Book Lambda: Introduction

Book Lambda of the Metaphysics responds to the exigencies defined in book capital Alpha: to pose the good as a principle; and to determine its proper mode of causality as being that of a final cause, and not an efficient or formal cause. These two exigencies are resolved in a single proposition: the principle is act, and is without power. Act here receives its full signification: it is act and not form that is the mode of being of separate substance; but act also serves to name the good as a principle” (Gwenaëlle Aubry, Dieu san la puissance, 2nd ed., ch. 5, p. 153, my translation throughout).

We saw last time that pure act (energeia) for Aristotle — unlike any being in subcelestial nature — has the character of unmixed necessity. This is true because pure act is the only thing that fully is what it is. It is the admixture of power (dynamis) and in-potentiality (dynamei) in other things that is the source of their contingency, as not being pure act.

“If the concepts of dunamis and energeia simultaneously unify ousiology and integrate theology into it, they also bear all the singularity of the Aristotelian thought of being, and within it of the first being, insofar as the latter is conceived not as an excess of power, but as the reality of the good” (p. 154).

Ousiology would be an account of ousia, or what we call “substance” from the Latin. Again, the first cause is not first in the sense of time, but first in the sense that all other things depend on it. The whole point of calling it pure act is to separate it from the contingency of the dependent things that have power and potentiality.

The very idea of an “excess of power” is utterly alien to Aristotle. We saw before that he understands power as always being power for something definite. Only those things that also have a dependency on something outside of themselves have this kind of “power” at all, corresponding to an unrealized in-potentiality. This “power” and potentiality are the mark of their contingency, not of implacable might.

It is Plato and Plotinus who on the other hand associate superlative power with the Good or the One. But Aristotle criticizes Plato for failing to explain how the Good acts as a cause. Then Plotinus later attempts to answer Aristotle’s criticism by adapting and dwelling upon the novel theme of the excessive character of the One’s power that first emerges in the Judeo-Christian tradition.

“To read book Lambda in a unitary manner, and to find this unity in ontology, that is to say in the sense of being that dunamis and energeia express, is not at all to deny or to minimize its theological content. It is on the contrary to affirm the unity of metaphysics, against the onto-theological readings that scission it between a science of common being and a science of the first being. It is also to recognize a continuity among the different treatises that have come down to us under the name of the Metaphysics” (p. 156).

“The date of composition of book Lambda is debated by commentators. But it is necessary in any case to distinguish between the historical question of its editorial status and that of its conceptual relation to the other books of the Metaphysics, with regard to the problems to which responds to, displaces, or resolves, the analyses that it deepens” (ibid).

“The problems treated in the central books [ZetaEtaTheta], and most especially in book Theta, seem to us to be decisive. In Lambda, the elucidation of [1] the ontological sense of dunamis and energeia that orients Theta in its entirety; [2] the analogical relation between them in Theta 6; and [3] the anteriority of act over in-potentiality subsequently developed in Theta 8, furnish the conceptual basis as much for the analogical unification of the principles of substance, as for the principal position of ousia energeia” (ibid).

“Massively mobilized in Lambda 6 and 7, [the notions of dunamis and energeia] are absent from the introductory chapter that constitutes Lambda 1, as from the analyses of Lambda 3, and little present in Lambda 8 and 10. Nonetheless, the successive and modulated interventions of dunamisenergeia (or — and it is necessary for us to ask ourselves about this variation, of their dative form dunameienergeia) over the course of Lambda serve each time to respond to the different questions raised in Lambda 1, which serve as the program for the book in its entirety: what is a principle (notably in its difference from an element, stoicheion, or a cause, aitia)? What are the principles common to sensible substances? What is the nature of separate substance (is it a form or not)? Finally, and these two questions are intrinsically linked, in what way is separate substance a cause, and are there principles common to all substances, sensible or separate?” (p. 157).

Here Aubry notes that while still maintaining his own preferred sense of “separate” ousia (separate as subsisting with relative independence with respect to other things) as distinct from that of Plato (separate as independent of matter subject to becoming), Aristotle nonetheless in this part of the text turns to ask questions about substance that is separate in both of these senses.

“Going forward, we will be able to extract a unitary principle for all substances, sensible or separate, that is not reducible to the unity of the material composite; and at the same time to maintain, under the auspices of this unity, a hierarchy that is not episodic or disjunctive” (p. 158).

What makes the hierarchy of substance not episodic or disjunctive in Aristotle is the explanation he provides for the mode of causality of the end and the good as that for the sake of which.

“Lambda 2 will thus substitute the notion of in-potentiality for that of matter, in order to extend it, beyond the corruptible sensible substances, to the eternal sensible substances. This positive result is followed in Lambda 3 by a negative, but decisive, result, since we will establish, against Plato, that form cannot be separate. In Lambda 4, it is this time against its reduction to an element [i.e., a constituent in the material sense] by those who wrote about nature, that the notion of principle will be redefined” (ibid).

For Aristotle, a principle of something is never reducible to a constituent part of it, and what any given thing “is” is always more than a mere sum of its parts.

“The veritable pivot of book Lambda, chapter 5 goes on to integrate these various results, negative as well as positive: the extension of dunamis to the eternal sensibles; the exclusion of form from consideration as the mode of the being of the separate; the distinction between principle and element; and going forward, [chapter 5] brings two fundamental responses to the questions posed in the introductory chapter: separate substance must be conceived as act and not as form; and dunamis and energeia are, by analogy, the principles common to all sensible substances” (ibid).

“On this basis, the central concern of chapters 6-10 will consist in determining and exploring the mode(s) of relation between separate substance and the other substances. Lambda 6 having demonstrated that separate substance as ousia energeia is the condition of the movement of the other substances, it remains to identify its mode of causality as being that of the end (Lambda 7) and of the good (Lambda 9), but also the way in which this causality operates in the case of the eternal sensibles (Lambda 8), and, finally, the whole universe (Lambda 10)” (ibid).

The whole universe coheres intelligibly, both insofar as it realizes the good, and insofar there are also explanations when things fall short or go wrong. The world we live in is not a mere whole made up of discrete parts, as the pre-Socratic writers on nature tended to assume. Neither is it the mere sequence of disconnected episodes that follows from the Platonic sole emphasis on what Aristotle calls formal causes.

Next in this series: Physics and Theology

Primordial Choice?

Plotinus speaks of a primordial choice implicitly made by every human: to turn either toward the separated soul, or away from it. The idea is that such a choice comes first, and is not conditioned by anything. This is completely unlike Aristotle’s treatment of choice.

Aristotle discusses choice in the context of concrete ethical doings. A choice is the outcome of a deliberation, not something undertaken in a vacuum. Our freedom consists in many such choices, based on reasons. Our unfreedom consists in part in constraint by the cumulative consequences of all our previous choices.

(I call this particular kind of unfreedom superficial because because it is “unfree” mainly in the shallow sense that it is not completely unconditioned. A conditioning grounded in reasons that we assent to is very unlike a conditioning by relations of force. In a deeper sense, a grounding in reasons doesn’t at all make us less free; indeed, many philosophers have made a grounding in reasons the very criterion of freedom. Of course, our choices may also have unintended consequences, and we have to live with these as well. That is a less superficial unfreedom. And we may be swayed by passion or imagination, which is another kind. Or we may be constrained by relations of force.)

In modern times, various writers have abstracted the notion of unconditioned choice even further, so that in principle anything could be a matter of purely arbitrary decision. Completely unconditioned choice can only be arbitrary. Here lie the seeds of tyranny. (See also Desire of the Master.)

Free Will in Plotinus

“Can there be question as to whether the gods have voluntary action? Or are we to take it that while we may well inquire in the case of men with their combination of powerlessness and hesitating power, the gods must be declared omnipotent, not merely some things but all lying at their nod? Or is power entire, freedom of action in all things, to be reserved to one alone…?” (Plotinus, Enneads VI.8.1, MacKenna tr., p. 595).

Plotinus in his treatise “On Free Will and the Will of the One” makes arguments that are unprecedented in the previous history of Greek philosophy. The treatise seems to show some (perhaps indirect) influence from the voluntaristic theology of Philo of Alexandria, as well as from Stoic theories of assent and of the so-called hegemonikon, a sort of ruling master faculty in humans that begins to approximate modern notions of a strongly unitary “mind”. It is noteworthy that free will and omnipotence are mentioned together from the outset.

It is especially common for writings on this subject to go through many twists and turns, since there are obvious appearances pointing in conflicting directions. Plotinus ends up advocating a fairly extreme position on these matters, but he is a serious enough thinker to feel the need to deal with conflicting evidence.

“The very notion of power must be scrutinized lest in this ascription we be really setting up an antithesis of power (potency) and Act, and identifying power with Act not yet achieved” (ibid).

Here he is implicitly responding to Aristotle. Given that he in general both shifts the meaning of Aristotelian potentiality back in the direction of Platonic power and emphasizes the unlimited power of the One unconstrained by any actuality, it is interesting that he recognizes there is an issue with “identifying power with Act not yet achieved”.

“To begin with, what must be intended when we assert that something is in our power; what is the conception here?” (ibid).

Aristotle had implicitly introduced the consideration of what is “in our power” in discussing moral responsibility for “willing” and “unwillling” actions. This became the basis of a key distinction in Stoic ethics: Epictetus says that only what is in our power is good or evil.

Plotinus writes, “A cardinal question is where we are to place the freedom of action ascribed to us…. But if rage or desire implied freedom we must allow freedom to animals, infants, maniacs, the distraught, the victims of malpractice producing uncontrollable delusions. And if freedom turns on calculation with desire, does this include faulty calculation? Sound calculation, no doubt, and sound desire; but then comes the question whether the appetite stirs the calculation or the calculation stirs the appetite…. Further, every emotion is preceded by some meager reasoning; how then can a compelling imagination, an appetite drawing us where it will, be supposed to leave us masters in the ensuing act?” (VI.8.2, p. 596).

Here he clearly recognizes that meaningful freedom must be something more subtle than just arbitrarily doing what we want. No emotion is completely devoid of reason, but he recognizes that we are often driven mainly by imagination and appetite. This will not qualify as free.

“We may be reminded that the Living Form and the Soul know what they do. But if this knowledge is by perception it does not help us toward the freedom of the act; perception gives awareness, not mastery” (p. 597).

He uses the term “knowledge” loosely here, but recognizes that mere awareness is superficial.

“We have traced self-disposal to will, will to reasoning and, next step, to right reasoning; perhaps to right reasoning we must add knowledge, for however sound opinion and act may be, they do not yield true freedom when the adoption of the right course is the result of hazard or of some presentment from the fancy with no knowledge of the foundation of that rightness” (VI.8.3, p. 597).

Up to this point he has mentioned will, but not given an account of it. The account comes a bit later in the text. But it is clear that he sees will as intimately involved with reason and intellect, as well as being a free power to choose. There is implicit tension between these two aspects, which will affect many later thinkers as well.

“Self-disposal, to us, belongs to those who, through the activities of the Intellectual-Principle, live above the states of the body” (ibid).

Now we come to what seems to be the main point of his solution. Pure intellect and what he calls the separated soul are by definition exempt from the passions and imagination that sway us embodied humans this way and that. But he maintains that we have an intimate connection to the separated soul, and that through this connection, freedom can be ours as well.

“Effort is free once it is toward a fully recognized good; the involuntary is, precisely, motion away from a good and toward the enforced, towards something not recognized as a good” (VI.8.4, p. 598).

He remains close enough to Plato and Aristotle to want to also tie freedom to the good, which Plato says all beings desire.

“[B]ut an undivided Principle, a simplex Activity, where there can be no difference of potentiality and act, must be free; there can be no thought of ‘action according to nature’, in the sense of any distinction between the being and its efficiency, there where being and act are identical…. In a principle, act and essence must be free” (ibid).

Here he takes a more radical step, guided by abstract thinking about what “must” be true about Principles. This kind of approach is not completely absent in Plato and Aristotle, but plays a much more central role in Plotinus. He seems to be saying that when we orient ourselves by the separated soul, we are no longer governed by a nature at all.

“If freedom is to be allowed to the soul in its Act, it certainly cannot be allowed in regard to issue, for we are not master of events: if in regard to fine conduct and all inspired by the Intellectual-Principle, that may very well be freedom; but is the freedom ours?” (VI.8.5, p. 598).

If events do not turn out as we had wished, our effective action in the world will not count as having been “free”. He recognizes also that it does not follow automatically that because pure intellect is free, we are free.

“If thus virtue whose manifestation requires action becomes inevitably a collaborator under compulsion, how can it have untrammeled self-disposal? Should we, perhaps, distinguish between compulsion in the act and freedom in the preceding will and reasoning? But in setting freedom in these preceding functions, we imply that virtue has a freedom and self-disposal apart from all act; then we must state what is the reality of the self-disposal attributed to virtue as a state or disposition” (p. 599).

This is indeed the path that he will follow.

“Virtue does not follow upon occurrences as a saver of the imperilled; at its discretion it sacrifices a man; it may decree the jettison of life, means, children, country even; it looks to its own high aim and not to the self-regarding of anything lower. Thus our freedom of act, our self-disposal, must be referred not to the doing, not to the external thing but to the inner activity, to the Intellection, to virtue’s own vision” (VI.8.6, p. 599).

It sounds as though he thinks virtue inheres in the separated soul.

He seems to want to say that virtue is completely independent of any necessity — not only of external compulsion, but also of any constraint by universals. I think Kant sometimes goes too far with the analogy between a “should” and formal necessity; what Plotinus says here suggests he wants to go too far in the opposite direction, effectively denying any real substance to a “should”. Of course he would object to this latter conclusion, since he clearly wants to tie freedom to the good, but it seems to me that it follows anyway. His stance seems to imply that good is whatever a “good” will wills. This is opposite in spirit to Plato’s Euthyphro. Either it is circular, or it implies a kind of voluntarism.

“This makes it all the more evident that the unembodied is the free; to this our self-disposal is to be referred; herein lies our will which remains free and self-disposing in spite of any orders which it may necessarily utter to meet the external. All then that issues from will and is the effect of will is our free action, whether the will is directed outwards or remains unattached; all that will adopts and brings, unimpeded, into existence is in the highest degree at our free disposal.”

Now he has turned things around so that all willing is free. This depends on a new assumption that seems to locate the will in the separated soul, which does make sense if we accept what he has said. The claim seems to be that we can say that the will of the separated soul chooses which “orders” to give in unconditional freedom, in spite of the fact that the content of all particular orders is conditioned by external factors.

“The contemplating Intellect, the first or highest, has self-disposal to the point that its operation is utterly independent; it turns wholly upon itself; at rest in its good it is without need, complete, and may be said to live to its will; there the will is intellection: it is called will because it expresses the Intellectual-Principle in the willing phase and besides, what we know as will imitates this operation taking place within the Intellectual-Principle” (p. 600).

He goes on to argue at length that since pure intellect is free, the One must be so to an even higher degree. Many have seen a strong element of necessity in his view of the procession of everything else from the One. Plotinus seems elsewhere to say that if we look bottom-up, there appears to be necessity, but here he claims that from a top-down perspective, the One is absolutely free, and beings inherit a portion of that freedom through the operations of procession. By means of the separated soul, he claims that we participate in this.

Others might question whether we humans really have access to such a top-down perspective. Basically no one — even the later Greek neoplatonists — has fully embraced Plotinus’ notion of the separated soul. But many later monotheists found the sort of conclusions that he reached attractive nonetheless, and sought alternate grounds for embracing them. For example, although the scholastic “intellectual soul” is embodied rather than separated, like Plotinus’ separated soul it has many very “strong” attributes that do not come from Aristotle.

The Self in Plotinus

Besides standing at a half-way point between Plato and Aristotle and later articulations of monotheistic theology, Plotinus occupies a special place in the history of subjectivity. In a 2016 document “Power, Subject, Sovereignty”, prepared for her confirmation as a director of research at the Centre National de la Rechereche Scientifique, Gwenaëlle Aubry treats her extensive work on Plotinus as the connecting theme of her philosophical investigations. I’m still waiting for the 2nd edition of her Aristotle book to arrive, and wanted in the meantime to extend my coverage of her work on subjectivity in Plotinus.

For the Routledge Handbook of Neoplatonism (2014), Aubry wrote an outstanding more introductory article that was translated to English as “Metaphysics of soul and self in Plotinus”.

“One of the great singularities of the philosophy of Plotinus consists in thinking of the self for its own sake and, in particular, in producing a concept of it different from that of soul. This philosophical breakthrough is inseparable from the discovery of immediate reflexivity, that is, the subject’s ability to apprehend itself independently of its relation to an object or to another subject. In Plotinus, however, this reflexivity occurs only in an interrogative form” (p. 310).

“In other words, it does not, as in Descartes, assume the form of an intuition by means of which the subject, grasping itself as consciousness, would, at the same time, have an evident revelation of its essence….[W]e will see how Plotinus, although he seems to think of the self by means of the connected notions of soul and human being, but also of individual or even of consciousness, ceaselessly produces and renews a gap between them and the self” (ibid).

Plotinus was the first to assert a kind of immediate reflexivity, and indeed arguably the first to speak of generalized consciousness in something like a modern sense, independent of particular contents. But this reflexivity remains associated with a sort of Socratic questioning, and does not degenerate into the dogmatic intuition of a present self that we find in Descartes.

“The self properly so called, which Plotinus refers to as the hēmeis (“we”), is distinct both from the essential or separated soul and from the soul linked to the body. Situated rather than defined, it cannot be substantified. To use Plotinian terminology, the hēmeis is neither god nor animal, but rather the power to become either one. These two possible and exclusive identifications depend on the orientation it gives to its consciousness. Consciousness therefore does not appear, as it will in Descartes, as a revelation of identity, but as a means of identification” (ibid).

“Another singular aspect of the philosophy of Plotinus is that it affirms the existence of a
separated soul, which remains in the Intellect and alien to both the powers and the passions of the body. This doctrine was to be rejected by the later Neoplatonists, particularly Iamblichus and Proclus…, but it occupies a fundamental place in Plotinian thought” (p. 311).

The “separated soul” is a unique doctrine of Plotinus that seems to have indirectly influenced the more unified scholastic notion of an “intellectual soul”. Later, Aubry refers to it as an “intellective soul”. By means of it Plotinus gives us an especially close connection to the divine.

“[I]f the Plotinian subject grasps itself only in an interrogative form, that is, not as something obvious but as something strange, it is because it undergoes the experience of several modes of relation to itself” (ibid).

“[S]trictly speaking, the intellective soul cannot be counted among the parts of the soul, and yet, it is indeed ours (hēmeteron); in fact, he continues, “it is ours without being ours … It is ours when we use it; it is not ours when we do not use it” (pp. 311-312).

Here Plotinus remains faithful to Aristotle in maintaining that intellect is not a proper part of the soul, and yet can still be said to be “ours”.

“Like the total Intellect, and each of the intellects of which it is composed, the higher soul is characterized by intuitive thought, that is, by the simultaneous, inarticulated and non-propositional grasp of a complex content – comparable to a glance that embraces all the features of a face in a single vision” (p. 312).

This is precisely the kind of originary intellectual intuition that Aristotle, Kant, and Hegel would deny. As Kant would say, this kind of unitary vision could only be a result of synthesis. But for Plotinus, unitary intellectual intuition is the starting point of all thought, which Aristotelian “thinking things through” only weakly imitates. Nonetheless, he retains a partial faithfulness to Aristotle in maintaining that this does not include a putatively full intuition of self.

“The soul’s forgetfulness of the Intellect is also a forgetting of its own intellective origin –
an origin that nevertheless has not come and gone, nor does it belong to a mythic past,
but that remains in a state of unperceived presence. This forgetfulness is characteristic of
pre-philosophical consciousness. Unaware of its dignity, soul is fascinated by externality:
the body, the sensible. Narcissistic, it prefers its reflection to itself, ignorant of the fact that
without it, this reflection, which is merely the effect of its power, could not subsist” (ibid).

For Plotinus, we remain potentially in touch with the separate intellective soul. All that is required to experience it is that we choose to turn ourselves toward it, but Plotinus says many people never make this choice, and instead remain ensnared in what Aubry calls narcissism.

“[T]his essential self constituted by the separated soul must indeed be distinguished from the hēmeis and from what we may call the biographical subject, that is, the bearer of a history, a memory, and the form of consciousness that is linked to them” (ibid).

“Like memory and individual history, consciousness disappears in the Intellect. More precisely, it gives way to a feeling of presence in which the duality between subject and object is abolished. In this state, Plotinus writes, we are ‘only potentially ourselves’ (Enn[eads].IV.4[28].2.5–8). We merge with that which we contemplate” (p. 313).

Here we really do have a “metaphysics of presence”.

“This state in which the subject no longer experiences itself as such, but in its unity
with being and with the others, is nevertheless designated by Plotinus as the site of its
greatest proximity to itself, at the same time as it is genuine self-knowledge: “Being in this
way, we are more than anything conscious of ourselves (hautois synetoi), and we acquire
knowledge of ourselves as we make ourselves one” (Enn. V.8.[31].11.31–3)” (ibid).

The subject experiences itself “in its unity with being and with the others”. Here we can see a precedent for the nonprivate interiority that distinguishes Augustine’s thought from that of Descartes and Locke. Clearly we have here a non-empirical notion of self.

“Still, the question arises of what the subject, thus identified with the intellective soul and unburdened of all biographical content, then grasps of itself. At this essential level, can we still speak of identity? Of individuality?” (ibid).

“The paradox of the Plotinian personal self is thus illuminated: if, for Plotinus, one is never
more oneself than when one is no longer conscious of oneself, this is because the subject identified with its essential soul is not abolished in the universal. Rather, it is identified with the very source of its individuality, that is, with the singular viewpoint of its intellect upon the total Intellect, as well as with the logos that bears the power of its own becoming” (ibid).

“Indeed, the notion of a separated soul orients Plotinian ethics, which has no other goal than to transform this constant but ordinarily unperceived presence into a conscious presence. Far from being immediate or mechanical, this transformation is given as a demanding, normed itinerary, whose various stages correspond to various degrees of virtue…. This ethical itinerary, and we shall return to this point, is inseparably a trajectory of consciousness, which gradually turns away from the body to orient itself towards the separated soul” (ibid).

Once again, here is a real “metaphysics of presence”.

“In truth, then, the Plotinian beyond is very close: to reach it, it is enough to make oneself deaf to the tumult of the body, to release oneself from narcissistic fascination. For Plotinus, Odysseus represents the anti-Narcissus: he is the one who was able to resist the spells of the sensible, the charms of Circe and of Calypso (Enn. I.6[1].8.18–20). Yet the Plotinian Odyssey is a return to something that is always-already-there, which is the locus in us of a divine autarky, lucidity and happiness” (p. 314).

Again, for Plotinus the divine is very near.

“[S]trictly speaking, for Plotinus the soul does not descend. What descends, or mixes with the body to animate it, is the power, the dynamis, that emanates from the separated soul” (ibid).

Here we have a profound difference from Aristotle. In Aristotle, soul is strictly emergent. Souls don’t pre-exist and there is no “descent” at all, only an upward movement.

“In its confrontation with the body and with temporality, noēsis [pure thought] is transformed into dianoia [thinking things through]. This is the moment by which the soul is truly constituted qua soul, in its difference from the Intellect” (ibid).

Plotinus has the unprecedented idea that soul is constituted as a “procession” from Intellect.

The pre-existent “separate” soul lives eternally in unitary intuition. For Plotinus, ordinary human “thinking things through” is the result of the extension, folding, and division of originary intuition into time. This “descent” is necessary in order for anything to be manifested, and therefore not to be equated with anything like Biblical original sin.

“The descent can be considered as a fall or a fault only when dianoia and the consciousness linked to it, forgetful of the separated soul, are completely oriented towards the body” (ibid).

For Plotinus, we are “fallen” beings not by virtue of our embodiment, but only insofar as we are individually lost in the soul’s narcissistic pursuit of its own reflection.

“As early as chapter 2 of Enn. IV.8[6], Plotinus states a principle: ‘It is not a bad thing for the soul to provide the body with the power of good and being, since it is not true that all providence applied to lower reality prevents this providential agent from remaining in what is best’ (2.24–5)” (ibid).

Soul in Plotinus is not just something that descends. It is the very agent of providence. But it is capable of being waylaid or losing its way.

“[T]he World Soul [as distinct from soul in general] does not “descend”. What is “sent” into the world is not it, but its “lowest power” (dynamis). Yet it is precisely because the World Soul does not descend that it is able to govern the universe, to set it in order into a cosmos, a beautiful totality. This point of doctrine is explicitly formulated elsewhere, for instance at Enn. IV.3[27].6.21: “The souls that incline toward the intelligible world have a greater power”; or else Enn. II.9[33].2, where one reads that the World Soul governs “simply by looking at what is before it, thanks to its wonderful power. The more it devotes itself to contemplation, the more it is beautiful and powerful” (15–16)” (p. 315).

Unlike Aristotle and the scholastics, Plotinus also speaks of a Soul of the World that is distinct from individual souls.

“This description of the mode of governance of the World Soul is nothing other than an application of the Plotinian model of causality. This states that from every being in act (energeiai) there necessarily emanates an active, productive power (dynamis), which in turn is the cause of a new being and a new act” (ibid).

This sheds light on how the descent of the soul is not inherently a fall. It is part of the larger cosmic process of procession (known via the Latin translations of Avicenna as “emanation”), which is what in Plotinus takes the place of creation. Plotinus seems to claim that when we turn toward the separated soul, from us too will proceed or emanate a productive power, capable anew of spontaneously carrying forward our engagement with the world in all its complexity. This spontaneous engagement, freed from narcissistic pursuit of our own reflection, is for Plotinus strictly more capable than a narcissistically involved engagement.

It is not worldly engagement as such but narcissistic attachment to worldly things that corresponds to the Fall.

“For the individual soul as for the World Soul, however, Plotinus emphasizes that it is this power, this dynamis, and not the soul itself, that descends and is mixed with the body. This is why the Aristotelian definition of the soul as first entelechy of the body must be opposed by the assertion that the soul is itself in act, already entelekheia, without the body, and that only for this reason there can be a body. Thus, the synamphoteron, that is, the living body, is not a mixture of body and soul, but only of the body and the power emanated from the soul” (ibid).

Again we see the dramatic difference between Aristotle’s modest experience-oriented and biologically grounded emergent notion of soul, and the grand metaphysical or divine pre-existent intellective soul posited by Plotinus.

“If the higher soul does not descend, if only its emanated dynamis is mixed with the body, how should we understand Plotinus’ words that the soul ‘leaps’ towards its own body? The answer is that this motion is what constitutes the soul qua soul, in its difference from the Intellect, or again that by which noēsis is modified into dianoia. Indeed, dianoia is the result of the encounter of intellective thought with time. It deploys the immediacy and totality of intuition into successive moments, to respond to the demands of the body, of action, and of a life diffracted by temporality (Enn. III.7[45].11). Thus, it must be considered “the sign of a diminishment of the Intellect” (Enn. IV.3[27].18.1–7)” (ibid).

Here we have a major source for all the arguments about whether intellect should be conceived as originally immediately intuitive or as originally discursive. Many people read Aristotle as if his notion of intellect were the intuitive one that Plotinus articulates explicitly. I think Aristotle is closer to Kant and Hegel’s position that intellect is inherently discursive, and that unifying intuitions only come about as the result of processes of synthesis.

“This movement seems to attest an oscillation between two conceptions of the subject: the reflexive subject and the subject of attribution (the logical or ontological substrate). What in fact appears, however, is that once again the reflexive subject – the hēmeis – does not allow itself to be reduced to the subject of attribution…. In this irreducibility of the hēmeis to the various levels of the soul, we may see an effect of Plotinus’ discovery of the difference between subject-consciousness and subject-substrate” (p. 317).

Here indeed we have the root of modern notions of “the subject” as consciousness. This same gap that Aubry speaks of is what leads Augustine to deny that the soul, spirit, or mind is to be identified with a subject as substrate.

“Consciousness is therefore not so much constitutive of identity as it is a condition for identification. We are not what we are aware of: quite the contrary, we become what we become aware of. If the reflexive question ends up in the acknowledgement of a duality, becoming aware, for its part, is equivalent to the choice of an identity” (p. 320).

For Plotinus, consciousness in itself is not a foundation for personal identity, as it is in Descartes and Locke. Instead, Aubry locates the basis of individuality for Plotinus in the “separated” soul.

The idea that we make a sort of primordial choice of what kind of being we are is unprecedented.

“[T]he constant activity within us of the separated soul is the necessary condition for such everyday cognitive operations as judgment…. It is in the latter — identical to the pure ousia, that is, the separated soul — that the foundation of individuality resides, together with the most intense life and an unalterable happiness” (p. 321).

The suggestion that the separated soul is involved in judgment is new to me, and intriguing. This makes it seem not so “separated” after all.

“Plotinus, for his part, is able to conceive both the permanent, impersonal subject and the
ethical subject defined as what makes the choice of its identity” (ibid).

Kantian “Contemplation”?

Since what Aristotle says about theoria or “contemplation” in the Nicomachean Ethics and the Metaphysics seems highly important but still rather minimal, I wanted to consider what other historical resources there are for its interpretation.

On this score, the version of theoria in Plotinus yielded less than I had hoped. I had expected that in Plotinus, contemplation would look like what Kant calls an intellectual intuition, but hoped there would at least be a significant tie-in to the key Aristotelian notion of entelechy. But on closer examination, it seemed like the delicately nuanced Aristotelian framework of teleological explanation gets drowned out first by Plotinus’ emphasis on the One as the source of all, and then by his explicit reversal of Aristotle’s innovation of asserting the priority of actuality or being-at-work or fulfillment, which is critical to the way that Aristotle’s teleology works.

I already hinted at a connection of Aristotelian contemplation first with the Kantian notion of reflection, and then with the closely related notion of apperception. This is what I will explore next.

Plotinus on Contemplation

“Supposing we played a little before entering upon our serious concern and maintained that all things are striving after Contemplation, looking to Vision as their one end — and this, not merely beings endowed with reason but even the unreasoning animals, the Principle that rules in growing things, and the Earth that produces these — and that all achieve their purpose in the measure possible to their kind, each attaining Vision and possessing itself of the End in its own way and degree, some things in entire reality, other in mimicry and image — we would scarcely find anyone to endure so strange a thesis. But in a discussion entirely among ourselves there is no risk in a light handling of our own ideas (Plotinus, Enneads III.8, ch. 1, MacKenna tr., p. 239).

Thus begins Plotinus’ great essay that we know by the title “Nature, Contemplation, and the One”. The remainder of the text suggests that he is in fact fairly serious in what he suggests, but this disclaimer shows that he recognizes its unusual character. He does at a later point say in effect, “and now for the serious part”. In the “playful” part, he is deliberately stretching the meaning of contemplation, challenging us to apply it in many more cases than we would expect. In the “serious” part, he narrows the meaning to cases that come close to instantiating the identity Aristotle speaks of between thought and what it thinks.

Scholars believe this essay was part of Plotinus’ single largest work, which his student and editor Porphyry divided into four separate pieces, including “On the Intellectual Beauty” and “Against the Gnostics”. I wanted to compare what he says about contemplation with what Aristotle says. I find that even when I don’t agree with Plotinus, his work often has a kind of poetic appeal.

Aristotle speaks of contemplation as the characteristic activity of the gods, and as the ultimate end of human life. Plotinus here suggests that all nature aims at contemplation. Aristotle never says that, but it is in a way implicit between the lines. If the first cause is characterized by pure contemplation, and is the ultimate end behind all particular ends for which things do what they do, then in that sense all things aim at contemplation.

The characterization of contemplation as “Vision” is not one I would want to endorse in an Aristotelian context, at least without major qualification. The way Plotinus speaks of it, this Vision seems like a case of what Kant would call intellectual intuition — a kind of immediate grasping of some deep content.

I agree with Kant and Hegel that humans can “immediately” grasp deep content in holistic fashion only after and because we have previously done the work needed to understand it, which typically involves what Aristotle calls “thinking things through”, and what I have called interpretation and (after Paul Ricoeur) the long detour. I want to read Aristotle in a way that is compatible with this.

As it stands, Plotinus’ notion of Vision seems designed to exclude mediation, consonant with his emphasis on the simplicity of the One as the source of all things. For Plotinus, Vision is an immediate holistic “seeing” of deep truth.

I think Aristotelian contemplation is holistic too, but that any holistic Vision or immediate intuition achievable by humans and acceptable to Aristotle must have a cumulative, retrospective, reflective character that depends on previous insight and work, like apperception does in Kant and Hegel. I would suggest that Aristotelian contemplation could be elaborated as apperceptive entelechy.

“Well — in the play of this very moment am I engaged in the act of Contemplation? Yes; I and all that enter this play are in Contemplation: our play aims at Vision; and there is every reason to believe that child or man, in sport or earnest, is playing or working only towards Vision, that every act is an effort towards Vision; the compulsory act, which tends rather to bring the Vision down to outward things, and the act thought of as voluntary, less concerned with the outer, originate alike in the effort towards Vision” (ibid).

Here we begin to see in detail the vast extension of contemplation Plotinus is “playfully” suggesting. All things either are contemplation or aim at contemplation. In effect, he is treating Vision as a name for the Good at which all things aim.

“[L]et us speak, first, of the earth and of the trees and vegetation in general, asking ourselves what is the nature of the Contemplation in them, how we relate to any Contemplative activity the labor and productiveness of the earth, how Nature, held to be devoid of reason and even of conscious representation, can either harbour Contemplation or produce by means of the Contemplation which it does not possess” (ibid).

For Aristotle, the earth has a nature or internal source of motion, and plants as living things have an elementary kind of soul corresponding to their abilities for growth and nutrition. But even motion is a primitive kind of entelechy, of which contemplation is the highest form. Aristotle may not see contemplation everywhere, but he does see entelechy everywhere.

Incidentally, the English word “consciousness” was first coined by Locke’s friend, the Cambridge Platonist Ralph Cudworth, to express ideas he found in Plotinus.

“To begin with, since in all [Nature’s] production it is stationary and intact, a Reason-Principle [logos] self-indwelling, it is in its own nature a Contemplative act. All doing must be guided by an Idea, and will therefore be distinct from that Idea: the Reason-Principle then, as accompanying and guiding the work, will be distinct from the work; not being action but Reason-Principle it is, necessarily, Contemplation” (ch. 3, p. 240).

Plotinus generally seems to use logos in a sense that is derived from Stoicism, rather than any Platonic or Aristotelian source. Logos is a — arguably the — fundamental explanatory principle in Stoicism. It has relations with Platonic and Aristotelian concepts, but is a distinct notion or family of notions in its own right. For the Stoics, everything has an indwelling logos or rational principle that internally governs it, and the logos has a divine origin.

“And does this Reason-Principle, Nature, spring from a contemplation? Wholly and solely” (ibid).

He doesn’t explain this, but instead proceeds to qualify it.

“The Contemplation springing from the reasoning faculty — that, I mean, of planning its own content — [Nature] does not possess” (p. 241).

Nature neither reasons explicitly, nor plans how to achieve its aims.

“Because to plan for a thing is to lack it: Nature does not lack; it creates because it possesses. Its creative act is simply its possession of its own characteristic Essence; now its Essence, since it is a Reason-Principle, is to be at once an act of contemplation and an object of contemplation” (ibid).

The idea of starting from fullness rather than lack is appealing. Aristotle’s way of doing this is to emphasize entelechies everywhere. Every entelechy is in a way complete in itself.

Aristotle complements this by saying that the living things that have natures are more immediately moved by desire. Plato, however, strongly identifies desire with a kind of lack. Plotinus therefore seems to want to downplay the role of desire, and identifies nature with the fullness of a creative act. If this is not the creativity of the translator, we have here a reference to creation, as distinct from making. Creation is also not part of Platonic or Aristotelian vocabulary.

Plotinus is said to have read works by Numenius, a Neo-Pythagorean who was impressed by the Greek translation of the Hebrew scriptures. I don’t have my Loeb edition handy to check the Greek. (Incidentally, Armstrong’s complete translation of Plotinus in the Loeb edition is more accurate and less flowery than the more common MacKenna I am using here. Kevin Corrigan’s translation in his Reading Plotinus is also better, but I don’t have that handy either.)

The “act” part seems to be a reference to actuality or being-at-work. This is also an important concept for Plotinus, though in contrast to Aristotle he ultimately subordinates it to potentiality.

“Thus the act of production is seen to be in Nature an act of contemplation, for creation is the outcome of a contemplation which never becomes anything else, which never does anything else, but creates by simply being a contemplation” (ibid).

Aristotle makes the more specific claim that the what-it-is of things is the outcome of thought thinking itself that contemplates. He would not collapse this together as Plotinus does, into a claim that nature’s act of production is an act of contemplation.

“[W]hat we know as Nature is a Soul, offspring of a yet earlier Soul of more powerful life; that it possesses, therefore, in its repose, a vision within itself; that it has no tendency upward nor even downward but is at peace, steadfast, in its own Essence;” (ch. 4, p. 241).

Aristotle calls nature an internal source of motion, but not a soul (psyche). On the other hand, the things he regards as having a nature (plants and animals) he also regards as having a soul. But the notions of soul in Aristotle and Plotinus are also vastly different. While Aristotle is careful to stay close to what can be observed by anyone, Plotinus makes the soul a much grander thing with much stronger properties.

“Of course, while it may be convenient to speak of ‘understanding’ or ‘perception’ in the Nature-Principle, this is not in the full sense…; we are applying to sleep a word borrowed from the wake” (pp. 241-242).

Here he acknowledges he is stretching things.

“In the same way, human beings, when weak on the side of contemplation, find in action their trace of vision and of reason: their spiritual feebleness unfits them for contemplation; they are left with a void, because they cannot adequately seize the vision; yet they long for it; they are hurried into action as their way to the vision which they cannot attain by intellection. They act from the desire of seeing their action, and of making it visible and sensible to others when the result shall prove fairly well equal to the plan. Everywhere, doing and making will be found to be either an attenuation or a complement of vision” (p. 242).

Long ago, I was profoundly impressed by this argument that all action aims at contemplation, which he returns to further on. Looking at it now, it strikes me that this thesis may be implicitly counterposed to Aristotle’s idea of the priority of actuality, which, as we will see, Plotinus does not agree with. Aristotle also would never be so one-sidedly dismissive of doing and making, even though he agrees that contemplation is “even more” to be valued.

“The primal phase of the Soul — inhabitant of the Supreme… — remains unchangeably There; but in virtue of that first participation, … a secondary phase also participates in the Supreme, and this secondary goes forth ceaselessly as Life streaming from Life; for energy runs through the universe and there is no extremity at which it dwindles out” (ch. 5, p. 242).

“Energy” here is actuality or being-at-work, now explicitly associated with something secondary.

“All goes softly since nothing here demands the parade of thought or act upon external things: it is a Soul in vision and, by this vision, creating its own subsequent — this Principle (of Nature), itself also contemplative but in the feebler degree… a Vision creates the Vision ” (p. 243).

The implicit complaint against the “parade of thought” has to do with Plotinus’ strong bias for intuitive immediacy over what Aristotle would call “thinking things through”. I think Plotinus is perhaps the best proponent of this view that I disagree with — certainly better than the followers of Schelling and Jacobi who attacked Hegel.

“[T]his explains how the Soul’s creation is everywhere: where can this thing fail to be, which is one identical thing in every soul? Vision is not cabined within the bournes of magnitude.”

In Plotinus’ modified Platonic view, Soul is not just the form of a living body, but plays a huge role in the formation and governance of the world. There is a soul of the world or soul of the all; nature is a kind of soul; and there is a transcendent Soul that is Nature’s prior. Every individual soul has a direct connection to the transcendent Soul.

“This, of course, does not mean that the Soul is present at the same strength in each and every place and thing — any more than it is at the same strength in each of its phases.”

“The Charioteer (the Leading Principle of the Soul, in the Phaedrus myth) gives the two horses (its two dissonant faculties) what he has seen and they, taking that gift, showed that they were hungry for that vision; there was something lacking to them: if in their desire they acted, their action aimed at what they craved for — and that was vision, and an object of vision” (ibid).

Here he refers to imagery from Plato’s Phaedrus, while re-centering the myth around his own notion of Vision. He again dwells on the superiority of contemplation to action.

“Action, thus, is set towards contemplation and an object of contemplation, so that even those whose life is in doing have seeing as their object” (ch. 6, p. 243).

“[T]hey desired a certain thing to come about, not in order to be unaware of it but to know it, to see it present before the mind…. We act for the sake of some good; this means not for something to remain outside of ourselves, not in order that we may possess nothing but that we may hold the good of the action. And hold it, where? Where but in the mind?” (ibid).

“This vision achieved, the acting instinct pauses; the mind is satisfied and seeks nothing further” (p. 244).

Aristotle would agree that a maximally complete entelechy like contemplation is in a way better than any incomplete entelechy, such as would be associated with action. Even so, his emphasis on the priority of actuality leads to a much more positive valuation of acting, doing, and making. Also, for Aristotle contemplation is a being-at-work. And I at least also think of it as a particular kind of acting and doing, even though it is different from external acting and doing.

“[N]ow we come to the serious treatment of the subject — In proportion to the truth with which the knowing faculty knows, it comes to identification with the object of its knowledge” (ibid).

What he says here about knowledge resembles the Aristotelian identity of thought and the thing thought, broadened to include a kind of proportional applicability. On the other hand, Aristotle seems to view knowledge as a discrete relation, which if taken strictly would seem to rule out any kind of proportional applicability or approximation.

“Hence the Idea must not be left to lie outside but must be made one identical thing with the Soul of the novice so that he finds it really his own. The Soul, once domiciled within that Idea and brought to likeness to it, becomes productive, active; what it always held by its primary nature it now grasps with knowledge and applies in deed, so becoming, as it were, a new thing and, informed as it now is by the purely intellectual, it sees (in its outgoing act) as a stranger looking upon a strange world” (ibid).

Though the strong implications of Soul and the initiatory rhetoric are distinctive to Plotinus, what is really essential here is that “the Idea must not be left to lie outside”. Aristotle and Hegel would both wholeheartedly endorse this part.

“The Sage, then, has gone through a process of reasoning when he expounds his act to others; but in relation to himself he is Vision” (ibid).

Plotinus has a much more individualist point of view than Aristotle. For him we are ultimately each “alone with the Alone”. A direct personal relation to the One makes all human social relations seem insignificant by comparison. For Aristotle, participation in social relations is essential to being human, and this is a good thing, not just a distraction from personal spiritual development.

“All the forms of Authentic Existence spring from vision and are a vision. Everything that springs from these Authentic Existences in their vision is an object of vision — manifest to sensation or to true knowledge or to surface-awareness. All act aims at this knowing; all impulse is toward knowledge” (ch. 7, p. 245).

Now in the “serious” part, he repeats what was initially supposed to be the “playful” claim that all things either are contemplation or are oriented toward it.

“[T]he creating powers operate not for the sake of creation and action but in order to produce an object of vision. This same vision is the ultimate purpose of all the acts of the mind and, even further downward, of all sensation, since sensation also is an effort towards knowledge; lower still, Nature, producing similarly its subsequent principle, brings into being the vision and Idea that we know in it. It is certain, also, that as the Firsts exist in vision all other things must be straining towards the same condition; the starting point is, universally, the goal” (ibid).

Aristotle would never speak of “creating powers”. While he certainly recognizes distinctions between immediate, intermediate, and ultimate ends, he would also never deny that what a thing essentially does is its end.

“[T]he procreative act is the expression of a contemplation, a travail towards the creation of many forms, many objects of contemplation, so that the universe may be filled full of Reason-Principles and that contemplation may be, as nearly as possible, endless…. So Love, too, is vision with the pursuit of Ideal-Form” (ibid).

Again this has a kind of poetic charm, but taking it literally relies on a collapsing of distinctions.

“In the advancing stages of Contemplation rising from that in Nature, to that in the Soul and thence again to that in the Intellectual-Principle itself, the object contemplated becomes progressively a more and more intimate possession of the Contemplating Beings, more and more one with them” (ch. 8, p. 245).

Here he returns to what we know from Aristotle as the strict identity of pure thought and what it thinks. As before, he wants to first greatly generalize and then to relativize it.

“[I]n the Intellectual-Principle itself, there is complete identity of Knower and Known, and this not by way of domiciliation, as in the case of even the highest soul, but by Essence, by the fact that, there, no distinction exists between Being and Knowing” (ibid).

Aristotle would agree.

“The Supreme must be an entity in which the two are one; it will, therefore, be a Seeing that lives, not an object of vision like things existing in something other than themselves” (pp. 245-246).

The Supreme in Plotinus is a name for the One. Aristotle’s first cause is identified with thought thinking itself, more or less equivalent to the Intellectual-Principle here. Plotinus is clearly not satisfied with Aristotle’s first cause, and posits the One above it. Aristotle in the Metaphysics argues at length why we should not follow the Pythagoreans and Plato in regarding the One as a source or cause.

“Every life is some form of thought…. But while men may recognize grades in life they reject grades in thought; to them there are thoughts (full and perfect) and anything else is no thought” (p. 246).

This is an important point. The thoughts that we embodied beings have in ordinary life are far from “full and perfect”, but we tend to act as though they were full and perfect.

“The essential is to observe that, here again, all reasoning shows that whatever exists is a bye-work [sic] of visioning” (ibid).

Once again, for Plotinus the immediate whole of the One is the complete source of everything. By contrast, Aristotle complements his account of the dependency of all things on the first cause by insisting that everything also depends on particular causes.

“The Highest began as a unity but did not remain as it began; all unknown to itself, it became manifold; it grew, as it were, pregnant: desiring universal possession, it flung itself outward, though it were better had it never known the desire by which a Secondary came into being…. The Whence is better; the Whither is less good: the Whence is not the same as the Whence-followed-by-a-Whither; the Whence alone is greater than with the Whither added to it” (ibid).

Overall, Plotinus seems to be conflicted about the goodness of manifestation and actualization. There are many texts like “On the Intellectual Beauty” that seem to present these in a positive light, and he sharply criticizes the Gnostics for their negative views of life in the world. But here he repeats in three different wordings that the One shut up within itself is better than the One complemented by a world.

For Aristotle, manifestation and actualization as such are unequivocally good, even if some true facts are not good. For Aristotle — in diametrical contrast to Plotinus here — the highest good should be called not a Whence but a Whither, the ultimate end of all things, that-for-the-sake-of-which. The first cause is a pure end.

“If, then, neither the Intellectual-Principle nor the Intelligible Object can be the First Existent, what is? Our answer can only be: The source of both…. Yet: our knowledge of everything else comes by way of our intelligence; our power is that of knowing the intelligible by means of the intelligence: but this Entity transcends all of the intellectual nature; by what direct intuition, then, can it be brought within our grasp?” (ch. 9, p. 247).

Here and below, Plotinus seems to refer to the One as a Being. In other texts, he says that the One is beyond being, and associates being with intellect. Even here, he associates all knowledge with intellect (the One would be beyond knowledge).

“To this question the answer is that we can know it only in the degree of human faculty: we indicate it by virtue of what in ourselves is like it. For in us, also, there is something of that Being; nay, nothing, ripe for that participation, can be void of it. Wherever you be, you have only to range over against this omnipresent Being that in you which is capable of drawing from It, and you have your share in it” (pp. 247-248).

Now he uses “knowledge” in a much looser way than above. The idea that what is highest is not entirely inaccessible to us is appealing.

“The Intellectual-Principle in us must mount to its origins: essentially a thing facing two ways, it must deliver itself over to those powers within it which tend upward; if it seeks the vision of that Being, it must become something more than Intellect.”

Elsewhere, Plotinus seems to suggest that if each thing “turns upward” toward what is above it and away from what is below, that which is below it will spontaneously carry on in the best possible way — i.e., better than if we were more actively looking down into it and intervening in it. Very different presentation notwithstanding, this always reminded me of the Tao Te Ching‘s idea of getting things done in the best possible way by “non-action”.

“For the Intellectual-Principle is the earliest form of Life: it is the Activity presiding over the outflowing of the universal Order — the outflow, that is, of the first moment, not that of the continuous process” (p. 248).

He identifies neither intellect nor the the One with the whole of things.

“[I]t must of necessity derive from some other Being, from one that does not emanate but is the Principle of Emanation, of Life, of Intellect, and of the Universe…. [T]his can be no thing among things but must be prior to all things” (ibid).

The One is not a “thing” at all. For Aristotle, the first cause is a particular thing that is prior in nature to all other things. To be a being in the proper sense is to be a particular independent thing.

“And what will such a Principle essentially be? The potentiality of the Universe: the potentiality whose non-existence would mean the non-existence of all the Universe and even of the Intellectual-Principle which is the primal Life and all Life” (ch. 10, p. 248).

Here he makes the potentiality of the One prior to any actuality. Aristotle would strenuously object to this.

“Imagine a spring that has no source outside itself; it gives itself to all the rivers, yet is never exhausted by what they take, but remains always integrally what it was…. Or: think of the Life coursing throughout some mighty tree… it is the giver of the entire and manifold life of the tree, but remains unmoved in itself” (p. 249).

This image of something that constantly gives and never needs anything is powerful. Plotinus radicalizes and generalizes Aristotle’s notion of unmoved moving, making it a complete cause of things, which Aristotle never claimed it was.

“Thus we are always brought back to The One. Every particular thing has a One of its own to which it may be traced; the All has its One, its Prior but not yet the Absolute One; through this we reach that Absolute One, where all such references come to an end. Now when we reach a One — the stationary Principle — in the tree, in the animal, in Soul, in the All — we have in every case the most powerful, precious element: when we come to the One in Authentically Existent Beings — their Principle and source and potentiality — shall we lose confidence and suspect it of being — nothing?” (ibid).

I probably should go back to the Metaphysics, and pull out Aristotle’s discussions of oneness and the Pythagorean-Platonic claims that the One is something separate. I think he pretty conclusively shows that claims for a separate One are incoherent.

“Certainly, this Absolute is none of the things of which it is the source — its nature is that nothing can be affirmed of it — not existence, not essence, not life — since it is That which transcends all these. But possess yourself of it by the very elimination of Being and you hold a marvel. Thrusting forward to This, attaining, and resting in its content, seek to grasp it more and more — understanding it by that intuitive thrust alone, but knowing its greatness by the Beings that follow upon it and exist by its power” (ibid).

This seems like his more standard position that the One is not a Being. It also at least suggests the very useful approach of understanding a cause or a higher thing by examining what follows from it. But the extent to which Plotinus puts this into practice is limited.

“The Intellectual-Principle is a Seeing, and a Seeing which itself sees; therefore it is a potentiality which has become effective…. All actual seeing implies duality; before the seeing takes place there is the pure unity (of the power of seeing)” (ch. 11, p. 249).

The assertion that all seeing — and implicitly, all knowing — implies duality suggests a denial of Aristotle’s thesis that pure thought is simply identical with what it thinks. But again there is a mismatch that could also allow for doubt. Where Aristotle speaks of thinking, Plotinus speaks of seeing, and of knowing in some broad sense. For Aristotle, thinking and knowing are primarily discursive; for Plotinus, they are primarily intuitive.

“Now as our sight requires the world of sense for its satisfaction and realization, so the vision in the Intellectual-Principle demands, for its completion, The Good” (pp. 249-250).

Here he implicitly rejects Aristotle’s identification of thought thinking itself with the good. In modern terms, we are back to the model of the duality of consciousness of an object that is not Aristotle’s, and that Hegel strove mightily to overcome in favor of a more Aristotelian solution.

“It cannot be, itself, The Good, since then it would not need to see or to perform any other Act; for The Good is the center of all else, and it is by means of The Good that every thing has Act, while The Good is in need of nothing and therefore possesses nothing beyond itself” (p. 250).

For Plotinus, intellect sees and acts, while the One or The Good is above all that. For Aristotle, pure intellect is a pure entelechy that is also the the ultimate good for all things. Whether or not we say that it sees and acts depends on the meaning we attribute to seeing and acting.

“Once you have uttered ‘The Good’, add no further thought: by any addition, and in proportion to that addition, you introduce a deficiency. Do not even say that it has Intellection; you would be dividing it; it would become a duality, Intellect and The Good” (ibid).

“[W]e form a conception of its true character from its image playing upon the Intellectual-Principle (ibid).

“[A]ll the striving is on the side of the Intellect, which is the eternal striver and eternally the attainer (ibid).

For Aristotle, intellect is an entelechy, which I think would be exempt from “striving”. It is composite things that do the striving.

“The Source of all this cannot be an Intellect…. [T]here is That before them which neither needs nor possesses anything, since, needing or possessing anything else, it would not be what it is — The Good” (ibid).

Once again, Aristotle does not claim that his first cause is the “Source of all this”. Rather, it is the destination of all this.

But What Is Contemplation?

Once again, a dictionary is not very helpful. I want to suggest that for Aristotle, contemplation (theoria) is best understood by the phrase that he famously uses to characterize the first cause: thought thinking itself. I want to contrast this with the model of consciousness of an object that seems to be widely regarded as applicable.

These two interpretations of contemplation — consciousness of an object, and thought thinking itself — are quite literally separated by the entire development of Hegel’s Phenomenology. Hegel’s whole effort there is by patient labor to overcome the Cartesian/Lockean dualism of consciousness and its object. What he finally arrives at is something he identifies with Aristotle’s thought thinking itself, and which seems to be all mediation, with no outside or inside. (See, e.g., Consciousness in Locke and Hegel; Sense Certainty?; Otherness; Long Detour?; Apperceptive Judgment.)

I associate thought thinking itself with “reflection”, as that term is used by Kant, Hegel, and Ricoeur. In writing about reflection before, I used the image of a hall of mirrors, in which one might figuratively lose oneself in all the richness of reflections of reflections. Along these lines, I would also suggest that contemplation exhibits higher-order structure, or is higher-order thinking. (See also Reflection, Apperception, Narrative Identity.)

One of Plotinus’ greatest works is his treatise “Nature, Contemplation, and the One”, to which I will devote an upcoming post. Plotinus, despite his major differences from Aristotle, also adopted a great deal from Aristotle, while transforming it. His particular notion of contemplation is quite different from the one I want to attribute to Aristotle. It seems to be a form of what Kant would call intellectual intuition, which is exactly what I want to avoid attributing to Aristotle. But in the broader scheme of things, it nonetheless plays a somewhat analogous role. His account of it is more developed, and interesting in its own right, though I found that the analogy with Aristotle is a lot weaker than I expected.

Beauty and Discursivity

Plotinus was a huge inspiration for me in my youth. Revisiting a piece of his Enneads just now, I am again struck by the majesty of his thought and writing. These days I have a much more positive view of discursive reasoning, but I first wanted to let him speak for himself.

I still agree that there is far more to knowledge and understanding than an accumulation of propositions. But as a teenager, I definitely considered step-by-step reasoning to be something inferior to the kind of holistic intellectual intuition Plotinus emphasizes when he talks about Intellect. The latter I considered to be the true source of insight — “silent mind before talking mind”.

Nowadays, I think that kind of unitary vision is achievable only as the crowning result of much patient work. I no longer take it to be the original source that discursive reasoning imitates in an inferior way. Intellect or Reason does form a relational whole, and the whole is more important than the parts. But today I would emphasize that the relational whole is an articulated whole, and it is the articulation — the making of connections — that is the real essence.

From many connections, we get larger unities. Larger unities are still the goal, but the work of making connections is what makes such fused views possible. The contemplation of well-formed wholes by the silent mind of an embodied human depends on prior work that must include open discursive questioning and reasoning, if the result is to be genuine.

Aristotle made a vitally important distinction between what is first in itself and what is first for us. To directly aim for the highest truth in itself while being dismissive of what is “first for us” is to disregard our nature as rational animals. Put another way, to directly aim for the highest truth is simply to miss it. This is the kind of illegitimate shortcut that Plotinus himself criticized the gnostics for.

We rational animals need the “long detour” of dialectic to properly grasp any kind of real truth. Otherwise, our visionary experiences will just be fever dreams of the sort that incite fanatics. The goal is not just immediacy but mediated immediacy, as Hegel would say. I think Plotinus at least partially recognized this.

To no longer regard things in the manner of “a spectator outside gazing on an outside spectacle” is to overcome naive dichotomies of subject and object. To really do this, we have to clear our minds of prejudice, not just do meditative exercises to silence internal dialogue. Clearing our minds of prejudice is what requires the long detour.

Plotinus on Intellectual Beauty

“Art… must itself be beautiful in a far higher and purer degree [than the beautiful object]” (Plotinus, Enneads V.8, MacKenna trans., p. 422)

“The Nature, then, which creates things so lovely must be itself of a far earlier beauty; we, undisciplined in discernment of the inward, knowing nothing of it, run after the outer, never understanding that it is the inner that stirs us; we are in the case of one who sees his own reflection but not realizing whence it comes goes in pursuit of it” (p. 423).

“By what image, thus, can we represent it? We have nowhere to go but to what is less” (p. 424).

“For all There is heaven; earth is heaven, and sea heaven; and animal and plant and man; all is the heavenly content of that heaven…. And each of them contains all within itself, and at the same time sees all in every other, so that everywhere there is all, and all is all and each all, and infinite the glory. Each of them is great; the small is great; the sun, There, is all the stars; and every star, again, is all the stars and sun. While some one manner of being is dominant in each, all are mirrored in every other” (p. 425).

“Each There walks upon no alien soil; its place is its essential self; and, as each moves, so to speak, towards what is Above, it is attended by the very ground from which it starts: there is no distinguishing between the Being and the Place; all is Intellect, the Principle and the ground on which it stands, alike” (ibid).

“The myth of Lynceus seeing into the very deeps of the earth tells us of those eyes in the divine. No weariness overtakes the vision which yet brings no satiety as would call for its ending; for there never was a void to be filled…. [T]o see is to look the more, since for them to continue in the contemplation of an infinite self and of infinite objects is but to acquiesce in the bidding of their nature” (ibid).

“Life, pure, is never a burden…. The greatness and power of the wisdom There we may know from this, that it embraces all the real Beings, and has made all and all follow it, and yet that it is itself those beings” (p. 426).

“If we have failed to understand, it is that we have thought of knowledge as a mass of theorems and an accumulation of propositions, though that is false even for our sciences of the sense-realm…. [T]his is not a wisdom built up of theorems but one totality, not a wisdom consisting of manifold detail co-ordinated into a unity but rather a unity working out in detail” (ibid).

“Later from this wisdom in unity there appears, in another form of being, an image, already less compact, which announces the original in terms of discourse and seeks the causes by which things are such that the wonder arises how a generated world can be so excellent…. This excellence, whose necessity is scarcely or not at all manifest to search, exists, if we could but find it out, before all searching and reasoning” (p. 427).

“One way, only, remains: all things must exist in something else… thus the entire aggregate of existence springs from the divine world…. [T]he creation is not hindered, even now; it stands firm in virtue of being All. To me, moreover, it seems that if we ourselves were archetypes, Ideas, veritable Being, and the Idea with which we construct here were our veritable Essence, then our creative power, too, would toillessly effect its purpose” (p. 428).

“Certainly no reproach can rightly be brought against this world save only that it is not That” (p. 429).

“Being is desirable because it is identical with Beauty; and Beauty is loved because it is Being. How then can we debate which is the cause of the other, where the nature is one?” (p. 430).

“To those that do not see entire, the immediate impression is alone taken into account; but those drunken with this wine, filled with the nectar, all their soul penetrated by this beauty, cannot remain mere gazers: no longer is there a spectator outside gazing on an outside spectacle; the clear-eyed hold the vision within themselves, though, for the most part, they have no idea that it is within but look towards it as to something beyond them and see it as an object of wisdom caught by a direction of the will” (p. 431).

“The very contrary: to see the divine as something external is to be outside of it” (p. 432).

“We ourselves possess beauty when we are true to our own being” (p. 433).

Plotinus Against the Gnostics

Since publication of James Robertson’s The Nag Hammadi Library (1977), there has been a big upsurge of interest in the loose bundle of religious tendencies under the Roman Empire known retrospectively as “gnosticism”. These tended to emphasize extreme forms of transcendence, and to reject the classical notion of the inherent goodness of life in the finite world.

Hans Jonas’ 1958 classic The Gnostic Religion was an early sympathetic account that impressed me in my youth. Jonas gave a somewhat philosophical reading of general gnostic principles, emphasizing the claim that a direct personal experience of metaphysical realities could transform one’s being. I now think that true wisdom does not come from any immediate experience, although immediate experience may encapsulate wisdom already acquired. In light of Kant, I think the idea of direct experience of transcendent metaphysical realities is a category mistake.

Surviving gnostic texts nonetheless contain many bits of inherent interest to the historian of religions, illustrating results of a rather wild cross-cultural fusion between nonstandard Jewish, Christian, Greek, Egyptian, Babylonian, Persian, and even Buddhist elements. Related themes found their way into Ismaili Shi’ism, Suhrawardian Illuminationist Sufism, Catharism, and Jewish Kabbalah. Particularly in the Shi’ite versions, there was at times an element of concern for social justice. This kind of formation, however, seems to be prone to developing an authoritarian or cult-like character, e.g., “I am better than you because I have the secret wisdom.”

Prior to the 19th century, gnosticism was known in the West almost exclusively from extremely hostile heresiological sources, which were often not far from the mentality that groups we don’t like eat babies for breakfast. There was an underground interest in gnosticism among occultists and Jungians, but only in the later 20th century did studies of it acquire broader intellectual respectability.

The pendulum has now perhaps swung too far in the opposite direction of rather uncritical enthusiasm. In this context, the independent critique of gnosticism by Plotinus is worth recalling.

The largest single treatise of Plotinus, the great founder of neoplatonism, the so-called Großschrift, was divided into four pieces by his student and editor Porphyry, who gave its conclusion the title “Against the Gnostics”. The three preceding parts, which expressed related views of Plotinus in more positive terms, were “Nature, Contemplation, and the One”, “On the Intellectual Beauty”, and “That the Intelligibles Are Not Outside the Intellect, and on the Good”.

Plotinus criticized the gnostics for making arrogant claims to possess otherwise hidden metaphysical knowledge; for their negative attitudes toward life in this world; and for their feverish multiplication of metaphysical principles. In my youth I had some sympathy for the “esoteric” view, and for general feelings of alienation from the existing world order. However, I have come to believe that the truest spirituality has a universal rather than esoteric character. Also, I have really always believed that nature and worldly being are good in themselves, and that social ills are due to us and not to unjust cosmic forces. I have come to think that Plotinus’ notions of the One, Intellect, and Soul are too strong, but still consider him a major figure. (See also The One?; Power of the One?; Neoplatonic Critique of Identity?; Subjectivity in Plotinus).

Hegel offers many enriching views of the broader matters addressed by Plotinus here.