Truth and Assertibility

Here we consider the second to last chapter of Brandom’s 1976 dissertation, which has proven to be quite an interesting document. On the one hand, he contrasts Dewey’s pragmatist notion of “warranted assertibility” with standard representationalist theories of truth. On the other, he argues that a thorough account of assertibility conditions entails an account of truth conditions, and that a thorough account of truth conditions entails an account of assertibility conditions. This chapter uses some formal logical machinery and a running series of examples, both of which I will downplay.

The very idea of examining the conditions that make something true is already quite sophisticated. One could almost forget its representationalist and foundationalist origins, because here we seem to be dealing with something more like reasons why. Truth conditions border on the territory of subjunctive robustness that Brandom develops in his later work. Truth in this sense is not just a static property that sentences abstractly and in a binary way have or do not have.

“The dominant tradition in contemporary philosophy of language, influenced by Frege, Russell, Wittgenstein of the Tractatus, Tarski, and Carnap, takes truth to be the basic concept in terms of which a theory of meaning, and hence a theory of language, is to be developed. According to this view, the essential feature of language is its capacity to represent the way things are. Understanding this function in detail is a matter of describing the conditions under which particular sentences truly represent the way things are. Formal semantics, the study of the truth conditions of sentences of various sorts of discourse, is the natural expression of this point of view.”

“On the other hand, there is a pragmatic approach to language shared by Dewey and the later Wittgenstein which attributes little or no importance to the notion of truth. According to this view, language, the medium of cognition, is best thought of as a set of social practices. In order to understand how language works, we must attend to the uses to which its sentences are put and the circumstances in which they are used. Dewey claimed that everything useful which could be said about language with the notion of truth could also be said with a more general and methodologically unproblematic notion of justified utterance or ‘warranted assertibility’ ” (p. 101).

The truth to which little or no importance is attributed is truth as representational correspondence. Even representational correspondence still has its uses though, as we will see from his remarks about Russell further below. But first he elaborates on Dewey’s concept.

“We want to associate with each sentence of the language the set of conditions under which it is appropriately uttered, or, as Dewey puts it, ‘warrantedly assertible’. We want, in other words, to associate with each sentence of the language some set, call it the assertibility conditions of the sentence such that our theory of the language gives us a uniform away of generating the regularities of usage a speaker must conform to for a given sentence, given only the ‘assertibility conditions’ assigned to that sentence” (p. 103).

“Now it is clear that no regularity of appropriate utterance which a speaker learns to conform to and which is reconstructed by a hypothetical theory of assertibility conditions for a language can amount to requiring that all utterances be true. To require that each speaker report the presence of a deer when and only when a deer is present would make infallibility a prerequisite for learning the language. The most that can be codified in the conditions of appropriate utterance of such reports is that one report deer when and only when there are what pass in the community as good reasons for believing a deer to be present” (p. 104).

The important thing here from an ethical point of view is not vacuous “certainty” about presumed facts, but the goodness of reasons for believing this or that.

“The suggestion I will develop as to the proper role of truth in explaining language-use is that of Michael Dummett….’Epistemic justifiability’ is a part of what we have called the ‘assertibility conditions’ of an utterance…. What we want to know is indeed how a notion of truth can be ‘born out of’ the less specific mode of commendation which is assertibility. And Dummett’s suggestion is that it is sentential compounding that enforces such a distinction.”

Dummett offers philosophical arguments for the superiority of constructive or “intuitionist” logic over classical logic. Constructive logic does not accept any assertion as primitive. It requires assertions to be justified by concrete evidence, rather than derived from axioms or assumed truths. It thus identifies what is true with what is provable, and at the same time it constrains what qualifies as proof.

The sentential compounding that Dummett emphasizes is a syntactic way of characterizing the idea of logical self-reference. One clause of a compound sentence modifies and refers to another clause or clauses in the same sentence. This is how richer meanings are built up. The suggestion is that truth arises out of this elemental process of refining meanings and increasing their “robustness” by tying them to other meanings.

“The primary sort of compound sentence Dummett has in mind seems to be the conditional” (p. 106).

The if-then form of conditionals is one way of expressing the fundamental notion of logical consequence, or how something follows from something else. Logic is less about distinguishing the true from the false than it is about discerning what follows from what.

“We may take the suggestion, then, to be that truth is ‘born out of’ assertibility as an auxiliary notion introduced to explain the assertibility conditions of some kinds of compound sentences” (p. 107).

“The ideal case would be one in which each compounding operator were assertibility-explicable…. Thus Dummett, giving him his premises, would have shown that English is not uniformly assertibility-explicable…. ” (pp. 110-111). “There are, of course, languages which are assertibility explicable. Intuitionistic mathematics is formulated in such a way that the assertibility conditions of compounds depends only upon the assertibility conditions of the components” (p.111n).

No natural language is purely constructive. Next we come to Brandom’s point about the interdependence of truth conditions and assertibility conditions.

“In the context of the machinery just developed, one thing which we might take Dummett to be saying is that truth is to be defined functionally, as the auxiliary … which explicates a certain class of compounding devices, among which is the conditional. In order to generate in a uniform way the assertibility conditions of compound sentences we need to look not only at the assertibility conditions of the embedded sentences, but also at the truth conditions of those embedded sentences. Put slightly differently, there is a class of compounding devices which are not uniformly assertibility-explicable, and such that they are truth-inducing, in that whatever does explicate them is a truth-concept…. I will try to show that there is a class of compounding devices which ought to be taken to be Truth Inducing Sentential Contexts…. I will try, in other word, to exhibit truth as an auxiliary notion introduced in order to account for the assertibility conditions of certain kinds of compound sentences” (p. 112).

“For if (speaker) meaning is, plausibly, whatever it is that the speaker must be said to ‘know’ when he can use that sentence properly, then that meaning includes on our account not just the assertibility conditions of the sentence, but also the contribution the sentence makes to the assertibility conditions of compound sentences containing it. Identity of assertibility conditions is thus a necessary but not sufficient condition for identity of meaning. Indeed, in any language containing [truth inducing sentential contexts], truth conditions, as well as assertibility conditions, are part of the meaning of each sentence which can appear embedded in a [truth inducing sentential context]” (p. 113).

“According to our formal analysis, then, … English is not assertibility-explicable. So some auxiliary notion must be introduced to generate the assertibility conditions of compound sentences. Dummett’s suggestion, as we have reformulated it, is that there is a class of compounding devices in English such that the auxiliary notion we need to introduce to explicate them (in our technical sense) is truth. What set of compounding devices ought we to take as [truth inducing sentential contexts] in English, then? Presumably the conditional is one” (p. 114).

Truth viewed in this way can be thought of as a kind of identity property that emerges out of the details of how things follow from other things.

In a note he quotes Quine, Roots of Reference (1970), “Two-valued logic is a theoretical development that is learned, like any other theory, in indirect ways upon which we can only speculate”, and adds, “The present chapter presents just such a detailed speculation” (ibid).

“The present suggestion is that we take truth as the auxiliary notion introduced … to explicate a certain class of compounds…. This is as yet only the form of a definition, for all we know so far of the class of compounds which would need to be specified is that it contains the devices used in our examples. Assuming that we had some independent characterization of the desired class of compounding devices, then, we could define the truth concept of any particular theory of a language to be that notion which in that theory explicates the hypothesized class. Some theories would be better than others in accounting for language-use, for all of the mundane reasons applicable anywhere else in science — ease of coupling with other theories, power, elegance, intuitive acceptability, exhibition of general principles, and so on. A fortiori, then, some truth-concepts would be better than others, for the language in question. We seek a definition of what it is to be a truth-concept (what role a notion must play in a theory of a language to be functioning as the truth-concept of the language according to that theory) which will allow us to be somewhat precise about the point of truth-theories before the entire details of the ‘best’ theory of any language are known. It is a striking fact that, as Dummett led us to see, we have pretty good intuitions concerning the role of truth in explicating the assertibility conditions of compounds even though we know nothing about such crucial details as what sort of thing the elements of sets of assertibility conditions are best taken to be, and even though we can exhibit no single concrete example of a sentence for which we can write down assertibility conditions” (pp. 116-117).

“Representationalists like Russel, arguing for a language-transcendent notion of truth, have claimed against truth-as-assertibility theorists like Dewey that the very notion of truth lies in the contrast it enables and enforces between how things are and how they are thought to be, believed to be, or desired to be by any person or group of people. If you have this distinction, you have a notion of truth; fail to make this distinction and you are simply talking about something else…. [W]e have seized on just that distinction which according to the representationalists generates the notion of truth. For on our account it is precisely the explication of compounds which systematically discriminate between the content of an utterance (how it says things are) and any state of the utterer (belief, desire, or what have you) which may be associated with it which requires the notion of truth as an auxiliary notion” (pp. 121-122).

My late father, who wrote his dissertation on Pierce, attributed to Pierce an aphorism to the effect that “the mark of reality is the sheriff’s hand on your shoulder”. In other words, reality can be distinguished as whatever constrains us in some way. In an earlier chapter, Brandom in passing situates Pierce as dealing with a recognizably Cartesian problem of how we can know an “external” reality that is what it is independent of us. My own distaste for Descartes notwithstanding, this does seem like an important point.

“In languages with sentential compounding devices, the speaker-meaning of a sentence (what the speaker must ‘know’ in order to be able to use the sentence) must be taken to consist not just of the assertibility conditions of that sentence, but also the contribution that a sentence makes to the assertibility conditions of sentences of which it is a component” (p. 122).

“Semantics as such never considers the final step of generating assertibility conditions given the truth conditions of components. For some sorts of compounding device — the conditional, negation, tensing, modal operators, and some others — it happens to be possible to generate the truth conditions of their components in relatively simple ways, as formal semantics has shown us. For other sorts of compounds, notoriously for analogues of ‘Waldo believes that…’ it appears that not only the truth conditions of components are needed, but also the assertibility conditions. If so, then the theory of truth conditions will not be able to insulate itself as a self-contained part ” (p. 123).

The point about belief here has to do with the need to distinguish something other than mere appearance. If I say I believe something, it has to be possible to ask whether I am justified or not in believing it, and that is different from simply asking what it was that I said I believed.

“In conclusion I would like to say something about the notion of truth that results from this way of looking at things. According to the usual understanding, the notion of truth is generated initially by the consideration of sentences in their categorical uses. According to this almost universally held view, a sentence like ‘Snow is white’, is either true or not true as a free-standing utterance. The employment of the notion of truth (in the form of truth conditions) in compounds of which the sentence is a part, e.g., conditionals, is a secondary, derivative matter. On the view which I have been urging in this chapter, however, it is the hypothetical use of sentences to which the notion of truth is primarily applicable, and its application to sentences in their categorical use is derivative. For according to our account, a free-standing utterance is truth-criticizable only in virtue of the possibility of taking it as the antecedent of a conditional” (pp. 125-126).

This is a fundamental point that in his later work Brandom attributes to Kant. Simple “categorical” judgments are always derivative. It is hypothetical judgments — that something follows from something else — that are more originary.

“Thus truth is primarily a predicate applicable to sentences used hypothetically, as antecedents of conditionals and similar constructions” (p. 126).

That is to say that rather than being an inexplicable property of categorical assertions, truth has do primarily with what is or is not a good inference.

“Thus the notion of truth is appropriately applied to free-standing, categorical utterances just insofar as they are involved in a social discourse in which conclusions may be based upon them according to inferential practices codified in conditionals with those sentences as antecedents” (p. 128).

“In order to see how the formal notion of truth invoked by the technical linguistic discipline we have considered is connected to the ordinary use of the truth predicate within the language, … one must consider the relations of the hypothetical use of a sentence as an antecedent of a conditional to the apparently categorical use of that sentence which is implicitly conditionalized by its utterance in the social context of argument, with inferential schemes parallel to conditionals” (ibid).

This is another important point. The fact that the surface grammar of an assertion is simple and categorical does not require that what is meant by it is categorical. When a superficially categorical assertion is cited in support of some other assertion, that pragmatic context makes it effectively a conditional.

Next in this series: Convention, Novelty, and Truth in Language

Seeming, Trying

In pursuing a pragmatist account of what meaning is, the young Brandom already anticipates a theme that will be very important in A Spirit of Trust: a thoroughgoing critique of claims to “mastery” in knowledge and action, illustrated here by the example of Descartes.

The main object of his 1976 dissertation is to show that from a starting point in what he calls social practices, pragmatism can go on to affirm that some things are nonetheless objectively real. This is in part an implicit criticism of his teacher and colleague Richard Rorty, who notoriously made ethical arguments against the very idea of objective reality. My last post treats the first chapter, which enlists Wittgenstein as a source of powerful arguments supporting the basic pragmatist emphasis on social practices as a sort of third way that avoids both subjectivism and objectivism. This post treats the second chapter.

Brandom distinguishes between two different legacies of Descartes, one concerning the special privileged status of the mental, which he strongly rejects, and one consisting of a very broadly specified epistemological project the core of which Brandom wants to uphold, while transposing it to different ground. From a highly abstracted perspective, he generously attributes philosophical worth to the very idea of a medium of thought and knowledge, and treats this as a Cartesian innovation. But for Descartes, this medium is something like consciousness that is supposed to be immediately and fully self-aware. The medium Brandom wants to uphold on the other hand is substantive language use and the inherently social practices that govern it.

“The challenge which [the second Cartesian] legacy presents to the pragmatist is this: if the use of a language, the application of expressions, consists of social practices which are whatever some community takes them to be, as Wittgenstein has argued, how is it that those practices enable the community to talk about objective things, which are independent of the community?…. According to the Cartesian tradition, all of our cognitive interaction with the objective world is by means of that medium with which alone we have direct, immediate commerce, namely the mind” (p. 42).

Compared to Brandom’s later much more fine-grained emphasis on the constitutive role of Hegelian mutual recognition, his undifferentiated Wittgensteinian appeal to the “takings” of empirical communities here is a blunt instrument. Community stands in contrast to the common modern notion of the individual as a sort of atom, but no community is a monolith, and no empirical community fully incarnates the ideal universal community of all rational animals. The “takings” of empirical communities are as much subject to error as the takings of individuals.

“This [second legacy] is a project with which the Cartesian tradition had only limited success. When the project failed, the result was a phenomenalism which concluded that because all cognition is by means of mental particulars, only mental particulars are knowable, that all knowledge is of mental particulars. There is a parallel danger for the pragmatist tradition. It is the danger that one might conclude from the fact that all cognition is by means of the social practices which make up our languages, that these practices are all that is knowable…. The prime project of this thesis is to show how knowledge which consists of social practices can be knowledge of objective states of affairs” (p. 43).

Brandom says the parallel danger for the pragmatist tradition is instrumentalism, which he characterizes as the view that social practices are all that is knowable. I have endorsed a kind of “instrumentalism” myself, but see it as applying more narrowly to practices of empirical science, not to all that is knowable.

Brandom treats the putative certainties of Descartes in light of Rorty’s account of “incorrigibility”. Like “certainty” in Hegel’s deflationary view of it, incorrigibility in this sense is a mere fact and not at all a foundation for knowledge. Things are about to become very interesting.

“There is an account of the social practices we use to talk about mental things … which may be extracted from Sellars’ “Empiricism and the Philosophy of Mind” and Rorty’s “Incorrigibility as the Mark of the Mental”…. Thoughts and sensations became mental only when the noninferential reports of these entities which it turned out that people could make came to be taken to be incorrigible…. Rorty calls an utterance-type ‘incorrigible’ if within the community within which it is used there are no procedures for overruling it” (pp. 44-45).

Whether or not incorrigibility is the criterion for calling things “mental”, the implications of incorrigibility that Brandom is unfolding here offer a very important lesson.

“It will be useful … to consider an elaboration of this account of how practices of issuing reports on one’s inner states can become incorrigible. The elaboration is suggested by Sellars’ account of the ‘looks’ and ‘seems’ idiom…. [T]he practice of making seems-reports arises out of a situation in which there are sufficient regularities perceivable in the mistakes that users of the language make in their ordinary reports of their surroundings…. In such a case one makes the weaker claim ‘it seems to me that I see X’ which is understood to be noncommittal as to whether X in fact holds…. The ‘seems’ statements are so used that whenever a report is incorrect, the corresponding ‘seems’ statement is correct” (pp. 46-47).

I have always thought of “seems” phrasing as an acknowledgement that other perspectives may be possible. It honestly never occurred to me to think of it as a way of always being right. But the logic here is impeccable.

“Thus ‘seems’ is a non-iterable sentential operator — one cannot say ‘It seems to me that it seems to me that X’. Because of this feature of the ‘seems’ idiom, there are things, namely ‘seemings’… about which we cannot be overruled, and we are hence incorrigible. The social practices of using the expression are such that there is no way to overrule the statement ” (pp. 47-48).

With this argument about non-iterability, we have a case of linguistic analysis yielding an interesting and important conclusion that most likely could not have arisen by other means. It has long “seemed” to me that consciousness as such is a syntactic variant on appearance, rather than a kind of knowledge as Descartes and many others have taken it to be. But this link between non-iterability and incorrigibility is entirely new to me.

One thing that stands out about incorrigibility is that it is the very opposite of a condition for ethical dialogue abundantly illustrated by Plato, and more recently made explicit by Gadamer, Habermas, and Brandom. Real polar opposites are rare, but this is one of them. Incorrigibility has absolutely no place in what Habermas would call an ideal speech situation. All participants in genuine dialogue are corrigible. But Descartes and other bad authorities have tried to make incorrigibility a condition of knowledge. We ought to respect other people’s first-person reports. But that is a social grace, not a key to truth.

“Mental events are those which we report with expressions which fit into the same linguistic niche that seemings do. The notion of a linguistic niche is here to be taken as parallel to that of an environmental niche which an evolving organism can occupy. The particular property which I have in mind as specifying the linguistic niche which ‘seemings’ define for other mental events is the inappropriateness of embedding such things inside ‘seems’ operators. Thus ‘It seems to me that I am thinking of a red bear’ is a peculiar utterance in that ‘I am thinking of a red bear’ is already an incorrigible utterance. I am suggesting that the mark of incorrigibility is not being appropriately qualified by a ‘seems’ statement…. Thoughts and sensations are kinds of entities which are reported by expressions which cannot appear embedded in ‘seems’ statements” (pp. 48-49).

Next he explicitly draws the conclusion that incorrigibility has no place in inquiry about the nature of knowledge.

“[T]here is nothing epistemologically useful about incorrigibility in the account we have given of it. The ‘seems’ operator which creates the linguistic niche within which mental events and processes thrive must be added to a language which already has more basic sentences which can be embedded in ‘seems’ contexts. And we have seen that those more basic sentences cannot have the incorrigibility characteristic of ‘seems’ statements. The ‘seems’ idiom can be added only to a language that already has other sentences in use which are not incorrigible. Given ordinary, corrigible reports, the ‘seems’ idiom offers a way of producing trivially incorrigible reports from them. Sellars and Rorty have developed this line of thought in considerable detail, to show the error of traditional epistemological programs which seek to ground the authority of ordinary claims in the incorrigibility of these ‘seeming’ analogues. When once the priority of ordinary, corrigible utterances has been understood, there will be little desire to ‘justify’ them in terms of the incorrigible utterances that are derivative from them” (pp. 49-50, emphasis added).

“Seems” talk in effect syntactically adds a wrapper around simple assertion that must therefore already be understandable on its own if the “seems” talk that modifies it is to be understandable.

“Further, the line of thought we have just considered completes the pragmatist’s refutation of the Cartesian view of the mental as the medium of cognition, by showing that the specially criterioned realm of things which was Descartes’ first legacy will not support the sort of epistemological justification demanded by his second legacy. The incorrigibility of the mental is no ground on which to base claims about the correctness of ordinary corrigible claims” (p. 50, emphasis added).

The correctness of ordinary corrigible claims is what we ought to be concerned with. In A Spirit of Trust, Brandom talks about “semantic descent” from the lofty abstraction of philosophical metaconcepts back to ordinary life. The idea is that their real meaning lies in their consequences for how we live our life. Klaus Vieweg’s outstanding new biography of Hegel suggests to me that Hegel himself would have appreciated this.

Brandom has already characterized “seems” talk as presupposing ordinary simple assertion. Earlier, he suggested that the whole project of modern epistemology — including pragmatist approaches to it — is historically shaped by what are essentially Cartesian questions. More specifically, he has suggested an analogy between the Cartesian problem of relating the mind to reality and the task he has set for himself of relating a pragmatist account of social practices to what we mean by “real” and “reality”.

Initially I wanted to resist this analogy. But Brandom suggests that the project of epistemology is itself specifically post-Cartesian, and there is a level of specificity at which this is undoubtedly true. I must acknowledge that Pierce’s account discussed further below, which I find attractive, does address recognizably Cartesian kinds of questions, even if his answers stand in opposition to those of Descartes.

Nonetheless the implicit contrast presupposed by seems-talk has been approached in other ways. The notion of appearance and something standing in contrast to it goes back at least to Plato, if not into the hazy prehistory of philosophy. In Plato we do not find hypostasized concepts of “the mind” and “the external world” confronting one another as they do in Descartes, but something more like a contrast between appearance and deeper truth. My own way of approaching such questions is broadly Platonic in this sense, and doesn’t owe much to modern notions of subject and object. Plato and Aristotle ask about “our” knowledge — meaning, for Aristotle at least, the knowledge available to rational animals — not about “the mind’s” knowledge. In medieval terms, knowledge belongs to the whole human being.

“In the rest of this section I will seek to show that the classical notion of the real serves the function of constraint of our fancy. This function requires an aspect of the Cartesian notion of the mind which we have not yet considered, that of the will. We will present a pragmatic reconstruction of that characteristic, parallel to the pragmatic reconstruction of incorrigibility we have derived from Rorty and Sellars” (p. 54).

This development of a parallelism between incorrigibility and Descartes’s voluntaristic notion of will is of great interest. The connection between the real and Cartesian will is initially not clear at all (especially to an anti-voluntarist such as myself), but Pierce’s remarks quoted by Brandom below implicitly suggest a relation through a double negative.

“So far, the notion of the real has been exhibited by means of a distinction between things which can be changed merely by the activity of ‘Thinking about X’ and those which cannot. What is it about thinking which makes a classification based on its capacity to alter things more significant than any other classification in terms of some human activity which differentiates the thing classified? Thus we can consider those things which I can alter merely by digging a hole with a spade, and those which I cannot so alter. In the former category would be holes, tunnels, graves, and so on, and in the latter would be the square root of seventeen, Plato’s Republic, and the interior of distant black holes. For what problem is the classification induced by thinking illuminating (and that induced by digging not)?” (p. 55).

The orientation through asking what problem is at issue is commendable. The comparison with digging a hole has a nice pragmatist flavor, but also would not be out of place in Plato or Aristotle. Now we get to Pierce’s point.

“I think the key may be found in some other passages of Pierce, echoed by Russell. Pierce says: ‘… the real is that which insists upon forcing its way to recognition as something other than the mind’s creation’. [Brandom continues] That the real is other than the mind’s creation is implied by the previous definition…. That this otherness is ‘forced’ upon us is an element we have not encountered, however” (ibid).

He quotes Pierce again, “…reality is insistency. That is what we mean by reality. It is the brute irrational insistency that forces us to acknowledge the reality of what we experience” (ibid).

He continues, “What is important here is … the constraint on our thinking which the real, external world exerts on our thoughts. Russell characterizes the realm of fact in terms of the same two elements: that facts don’t depend on what we think about them and that what we think is constrained by the facts…. This element of constraint of the mind, stubbornness to volitions, seems to me to be the key to understanding the role reality played in the classical philosophical tradition. The fact of being forced to think one thing rather than another suggests an answer to our question” (p. 56).

The conclusion to A Spirit of Trust memorably mentions the world’s “stubborn recalcitrance to mastery by knowledge and agency” (Spirit of Trust, p. 689). The “stubbornness to volitions” above is central to Pierce’s notion of reality, and the reference to volitions ties it back to Descartes.

“I think the picture which is being appealed to involves a distinction of two sorts of activities with respect to our control or dominion over them. On the side of fancy are things like imagining a red bear, or thinking of Vienna. These are activities in which we cannot be thwarted. We can simply do them. No effort is required, because there is no gap between trying and succeeding. Contrasted with this, we find activities like digging, which require the special circumstances (the presence of a shovel, sufficiently soft materials, etc.) for their performance, and over which we do not have total control. The point of defining as real a class of things which are in the relevant sense independent of what we think of them is that we do not have dominion over these things in the same sense in which we do over the creations of fancy. Reality is that in virtue of which there are activities like digging, in which we are constrained by circumstances beyond our immediate control. The role which the real is to play in our understanding of things is captured in the explanation it is to provide of why we cannot do whatever we want to do simply by wanting to do it” (pp. 56-57).

In the terminology Brandom will shortly introduce here, the real is that which constrains and resists our “trying”. He illustrates this by returning to the example of digging a hole.

In the terminology of A Spirit of Trust, we could say here that Descartes is overly impressed with our “mastery” over our fancy. The error of many is to treat this relation to our fancy as paradigmatic or programmatic for our relations in the world, when it is our relations in the world that come first. (I do not say “to” the world, because that does implicitly invoke a Cartesian parsing of everything into hypostasized categories of mind and world.)

“Once again, moving the arms and back in this way is something people can be trained to just do, but once again it can be asked ‘How do you move your arms and back in this fashion?’ At this point it is so far from being the case that one must know the answer to such a question in order to engage in the specified activity that we do not know what an answer should look like” (p. 57).

“Our inability thus to describe further what counts as trying to move a ‘voluntary’ muscle marks the end of possible explanations of such movement…. The fact that such explanations of activity… must stop at the attempt to produce ‘voluntary’ muscular activity is the basis for the classical doctrine of volitions. This is the doctrine that there are mental activities called volitions which are the first source of all human activity” (p. 58).

In this tradition, volition serves as the unexplained explainer of “voluntary” actions. By contrast, we have recently seen how Aristotle explains the difference between willing and unwilling actions without hypostasizing a separate faculty of will.

“We now seek a story about indefeasible dominion which will describe the function which the mind plays in Cartesian stories about acting. The mind has an active role here as the medium of activity. This means that anything which is not itself a mental activity is accomplished by means of the immediate mental activity of willing” (p. 59).

The Cartesian hypostases of mind and will have sovereignty and mastery over a hypostasized private domain of fancy. And just as we are incorrigible in our reports of “seeming”, we are the sovereign masters of our pure willing and “trying” . But as Brandom points out, in both cases this is true only in a trivial way. It is rather to ordinary activities that we should look as a paradigm.

“I want to claim that indefeasible domain over inner, mental activities is of the same trivial, stipulative nature and origin as we have seen the property of incorrigibility which characterizes our knowledge of inner, mental events to be…. Our approach is to account for dominion over the realm of fancy in terms of the ‘tries’ idiom in a way formally analogous to that in which we accounted for incorrigibility in terms of the ‘seems’ idiom” (p. 62).

“The basic point of the analogy is that just as the ‘seems’ operator forms a report such that there is nothing in the language which counts as sufficient evidence to contradict it, so the ‘trying’ operator forms a description of an action for which nothing counts as significant evidence that the action was not performed. The important formal point is that just as ‘seems’ operators cannot be iterated…, neither can ‘trying’ operators (‘I am trying to try to do X’)” (ibid).

“The second ‘trying’ is redundant…. We use the ‘trying’ operator in such a way that one can always succeed at trying to do X, whatever troubles one may have actually doing X” (p. 63).

“For ordinary activities like digging, one can actually say what the trying consisted of — e.g., certain movements of the back and arms — and why it failed, just as one can often say why it is that things seemed a certain way. The extension of these operators to cases in which no activity was successfully engaged in which can be described by the language without the operators of the mental expressions they epitomize is linguistically straightforward. So we can explain how we could come to talk about reports which are incorrigible and activities over which we have indefeasible dominion by starting off only talking about ordinary corrigible reports and activities in which we may be frustrated” (pp. 63-64).

“The reason for that non-iterability is the way the conditions under which it is appropriate to say ‘I am trying to do X’ relate to the conditions under which it is appropriate to say ‘I am doing X’. And this relation is to be understood by analogy to ‘seems’ ” (p. 64).

“For any activity which we can try to engage in and fail, such as signaling a bus, there must be some conditions of success which are not dependent merely on our tryings (else we could not try and fail” (p. 65).

“Now the important thing for Pierce, as for the empiricists and the Cartesian tradition in general, is that what we believe is constrained in this fashion. Within our framework, this is just to say that believing is not one of the things one can do simply by trying to” (ibid).

We do not “choose” to believe X. Others may have conflicting beliefs about the same thing, but that does not mean that belief is arbitrary. We believe things for reasons that are not simply plucked out of thin air.

“[T]he ‘trying’ operator must be introduced into a language which already talks about things which we can try to engage in and fail (such as signaling a bus). The primary and essential role of the ‘trying’ operator is to make this distinction between ‘doing X’ and ‘trying to do X’. It is a relatively trivial consequence of the performance of this role that the ‘trying’ operator is non-iterable” (p. 66).

“In sum, activities which can be done just by trying to do them are a by-product of activities which one can try to do and fail, not the other way around” (ibid, emphasis added).

“Once we have seen how ‘tries’ works, we can no longer maintain the Cartesian stance in which we take activities over which we have indefeasible dominion for granted and find others problematic, requiring a further notion of ‘the real’ to explain them…. Insofar as the notion of the real involves merely the idea that we are constrained, of course, it is as unobjectionable as it is unilluminating” (p. 67, emphasis added).

“It is interesting to note that in showing that the notion of a realm of unconstrained fancy over which the subject exercises an indefeasible dominion presupposes the existence of constrained activities (with respect to which alone the ‘trying’ operator can be sensibly introduced) we have provided a pragmatic version of Kant’s Refutation of Idealism in the Critique of Pure Reason…. For Kant may be understood as trying to show that the notion that we have of a faculty of spontaneity (the realm of our dominion) must be extracted from a notion of its function in concert with a faculty of receptivity (the source of constraint), and cannot be coherently described out of all connection with that receptive faculty” (ibid).

Next in this series: Pragmatics of Inquiry

Brandom on Reason and Authority

Brandom respectfully takes issue with his teacher Richard Rorty’s claim that all talk about an ultimate objective reality — or objective truth — should be rejected as authoritarian. He uses Hegel to answer Rorty.

“Authoritarianism is an attitude toward the relation between normative statuses and critical practices of giving and asking for reasons. It consists in practically or theoretically taking it that there can be genuine authority without a corresponding critical responsibility to give reasons entitling one to that authority” (Robert Brandom, Pragmatism and Idealism: Rorty and Hegel on Reason and Representation, p. 63, emphasis in original).

“Rorty takes it that Kant was right to draw from his distillation of the insights of the Enlightenment the lesson that genuine norms essentially involve liability to rational criticism, to demands for reasons justifying and legitimating claims to authority…. Seeing norms as instituted (solely) by power relations… (‘might makes right’) is authoritarianism” (p. 64).

As I have pointed out, Plato and Leibniz anticipated Kant and Hegel in explicitly rejecting this kind of authoritarianism. Gwenaëlle Aubry has extensively documented the lengths to which Aristotle went to avoid grounding normativity in power.

Brandom notes that Rorty goes on to argue that “The idea that inanimate objects and objective states of affairs can exercise representational authority over the beliefs of those who can engage in critical rational challenges and defenses is a remnant of fetishistic authoritarianism” (p. 65).

Brandom rejects this last claim, as do I (see Things in Themselves; Essence and Explanation).

He says, “I argue for two claims. The first is that the considerations and commitments that shape the final, anti-authoritarian argument of Rorty’s… are among the central concerns Hegel addresses in his Phenomenology. The second is that Hegel there assembles and deploys conceptual resources that suffice to disarm Rorty’s anti-authoritarian arguments against the legitimacy and ultimate intelligibility of the concept of representation” (pp. 65-66).

“I think Rorty accepts the first point, and that is largely why he saw Hegel (at least, in a Deweyan, suitably naturalized form) as representing a way forward for philosophy…. But I do not think he was ever in a position to appreciate the second point (p. 66).

“Hegel takes over from Kant the insight that what distinguishes us sapient, discursive beings from the merely natural ones is the normative character of the space in which we live, and move, and have our being. Geist [spirit or ethical culture], Hegel’s focal concept — what the [Phenomenology] is a phenomenology of — is the whole comprising all of our implicitly norm-governed performances, practices, and institutions, the explicit theoretical expressions of them that constitute our normative self-consciousness, and everything that those normative practices and institutions make possible” (pp. 67-68). 

“We are what things can be something for, which is to say that we are conscious beings. Hegel understands the origins of this capacity to lie in our nature as organic, desiring beings…. For something is food for the hungry animal who eats it, but is actually food… only if it in fact satisfies hunger. Hegel takes this possibility of practically experiencing error… to be the organic origin of consciousness” (p. 68-69; see also For Itself).

“We are, further, essentially self-conscious beings. That is, what we are for ourselves is an essential component of what we are in ourselves” (p. 69; see also Consciousness and Identity).

The qualifier “essential component of” is extremely important. To simply equate what we are in ourselves with what we are for ourselves would be subjectivism.

“As I am characterizing Hegel’s thought, his idea is that social pragmatism about norms is the master idea of modernity, and the Enlightenment is the explicit theoretical consciousness of this change of practical attitude. Rorty, Dewey, and Hegel are at one on this point, different as their expressions of it might seem” (pp. 72-73).

Brandom connects Hegel’s ethical ideas about mutual recognition with John Dewey’s characteristic concern for democratic values, as discussed by Rorty. The mere phrase “social pragmatism” sounds a bit shallow, but at this point Brandom has already given his own capsule history of pragmatism and described Dewey’s social and political concerns, so he is using it as a sort of extreme shorthand.

“My overall contention here is that because Rorty’s grasp of the social and historical articulation of normativity that Hegel discovers remains at a highly abstract and programmatic level, he does not understand how the more detailed structure Hegel discerns provides the resources to respond to Rorty’s anti-authoritarian critique of the ultimate intelligibility of representational norms. The rational criticizability of normative statuses can be seen to be built into them when we appreciate the social and historical fine structure of the process by which they are instituted by normative attitudes” (p. 73, emphasis added).

Brandom in effect argues that mutual recognition in Hegel is not only ethical, but that it also conditions knowledge and first philosophy.

Authority, Representation, Pragmatism

The controversial American philosopher Richard Rorty was a mentor and colleague of Robert Brandom. In the essay I will treat here, he presents himself as especially identifying with the pragmatism of John Dewey. 

According to the Stanford Encyclopedia of Philosophy, Rorty’s 1967 edited collection The Linguistic Turn “did much to cement the idea of a linguistic turn… as a sea change in the history of philosophy”. He came to sharply criticize analytic philosophy as then practiced, as well as the prevailing self-perception of modern science, but did so from a modernist point of view.

Rorty is best known for his radical critique of modern representationalism — from Descartes to analytic philosophy — in Philosophy and the Mirror of Nature (1979). Like Brandom’s more constructive development of an “inferentialist” alternative approach to meaning in Making It Explicit (1994), that book takes as its point of departure Wilfrid Sellars’ critique of the Myth of the Given in “Empiricism and the Philosophy of Mind”, and W. V. O. Quine’s essay “Two Dogmas of Empiricism”. 

Here, however, I will focus on Rorty’s very informal 1999 essay “Pragmatism as Anti-Authoritarianism”. For an initial sketch of my own views relevant to this, see Authority. This is all in preparation for upcoming coverage of recent lectures by Brandom that shed new light on Brandom’s extremely important work, by explicitly relating it to Rorty’s.

Rorty begins, “There is a useful analogy to be drawn between the pragmatists’ criticism of the idea that truth is a matter of correspondence to the intrinsic nature of reality and the Enlightenment’s criticism of the idea that morality is a matter of correspondence to the will of a Divine Being. The pragmatists’ anti-representationalist account of belief is, among other things, a protest against the idea that human beings must humble themselves before something non-human, whether the Will of God or the Intrinsic Nature of Reality. Seeing anti-representationalism is a version of anti-authoritarianism permits one to appreciate an analogy which was central to John Dewey’s thought: the analogy between ceasing to believe in Sin and ceasing to accept the distinction between Reality and Appearance” (p. 7).

The parallelism he points out between two kinds of correspondence does seem significant. This is actually the main contribution of Rorty’s essay. However, the essay’s main body consists of Rorty’s historical storytelling about pragmatism, with a digression on Freud’s critique of religion.

The formulation about ceasing to accept the distinction between appearance and reality is too blunt. Their relation is very far from being a simple binary opposition, but they cannot simply be identical either. Explanation, understanding, and intelligibility depend on making distinctions of degrees of reality within appearance. This is part of what Hegel calls the “logic of essence”.

Epistemological foundationalism — typically associated with a correspondence theory of truth — is the claim that there is such a thing as noninferential knowledge. I say that whatever is claimed to be noninferential knowledge is not knowledge at all in the proper sense, but rather what Plato called opinion (doxa). And again, knowledge in Aristotle’s sense is an ability to explain itself. Explanation appeals to inference, not to a supposed registering of brute facts. Foundationalism is dogmatic in Kant’s sense. It puts ultimate principles beyond any possibility of explanation or understanding. This also makes it arbitrary.

Representationalist theories of knowledge are implicitly foundationalist, and commonly have recourse to a correspondence theory of truth. Pragmatism, meanwhile, is largely defined by its opposition to the correspondence theory. Pragmatists also tend to downplay the distinction between ontology and epistemology. It does seem that the correspondence theory of truth implies something like Rorty’s Reality with a capital R, that is what it is entirely independent of the knower. This ignores the essential role of interpretation and relating things together in understanding.

What Brandom calls the authority-obedience model of normativity is presented by Rorty, not unreasonably, as an insistence on simple correspondence or conformity to the presumed will of God. Simple obedience and simple correspondence have equally little use for reasons or reasoning. For them, everything is supposed to be a matter of sheer fact, with no thought required in its uptake. Hegel’s Phenomenology and Logic preceded the pragmatists in showing that purported facts alone (mere being or objects of immediate consciousness, in Hegel’s terms) do not provide an adequate basis for either understanding or ethical action.

Some of Rorty’s claims about Dewey have been disputed. Not knowing Dewey very well, I am unsure how close the part about ceasing to believe in Sin is to Dewey’s own ways of expressing himself. Rorty doesn’t say much here about what he means by the belief in Sin that he rejects, but I think his idea is that it stresses mere obedience over actual ethical goodness.

I would say that the kind of view that unequivocally puts divine will or command first, above any consideration of the good, is far from accurately typifying all religion. Such radical voluntarism or commandism is indeed horrible in its consequences, but it is certainly not good Thomism, to mention but one example. 

Much more common than radical voluntarism are views that equivocate in this area. Rorty seems to lump those who equivocate together with the unequivocal voluntarists. But Leibniz sought to convince equivocating mainstream theologians to actively side with him against radical voluntarism. I like this more optimistic point of view.

Pragmatists are generally recognized as having their own distinctive theories of truth — in one way or another emphasizing the roles it plays in human practices — in competition with the correspondence theory, which is closely tied to representationalism. The correspondence theory of truth, while formally distinct from any particular variety of philosophical realism, at the same time seems to suggest a kind of naive realism that is difficult to separate from the dogmatism that was criticized by Kant. I put Aristotle closer to the pragmatists here than to medieval or modern realists or representationalists.

Rorty continues, “Dewey was convinced that the romance of democracy, a romance built on the idea that the point of a human life is free cooperation with fellow humans, required a more thorough-going version of secularism than either Enlightenment rationalism or nineteenth-century positivism had achieved. As Dewey saw it, whole-hearted pursuit of the democratic ideal requires us to set aside any authority save that of a consensus of our fellow humans” (ibid).

Democracy and consensus were strong themes of Dewey’s. But even to my shallow acquaintance, the picture Rorty paints of Dewey’s views of religion is a bit one-sided. In A Common Faith (1934), Dewey seems to aim to heal the rift between science and religion. He says in effect that the dogmatically religious and the dogmatically anti-religious both identify religion with belief in the supernatural. Dewey rejects that identification, as Hegel does. As a pragmatist, he is more concerned with what people actually do in their lives.

Rorty continues, “Dewey was quite willing to say of a vicious act that it was sinful, and of ‘2+2=5’ or ‘Elizabeth the First’s reign ended in 1623’ that these sentences were absolutely, unconditionally, eternally, false. But he was unwilling to gloss ‘sinful’ or ‘falsehood’ in authoritarian terms. He did not want to say that a power not ourselves had forbidden cruelty, nor that these false sentences fail to accurately represent the way Reality is in itself. He thought it much clearer that we should not be cruel than that there was a God who had forbidden us to be cruel, and much clearer that Elizabeth I died in 1603 than that there is any way things are ‘in themselves’. He viewed the theory that truth is correspondence to Reality, and the theory that moral goodness is correspondence to the Divine Will, as equally dispensable.”

“For Dewey, both theories add nothing to our ordinary, workaday, fallible ways of telling right from wrong, and truth from falsity. But their pointlessness is not the real problem. What Dewey most disliked about both traditional ‘realist’ epistemology and about traditional religious beliefs is that they discourage us by telling us that somebody or something has authority over us. Both tell us that there is Something Inscrutable, something toward which we have duties, duties which have precedence over our cooperative attempts to avoid pain and obtain pleasure” (pp. 8-9).

These two paragraphs seem pretty solid. He then gives a capsule history of pragmatism, seemingly intended as a sort of advertisement. In another part, he says one of the things he likes about Dewey is Dewey’s historical storytelling. Here Rorty practices such storytelling himself.

“Peirce kicked pragmatism off by starting from Alexander Bain’s definition of belief as a rule or habit of action. Starting from this definition, Peirce argued that the function of inquiry is not to represent reality, but rather to enable us to act more effectively. This means getting rid of the ‘copy theory’ of knowledge which had dominated philosophy since the time of Descartes — and especially of the idea of intuitive self-knowledge, knowledge unmediated by signs” (p. 10).

Hegel was Pierce’s great predecessor in the critique of representation. This has not been adequately appreciated. And Dewey’s views on democracy in part reflect a continued serious engagement with broadly Hegelian themes.

“Peirce was anti-foundationalist, coherentist, and holist in his view of the nature of inquiry. But he did not, as most of Hegel’s anglophone followers did, think of God as an all-inclusive, atemporal experience which is identical with Reality. Rather, as a good Darwinian, Peirce thought of the universe as evolving. His God was a finite deity who is somehow identical with an evolutionary process” (ibid).

James and Dewey “focused on the profound anti-Cartesian implications of Peirce’s development of Bain’s initial anti-representationalist insight. They developed a non-representationalist theory of belief acquisition and testing” (ibid).

“Peirce thought of himself as a disciple of Kant, improving on Kant’s doctrine of categories and his conception of logic. A practicing mathematician and laboratory scientist, he was more interested in these areas of culture than were James or Dewey. James took neither Kant nor Hegel very seriously, but was far more interested in religion than either Peirce or Dewey. Dewey, deeply influenced by Hegel, was fiercely anti-Kantian. Education and politics, rather than science or religion, were at the center of his thought” (p. 11).

“James hoped to construct an alternative to the anti-religious, science worshipping, positivism of his day” (ibid).

“Dewey, in his early period, tried to bring Hegel together with evangelical Christianity” (ibid).

“The anti-positivist strain in classical pragmatism was at least as strong as its anti-metaphysical strain” (ibid).

“All of Dewey’s books are permeated by the typically nineteenth-century conviction that human history is the story of expanding human freedom” (p. 12).

“I take the anti-representationalist view of thought and language to have been motivated, in James’ case, by the realization that the need for choice between competing representations can be replaced by tolerance for a plurality of non-competing descriptions, descriptions which serve different purposes and which are to be evaluated by reference to their Utility in fulfilling these purposes rather than by their ‘fit’ with the objects being described” (p. 14).

This idea of a plurality of noncompeting descriptions serving different purposes is no less important for being elementary. But for foundationalists and fundamentalists, everything has to reduce to black and white, and claims to truth are exclusive.

“If James’ watchword was tolerance, then Dewey’s was, as I have said, anti-authoritarianism. His revulsion from the sense of sinfulness which his religious upbringing had produced led Dewey to campaign, throughout his life, against the view that human beings needed to measure themselves against something non-human. Dewey used the term ‘democracy’ to mean something like what Habermas means by the term ‘communicative reason’: for him, the word sums up the idea that human beings should regulate their actions and beliefs by the need to join with other human beings in cooperative projects, rather than by the need to stand in the correct relation to something non human. This is why he grabbed hold of James’ pragmatic theory of truth” (ibid).

The connection he makes between Dewey and Habermas seems sound to me.

There is a multi-page digression on Freud’s Moses and Monotheism, which I will skip. According to Rorty, Freud would have “seen worship of the bare Idea of Father as the origin of the conviction that it is knowledge, rather than love, which is the most distinctively human” (p. 18).

Here I must beg to differ. I see no polar opposition between knowledge and love. The twin pinnacles of Aristotle’s ethics are intellectual virtue, and friendship or love. Hegel stresses both as well. A principled rejection of epistemological foundationalism does not entail the rejection of knowledge — quite the contrary.

“This conviction of the importance of knowledge runs through the history of what Derrida calls ‘the metaphysics of presence’…. The quest for such a reassuring presence is, for all those who resonate to Aristotle’s claim that ‘all men by nature desire to know’, the proper way of life for the good child. To devote oneself to getting knowledge as opposed to opinion — to grasping unchanging structure as opposed to awareness of mutable and colorful content — one has to believe that one will be cleansed, purified of guilt and shame, by getting closer to something like Truth or Reality” (ibid).

The sharp Platonic opposition between knowledge and opinion is something I want to defend. I would completely dissociate it from bad or harmful concepts of authority and representation (still leaving aside the relation between these two). I would sooner associate bad or harmful concepts of authority with opinion that is claimed to take precedence over actual knowledge.

The story about Aristotle and presence is Heidegger’s, not Aristotle’s. Derrida’s critique of the metaphysics of presence really has nothing to do with Aristotle (his immediate target was actually Husserl). I agree that the metaphysics of presence — a variant of the privileging of immediacy that Hegel opposes — is a terrible idea. At least from the time of Plotinus and perhaps from that of the Stoics, the Western tradition has been affected by it. But to claim that the whole history of philosophy has been hegemonically dominated by it is a gross oversimplification.

Strangely, Rorty finishes, “[Dewey’s] anti-authoritarianism was a stage in the gradual replacement of a morality of obligation by a morality of love. This is the replacement which, in the West, is thought to have been initiated by certain passages in the New Testament” (p. 20).

I would say that the moment Socrates initiated the free ethical inquiry that was taken up and developed by Plato and Aristotle, the authority-obedience model no longer universally held sway. Plato and Aristotle are less beholden to it than the leading lights of the moderate Enlightenment. Even among the Latin scholastics, there was plenty of genuine inquiry.

Rorty never gets any further in explaining the relation between representationalism and authoritarianism that he began with. It seems this is just a provocative metaphor, with a conciliatory gesture at the end. But my real interest is in Brandom’s very different presentation, when he relates and contrasts his own work and Rorty’s.

The globally negative reference to obligation may also reflect Rorty’s very negative view of Kant. 

In a footnote, Rorty claims with winking anachronism that “eventually [Dewey’s] bete noir became the doctrine which [later writer Thomas] Nagel makes explicit: that something less contingent and more universal than the empirical, environmental conditions which shape a human being’s moral identity is necessary if morality is not to be an illusion” (p. 16n).

This goes way beyond the scope of the rest of the essay. I have little appreciation for arguments that claim something else is necessary for morality to be possible, so I was hoping to find common ground. But now Rorty is objecting to anything “less contingent and more universal than the empirical, environmental conditions”. To me, this sounds more like the positivism that the historic pragmatists opposed. 

The pragmatist tradition in general has an ambiguous relation to mainstream varieties of empiricism. Here Rorty sounds like an empiricist. 

Earlier in his career, he was known as a defender of eliminative materialism, the view that mental states simply do not exist. Coming from this kind of direction, he would scarcely have needed metaphorical talk about authoritarianism to arrive at a repudiation of representationalism. 

I’m very critical of the notion of mental states myself. But I don’t see this as a black-and-white question of whether or not something exists. It is rather a question of how we interpret things. Posing the question in terms of existence implies that there is nothing to interpret, that we already know what all the things in life are. This is an example of the attitude that Kant called dogmatic.

Intangible Truth

Hegel wants to teach us to put aside the prejudice that a truth must be something “tangible” or discrete in itself, and thus capable of being viewed in isolation, in the way that a Platonic form is commonly supposed to be. He says that ordinary logic already gives us a clue to an alternate view of truth. Indeed, Plato’s own literary depictions of Socratic inquiry and dialogue already suggest a deeper notion of essence and truth than is promoted by standard accounts of Platonic forms.

“The Platonic idea is nothing else than the universal, or, more precisely, it is the concept of the subject matter; it is only in the concept that something has actuality, and to the extent that it is different from its concept, it ceases to be actual and is a nullity; the side of tangibility and of sensuous self-externality belongs to this null side. — But on the other side one can appeal to the representations typical of ordinary logic; for it is assumed that in definitions, for example, the determinations are not just of the knowing subject but are rather determinations of the subject matter, such that constitute its innermost essential nature. Or in an inference drawn from given determinations to others, the assumption is that the inferred is not something external to the subject matter and alien to it, but that it belongs to it instead, that to the thought there corresponds being” (Science of Logic, di Giovanni trans., introduction, p. 30).

There is a glimmer of a deeper truth even in the naive belief that ordinary logic can tell us about how the world really is (not of course how the world is, full stop, just some important things “about” how it is). What we infer by a good inference is at least as real as whatever is intuitively present to us. Neither of these is an infallible source of knowledge. Hegel’s main point, though, is that being immediately present to us is not a criterion of deeper truth.

He continues, “Everywhere presupposed by the use of the forms of the concept, of judgment, inference, definition, division, etc., is that they are not mere forms of self-conscious thinking but also of objective understanding” (ibid).

This leads to a criticism of Kant, which implies that Kant’s famous critique of dogmatism remains incomplete.

“Critical philosophy… gave to the logical determinations an essentially subjective significance out of fear of the object…. But the liberation from the opposition of consciousness that science must be able to presuppose elevates the determination of thought above this anxious, incomplete standpoint” (ibid).

The “opposition of consciousness” Hegel speaks of is its division into subject and object. For Kant, this distinction is interwoven with what Kant takes to be an uncrossable gap between knowledge on the side of the subject, and being on the side of the object. Hegel argues that we can avoid the dogmatism Kant means to criticize, without positing an uncrossable gap between knowledge and being. For him, the works of Aristotle are decisive proof of this.

Kant seeks to ensure the avoidance of dogmatism by treating logical determinations exclusively as attitudes actively taken up by a thinking being. Hegel points out that this leads inevitably to the unknowability of the Kantian thing-in-itself. In Kant, these are two sides of one coin. Thus cut off from logical determination, the thing-in-itself can only be unknowable, just as Kant says it is. According to Hegel’s analysis yet to come, meaning is grounded in judgments of determination, and so to be cut off from determination is to be devoid of meaning.

In criticizing Kant on this score, Hegel speaks of a Kantian “fear of the object”. Elsewhere he specifies that what is wrong with the Kantian thing-in-itself has nothing to do with its resemblance to a kind of essence, but rather with the putative self-containedness of that essence, and with the fact that for Kant the true essence is unknowable as a matter of principle.

Leibniz had earlier concluded that in order for the world to be intelligible in terms of self-contained essences or monads, each monad had to include within itself a microcosmic mirror of the entire universe and all the other monads, each of which also includes all the others, and so on to infinity. For Leibniz, things in the world are really only related to one another indirectly, via their individual immediate relations to God. God is ultimately the entire source of the world’s coherence.

At the very beginning of his career, Kant had argued against Leibniz that interactions and inter-relations between things are real and not just an appearance. The world therefore has a kind of objective coherence in its own right. This is a stance that Aristotle clearly would endorse.

Hegel strongly agrees with Kant on this, but thinks that Kant did not take his critique of Leibniz far enough. (I don’t mean to identify Kant’s critique of dogmatism with his earlier critique of Leibniz, only to suggest that there is a connection between the two.) Hegel in effect argues that no essence is ever really self-contained, and that once we also drop the Leibnizian notion that essences are each supposed to be self-contained in splendid Hermetic isolation, there is nothing left in Kant’s philosophy that would require them to be unknowable as a matter of principle.

Dogmatism for Hegel refers — as it also implicitly would for Plato and Aristotle — to any claim that we somehow know the things we believe to be true, when in reality the basis of our belief is potentially refutable. Dogmatism is claiming the necessity characteristic of knowledge for conclusions that Aristotle would at best call merely probable.

(For Aristotle, “necessary” is just a name for whatever always follows from certain premises; “probable” is the corresponding name for what follows most of the time. Whether or not something always follows is a disputable question. New information might require that we re-classify what previously seemed to be a necessary conclusion as a merely probable one. I would add that what therefore seemed to be knowledge — because it seemed to follow necessarily — may turn out to be only a relatively well-founded belief. Individual humans do have genuine knowledge, but no individual knower can legitimately certify herself as a knower in any specific case.)

(Beyond this, even the historic mutual recognition of any individual concrete community can also turn out to be seriously wrong on particular matters. Widespread and longstanding social acceptance does not guarantee that certain things that are believed to be known are not just shared prejudice. Just consider the history of inferences from race, sex, religion, etc., to characteristics claimed to hold for all or most individuals subject to those classifications.)

(This does not mean we should indiscriminately throw out all claims that are based on social acceptance. That would result in paralyzing skepticism. To avoid dogmatism, we just have to be open in a Socratic way to honestly, fairly examining the basis of our beliefs about what meaning follows from what other meaning, in light of new perspectives. For what it’s worth, I say that once exposed to the light, prejudice against people based on shallow classification of their “kinds” can only be perpetuated through — among other things — an implicit repudiation of fairness and intellectual honesty in these cases.)

(Hegel the man was not immune to the various social prejudices of his time and place. According to his own philosophy, we would not expect him to have been. Outside the context of his main philosophical works, he is recorded to have made a few utterly terrible prejudiced remarks, and a number of other bad ones. In cases like this, we should give heed to the philosopher’s carefully developed philosophical views, and blame the time and place for the philosopher’s spontaneous expression of other particular views that seem out of synch with these. Every empirical community’s views are subject to adjudication in light of the ethical ideal of the truly universal community of all talking animals. The core of Hegel’s philosophy provides unprecedented resources for this.)

Kant’s own response to the issue of dogmatism is to maintain that strictly speaking, certainty and necessity apply only to appearances, which he does understand in a relational manner, but not to the things-in-themselves, which — following Leibniz — he still regards as self-contained and therefore non-relational.

Kant and Hegel seem to share the view that the very nature of necessity is such that it applies to things only insofar as they are involved in relations, and is only expressible in terms of relations. Where they differ is that Hegel sees not only appearances but also reality itself fundamentally in terms of relations.

For Hegel, there is no self-contained “thing in itself”, because the world is made up of what things are “in and for themselves”. Hegel introduces the notion of what something (relationally) is “for itself”, in the context of a reflective concept, and precisely as an alternative to the still-Leibnizian self-containedness of the Kantian “in itself”. What things really are “for themselves” turns out to undo the assumption of their essences’ self-containedness.

Toward Essence

What does it mean to really explain something, as opposed to just making claims about it? According to Robert Pippin, this question underlies what he calls the key transition of Hegel’s Logic, between the “logic of being” addressed in several recent posts and what Hegel calls the “logic of essence”.

The logic of essence will itself eventually be superseded by the logic of the concept. With very broad brush, it seems to me one might expect that the logic of essence will be a representation of important insights Hegel attributes to Aristotle, whereas the logic of the concept is supposed to be a representation of what he claims as his own (and Kant’s).

“[Hegel’s] general approach [is] to begin with the least ‘mediated’, least theoretically committed determination and argue for the further determinations, further theoretical commitments, without which even these relatively simpler determinations would not be possible” (Hegel’s Realm of Shadows, p. 211).

Hegel assimilates all simple predications or assertions to the logic of being, the inadequacy of which we have seen in some detail. Every word, phrase, or assertion taken in strict isolation reduces to meaningless noise, just like the attempt to “say” indeterminate Being. Only taken together and in some sort of context do words and assertions begin to mean something.

According to Pippin, “a mere list of contingent properties and quantitative measures cannot count as having determined any subject of those determinations as such” (ibid). Hegel “summarizes this problem by calling it the problem of indifference” (ibid). We still lack any even quasi-stable things to talk about.

An explanation is more than just a generalization. Explanation requires distinguishing the essential from the nonessential.

Hegel thinks that even something as sophisticated as the use of Newton’s inverse square law to account for the elliptical shape of planetary orbits is still only a compact way of making a complex assertion about relational properties, and does not give us a reason. This corresponds to the level of the “force and understanding” chapter of the Phenomenology, which reaches a purely relational point of view on mathematical physics, but still lacks the features Hegel associates with self-consciousness.

“[A] distinction between what is truly real or essential and what appears, or that way of thinking, is now on the Logic‘s agenda…. A practice exists, and we want to know not merely what happens or whether it exists but whether the practice is actually a religious practice. Or a computer wins at chess, but is it actually thinking? Something is displayed in a gallery, but is it actually art?” (p. 218).

“These questions are just examples. The Logic is not concerned with them, and, we should say, is concerned with actuality as such, the possible actuality of anything intelligible” (ibid). “These example questions… depend on ‘the logic of actuality’ as such, which simply means: how we think about what anything ‘really is’. As we have seen, the determinations of such conceptuality cannot be empirical; they must be understood, according to Hegel, as ‘products’ of thought’s self-determination of itself, a process that continually realizes thought’s apperceptive nature. Or: the concept gives itself its own actuality. Hegelian conceptuality has this subjective dimension (‘thought’s autonomy‘), even while also being the articulation of the conceptual structure of reality. This has nothing to do with spinning every actual, contingent species-form out of thought’s self-examination. The topic… is logical or categorical formality as such, not ‘what are the existing species-forms?’ ” pp. 218-219).

“The very title of a ‘logic of essence’ suggests (yet again) immediately the philosopher whom Hegel seems most to admire, Aristotle” (p. 219). “We found in the logic of being that, according to Hegel, it was not possible to specify a thing’s ‘actual’ being by qualitative and quantitative markers…. Since Hegel accepts the Aristotelian premise that actually to be is to be a this-such, where that means it is identifiable by being an instance of a kind, this means we have failed with respect to the question of actuality. We are thereby compelled, in the prosecution of the original task, to consider that, ‘actually’, a thing is not how it simply appears, looks, sensibly manifests itself, however regular or predictable. We have to say that in some way, what a thing actually is lies hidden, must be uncovered, posited, a product of thought, not a simple empirical apprehension as such” (p. 220).

The “original task” is the determination of meaning, which didn’t get very far in the logic of being, even though in the parts Pippin has skipped over, Hegel did develop resources for making broad classes of simple assertions or claims about appearance.

“What we will need is a comprehension of the difference… between the ‘essential’ and the ‘unessential’, and the basis for this differentiation” (p. 221). “[W]hatever seemings are, (in not ‘actually’ being), they exist and are determinate, a determinacy inexplicable, Hegel claims, by the ‘skeptics and idealists’ who claim that the distinction cannot be made, and therefore say, ‘everything is illusory'” (ibid).

Whoever claims that “everything is only mere appearance” turns out to have no basis for making any distinctions within the so-called appearance.

“Someone who had understood everything said onstage, the plot of Shakespeare’s King Lear, and the basic motivations of the characters, as those characters and others voice them, and had understood only that, would not, we feel entitled to say, have understood ‘the play’. Put in the simplest possible way, to understand the play, one has to do more than listen to it; one must think about it, or we can say, using the word most important for Hegel, ‘reflect’ on it, understand what lies ‘beneath’… these facts about plots and characters…. There is no such thing as a hidden meaning in King Lear; there are just the words spoken or found on the page. How we get from this clumsy metaphor to the ‘concept’ of King Lear in itself is the underlying story of the logic of essence” (pp. 223-224).

All meaning that is worth talking about has this same kind of non-thing-like character. It is constituted from relations of connection and disconnection.

“It would be a mistake to sum a person up, attempt to ‘understand’ her in the distinct way persons should be understood, simply by adding up or listing everything she did, from what she had for breakfast to volunteering for a dangerous mission. A person would not be properly understood by attention to such ‘immediacy’ alone (or her qualitative/quantitative/measured appearances, as in the logic of being). We need to understand her deeds as ‘mediated’ by what Hegel calls her ‘inwardness’…, something (and now in the most important difference with the logic of being) that we cannot see, that does not simply present itself” (p. 224).

The relations that constitute meaning do not themselves directly appear. This applies as much to things in general as to human character.

It is certainly ubiquitous that people and things also respond differentially to direct appearances, without anything deeper than a qualitative or quantitative appearance being involved. Mid-20th century behaviorism claimed that was all there is, that the meaning at issue here was a mere figment or conceit.

Pippin continues his previous example, “For example, we can’t really understand what she did except by some attention to her own formulation of the act description and to her avowed motive (her ‘intention’). Sometimes what happens should not count as a deed because there is not the proper connection of inner and outer. An accident happens. Something prevents her from realizing her intention; that is, something happens to her. She does not do something. What happens is not an expression of her character. On the other hand, as Hegel states the central claim of the entire logic of essence in a phrase, we must concede that any such inner self-construal can ‘prove itself’… only in what manifests that outwardly, in the deeds. (It is immediately important that this ‘test’ can fail.) Too radical a separation and we have someone trying to disown what she in fact did, to fabricate excuses. (‘Mistakes were made’; ‘It was never my intention to deceive/hurt/offend anyone’, etc.) We need this distinction, but we can’t establish which deeds are true manifestations of essence and which are merely aberrations by any statistical analysis of frequency, any simple inspection of what happens. We need to understand how ‘what shows’, ‘what manifests itself’ (Schein), can be said to reflect these deeds’ essence when it does (if it does, then as Erscheinung, appearance), even if, as appearance, no one deed is ever a manifestation or simple representation of essence as such ” (pp. 224-225).

It was this sort of point about the ethical meaning and use of actuality in Hegel’s Practical Philosophy that initially greatly impressed me in Pippin’s work (see especially Hegel on Willing). According to Pippin, this kind of question about the relation of actuality to appearances is just what Hegel’s “logic of essence” is all about.

Unexpectedly for me at least, this now provides the occasion for Pippin to tell us more specifically what he thinks “mediated immediacy” means in Hegel. As I mentioned before, I have always thought first of things like the experience of riding a bicycle or recognizing an object, which properly speaking are examples of “immediatized mediation”, bridging the gap between the intrinsic emptiness of immediacy in itself and our undoubtedly non-empty “immediate” uptake of things in ordinary experience. In other words, my attention was drawn to the way in which complex results of some previous synthesis can be pre-consciously associated to what we experience “immediately” in a new synthesis of imagination.

Hitherto, in thinking about the term “mediated immediacy”, I have focused on ordinary appearances of meaning, in contexts that according to Hegel are not adequate to “immediately” support the constitution of that apparent meaning. This is admittedly to disregard the surface grammar of the phrase.

Pippin here starts to give “mediated immediacy” a sense that is aligned with the surface grammar, and is also closely aligned with what he has just said the logic of essence is all about.

He continues, “Understanding this relation properly is what Hegel thinks allows him to speak of a mediated immediacy. The appearances are not denied as unreal. They ‘shine’ in their immediacy. But they can be understood in their determinate immediacy only as the manifestation of the thing that they are appearances of, and so are always mediated…. We can’t derive the appearances from a mediated (‘posited’, ‘reflected’, ‘thought-over’) essence. That would be a denial of their immediacy. But we don’t apprehend such appearances on their own, in pure immediacy, and then infer what appears. What appears is appearing in what manifests itself…. What a person does is tied to that person’s character, whatever it is. And understanding that character is nothing other than rightly understanding what that person has done. With respect to all the reflected dualisms introduced in the logic of essence, this thought in various forms remains the kernel of that logic throughout” (p. 225).

This is Hegel’s recovery of something like Aristotle’s qualified common-sense realism about experience. We say that we experience not just phenomena but also things, even if we are wrong about them sometimes. At the simplest level, though not itself thing-like, essence is what enables the distinction of things from arbitrary collections of appearances.

“This is also why essence is a retrospective reflection of what has been made manifest, why it is rooted in gewesen, the past participle of sein [to be] or ‘what has been’, a feature somewhat counterintuitive in an account of action. It is also why Hegel is happy to accept the Wesen/gewesen suggestion of temporality. It links his account with one he admired, Aristotle’s, whose term for what has often been translated as essence is to ti en einai, something like ‘the what it was to be’ of a thing” (p. 226).

Essence, I would suggest, subsists independent of time once constituted, but the constitution of essence for both Aristotle and Hegel has a dependency on appearances in time. It therefore could not be pre-given. We have to actively discover or construct it, often taking into account long sequences of appearances in time. These may wander in various directions or sharply reverse our previous expectation. Parts of them we will judge to be irrelevant. This is only the beginning of the story of essence, not the end.

“Ultimately on Hegel’s account, if we want to know whether this lie reveals a person to be a ‘liar’, what we need is not to have deeper insight into some thinglike essence, but to observe what else the person does over time and to understand the relation among these deeds, to interpret them or ‘think them over’ in their relation to each other. This will be a crucial point throughout the logic of essence, and it obviously raises the question of how to make, what guides us in making, this relational connection.”

It is relatively easy to express the openness of Aristotelian practical judgment. But we still have to do the work of judgment in each case, and due to the openness we will have committed to with Aristotle, there could not be a precise roadmap telling us how to do the work. But Kant already argued that at least at a sufficiently high level of abstraction, universals can meaningfully guide practical judgment, so perhaps something more could be achieved. Any such progress on how to judge what is essential would be priceless indeed.

“Finally, it is important to stress that this topic is being introduced very broadly. No particular theory of ‘essentialism’ is being entertained, and as already noted, making the general distinction just discussed could be achieved even by an account of the difference between transcendental and empirical subjectivity, or between categories and empirical concepts” (ibid).

Essence as such need not be taken as a specific “ontological commitment”. It means what is reasonably, reflectively judged to be important. That is part of the hermeneutics of things and of life, which we encounter as soon as we begin asking if someone or something is really or actually something-or-other. (See also Essence and Explanation; Hegel on Reflection.)

Next in this series: Essence and Explanation

Parmenides

The late 6th or early 5th century BCE poet Parmenides of Elea was commonly regarded in the Greek tradition as a philosopher. Apparently his only work was a poem of 800 or so verses in epic hexameter form, of which about 160 are known from quotations in later authors, principally the commentary by the neoplatonist Simplicius on Aristotle’s Physics.

Parmenides may have been the first person to make strong claims purportedly grounded in nothing but pure reason. At the same time, he drew a sharp distinction between appearance and reality. He achieved notoriety among his fellow Greeks because his claims contradicted all experience. His disciple Zeno used Parmenidean principles to “prove” that arrows cannot fly, and that the speedy Achilles could never overtake a tortoise that had a head start.

According to Parmenides, we can “neither know, or attain to, or express, non-being”. He concluded from this that all distinction, becoming, and motion were mere appearances of “the way of error in which the ignorant and double-minded mortals wander. Perplexity of mind sways the erring sense. Those who believe Being and non-being to be the same, and then again not the same, are like deaf and blind men surprised, like hordes confusedly driven”.

“But the truth is only the ‘is’; this is neither begotten of anything else, nor transient, entire, alone in its class, unmoved and without end; it neither was, nor will be, but is at once the all. For what birth wouldst thou seek for it? How and whence should it be augmented? That it should be from that which is not, I shall allow thee neither to say nor to think, for neither can it be said or thought that the ‘is’ is not. What necessity had either later or earlier made it begin from the nothing? Thus must it throughout only be or not be; nor will any force of conviction ever make something else arise out of that which is not. Thus origination has disappeared, and decease is incredible. Being is not separable, for it is entirely like itself; it is nowhere more, else would it not hold together, nor is it less, for everything is full of Being. The all is one coherent whole, for Being flows into unison with Being: it is unchangeable and rests securely in itself; the force of necessity holds it within the bounds of limitation. It cannot hence be said that it is imperfect; for it is without defect, while non-existence is wanting in all” (quoted in Hegel, History of Philosophy vol. 1, Haldane trans., pp. 252-253).

Plato treats Parmenides with considerable respect, but fundamentally rejects his blunt teaching about being and non-being, replacing it with far subtler views, e.g., in The Sophist.

Aristotle says that Plato (and the atomist Democritus, whose writings are lost) were the first practitioners of extended philosophical argument, and I consider that the true beginning of philosophy; it seems to me Parmenides only made assertions and claimed they were grounded in pure reason. In his poem, the key claims are presented as revelations from a goddess. Much later, Kant would argue that nothing follows from pure reason alone.

According to Hegel’s History of Philosophy lectures, “This beginning is certainly still dim and indefinite, and we cannot say much of what it involves; but to take up this position certainly is to develop Philosophy proper, which has not hitherto existed”. Hegel says Spinoza tells us correctly that all determination is based on negation, but “Parmenides says, whatever form the negation may take, it does not exist at all” (p. 254). Spinoza scholars have criticized the claim about Spinoza, but in this context that is a side issue.

Hegel’s association of Parmenides with the beginning of philosophy needs to be understood in terms of his insistence on the inherent defectiveness of beginnings and the positive, provocative role of failures of thought. In differing degrees, Hegel also actually recognizes two other beginnings of philosophy as well — in the figurative thought of the world’s various religious traditions before Parmenides (who appears only halfway through volume 1 of Hegel’s History), and in the dialogues of Plato, with whom Hegel’s second volume begins. For Hegel, Parmenides’ bare thought of Being and denial of the basis of all determination represent an absolute failure of thought and an impossibility, but he nonetheless credits that failure and impossibility as having defined a problem that provoked all later development.

I consider it quite possible that Aristotle’s brief remarks about “being qua being” in two books of the Metaphysics were a kind of response to the Parmenidean problem. Traditionally, this has been claimed to be the subject matter of the Metaphysics, but both times Aristotle raises the problem explicitly, his discussion is limited to arguing for the moral necessity of the principle of noncontradiction, against the Sophists. In effect, he says that serious people must by definition take their commitments seriously, and therefore they do not contradict their own commitments.

Noncontradiction has a great importance for integrity in ethics, which was to be taken up anew by Kant and Hegel, with their emphasis on unity of apperception. But as Hegel points out explicitly in the Logic, pure being by itself is logically empty and sterile. In first philosophy, nothing follows from being qua being. (See also Hegel on Being.)

Form and Things

I use the word “thing” in a very general sense for anything at all — real, ideal, or imaginary; abstract or concrete; including properties, actions, processes, and adverbial characteristics.

Kant controversially wanted to assume that things of all sorts have definite ways that they objectively are “in themselves”, i.e., completely independent of our experience and knowledge of them. But for him, there is inevitably a gap between our knowledge and reality. Every attempt to ignore or overleap that gap he called dogmatism. This was his way of practicing what I have called epistemic modesty, or the ethical virtue of avoiding unfounded knowledge claims. When we don’t know, we go ahead and act based on the best beliefs we have, while in principle remaining open to the possibility that our belief may require revision.

Hegel and others have worried that there is something wrong with Kant’s way of expressing the situation — with this gap between knowledge and reality that is inevitable and even virtuous for Kant. Some of Kant’s remarks make it sound as if reality as it really is and our experience could be two entirely nonoverlapping realms. If this were true, Kant’s position could be seen as leading to skepticism, or the conclusion that genuine knowledge of reality is impossible.

Kant himself would have resisted this conclusion with all his might. He does believe we have genuine knowledge; he just wants us to be very careful about what we claim to know. For Kant, genuine knowledge does not require access to things in themselves; rather, it keeps within the bounds of possible experience. It minimally designates an objectivity toward experience, consisting in the absence of dogmatism and an unceasing effort toward unity of apperception.

Hegel agrees with Kant in opposing dogmatism and emphasizing the effort toward unity of apperception. His strongest opposition to Kant’s talk of things in themselves assumes that “in themselves” means “in isolation”, as it would under the Wolffian view (rejected by both Kant and Hegel) that all knowledge is analytical. Hegel emphasizes that unities of apperception are not just individual but also shared. At the same time, he revives the Aristotelian idea that thoughts should be distinguished as forms or meanings shareable in principle with any rational being, and that as such, they are whatever they are independent of subjective presentation. This makes it quite reasonable for Aristotle and Hegel to claim that the form or meaning that is properly being thought is the very same as the form or meaning that is being thought about.

An analogous identity certainly does not apply to experience or consciousness. To assert that would be dogmatism in Kant’s sense. The thought that Aristotle and Hegel identify with form or meaning is not a kind of consciousness. The most fundamental characteristic of consciousness for Hegel is the separation of subject and object, whereas in thought proper there is no such separation, only a succession of forms. In Hegel, the gap between consciousness and its objects takes the place of the gap between knowledge and reality in Kant, and similarly commends to us a practice of epistemic modesty in life.

Another dimension of epistemic modesty in Aristotle and Hegel has to do with the non-univocal character of form in Aristotle, and with Hegel’s repeated warnings about the “falsity” of all fixed representations. Form is said in several ways in Aristotle, e.g., sensible form, mathematical form, linguistic meaning, and the life or soul of a living being. Of these the first two are univocal, but the last two are not.

From the point of view of form, we take a deflationary view of “things”. Things — like the thing in itself in Kant — are in a strict sense indexes delimiting our ignorance rather than univocal “objects” of knowledge.

The fact that our ignorance is delimited means it is not total. We do have knowledge, but insofar as either proper knowledge or Hegelian spirit has “objects”, those objects lack univocal identity.

Sellars on Kantian Imagination

The analytically trained Kantian pragmatist Wilfrid Sellars (1912-1989) is increasing recognized as one of the greatest American philosophers of the 20th century. It has been said that he played a central role in taking analytic philosophy from its empiricist beginnings to a new Kantian stage. He is known for his critique of the “Myth of the Given”, his work on material inference, and his concept of the space of reasons. I found an essay of his on the Kantian productive imagination.

He begins by contrasting two approaches to perceptual judgment. First is a standard empiricist notion that goes as far as possible in reducing judgment to grammatical predication, to the point where the perception itself is treated as a bare this, and all the cognitive work of judgment is concentrated in applying a predicate to the bare this.

“Traditionally a distinction was drawn between the visual object and the perceptual judgment about the object…. This suggested to some philosophers that to see a visual object as a brick with a red and rectangular facing surface consists in seeing the brick and believing it to be a brick with a red and rectangular facing surface: ‘This is a brick which has a red and rectangular facing surface’…. Notice that the subject term of the judgment was exhibited above as a bare demonstrative, a sheer this, and that what the object is seen as was placed in an explicitly predicate position (“The Role of Imagination in Kant’s Theory of Experience”, in In the Space of Reasons: Selected Essays of Wilfrid Sellars, Scharp and Brandom, eds., p. 455).

Rather than pretending that perception gives us only a bare this, we should recognize that at least we talking animals live always already immersed in meaningful content. The most primitive human sense perception involves taking something not just as this, but as something with definite characteristics. This will turn out to be what Kant calls a schema, as distinct from a concept.

“I submit, on the contrary, that correctly represented, a perceptual belief has the quite different form: ‘This brick with a red and rectangular facing surface’. Notice that this is not a sentence but a complex demonstrative phrase. In other words, I suggest that in such a perceptually grounded judgment as ‘This brick with a red and rectangular facing side is too large for the job at hand’ the perceptual belief proper is that tokening of a complex Mentalese demonstrative phrase which is the grammatical subject of the judgment as a whole. This can be rephrased as a distinction between a perceptual taking and what is believed about what is taken…. From this point of view, what the visual object is seen as is a matter of the content of the complex demonstrative Mentalese phrase” (ibid).

In a nonessential decoration of the argument, he mentions “Mentalese”, a term used by analytic philosophers for inner speech. We need not concern ourselves here with whether or not there is a “mental language” distinct from, but patterned on, natural language, as this term suggests. The important point is that in every human perceptual “taking”, there is a kind of linguistic or language-like articulation, which we can express with a phrase consisting of classifying terms and syntactic relations between them.

“We must add another distinction, this time between what we see and what we see of what we see…. How can a volume of white apple flesh [hidden inside the apple] be present as actuality in the visual experience if it is not seen? The answer should be obvious. It is present by virtue of being imagined (p. 457).

“Before following up this point, it should be noticed that the same is true of the red of the other side of the apple. The apple is seen as as having a red opposite side. Furthermore, the phenomenologist adds, the red of the opposite side is not merely believed in; it is bodily present in the experience. Like the white, not being seen, it is present in the experience by being imagined” (ibid).

Here he seems to recall Husserl’s perceptual “adumbrations” or foreshadowings. Sellars is a bit more straightforward and explicit in attributing these to imagination.

“Notice that to say that it is present in the experience by virtue of being imagined is not to say that it is presented as imagined…. Red may present itself as red and white present itself as white; but sensations do not present themselves as sensations, nor images as images. Otherwise philosophy would be far easier than it is” (pp. 457-458).

When we imagine something to be the case, we are most often not aware that we are doing so. We simply think or believe that it is the case. As soon as we already have experience, what Sellars in the thin modern sense calls the “actual” presence of the imagined content comes to us as primitively mixed in with that of the perceived content. It takes work to analytically separate them, and any such separation always has a hypothetical character.

“But while these [hidden] features are not seen, they are not merely believed in. These features are present in the object of perception as actualities. They are present by virtue of being imagined” (p. 458).

As with Husserl’s “presentified” contents, the contributions of imagination are not theoretical constructs, but part of the experience itself.

“We do not see of objects their causal properties, though we see them as having them…. To draw the proper consequences of this we must distinguish between imagining and imaging, just as we distinguish between perceiving and sensing…. Roughly imagining is an intimate blend of imaging and conceptualization, whereas perceiving is an intimate blend of sensing and imaging and conceptualization” (ibid).

I like the way Sellars recognizes the interweaving inherent to these “intimate blends” of imaging and conceptualization.

“Notice that the proper and common sensible features enter in both by virtue of being actual features of the image and by virtue of being items thought of or conceptualized. The applehood [by contrast] enters in only by virtue of being thought of (intentional in-existence)” (pp. 458-459).

“The upshot of the preceding section is that perceptual consciousness involves the constructing of sense-image models of external objects. This construction is the work of the imagination responding to the stimulation of the retina…. The most significant fact is that the construction is a unified process guided by a combination of sensory input on the one hand and background beliefs, memories, and expectations on the other. The complex of abilities included in this process is what Kant called the ‘productive’ as contrasted with the ‘reproductive’ imagination. The former, as we shall see, by virtue of its kinship with both sensibility and understanding unifies into one experiencing the distinctive contributions of these two faculties” (p. 459).

Here we have a very basic Kantian point about the nature of experience — all perception involves imaginative construction. Objects are not just given to us fully constituted.

“Notice once again that although the objects of which we are directly aware in perceptual consciousness are image-models, we are not aware of them as image-models. It is by phenomenological reflection (aided by what Quine calls scientific lore) that we arrive at this theoretical interpretation of perceptual consciousness…. Thus we must distinguish carefully between objects, including oneself, as conceived by the productive imagination, on the one hand and the image-models constructed by the productive imagination, on the other” (pp. 459-460).

In common with Plato, Kant is at pains to point out that everything we experience — including everything we apprehend in inner sense — is appearance. I would say we also have “contact” with reality underlying the appearances, but we do not easily get knowledge of that reality.

“Kant distinguishes between the concept of a dog and the schema of a dog…. [O]ur perceptual experience does not begin with the perception of dogs and houses…. But though the child does not yet have the conceptual framework of dogs, houses, books, etc., he does, according to Kant, have an innate conceptual framework — a proto-theory, so to speak, of spatio-temporal physical objects capable of interacting with each other; objects — and this is the crux of the matter – which are capable of generating visual inputs which vary in systematic ways with their relation to the body of the perceiver ” (p. 460).

Here he explains the important Kantian notion of a schema. Concepts express nonperspectival essences, but schemas are perspectival, involve potentially sensible content, and implicitly include a relation to a perceiver.

“Consider the example of a perceiver who sees a pyramid and is walking around it, looking at it. The concept of a red pyramid standing in various relations to a perceiver entails a family of concepts pertaining to sequences of perspectival image-models of oneself-confronting-a-pyramid. This family can be called the schema of the concept of the pyramid…. Notice that the pyramid-schema doesn’t follow from the concept of a pyramid alone. It follows from the complex concept of pyramid in such-and-such relations to a perceiver” (p. 461).

In a Kantian context, we have no access to a sensible world apart from a perceiver’s perception of it.

“However thin — as in the case of the child — the intuitive representation may be from the standpoint of the empirical concept involved, it nevertheless contains in embryo the concept of a physical object now, over there, interacting with other objects in a system which includes me. It embodies a proto-theory of a world which contains perceivers of objects in that world” (p. 465).

Here we have the basis of Kant’s “transcendental deduction”, which aims to show that perception and imagination effectively already presuppose the same categories that govern understanding. This is how Kant recovers the possibility of objectivity.

Husserl on Perception

“External perception is a constant pretension to accomplish something that, by its very nature, it is not in a position to accomplish. Thus, it harbors an essential contradiction, as it were. My meaning will soon become clear to you once you intuitively grasp how the objective sense exhibits itself as a unity in the unending manifolds of possible appearances; and seen upon closer inspection, how the continual synthesis, as a unity of coinciding, allows the same sense to appear, and how a consciousness of ever new possibilities of appearance constantly persists over against the factual, limited courses of appearance, transcending them.”

“Let us begin by noting that the aspect, the perspectival adumbration through which every spatial object invariably appears, only manifests the spatial object from one side. No matter how completely we may perceive a thing, it is never given in perception with the characteristics that qualify it and make it up as a sensible thing from all sides at once. We cannot avoid speaking of such and such sides of the object that are actually perceived. Every aspect, every continuity of single adumbrations, regardless how far this continuity may extend, offers us only sides. And to our mind this is not just a statement of fact: it is inconceivable that external perception would exhaust the sensible-material content of its perceived object; it is inconceivable that a perceptual object could be given in the entirety of its sensibly intuitive features, literally, from all sides at once in a self-contained perception” (Husserl, Analyses Concerning Passive and Active Synthesis, pp. 39-40).

Adumbration is something like foreshadowing.

While many of his contemporaries were caught up in the logical empiricist enthusiasm for literal “sense data” as the supposedly rock-solid foundation for knowledge, Husserl was taking an extremely original approach to a more classical view of the inherent limiting and “transcending” features of sense perception, explicitly bringing out implicit characteristics of any possible seeing of physical objects that seem clear as soon as we bring them into focus and reflect on them.

We need not take something like Plato’s refusal to treat sensation as a source of knowledge as a case of repugnance toward physicality. With Husserl’s help we can “see” a more specific grounding of Plato’s view in reasons inherent to the subject matter. Husserl’s exceptionally clear examples in the realm of visual perception also provide a kind of model for understanding something like Hegel’s frequent complaints against “one-sided” points of view.

“When we view the table, we view it from some particular side…. Yet the table has still other sides” (p. 40). “It is clear that a non-intuitive pointing beyond or indicating is what characterizes the side actually seen as a mere side” (p. 41). “In every moment of perceiving, the perceived is what it is in its mode of appearance [as] a system of referential implications…. And it calls out to us, as it were, in these referential implications: ‘There is still more to see here, turn me so you can see all my sides, let your gaze run through me, draw closer to me, divide me up; keep on looking at me over again and again…'” (ibid).

“These indications are at the same time tendencies that push us toward the appearances not given…. They are pointers into an emptiness since the non-actualized appearances are neither consciously intended nor presentified. In other words, everything that genuinely appears is an appearing thing only by virtue of being intertwined and permeated with an intentional empty horizon, that is, by virtue of being surrounded by a halo of emptiness with respect to appearance. It is an emptiness that is not a nothingness, but an emptiness to be filled-out; it is a determinable indeterminacy” (p. 42).

“In spite of its emptiness, the sense of this halo of consciousness is a prefiguring that prescribes a rule for the transition to new actualizing appearances…. This holds time and again for every perceptual phase of the streaming process of perceiving…. There is a constant process of anticipation, of preunderstanding” (pp. 42-43).

“[A]s soon as a new side becomes visible, a side that has just been visible disappears from sight….But what has become non-visible is not cognitively lost for us…. Having already once seen the back side of an unfamiliar object and, turning back to perceive the front side, the empty premonition of the back side now has a determinate prefiguring that it did not have previously” (pp. 45-46).

“The fact that a re-perception, a renewed perception of the same thing, is possible for transcendence characterizes the fundamental trait of transcendent perception, alone through which an abiding world is there for us, a reality that can be pregiven for us and can be freely at our disposal” (p. 47).

Here “transcendence” just refers to the various characteristics of the incomplete perception of spatial objects he is pointing out.

“[W]e see that every perception [implicitly] invokes an entire perceptual system; every appearance that arises in it implies an entire system of appearances” (p. 48). “What is already given to consciousness in a primordial-impressional manner points to new modes of appearance through its halo which, when occurring, emerge as partly confirming, partly determining more closely…. Advancing along this line, the empty intentions are transformed respectively into expectations” (p. 49).

Perception gives us the very opposite of isolated sense data. Every perception is connected to other perceptions.

“If we ask, finally, what gives unity within every temporal point of the momentary appearance… we will also come across reciprocal intentions that are fulfilled simultaneously and reciprocally” (p. 50).

Substance in the elementary sense of something persisting through change emerges from networks of mutually reinforcing cross-references.

“We can never think the given object without empty horizons in any phase of perception and, what amounts to the same thing, without apperceptive adumbration. With adumbration there is simultaneously a pointing beyond what is exhibiting itself in a genuine sense. Genuine exhibition is itself, again, not a pure and simple possession on the model of immanence with its esse = percipi [to be = to be perceived]; instead, it is a partially fulfilled intention that contains unfulfilled indications that point beyond” (p. 56).

“[I]n the process of perceiving, the sense itself is continually cultivated so in steady transformation, constantly leaving open the possibility of new transformations” (p. 57).

Everything we perceive reaches beyond itself, raising new questions.

“We always have the external object in the flesh (we see it, grasp, seize it), and yet it is always at an infinite distance mentally. What we do grasp of it pretends to be its essence; and it is it too, but it remains so only in an incomplete approximation, an approximation that grasps something of it, but in doing so also constantly grasps into emptiness that cries out for fulfillment” (pp. 58-59).

I suggested above that what Husserl illustrates so clearly about visual perception can serve as a model for other things. In particular, I think both facts and beliefs share the perspectival character of visual perception of spatial objects, because they revolve around analogous issues of correspondence with something external.

The very best and most complete facts about anything at best resemble a collection of still views of a tree from different angles, like the sides of the table in Husserl’s example. The virtue of facts is that they are supposed to be individually self-contained, and individually verifiable by correspondence to states of affairs. Even leaving aside all questions of interpretation that tend to unravel this putative self-containedness, by virtue of their isolation all individual facts still remain “one-sided” or perspectival, like individual still views of the tree.

Even the most complete collection or sequence of still views fails to capture the simultaneous many-sided unity-in-diversity of the concrete tree. The real concrete unity of the tree is not factual but teleological and “transcendental”, forever out of reach of a merely factual approach.

If this is true of the best possible facts, I would say it must also be true of the best possible beliefs, because both revolve around a kind of correspondence to states of affairs. The difference is that beliefs are just assertions of correspondence between what we say and what “is”. But to qualify as a fact, an assertion must also be verifiable by correspondence.

But verification by correspondence can only apply to what appears, not to what “is”, so facts only apply to what appears about states of affairs. Facts in effect just are verifiable appearances. They are an instance of what Plato called “true opinion”. They are objects of justified true belief, and potentially of a kind of subjective “certainty”.

Beliefs on the other hand usually reach beyond appearances toward what is, so although they assert a kind of correspondence, they cannot in general be verified by correspondence. Their well-foundedness in the general case has to do with a goodness of reasons. Well-foundedness by reasons falls short of certainty in one way, but it reaches deeper. It is potentially less subject to perturbation, because it does not directly depend on appearances or correspondence.

I think knowledge is something stronger than well-founded belief. Unlike facts and beliefs, I want to say that knowledge in the proper sense has nothing to do with correspondence to something outside itself. Also, well-founded beliefs may depend on assumptions that could eventually be refuted, but “knowledge” in the sense I want to give it does not depend on any assumptions either.

Contrary to common usage, then, I want to say that facts are not knowledge, and even certainty about appearances is not knowledge.

Judgments of correspondence — including beliefs and facts and certainties about appearance — seem to me to be inherently perspectival in the way that Husserl talks about. On the other hand, that rare thing called knowledge, in the way I am using the term, would be immune to perspectival limitations, because it does not depend on correspondence at all. (See also Husserl on Passive Synthesis; Opinion, Belief, Knowledge?; Sense Certainty?; Taking “Things” as True; Berkeley on Perception; Platonic Truth; Everyday Belief; A Criterion for Knowledge?; McDowell on the Space of Reasons; The Non-Primacy of Perception.)