Authority

“Authority” is not one thing. Aristotle might remind us that it is said in many ways. Two of the most important have nearly opposite senses. One asserts an arbitrary power over others, or an entitlement to coerce others: “Do what you are told”. Why? “Because I said so”. The other is a kind of earned respect that is virtually identical with justification.

An important case is what is called argument from authority. There are practical situations in which very rapid response is required, and there is literally no time for debate. We don’t hesitate to simply grab a child who is in danger from an oncoming car, and we don’t consider this a violation of Kantian respect for others. We also tend to trust the judgment of those we judge to have good judgment. But in any situation in which what is good or what is true is disputed, argument from authority is basically cheating. 

“Because I said so” or “because someone in authority said so” is logically circular, and a circular argument does not establish anything. A particularly insidious version of this is appeals to the will of God, as if all by itself this were a criterion of what is right. 

What these conceal is the speaker’s unboundedly prideful implicit claim to personally know the will of God beyond any doubt, regardless of anyone else’s contrary view of what the will of God is. 

Plato in his dialogue Euthyphro portrays Socrates as asking whether we should say that a thing is holy because the gods love it, or on the contrary that the gods love a thing because it is holy. ”Because the gods love it” or “because it is God’s will” is logically equivalent to “because I said so”, because the speaker simply assumes it is beyond doubt that the speaker’s view is God’s view. 

Building on Plato, Leibniz asks whether a thing is good and just because God wills it, or whether God wills it because it is good and just, and answers that it must be the latter, because to assert the former would make of God a tyrant rather than a being good and just. If on the other hand God is good and just, and therefore wills whatever is actually good and just in each situation, then we are responsible for understanding what is good and just in each case.

Claimed entitlements to coerce others should require substantial justification. We might be tempted to say that no one should ever coerce anyone else, but there are sociopaths and Nazis who do not respect others at all. The problem is that once an authority to coerce is instituted, it takes on a life of its own, and is prone to abuse. As the saying goes, power corrupts, and absolute power corrupts absolutely. But occasionally, coercion is the only way to avoid a greater evil. There are no easy answers here.

On Reason

Plato, Aristotle, Kant, and Hegel all give reason an ethical mission that goes far beyond what formal logic can do. Formal logic has immense value in specialized contexts like the engineering of systems, but does not necessarily or directly yield any philosophical insight. As Aristotle said, it is a tool and not an independent source of knowledge.

As Paul Ricoeur has pointed out, a wide variety of such technical tools can also indirectly serve to sharpen a hermeneutic understanding. But for that to be possible, a hermeneutic project must already be underway.

Nevertheless I would argue that for Plato, Aristotle, Kant, and Hegel among others, such a project is precisely what “reason” primarily amounts to. More than anything else, reason is constituted by reflective interpretive judgment. Only secondarily is it concerned to deduce consequences from premises. Every such deduction either implicitly presupposes reflective interpretive judgments about meaning, or simply assumes that meanings are already somehow pre-given.

But reason at its core is the ramified and expansive understanding of meaning, as well as the process of aiming at and achieving such understanding, and the putting of that understanding into practice. And “reasonableness” is a matter of an emotional constitution that allows judgments to be made without bias or prejudice or excessive self-centeredness, so that one’s actions reflect and manifest this kind of understanding.

Hegel on Ethics and Religion

Hegel had complex views on the relation between ethics and religion, and his thought on these matters evolved over time. As a teenager, he was impressed by writers of the German moderate Enlightenment, and immersed himself in the literature of classical antiquity. He graduated from the Lutheran seminary at Tübingen (where his roommates were the future philosopher Schelling and the future poet Hölderlin), but was reportedly very critical of the way theology was taught there.

Hegel’s earliest work is principally concerned with religious and social themes. He develops a critique of what he there calls “positive” religion, which he sees as putting excessive emphasis on particular representations, doctrines, and institutional forms. As a source for spiritual renewal, at this stage he looks mainly to the classical Greeks. He does not yet share Schelling and Hölderlin’s enthusiasm for Kantian philosophy. But a bit later, he begins to engage with Kant, and to move away from his earlier more unconditional classicism. In the works of this period, he interprets the teachings of Jesus as anticipating Kantian ethics, while also emphasizing love as a fundamental motivator. Now he begins to interpret Christianity and Kantian philosophy as the two main elements of a major historic spiritual advance beyond what was achieved in classical Greek culture.

I take the Phenomenology of Spirit to contain the best statement of Hegel’s mature views in this area, and will save that for last here.

His later lectures on the philosophy of history are very accessible, but in some ways extremely misleading. In general, Hegel popularizes and simplifies a lot in his lectures. And while today his so-called Philosophy of History is the best known example of this old genre, it is very much a genre piece. “Philosophies of history” particularly dedicated to valorizing the contributions of the nascent German nation had become commonplace in Germany since the late 18th century. University professors were civil servants who were expected as a condition of their employment to contribute to what might uncharitably be called propaganda supporting German nationalism and its state-sponsored religion. The most notorious characteristics of Hegel’s Philosophy of History in fact have much more to do with this obligatory social context than with the distinctive philosophy that Hegel develops mainly in the Phenomenology and the Logic.

Overly simplified formulations in the philosophy of history lectures are the main source for very common but deeply mistaken claims that Hegel sees world history as straightforwardly governed by a single linear and universal teleological unfolding (e.g., of “the realization of the consciousness of freedom”) that is either ordained by God, or itself constitutes God. As someone very interested in the details of Aristotelian teleology, Kantian “internal” teleology, and Hegel’s use of them, I see such a simplistic and overly strong historical teleology as completely incompatible with the principles Hegel defends in his main philosophical works.

Hegel does indeed see genuine progressive development within history, and not a mere succession of accidents as Aristotle was more inclined to do, but contrary to the common stereotype, this does not constitute or correspond to a global development of “History”, as if Hegel thought that History were itself an independent thing in its own right in the Aristotelian sense. History is just a summation of many largely independent developments, a very weak form of unity. Even in the philosophy of history lectures, Hegel points out what he considers to be instances of retrograde development — from better to worse — such as the transition from the Greek world to the Roman world.

If history for Hegel had the strong unity claimed by the stereotype, this would be logically incoherent. But for Hegel himself it poses no problem, because he has no commitment to such a strong unity. He emphasizes that the independence of Aristotelian independent things is not absolute, but he agrees with Aristotle that it is with the independent things that we should be principally concerned, in our attempts to understand history as in anything else.

In the philosophy of history lectures, Hegel is polemically concerned to contrast the modern “German world” — as the embodiment of freedom, genuine community, and progress — with the old “Roman world” of imperial absolutism, bureaucratic administration, and negation of the individual. Martin Luther is presented as the original hero of the German world, and Kant as his successor. Luther’s founding gesture is interpreted as the assertion of the priority of individual conscience over institutional authority, and thus as consistent with moderate Enlightenment.

Hegel’s lectures on the philosophy of religion also aim primarily at an edifying popular presentation. There he among other things gives a sympathetic account of core elements of common Christian doctrine and symbolism, and eventually argues for the superiority of offenbare or “revealed” religion over other forms that he discusses with more limited sympathy. But at the same time, he seems to radically reverse the traditional understanding of revealed religion. For Hegel, offenbare means out in the open, intelligible in the light of day, not anyone’s private preserve. These again may seem to be compatible with the traditional meaning. But the kind of unconditional authority traditionally claimed for revelation is effectively ruled out by Hegel, who considers all appeals to unconditional authority to represent a low state of ethical development.

In some measure, what Hegel means by offenbare was Luther’s point too. Luther did after all translate the Bible to German so that more people could read it for themselves, and advocated that they do so. But for Luther, the text of the Bible is simply given to us by God as literal truth. He promotes a new direct authority of the literal text in the common tongue as a replacement for the mediating institutional authority emphasized by the Catholic Church. But for Hegel, no truth in the full sense of the word can depend on authority for its validation; the authority of a text can only derive from judgments about the content it articulates; and all such judgments could in principle be contested anew. Truth is a matter of intelligibility that should be understandable by anyone, never the special province of some particular authority. Hegel sees that behind emphasis on divine authority — as opposed to, say, goodness or love — lie strong claims on behalf of some human authority.

In Hegel’s Phenomenology, these issues are touched upon from multiple points of view. What corresponds to the later Roman world is particularly associated with the religious point of view of what Hegel calls the unhappy consciousness, which emphasizes the extreme transcendence of an eternal and infinite monotheistic God, while devaluing worldly life. In general, Hegel’s portrayal of this kind of religion is unfavorable. Yet the unhappy consciousness is also said to have a progressive aspect, insofar as its new notion of the infinite God potentially leads to a questioning of the ultimateness of all finite representations, and thereby also to a questioning of any representation that is supposed to be simply given to us. Hegel explicitly suggests that the development of “negative” theology in the new monotheistic setting of the later Roman world leads in principle to the questioning of finite representations.

Later in the Phenomenology, Hegel at length and in several stages criticizes what happens when purely individual notions of Reason are applied to these matters. First comes the naive activist who unilaterally judges everything in the world by her own principles, and finds the world to be lacking. In part this has to do with uncharitable interpretation, even though there also really are plenty of things that are wrong with the world. But the main problem with this point of view is its complete lack of Socratic self-questioning. It focuses simply on the vigorous assertion of one’s own conclusions. Though this does involve a glimmer of self-consciousness, it is only a glimmer. The essentially reflective character of what Hegel means by self-consciousness is fundamentally lacking.

Much later still comes the Kantian/Fichtean moral self, which has a much more reflective character, and recognizes that it is bound by duties. But this moral self is still limited to a strictly individual point of view on what ought to be universal. Hegel thinks that ultimately, even the best — most sincere and open-minded — unilateral moral judgment by an individual involves an untenable hubris (the excessive pride commonly highlighted in Greek tragedies). As Brandom points out, one of the great lessons of the Phenomenology overall is that moral judgment should not be unilateral — anyone judging someone else must also confess and ask for forgiveness. This should in turn make us more forgiving of others. For Hegel, moral judgment is the province of participation in the universal community of rational beings, under conditions of mutual recognition. Only thus can individual and narrower community prejudices be overcome.

In between, Hegel discusses the relations between Enlightenment and faith. Here he is mainly concerned to defend faith against overly broad or unilateral Enlightenment critiques that, e.g., simply identify religion with superstition or a conspiracy of priests and kings, as if it had no relation at all to ethics.

Toward the end of the Phenomenology, as a resolution of the issues he has pointed out with the alleged self-sufficiency of the Kantian/Fichtean moral self, he develops an account of the essence of religion as having to do most fundamentally with promoting mutual recognition in a community. As I put it before, religion and the notion of something greater than ourselves for Hegel play an essential role in keeping individual conscience honest. This applies not only to some ideal philosophical religion we might imagine, but also to concrete, imperfect historical religion in real communities. Hegel now suggests that in this way, even concrete historical religion, in spite of its reliance on particular representations, helps us to overcome the limitations inherent to the individual moral self.

In a final turn, Hegel argues that religion and philosophy are in a way concerned with the same subject matter. The difference is that religion as usually understood assumes and works from particular representations of what is universal, whereas philosophy for Hegel aims to approach the universal in a universal way, and in this sense constitutes the “truth” of religion. To approach the universal in a universal way for Hegel necessarily involves beginning from the concrete. But it also involves letting the thought of that concrete actively explicate itself through reflection, rather than attempting to ground it in something said to be simply given to us, or to be justified by pre-existing authority.

In more traditional language, I am tempted to say this amounts to treating something like a negative theology that nonetheless does not turn its back on the world as taking precedence over all positive theology that presupposes particular representations. Negative theology and its analogues hold that no positive assertions we are capable of formulating about the divine should, strictly speaking, be held to be true, but that the divine can nonetheless be approached by saying it is not this, and it is not that. Giving precedence to this over the positive theology that presupposes particular representations has generally not been regarded as an orthodox position (unless perhaps we consider certain schools of Buddhism), but it is one whose possibility is suggested by the very existence of something like a negative theology.

Historically, anything like a negative theology has usually been associated with very strong insistence on the transcendence of the divine. If by analogy we apply the term to Hegel (which to my knowledge he never did himself), it must be with the proviso that for him its object would not be a transcendence, but rather something like the ultimate ethical intelligibility of life (which, we might say in an Aristotelian way, of all things properly knowable by us “most deserves to be called divine”), viewed as compatible with the recognition that many things in life are not as they ought to be, and need to change.

Rational and Natural Powers

“Theta 2 prolongs the analysis of dunamis in proposing another distinction, which no longer opposes active power to passive power, but power that is rational or accompanied by a logos, to irrational power. This analysis marks progress in comparison with Theta 1, in that it considers at the same time the relation of power to its effect. In so doing it gives a maximal extension to the notion, in manifesting that it applies as much to animate as to inanimate beings, and as much in the field of nature as in that of techne” (Aubry, Dieu san la puissance, 2nd ed., ch. 4, p. 121, my translation throughout). 

“What distinguishes rational power is that it can be power for two contrary effects, ton enantion, where irrational power is only for one sole contrary: thus, the medical art can produce sickness or health, while fire can only heat. The logos in effect ‘shows at the same time a thing and its privation’…. Privation, which we have seen cannot in any case characterize a power, but rather characterizes its contrary, impotence, is given as the object of the logos that governs it. This object is nonetheless derived, or ‘in a certain way accidental’: it is in initially considering the positive contrary, or the form, then in negating it by reasoning that we see the negative contrary. The primacy of the positive contrary is thus maintained” (ibid).

The medical art and fire are very different kinds of things. They are both called “powers”, but the one is “rational” and the other natural or “irrational”. The medical art seems analogous to the art of housebuilding that serves as the canonical example of an Aristotelian principle of motion or “efficient cause”. Fire for Aristotle is one of four material elements defined by a division in terms of primitive qualities. In a recent post, we briefly saw how even the cyclical transformations of these qualitative elements can fit into an ultimately teleological schema, without any extravagant hypotheses.

We saw in the last post that Aubry’s strong emphasis on the distinctively Aristotelian dative form dynamei as characteristic of being in potentiality does not by any means rule out a recognition that Aristotle in fact devotes more space to the more common nominative form dynamis, which can after all be reasonably translated as “power”, which has wider non-Aristotelian usage, and which plays an important role in Plato.

Aristotle specifies the applicable meaning of logos in this context as the rational deliberation that governs prohairesis or choice, and thereby also governs the exercise of power or capability.

In the case of natural powers like that of fire to heat things, for Aristotle it is always a matter of power to do, cause, or undergo something definite. Then independently, as a matter of general logic (and of even more fundamental ethical seriousness about consistency of our assertions), we must affirm that a power we have stipulated to be for something definite is just that. If we accept that a particular “power” is for something definite, then we must also accept that is not a power for the opposite of that definite something, nor indeed for anything other than what it is for.

It is thoughtful deliberation that involves a consideration of pro and con, and determines a choice about the exercise of a power that in itself just is what it is. In the rational case too, the power at issue is still a power to do something definite, just like a natural power. But here the governing deliberation — in order to be a genuine deliberation at all — must be fundamentally open, and not predetermined in its outcome. This is how rational animals have freedom. We have flexibility and plasticity in the exercise of definite powers.

So we see that outside of first philosophy, Aristotle does use a more conventional notion of power. But Plato, Aristotle, and the classical Greeks generally regarded the idea of unlimited power — and indeed anything unlimited — with a kind of horror. (It seems to have been Philo of Alexandria who introduced the very un-Greek notion of infinite power.) Aristotle treats both rational and natural powers always as powers for something definite. It is reason, and more specifically deliberation about alternatives — not power in itself — that allows us freedom.

“This analysis allows two requirements that are apparently conflicting, but equally essential to Aristotelian thought about power, to be reconciled: affirming its positivity, all while introducing within it an indetermination” (p. 122, emphasis in original).

This is a really essential point about the nature of freedom. Besides developing the wholly new concept of being in potentiality, Aristotle distinguishes much more clearly than his predecessors between the more common notion of power and its exercise. Freedom belongs to the thoughtful exercise of definite powers and capabilities, not to any power in itself.

Next in this series: Critique of the Megarians

More on Reflection

The concept of reflection is fundamental to Kant and Hegel’s view of reason, and on a very down-to-earth level to supporting what I call emotional reasonableness.

Reflection occurs through the medium of discursive development. What we experience as immediate consciousness is the result of pre-conscious syntheses of imagination that in part build on past knowledge and experience in accordance with our dispositions and character, but in part simply represent shortcuts (assumptions and pre-judgments) that enable us to respond rapidly in situations where there is no time for prolonged reflection.

Neither Plato nor Aristotle has a Greek word that exactly corresponds to reflection in Kant and Hegel’s sense, but a similar concept permeates their work. Platonic dialogue is implicitly reflection that is shared between two or more persons. Aristotelian deliberation, contemplation, and normative saying are all implicitly grounded in reflection. Our higher destiny as talking animals is to reflect. What we reflect on includes deeds and motivations in general, not only the special kind of deeds that are sayings. It also includes relevant circumstances.

In recent times, Paul Ricoeur and Robert Pippin have each made important uses of the concept of reflection.

Shallow vs Deep Reflection

“Logic… cannot say what it is in advance, rather does this knowledge of itself only emerge as the final result and completion of its whole movement” (Hegel, Science of Logic, di Giovanni trans., introduction, p. 23).

From either an Aristotelian or a Kantian perspective, it seems to me this is true of any sort of “self-knowledge”. We don’t just look within and see the truth; it takes a long detour to get there.

Hegel here stresses the radically presuppositionless character of this thing that he calls “logic”. This results in a far more ambitious project than Aristotle’s “tool rather than knowledge” approach to logic, which is also primarily geared toward more ordinary contexts, in which we do not aim to be radically presuppositionless.

I’m still inclined toward a middle position that what is at stake here is better called a kind of hermeneutic wisdom than knowledge. I agree with Pippin that Hegel is engaging in a kind of what Aristotle would call first philosophy here, but I take first philosophy itself to be a kind of meta-level interpretation, and thus again to be wisdom more than knowledge.

“The concept of logic has hitherto rested on a separation, presupposed once and for all in ordinary consciousness, of the content of knowledge from its form, or of truth and certainty. Presupposed from the start is that the material of knowledge is present in and for itself as a ready-made world outside thinking; that thinking is by itself empty, that it comes to this material from outside” (p. 24).

Here he is both saying that the more ordinary concept of logic has not yet learned the lessons of Kant’s Critique of Pure Reason, and implicitly criticizing the dualistic appearance of some of Kant’s formulations.

“These views on the relation of subject and object to each other express the determinations that constitute the nature of our ordinary, phenomenal consciousness. However, when these prejudices are carried over to reason, as if in reason the same relation obtained, as if this relation had any truth in and for itself, then they are errors, and the refutation of them in every part of the spiritual and natural universe is what philosophy is” (p. 25).

This is a very strong statement. Hegel has a very positive view of life in the world, but he strongly distrusts our ordinary consciousness of it. Philosophy is what teaches us to move beyond common sense, toward something higher.

“The older metaphysics had in this respect a higher concept of thinking than now passes as the accepted opinion. For it presupposed as its principle that only what is known of things and in things by thought is really true in them, that is, what is known in them not in their immediacy but as first elevated to the form of thinking, as things of thought. This metaphysics thus held that thinking and the determination of thinking are not something alien to the subject matters, but rather are their essence, or that things and the thinking of them agree in and for themselves (also our language expresses a kinship between them); that thinking in its immanent determinations, and the true nature of things, are one and the same content” (ibid).

Here he is clearly referring to Aristotle, and endorsing Aristotle’s point of view as in a way even superior to that of Kant. For Aristotle, thought and things meet on the middle ground of the “what-it-is” or essence of things, which is what allows the ultimate identification of thought with what it thinks.

He mentions the shallow “external” reflection he associates with Locke’s notion of human understanding, then the much more substantive kind of reflection discussed by Kant in the Critique of Judgment, which will be a major theme of this whole work.

“The [Kantian] reflection already mentioned consists in transcending the concrete immediate, in determining and parting it. But this reflection must equally transcend its separating determinations and above all connect them. The conflict of determinations breaks out precisely at the point of connection. This reflective activity of connection belongs in itself to reason, and to rise above the determinations and attain insight into their discord is the great negative step on the way to the true concept of reason. But, when not carried through, this insight runs into the misconception that reason is the one that contradicts itself” (p. 26).

Contrary to Kant’s pessimistic conclusion in the antinomies of the first Critique, reason does not contradict itself; it is rather the determinations in things and situations that are subject to conflicting objective evaluations. Hegel’s more optimistic view of reason is accompanied by a very honest recognition of the existence of genuinely hard problems for thought about life in the world.

Practical Knowledge?

Granted that there is such a thing as practical wisdom (phronesis) and deliberating well about actions, should it be called “knowledge” in the sense of episteme as used by Plato and Aristotle?

Episteme is generally associated with reason rather than with experience. It is supposed to have a kind of permanence. I have previously argued that the empirical “knowledge” associated with so-called justified true belief should instead be called a kind of well-founded belief, because it is subject to revision.

Aristotle distinguishes phronesis from episteme by saying that the former is concerned with (contingent) particulars, whereas the latter is concerned with universals (subject to necessity). He calls something a universal if it is said in the same way of multiple things, and necessary if there are no counter-examples. He is very careful to point out that wise ethical judgment is not characterized by the kind of “precision” or univocal interpretation that would characterize, say, a geometrical proof.

Kant makes a provocative counter-case for the possibility of unconditional universals in ethics, which could be said to potentially constitute ethical knowledge after all. But something like Aristotelian practical wisdom is still required to close the gap between those universals and real-world cases, and so if “practical” has to do with actions, this ethical knowledge would still not be practical in Aristotle’s sense.

Hegel points out that nothing in human experience is a pure particular, that some form of non-empirical judgment about the applicability of some universals is always mixed in. But it seems very doubtful that anything in experience would for Hegel qualify as purely universal, either. We come back again to the Platonic theme of the irreducibility of mixture and mixed things.

Pippin seems to imply that Hegel claims there is such a thing as practical knowing. But Pippin says “Practical knowing consists both in acknowledging the ‘reality of the good’ and in participating in the world’s own constant realization of its ‘purpose’ by acting”. If that is what that means, that is fine. But it does not remotely sound like knowledge in the sense of episteme. Rather, it captures some aspects of a good ethical stance.

Unconditioned Knowledge?

Kant speaks of reason’s dissatisfaction with “conditioned” knowledge, and of a practical necessity for us to posit the existence of some unconditioned knowledge (e.g., about God, the soul, and the world), even though we can only posit it and it remains finally unavailable to us as knowledge.

Hegel, though well aware of the limits of the knowledge we have, wants to decisively reject the idea that “knowledge” could exist that is in principle beyond the capabilities of finite beings. Leibniz had already suggested that if we take the universality of reason seriously, this means there ought to be nothing, even in divine understanding, that would be in principle beyond the ability of finite rational beings to understand. Hegel claims that such a view ought to be compatible with Kant’s critical principles, even though Kant does not seem to think it is.

“In the realm of finite objects, any specification of determinate intelligibility, even if relatively successful, is still limited, or in Kant’s sense ‘conditioned’…. Since any such rendering intelligible must be self-conscious to be such a judging, such conditionedness and limitation are inseparable from determinate intelligibility itself, and so can be said to ‘demand’ completion in an unconditioned…. With this established, however, we seek a higher degree of intelligibility (one not subject to such limitations), indeed the highest. And so the concept itself, or conceptuality itself, the truth of finite objectivity, is now our object. In this sense, pure thinking’s determination of itself, not just qua the truth of objects, but qua itself as its own object, represents, ultimately, Hegel’s unconditioned” (Pippin, Hegel’s Real of Shadows, p. 252).

“Hegel… goes on to note the many Kantian affinities of his project. The concept of the concept, or conceptuality, or conceiving as the truth of being, is the ‘”I” or pure self-consciousness‘… and he notes Kant’s own version of the truth of any object: Kant defined the object as ‘the concept in which the manifold is united’…. Being as such a ‘positedness’, which is nevertheless being-in-and-for-itself, means that the objectivity of any concept is ‘none other than the nature of self-consciousness, has no other moments of determination than the “I” itself'” (p. 253).

We could equally say that for Hegel, it is the concept of the concept — or the self-referentiality in apperceptive judgment — that says “I”.

Objectivity is not a matter of conformity to something given that could serve as a standard. It is ultimately a matter of good judgment that can be recognized as such and shared by others. It is up to us rational beings to work out the detail of what that means.

Hegel’s approach to the unconditioned is enabled by his removal of the qualifications Kant had placed on his revival of Aristotelian teleology in the Critique of Judgment. Implicitly in his works overall and more explicitly in the logic of the concept, Hegel seems to follow the same kind of top-level explanatory strategy as Aristotle, combining teleology and hypothetical necessity.

“[I]f we understand the structure of [Hegel’s] Logic as some kind of ascent or progress, and if we think of that progress as measured by degrees of any rendering intelligible, the former stage always requiring the latter as a condition, then the essential predicative forms we study in the Logic‘s three books will be (i) S is P, (ii) S is essentially P, and (iii) S is a good P. Teleological explanation (for artifacts, actions, and organic beings) is the beginning of wisdom about such a higher degree of intelligibility…. (On this scale the ‘absolutely’ intelligible would be, to use Aryeh Kosman’s phrase for a similar claim in Aristotle, ‘thinking thinking thinking’)” (pp. 254-255).

We should not be put off by the apparent impersonality of “thinking thinking thinking” or the Hegelian “concept”. The very abstractness of the Kantian “I” serves to make it a transparent vehicle for our most deeply held (i.e., most “actual”) values. Aristotle and Kant and Hegel are bypassing the petty foibles and opacity of an empirical ego in order to bring to the fore what I would call our deep ethical essence.

“Hegel tells us that, with the topic of the concept as such, we are entering ‘the realm of subjectivity and freedom’…, a language that has an unmistakable but mysterious practical air…. [H]e moves immediately to explain that metaphor with several other metaphors…. There is, he notes, a textbook understanding of concepts and their roles in judgments and the role of judgments in syllogisms. But he complains that such ‘material’ is not only ‘finished’… and ‘entrenched’… but ‘ossified’…. His task, he says, is to introduce a ‘fluidity’… into such material and to spark or ignite or animate… a living concept in such dead matter…. He then complains about the difficulty of his task, switching metaphors again, and compares his project to building a new city in a ‘devastated’ land…, a task rendered all the more difficult when the land is occupied by an ancient and ‘solidly constructed’ city. One must decide above all, he insists, not to make use of what is already there, ‘not to make use of much otherwise valued stock” (p. 255).

There is a great deal that is perfectly unobjectionable from the point of view of common sense that turns out to be incompatible with the self-determination of reason.

“[B]eing is conceptuality, not a material ‘made’ intelligible by the exercise of a subjective power…. What a thing is, in truth, is its intelligibility…. In the Logic, the question is dual: What is being such that it is intelligible? What is the intelligibility of being? For us, Hegel complains, the question seems to live on only in religion” (p. 257).

“The chief task of philosophy is to account for this conceptuality” (p. 258).

This accounting — a kind of articulation — is key. Philosophy does not make mere assertions.

“[Hegel] will say things like: philosophy (and he seems to be thinking of philosophy as exhibited in the Phenomenology of Spirit) is interested not in a simple factual narrative of what happened but instead in what ‘is true in what happens’, where that seems to mean what, in what happened, reveals something about what it is to be Geist [spirit]” (ibid).

“In [Kant’s] sense a cognitive mental act is neither mere ‘activity’, in the sense in which we might speak of a computer’s processing as its current activity (cognitive activity is norm responsive), nor an intentional action (one does not perceive or believe ‘on purpose’)…. We may intentionally or ‘on purpose’ take up the task of trying to understand why something happened, but as we gather evidence and test hypotheses, we are not — in, say, perceiving, or in judging on the basis of perceiving — intentionally doing something for the sake of something. The power of perceiving or the power of knowing (or their failure) is what it is (has its distinct end) in independence from whatever else we may also be trying to accomplish. According to Aristotle, for example, the actuality of an axe, its formal and final cause, is cutting, the actuality of the eye is seeing. None of this implies that the axe or the eye is purposively acting in its proper actualization. Cognitive activity is an actualization in that sense. But it is also true that the capacities of the eye are for an end, its distinct end as what it is, or qua eye. And in that sense the capacities for knowing are for an end which knowing has, qua knowing. (The spontaneous capacity too has a formal and final causality, not serial or successive, but immanent and simultaneous.)” (p. 259).

Individual perceptions, judgments, and thoughts thus occur in us “spontaneously”, even though at a higher level reason is purposeful. For long I’ve been mystified by Kant’s choice of the term “spontaneity” for our self-conscious doings. (As I am accustomed to using the word, it seems more to apply to something like the pre-conscious syntheses of imagination.) Pippin provides a valuable clue to Kant’s thinking about spontaneity here, when he points out that perceiving and judging are not doing something for the sake of something in the way that ordinary actions are for the sake of something.

“The understanding and reason (and finally, reflective judgment) are manifestations of one capacity, thinking, the spontaneous faculty…. There is understanding, Verstand, or thinking, considered with respect to what is the case, or in terms of the possible objects of thought, in the basic sense of claiming or judging about objects other than thought, objects that must be provided to such thinking, cannot be self-given, all on the one hand; and, on the other, reason, Vernunft, thinking considered without restriction, or thinking in so far as it is purely self-determining, thinking whose object is itself. In this latter sense, one thinks first, of course, of pure practical rationality, self-determining both in the sense that only reason can determine what the exercise of practical reason consists in, and in the sense that to act is to have a maxim one must give oneself, or it is to have a reason for the action that one counts as a reason. But reason in its theoretical use, what Kant calls its ‘hypothetical use’, is also self-determining” (p. 260).

“And in general, reason in this hypothetical use results in descending or ascending specifications…. But understanding… cannot be a distinct object for or to reason, as such objects are normally understood. That would be psychology. Reason’s determination of the unity of the ‘manifold cognitions’ of the understanding is the determination by thought of itself, of its own unity. (This perfectly parallel’s the Analytic’s claim that experience, the possible representation of an object at all, requires a unity that cannot be supplied by experience. Thinking provides this unity for itself, by itself.) Any such higher unity can never be an object of experience, but it is also the case that such postulations are not mere heuristic posits, dispensable or alterable as practical needs dictate. Every exercise of reason qua reason is a necessary self-determination” (p. 261).

Such a necessity of reason is still hypothetical, not categorical — if this, then that, never simply “that” as a conclusion out of the blue.

“All thinking is a spontaneity, an activity, not a perceiving or grasping. This is true for reflective judging as well” (ibid).

“Kant is interested in the Critique of Pure Reason in what he says our ‘cognitive faculty… provides out of itself’…. Hegel will ask why we should not also say that the categorical structure of experience is what reason requires of itself, with no threat of subjectivism if understood properly; why not say that the moral law is what reason requires of itself?” (p. 262).

Hegel is using deeply Kantian principles to question Kant’s conclusions about the inaccessibility of the unconditioned for us.

“Since, according to Kant’s apperception requirement, any judging is also the consciousness of judging (no one can be claiming something without knowing what she is doing), judging must be implicitly a subscription to the requirements of any such judging (thus including a commitment to be able to provide reasons for the judgment, to be denying anything inconsistent with the judgment and so forth, to be able to integrate the judgment in a consistent whole of other beliefs held), and more broadly, any putative act of knowing involves apperceptively a putative realization of what knowing should be. In this sense the attempt to know, as centrally a judging, is also a self-consciously purposive activity, end-directed (it aims at knowledge, unqualifiedly and unconditionally knowledge) and self-constituting (only reason can determine what the removal of such qualifications would amount to). In the case of the understanding, or judging informed by sensible intuition, this means that any instance of judging is an awareness that judgment is a piece of conditioned knowledge, and no such awareness, since it is an awareness of an attempt to know, can avoid in the completion of the pursuit of such an end this ‘need’ to seek the unconditioned. Such an end is inseparable from any pursuit of the end of knowing itself” (pp. 263-264, parenthesized German words omitted).

“[Kant] is suggesting that our relation to these issues is not a relation of knowing in the experiential or empirical sense…. The relation is some sort of practical relation, … which carries with it its own sort of practical necessity, one that can be said to have a priority — again a practical priority — over the capacities and limitations of reason in its theoretical use” (p. 264).

With respect to the strict self-determination of reason and the reality of this practical necessity to seek the unconditioned, Pippin says he cannot see any essential difference between Kant and Hegel. But “Hegel certainly has a different evaluation of the results…. He sees them not as self-imposed limitations on reason, but as constituting the intelligible structures of reality, and there is a radical boldness in his rejection of the idea of a reality or truth beyond any ability of ours to determine what it is” (p. 268).

“If we keep in mind this Kantian context, recall the essentially practical and productive character of the power of reason, recall that the sense-bearing unit of intelligibility for both Kant and Hegel is the judgment, and that judgments are necessarily self-conscious judgments, and so claimable only in the context of some awareness of their finitude or conditioned nature, then claims like these by Hegel look less mysterious” (ibid).

Pippin says the biggest difference between Kant and Hegel in this area is Hegel’s idea that the progress of the self-determination of reason is somehow driven by contradiction. But “the contradiction that Hegel is referring to is always an essentially practical contradiction, an activity’s contradiction of its own end, something that gets clearer, I hope, if we recall Kant’s account of the inherent purposiveness of reflective judgment and the hypothetical use of reason” (ibid; see Reflection and Dialectic).

“[Hegel] will often say things that seem outrageous [, for instance] that philosophy gives the form of necessity to what would otherwise appear merely contingent…. This can sound as if Hegel wants to say that the actual course of that development, philosophy can prove, could not have happened otherwise, as if, in science as well as philosophy (logic), there is a development over time that could not have been otherwise. If that sort of claim is supported by a claim about a self-transforming, underlying metaphysical entity, ‘cosmic spirit’, or ‘God’, developing according to some necessary law of internal teleology, then the claim seems hopeless” (p. 269).

I thoroughly agree that this kind of necessity — a purely deterministic unfolding of events in the world — is as foreign to Hegel as the idea of unlimited free will.

“At a more modest level, though, (and this is very much how I think he wants to be understood), he could mean that a significant transition in art history, or political history, or religious history, a shift in collective ethical commitments, or a development in a speculative logic (that the content of some determinate concept cannot be fixed without reliance on a successor, more comprehensive concept) can all be rendered intelligible by a philosophical account” (ibid).

“This account is based on a form of practical contradiction that introduces a more familiar form of necessity and one different from logical necessity or material necessity, the form appropriate to ‘he who wills the end must will, or necessarily wills, the means’ (otherwise we have evidence that he has not truly willed the end)” (ibid; see Hegel on Willing).

Any kind of historical interpretation — indeed any interpretation whatsoever, insofar as it aims to reach firm conclusions — ultimately faces the “problem” of the unconditioned. Pippin’s previous example of interpreting the actuality of a person’s character helps to bring all this down to earth. Hegel’s argument is that we do this kind of interpretation all the time, so whatever that necessarily presupposes must be possible.

Next in this series: Life: A Necessary Concept?

Deeper Truth

Hegel’s Logic, it now seems to me, is an exploration of what contemporary philosophers call the space of reasons, with the practical aim of eliciting and exhibiting what it is to move toward deeper truth.

He wants to focus our attention on how reasoning and judgment are transformed as they move toward deeper truth. He wants to say that the deeper meaning of truth is the movement toward deeper truth.

For Hegel, reason attains to deeper truth mainly by experiencing failure of the truth that it thought it had. Such failure has nothing to do with being “vanquished” by an opposing view.

Brandom argues that we can understand such failure in terms of the unsettling of beliefs about how things are in the world, by some unaccounted-for difference or new evidence in ordinary experience.

Pippin argues that the Logic aims at something hugely more ambitious — still not some master key to the explanation of things or events in the world, but an account of the forms of the movement of reason toward deeper truth that ought to be applicable to any thinkable thinking being.

The way that Pippin is arguing Hegel combines Kant and Aristotle I find tremendously exciting. For now I’m reserving judgment on his apparent claim that the movement Hegel describes succeeds in being unconditionally universal.

Next in this series: Hegel on Being

Emancipatory Logic?

When it comes to Hegel’s “logic” the first question is, what does it really aim at? What is it even trying to do? Robert Pippin’s Hegel’s Realm of Shadows (2019) is the best attempt to answer this I have found so far.

“[Hegel] seems to promise something quite extraordinary and, no doubt to contemporary ears, something quite implausible, a treatment of ‘logic’ in some way in service of an emancipatory ideal — an emancipatory logic, of all things” (p. 24).

To briefly anticipate, it will be emancipatory in addressing the Aristotelian actualization of Kantian freedom.

“[T]he most important element in Hegel’s fulfilling such an ambition… is a ‘science of pure thinking’. What any thinking does is to render something intelligible, a task that, as we shall see, has many different dimensions and is inseparable from the giving of reasons. But, as we have also noted, to say what something is, or to explain why something happened, or to understand the point or purpose of anything, is not just to present a picture or grasp a content. It is to judge, something always open to challenge and interrogation” (p. 20).

What Hegel calls pure thinking is concerned with and exhibits the general shape of the space of reasons.

“Eventually… we would need a fully reflective account of the ‘ground of giving grounds’…. In the practical domain, in Kant and the post-Kantians, I am free when I am acting on reasons about what ought to be done. This is a form of self-consciousness that, according to Kant, is paradigmatically embodied when I act wholly on reasons, and not just prudently or instrumentally, as when I act for the sake of ends I have not rationally determined I ought to have” (p. 21).

Put another way, all our reasons ought to trace back to the highest good. When our reasons stop at some partial good, we are not yet free.

“[I]n just the same sense as Hegel will want to treat concept and intuition in experience as distinct but inseparable, he will want to say that so-called ‘material’ issues… are inseparable from forms of self-understanding, as inseparable as such forms are from their material embodiment” (p. 22).

Hegel’s strong emphasis on actuality and actualization leads him to see something like Aristotelian hylomorphism (inseparability of form and matter) in places where Kant tended to see dualities. For Hegel as for Aristotle, our true intent is expressed by what we actually did.

Pippin quotes the Phenomenology Preface’s statement that the task of modernity “consists in actualizing and spiritually animating the universal by means of the sublation of fixed and determinate thoughts” (p. 24).

“Hegel’s unease with [the dominance of fixed representations] is what begat those familiar later claims about the ‘ideological’ nature of bourgeois philosophy, the one-dimensionality of modern societies, the dominance of ‘identity thinking’, the crisis of the European sciences, the colonization of the life-world, and so forth. And while all such critiques can be traced back to Hegel, he does not make the case for such limitations by contrast with a positive or utopian theory, as is the case in many of these examples” (p. 25).

Hegel aims at a purely immanent development of self-critical understanding, in which forms of spirit all on their own eventually exhibit their own incompleteness and one-sidedness, rather than being claimed to fall short of some external ideal.

“Stated in the simplest possible terms, Hegel’s diagnosis of the fix we have gotten ourselves into consists in the claim that we have not properly understood how to understand ourselves and the social and natural world in which we dwell. This is not, though, because we have simply been regularly mistaken, the victim of false philosophies, wrong ideas. It is due to the inevitable partiality and one-sidedness of various ruling concepts (let us say, for shorthand, norms for explanation and justification, the normative structures of the ‘space of reasons’)” (p. 26).

The solution is not a matter of simply substituting more correct first-order beliefs. Of far greater import are our higher-order ways of thinking, judging, and assessing.

“Moreover, the problem is not the contents of our beliefs but the way we have come to collectively regulate what is believable…. Our norms for authoritative explanations and for how we justify ourselves to each other are imbricated in the everyday fabric of a form of life” (p. 28).

“Thus, it would not be an exaggeration to say that Hegel’s basic claim… is that we have not properly understood the ‘grammar’ of spirit (the logic of self-relation, both individual and collective, that makes up spirit), and this is connected with our failure to understand the grammar of possible renderings-intelligible or account-givings in general…. And it would also not be an exaggeration to say that, for Hegel, once we do understand it, we (at least we philosophers) will be freed from the illusion that some particular form of account-giving (like modern Verstand [understanding based on simple fixed predications]) could be taken to be ‘absolute’; the proper relativization (historically and systematically) of different accounts of account-giving will have been made. Or, stated in its most surprising form: Hegelian philosophy has no distinct doctrine of its own; its content is the right understanding of past attempts at account-giving in their limitations and interconnection” (p. 30).

This notion of a “grammar” of spirit is quite fascinating. “Self-relation” is at the heart of Hegel’s often misunderstood talk about the “true infinite”. Hegel wants to say that the ordinary grammar of subject and predicate as fixed terms is not a very good form for expressing thought, because it lacks “life”. Pure thought for Hegel involves moving beyond all fixed terms. Self-relation involves no substantive “self”, only the purely relational character of an always re-emerging unity of apperception. Freedom for Hegel has a kind of grounding in the “true infinite”, but this has nothing to do with an infinite power. What makes self-relatedness “infinite” is its relations-first character, which does not depend on any pre-given fixing of ground-level terms. For Hegel, higher-order form is more primary than first-order form. First-order terms are degenerate cases, not foundational instances.

“Apperceptive spontaneity is not understood as a subjective mental activity, opposed to or addressed to or imposed on what there is…. If we understand this properly, we understand apperceptive spontaneity ‘in its actuality’, as having ‘given itself’ its own actuality, the actuality of the intelligibles, what there is” (p. 35).

What is free in us is not a separate faculty of decision-making, but the open-endedness of the basis of our understanding. For Hegel, there is no gap between understanding and action. What we really understood or didn’t understand is made publicly interpretable by our action. Meanwhile, what there is is inseparable from the intelligibility of that “what”.

Pippin notes that the original context for talk about “spontaneity” in Kant was the latter’s insistence against the tradition that thought is entirely active in character. Thought for Kant includes no moment of passive receptivity, and therefore generates and is responsible for all of its own content. Hegel adopts this perspective.

“Put in terms of the history of philosophy, what all of this will amount to is an attempt by Hegel at a highly unusual synthesis of the Kantian revolution in philosophy, especially the anti-empiricist, self-grounding character of reason (aka ‘the Concept’), and the most important Kantian innovation, the spontaneity of thinking, together with essential elements of Aristotle’s understanding of metaphysics, especially the Aristotelian notions of energeia, which Hegel translates as Wirklichkeit, actuality, the proper object of first philosophy, and, as we have seen, the core of the classical view that ‘nous’ [intellect] rules the world, all in contrast to the rationalist metaphysics of nonsensible objects accessible to pure reason alone. Hegel is no metaphysician in this rationalist sense, but he is most certainly a metaphysician in the Aristotelian sense. That is, at any rate, the thesis of the following book” (ibid).

It is refreshing to see metaphysics treated as something other than an ahistorical lump extending from Parmenides to the present. Later common usage has diverged so far from the meaning of Aristotelian first philosophy that I prefer not to call the latter “metaphysics” at all, but that term loses its objectionable connotations insofar as the reference is tied to something specifically Aristotelian.

I think recognizing that Hegel fundamentally aimed to combine Kantian and Aristotelian insights in a principled way is essential for grasping what he was really about. But to even have the perspective that such an aim makes sense requires work on the interpretation of both Aristotle and Kant; one would never come up with it based on textbook stereotypes.

More than any other commentator, Pippin has developed both the Kantian and the Aristotelian dimensions of Hegel. Later in the current book, he will have more to say specifically about Hegel’s post-Kantian recovery of Aristotelian teleology.

(He says in passing that the earliest precedents for Kant’s view that thought and reason are never purely passive are from the late 16th century. That is not quite right. Alain de Libera has documented that the foremost medieval commentator on Aristotle, Averroes, explicitly interpreted Aristotle as saying that the so-called potential intellect has an “activity” of its own and is not purely passive. In fact, even sense perception is not just passive in Aristotle. Aristotle’s remarks about the synthesizing role of the “common” sense and “inner” sense are unfortunately extremely sketchy, but it seems beyond doubt that they do have a synthesizing role.)

Next in this series: Logic and Metaphysics