of language.

Hegel’s Science of Logic is divided into what he calls an “objective” logic, consisting in a “logic of being” and a “logic of essence”, and a “subjective” logic, consisting entirely in a “logic of the concept”.

“The logic of being seems clearly to correspond to the Kantian categories of quality and quantity, what Kant called the mathematical and constitutive categories, and the logic of essence certainly seems to correspond to the categories of relation and modality, or the dynamic and regulative categories. The logic of the Concept makes use of the same syllogistic central to Kant’s conception of the role of such an inferential structure in the activity of reason” (p. 43).

Incidentally, I find it intriguing and highly plausible that Hegelian essence would express relation and modality. As much of an improvement as this is over the early modern notion of essence as a putatively self-contained content, it still does not yet address the fluidity of what would have been essence in development over time.

Pippin notes that in an 1812 letter, Hegel also said the objective logic roughly corresponds to the “ontology” he saw articulated in Aristotle’s logical works. I would add that Hegel’s “logic of the concept” moves beyond the “objective” logic in somewhat the same way that the discussion of “substance” in Aristotle’s Metaphysics moves beyond that in the Categories.

Pippin says “there is no question that Hegel both wholeheartedly agreed with Kant’s critique of substantive metaphysics, and realized that that critique applied only to modern metaphysics and left several possibilities open” (p. 44). He quotes Hegel saying “What Kant generally has in mind here is the state of metaphysics of his time…; he neither paid attention to, nor examined, the genuinely speculative ideas of older philosophers on the concept of spirit” (ibid).

He begins to clarify what Hegel more specifically means by logic.

“[F]or both Kant and Hegel, the unit of significance for any logic is not the proposition or any static formal structure but acts of reasoning and assertion” (ibid).

“Hegel’s logic does not primarily concern relations among, operations upon, propositions, and is instead oriented from a logic of terms. So we don’t see a syntax specified by axioms, a proof theory, and a semantics” (ibid).

In mainstream 20th century logic, the older term logic was regarded as a mere historical relic. But since the late 20th century, type theory has provided a formulation of term logic in higher-order mathematics that subsumes not only first-order but also higher-order predicate logic, so even in strictly mathematical terms, term logic is once again highly relevant.

“But as becomes clearer in the logic of the Concept, conceptual content is not provided by analysis of atomistically conceived concepts. Concepts are understood, as they were in Kant, as ‘predicates of possible judgments’, and the roles they play in possible judgments in various contexts, involving other concepts, and the roles they can and cannot play in such judgments (including the inferential relations among the judgments) are necessary to specify such concepts. This is why Hegel metaphorically speaks of concepts as alive, in movement, and why the logic’s ‘motion’ is the key to the specification of any concept…. Concepts are rules for judgmental unification, and judgmental unifications are always apperceptive” (p. 45).

“So the structure of concepts in use is the structure of the apperceptive ‘I’ (ibid; see also Ideas Are Not Inert).

“The concept of the Concept, the apperceptive understanding of the implications of this apperceptive structure, is what Hegel calls ‘the Absolute'” (ibid).

He compares Hegel’s view of concepts to that of the contemporary philosopher John McDowell in Mind and World.

“[I]n McDowell’s view we can certainly distinguish thinking from what is thought (the world is not a thought-thing; thinking is a discursive activity; the world is not a discursive activity) and still insist that the world ‘is made up of the sort of things one can think. (That discursive activity is, in its unity, the unity of anything that can be known would be expressed on the ‘object side’ by claiming that a determinate object is articulable as a single unity.) Or, for example, the profound-sounding (even Heideggerian) claim that there is no ontological gap between thought and world just comes down to the fact that ‘one can think, for instance, that spring has begun, and that very same thing, that spring has begun, can be the case’. What I think when I know (think truly) that something is the case is simply what is the case. It is thus a truism of sorts that, with the issue posed in a Kantian way, ‘the forms of thought are the forms of things…. The distinction between ‘conditions on the possibility of knowledge of things’ and ‘conditions on the possibility of things themselves’, which some use to characterize Kantian idealism, should be rejected ‘on the ground that the relevant conditions are inseparably both conditions on the thought and conditions on objects, not primarily either the one or the other'” (p. 47).

Frege said a fact is a true thought. The early Wittgenstein identified the world with what is the case. Aristotle said there is no difference between thought in the strong sense (nous or “intellect”) and that of which it thinks. Pippin quotes Hegel’s implicit invocation of Aristotle on this point:

“The older metaphysics had in this respect a higher concept of thinking than now passes for accepted opinion. For it presupposed as its principle that only what is known of things and in things by thought is really true [wahrhaft Wahre] in them, that is, what is known in them not in their immediacy but as first elevated to the form of thinking, as things of thought. This metaphysics held that thinking and the determination of thinking are not something alien to the subject matters, but rather are their essence, or that the things and the thinking of them agree in and for themselves (also our language expresses a kinship between them); that thinking in its immanent determinations, and the true nature of things, are one and the same content” (p. 48; see also Form and Things).

Pippin points out that Hegel does not simply identify facts with propositions. Rather, in the spirit of Kant’s unities of apperception, he is concerned with “thought’s agreeing with itself” (p. 51). “The force of a judgment is judgment’s own force; it is not a natural force or the result of the accumulation of empirical data” (p. 52). In a footnote Pippin adds that “‘I did it because I thought I ought to’ could be appealed to to make the same point” (ibid).

“A wolf is not simply, in itself, what it is to be a wolf but to some degree or other a better or worse exemplification of such a concept ‘for itself’. The object is not just ‘as it is’; it is ‘for’ (here, in the sense of ‘for the sake of’) its concept and hereby itself…. This is all in keeping with Hegel’s general tendency to gloss his use of for-itself with Aristotle’s notion of an actualized potential” (pp. 54-55).

“To say that an object is ‘for its form’ is just to say that there is an intelligible dynamic in its development. (As in Aristotle, the particular kind of unity by which any thing or process or activity is what it distinctively is is the unity by virtue of which it is intelligible.)…. This intelligible dynamic is its concept and is not something that exists separate from or supervening on some physical attributes and efficient causation. It just is the intelligible way a development develops; there is nothing ‘over and above’ the development” (p. 55).

Pippin quotes Hegel’s Encyclopedia logic where Hegel specifically recalls Aristotle’s criticism of Plato for neglecting the actuality of forms.

“Self” and “other” are inseparably related in the Logic, as they are in the discussion of self-consciousness in the Phenomenology. In the Logic, “‘for itself’ and ‘for an other’ will be reciprocally dependent notions” (p. 56).

For Hegel, a being “is what it is and not anything else (it is ‘in itself’), but only by virtue of the properties that can intelligibly distinguish it from its contraries (can determine what it is ‘for itself’)…. Accordingly, everything… turns on the sweeping claim that ‘truth [the truth of being, the determination of what things truly are] is self-consciousness [the forms of self-conscious judgment]…. This does not claim it exists only as conceived, or that the conceiving on which its determinacy depends should be understood as subjective mental episodes” (pp. 56-57).

“Thought can determine its objects, but not by appeal to the light of reason, not ‘immediately’…. Much more will have to be said about this, but it will be very important to Hegel that to consider things in their intelligibility is also and at the same time to consider them in terms of the only beings for whom beings can be intelligible, rational beings” (p. 57).

Pippin says that Hegel rejects Kant’s “distinction between things considered in their possible intelligibility and things considered simply as they are in themselves” (p. 58). He again notes that Hegel is neither simply identifying things with thoughts nor identifying thought’s self-determination with anything like the Absolute’s knowledge of itself.

“[T]he initial, simple point at issue now is that anything’s being at all would be mere indeterminate and indistinguishable being were it not conceptually determinate, articulable — in the simplest sense, an instance of a concept” (p. 59).

“And this raises Hegel’s main question in the Logic: how to account for conceptual content…. The answer to that question will depend on two very difficult elements in Hegel’s project: … that the form of the concept is the form of the self, and that, accordingly, truth is self-consciousness; and the claim that the way to understand this content is to understand these concepts as ‘self-negating’, but in a way that promises a positive result” (ibid).

Next in this series: Hegel’s Union of Kant and Aristotle

Otherness

I wanted to elaborate a bit on what I see “otherness” as doing in the part of Hegels’ text that formed the subject of the previous post. Cambridge University Press provided only a skimpy index, which scandalously includes no entry at all for this key term. I don’t specifically recall “otherness” being literally used in the main body of the Phenomenology, though it may well exist somewhere. What I find googling “Hegel otherness” seems entirely devoted to the relation of self-consciousness to other people. Quick review of top results failed to turn up a supporting quote from Hegel using the literal term “otherness” in that way, however. This leaves it unclear to me whether this more social usage of “otherness” is even literally Hegelian, or is rather a term interpolated by commentators.

Relations to other rational beings are essential to Hegelian self-consciousness, to the point where I have quipped that it might better be called other-consciousness. This social and ethical meaning of otherness is not irrelevant to the current context. However, I take Hegel’s use of “otherness” in the Phenomenology Preface to be primarily “logical” in his special sense, rather than social.

In the Preface, Hegel calls Anderssein (otherness; literally, “being-other”) the “element” and the “ether” in which knowing occurs. Hegel is using “knowing” in a very broad sense here, encompassing everything from the mere acquaintance of ordinary consciousness with objects, to the pinnacles of philosophy. He begins to develop otherness by way of implicit contrast with that other element of “familiarity” and “representation” that he mentions as an obstacle to the higher development of knowing.

He explicitly calls otherness the element of “science” (rational understanding) in knowing, while implying that familiarity and representation characterize a contrasting element of immediacy that he sees as an obstacle to “science”. For Hegel, “science” is first and foremost the “logic” that was to form the first part of the “system” the Phenomenology was to introduce, so it could equally be said that otherness here is the unfamiliar standpoint of Hegelian logic, for which the whole long detour of the Phenomenology is intended to gently and patiently prepare us.

Once again, I take a deflationary approach to his rhetoric about “science” and “system”. In general with Hegel, rather than starting with ordinary assumptions about what his terms mean, it is best to interpret them in light of what he does. Here otherness provides a first thematic anticipation of the general point of view Hegel wants to recommend, and in particular of what is at stake in Hegelian “logic”, “science”, and “system”.

As a first approximation then, we have otherness expressed as the “element of knowing” that the Science of Logic will later develop, initially expressed by way of a contrast with a point of view centered on immediacy, familiarity, and representation.

There seems to be a kind of analogy between this contrast and what I read as the Phenomenology‘s other big contrast between the standpoints of consciousness and self-consciousness. I think Hegel’s view is that neither of these latter is ever found entirely independent of the other in real life, but at the same time that the alienation inherent to the relation of ordinary consciousness to objects is eventually to be overcome by dwelling primarily in what he calls self-consciousness and spirit. The higher phases of self-consciousness and spirit will be characterized by an openness to otherness.

The contrast between the feeling of otherness and those of familiarity and immediacy gives us a first starting point that we can grasp even within the standpoint of the most naive ordinary consciousness. The second contrast between the standpoint of otherness and the standpoint of representation brings this into sharper focus.

In the Preface, Hegel only hints at his very strong reservations about the place of representation in early modern mainstream views of knowledge such as those of Descartes and Locke. But in the Consciousness chapter of the Phenomenology, the alienated relation of consciousness to objects broadly captures aspects of the views of Descartes and Locke, who were the two great representationalist promoters of “consciousness” in philosophy (literally in Locke, and its ancestor French conscience in Descartes; see Consciousness in Locke and Hegel).

We cannot communicate without representation, any more than we can exercise higher functions without consciousness. But Hegel’s implicit critique of representation in the Preface and his more developed critique of consciousness in the Consciousness chapter together constitute a vital thread of his argument. His repeated warnings against taking “fixed thoughts” at face value and against taking propositions in isolation are closely tied to this.

Otherness challenges both fixed representations of thoughts and an overly fixed notion of self. Self from the perspective of otherness is a contextual, relational and adverbial term, not an independently contentful noun with a reference fixed once and for all (see The Ambiguity of “Self”).

What I think he is suggesting is a strong conclusion that in explaining meaning, we ought as much as possible to subordinate the point of view associated with representation, consciousness, objects, immediacy, and familiarity, rather than treating all of these as foundational touchstones.

What we ought to subordinate them to is developed throughout the rest of the Phenomenology, but especially involves the actualization of self-consciousness, and of forms of spirit that are not merely what he calls substantial, but are self-conscious, and thus for Hegel depend essentially on relations of mutual recognition.

A fully developed self-consciousness will be “at home” in otherness.

Here in the Preface, I think he is suggesting an argument complementary to that of the Phenomenology‘s main thread. In the Preface, the accent seems to be on knowing as such, whereas I take the overall thrust of the main thread to be primarily ethical in intent. Here too, at least in a general sense the Preface is closer to the concerns of what Hegel calls “logical” inquiry. The critique of the classic early modern concept of representation falls in this area.

Foundational uses of representation are based on strong presuppositions about the identity of represented things (the “fixed thoughts” to which Hegel is objecting). Representationalist theories of meaning focus on the ways in which representations are supposed to unambiguously refer to objects, which basically reduces meaning to a kind of implicit pointing at things that are presumed to be unambiguously identifiable. But this is a huge presumption that Hegel wants to question.

Alternatively, the meaning of representations can be explained in terms of form, value, internal structure, and inter-relations, all of which I think for Hegel are potentially articulable complete in themselves “in the element of otherness”, without any pointing or presumption required. Otherness thus appears to stand for coherence over reference and difference over identity in the explanation of meaning. Again, that is not to suggest that reference is absent, just that it ought not to dominate or primarily drive our explanations.

Finally, Hegel would remind us that even pure difference or pure coherence also needs to be considered from the point of view of its becoming and not just one static view. Otherness as an orientation toward difference and coherence in their becoming gives us a first approximation of the concerns Hegel means to bring to the fore when he speaks of dialectic. (See also Pure Negativity?; Teleology After Kant.)

At Home in Otherness

This is part 3 of my direct walk-through of the Preface to Hegel’s Phenomenology. It seems that the phrase “being at home in otherness” originated in my own notes on H.S. Harris’ commentary, and literally occurs neither in Hegel nor in Harris. Nonetheless, I still want to suggest that the underlying idea is central to the perspective Hegel wants to recommend. Hegel speaks at length about what might be called thinking in the element of otherness, and provocatively ties it to the overcoming of alienation, thereby seeking to transform our pre-existing notions of what that might mean.

More conventionally, the overcoming of alienation has been represented as the recovery of a lost possession or lost innocence that we originally had, like a figurative return to the garden of Eden. The German Romantics of Hegel’s time had popularized this sort of comfortable and reassuring notion. Hegel wants to give it an altogether different and much more challenging meaning.

He points out the inherent weakness of all isolated theses and unelaborated statements of principle.

“[A]ny further so-called fundamental proposition or first principle of philosophy, if it is true, is for this reason alone also false just because it is a fundamental proposition or principle. — It is consequently very easily refuted. Its refutation consist in demonstrating its defects; however, it is defective because it is only the universal, or, only a principle, or, it is only the beginning. If the refutation is thorough, then it is derived from and developed out of that fundamental proposition or principle itself — the refutation is not pulled off by bringing in counter-assertions and impressions external to the principle. Such a refutation would thus genuinely be the development of the fundamental proposition itself” (Pinkard trans., p. 15).

No matter how good the principle, a shallow statement of it will be “false”.

“Conversely, the genuinely positive working out of the beginning is at the same time just as much a negative posture toward its beginning; namely, a negative posture toward its one-sided form, which is to be at first only immediately” (p. 16).

Everything that Hegel would recognize as genuine development and improvement begins with thoughtful criticism of what went before.

“[Spirit] must be, to itself, an object, but it must likewise immediately be a mediated object, which is to say, it must be a sublated object reflected into itself” (ibid).

“To sublate” translates German aufheben, a famous Hegelian term that means simultaneously to absorb and to transform (literally, “to on-lift”).

“Pure self-knowing in absolute otherness, this ether as such, is the very ground and soil of science, or knowing in its universality. The beginning of philosophy presupposes or demands that consciousness is situated in this element. However, this element itself has its culmination and its transparency only through the movement of its coming-to-be. It is pure spirituality, or, the universal in the mode of simple immediacy. Because it is the immediacy of spirit, because it is the substance of spirit, it is transfigured essentiality, reflection that is itself simple, or, is immediacy; it is being that is a reflective turn into itself” (pp. 16-17).

In a very characteristic gesture, he begins to point out that in human life, even mediation and immediacy don’t just stand alongside each other as statically independent opposites. Rather, we end up with all sorts of mixed forms of “mediated immediacy” and “immediatized mediation”. This interweaving is especially typical of what he calls “spirit”.

By “science”, once again, he means mediated rational understanding. “Absolute otherness” is the antithesis of the identity-oriented simplicity and rigidity of the point of view of ordinary consciousness. What we mainly encounter in life are mixtures of these two, with a tilt toward the ordinary. I’m inclined to think there could be no human experience at all without some admixture of otherness. A stronger otherness disturbs our complacency and takes us out of our comfort zone, but Hegel wants to gently suggest that this can be a good thing.

“However much the standpoint of consciousness, which is to say, the standpoint of knowing objective things to be opposed to itself and knowing itself to be opposed to them, counts as the other to science — the other, in which consciousness is at one with itself, counts instead as the loss of spirit — still, in comparison, the element of science possesses for consciousness an other-worldly remoteness in which consciousness is no longer in possession of itself. Each of these two parts seems to the other to be an inversion of the truth” (p. 17).

Here he acknowledges that what he is recommending must seem incredibly strange from the perspective of ordinary consciousness.

He continues, “For the natural consciousness to entrust itself immediately to science would be to make an attempt, induced by it knows not what, to walk upside down all of a sudden. The compulsion to accept this unaccustomed attitude and to transport itself in that way would be, so it would seem, a violence imposed on it with neither any advance preparation nor with any necessity. — Science may be in its own self what it will, but in its relationship to immediate self-consciousness, it presents itself as an inversion of the latter…. Lacking actuality, science is the in-itself, the purpose, which at the start is still something inner, at first not as spirit but only as spiritual substance. It has to express itself and become for itself, and this means nothing else than that it has to posit self-consciousness as being at one with itself” (ibid).

Hegel’s own favored attitudes, like rationality or “science”, are not exempt from the general requirement of development. To simply try to foist “science” or our favored view of rationality or the value of otherness on the public as ready-made conclusions differs little from attempts to socially impose any arbitrary prejudice. It is a means not at all suited to the ends of philosophy.

In speaking of “immediate self-consciousness”, he applies another paradoxical mixed form. The very essence of self-consciousness for Hegel is mediation, or the opposite of immediacy. But even the most highly mediated form can also be named, pointed at, presented, represented, or recalled in a more immediate way. Every level of development has its own characteristic reflection in relative immediacy.

He continues, “This coming-to-be of science itself, or, of knowing, is what is presented in this phenomenology of spirit” (ibid).

“Knowing, as it is at first, or, as immediate spirit, is devoid of spirit, is sensuous consciousness. In order to become genuine knowing, or, in order to beget the element of science which is its pure concept, immediate spirit must laboriously travel down a long path…. In any case, it is something very different from the inspiration which begins immediately, like a shot from a pistol, with absolute knowledge, and which has already finished with all other standpoints simply by declaring that it will take no notice of them” (pp. 17-18).

Immediate spirit is devoid of spirit in the deeper sense that travels down a long path. But still it contains a beginning.

“The aim is spirit’s insight into what knowing is. Impatience demands the impossible, which is to say, to achieve the end without the means. On the one hand, the length of the path has to be endured, for each moment is necessary — but on the other hand, one must linger at every stage along the way, for each stage is itself an entire individual shape” (p. 19).

Rational understanding has to grow organically — to be actively taken up and worked over by its participants — to realize its value. Once again, it is never enough to just present summary conclusions and expect the world to agree, no matter how right they are. A long, patient working out is essential to achieving the goal he has in mind.

“In this movement… what still remains is the representation of and the familiarity with the forms” (ibid).

“The element thus still has the same character of uncomprehended immediacy, or, of unmoved indifference as existence itself, or, it has only passed over into representational thought. — As a result, it is at the same time familiar to us, or, it is the sort of thing that spirit has finished with, in which spirit has no more activity, and, as a result, in which spirit has no further interest” (ibid).

Familiarity is an issue because it leads us to take things for granted and become inattentive. Hegel contrasts all forms of static representation of knowledge with the kind of active coming-to-be of knowing he is aiming at.

He continues, “However much the activity, which is finished with existence, is itself the immediate, or however much it is the existing mediation and thereby the movement only of the particular spirit which is not comprehending itself, still in contrast knowing is directed against the representational thought which has come about through this immediacy, is directed against this familiarity, and it is thus the doing of the universal self and the interest of thinking” (ibid).

In more Aristotelian language, once an understanding is acquired, it becomes passively available for easy use. The mode of this availability and easiness is a kind of habit. Habits have a great utility for action and responding to the world, but in exercising a habit we are not learning anything new. The active becoming of knowing, on the other hand, demands continuous learning.

“What is familiar and well-known as such is not really known for the very reason that it is familiar and well-known. In the case of cognition, the most common form of self-deception and deception of others is when one presupposes something as well known and then makes one’s peace with it. In that kind of back-and-forth chatter about pros and cons, such knowing, without knowing how it happens to it, never really gets anywhere. Subject and object, God, nature, understanding, sensibility, etc., are, as is well known, all unquestioningly laid as foundation stones which constitute fixed points from which to start and to which to return…. Thus, for a person to grasp and to examine matters consists only in seeing whether he finds everything said by everybody else to match up with his own idea of the matter, or with whether it seems that way to him and whether or not it is something with which he is familiar” (p. 20).

“To break up a representation into its original elements is to return to its moments, which at least do not have the form of a representation which one has merely stumbled across, but which instead constitute the immediate possession of the self. To be sure, this analysis would only arrive at thoughts which are themselves familiar and fixed…. However, what is separated, the non-actual itself, is itself an essential moment, for the concrete is self-moving only because it divides itself and turns itself into the non-actual” (ibid).

Actualization as a process is not just the tranquil extension of what is already actual. The emergence of new actuality essentially depends on what is currently non-actual.

He continues, “The activity of separating is the force and labor of understanding, the most astonishing and the greatest of all the powers, or rather, which is the absolute power” (ibid).

Hegel is better known as a sharp critic of the limits of the understanding that divides and sees only fixed things. But here, against the Romantics he defends analytical understanding’s creatively disruptive role in unsettling our complacency.

He continues, “The circle, which, enclosed within itself, is at rest and which, as substance, sustains its moments, is the immediate and is, for that reason, an unsurprising relationship. However, the accidental, separated from its surroundings, attains an isolated freedom and its own proper existence only in its being bound to other actualities and only as existing in their context; as such, it is the tremendous power of the negative; it is the energy of thinking, of the pure I” (ibid).

Just as new actualization depends on what is non-actual, the complacency of substantial existence is only spurred to new learning by what first appears as accident.

“Spirit only wins its truth by finding its feet in its absolute disruption” (p. 21).

To “find its feet in absolute disruption” is to be at home in otherness.

He continues, “Spirit is not this power which, as the positive, avoids looking at the negative, as is the case when we say of something that it is nothing, or that it is false, and then, being done with it, go off on our own way on to something else. No, spirit is this power only by looking the negative in the face and lingering with it” (ibid).

“Negation” for Hegel is not the simple thing that it is in Boolean logic. Boolean negation is purely formal, and yields the exact opposite of its input. For Hegel, every manifestation of otherness is a sort of “negation”. Personally, I prefer the language of otherness. Thus I would say, “looking otherness in the face and lingering with it”. This involves looking beyond fixed thoughts and everything that has the form of givenness.

“[I]n modern times, the individual finds the abstract ready-made…. Nowadays the task before us consists not so much in purifying the individual of the sensuously immediate and in making him into a thinking substance… It consists in actualizing and spiritually animating the universal through the sublation of fixed and determinate thoughts. However, it is much more difficult to set fixed thoughts into fluid motion than it is to bring sensuous existence into such fluidity” (ibid).

Ready-made abstractions are the bane of deeper understanding. It is far easier to announce that we ought to overcome them than to actually succeed in doing so.

“Thoughts become fluid by pure thinking, this inner immediacy, recognizing itself as a moment, or, by pure self-certainty abstracting itself from itself — it does not consist in only omitting itself, or, setting itself off to one side. Rather, it consists in giving up the fixity of its self-positing as well as the fixity of the purely concrete…. Through this movement, pure thoughts become concepts, and are for the first time what they are in truth: self-moving movements” (pp. 21-22).

In Hegel’s usage, a “concept” is not a fixed thought but an active rational disposition. Further, he suggests that real immersion in active thought implicitly involves letting go of a fixed presupposed self separate from the activity of thinking. At the same time thoughts, instead of being identified with inert fixed contents, become “self-moving movements” (see Ideas Are Not Inert).

“[I]t ceases to be the type of philosophizing which seeks to ground the truth in only clever argumentation about pros and cons or in inferences based on fully determinate thoughts and the consequences following from them. Instead, through the movement of the concept, this path will encompass the complete worldliness of consciousness in its necessity” (p. 22).

The “complete worldliness” of consciousness is the overcoming of the habitual duality of consciousness and object in which consciousness “sets itself off to one side” from everything else.

“Consciousness knows and comprehends nothing but what is in experience, for what is in experience is just spiritual substance, namely, as the object of its own self. However, spirit becomes the object, for it is this movement of becoming an other to itself…. And experience is the name of this very movement in which the immediate, the non-experienced, i.e., the abstract (whether the abstract is that of sensuous being or of ‘a simple’ which has only been thought about) alienates itself and then comes around to itself out of this alienation” (pp. 22-23).

“The inequality which takes place in consciousness between the I and the substance which is its object is their difference, the negative itself. It can be viewed as the defect of the two, but it is their very soul or is what moves them” (p. 23).

Here inequality manifests otherness. Notably he refers to it “taking place” rather than simply existing.

Even the core defect of the standpoint of ordinary consciousness — its duality, in which consciousness stands “off to one side” of its objects — in its capacity as a source of unrest already points beyond itself, kicking off the whole long movement that the Phenomenology aims to characterize.

“However much this negative now initially appears as the inequality between the I and the object, still it is just as much the inequality of the substance with itself. What seems to take place outside of the substance, to be an activity directed against it, is its own doing, and substance shows that it is essentially subject” (ibid).

Unqualified “substance” in Hegel’s sense really encompasses everything there is, even though we imagine that we are somewhere off to the side. Thus the apparent duality between us and substance that we think about turns out to be internal to substance itself. What seemed to be “our” separate activity turns out to be equally the activity of substance that is no longer “just” substance. The substance that is thought of loses its fixity and becomes an active thought.

“Why bother with the false at all?…. Ordinary ideas on this subject especially obstruct the entrance to the truth…. To be sure, we can know falsely. For something to be known falsely means that knowing is unequal to its substance. Yet this very inequality is the differentiating per se, the essential moment. It is indeed out of this differentiation that its equality comes to be, and this equality, which has come to be, is truth. However, it is not truth in the sense that would just discard inequality, like discarding the slag from pure metal, nor even is it truth in the way that a finished vessel bears no trace of the instruments that shaped it. Rather, as the negative, inequality is still itself immediately present, just as the self in the true as such is itself present” (pp. 23-24).

Hegel’s usage of “knowing” is much more inclusive than the strict Platonic or Kantian sense that I have been recommending here.

Here we reach another delicate point. What is false, he is saying, is not purely and simply false, because it also creates the unrest that is the impetus for further development. But this is very easily misunderstood, and can lead to complete nonsense.

To avoid this kind of misunderstanding, he continues, “For that reason, it cannot be said that the false constitutes a moment or even a constitutive part of the true. Take the saying that ‘In every falsehood, there is something true’ — in this expression both of them are regarded as oil and water, which cannot mix and are only externally combined. It is precisely for the sake of pointing out the significance of the moment of complete otherness that their expression must no longer be employed in the instances where their otherness has been sublated. Just as the expressions, ‘unity of subject and object’ or of ‘the finite and the infinite’, or of ‘being and thinking’, etc., have a certain type of clumsiness to them in that subject and object, etc., mean what they are outside of their unity, and therefore in their unity, they are not meant in the way that their expression states them, so too the false as the false is no longer a moment of truth” (pp. 24-25).

Here he is employing an Aristotelian “said in many ways” distinction to avoid confusion and nonsense. It remains the case that everything for Hegel being more than it “just” is requires a great wakefulness on the part of the reader, to avoid slipping into just the kind of nonsense he is warning about.

Incidentally, he suggests that “otherness” is a better alternative to talk about the unity of subject and object, finite and infinite, being and thinking, etc.

Wrapping up this part of the argument, he continues, “The dogmatism of the way of thinking, in both the knowing of philosophy and the study of it, is nothing but the opinion that truth consists either in a proposition which is a fixed result or else in a proposition which is immediately known…. [E]ven bare truths… do not exist without the movement of self-consciousness…. Even in the case of immediate intuition, acquaintance with them is linked to the reasons behind it” (p. 25).

Substance and Subject

This is part 2 of my walk-through of the Preface to Hegel’s Phenomenology of Spirit. We’ve reached the point where he says “In my view, which must be justified by the exposition of the system itself, everything hangs on grasping and expressing the true not just as substance but just as much as subject” (Pinkard trans., p. 12).

I’ve previously written two posts (Substance Also Subject; Subject and Substance, Again) that try to bring this aspect of Hegel as close as possible to the deeper sense that Aristotle gives to “substance” in the Metaphysics. I still think this fits well with Hegel’s larger perspective, but here I want to deal with the text as it stands.

Just two sentences after the one quoted above, there is an unmistakable reference to Spinoza’s controversial view that God is the only substance there is. Spinoza defines substance as “what is in itself and is conceived through itself, i.e., that whose concept does not require the concept of another thing, from which it must be formed” (Ethics book 1 definition 3; Collected Works, Curley trans., vol. 1 p. 408). The sentences in which Hegel literally speaks of substance in the Preface appear to be consistent with this. In general, Hegel most often speaks of “substance” as something whose main attributes are self-containedness and immediate identity with itself. This is very far indeed from the Metaphysics-based notion of substance I have been concerned to develop here. But as we will see, Hegel makes up for this in other ways.

A “subject” for Hegel is always a conscious or self-conscious being. But consciousness for Hegel always comes paired with an object. Self-consciousness eventually overcomes the duality of consciousness and object, but it is constituted in irreducible relation with other rational beings.

So when Hegel says “substance is also subject”, it is a paradoxical expression saying that what is self-contained “also” has irreducible relations to objects or other beings. Language is here strained to the breaking point. Perhaps he wants to imply that the very thing that the Schellingians claimed was entirely self-contained is in reality essentially embedded in otherness.

Overall, Hegel stresses irreducible relations far more than self-containedness. In the opening quote, he just told us that in his discourse, we should not expect to find a “substance” that is only substance and nothing more. In Hegel, even the absolute is never “just” absolute. Everything for Hegel is more than it “just” is.

When he speaks of ethical substance or spiritual substance, what he seems to really want to convey is just that these have an aspect of self-containedness or simple immediacy, not that they are strictly reducible to it.

“The true is not an original unity as such, or, not an immediate unity as such. It is the coming-to-be of itself, the circle that presupposes its end as its goal and has its end for its beginning, and which is actual only through this accomplishment and its end” (pp. 12-13).

The circular relation here is importantly different from that by which Plotinus strictly identifies the end of all things with the origin of all things (for him, the One is both of these). In Hegel, the circle explicitly involves actualization of the end via coming-to-be, which escapes strict identity, whereas in Plotinus the circle is supposed to be eternal and to figuratively represent a simple identity. Directly contrary to Hegel, Plotinus would tell us that the true is both an original unity and an immediate unity.

Hegel expands his previous statement as follows:

“However much the form is said to be the same as the essence, still it is for that very reason a bald misunderstanding to suppose that cognition can be content with the in-itself, or, the essence, but can do without the form — that the absolute principle, or absolute intuition, can make do without working out the former or without the development of the latter. Precisely because the form is as essential to the essence as the essence is to itself, the essence must not be grasped as mere essence, which is to say, as immediate substance or as the pure self-intuition of the divine. Rather, it must likewise be grasped as form in the entire richness of the developed form, and only thereby is it grasped and expressed as the actual.”

“The true is the whole. However, the whole is only the essence completing itself through its own development. This much can be said of the absolute: It is essentially a result, and only at the end is it what it is in truth. Its nature consists just in this: to be actual, to be subject, or, to be the becoming-of-itself. As contradictory as it might seem, namely, that the absolute is to be comprehended essentially as a result, even a little reflection will put this mere semblance of contradiction in its rightful place. The beginning, the principle, or, the absolute as it is at first, or, as it is immediately expressed, is only the universal. But just as my saying ‘all animals’ can hardly count as an expression of zoology, it is likewise obvious that the words, ‘absolute’, ‘divine’, ‘eternal’, and so on, do not express what is contained in them; — and it is only such words which in fact express intuition as the immediate. Whatever is more than such a word, even the mere transition to a proposition, is a becoming-other which must be redeemed, or, it is a mediation” (p. 13).

“Hence, reason is misunderstood if reflection is excluded from the truth and is not taken to be a positive moment of the absolute. Reflection is what makes truth into the result, but it is likewise what sublates the opposition between the result and its coming-to-be” (p. 14).

As with “substance”, Hegel gives essence a much more restrictive meaning than I have been developing here. On the other hand, he has a lively Aristotelian notion of form that is quite unusual among modern writers.

To pay attention to mediation is to “be at home in otherness”. Here I think we are much closer to Aristotle again, perhaps in spite of what I find to be the awkward earlier words about substance and subject. Hegel seems to confirm this by explicitly comparing what he has just said to the larger scheme of Aristotelian teleology, just as I had hoped before (see Aristotle on Explanation; Nature, Ends, Normativity; Hegel’s Preface). Now that the ground is clear, I’ll apply this to the earlier point about Kant and Aristotle in a future post.

“What has just been said can also be expressed by saying that reason is purposive doing. Both the exaltation of a nature supposedly above and beyond thinking, and especially the banishment of external purposiveness have brought the form of purpose completely into disrepute. Yet, in the sense in which Aristotle also determines nature as purposive doing, purpose is the immediate, the motionless, which is self-moving, or, is subject…. For that reason, the result is the same as the beginning because the beginning is purpose — that is, the actual is the same as its concept only because the immediate, as purpose, has the self, or, pure actuality, within itself. The purpose which has been worked out, or, existing actuality, is movement and unfolded coming-to-be” (ibid).

As an added bonus, he puts an explicit caveat on the previous talk about the subject. What really matters is the actuality of the concept as self-moving, not the putative fixed point of the subject. I like this vocabulary much better.

“The subject is accepted as a fixed point on which the predicates are attached for their support through a movement belonging to what it is that can be said to know this subject and which itself is also not to be viewed as belonging to the point itself, but it is solely through this movement that the content would be portrayed as the subject. Because of the way this movement is constituted, it cannot belong to the point, but after the point has been presupposed, this movement cannot be constituted in any other way, and it can only be external. Thus, not only is the former anticipation that the absolute is subject not the actuality of the concept, but it even makes that actuality impossible, for it posits the concept as a point wholly at rest, whereas the concept is self-movement” (p. 15).

Not only does he emphasize the movement of the concept, but he even mentions the content being “portrayed” as the subject. (See also Ideas Are Not Inert.)