Power and Its Shadow

Omnipotence has been a problematic concept introduced by theologians in the monotheistic traditions. It has affected traditional metaphysics, the theory of knowledge, and politics. It has deep historical connections with political absolutism.

Ethics in the Socratic tradition take as a starting point something like the Kantian autonomy of reason, coupled with an agnostic but sympathetic view of religion.

For the Latin scholastic theologians, the autonomy of philosophical inquiry is only relative. But most stop short of a completely unqualified omnipotence, and do endorse a relative autonomy of philosophy. There is a long tradition of “faith seeking understanding”. This allows for a socially beneficial relation of benevolent mutual respect between theological and philosophical discourse.

For several centuries in the later middle ages, the main vehicle for expression of Christian theology consisted of meta-commentaries on the 12th-century theologian Peter Lombard’s commentary on the Bible, known as the Sentences. Lombard’s work was one of the foundations of Latin scholasticism. Over 1400 commentaries on it are known. Lombard was a student of the great Peter Abelard, but backed off from Abelard’s more controversial views.

Here I will largely translate and comment upon a brief survey of omnipotence in the Sentences commentary tradition by Olivier Boulnois. This introduction to his edited volume La puissance et son ombre: de Pierre Lombard à Luther (1994) touches upon many points of “historiographical” interest. The French volume focuses on Lombard’s distinctions 42-44, which are the parts dealing with omnipotence. It includes translations from Lombard himself, William of Auxerre, Hugh of Saint-Cher, Albert the Great, Bonaventure, Aquinas, Augustinus Triumphus, Duns Scotus, Durand of Saint-Pourcain, William of Ockham, Gregory of Rimini, and Martin Luther. My aim here is only to partially translate and comment upon the introduction by Boulnois, which is entitled “What God Cannot Do”.

“Can God walk, speak, lie, sin, die, make a mistake? Can he restore virginity? Do other than what he does? Create other worlds?…. Can God annul the most fundamental eternal truths or change them?” (p. 11, my translation throughout).

First, it should be noted that there is not just one concept of omnipotence. Its meaning has been the subject of great controversy in the past. We will see several competing versions in what follows.

Second, the medieval theological mainstream in fact recognized that there are some things God cannot do, or at least will never do. The great scholastics recognized that omnipotence has be qualified in some way in order to be at all defensible, even if they would not themselves phrase it that way. Their arguments are about where and how to draw the line.

“[T]o ask what God cannot do is to research the limits of the possible, and to pose a question that bears on one of the principal senses of being in Aristotle” (pp. 11-12).

The last is a reference to potentiality (dynamis in Aristotle’s Greek), which in the Latin tradition is mainly understood as a kind of power.

“The fundamental question becomes: what does the proposition ‘he can’ signify? To respond, it is necessary to articulate three concepts: power [puissance], ability [pouvoir], possibility” (p. 12).

Puissance and pouvoir can both mean power, but with different nuances. Puissance is standardly used to translate the potentia of the Latin tradition. Pouvoir is used to express ability, and also political power.

Boulnois asks, “With what power [pouissance] are we concerned here? With Aristotle’s being in potentiality (intermediate between being and non-being)? Or with the effective power [pouissance] to make be what is not? But doesn’t that presuppose power [pouissance] in the first sense?” (ibid).”

“Effective power to make be what is not” recalls the theory of creation in Aquinas.

Boulnois continues, switching to the other French term for power, “With what model of power [pouvoir] are we confronted? With the generosity of an overcapacity that dispenses in accord with its own goodness? With the arbitrariness of always-revocable decrees? With the fixation of laws in conformity with which power [pouvoir] must itself act to act legitimately?” (ibid).

Here we begin to see the connection with political power.

“What form of the possible do we encounter? This is the whole problem of modality: in the logical sense, everything noncontradictory is possible; but isn’t it necessary to add a second form of possibility, real possibility, that which can be effectively realized by causes?” (ibid).

Possibility and necessity are both modal concepts. I still need to write more about the ethical significance of modality. While preparing this post I dashed off another quick note.

“For the problem of omnipotence bears on the limit conditions of an order of the world and an order of discourse” (ibid).

Claims of omnipotence have a global impact on how we understand everything else, which is literally explicit in the very term. (“Omni” is Latin for “all”).

“The situation of the question of omnipotence in the organic unity of the Sentences leads to thinking the possible in terms of divine omnipotence, and not the inverse” (p. 15).

When two terms are identified or linked, questions of the order of explanation can acquire a large importance. Here this involves the relation between philosophy and theology.

“Peter Lombard analyzes divine power in a double way” (p. 16). “From then on, the question turns on the status of the possible in the divine understanding: does what is impossible for God come from God (as Henry of Ghent believed at one time) or rather from the inconsistency of the thing itself (Duns Scotus)? Or again, is it necessary to say that the question has no sense, it being given that there is a strict reciprocity between the reality of the possible and divine thought (Ockham, reprised by Luther)?” (p. 17).

“But the evolution of the interpretation explains the modern contradiction between divergent points of view: a God who is the cause of the possibility of eternal truths (Descartes), or is submitted to the necessity of the best of [all] worlds (Leibniz), or again is identical with the necessity of all his attributes (Spinoza)” (p. 18).

Omnipotence in Descartes underwrites a theological voluntarism. Infinity and a very different kind of omnipotence are the most important properties of Spinoza’s God, who is also equated with Nature. Leibniz uses another nonstandard kind of omnipotence, explicitly developing his metaphysical views in terms of a highly rationalized form of creationism.

“For the problem of omnipotence is first of all a problem of exegesis” (p. 19). “If God can do anything, isn’t it necessary to say that he can lie, be mistaken, be put to death? Doesn’t one go to the point of making God a bad power? Augustine strives to resolve the difficulty: ‘And its inability to lie is a great power of the Word’. As a consequence, divine omnipotence does not consist in being able to do all, except in an inadequate sense…. Thus omnipotence is defined simply as God’s power to not be prevented from doing all the good that he wills. Augustine carefully avoids defining omni-potence as a power to do all” (p. 20).

We are teetering on the edge of paradox here. It is precisely the qualifications of what initially seems like the unqualified par excellence that allow an ethical perspective to be recovered. At the very least, this is in great tension with the motif of unqualified power.

“If God cannot do something, that is because it is not a true power (walking, sinning, being mistaken are marks of imperfection)…. If all that God cannot do is only weakness and negativity, God will be in himself every positive power. ‘He can do all that power can do’. Divine omnipotence has become the infinite affirmation of power” (p. 21).

For the 11th-century monastic reformer Peter Damian, according to Boulnois, “The origin of nature is not subject to the same laws as nature. Creation ex nihilo affords a striking illustration of this: ‘Nature itself is made against nature’. Nature thus becomes identical to the will of God: ‘Nature itself has its proper nature, which is to say the will of God” (pp. 24-25).

“The whole question of modality is raised here…. For Aristotle, only the future is contingent…. But for the theologian, who speaks of the possible insofar as it is the object of divine power, even if a thing is, insofar as it is, it can not be…. Even if an event is realized, at the very moment when it is real, it is not necessary. For it could not be if it were not willed by God” (p. 25). “The restoration of [virginity, according to Damian] resembles a new creation, and it is not subject to any mundane law, even that of contradiction…. All power and all knowing are coeternal with God, sovereign creator of the world” (pp. 26-27).

Again modality comes up. The idea that the present state of the world is contingent is reasonable in itself.

Among the most radical claims associated with omnipotence is that God can change the past. Up to a point, it seems to me that we should affirm the contingency of the present as well as the future, but it is also very possible to go too far in this. What is challenging to specify is how to draw the line between good flexibility and bad arbitrariness.

For Aristotle, Boulnois says ” ‘That which is, when it is, and that which is not, when it is not, is necessary’. This principle does not bear only on a necessity of discourse. It also implies a real necessity. For Aristotle, the possible is nothing but being in potentiality, that is to say being which tends toward existence, and which at the end of an infinite time, will end by coming to be. There is what could be called a statistical interpretation of modality, according to which that is possible which was, is, or will be in an infinite time. Indeed it is a temporal interpretation, according to which there always will be a state of affairs in which the contingent is realized. Relayed by Maimonides, this principle is the basis of the celebrated ‘third way’ of showing the existence of God in Thomas Aquinas” (p. 32).

Aristotle’s “statistical” modality is not statistical in the numerical sense. He defines the necessary as that which is always true. “Always” may not be entirely air-tight. He also explicitly speaks of things that are true “for the most part”, and sometimes of things that are always true or true for the most part.

Boulnois continues, “The motif of this disequilibrium can be easily designated: it is the primacy of presence in all metaphysical analysis of manifestation. While the [more traditional] theologians, following Augustine, envisage temporality as a triple manifestation of the divine power in the past, present, and future, Bonaventure, in the manner of the Aristotelian metaphysics, places himself in the perspective of the thing in its evidence enunciable by the finite subject. He goes on to invoke an important argument: between the thing and its form of presence (be it a presence of the past or an existence in the present instant), there exists an analytic relation…. The presence of the thing is included in all manifestation. On the other hand the future, which is not yet, is not analytically included in the content of the thing that comes to be” (pp. 32-33).

There really was a “metaphysics of presence” in Latin scholasticism. The error is to attribute it to directly to Aristotle.

“From this point on, Thomas Aquinas, Giles of Rome, and Ockham pose only the question of the necessity of the past…. They no longer ask if the same question can be extended to the future. The reference to Peter Damian conceals a mutation of the problematic: instead of being posed from the transcendent freedom of God, the possibility of the contingent will only be envisaged starting from the human experience of the present. The ontology of the contingent becomes the possibility of finite freedom” (p. 33).

“All the commentaries on the Sentences, following the line of Peter Lombard, preserve the memory of the condemnation of Abelard by the council of Sens. In the spirit of this council, it is not permitted to think that God is necessarily determined to act and can only do what he does. The council Fathers, led by Bernard of Clairvaux, see in this prohibition a line that is not to be crossed. The omnipotence of God requires us to think that he can do what he does not do, omit what he does not omit, do what he does in another manner or at another moment, or similarly omit it. The divine omnipotence thus appears as sovereignly free, indifferent between acting and not acting” (pp. 33-34).

This is the point at which the thesis of omnipotence becomes dangerous.

“Peter Abelard himself was moved by a metaphysical principle, the principle of reason. God can only do what he does, because ‘God does nothing without a reason’…. Abelard does not admit that God can act against the order he has decided to follow…. God cannot go against his proper wisdom and his proper rationality. Reason imposes itself on him in being the form of his freedom. In a sense, Abelard is quite simply faithful to the patristic tradition that orients divine action toward the good. But he systematizes to the point of paradox, in limiting divine freedom by his wisdom” (p. 34).

The whole question about whether or not God can act “against” what he has “decided” is artificial, because it assumes an anthropomorphic and temporal notion of “decision”. If God is pre-eminently the Eternal as Augustine says, the temporal metaphor of decision is inappropriate.

“Peter Damian makes an equation between divine omnipotence and human freedom: what is possible for the human must at least be possible for God” (ibid).

This argument clearly depends on an anthropomorphic analogy. What is called “possible” for the human depends in part on the particular character of human finitude. It is not at all the same as what would be called “possible” for an eternal neoplatonic God exempt from all finitude. Frankly, it is not even clear that it is appropriate to speak of possibility in relation to God at all. Aristotle says that the first cause is pure act and entelechy. Augustine very strongly associates God with the eternal.

“As Peter Lombard well saw, contrary to the censors of Abelard who ignore the point, the position of Abelard is equally motivated by the principle of the best. As with Leibniz later on, the principle of the best follows from an interpretation of the principle of causality…. Abelard in turn follows the principle of causality, attested by Plato: ‘Nothing comes to be without a cause’. But he reinterprets it in the light of Christian theology, for which the cause of the created resides in the exemplary reason, the divine idea, model, or archetype by which God thinks the creatable before instituting it. It is in this sense that Augustine writes: ‘Who would dare say that God created things without reason?’ For Abelard, as a consequence, the world is created in a universal order, and in it no event escapes divine providence: nothing that appears contingent or due to chance comes to be outside of his prescience or his wisdom. Reason itself is a means of revelation. Despite the apparent disagreements between the Bible and Plato, a more profound reading of these two texts allows us to reconcile them, and to underline the identity between the rationality of God and his freedom” (p. 36).

“For in this problematic cause and reason are synonyms: ‘ratio vel causa‘, writes Peter Lombard…. The position of Abelard is indeed an important stage in the constitution of the principle of reason, between Plato and Leibniz. In Plato, the principle of causality, exterior to the demiurge, and the principle of the goodness of the cosmos are enunciated separately. For Abelard, the principle of reason has become interior to the divine wisdom, and conforms to the primacy of goodness. For Leibniz, finally, the principle of reason is no longer divine, but is identified with essence in general: every substance is the sufficient reason of its accidents” (p. 37).

“Without a doubt, the condemnation of Abelard played a decisive role here. We recall that Heidegger speaks of a ‘time of incubation’ of the principle of reason, already formulated since the birth of philosophy. But he does not respond to the question he himself raises” (p. 37). “In all the rigor of their terms, the condemnations of the council of Sens, in rejecting the application of the principle of reason to God, preserved the principle of reason in an incubator” (p. 38).

“If God creates a world, he cannot create it without what makes it a world: its order, the harmony of its parts…. God cannot create without: 1) what makes it a totality: that which is required for the achievement of a universe; 2) what makes its parts compatible with one another: the conditions of existence of creatures, one in relation to another; 3) what permits each of its parts to have sufficient consistency to possess the perfection of an essence and that of existing. The creation of a world results in the positing of a finite order, governed by the mathematical or musical principle of the harmony of the all, that is to say a certain proportion between the parts” (p. 39).

The strong notion of the coherence requirements of a world in Leibniz removes the usual arbitrariness from the notion of creation.

“This common problematic leaves room for a whole gamut of individual positions, from Albert the Great to Ockham. For Albert the Great, ‘if one places oneself in the point of view of being’, starting from the things that really exist, no better order is conceivable…. For Bonaventure, … God can make either a world different by its substances (but which is not really better, because it is incomparable), or a world different by its accidents (but that is really the same as this one)…. For Ockham, on the contrary the most probable position is ‘that which admits that God can make another world better than this one and specifically distinct from it’ ” (pp. 39-40).

Can God change eternal truths?…. Descartes raises this question” (p. 40). “God does not know truths as true unless he wills that they be so” (p. 41). “This debate has a long medieval history” (ibid).

Hugh of Saint-Cher is credited with originating the distinction between absolute and ordained power.

“Hugh of Saint-Cher [distinguishes] two aspects of divine power. As conditioned, it cannot be contradictory…. In the measure that the order of the finite is subject to the principle of contradiction, God cannot make two opposed propositions [both] true. But in itself, the same power as absolute is not subject to the principle of contradiction: nothing can limit its power” (ibid). “In this he anticipates in an unheard-of way the motifs and the difficulties of the Cartesian position, even if he does not like [Descartes] speak of creation or of eternal truths” (p. 42).

“Thomas Aquinas poses the same question, but he responds in a completely different way…. The divine power can only make what is possible, that is to say what is in the nature of things. The nature of simple essences and the principle of non-contradiction are the source of all their proprieties, and the divine power is in a way limited to these possibilities” (pp. 42-43).

Here Aquinas comes across as much more sensible than some of the others. In significant measure at least, he upholds the reality of secondary causes. A concept of God construed in a way that would invalidate all other concepts and reason itself seems fit only for sectarians.

“Subsequently, the debate develops in another form: is the impossible impossible because God so decided, or is it impossible by nature…? Henry of Ghent at one time held the first thesis, but ended up retracting it. Duns Scotus maintains an order that supposes the distinction of diverse moments…. It is only logical contradiction between the parts that grounds the formal impossibility of the thing, and indeed the divine intellection of that impossibility. There is an irrevocable anteriority of the possible and indeed of the impossible to the divine intellect. Possibility is imposed on God in the same way it is imposed on the human (that is to say in a univocal way)” (p. 43).

This is an important qualification about Scotus. Although he was regarded as a realist in the controversies about nominalism and realism, he generally comes across as an extreme voluntarist. But Boulnois is a leading Scotus scholar who has translated 2000 pages of Scotus and written a large book about him, so I assume he knows what he is talking about.

“For Ockham, on the contrary, power and the possible are correlatives. There is in the first instance an absolute real identity between divine intellect and will. And in addition, there is no anteriority of the possible to the intellect. The possible not being other than the non-contradictory, all the possibles are independent. No limit of the ontological consistency of the possible restrains the divine power…. Ockham accepts all the consequences of the identification of the absolute possible with the divine power…. There is neither an anteriority of the impossible to the divine omnipotence (Scotus), nor an anteriority of omnipotence to the impossible (Henry of Ghent), but a strict correlation” (pp. 43-44).

Once again, when two things are assimilated together, it may mean that one is being reduced to the other. For instance, I hold that there is no separately existing thing called will — that Aristotelian intellect, practical judgment, and wisdom better explain the freedom that some want to supernaturally explain by will. Ockham on the other hand is a voluntarist who sees will everywhere, and seems to deny that modality is anything real.

“An other is not always a world. It is only after Bonaventure that the theologians come to speak of a possible other world” (p. 46).

This is fascinating. I never would have guessed that Bonaventure would partially anticipate Leibniz on the subject of worlds.

“For Scotus, the order fixed by God appears to be necessary from the point of view of every inferior agent, when it acts according to that order…. In the order instituted by God (nature), starting from contingent hypotheses, the laws of nature are necessary for the finite. They draw their necessity from the fact that it is God who invests them with their legality” (p. 47).

From this point of view, necessity only comes about from divine will. Sheer will conceived as a brute fact is thus said to come before justice or wisdom. This undermines all criteria.

“For Aristotle, the concept of world is that of a totality: there is only one possible world, and it is a fortiori the best” (p. 48).

But the argument that this is the best world because there is no other is a very weak one that Aristotle does not himself make, because he does not consider alternate worlds, and also does not consider the world to be created.

“For [Peter Damian], even a good that is never produced is in the power of God, the reason for its retention residing in the secret of his good will. His analysis results in distinguishing two poles in the divine power: on the one hand, the omni-potence taken in itself, which no im-potence can encumber, and on the other hand the order in which it is exercised, and which can explain that omnipotence is not manifested…. Thus, Peter Damian constructs the conceptual armature between two poles, which later took the name of absolute power and ordained power” (p. 53).

Peter Damian was an 11th-century monastic reformer who campaigned vigorously against corruption in the Church. He advocated solitude and ascetism, and reportedly introduced practices of flagellation that were regarded as too extreme by some. In the early 20th century, it was argued that Damian exempted God from the principle of non-contradiction, but this has been rejected by later scholars. He wrote a treatise on omnipotence arguing that God can restore virginity, but according to the Stanford Encyclopedia of Philosophy, he neither claimed that God can change a past event, nor that God can contradict himself.

What will become the distinction between absolute and ordained power allows appearances to be (mostly) saved while the claim of absolute power is maintained. I would note that this is an elaboration of Augustine’s reconciliation of miracles with natural causes, which treats natural causes as God’s established habits that are not invalidated by miracles. It will often be expressed using Aristotle’s notion of things that happen in a certain way “for the most part”, but there is no indication that Aristotle intended this as a way of leaving room for miracles. What happens for the most part in Aristotle involves variation in the way that the order of nature works out in particular cases, not suspension of it or exceptions to it.

“The ordained power has for object that which has been preordained, or disposed by God. It is a preordination of the possible in the divine understanding, and not the order of the real outside of God. Indeed it coincides with his prescience…. The ordained power does not presuppose order and is not determined by it; on the contrary, it is it that determines it in determining itself: it prefigures it, it is the pre-supposition of order. It is the pre-order” (p. 55).

According to this view, the order of the world corresponds to the “habitual” operation of creation. The habitual order is subordinate to the power of creation that produces it. The habituality of the created order is real, but it also has real exceptions in the form of miracles.

According to Boulnois, “Absolute power and ordained power form a couple of concepts, a dialectic, such that we never find one without the other. There is no theology of absolute power without the theology of ordained power. What we find instead are different ways of thinking this dialectic” (ibid).

“The object of absolute power is identical to the object of divine wisdom, to the totality of what is possible for God. The object of ordained power is identical to the object of the principled will of God” (pp. 55-56).

“For God does nothing without prescience. His action is subordinated to the order predetermined by him, and can never depart from that order. As a consequence, operative power is subordinated to ordained power; and reciprocally, God never operates directly by his absolute power. Absolute power taken in itself, naked, is not operative” (p. 56).

It was I and not Boulnois who earlier brought Augustine’s justification of miracles into the discussion. I much prefer Aristotelian natural variability to the Augustinian theory of miracles. But on the older view Boulnois is characterizing here — that God never acts directly by his absolute power — it would seem that there could be no exceptions to the ordained order. This seems consistent with Augustine’s rigorous view of eternity, but it is in tension with Augustine’s justification of miracles.

It appears that Duns Scotus (1266-1308) was instrumental in changing the traditional Augustinian pattern in these matters. Boulnois is a world-class expert on Scotus, so he is well qualified to point this out.

“While reprising these classical elements, the interpretation of Scotus breaks with his predecessors, for three reasons: 1) The theory of absolute power and ordained power is extended to every free being. 2) In reprising the distinction between fact and principle, Scotus conceives the two members of the distinction as two ways of acting and not simply as two powers. God intervenes in fact by his absolute power to modify what is in principle the course of things. 3) Even when he has chosen an order, at the same time and from the same point of view, God can do that which he did not decide upon. The divine power is open to an array of synchronic possibilities, and the state chosen in fact does not exclude other possibilities” (p. 56).

Each of these three points is significant: 1) Beliefs about human free will come to be patterned on a pronouncedly voluntaristic interpretation of divine omnipotence. 2) Fact is for possibly the first time asserted to be more decisive and more inclusive than principle or essence. Reason must accommodate presumed facts, rather than governing their interpretation. 3) Far from being stably grounded in eternity and essence, order of all kinds is now treated as fundamentally contingent and revocable.

In 20th-century scholarship, the emergence of such “modernist” views was most often associated with William of Ockham, who as the arch “nominalist” in accounts of the 14th-century debate about universals has been treated as diametrically opposed to the more traditional “realism” attributed to Scotus. But according to Boulnois, Scotus was the decisive innovator with respect to these views about will, fact, and order.

“It is this interpretation that seems to have had the most influence on subsequent medieval thought.”

“There are two models, fundamentally distinct: 1) A logical model, for which absolute power is the power capable of the totality of possibilities (of all that is non-contradictory), and the ordained power corresponds to the choice of a particular order. 2) An operative model, for which divine intervention de potentia absoluta is a possibility of modifying in fact that which is in principle the course of things. What is outside of order is not disorder but fact.” (ibid). “For Scotus, the model is no longer a logical model, but an operative model. He no longer distinguishes two forms of power but two forms of action (according to the law and outside the law)” (p. 57).

What is described as the traditional view here tends to make order overly strong, presuming it to be capable of explaining all facts, while the “modernist” view makes fact overly strong, tending toward a proto-fundamentalist denial of the need for interpretation, and at the same time shrinking the scope of order so that fact always exceeds it.

As Boulnois argues more generally in his big book on Scotus, L’Être et représentation (“Being and Representation”, 1999), this historic transformation is too large to be attributed to a single figure, but Scotus is nonetheless at its center. Modern large-scale interpretation of the history of Latin philosophy has generally centered on Aquinas, who was canonized as a saint in 1323, and specially declared by the Pope to be central to Catholic philosophy in 1879 after the rise of neo-Thomism.

(From a broad point of view, the “moderate realism” of Aquinas has much to recommend it, but one-sided emphasis on Aquinas has obscured the real diversity and complexity of Latin philosophical views and the important role of numerous others, including Scotus. The pragmatist Charles Pierce rather casually called himself a Scotist realist. Heidegger wrote his dissertation on Scotus, but in later work tended to reject Latin philosophy with a very broad brush, without addressing important historical detail.)

“No more than his predecessors does Scotus say that God acts by an absolute power, but only that he can act otherwise than he does (and it is in this that his power is absolute). This has no immediate operative content…. Duns Scotus does not say that God acts by his naked absolute power, but precisely always, according to a beautiful oxymoron, ‘in the manner ordained by his absolute power’. What characterizes the position of Scotus, more than the operative model of absolute power alone, is at the same time the extreme opposition of this dialectic between the two concepts and the possibility at every instant of one toggling to the other. To safeguard divine freedom, Scotus creates an infinite oscillation between an instituted juridical order and a de facto power that is nonetheless not disordered and immoral” (ibid).

What Boulnois calls a beautiful oxymoron in Scotus, the de facto claim of an infinite oscillation between order and fact — evinced by the phrase “ordained by his absolute power” — seems to collapse the evolved distinction between ordained and absolute power. Perhaps this is why Scotus was called the “subtle doctor”. But the implications of this position are not at all subtle. They are quite dramatic.

“What characterizes the end of the Middle Age is at once the inflation of arguments resorting to absolute power and a fragmentation of models allowing it to be thought” (p. 58).

Boulnois cites Avignon Pope John XXII’s blunt declaration that the absolute and ordained power of God are the same thing. John apparently used this to justify a politicized claim that salvation can only be achieved through the institutionalized sacraments of the Church. “All that which is ordained by God is irrevocable” (p. 59). This was a time of bitter conflict between the Avignon Pope and the Holy Roman Emperor Louis IV. It was under John that Aquinas was canonized as a saint. John was also the one who formally declared witchcraft to be a heresy.

We saw above that William of Ockham also emphasized the inseparability of absolute and ordained power. But he apparently used it to argue for the opposite practical conclusion, that law and ordained power can always be surpassed by fact and absolute power, and that salvation can be achieved through faith alone. Under the protection of Louis IV, Ockham accused the Pope of heresy.

(From the point of view of the logical pragmatics I have discussed in reading Brandom, the formal identification of two things with different connotations can be interpreted as a reduction of one to the other, or of the other to the one, or as a nonreductive combination of the two. Different connotations imply different pragmatics or conditions of use.)

Boulnois says that Ockham interprets the thesis of the nonseparability of the nominally distinct powers (absolute versus ordained) in terms of its consequences for the power’s object (the world), rather than in terms of its subject (God).

“John XXII insists on the fact that the identity of divine power entails the invariability of the order chosen by God…. For [Ockham], the theory of John XXII comes back to saying that the order of the world cannot be other than it is. From this it follows evidently that no creature can do what it does not do…. He sees in this a resurgence of Greco-Arabic necessitarianism, an error condemned in 1277. And to say that humans can only be saved by the institution is not only an error, but a heresy: in fact, many humans are saved by their faith without being baptized” (p. 60).

“Greco-Arabic necessitarianism” is another exaggeration. Among the Greeks, the only real necessitarians are the Stoics. Alfarabi, Avicenna, and Averroes do all seem to slant things in the direction of objective order and necessity, but the radical voluntarism of Ghazali seems to have been more historically influential in the Arabic tradition.

“For Ockham, order is always a de facto order, a complex of contingent and revocable singularities. It is thus the object of ordained power; but what God can do (in principle), even if he never does it, is the object of absolute power. There is here an extraordinary cross-chase in relation to Duns Scotus. What the one calls the object of ordained power, the other calls the object of absolute power, and vice versa. The fact and the principle exchange their role” (ibid).

On Boulnois’s account, Ockham is a less radical voluntarist than Scotus.

“For Ockham, it is necessary to thus understand the distinction ‘power to do something’: the expression is sometimes taken according the laws ordained and instituted by God, and of these things one says that God can do them by his ordained power. In another way, ‘power’ is taken in the sense of power to do anything that is not self-contradictory, that God has ordained that he will do or not do, and of these things, one says that God can do by his absolute power. The ‘ordained power’ indeed does designate the order established by God, as in Duns Scotus. But the ‘absolute power’ designates not his de facto power, but only everything that is not contradictory: it has a logical sense and not an operative one (since it designates what God does not do); he returns quite simply to the traditional sense admitted before Scotus” (pp. 60-61).

“[Ockham’s influential student] Adam Wodeham explicitly cites two interpretations of absolute power…. Adam Wodeham clearly thinks ordained power as an order instituted regularly and capable of dispensation, like Scotus and Ockham. But he is also aware of the existence of two models for thinking absolute power: that of Duns Scotus, for whom the power to do the contrary of the established order is absolute, that is to say autonomous and absolutely capable of acting; and that of Ockham, for whom the absolute power of God is subject to the logical principle of contradiction. For Scotus, even when God has ordained the contrary, he can do something by his absolute power. For Ockham, God can only act by his absolute power if there is no contradiction with what he has ordained” (p. 61).

“As a consequence — and contrary to received ideas — the great epistemological rupture of the 14th century was effectuated by Scotus more than by Ockham…. [Scotus] is infinitely more revolutionary, in admitting that God has a de facto power that is other than the power in principle without being immoral. Nonetheless, the position of Ockham and that of Scotus converge on one point, essential for theological ethics: even if, by the ordained power of God, the human can only be saved by baptism and entry into the institution, by the absolute power of God, the human can be saved without Church or charity…. One of the distant consequences of this hypertrophy of absolute power will be the possibility, vigorously enunciated by Luther, that there is a predetermination indifferent to good and evil” (p. 62).

Luther argued for justification by faith alone, traced all authority solely to the Bible, and tended to emphasize its literal word.

“It would be exaggerated to make the new theory of divine power bear all of the motif of the metamorphosis of theology after Scotus. It would also be exaggerated to try to reduce everything to the new theories of intuition or of the primacy of will. First of all, Scotus is only the spokesman for a whole generation of thinkers who each contributed to the restructuring of theology” (p. 63).

But these caveats address only certain over-simplifications of the historical interpretation Boulnois develops.

“It is the triangle of power, knowledge, and will that is modified in its entirety. In the human as in God, power [pouvoir] becomes a power [puissance] to act in principle or in fact. Power remains a capacity to act according to an order (interpreted juridically as a law), but it also becomes the capacity to act outside the law or against it. Furthermore, for thinking of the problems of beatitude from the side of common abstractive knowledge, there developed a theory of intuitive knowledge of the singular contingent. Finally, for the Franciscan theologians above all, freedom of the will is an innate quality” (p. 63).

On the threshold of modernity, new voluntaristic super-powers are attributed both to God and to the human. The alleged fact of voluntaristic will is no longer constrained by an orientation toward the good.

“As a consequence, willing is no longer tautologically willing the good. But reciprocally, what God wills is ipso facto the good. On the edge of the new theology of omnipotence, the theories of intuition and of will will be adjoined, to construct a new model of practice and of epistemology. With this new device, it is the whole harmony between the transcendentals, being, truth, and the good, that is disrupted. The objects of power, of will, and of knowledge are no longer necessarily aligned” (pp. 63-64).

“Conceiving divine intervention de potentia absoluta as a real possibility led to an undermining of the intelligibility and predictability of natural phenomena. The order of the real no longer appears except as a descent into particularity in the ocean of possibles. This disjunction has a paradoxical consequence: philosophy is all the more free to expound the necessity of the order of the present world, while the theologian makes contingency surge into this world here, when he does not invoke an infinity of other possible worlds. The present order can become an absolute, and the absolute can contain an infinity of other orders. The order and the absolute are disseminated in an indefinite variation of hypothetical orders. The order and the absolute are no longer articulated; they pass one into the other” (p. 64).

As Boulnois says, treating divine intervention in the world by absolute power as a real possibility tends to undermine intelligibility. I would add that this undermining of intelligibility undermines ethics as well.

“This renewal of the problematic figures an evolution of theology. It makes God less and less human, less and less reached by knowledge of the order of the universe, less and less oriented toward the norm of the good. Divine omnipotence thus founds a ‘skeptical’ movement, which has consequences for the theology of justification (from Scotus to Luther). The order of salvation appears more and more contingent…. The equilibrium between the order of the world and the omnipotence of God attained in the Sentences of Peter Lombard ended up a victim of its own success. After being articulated with nature, the supernatural becomes omnipresent, and finally suspends all autonomy of the order of nature. There is no longer a consistent finite order. Omnipotence figures a more and more uncertain order of the world, and results in a complete concealment of God and his plans from the human. God is so unknowable that his attributes are founded in the brilliance of his omnipotence, reachable only by faith, and not allowing any certainty to exist. Following this metamorphosis, God, the object par excellence of theological intelligence, who was at first thought of as ineffable, will be finally named as incomprehensible. The world will appear as a labyrinth of axiomatics and exceptions, in which individuals are toys” (pp. 64-65).

This omnipresence of the possibility of supernatural intervention, outside the order of nature — and the correlated suspension of all autonomy of the order of nature — are what undermine intelligibility.

“It is now the model of political power [pouvoir] that serves to think the divine power in an identical, univocal sense, even in a particular case: all power can be exercised either juridically, or de facto” (p. 65).

“By a cross-chase of which history has the secret, these ‘absolutist’ arguments will serve later for the exaltation of monarchic power against pontifical pretensions. In Jean Bodin, they serve to describe the absolute power of the prince. This theory leads to a reinforcement of political absolutism — and simultaneously to an evanescence of the predictability of the law of nature” (p. 66).

“The theme of absolute power grounds the work of Duns Scotus in three dimensions: ontological (the action of every free agent), juridical (the king and his realm), theological (God and his decrees). This origin reveals a structural correspondence between the modern concepts of individual freedom, of divine power [puissance], and of political power [pouvoir]” (ibid).

“The black sun of omnipotence shines with a paradoxical light. When power wants to be without shadow and without limits, it accumulates within itself the night in which all evils are absolved; it endorses dark things and obscurity. On the contrary, the power that is incapable of evil and excludes it is a pure light without darkness. It does not suppress the shadow, or assume it, or absolve it, but dissociates it from itself and separates it from its sharp light. But for this it must be a power capable of lacking power” (p. 68).

Realism, Nominalism, Modality

There is an important intersection between the 14th century debate about realism and nominalism and contemporary questions about the status of modality in logic that ought to be of interest to non-specialists. Both of these topics probably sound obscure to most people. At sound-byte level, the first is about the status of universals, and modality is something we implicitly presuppose any time we try to reach for something “more” than allegedly pure phenomena or mere appearance.

Both sides of the medieval debate often wanted to enlist the support of Aristotle, who took a remarkably even-handed approach to these questions we have yet to clarify. The debate was often invested with a great moral significance, and provoked a number of intemperate claims. But at the same time, both sides were able to use the technical vocabulary of the theory of “supposition” — along with shared familiarity with Aristotle — to discuss semantic issues of concrete meaning and word use in detail, in terms both sides could in large measure agree upon. This led to a very high quality and sophistication in many contributions to the debate on both sides.

On some slight acquaintance, many modern readers can easily sympathize with nominalist critiques of the premature and illegitimate use of universals. We may think of vulgar platonism, excessive abstraction, reification, alienation, and so on. On the other side though, there are premature and illegitimate claims that universals can be explained away entirely. But Hegel’s Frau Bauer could not even recognize her individually named cows, if there were no such thing as legitimately reusable reference, naming, and vocabulary. I think most people should be able to see that there are two sides to the coin here.

If we ask how legitimate repeatabilities in ordinary language are constituted and used, something like modality inevitably comes into play. It now occurs to me that Brandom’s emphasis on the priority of hypotheticals over alleged categoricals in real-world material inference — a point to which I am deeply sympathetic — really calls for something like the notion of modality that he develops.

Thoughts on Meta-Ethics

When I first set up a category of “general meta-ethics”, it did not reflect a programmatic intent. It was a convenient heading for the broadest and sketchiest of my broad and sketchy notes. I see the whole development here as a sort of expanding spiral. The typical writing has evolved from extremely informal, minimalist fragments to somewhat more substantial pieces responding to some text or other.

At this point, “meta-ethics” very much has acquired a programmatic significance, particularly inspired first by Brandom’s idea of “normativity all the way down”, and then by Gwenaëlle Aubry’s detailed “axiological” reading of Aristotelian first philosophy, but encompassing all the concerns raised here. This now gives a more particular, more coherent form to my original goal of exploring possible connections between Aristotle and Brandom. It draws important support from the work of Paul Ricoeur, and from readings of Hegel developed by Robert Pippin and H. S. Harris, as well as my own work and that of numerous others on both the first-order history of philosophy and the second-order “historiography” of that history.

Moore’s Meta-Ethics

As part of due diligence for my previous post, I did a quick search to canvas prior uses of the term “meta-ethics” or “metaethics”. The results were somewhat surprising. One source simply called it a branch of analytic philosophy. Another implied that the word was first used by the early analytic philosopher G. E. Moore (1873-1958), but a search of his most famous work Principia Ethica (1903) did not find it there. Before this my closest contact with Moore had been Alasdair Macintyre’s very negative portrayal.

Moore’s work dominated analytic discussions of ethics in the first half of the 20th century. The aspect that later writers have identified as meta-ethical was his strong distinction between the good in itself and things that we merely call good. I cannot help but think of Plato in this context. Moore’s focus on questions of intrinisic worth recalls Aristotle’s discussion of what is sought for its own sake, rather than as a means to some other end. His prime examples of intrinsic worth were beauty and affection between people. He pointed out that in ethical judgements, a whole is not just the sum of its parts.

Moore held that good is undefinable and simple, which again recalls Plato. But contrary to the perspective of the “long detour” associated with Plato’s Republic, he held that good is something we apprehend immediately, in a kind of intuition. I even wonder if this influenced those who claim that Aristotelian “intellect” must be fundamentally intuitive and immediate.

In any case, Moore also held that there is no moral truth, and generally devalued first-order or practical or what some call “normative” ethics. While I do not at all agree with that, I do see philosophical ethics as mainly concerned with broad second-order or “meta” questions.

At the same time, he was principally responsible for highlighting the so-called naturalistic fallacy in utilitarianism and similar doctrines. He also rejected egoism as a moral theory, and identification of the good with will. He held that ethical propositions resemble neither natural laws nor commands. Ethics does not identify absolute duties, but rather makes relative distinctions between alternatives. He held that practical ethical judgements are concerned with means, and therefore involve an element of causal judgment. In general he was much concerned to point out linguistic confusions in ethics, such as the identification of good with a supersensible property. He pointed out the limitations of rule following, and held that the exercise of virtue in the performance of duties is not good in itself.

According to later discussions, Moore laid the ground for the “noncognitive” perspectives on ethics that dominated analytic accounts in the first half of the 20th century. These make practical ethics purely a matter of subjective feeling. That is the basis of Macintyre’s criticism of Moore.

(We saw earlier that Habermas is regarded as working on the “cognitive” side of this divide. I don’t care for this terminology, but on that score my sympathies would have to be with Habermas and his “ideal speech situations”. Habermas acknowledges influence from Gadamer, who saw Platonic dialogue as a model for ethical thought. And Brandom, with his emphasis on Hegelian mutual recognition, is an obvious “cognitivist” who has called Habermas a personal hero.)

Moore speaks of the proper approach to ethics as “scientific”. By science he seems to mean not rational elaboration and interpretation, but a broadly empiricist attitude. I don’t think ethics should strive to be scientific in that sense, but rather “reasonable”, and open and responsive to situations.

Metaphysics or Meta-Ethics?

The work we know as Aristotle’s Metaphysics is at least as deeply interwoven with the Nicomachean Ethics as it is with the Physics.

The title meta ta physika (“after the physics”) is a bit accidental, and definitely not from Aristotle himself. It is attributed to the principal editor of Aristotelian manuscripts, Andronicus of Rhodes (1st century BCE), for whom it very mundanely referred to the placement of those writings sequentially “after” the writings we know as the Physics in his edition, which was apparently the main source of later manuscript traditions of the surviving Greek.

What is at issue in my objections to scholastic, early modern, and Heideggerian notions of “metaphysics” has little or nothing to do with this lexical issue as such, but a common feature of these views is that they neglect the all-important connection of first philosophy to ethics.

In contrast, an implicit view of meta-ethics as second-order ethics, or inquiry into the foundations of ethics, has been seen in historical philosophers as far back as Plato. I would even say that philosophical ethics has always been mostly meta-ethics.

One of the themes I have been developing here is a sort of “general meta-ethics” that would be a legitimate heir of what Aristotle called first philosophy or wisdom, decoupled from speculative astronomy, while offering some lessons of its own. I have also been inspired by Brandom’s idea of “normativity all the way down”, which extends the Kantian thesis of the primacy of “practical” (ethical) reason.

I see Plato and Aristotle as inaugurating a tradition of “rational ethics” that separates ethics from appeals to authority, and emphasizes thoughtful inquiry and dialogue. Although never socially dominant in its purer forms, this philosophical approach to ethics has been historically quite influential.

Even very traditional theologians have often tempered their emphasis on revelation with recognition of at least a relative autonomy of ethics. Some have gone further and explicitly acknowledged that the highest degrees of ethical goodness can arise independent of their own particular faith.

Medieval discussions on “intellect” reflect various fusions, extensions, and decorations of Aristotelian and neoplatonic notions both of the highest good absolutely, and of the more specific highest good for humans. Spinoza entitled his magnum opus simply Ethics, and spoke of a purely philosophical beatitude, as did Averroes before him. Leibniz advocated a “wise charity” that is both gentler and more generous than law, while also reviving and further sharpening Plato’s critique of one-sided emphasis on God’s will, power, and authority. Kant reversed traditional wisdom and argued that ethical reason is more fundamental than modern notions of theoretical reason. Hegel made a fundamental contribution with his meta-ethical idea of mutual recognition, which Brandom and Pippin have importantly expounded in our own time.

Uncurtailed Communication

Habermas has said that reaching understanding is the inherent telos of human speech. While deeply involved in the theory of empirical social science, he wants to look at language beyond its status as an empirical phenomenon, to the expansive ethical possibilities of “uncurtailed communication”. This is closely bound up with his idea of communicative action as representing the kind of ideal speech situation that I have summarized as “dialogue under conditions of mutual recognition“. Uncurtailed communication would be a full-blooded realization of the Enlightenment values of freedom and equality. At the same time, it gives freedom and equality a more specific reference, by developing intersubjectivity at the micro level of concrete interactions between people.

“Even the strategic model of action can be understood in such a way that the participants’ actions, directed through egocentric calculations of utility and coordinated through interest situations, are mediated through speech acts. In the cases of normatively regulated and dramaturgical action we even have to suppose a consensus formation among participants that is in principle of a linguistic nature. Nevertheless, in these three models of action language is conceived one-sidedly in different respects” (Theory of Communicative Action vol. 1, p. 94).

Again we should note that he is using the terms “normative” and “teleological” in different senses than I have been developing here. This homonymy need not be an issue, provided that we keep each meaning distinct.

“The teleological [sic] model of action takes language as one of several media through which speakers oriented to their own success can influence one another in order to bring opponents to form or to grasp beliefs and intentions that are in the speakers’ own interest. This concept of language — developed from the limit case of indirect communication aimed at getting someone to form a belief, an intention, or the like — is, for instance, basic to intentionalist semantics. The normative model of action presupposes language as a medium that transmits cultural values and carries a consensus that is merely reproduced with each additional act of understanding. This culturalist concept of language is widespread in cultural anthropology and content-oriented linguistics. The dramaturgical model of action presupposes language as a medium of self-presentation; the cognitive significance of the propositional components are thereby played down in favor of the expressive functions of speech acts. Language is assimilated to stylistic and aesthetic forms of expression” (p. 95, emphasis in original).

The “teleological” and “normative” models that he criticizes both treat language and values as inert, while the dramaturgical one focuses on immediate presentation. The notion of intentionality that Habermas uses here is not the very innovative one that Brandom attributes to Kant, but a more standard, empiricist one.

He clarifies what he means by “formal pragmatics”, linking it to the notion of uncurtailed communication. This quality of being uncurtailed relates not only to a micro-level realization of freedom and equality, but also to the addressing of all three of Popper’s “worlds”.

“Only the communicative model of action presupposes language as a medium of uncurtailed communication whereby speakers and hearers, out of the context of their preinterpreted lifeworld, refer simultaneously to things in the objective, social, and subjective worlds in order to negotiate common definitions of the situation. This interpretive concept of language lies behind the various efforts to develop a formal pragmatics” (p. 95, emphasis in original).

I really like this point about “uncurtailed” communication. It has important consequences for personal life too.

“The one-sidedness of the first three concepts of language can be seen in the fact that the corresponding types of communication singled out by them prove to be limit cases of communicative action…. In each case only one function of language is thematized: the release of perlocutionary effects, the establishment of interpersonal relations, and the expression of subjective experiences. By contrast, the communicative model of action, which defines the traditions of social science connected with Mead’s symbolic interactionism, Wittgenstein’s concept of language games, Austin’s theory of speech acts, and Gadamer’s hermeneutics, takes all the functions of language equally into consideration” (ibid).

“In order to avoid mislocating the concept of communicative action from the start, I would like to characterize the level of complexity of speech acts that simultaneously express a propositional content, the offer of an interpersonal relationship, and the intention of the speaker” (p. 96, emphasis added).

Habermas wants to define or discover communicative action as involving all three of Popper’s worlds. The mislocation he speaks of reminds me of some silly debates about whether Aristotle’s Categories is about language or about the world, as if these were two mutually exclusive possibilities, when there is clear textual evidence that Aristotle aims at both.

“In the course of the analysis it will become evident how much this concept owes to investigations in the philosophy of language stemming from Wittgenstein. Precisely for this reason it might be well to point out that the concept of following a rule with which analytic philosophy begins does not go far enough. If one grasps linguistic conventions only from the perspective of rule following, and explains them by means of a concept of intentions based on rule consciousness, one loses that aspect of the threefold relation to the world of communicative agents that is important for me” (ibid).

This is an important qualification to keep in mind. Habermas elsewhere stresses a Kantian emphasis on rules, which is intended to avoid particularism. Here he effectively recognizes that rules are not a sufficient basis for meta-ethical interpretation.

(Earlier, I had expected to move quickly to his discussions of discourse ethics, but I must confess that so far, I find those to be rather narrowly technical. There seems to be richer “ethical” content here in his main work that inspires me to write than in those discussions. But my personal view is that broad meta-ethical inquiry is the actual heart of ethics, and is what ought to constitute first philosophy. I relate this to Brandom’s thesis that meta-ethics is properly “normative all the way down”, and need never reduce ethical conclusions to non-normative ones. I recall also Aristotle’s advice (Nicomachean Ethics book 1) not to seek greater precision in an inquiry than is appropriate to the subject matter.)

“I shall use the term ‘action’ only for those symbolic expressions with which the actor takes up a relation to at least one world. I shall distinguish from actions the bodily movements and operations that are concurrently executed…. In a certain sense, actions are realized through movements of the body, but only in such a way that the actor, in following a technical or social rule, concomitantly executes these movements. Concomitant execution means that the actor intends an action but not the bodily movements with the help of which he realizes it. A bodily movement is an element of an action but not an action” (pp. 96-97, emphasis in original).

Action is not reducible to motion. It involves “relating to a world”. I would also put a caveat on language like “the actor intends”, which reflects neither an innovative account of Aristotelian act like Aubry’s, nor an innovative account of Kantian intentionality like Brandom’s. Habermas rejects what he calls the philosophy of consciousness, but seems to retain a relatively conventional notion of an acting subject.

“Operational rules do not have explanatory power; following them does not mean, as does following rules of action, that the actor is relating to something in the world and is thereby oriented to validity claims connected with action-motivated reasons” (p. 98).

This seems to be a development of Kant’s distinction between being governed by rules and being governed by concepts of rules, which he associates exclusively with free rational beings.

“This should make clear why we cannot analyze communicative utterances in the same way as we do the grammatical sentences with the help of which we carry them out. For the communicative model of action, language is relevant only from the pragmatic viewpoint that speakers, in employing sentences with an orientation to reaching understanding, take up relations to the world, not only directly as in teleological [sic], normatively regulated, or dramaturgical action, but in a reflective way. Speakers integrate the three formal world-concepts, which appear in the other modes of action either singly or in pairs, into a system…. They no longer relate straightaway to something in the objective, social, or subjective worlds; instead they relativize their utterances against the possibility that their validity will be contested by other actors…. A speaker puts forward a criticizable claim in relating with his utterance to at least one ‘world’; he thereby uses the fact that this relation between actor and world is in principle open to objective appraisal in order to call upon his opposite number to take a rationally motivated position” (pp. 98-99, emphasis in original).

Taking up relations to the world in a reflective way is what we’re about here.

“Thus the speaker claims truth for statements or existential presuppositions, rightness for legitimately regulated actions and their normative context, and truthfulness or sincerity for the manifestation of subjective experiences. We can easily recognize therein the three relations of actor to world presupposed by the social scientist in the previously analyzed concepts of action; but in the context of communicative action they are ascribed to the perspective of the speakers and hearers themselves. It is the actors themselves who seek consensus and measure it against truth, rightness, and sincerity, that is, against the ‘fit’ or ‘misfit’ between the speech act, on the one hand, and the three worlds to which the actor takes up relations with his utterance, on the other (pp. 99-100).

This way of formulating the matter seems like it would also be applicable to interpersonal relations, independent of its relevance to social science.

“For both parties the interpretive task consists in incorporating the other’s interpretation of the situation into one’s own in such a way that in the revised version ‘his’ external world and ‘my’ external world can — against the background of ‘our’ lifeworld — be relativized in relation to ‘the’ world, and the divergent situation definitions can be brought to coincide sufficiently. Naturally this does not mean that interpretation must lead in every case to a stable and unambiguously differentiated assignment. Stability and absence of ambiguity are rather the exception in the communicative picture of everyday life” (p. 100).

Life with others is a negotiation of shared interpretation. The process can also fail.

On the Good as a Cause

Having recently prototyped a modest textual commentary of my own on Aristotle’s Metaphysics, I feel in a somewhat better position to begin examining the more detailed arguments of Gwenaëlle Aubry on what exactly the Metaphysics aims to do. Her very important 2006 work Dieu sans la puissance: dunamis et energeia chez Aristote et chez Plotin highlights Aristotle’s own neglected statements on what his most distinctive contributions in first philosophy were, and argues that they make Aristotle very relevant today.

This leads to a very distinctive reading of the intent of the Metaphysics, which differs greatly from both the “ontological” view of Avicenna and the Latin scholastic mainstream, and the “forgetting of Being”, “metaphysics of presence” view promoted by Heidegger in the 20th century. Here I’ll just provide a top-level introduction.

Aubry sees the Metaphysics primarily as a very innovative work of philosophical theology, centered on what I would call a kind of teleological meta-ethics.

Aristotle’s first cause is the highest good, which works by attraction and motivation, not by creating, or by directly intervening in events. (This makes what Kant calls internal teleology Aristotle’s most fundamental explanatory principle, as is also made especially clear in Aristotle’s biological works, but also even in the Physics.)

Aristotle’s first philosophy treats the world as most fundamentally governed by the values that are at work in it. The logistical working out of means and ends is also essential to how things play out in the world, but Aristotle insists that orienting values come first in the order of explanation. The highest good is a kind of ultimate moral compass for those values. (And from a Kantian standpoint, the resolution of empirical questions of fact depends on the resolution of normative, ultimately ethical or meta-ethical questions of interpretation.)

Brandom and Pippin on Hegelian Ethics

Robert Brandom and Robert Pippin are two major “deflationary” readers of Hegel these days. Counter to the old bad stereotype of Hegel as an extravagant metaphysician who turned his back on Kant’s critique of traditional metaphysics, they both see Hegel as further developing the most essential aspects of Kant’s innovations. Both aim to carry forward Wilfrid Sellars’ Kant-inspired critique of the “myth of the given”. They both see human intentions in terms of shareable meanings rather than private mental contents.

Brandom sees Hegel’s notion of mutual recognition not only as leading to a radically new, expanded notion of responsibility, but also as providing a basis for a novel general account of the objectivity of knowledge. Pippin meanwhile has developed an innovative, strongly Aristotelian reading of Hegel’s practical philosophy. I like putting the two of these together.

Brandom radicalizes the Kantian theme of the primacy of practical reason, effectively putting ethical inquiry before epistemology, ontology, or formal logic. He replaces metaphysics with a new kind of meta-ethics. Unlike many who have used the term “meta-ethics”, he does not seek some naturalistic or empirical foundation for ethics; rather, he sees “normativity all the way down”. Normative considerations are involved in the interpretation of anything at all. Judgments of fact depend on value judgments, and value judgments implicitly depend on the possibility of dialogue under conditions of mutual respect. It is principally through being subject to open-ended rational dialogue that judgments are verified.

Brandom’s expanded notion of responsibility is aimed at promoting greater and wider forgiveness, while simultaneously eliminating common excuses for misdeeds. Aristotle and important strands of the Christian tradition already promoted the idea that people should not be blamed or punished for unintended consequences of their actions (or for things they were coerced into doing). Brandom attributes to Hegel the novel view that everyone shares responsibility for all unintended consequences.

Pippin makes the profoundly Aristotelian point that what we actually did is the best guide to what our intentions really were. He argues that for Hegel, our own interpretation of our intentions has no privileged status in comparison to the interpretations of others. He would undercut excuses of the sort “I did x, but I really wanted y“. Rather, he would say that what we really wanted — not in the abstract, but under all the conditions that actually applied — was just what we did.

The actuality referenced here is a matter neither of simple fact nor of empirical consensus or majority opinion, but is itself a matter of normative evaluation under conditions of rational dialogue and respect for all.

Hegel’s Ethical Innovation

Terry Pinkard’s biography of Hegel shows him as primarily motivated by ethical and social concerns. The common image of Hegel as an extravagant metaphysician ignores his many highly critical remarks about metaphysics, and his stated desire to replace metaphysics with a “logic” concerned with the elaboration and refinement of meaningful content. Hegel remains very challenging to read.

In his third and final Woodbridge lecture, “History, Reason, and Reality”, Brandom distills and reconstructs Hegel’s principal philosophical objectives, and clarifies his relation to Kant.

Hegel is arguably the inventor of what later came to be called meta-ethics. Further, he promotes a version of meta-ethics that is normative all the way down — that is to say, it does not try to explain values in terms of something else. There is no sharp boundary between ethics in the small and this kind of meta-ethics, which ends up including everything.

Brandom suggests that discourse about values or normativity is in fact the one kind of discourse that is truly self-sufficient; that all other discourse implicitly depends on it; and that developing explanations that take this into account is one of Hegel’s great contributions.

According to Brandom, Hegel thinks that Kantian ethical autonomy as Kant himself developed it, though a huge improvement over some previous explanations, still did not eliminate the asymmetry or one-sidedness of responsibility typical of the authority-obedience model. Hegel sees the one-sidedness of the responsibility to obey in the authority-obedience model and the one-sidedness of presuming to judge everything for ourselves as a sort of mirror-image variants of the same basic failure to treat responsibility as two-sided. He also thinks Kant could not adequately explain how autonomy and a universality of values could coexist, though Kant clearly wanted them to.

The reciprocity of mutual recognition is Hegel’s answer to these difficulties. We freely choose particular commitments over others, but the content of those commitments is not just whatever we say it is. On the other hand, that content is not fully predetermined either, so we do play a role in its determination. (See Mutual Recognition; Mutual Recognition Revisited; Pippin on Mutual Recognition.)

“[T]he reciprocal recognition model requires that the authority of conceptual contents over the activities of practitioners (their responsibility to those contents) be balanced by a reciprocal authority of practitioners over those contents, a responsibility of those contents to the activities of the subjects of judgment and action who apply them.  And that is to say that Hegel is committed to understanding the practice of acknowledging commitments by rational integration as a process not only of applying conceptual contents, but also as the process by which they are determined” (Reason in Philosophy, p. 82; emphasis in original throughout).

What it is to be a concept for Kant and Hegel fundamentally involves playing a normative role. Hegel takes the further step of explaining the determination of concepts through concrete, historical, open-ended processes of mutual recognition. This has implications for the nature of determinateness itself.

“One of Hegel’s key ideas, as I read him, is that in order to understand how the historical process of applying determinately contentful concepts to undertake discursive commitments (taking responsibility for those commitments by rationally integrating them with others one has already undertaken) can also be the process of determining the contents of those concepts, we need a new notion of determinateness” (p. 88).

Here Brandom is highlighting a crucial aspect of Hegel’s deeper argument that runs counter to his frequent recourse to rhetoric about a “system” and related themes, which Fichte and the influential early Kant-interpreter Karl Reinhold before him had made very popular in German philosophy at the time. Hegel’s rhetoric often seems much easier to understand than his in-depth arguments, but it is a fatal mistake to assume that the apparent meaning of the rhetoric is a good guide to the meaning of the in-depth arguments. Hegel is far from the only philosopher to develop very nonstandard, idiosyncratic connotations for some common terms, but he may have done more of it than anyone else. This means it is better to interpret his rhetoric in light of an interpretation of his in-depth arguments than to take the rhetoric as authoritative.

The “new notion” of determinateness that Brandom attributes to Hegel is in effect what I would call an open, genuinely Aristotelian determinateness rather than a closed Stoic/Cartesian one. (See also Univocity; Equivocal Determination; Aristotelian Identity; Aristotelian Causes; Free Will and Determinism).

Brandom develops a detailed model of open-ended determination by mutual recognition, by dwelling at length on the kinds of things that happen in the evolution of common law and interpretations of case law in jurisprudence.

Unlike the way we think of the physical determination of events, which only “flows” in one direction, the determination of meanings and the meaning of talk about being is a reciprocal determination between forward application of concepts to situations and backward-looking interrogation of their meaning. Historical time understood as the time of the historical constitution of meaning inherently involves a reciprocal determination of forward- and backward-looking interpretation.

Brandom says that Hegel’s famous contrast between Understanding and Reason is one between a view that assumes conceptual determination is already complete and one that recognizes it as inherently subject to indefinite further development.

“[Hegel] is very much aware of the openness of the use of expressions that is the practice of at once applying concepts in judgment and determining the content of the concepts those locutions express.  This is the sense in which prior use does not close off future possibilities of development by settling in advance a unique correct answer to the question of whether a particular concept applies in a new set of circumstances.  The new circumstances will always resemble any prior, settled case in an infinite number of respects, and differ from it in an infinite number of respects.  There is genuine room for choice on the part of the current judge or judger, depending on which prior commitments are taken as precedential and which aspects of similiarity and difference are emphasized” (p. 89).

Prior uses have real weight, but nonetheless do not by themselves “determine the correctness of all possible future applications of a concept” (p.90). (See also Brandomian Choice.) According to Brandom, Hegel develops a new “recollective”, “genealogical” approach to justification that takes into account the continual reshaping of the interpretation of past experience in the light of new experience.

Hegel the man was not immune to some of the common prejudices of his own cultural milieu, but his philosophy provides a principled basis for challenging all such prejudices, in a careful way that avoids indiscriminately denying the value of past experience.

Mutual Recognition Revisited

Mutual recognition has two distinct senses.

The first is an ethical ideal with roots in Aristotle’s discussion of friendship and love, as generalized by Fichte, and especially Hegel. Brandom and others consider it central to the understanding of what Hegel was really trying to do.

The second is a nonreductive meta-ethical theory of how normativity or the “ought” in general comes to be. Such a theory was broadly suggested by Hegel, and has been recently developed in great detail by Brandom in A Spirit of Trust. It addresses the emergence of normativity, but bootstraps itself from within the domain of a clarified understanding of normativity itself. Other accounts of the emergence of normativity have generally explained it in terms of something else, effectively reducing the “ought” to some kind of facts.

While I don’t see how anyone could reasonably object to the ethical ideal, its meta-ethical elaboration into a “normative all the way down”, self-bootstrapping theory of the constitution of normativity is an extensive, highly original, many-faceted theoretical account building on the first that no one could be expected to fully grasp on merely hearing it mentioned. I think its combination of detail and coherence is an amazing and unprecedented accomplishment, confirming Brandom’s place among the greatest philosophers who could be counted on one hand, but it takes real work to assimilate. (See Hegel’s Ethical Innovation; Brandom on Postmodernity; Mutual Recognition; Pippin on Mutual Recognition; Recognition; Kantian Respect; Trust as a Principle.)