Heidegger vs Hegel

Returning to Pippin’s book, we finally arrive at the main act, a philosophical clash of titans. But the conflict takes place under very uneven conditions, because Hegel was not around to defend himself, and until recently, virtually no one else stood up for him either. The Frankfurt School critical theorist Theodor Adorno bucked the trend of Continental enthusiasm for Heidegger in The Jargon of Authenticity (1964), but Adorno had no interest in defending Hegel.

“Heidegger’s interest in Hegel is prepared for and accompanied by his growing attention to Kant and the entire German Idealist tradition. He lectured on German Idealism in 1929, the same year as his remarkable book on Kant, Kant and the Problem of Metaphysics, appeared. He lectured on Hegel’s Phenomenology in 1930/31, on Kant’s transcendental principles (this would become the basis of the book The Question Concerning the Thing) in 1935/36, on Schelling’s On the Essence of Human Freedom in 1936, and on The Metaphysics of German Idealism in 1941. He continued to publish on the Idealists in the later phases of his career as well, as in his acute formulations of his differences with Hegel in Identity and Difference in 1957 and his evaluation of the importance of ‘overcoming Hegel’, and Hegel’s idealism, became more and more prominent” (The Culmination, p. 139).

In my youth, Identity and Difference was a significant text for me. Heidegger’s positive thesis, which I rightly or wrongly understood to be that difference is in every way that matters prior to identity, was just what I wanted to hear at the time, so I did not look too critically into Heidegger’s negative claim that Hegel privileges identity, especially since it seemed consistent with general scholarly consensus about Hegel.

However, the “speculative identity” by which Hegel overcomes various oppositions, like that between subject and object, is clearly very different from the formal identity whose very definition is the absence of difference — a distinction Heidegger seems to refuse to recognize. As we have seen across many posts, Hegel constantly criticizes formalism and objectification. Hegelian speculative identity should be understood rather as comparable to Aristotelian hylomorphism — a kind of practical inseparability that is compatible with irreducible difference.

Pippin summarizes Heidegger’s basic stance toward Hegel. “Hegel must be overcome by radicalizing the way in which the problem [of the meaning of Being] is put; and at the same time, he must be ‘appropriated'” (ibid).

This will be a complex maneuver. Heidegger will aggressively read into Hegel a stance on Heidegger’s own trademark question of the meaning of Being, and he will attribute an epoch-making significance to Hegel’s expression of this stance. He will aim not simply to refute Hegel, but rather to show that various things Hegel says are right, then ultimately to turn the tables and claim that Hegel convicts himself of Heidegger’s charges.

The charges meanwhile seem to involve something much more insidious and far-reachingly horrible than just being wrong. Heidegger wants to make philosophy somehow globally responsible for the ills of the modern age. It all gets started from his imposition of an interpretation that redefines the aims of all philosophy since Plato. For someone like myself who cares a great deal about philosophy from Plato to Hegel and identifies with it, this frankly feels comparable to gaslighting and emotional blackmail. Our best impulses are turned against us, and twisted into evidence of something bad.

“Fulfillment …could mean that the basic problems posed by Greek philosophy were ‘solved’ by Hegel, such that there is no longer philosophical work to do. But it could also mean that the distortions and obscurities inherent in the metaphysical tradition were taken on and thought through by Hegel to the point where it became clear (not to him, but retrospectively) that the whole tradition had ‘culminated’ in a dead end…. Heidegger means that Hegel has made the clearest of anyone the inevitable commitment by Western philosophy (Platonism) to the metaphysics of presence” (p. 140).

I agree that the metaphysics of presence is horrible, but I don’t think it is fairly attributed to Plato, Aristotle, Kant, or Hegel, but rather to those who privilege consciousness or immediacy. Far from being oriented toward pure presence, the way of philosophy from Plato to Hegel is rather to be identified with the long detour. Philosophy is what teaches us to look beyond mere presence. If the metaphysics of presence nonetheless does have a deadening hold on human culture, that is due not to philosophy but to a lack of philosophy.

“[I]dealism in this sense invokes the deepest principle of Western rationalism, the principle Heidegger is so interested in illuminating: ‘to be is to be rationally intelligible’…. The most famous way of putting it looms large in Heidegger’s account: there is an identity of thinking and being…. Given that, the world as it matters to us is available because of our conceptual and explanatory capacities'” (p. 141).

Heidegger claims that the pre-Socratics did better than all later philosophers. Identity of thinking and being specifically recalls one of the surviving fragments from Parmenides. Based on the radical conclusions that Parmenides and his follower Zeno drew from this assertion, this really does seem to be a claim of formal identity. This is all very ironic in context, because Hegel is the original great critic of formal identity. Hegelian “speculative” identity is patterned on Aristotelian hylomorphism, and also anticipates Paul Ricoeur’s notion of “narrative identity”.

“We should recall that idealism in this tradition… should not be understood as a claim about the mind-dependence of the world or about mind-imposed structure in experience or as a so-called objective idealism (a claim about the nonmaterial nature of the real, in favor of its ideal or immaterial nature), but first and foremost as an objection to empiricism, the claim that all knowledge is or must be based on empirical experience. By contrast, idealism in Kant, Fichte, and Hegel is a claim about the capacity of pure (empirically unaided) reason to determine that all that is knowable is knowable, and how it is knowable. Since this amounts to a claim about the normative authority of knowledge claims, and since it is pure reason alone that demonstrates such normative authority, this means that human reason is to be understood to be self-authorizing, a tribunal unto itself” (p. 140).

Heidegger explicitly puts the Kantian/Hegelian autonomy of reason in a negative light. Derrida’s Heidegger-inspired term “logocentrism” concisely captures Heidegger’s negative view of the autonomy of reason as making unsupportable knowledge claims, and as promoting bad, presumptuous epistemology and ontology. Heidegger really does not at all address Kant and Hegel’s own primarily ethical motivations for defending the autonomy of reason.

Heidegger is not dealing in any of the common clichés about idealism. But to my surprise, Pippin goes further, and says he thinks Heidegger understands key aspects of German idealism — and especially the significance of Hegel’s Logic and the relation of logic to metaphysics — better than anyone else.

Pippin thinks that Heidegger is the only one who anticipated Pippin’s own thesis that for Hegel, “logic” (i.e., Kantian transcendental logic and Hegel’s own development of it) really is “metaphysics” in the sense of an account of being qua being. Indeed, Heidegger does also seem to recognize that “logic” for Hegel has a very different meaning from that commonly ascribed to it. From my point of view, this all poses quite a challenge, because up to now I have been very impressed with Pippin’s reading of Hegel, even though I put much less weight on the “logic is metaphysics” claim than he does, and reject the being-qua-being interpretation of Aristotle.

“The idealist claim is that pure thinking can specify the possibility of the determinability of anything at all. In so doing, idealism is a metaphysics. For Heidegger, this all indicates an errancy, a distortion from the start, since, for one thing, thought’s focus is on ‘the beings’, or what is required for a being to be the being it is. It leaves unanswered, ‘unthought’, the meaningfulness of Being itself” (p. 143).

Heidegger does not like questions about what things are or why they are the way they are. Instead, he refers us to the mystifying notion of a Being that is not a being, not an abstraction, not the Christian God, and not a Spinozist whole, but is the ground of all beings. Contrary to this, I want to advocate the position that emphasis should be on seeking the richest possible understanding of “the beings”. For one thing, I believe that all beings should be treated with fundamental respect (see also Regard for Objects). Emphasis on the alleged ontic-ontological difference puts all real beings (whatever they may be) in an unfairly negative light. I do not claim to be presuppositionless in this, only to be open to any sincere attempt at dialogue.

Knowledge of the mere “possibility of the determinability” of anything at all does not presuppose actual knowledge of any particular determination, or any knowledge of existence. Hegel’s most far-reaching claim is that reason as higher-order reflection can evaluate “possibilities of determinability”, independent of the evaluation of concrete cases. This is related to the way that Kant investigates the conditions of the possibility of this or that. As Hegel himself also says, this “transcendental logic” that he practices in common with Kant is a “realm of shadows”. I would say that truth or falsity in the mundane sense only comes into the picture when we come back to interpreting concrete cases, in ways that take the long detour into account.

Pippin explains that Hegel’s motivation is to show that there cannot be any self-sufficient epistemology or, as Pippin puts it, that epistemology cannot be separated from metaphysics.

“[Hegel’s approach] amounts to an attempt to show that any isolation of the question of whether the subject’s putative cognitive powers are actually adequate for the task of cognition, knowledge of reality as it is in itself, ignores the fact that any such conception of the powers of knowing presupposes a conception of the proper knowables. If we ignore that connection and take ourselves to be focusing on our cognitive powers alone, we inevitably end up with skepticism, since there is no way from ‘outside’ the attempt at knowing to measure the exercise of these powers against what really is. (The ‘view from nowhere’ is nowhere, nowhere any finite being could ascend to.)” (p. 144).

Heidegger “disagrees with the dogmatic assumption that the meaningfulness of Being in its availability is originally its knowability…. ‘[F]initist’ critiques often draw large implications from what I believe to be a distorted interpretation of Hegel. However, … Heidegger has, with some glaring exceptions, a sophisticated, deep, highly accurate, and insightful reading of what Hegel was trying to do in his main text, The Science of Logic” (p. 145).

It seems to me that in claiming that Kant and Hegel put “knowability” first, Heidegger is assimilating them both to a neo-Kantian reading of Kant. Part of the basis of this is that Hegel wants to call self-consciousness a kind of knowledge, although self-consciousness does not seem to meet the conditions Aristotle lays out for knowledge (episteme) in general. I think Hegelian self-consciousness mainly has to do with apprehension of meaning and values, rather than knowledge in a strict sense, which is a relatively rare thing.

Pippin goes on to briefly discuss “idealism” in Kant, Fichte, and Hegel.

“Eventually, I want to say that Hegel’s most important potential contributions have been both misunderstood and undervalued, even by Heidegger, for all the power and depth of his interpretation…. Let me proceed to a ridiculously brief summation of the idealist ambition” (p. 146).

While I admire Pippin’s attempt to be even-handed, I must take exception to the claim of “power and depth” here. It may be true that there is a narrow slice of the argument of Hegel’s Logic that Heidegger has read better than others, but in view of how appallingly misconceived common views of Hegel are, this is not necessarily much of a compliment. Pippin is clearly impressed that Heidegger anticipates Pippin’s own view that what Hegel is doing in the Logic really is a kind of what Aristotle would call first philosophy.

“The central idealist claim began with Kant’s Critique of Pure Reason and his assumption that reason was capable of determining what it was entitled to claim and capable also of restricting itself if it could not provide such authority. This almost immediately generated the concern that such an enterprise would not only end in a destructive skepticism but in an all-destructive ‘nihilism’ (F.H. Jacobi’s original coinage), leaving nothing of moral substance or objective status standing” (ibid).

Here the two claims are that reason can determine for itself what it is entitled to claim, and that it is capable of limiting itself to what it is entitled to. These two abilities are both clearly different from any putative first-order “knowledge” about how things are.

“[A] priori knowledge, while in some sense to be specified ultimately about the world, consists in thinking’s or reason’s knowledge of itself“…. This is what distinguishes classical rationalism from idealism, as Hegel (and Kant) understood it. The former holds that reason has access to its proper objects outside itself; the latter that the object of pure thinking is itself…. One long-dominant interpretation of Hegel on this point … holds that these two claims can be both assertible only if what there ‘really’ is, ‘the really real world’, what is accessible only to pure reason alone, is itself thought … something like the Absolute’s or God’s thinking itself…. Pure thought thinking itself is the manifestation of the noesis noeseos, God thinking himself, or it is the divine-like apprehension of the noetic reality that underlies experienced appearances. I cannot do so here, but I have argued for some time that this interpretation does not fit the text (p. 147).

For Aristotle too, the object of “pure” thinking is itself. That is to say that what is called “pure” thinking is distinguishable specifically as a higher-order thinking, or thinking about thinking that inquires by sincerely questioning itself. Contrary to what one might think based on common connotations of “purity”, this typically occurs in a mixed context that also involves thinking about some concrete beings. I call this mixture interpretation. It occurs in the course of thinking other things, and always has an implicit or explicit ethical dimension, or rather it is the ethical dimension. Kant and Hegel call this “reflection” in a specialized sense that I also relate to Aristotelian contemplation (see multiple articles under Subjectivity and Hegel). This more developed Aristotelian-Kantian-Hegelian notion is what I want to say that “thinking” is. Hegelian mutual recognition and Platonic dialogue are based on socially shared versions of this kind of reflection.

“Pure thinking’s object is itself but not as an object or event; rather, its object is the thinking also interrogating thinking — a circle, not a dyadic relation. Hence the provocative notion of ‘infinity’, without beginning or end” (ibid).

(For Aristotle, the circle is a symbol for entelechy rather than infinity, but in spite of his general finitism, Aristotle does hold that time has no beginning or end.)

“In the most decisive case in the tradition for Heidegger, the dependence in question is what Kant emphasized, the dependence of thinking on sensible intuition, of pure thinking on pure intuition…. Hegel’s prioritization of the Concept — in his terms, the identification of the Absolute as concept — is said to be a prioritization of absolute subjectivity and so to require a relation to what is other than thought, nature, as pure domination…. It would be hard to overstate the influence of such an argument form … from Schelling to Heidegger and Adorno” (p. 148).

“Absolute subjectivity as pure domination” is completely abhorrent, and completely un-Hegelian. Hegel never endorsed one-sided “domination” in any context. Ethical reciprocity is one of his fundamental concerns (see New Biography of Hegel). What is true is that questions of meaning and interpretation in a certain way encompass all other questions.

“In Hegel’s treatment, the topic of pure thinking is presented as having nothing to do with the existing human thinker, the subject, consciousness, the mind. Rather, the topic raises as a problem the possibility of the intelligibility of even whatever is being touted as pre-conscious source or hidden origin, the intelligibility of what is assumed in any such determinate identification as a knowledge claim, even of the ‘neither subject nor object’. That is either something available for some kind of apprehension or it is not. If it is, it must be subject to some regime of intelligibility for this determinacy to be accounted for. This is what Heidegger denies when he insists that the meaning of Being, Being as such, is not ‘a’ being and not subject to the requirements of determinacy. Insisting it begs the question” (pp. 148-149).

Intelligibles act “in” us, rather than “on” us. The common prejudice that we talking animals should understand ourselves as subjects in a syntactic sense is not shared by Aristotle or Hegel.

“In face of this, if someone simply persists in asking ‘but where is all this thinking and explaining happening?’ all one can reply is ‘wherever there is thinking’. This is not to say that there is not always a thinker or subject of thought; it is to say that thought that can be truth-bearing is constituted by what is necessary for truth-bearing, by any being of whatever sort capable of objective (possibly true or false) judgment…. Any such criticism, insofar as it is a thinking, a judging, a claim to know, is always already a manifestation of dependence on pure thinking and its conditions, and such ‘moments’ of pure thinking are to delimit (but not to limit) the normative domain of intelligibility (what can rightly be distinguished from what, or rightly posited as ‘ground’, for example) and not any process or series of events that goes on in supposed independence of the empirical world. Pure thinking, as Hegel understands it, is neither dependent on nor independent from the empirical, or from materiality or the brain or the ‘indifference point’ or whatever new ‘absolute’ comes into fashion” (p. 149).

Intelligibility is not thing-like, and intelligent beings are better understood as not thing-like either. I think that intelligence and intelligibility are inherently not self-contained. Self-containedness would correlate to a kind of stupor. Like Meister Eckhart, I might say that my awareness is over there in the wood I am looking at. To participate in intelligence is to transcend narrow boundaries of self.

“[This] is, rather, to argue for the autonomy of the question of ‘any thinking at all’, whatever the existential status of the thinker” (p. 150).

Shareable thought doesn’t really have an owner, even though it does have a history.

“In knowing itself, what pure thought knows is the possible intelligibility, the knowability, of anything that is. But the intelligibility of anything is just what it is to be that thing, to be determinately ‘this-such’ (tode ti), the answer to the ‘what is it’ (ti esti) question definitive of metaphysics since Aristotle” (p. 151).

The “self” in self-knowledge is not a substantial thing, but a reflective relatedness.

“Kant and Heidegger agree that at the most basic level, thought is finite because thought, understanding, knowledge, cannot create its own objects; it depends on a comportment toward what is other than the subject. With things set up that way, it looks like Hegel’s claim for the infinity of thought is a claim that thought does create its own objects. That is not at all his position, but it remains a common interpretation” (ibid).

Thought does not “create” what goes by the name of external reality.

“The other Kantian claim of massive importance to [Heidegger’s] critique of idealism is his argument… that pure thinking can arrive nowhere, certainly not at the determination of the ‘horizon’ of all possible objectivity, without being everywhere not only intertwined with but dependent on sensibility, especially with the ‘sensible’ faculty of the imagination” (ibid).

Thought has a dependence on imagination and sensation. Even “pure” thinking may be said to have such dependencies.

“We should note the change in emphasis insisted on by Hegel. The new metaphysics, logic, concerns things as grasped, gefaßt, in thought, whereas the old metaphysics was a thing-metaphysics” (p. 153).

Philosophy should address meanings rather than “things”.

“Kant and Hegel certainly share the so-called discursivity thesis (which Heidegger does not). Thinking for both is exclusively a spontaneous or productive power, in no sense a perceptual or passive, receptive capacity. It would be hard to exaggerate the magnitude of this common assumption. More than anything else, it sounds the death knell of traditional rationalism, and it plays a crucial role at the decisive beginning of the Logic, where Hegel demonstrates that the thought of mere ‘being’ can be no actual thought at all, its indeterminacy renders it a mere ‘nothing’ without some predicative determination other than the mere thought, being” (p. 155).

Here I have to pause, because the idea that thought is not just significantly or mainly but exclusively active seems me to be an overstatement of an otherwise good point. At the very least, hylomorphism and the inter-embeddedness of thought with sensation ensure that “we” are not exclusively active.

“Kant had also already realized that the pure forms of thought were not features of the human thinker, were not in that sense psychologically subjective, but necessary for any discursive thinker, which means any non-divine thinker. But since these forms of judgment are the forms of any possible truth-bearer, and since truth is either truth or not, it makes no sense to say that these forms delimit something like ‘what is merely true for discursive thinkers’. There is no such thing as ‘truth for X’, even if there is ‘what seems true to X’. The ‘subjectivizing’ elements in Kant are, though species-specific, the pure forms of intuition. And if we reject that doctrine, as Hegel does, we can return to a position like Aristotle’s, where we can study being by studying the forms of predication” (p. 156).

As he says, contrary to some well-meaning attempts to be generous that fall into subjectivism, there is no such thing as a separate “truth for me”, only what seems true to me. It is only appearance that can be immediate and private.

The way Pippin expresses the point about the non-psychological character of thought here nicely minimizes the difference between Kant and Hegel. But Aristotle’s concern with statement-making is normative and not grammatical. The association of Aristotelian statement-making with mere predication is a common error that loses the essential normative dimension of criteria that make something properly said. To put it another way, Aristotle’s concern is not with any random saying, but with how things are properly said to be.

“At some point, and it doesn’t matter (for philosophy) at what point or how, natural organisms reach a level of complexity and organization such that they begin to become occupied with themselves and eventually to engage each other and to understand themselves in ways no longer appropriately explicable within the boundaries of explanations proper to nature considered apart from such capacities. Hegel’s language about this is everywhere practical, not substantive. It is not that Hegel is denying that self-consciousness and intentional agency are facts. He is claiming that no fact about the organic properties of such beings accounts for what it is to be self-conscious or agents, and there is no need for the positing of nonmaterial entities or capacities” (p. 158).

The “practical” aspect is essential here. Ethics, broadly construed, is for Kant and Hegel prior to epistemology and ontology.

“Of course, spirit remains embodied and so subject to mixed explanations, in which its natural properties bear on its activities as spirit…. Consider this passage from the Lectures on Fine Art. ‘Art by means of its representations, while remaining within the sensuous sphere, liberates man at the same time from the power of sensuousness. Of course we may often hear favorite phraseology about man’s duty to remain in immediate unity with nature; but such unity, in its abstraction, is purely and simply rudeness and ferocity, and by dissolving this unity for man, art lifts him with gentle hands out of and above imprisonment in nature'” (p. 159).

Art lifts us with gentle hands. This is important to mention, because Hegel is being accused of logocentrism.

“It doesn’t matter that there are also natural-scientific explanations for what happens in the body and brain when all this occurs, or when we make or enjoy art. The question that has emerged — the only emergence that is relevant — is whether the norm, art, has been rightly and fully realized, or whether the justifications agents offer each other and themselves can in fact be defended, whether the structure of ethical life is consistent with the potential of such a self-liberating being. There is no need to appeal to a vitalist, self-dirempting nature to account for any of this…. This is so for Hegel because the dynamic in question is historical, not biological, even though it clearly has numerous specific natural-organic conditions and involves no commitment to anything non-natural. Correspondingly, the question of the possibility of freedom is not for Hegel a question about the possibility of how a spontaneous causal agency exists in a material world. His theory is a self-realization theory, and that asks for the right achievement in our understanding of ourselves and in our relations to others, again a historical and social question, not one that descends from any account of substance” (ibid).

“I have been suggesting that far and away the deepest, most thoughtful engagement with Idealist and especially Hegelian thought in post-Hegelian philosophy is Heidegger’s. In fact, a good case can be made that Heidegger’s distinction among all such anti-Idealism positions is that his is the first genuine confrontation with Hegel in all the post-Hegelian European tradition” (p. 161).

Heidegger might have been the big-name 20th-century philosopher whose treatment of Hegel was the least worst, but that is really not saying much. However, first in Germany after World War II and now for several decades in the English-speaking world, Hegel scholarship has improved tremendously, and Pippin himself has played a significant part in this.

“[E]specially important is what was published as the second part of Identity and Difference…. Heidegger goes immediately and directly to the heart of Hegel’s enterprise and states it accurately as just what it is. Heidegger tells us that the subject matter, the Sache, of thinking for Hegel is ‘thinking as such’ (Denken als solches). And he immediately adds exactly the right qualification. ‘In order not to misinterpret this definition of the matter — thinking as such — in psychological or epistemological terms, we must add by way of explanation: thinking as such — in the developed fullness in which what has been thought…, has been and now is thought” (ibid).

As I mentioned, this work was significant to me in my youth. But at that time I had no glimmer that I would come to appreciate Hegel as much as I do now, and to take issue with any reading that makes Hegel out as a partisan of strong Identity. That many people can’t be wrong, can they? But they were. Hegel’s “speculative” identity is clearly not a formal or strong identity. It is more like Aristotelian hylomorphism, to the point where I wonder why he calls it identity at all, instead of nonseparation or something like that.

“That is, Hegel thinks of thinking as Being, and not as a subjective epistemological condition; or, said conversely, Being is only available in any sense in its thinkability. Heidegger realizes that pure thinking’s taking itself as object does not result in a mere theory of thinking, or the rules of thinking, or a ‘philosophy of pure cognition’. As Heidegger says directly, for Hegel, ‘being is the absolute self-thinking of thinking’. The last thing that Heidegger means by this is that Being is mental activity, whether human or divine” (ibid).

So far so good.

“Because of his own approach, Heidegger is in a unique position to realize that the subject matter of the Logic is not in any sense whatever a being, not ‘the’ Absolute’s self-positing, not the noetic structure of the world, not abstract objects, not the mind of the Christian God, not a substance, but, in his language, the meaning of Being, the Sinn des Seins. As he puts it in his distinctive language, ‘The Being of beings reveals itself as the ground that gives itself ground and accounts for itself. The ground, the ratio by their essential origin are the logos, in the sense of the gathering of beings and letting them be. They are the hen panta [One-All]. And he tells us what he thinks Hegel means by logic. ‘We now understand the name “logic”… as the name for that kind of thinking which everywhere provides and accounts for the ground of beings as such within the whole in terms of being as ground (logos). The fundamental character is onto-theo-logic'” (p. 162).

Here I come to a big doubt. The negative setup is nice. But then we are told that Being, which is not any of those things, is the ground of beings. Heidegger has no compliments for the Thomistic notion of God that was traditionally supposed to represent pure Being in a “full” sense. He insists that Being is not a being and certainly not the Creator, but his notion seems to be even much further removed from that thinnest of abstractions that is sometimes suggested. But Heidegger’s Being has in common with Aquinas’s idea of God that it is supposed to be the ground of beings. Late in life Heidegger made cryptic statements like “only a god can save us”, but he made it clear that the Christian God could not meet his qualifications.

“The ‘divine’ at stake in what Heidegger means by theo-logic is, he constantly explains, not a being, not anyone to whom we can pray or play music to or dance to, he notes with a hint of contempt….. [B]ecause … thinking is self-grounding and thereby serves as ground (for any being being intelligibly what it is), this thinking is also ‘theology’ because it concerns the causa sui. Pure thinking is productive and self-generating” (ibid).

Causa sui is “cause of itself”, which implicitly brings in all the questions about the nature of causality. Traditionally, some writers have applied this term to God. (On the other hand, Aristotle says there is no such thing as self-motion — that a thing that appears to be self-moving is better understood by distinguishing a mover part from a moved part. His first cause is not a “self”-mover, but a first unmoved mover, and he sees motion as belonging on the side of the moved thing. But a mover for Aristotle is a more specific notion than a cause. See Moved, Unmoved.)

The Kantian/Hegelian autonomy of reason is neither a self-motion nor a self-moving thing. Can it be assimilated to the notion of something being the cause of itself? I don’t think it is intended to work in the register of causality in the modern sense. And what Aristotle proposes instead of self-motion is the notion of entelechy.

“From his interpretation of Hegel in [Being and Time] on, Heidegger has emphasized … that this ground-giving is what Hegel means by the Concept ‘giving itself its own content’, and this by means of the beating heart of the dialectical process. That is, in Hegel’s language, the Concept is ‘self-negating negativity’. Thinking is discriminating, differentiating, and thus determining, and this is possible by any ‘moment of pure thinking’s differentiation of itself from its other, its self-negating. That self-negating means its lack of self-sufficient determinacy, and this by means of its essential relation to and differentiation from its ‘other’. It thereby returns to a moment of stability and putative sufficiency. It negates its own negation of that original self-sufficiency and ‘momentarily’ reestablishes it, only to require again a self-negating of this putative independence and internal self-definition” (pp. 162-163).

Heidegger also apparently preceded Pippin in explicitly recognizing the importance of Kantian unity of apperception in Hegel.

“Heidegger is right that this is one way of formulating Hegel’s attempt to establish an internal derivation of the moments of pure thinking required for the determinacy necessary for anything to be what it is. And here Heidegger is again correct when he claims that behind this in Hegel, what can account for the source of this development, is the apperceptive character of any thinking, that any moment of thinking is a self-conscious moment and so aware of the commitment it undertakes to establish the determinacy of a conceptual moment” (p. 163).

“But Heidegger continually interprets this ‘presence of the I to itself’ in a Cartesian way, as if it is the I’s demand for such a ‘presence’ (that meaning of Being that is the original sin of Western metaphysics) to itself as the telos implicit in any moment of thinking, an interpretation that construes what Hegel is doing in a formal way and that neglects the way Hegel wants to make his case on the basis of the internal self-negation of the conceptual moment. To use the formulation of the [Phenomenology], ‘thought disturbs thoughtlessness’ because of the incompatible commitment created by such incomplete thinking, not because of a subjective dissatisfaction and demand (ibid).

It is quite a mystery to me why Hegel is so complimentary to Descartes in his history of philosophy lectures, when Hegel’s own philosophy is so anti-Cartesian. Clearly he feels antipathy toward scholasticism, although like many modern writers, he knows it mainly from a few sketchy stereotypes. Perhaps that explains the great relief he expresses on getting to Descartes.

The language emphasizing conflicting commitments versus subjective demand makes an important point. This is another way in which we can have major concern for subjectivity, without centrally referencing an ego-like substantial subject.

“For Hegel, again as Heidegger understands him, to be is necessarily to be determinate (a this-such, discriminable from any other ‘such’) and the requirements of determinacy were also the requirements for anything to count as a being…. The beginning of wisdom for the early Heidegger is that, on the contrary, there was clearly a being not at all comprehensible as, not at all being, ‘determinate’: the being Heidegger called ‘Dasein’ precisely to indicate that it was not a determinate this-such” (p. 164).

Here we get to a major point of dispute. Classic early Heidegger’s Dasein seems to inherit some of the paradoxical characteristics of the Aristotelian intellect that is “nothing at all” until it begins to think, but unlike Aristotelian intellect it seemingly is supposed to refer to a whole human being. Ironically, this combination puts it in territory close to that of the scholastic “intellectual soul”, which I’m sure Heidegger had no patience for.

Heidegger wants to call Dasein an openness rather than an essence. The notion seems to be that essence applies only to caged or fossilized things. This led to Sartre’s claim that “existence precedes essence”, where existence becomes another name for Dasein. For practical purposes Dasein seems to be largely equivalent to a human “consciousness”, albeit one outfitted with existentialist characteristics. I on the other hand take a rather dim view of the promotion of mere being and mere consciousness, and aim to recover a more interesting, specific, and useful notion of essence (importance; the making of distinctions) that has nothing to do with fossils or cages.

“Dasein is openness to the meaning of Being itself, ‘being there’ at the site of any manifestation of such meaning. There could be no logos in the Hegelian sense to a being, Dasein, that was what it took itself to be, a being whose mode of being is to-be, existence, a self-interpreting being…. Such a being could never be simply ‘what it is'” (ibid).

I see, more simply: openness to meaning. With a revitalized notion of essence, we have all that we need. It is Being with a capital “B” that is a reification.

“[Heidegger] notes approvingly that Hegel’s approach is developmental, not deductive, and that this developing thought-thinking-thinking is intertwined with the history of thought, with the history of philosophy…. ‘The only Western thinker who has thoughtfully experienced the history of thought is Hegel” (p. 165).

Heidegger does get points for recognizing the extreme importance of the history of philosophy. He is right that Hegel more or less invented the philosophical history of philosophy. (Besides Hegel, several contemporary French writers, including Alain de Libera, Olivier Boulnois, and Gwenaëlle Aubry, have made significant contributions to what they call philosophical archaeology, which is another kind of philosophical history of philosophy. This is an outgrowth of Michel Foucault’s “archaeology of knowledge”, which ironically was originally conceived by Foucault as radically anti-Hegelian. Much less satisfactory to my mind, but also related, is the “storytelling” motif promoted by Richard Rorty.)

“While Hegel thinks the ultimate identity of thinking and being, Heidegger’s basic thought is about difference” (ibid).

That is how Heidegger presents the matter. I think he actually has a less interesting, less supple account of difference than Hegel does, and I don’t believe the myth of Hegel as an identitarian. Blind pursuit of identity is about the furthest thing from Hegel that I could imagine.

Hegel was supposed to be the sneaky one, making us think we were escaping the bad stuff, while actually pulling us in deeper. Heidegger largely invented this now pervasive trope, which is more sophisticated than the head-on confrontations with Hegel that we see in Schelling and Kierkegaard.

“If we take our bearings only from [Being and Time], then we can put the point in Schelling’s way: we would say that the mark of thinking’s finitude is the ‘unreachability’ of human existence itself…. It remains ineffable, not available…. [Existence] finds itself uncanny, not at home anywhere, the anxious, null basis of a nullity, something it cannot help but flee in a tranquilizing (‘falling’) everydayness. But once Heidegger has fully shifted attention to the problem of metaphysics, another issue looms much larger: the absolute difference between Being and beings, our inevitable confusing of the question ‘what is it to be?’ with ‘what is it to be this or that being?'” (p. 166).

For Heidegger, the most important feature of difference is what he calls the ontic-ontological difference, Being versus beings. He doesn’t really care about all the richness and diversity of particular beings, only for the one thing, Being, which he insists is not an abstraction and is not God. For me the richness and diversity of particular beings is everything, and is endlessly liberating.

“Hegel does insist that the question of Being necessarily always amounts to a question about what it is to be this or that being. That is the result of the first moment of the Being Logic, and it is that moment where the deepest ‘confrontation’ (Auseinandersetzung) with Heidegger must take place. In this, as in so much else, Hegel follows Aristotle. Being is said in many ways, but there is a primacy to being as tode ti, a this-such, determinate being” (ibid).

“Kant, Hegel, and Fichte wanted to say that the only assumption necessary for an account of pure thinking is only the ‘I or he or it’ that thinks, but Heidegger insists that this leaves out the question of the mode of being of the subject, and he is certainly right. The notion of a transcendental-logical’ subject is merely a way to avoid the question” (p. 168).

This is subtle and tricky. Leaving out the question of the mode of being of “the subject” is hardly as terrible as Heidegger makes it out to be. Meanwhile with this talk of the mode of being, he distracts attention from what seems to be a rather conventional modern notion that what we are asking about when we consider human “being” is after all most appropriately addressed as a unitary “subject”. I see human (and nonhuman) being as infinitely richer, more multiplex, and more refined than that. This is rooted in the major Hegelian ethical point that we find ourselves in the other, and that human maturity and true spirituality begin from learning to be at home in otherness. Moreover, I think the distinction between empirical and transcendental subjectivity is not at all a mistake but the beginning of wisdom — a recognition that subjectivity is multi-dimensional, and not reducible to one thing.

“Thinking thinking thinking is the enacting of thinking, and the reflective self-consciousness at the end of the Logic, the Concept of the concept, of intelligibility itself, is a form of self-consciousness about the intelligibility of any being, not something like ‘Being as intelligibility itself’…. It does not and cannot include what Heidegger seems to be after: ‘what it means for Being to be thinking’s self-determination of thinking'” (p. 169).

Very true.

“This is not at all to deny that there is something also quite limited and often tendentious about Heidegger’s assessment of Hegel. There are other passages where he does not charge that the question of the mode of being of the thinker has been left unthought by Hegel, but that Hegel did ‘think’ it, and as a Cartesian, that the subject is understood as nothing more than an individual center of consciousness…. While it is true that Hegel does in the Encyclopedia (albeit in the special context of Philosophy of Nature…) say such things as that spirit is ‘the eternal’ and that the eternal is ‘absolute presence’, it is clear from a more charitable reading that Hegel doesn’t mean present-at-hand, or standing presence, as Heidegger claims…. [Heidegger’s claim] assumes that the dialectical self-negation of concepts and eventual sublation results in some sort of abidingness or stability, and, as so much Hegel scholarship after the war has demonstrated, that is the last thing Hegel wants to say” (pp. 169-170).

“This all also raises the question of whether Heidegger is right to draw the rather apocalyptic consequences he does from this ‘forgetting’ or not asking this question; in a word (his word) ‘technology'” (p. 170).

“Heidegger does not here discuss any of the modal questions involved in philosophical conceptuality…. We want necessary conditions. We want: without these elements in place, this availability would not be possible…. In Kant, necessity is tied to necessary conditions of experience. That means, necessary for a unity of consciousness, the Transcendental Unity of Apperception to be possible. In Hegel, necessity is internal to the development of the Concept…. Whether this is defensible or not, we can at least see the basis of necessity in this internal self-negation and developmental necessity. And in Heidegger? Without what would there be no availability, no manifestness, no clearing?” (p. 171).

“But Heidegger and many Hegel scholars pay no attention to the strange limitation Hegel suggests, that Hegel calls these essentialities ‘shadows'” (p. 178). This constitutes “a concession to finitude that Heidegger does not see” (p. 179).

This is extremely important. Hegel may rhetorically rhapsodize about the infinity of reflection, but really he is not at all hostile to the concerns of advocates of the finitude of human powers. Pippin’s Hegel’s Practical Philosophy develops this in great detail.

“Hegel’s speculative identity claim… is wrongly characterized by the traditional notion of individual determinacy. The relation of dependence goes the other way too. Such determinacy must be rethought in the light of the theory of interanimated pure concepts. (This is roughly the same logical point we saw in the implications of the inseparability of thought and intuition in our discussion of Kant.)…. Hegel has many of the same objections to the understanding — ‘forgetting’ its provisional and merely useful status — as Heidegger does” (p. 180).

Pippin is absolutely right here.

“The metaphors can threaten to pile on each other clumsily here, but it is essential to see that by ‘shadows’, Hegel means to point to the insufficiency of the Logic — even as a metaphysics — if considered as a stand-alone part…. It is an abstraction, a necessary one, but its isolation from the system it animates, while necessary, can produce only shadows of the Absolute. We must see it ‘alive’ in the development of the sciences of nature and in the historical development of human Geist before it can be fully understood. It is the same with Aristotle, Hegel’s guide in so much. ‘What really is’ is the being-at-work (energeia) of the individuated species form in a particular, a tode ti. The universal species form is indispensible in knowing, but isolated it is a ‘shadow’ in the same sense” (ibid).

Well said.

“Since Hegel’s Philosophy of Nature clearly incorporates unanticipatable historical developments in the natural sciences, and since the Philosophy of Spirit refers to many distinctly modern elements of civil society and the state, then the reciprocal relation between the Logic and the Encyclopedia cannot be ‘closed’. Further developments in either normative domain must affect what could count as the logical moment they depend on. To be sure, this point does not mean that logical or conceptual reflections are ‘driven’ by empirical discovery and historical novelty. Every such change must be understood as an amplification and further substantialization of what in the Logic are mere shadows. Any such amplification and deepening must always occur ‘shadowed’ by the necessities of the Logic’s requirements for intelligibility. This does, however, mean … that the Hegelian a priori … must be a historical a priori … at a moment of development in the investigations of nature and the developments of civil society” (pp. 180-181).

“Does any of this mean that Heidegger’s critique misses the mark? Not decisively, I would suggest…. There is no way into or out of Hegel without the Absolute, the Concept, the Science of Logic. And Heidegger is right. There is no Absolute. There cannot be an Absolute” (p. 181).

That is disappointing. The Absolute that cannot exist, I want to suggest, is not Hegel’s. I’m walking the edge here, but in spite of numerous passages that do have inflationary rhetoric, the Hegelian absolute is actually a relatively simple and modest notion.

“The Logic, we recall, begins with the ‘resolve’ to think being, and it is fair enough for Heidegger to interpret this as a question about the meaning of Being. And, since all thinking is inherently apperceptive, upon reflection the result of attempting to think Being itself is shown to be an unsustainable thought because indeterminate and so unthinkable, not a thought” (p. 186).

“In other words, Hegel draws exactly the wrong lesson from the unthinkability of Being as such, a generality that is so general that it dissolves into something unavailable” (p. 187).

I would argue with that.

“However, [Heidegger’s] main question and the critique it is based on are only weighty, fundamental in his sense, if it does not remain a kind of black box of chaotic indeterminate, unsayable revelations across historical time. What is this new sort of thinking?… Without some answer to this question, it is Heidegger who looks like our shopper searching in vain for ‘fruit'” (p. 188).

Pippin recounts Heidegger’s discussion of an anecdote by Hegel of an apparently very Socratic shopper who went to the store to buy Fruit with a capital “F”, but found only apples, bananas, pears, and the like, and considered the venture a failure. Heidegger tries to turn the tables on Hegel in this example and claim that Hegel himself is really like that shopper, but Pippin is saying this is not a legitimate reading.

Pippin quotes Heidegger, “One must think in both a literal and a substantive sense, namely, that the unique unleashing of the demand to render reasons threatens everything of humans’ being-at-home and robs them of the roots of their subsistence” (p. 189).

This is a horrible mischaracterization of what is wrong with the world. People looking for reasons are hardly the cause of the apocalypse. Reasons are ethical before they are epistemological. We need them and like them. They are our friends, and help us make things better. To claim that reason is inevitably alienating is simplistic, utterly wrong, and a terrible piece of bad faith.

“The gods have fled, though, and some new ‘thinking’ (thinking that is not what he had called ‘logic’) is necessary if Heidegger is posing a real alternative to the twenty-five hundred years of metaphysics begun by Greek ‘aesthetic objectivism'” (p. 191).

OK, now we’re calling it in. Aesthetic objectivism, really? I guess that for Heidegger the birth of ethical reason with Socrates, Plato, and Aristotle was a non-event.

“Hegel does not mean that Spirit will no longer exist in time but that its self-comprehending over time assumes a teleological structure, a goal that, when reached, transcends its necessary appearance in time, or its finitude…. As we have been seeing, Heidegger denies that Dasein has any such structure or goal…. (The temporal form of the fundamental meaning of Spirit’s being is for Hegel provisional; not final.) Such a denial is unwarranted and dogmatic, according to Heidegger” (p. 192).

“It is this notion of a genuinely progressive inner self-correction that Heidegger challenges as merely staged” (p. 195).

The thing in Hegel that Brandom seems to love most — a confident, proto-Deweyan vision of progress — is false, according to Heidegger. This is a delicate point. Hegel has been called both an optimist and a pessimist in different settings. Once again, I think that a charitable interpretation is a modest interpretation. Even Brandom also refers to the “path of despair”, a phrase of Hegel’s that is farther than I would go in the other direction.

“A key issue in what bothers Heidegger about this procedure and indeed the key to understanding what Hegel is trying to do is the concept of negation involved in Spirit’s periodic self-negation, that ‘self-consummating skepticism’. This sort of phenomenological negation is said by Hegel not to be indeterminate” (p. 196).

“The journey is governed by the assumption that any moment must be a ‘self-knowing knowing’, that any being must be discursively articulable…. But there is a prior question about the meaning for Spirit of what it experiences, a meaning Hegel simply assumes” (p. 197).

“Our natural consciousness would stubbornly insist it knows what it sees, even if it cannot say so precisely. Hegel’s contrary claim is that the inherent and unavoidable commitment to full logical intelligibility (‘science’) is both partially and ever more self-consciously revealed as an inherent, unacknowledged commitment in any claim to know or (ultimately in the journey) to act justifiably and that we are led to a full acknowledged commitment in full self-consciousness about what we had been doing. There is nothing illicit in the presence of the assumption; that is what is being demonstrated. It is simply un-self-conscious and coming to self-consciousness” (p. 198).

“Heidegger has, in other words, confused the fact that an implication may be implicit in a position and coming to see that and why a claim that an implication is implicit in a position is justified. We may know at the end of Hegel’s journey that ‘the Absolute’ was ‘already assumed, already present’, but we are not entitled to any such position at the outset” (p. 199).

“A second criticism is also a familiar and predictable one. Who is the ‘subject’ of this putative experience?” (ibid). “[Heidegger’s] clear assumption is that any such subject will still be ‘thing’ or ‘substance’ like and will not diverge from the basic presuppositions Heidegger notices in the consciousness section” (p. 200). “Likewise with the emergence of the logical prejudice in his explanation of the transition from consciousness to self-consciousness, that ‘being is determined logically, such that logic manifests as egology'” (p. 201).

“It would take an interpretation of all the first four chapters of the [Phenomenology] to challenge Heidegger’s reading, but we should at least note in passing that, at least as Hegel understands his book, it cannot be considered an ‘egology’ like Fichte’s, say…. Rather, individual egos should not be considered as, ex ante, atomistic, self-sufficient egological origins of such commitments to a collective subject, as if Geist comes into being only as a result of constituting acts by ex-ante spiritless (geistlose) atomic individuals. They are the individuals they are only as already ‘formed’ (gebildet) within and as inheriting such collectivities” (ibid).

“The difference between Hegel’s ‘shapes of spirit’ and Heidegger’s ‘world’ comes down to whether such shapes of spirit can become self-conscious to themselves in ways reflected in art, religion, and philosophy, and in coming to do so, reflect on and move on from deficiencies in such self-understanding…. This co-constituting mutual dependence is why Hegel can frequently say something that would otherwise be mysterious, that spirit, this social subjectivity, is ‘a product of itself’. (Geist is this co-constituting relation — the product of individuals who are themselves the products of their participation in Geist. Geist has no substantial existence apart from this mutual reflection.)” (ibid).

Next in this series: Poetic Thinking

Identity, Difference, Reflection

Reflection is also the key to Hegel’s often misunderstood views on identity and difference.

“Reflection is the shining of essence within itself. Essence, as infinite immanent turning back is not immediate simplicity, but negative simplicity; it is a movement across moments that are distinct, is absolute mediation with itself. But in these moments it shines; the moments are, therefore, themselves determinations reflected into themselves” (Hegel, Logic, di Giovanni trans., p. 354, emphasis in original).

He goes on to discuss identity, difference, and the notorious “contradiction” as principal moments or determinations of reflection. Sometimes he uses these terms in the conventional way — of which he is highly critical — and sometimes he gives them his own meaning.

On Aristotelian grounds, I have long had doubts about appeals to an implicitly immediate simplicity or “identity” of substance in traditional metaphysics. I take these to be a form of Platonizing that originated in the neoplatonic commentaries on Aristotle. Hegel’s alternative suggestion of a “negative simplicity” seems much more plausible generally, as well as more consistent with the Aristotelian texts. We just have to get past the difficulty of Hegel’s idiosyncratic metaphorical straining of language about “negation”, and recognize that he is inventing ways to talk about the limits of representation, rather than grossly abusing the “classical” negation of formal logic.

Hegel’s remarks about identity are actually pretty clear, and worth quoting at length. As with negation, in Hegel identity, difference, and “contradiction” only have the meanings that they have in classical logic when he is pointing out their limitations. The alternative meanings that he actually endorses deeply reflect his critique of representationalism.

“In its positive formulation, A = A, [the principle of identity in classical logic] is at first no more than the expression of empty tautology. It is rightly said, therefore, that this law of thought is without content and that it leads nowhere. It is thus to an empty identity that they cling, those who take it to be something true, insisting that identity is not difference but that the two are different. They do not see that in saying, ‘Identity is different from difference’, they have thereby already said that identity is something different. And since this must also be conceded as the nature of identity, the implication is that to be different belongs to identity not externally, but within it, in its nature. — But, further, inasmuch as these same individuals hold firm to their unmoved identity, of which the opposite is difference, they do not see that they have thereby reduced it to a one-sided determinateness which, as such, has no truth. They are conceding that the principle of identity only expresses a one-sided determinateness, that it only contains formal truth, truth abstract and incomplete. — Immediately implied in this correct judgment, however, is that the truth is complete only in the unity of identity and difference, and, consequently, that it only consists in this unity. When asserting that formal identity is incomplete, there is vaguely present to one’s mind the totality, measured against which that identity is incomplete; but the moment one insists that identity is absolutely separate from difference and in this separation takes it to be something essential, valid, true, then what transpires from these two contradictory claims is only the failure to reconcile these two thoughts: that identity as abstract identity is essential, but that, as such, it is equally incomplete. What is lacking is awareness of the negative moment as [that by] which, in these claims, identity itself is displayed. — Or when this is said, that identity is identity essentially as separation from difference or in the separation from difference, then right there we have the expressed truth about it, namely that [formal] identity consists in being separation as such, or in being essentially in the separation, that is, it is nothing for itself but is rather moment of separation.”

“As to the other confirmation of the absolute truth of the principle of identity, this is made to rest on experience in so far as appeal is made to the experience of every consciousness; for anyone presented with this proposition, ‘A is A’, ‘a tree is a tree’, immediately grants it and is satisfied that the proposition is self-evident and in need of no further justification or demonstration.”

“On the one hand, this appeal to experience, that every consciousness acknowledges the principle universally, is a mere manner of speaking. For nobody will want to say that the abstract proposition, ‘A is A’, has actually been tried out in every consciousness. The appeal to actual experience is therefore not in earnest but is rather only an assurance that, if the experiment were made, universal acknowledgement of the proposition would be the result. — And if it is not the abstract proposition as such that is meant, but the proposition in concrete application, from which application the abstract proposition would then have to be developed, then the claim to the universality and immediacy of the latter would consist in the fact that every consciousness assumes it or implies it as a foundation, and indeed does so in every utterance. But the concrete and the application are precisely in the reference that connects simple identity with a manifold which is different from it. Expressed as a proposition, the concrete would be first of all a synthetic proposition. From this concrete itself, or from the synthetic proposition expressing it, abstraction could indeed extract the principle of identity through analysis; but, in actual fact, it would not then leave experience as it is but would have altered it, since in experience the identity was rather in unity with difference. And this is the immediate refutation if the claim that abstract identity is as such something true, for what transpires in experience is the verry opposite, namely identity only united with difference” (pp. 358-359, emphasis in original).

“Identity, instead of being in itself the truth and the absolute truth, is thus rather the opposite; instead of being the unmoved simple, it surpasses itself into the dissolution of itself.”

More is entailed, therefore, in the form of the proposition expressing identity than simple, abstract identity; entailed by it is this pure movement of reflection in the course of which there emerges the other, but only as reflective shine, as immediately disappearing…. The propositional form can be regarded as the hidden necessity of adding to abstract identity the extra factor of that movement…. Consequently, if appeal is made to what appearance indicates, then the result is this: that in the expression of identity, difference also immediately emerges” (p. 360, emphasis in original).

“From this it is clear that the principle of identity itself, and still more the principle of contradiction, are not of merely analytical but of synthetic nature” (ibid, emphasis in original).

Here he uses Kant’s distinction of analytic from synthetic judgments. Analytic judgments are purely formal and tautological; canonically, the predicate is considered to be literally implied by the subject. Synthetic judgments on the other hand go beyond what is already implied by the subject or premises. This includes most judgments in ordinary experience. Synthetic judgments involve the material inference that Robert Brandom has particularly expounded in recent times.

“Thus the result of this consideration is this: (1) the principle of identity or contradiction, when meant to express merely abstract identity in opposition to difference as a truth, is not a law of thought but expresses rather the opposite of it; (2) these two principles contain more than is meant by them, namely this opposite, absolute difference itself” (p. 361, emphasis in original).

One, Many, Same, Different

Book Iota (X) of Aristotle’s Metaphysics extends the discussion in book Delta (V) of things said in many ways, going into detail on what makes things one, many, the same, or different. These are extremely important matters for any sound reasoning, though somewhat technical in nature. It also contains Aristotle’s sharp critique of the saying of Protagoras, “Man is the measure of all things”.

“[T]here are four senses in which something is said to be one primarily and in its own right, rather than incidentally” (ch.1, p. 185).

As to the first, “oneness belongs to what is continuous, either simply or, especially, by nature, and not by contact or a binding cord (and of these that is more so one and is more primary of which the motion is more indivisible and simple)” (ibid).

Continuity in a material is the lowest degree of something being one in its own right. That which is materially united by contact or by any artificial means would not be one in its own right.

As to the second, “[oneness] belongs still more to what is whole and has some form and look, especially if something is of that sort by nature and not by force, as those things are that are so by means of glue or bolts or being tied with a cord, but rather has in itself that which is responsible for its being continuous. And something is of this sort if its motion is one and indivisible in place and time; and so it is clear that, if something that has a source of motion that moves it in the primary kind of the primary class of motions (by which I mean a circular type of change of place), this is one magnitude in the primary sense” (ibid).

Being a whole is a higher degree of unity than being materially continuous. The association of circular motion with a strong unity is relevant to the upcoming argument in book Lambda (XII) about the first cause.

“So some things are one in this way, insofar as they are continuous or whole, but others are one because the articulation of them is one, and of this sort are those things of which the thinking is one, and this in turn is of this sort if it is indivisible, and an act of thinking is indivisible if it is of something indivisible in form or in number” (ibid, emphasis added).

As to the third, “a particular thing is one by being indivisible in number” (ibid, emphasis added).

These would include all the independent and non-independent things that were extensively discussed in book Zeta (VII).

He continues, “but that which is one by means of intelligibility and knowledge is indivisible in form, so [fourth] what is responsible for the oneness of independent things would be one in the primary sense” (ibid, emphasis added).

I expect that this last kind will turn out to be the first cause.

“But it is necessary to notice that one must not take the sorts of things that are spoken of as one as being meant in the same way as what it is to be one, or what the articulation of it is” (p. 186).

This is analogous to the distinction between saying something about something in general, and saying what something is, also discussed in book Zeta. He illustrates this below, with the example of fire.

“The same thing would also be the case with ‘element’ and ’cause’, if one had to speak about them, distinguishing the things to which the words are applied, and giving a definition of the words. For there is a sense in which fire is an element… and a sense in which it is not; for being fire is not the same thing as being an element…. And it is that way also with ’cause’ and ‘one’ and all such things, and this is why being one is being indivisible, just exactly what it is to be a this, separate on its own in either place or form or thinking, or to be both whole and indivisible, but especially to be the primary measure of each class of things, and, in the most governing sense, of the class of things with quantity, for it has come from there to apply to other things” (ibid).

Being one in the third sense above (being a particular thing) is now said to be “just exactly what it is to be a this“. This foreshadows an extensive one-to-one mapping he will develop below, between all the ways of the saying of being he elaborates in book Delta (V), and the ways of the saying of oneness.

He goes on to speak at some length about measures, which we would call units of measurement.

The most important point is that “a measure is always the same kind of thing as what it measures, for the measure of magnitudes is a magnitude, and in particular, that of length is a length, of breadth a breadth, of spoken sounds a spoken sound, of weight a weight, and of numerical units a numerical unit” (p. 188, emphasis added).

The distinction he makes here tracks perfectly with the way that different types, dimensions, and variables are handled separately in the operations defined by modern mathematics.

“And we speak of knowledge or sense perception as a measure of things for the same reason, because we recognize something by means of them, although they are measured more than they measure” (ibid).

The simultaneously humorous and serious caveat that “they are measured more than they measure” means that knowledge and perception are constrained by reality. More precisely, they are involved in mutual dependencies with the realities of things that they at once measure and are measured by.

“And Protagoras says a human being is the measure of all things, as if he were saying that a knower or perceiver were the measure, and these because the one has knowledge and the other perception, which we say are the measures of their objects. So while saying nothing, these people appear to be saying something extraordinary” (ibid).

Aristotle, at the end of his discussion of measure (longer and more detailed than included here), refers to Protagoras’ famous saying, commonly quoted as “Man is the measure of all things”. With uncharacteristic sharpness, he calls this “saying nothing”. Why? This seems worthy of a short digression.

Protagoras was a prominent Sophist, who appears in Plato’s dialogue of the same name. He wrote a controversial treatise entitled Truth, which began with the sentence, “Of all things the measure is man: of those that are, that they are; and of those that are not, that they are not”. Plato and Aristotle both took Protagoras to be asserting a kind of individualist relativism. Reportedly, the skeptic Sextus Empiricus also read him this way. Plato took him to deny any objective reality. Aristotle in book Gamma (IV) shows rare outrage at his other reported claim that “it is not possible to contradict”. I didn’t mention him by name in my account, but Aristotle names him there as well.

Aristotle implies it is a bit more plausible to much more specifically say that knowledge and perception are measures of things, but even that only with the caveat that really “they are measured more than they measure”.

But why go on to add with such sharpness that Protagoras is “saying nothing”? I suspect the answer may lie with the other part of Aristotle’s interpretation: “as if he were saying that a knower or perceiver were the measure, and these because the one has knowledge and the other perception”.

I’m inclined to think Aristotle would regard it as outrageous to transfer what may (ambiguously) be said of specific knowledge and perception, to an unqualified saying about one who is said to possess knowledge and perception in general.

Aristotle has just given an account of what a measure is, that it must be of the same kind as the things that it measures. How could one thing (“man”) possibly be the measure of countless things that have no common measure? That does sound like nonsense. Any measure has to be of one kind or another. Modern mathematics agrees that kinds, dimensions, variables can only be collapsed together if very specific criteria are met.

What Aristotle emphasizes here about knowledge and perception — that they have a remarkable involvement with things that also measure them — seems very consistent with his general views. But the way Protagoras implicitly presents “man” as their possessor makes the possessor stand apart from the mutual involvement with things that Aristotle emphasizes, in which knowledge and perception and things measure one another. In splendid isolation from all constraints of real measure, the possessor seems to have arbitrary freedom to claim whatever she wishes.

I intuitively associate Protagoras with the attitude that what’s true for you is true for you, but what’s true for me is true for me, so don’t tell me I’m wrong, and I won’t tell you you’re wrong! Then and now, such sentiments had and have a superficial appeal, because they seem to express a live-and-let-live attitude, which seems to be a good thing. But the way it is expressed, in fact it completely undermines any possibility of meaningful dialogue, which undermines reason itself, which undermines the very thing that makes us human.

Back to the text, Aristotle turns to illustrating the one-to-one mapping I mentioned between sayings about being and sayings about oneness.

“[S]ince not even being itself is an independent thing as though it were some one thing capable of having being apart from the many beings (since it is common to them), other than solely as a thing attributed to them, it is clear that oneness is not a universal either” (ch. 2, p. 189).

For Aristotle, neither Being nor the One is an independent thing in its own right. He will nonetheless argue in book Lambda (XII) that there is a first cause for all things.

“What’s more, what is true about oneness must hold true in a similar way for all things; and being and oneness are meant in equally many ways” (ibid).

“And the same account applies also to the other classes of things, … and [if] in all instances it is the case both that the number is a number of something and that oneness is some particular one thing, and oneness itself is not the thinghood of it, then it must also be the same way with independent things” (p. 190).

“[S]o too in thinghood, one independent thing is oneness itself; and that oneness in a certain way means the same thing as being, is clear from the fact that it follows along equally through the ways being is attributed, and is not any one of them (for instance, it is not what anything is, nor of-what-sort anything is, but stands similarly toward them just as being does), and from the fact that no other thing is predicated in ‘one human being’ over and above what is predicated in ‘human being’ (just as being is not something over and above what and of-what-sort and how-much a thing is), or in ‘being one’ over and above being any particular thing” (ibid).

Saying something is one human being is the same as saying it is a human being. In book Zeta, he analogously said that “good” and “being good” are the same.

Things are often one in one respect, but many in another. The one and the many are “contraries, and not opposed as contradictories or as what are called relative terms” (ch. 3, p. 190). Next he turns to the meanings of same, other, and different.

“Since the same is meant in more than one way, in one way we sometimes speak of what is the same in number, but we say it in another sense if things are one in meaning as well as in number, as you are one with yourself in both form and material, and in another again if the articulation of the primary thinghood of things is one, for instance in the way equal straight lines are the same, … but in these equality is oneness” (p. 191).

In Fregean terms, things are what Aristotle calls one in number when they have the same reference. They are what Aristotle calls one in meaning when they have the same sense. Frege illustrates how they differ by saying that the morning star and the evening star have the same reference, but different sense.

“Things are alike if, not being simply the same, nor without difference in their composite thinghood, they are the same in form, just as a larger square is like a smaller one…. Other things are alike if they have the same form, and have it in them to be more and less, but are neither more nor less than one another. Other things, if they are the same attribute, and one in form, say white, more and less intensely, people say are alike because their form is one. Other things are alike if they have more things the same than different, either simply or superficially, as tin is like silver insofar as it is white, and gold is like fire insofar as it is yellow and fiery-red” (ibid).

“So it is clear also that other and unlike are meant in more than one way” (ibid).

“[B]ut difference is something other than otherness…. [W]hat is different from something is different in some particular respect, so it must necessarily be the same in some respect as that with which it differs” (p. 192).

For Aristotle, calling two things different presupposes that they can be meaningfully compared in the first place. This is not the case for things that are just “other” than one another. Black is different from white; they are both colors. But an apostrophe is just other than an aardvark.

This is followed by a ten-page discussion of technical details of contrariety, which I will mostly skip. Contrariety supports a definitive ruling out of some things based on other things. This has great importance for reasoning.

Incidentally, Aristotle explains why there is no essential difference between human beings with different colorings.

“And since one sort of thing is articulation while another is material, those contrarieties that are in the articulation make a difference in species, but those that are in what is conceived together with the material do not make such a difference. This is the reason that whiteness of a human being, and blackness, do not make such a difference…. For there is a difference between a white human being and a black horse, but that is not insofar as the one is white and the other is black” (ch. 9, pp. 201-202).

Finally, he argues that destructibility and indestructibility inhere in things by necessity. Whether a thing is destructible or not depends strictly on what genus of things its species belongs to.

“[A] destructible thing and an indestructible thing must be different in genus…. Therefore it is necessary that destructibility either be the thinghood or be present in the thinghood of each destructible thing; and the same argument also concerns the indestructible, since both are among things present by necessity” (ch. 10, p. 202).

Next in this series: Toward a First Cause

Toward Potentiality and Actuality

With the discussion of independent things, the saying of what they are, and the provision for deriving sayings in the other categories from this, we have taken simple saying in the various senses of Aristotle’s Categories about as far as it can go. Although higher dialectical aspects will emerge in what is yet to come, I think the main results of Metaphysics book Zeta (VII) are qualified well enough to be counted by Aristotle as a permanent acquisition that will still be enhanced, but never rolled back.

Aristotelian saying is far from exhausted by saying in the syntactic senses of the Categories, however. We have yet to touch upon its all-important normative aspect, and the corresponding saying of things with an additional modal dimension of potentiality or actuality. This will be intimately involved with that-for-the-sake-of-which (see also Aristotle on Explanation). Book Eta (VIII), treated here, serves as a transition to the main discussion of potentiality and actuality that lies ahead in book Theta (IX).

For Aristotle (and Hegel as well), to say that something is actually X is to judge that it has achieved and is stably continuing to achieve a full expression of what it is to be X, which means it is actively fulfilling that for the sake of which X’s do what they characteristically do (see also Entelechy). In thinking about this, it is important not to set the bar too high — Aristotle thinks it is true of many things.

Then for something to be potentially X, at least within itself it has to be fully “ready” to undergo whatever is required by the process of becoming an actual X, though its becoming an actual X in fact will usually depend on conditions external to it, and in particular on the activity of some other actual X — parents in the case of offspring, and something like a Platonic “model” of the thing in the case of artificial things.

Book Eta begins with a summary of book Zeta, so here it is evident from the text itself that the two are intended to develop one continuous argument. Then book Theta will begin with a very short summary of both Zeta and Eta.

“Now one ought to reckon up the results of what has been said, and, putting them all together, to set out the final point to which they come. And it has been said that the causes, sources, and elements of independent things are being looked for” (ch. 1, Sachs tr., p. 155).

Here again we have a more refined statement of the goal of the inquiry. He then cheerfully points out what is in fact the big new impasse reached in the previous book, concerning the impossibility of defining independent things:

“But in one way it follows from the discussions that what it is for something to be, and what underlies something, are kinds of thinghood, and in another way that thinghood is the general class, more than the specific one, and the universal more than the particulars; and the forms are also connected with the universal and the general class (since it is by the same argument that they seem to be independent things). And since what it is for something to be is thinghood, and the articulation of that is a definition, for that reason distinctions were made about definition and about what something is in virtue of itself; and since a definition is a statement, and a statement has parts, it was also necessary to know about the parts — which sort are parts of an independent thing and which not, and if these are the same ones that are parts of the definition. And further, in the course of this, it turned out that neither the universal nor the general class is thinghood” (ibid).

He highlights the discussion of definition, saving till the end the major issue that the independent thing itself is a particular that cannot be the direct subject of a definition. The subtle cue that there will be something problematic in what is said is his “in one way it follows”.

It is typical of both Aristotle and Hegel to appear to endorse an argument for a while, only to eventually overturn it. This can be seen as preliminarily giving each current argument the benefit of the doubt, rather than attempting to anticipate its future refutation. Both Aristotle and Hegel consider it essential for learning to go through the process of an argument’s dialectical development, and not just anticipate ultimate conclusions, as if out of nowhere.

The last statement — that universals do not directly characterize substance-essence-thinghood, which is always particular — is one of the most important conclusions of the Metaphysics. It means that for Aristotle, knowledge (episteme) also will not apply to independent things, since independent things are particulars. This implies that for independent things, we have to rely on something like the practical judgment cultivated for ethical practice, which is directed at particulars.

Those who have wanted to treat “metaphysics” as a “science of being” are going in the opposite of Aristotle’s direction. First he characterizes “being” as having to do with what things are and what can properly be said about them. Then he says the inquiry is really about the causes of independent things. Then he eventually concludes that knowledge does not apply to independent things, because they are particulars. What he is after here is a kind of practical wisdom, not scholastic “science”.

“But now let us go over what concerns the acknowledged independent things. And these are the perceptible ones. And all perceptible independent things have material. And what underlies something is its thinghood, and in one sense this is the material (and by material I mean that which, while not being actively a this, is a this potentially), but in another sense what underlies something is its articulation and form, which, being a this, is separate in articulation; and a third sort of underlying thing is what is composed of these, of which alone there is coming into being and destruction, and which is separate simply. For of the independent things in the sense that corresponds to the articulation, some are separate simply, while others are not” (pp. 155-156).

Here he explicitly generalizes the notion of an “underlying thing”. In the previous book, he started with the accepted view that this must be some kind of material. Then he adopted a Platonic lesson that the form or articulation of things better characterizes what they are. Then he diverged from the Platonists and concluded that independent things are even more important than form.

He certainly discussed all three cases, but my reading of the previous book was that only the composite of both form and matter ended up fully and properly qualifying as an independent thing. In part, he is being extra generous here to his former colleagues in the Platonic Academy, as well as to common-sense views of material. But he is also setting the stage for a new conclusion we will see shortly.

At this point, I am a little mystified by the implication that both all composites and some forms (presumably, some forms of non-perceptible things, which have been mentioned in passing but not discussed yet) will turn out to be in the same way “separate simply”. His only developed argument about the applicability of “separateness” to forms so far has been against the separateness of the Platonic forms, at least in any context involving perceptible things.

However, it is also true that the previous book does in passing seem to defer discussion of the possibility that there are non-perceptible independent things. To anticipate, it does seem true that any first cause of all, analogous to the first cause of motion he argues for in the Physics, must also be independent, for by definition, “first” means having no dependencies.

“[I]t remains to say what the thinghood of perceptible things is in the sense of being-at-work. And Democritus seems to think there are three ways things differ (for he thinks that the underlying body, the material, is one and the same, while what differ are design, which is shape, twist, which is position, and grouping, which is order). But it is obvious that there are many differences; for instance, some things are spoken of by reference to the composition of their material, as are all those made by mixing, such as milk blended with honey; others by way of a binding-cord, such as a bundle, others by means of glue, such as a book, others by means of bolts, such as a box, others by more than one of these, others by position, such as a threshold and a capstone (since these differ by being placed in a certain way), others by time, such as dinner and breakfast, others by place, such as the winds, and others by the attributes of perceptible things such as hardness and softness, density and rarity, or dryness and fluidity, some things differing by some of these, some by all of them” (ch. 2, pp. 156-157).

As this passage makes clear for non-independent perceptible things, in no case does what he calls the “being-at-work” or “actuality” of things involve what we ordinarily think of as work (which is why I still guardedly use “actuality”). In the case of non-independent perceptible things, the “being-at-work” has to do with whatever makes a unified thing out of material components.

“So one must grasp the kinds of differences (since these will be the source of being)…. So it is clear from these considerations that if thinghood is the cause of each thing’s being, it is among these differences that one must look for what is responsible for the being of each of these things. None of these examples is an independent thing, but still there is an analogous structure in each of them” (p. 157).

As we saw in the previous book, Aristotle sees definitions not in the modern formalist sense of characterizations we simply posit in isolation, but as built up from an ordered series of essential differences that progressively distinguish something from other things. To define something for Aristotle is to clarify its relation to classifying distinctions from other things.

“Now it is clear from these examples that the being-at-work and the articulation are different for different materials” (p. 158).

Kinds of materials are a sort of universals, so we do expect their distinctions to be fully articulable. From his examples above, what is responsible for the unity of material things that are not independent living things is itself something material. What kind of thing this source of material unity will be varies according to the case.

“One must not ignore the fact that it sometimes escapes notice whether a name indicates a composite independent thing or its being-at-work and form” (ch.3, p. 158).

“[W]hat it is for something to be belongs to the form and the being-at-work” (p. 159).

Form establishes a what, though it is a universal what and not a particular what. So far we have only seen examples of the somewhat non-intuitive being-at-work of material, non-independent things, which I just called the “source” in Aristotle’s sense for their material unity.

“Now it is obvious to those who inquire about it that a syllable is not made of its letters plus combination, nor a house out of bricks plus combination…. Nor indeed is humanness animalness plus two-footedness, but there has to be something which is apart from these, since these are its material, and that something is neither an element nor derived from an element, but since people leave this out, they describe its material” (ibid).

Here he continues his dispute with Plato’s other students. Combination is not a material ingredient of anything, even in the sense of purely logical or “intelligible” material.

“But whether those things that are the thinghood of destructible things have being separately is not at all clear yet, except that it is clear for certain things at least that this is not possible, as many as are not capable of being apart from the particulars, such as a house or a piece of furniture. So presumably these things themselves are not independent things, nor is any of the other things that are not composed by nature, for one may posit that nature alone is the thinghood in destructible things” (ibid).

I find the above a bit perplexing. The previous book clearly seemed to assume that there are perceptible independent things, and that at least all earthly perceptible things are destructible, though he seems to assume the stars and planets are indestructible, since he sees no evidence to the contrary. But it seemed that animals and plants were implied to be independent things, and to have their own distinctive substance-essence-thinghood. He definitely said that “the soul of an animal… is its thinghood disclosed in speech”. Isn’t an animal a destructible thing?

“[I]t does not belong to an independent thing to be capable of a definition” (p. 160).

This again was a major conclusion of the previous book.

“[E]ach independent thing is a complete being-at-work-staying-itself [entelechy], and a particular nature” (pp. 160-161).

Here he explicitly associates the independence of independent things with the teleological notion of entelechy.

“[W]henever one is inquiring after what is responsible for something, one must state all the causes the thing admits of” (ch. 4, p. 162).

I silently passed over his discussion of his predecessors in book I, but his main argument there was that none of them took all the causes into account. In particular, even Plato resorted to treating the Good as a formal or efficient cause. Aristotle regards interpretation by that-for-the-sake-of-which as his own major innovation.

“And what is the cause in the sense of form? What it keeps on being in order to be. And what is the cause for the sake of which it is? Its end, though presumably both of the last two causes are the same. And one must state the nearest causes: What is the material? Not fire or earth but the material peculiar to the thing” (ibid).

I just pointed out that Aristotle regards the distinction of that-for-the-sake-of-which from a formal cause as of major importance. His identification of the two here therefore must be intended as less than fully general. Form has senses that do not primarily emphasize any normative component, such as the form of triangularity. But as we have seen, Aristotle also speaks of the souls of animals as forms.

One might say that the soul is the entelechy (literally, “in [it] end having”) of a living body. Entelechies may come in layers. More precisely, the soul would be a name for the “first entelechy” of the body, or its achieved and continuing organic functioning. For Aristotle, this is intrinsically a normative concept. To speak of the entelechy of a body implies that it is not only functioning, but functioning well in relation to its intrinsic ends. Higher ongoing functions — just insofar as they are well realized — involve higher entelechies.

He makes an important point about material. What is usually most relevant is “not fire or earth but the material peculiar to the thing“, such as an organic body or a particular mineral. The more specific a material is, the more form-like it is. We will see shortly that Aristotle takes this to the point of identity between the most specific material and the form of a material thing.

“[T]here will not be material in those things that are or are not without changing” (ch. 5, p. 163).

In the Physics, the material cause was originally developed as part of the explanation of change.

“[A]ll things that have more than one part, and of which the sum is not like a heap, but a whole that is something over and above the parts, have something responsible for them…. But a definition is one statement not by being bundled together like the Iliad, but by being of one thing” (ch. 6, pp. 163-164).

A form is normally treated as an integral whole. A definition implicitly refers to an integral whole.

“Now it is clear that, for those who approach defining and explaining in this way that they are accustomed to [crudely adding specifications together, as in “animal plus two-footed”], it is not possible to give an account of it and resolve the impasse. But if, as we say, there is one thing that is material and one that is form, and the former has being as potency and the latter as being-at-work, the thing sought after would no longer seem to be an impasse” (p. 164).

I think what he is saying here is that the definition applies to the form only, not to the composite. That is probably why he earlier mentioned the ambiguity between a name’s referring to the form, and its referring to the composite. This does resolve some of the earlier puzzles about the applicability of definitions (a definition applies to a form). It is important to recall, though, that he just said again that there is still no direct applicability of definitions — which are expressed in universal terms — to independent things, which are particulars.

“But as many things as do not have either intelligible or perceptible material, are each of them some very thing that is one, just as also some very thing that is, a this, an of-this-sort, a so-much (and this is why neither being nor one is included in definitions), and what it is for something to be is immediately a particular one and a particular being. Hence there is no other thing responsible for the being-one of any of these, nor of the being-a-being of each, since each is immediately a certain being and a certain one, not in the sense of being in a class of beings or ones, nor of being among things that have being apart from particulars” (pp. 164-165).

Now he begins to speak in general about things that have no material. What this will apply to is as yet unspecified.

“But as was said, the highest level of material and the form are one and the same thing; the former potentially, the latter actively, so that looking for what is responsible for their being one is like looking for a cause of one thing; for each of them is a certain one, and what is in potency and what is in activity are in a certain way one thing. Therefore there is nothing else responsible, unless in the case of something that moves it from potency to being-at-work, but everything that does not have material is simply something that is itself one” (p. 165).

Back again to things that do have material, here he makes a point I alluded to earlier. One aspect of Aristotle’s hylomorphism is this identity of the most specific material with the form (for things that have material). Each independent thing has its own entelechy that is the primary cause of its being what it is.

Finally, he reiterates that things without material do not require anything external to give them unity.

Next in this series: The Innovation of Potentiality-Actuality

Reflection and Dialectic

As with dialogue, reflection provides a kind of model for dialectic. Reflection can be understood as an either metaphorical or literal dialogue with ourselves. We “question ourselves”, which is to say we examine and potentially criticize or refine the basis of our own commitments. Further, actual dialogue is always implicitly dialogue among fellow rational beings, all of whom are engaged at least to some extent in their own reflective activity, just by virtue of being rational beings, so dialogue implicitly presupposes reflection.

Pippin quotes Hegel: “But at issue here is neither the reflection of consciousness, nor the more specific reflection of the understanding that has the particular and the universal for its determination, but reflection in general…. For the universal, the principle or the rule and law, to which reflection rises in its process of determination is taken to be the essence of the immediate from which the reflection began…. Therefore, what reflection does to the immediate, and the determinations that derive from it, is not anything external to it but is rather its true being” (Hegel’s Realm of Shadows, pp. 238-239).

And again: “In general, this means nothing but this: Anything which is, is to be considered to exist not as an immediate, but as a posited; there is no stopping at immediate determinate being [Dasein] but a return must rather be made from it back into its ground, and in this reflection it is a sublated being and is in and for itself. What is expressed by the principle of sufficient reason is, therefore, the essentiality of immanent reflection as against mere being” (p. 239).

In the first quote, Hegel is again emphasizing that what he means by reflection is not just looking in a figurative mirror, but rather something more like finding an orientation among (or building a synthesis of) the potentially infinite mutual reflections in a hall of mirrors. Reflection “in general” is a name Hegel gives to reflection with this kind of potentially infinite dimension. (That the infinity here should be called potential is my friendly Aristotelian interpolation.)

In the second quote, he is saying that this kind of reflection — lifted out from the distinction between reflective activity and what it reflects upon — is what he would call the “truth” of everything that appears to be immediately determinate.

The principle of sufficient reason as formulated by Leibniz effectively says that for everything that is in some definite way, there is a reason why it is that way. Hegel is saying more specifically that such “reasons why” emerge immanently from the reflective grounding of what he is in a nonstandard way calling essence. What Leibniz cannot show is how a particular essence or monadic point of view results in certain predicates and not others; despite great sophistication, he is still to some extent using essence and monads as unexplained explainers to avoid what Hegel calls the “problem of indifference”. Hegel on the other hand explicitly makes essence and explanation interdependent.

“[T]he ‘principles’ of identification and differentiation are deeply intertwined, not independent of each other” (p. 240).

“[A] thing’s determinate properties are not, cannot be, a mark of that thing’s unlikeness from other things, just by being those properties…. If one thing is red and another square, we do not thereby know one is unlike the other; they are just two different things. A locomotive has nothing to do with a melody; it is not unlike a melody. We are trying to account not for determinate otherness, as in the logic of being, but for how objects that share properties (are like) could be, even with an extraordinary degree of such likeness, still unlike” (p. 241).

“Some of this anticipates topics in the logic of the Concept. Two trees are alike in being trees but unlike in being two individual trees. The idea will be that just in their likeness, their way of being alike, that they are unlike (different trees), just in the way each distinctly instantiates ‘treeness’ that they are unlike. Such a different ‘way of being a tree’ is not another property but the way the tree-properties are ‘had’ by the individual” (p. 242).

“Hegel is thinking of the way in which the specifying work of ‘unlikeness’ cannot be a matter of individual properties, atomistically conceived, but unlikeness within likeness is best understood as some content, the unlikeness of which is strict, even within such likeness. Some charge can be both positive and negative; some number, 4, can be both +4 and -4; some quantity of money can be an asset and also a debt pending; some force can be attractive and repelling; some distance marched east is canceled by the same distance marched west, and all these are ‘opposed’ only within some common likeness” (ibid).

I find “either-or” language more appropriate to these cases than the “both-and” language above, but the intent is the same. The distinctions in each sub-case are concrete “opposites” applicable to some specific context, and each definable only in reference to the other. In each case, it is possible to abstract an indifferent thing being measured or assessed — “positive-or-negative-quantity” for the one, and “virtue-or-vice” for the other.

“The ‘world’s being contradictory’ means nothing more than that, as he says, virtue cannot be virtue just by being other than, different from, in comparison with, vice, but only by ‘the opposition and combat in it’ against vice” (p. 243, emphasis in original).

Pippin complicates the matter with this example, because “relative” seems to have a different significance in the context of virtue and vice than it does in, say, that of positive and negative numbers. But the intended point is a very abstract one about constitution of meanings that is common to both cases. Whatever the difference between the two “oppositions” (positive/negative, virtue/vice), in each case the two sub-terms are somehow measured or assessed “against” one another.

“Hegel is trying to specify how affirming contrary predicates (‘in opposition’) does not amount to a logical contradiction. That is the point of his discussion, to make this distinction, not to treat such oppositions as if they were logically contradictory and then to affirm them anyway. As [Michael] Wolff puts it, Hegel’s orientation… is not from sentence or predicate negation, but from developments in the understanding of negative numbers and from Kant’s defense of Newton on positive and negative magnitudes. In general, then, mathematical, not logical negation” (pp. 243-244).

This is extremely important. The status of negative numbers was still controversial in Hegel’s time. Kant and Hegel contributed to their acceptance. Hegel struggled to invent new language to distinguish ambiguous cases in his Logic and to say reasonable things about them, but readers (certainly including myself) have found his unique idioms very hard to follow. Most of the ink spilled over “contradiction” in Hegel has been based on fundamental misunderstandings. (See also Negation and Negativity.)

“To use an empirical example, if the question is something like ‘Why did the ball fall to the ground?’ we want to avoid two kinds of answers: ‘because whenever a heavy object is dropped from a height, it falls’; and ‘it is in the nature of heavy things to fall’. Doing so, avoiding these alternatives, will allow us to see that the relation between a ‘ground’ and ‘what it grounds’ must be understood as a dynamic relation, one whereby the determinacy of the ground and that of the grounded cannot be fixed in isolation from each other” (pp. 245-246).

He quotes Hegel: “But the being that appears and essential being stand referred to each other absolutely. Thus concrete existence is, third, essential relation; what appears shows the essential, and the essential is in the appearance. — Relation is the still incomplete union of reflection into otherness and reflection into itself; the complete interpenetrating of the two is actuality” (p. 246).

“The general point [Hegel] keeps making is: a strict separation of the two moments, and an insistence that the nature of an appeal to an essence, or to a causal law, or to someone’s reason for acting cannot be understood as punctuated moments on the billiard-ball model of causation, but involve a kind of unity, the development of a kind of unity, much closer (yet again) to Aristotle on energeia. This essential-being-as-activity, manifesting itself in its appearances, is what should count as ‘actuality’. This has the implication that many existing things have no actuality, are not really ‘anything’. A lump of dirt, a cough, a strand of wire” (ibid).

“The question for Hegel is the question of ‘actuality’, not ‘existence’, or the sensibly apprehensible, just as for Aristotle, the question is the ‘really real’, to ontos on.” (p. 247).

Pippin quotes from the Encyclopedia Logic, “The logical is to be sought in a system of thought-determinations in which the antithesis between subjective and objective (in its usual meaning) disappears. This meaning of thinking and of its determinations is more precisely expressed by the ancients when they say that nous [“intellect”, or thought in a non-psychological sense] governs the world” (p. 248).

Here “governs” is meant in a constitutive sense. The important point is that the “thought-determinations” here are indifferent to the ordinary distinction between a subjective “thinker” and an objective “thought content”.

In this context he speaks of “this dynamical relation, this Ur-relation of all relations” (ibid).

“I have tried to show in another book that the most important, most clarifying implications of this Ur-relation occur in Hegel’s practical philosophy, both in his account of human agency, and in the implications of that account for the practical theory of freedom in his Philosophy of Right and theory of objective spirit in general (ibid).

“[T]he full demonstration of the truth of this Ur-relation lies in what it actually illuminates, in the cogency and credibility of, for example, an account of agency based on it” (p. 249).

It was the outstanding (and very Aristotelian) account of Hegel’s view of agency in Hegel’s Practical Philosophy that first attracted me to Pippin’s work.

In his own idiom, Hegel says “thus the inner is immediately the outer, and it is this determinateness of externality for the reason that it is the inner; conversely, the outer is only an inner because it is only an outer” (quoted, ibid.)

Pippin comments, “He does not mean here anything as obvious as: when I do something, my ex ante intention is fulfilled and so becomes something outer, just as what was done, the bodily movement, counts as an action because it expressed this ex ante intention. The passage does not say that the inner becomes the outer, nor that the outer is the expression of the inner. It says: there is no ex ante intention except as outer. It is the outer. And there is no outer except as what must count as inner, nor that it expresses a separable inner. There is no such separation” (pp. 249-250; see also Hegel on Willing).

This concludes Pippin’s chapter on the logic of essence. Unsurprisingly, we have not uncovered any magic formula that would tell us which appearances manifest the essence in particular cases. Such a thing seems completely impossible to me; we should not expect to be able to find any general formula covering an unspecified collection of particulars. Any judgments involving particulars must in part at least come back to something like Aristotelian deliberation and practical judgment, which yield only particular results.

Nonetheless, in discussing the logic of essence we have ruled out some important classes of misunderstandings, and we have set the stage for the climax of Hegel’s Logic in the “logic of the concept”. The logic of the concept will take as a starting point the non-separation of “inner” and “outer” that has been shown in the logic of essence.

Next in this series: “The” Concept?

Otherness

I wanted to elaborate a bit on what I see “otherness” as doing in the part of Hegels’ text that formed the subject of the previous post. Cambridge University Press provided only a skimpy index, which scandalously includes no entry at all for this key term. I don’t specifically recall “otherness” being literally used in the main body of the Phenomenology, though it may well exist somewhere. What I find googling “Hegel otherness” seems entirely devoted to the relation of self-consciousness to other people. Quick review of top results failed to turn up a supporting quote from Hegel using the literal term “otherness” in that way, however. This leaves it unclear to me whether this more social usage of “otherness” is even literally Hegelian, or is rather a term interpolated by commentators.

Relations to other rational beings are essential to Hegelian self-consciousness, to the point where I have quipped that it might better be called other-consciousness. This social and ethical meaning of otherness is not irrelevant to the current context. However, I take Hegel’s use of “otherness” in the Phenomenology Preface to be primarily “logical” in his special sense, rather than social.

In the Preface, Hegel calls Anderssein (otherness; literally, “being-other”) the “element” and the “ether” in which knowing occurs. Hegel is using “knowing” in a very broad sense here, encompassing everything from the mere acquaintance of ordinary consciousness with objects, to the pinnacles of philosophy. He begins to develop otherness by way of implicit contrast with that other element of “familiarity” and “representation” that he mentions as an obstacle to the higher development of knowing.

He explicitly calls otherness the element of “science” (rational understanding) in knowing, while implying that familiarity and representation characterize a contrasting element of immediacy that he sees as an obstacle to “science”. For Hegel, “science” is first and foremost the “logic” that was to form the first part of the “system” the Phenomenology was to introduce, so it could equally be said that otherness here is the unfamiliar standpoint of Hegelian logic, for which the whole long detour of the Phenomenology is intended to gently and patiently prepare us.

Once again, I take a deflationary approach to his rhetoric about “science” and “system”. In general with Hegel, rather than starting with ordinary assumptions about what his terms mean, it is best to interpret them in light of what he does. Here otherness provides a first thematic anticipation of the general point of view Hegel wants to recommend, and in particular of what is at stake in Hegelian “logic”, “science”, and “system”.

As a first approximation then, we have otherness expressed as the “element of knowing” that the Science of Logic will later develop, initially expressed by way of a contrast with a point of view centered on immediacy, familiarity, and representation.

There seems to be a kind of analogy between this contrast and what I read as the Phenomenology‘s other big contrast between the standpoints of consciousness and self-consciousness. I think Hegel’s view is that neither of these latter is ever found entirely independent of the other in real life, but at the same time that the alienation inherent to the relation of ordinary consciousness to objects is eventually to be overcome by dwelling primarily in what he calls self-consciousness and spirit. The higher phases of self-consciousness and spirit will be characterized by an openness to otherness.

The contrast between the feeling of otherness and those of familiarity and immediacy gives us a first starting point that we can grasp even within the standpoint of the most naive ordinary consciousness. The second contrast between the standpoint of otherness and the standpoint of representation brings this into sharper focus.

In the Preface, Hegel only hints at his very strong reservations about the place of representation in early modern mainstream views of knowledge such as those of Descartes and Locke. But in the Consciousness chapter of the Phenomenology, the alienated relation of consciousness to objects broadly captures aspects of the views of Descartes and Locke, who were the two great representationalist promoters of “consciousness” in philosophy (literally in Locke, and its ancestor French conscience in Descartes; see Consciousness in Locke and Hegel).

We cannot communicate without representation, any more than we can exercise higher functions without consciousness. But Hegel’s implicit critique of representation in the Preface and his more developed critique of consciousness in the Consciousness chapter together constitute a vital thread of his argument. His repeated warnings against taking “fixed thoughts” at face value and against taking propositions in isolation are closely tied to this.

Otherness challenges both fixed representations of thoughts and an overly fixed notion of self. Self from the perspective of otherness is a contextual, relational and adverbial term, not an independently contentful noun with a reference fixed once and for all (see The Ambiguity of “Self”).

What I think he is suggesting is a strong conclusion that in explaining meaning, we ought as much as possible to subordinate the point of view associated with representation, consciousness, objects, immediacy, and familiarity, rather than treating all of these as foundational touchstones.

What we ought to subordinate them to is developed throughout the rest of the Phenomenology, but especially involves the actualization of self-consciousness, and of forms of spirit that are not merely what he calls substantial, but are self-conscious, and thus for Hegel depend essentially on relations of mutual recognition.

A fully developed self-consciousness will be “at home” in otherness.

Here in the Preface, I think he is suggesting an argument complementary to that of the Phenomenology‘s main thread. In the Preface, the accent seems to be on knowing as such, whereas I take the overall thrust of the main thread to be primarily ethical in intent. Here too, at least in a general sense the Preface is closer to the concerns of what Hegel calls “logical” inquiry. The critique of the classic early modern concept of representation falls in this area.

Foundational uses of representation are based on strong presuppositions about the identity of represented things (the “fixed thoughts” to which Hegel is objecting). Representationalist theories of meaning focus on the ways in which representations are supposed to unambiguously refer to objects, which basically reduces meaning to a kind of implicit pointing at things that are presumed to be unambiguously identifiable. But this is a huge presumption that Hegel wants to question.

Alternatively, the meaning of representations can be explained in terms of form, value, internal structure, and inter-relations, all of which I think for Hegel are potentially articulable complete in themselves “in the element of otherness”, without any pointing or presumption required. Otherness thus appears to stand for coherence over reference and difference over identity in the explanation of meaning. Again, that is not to suggest that reference is absent, just that it ought not to dominate or primarily drive our explanations.

Finally, Hegel would remind us that even pure difference or pure coherence also needs to be considered from the point of view of its becoming and not just one static view. Otherness as an orientation toward difference and coherence in their becoming gives us a first approximation of the concerns Hegel means to bring to the fore when he speaks of dialectic. (See also Pure Negativity?; Teleology After Kant.)

Hegel’s Preface

In Nature, Ends, Normativity I raised the question of what happens to Aristotelian teleology when we look at it through a Kantian critical lens, then made a preliminary gesture toward its resolution by invoking Hegel’s challenge and admonition to us in the Preface to the Phenomenology of Spirit to make ourselves at home in otherness. Just how making ourselves at home in otherness helps with the question about Aristotle and Kant may not be at all clear yet. For now it’s just a thought to keep in mind.

First I want to try to explore Hegel’s larger point in the Preface that I risked reducing to the phrase “make ourselves at home in otherness”, and let that lead where it may. This post won’t get to the point where the phrase is introduced. It’s even possible that I’m remembering it from a paraphrase in H. S. Harris’ outstanding commentary. I’ll walk through the Preface over the course of several posts, using Terry Pinkard’s translation published in 2018.

Hegel’s Preface is an extremely dense text that seems to very deliberately follow a non-linear order. It does have a development, but it doesn’t just proceed from beginning to middle to end. Rather, it seems to repeatedly circle around several key insights, adding a little more each time. Famously, he begins by rejecting the very idea that philosophical truth is the kind of thing that could be “introduced” or made easily digestible by a conventional preface.

He goes on to repeatedly criticize two chief ways in which philosophy is made digestible and shallow — one that treats truth as something merely formal, and one that claims to leap into absolute knowledge by means of intellectual intuition. Especially in some of the later parts, Hegel gives a number of valuable hints at what he thinks serious philosophy ought to look like.

“[C]onventional opinion holds that the opposition between the true and the false is itself fixed and set…. It does not comprehend the diversity of philosophical systems as the progressive development of truth as much as it sees only contradiction in that diversity…. However, at the same time their fluid nature makes them into moments of an organic unity in which they are not only not in conflict with each other, but rather, one is equally as necessary as the other” (p. 4).

Hegel is not at all advocating some trite relativism or erasure of distinctions here. He is objecting to the artificially “fixed and set” way in which what he calls formalism sees the truth of propositions taken in isolation. More positively, he seems to be suggesting that we view the great philosophers as participants in a common, mutually enriching dialogue rather than as competitors.

“[T]he subject matter [of philosophy] is not exhausted in its aims; rather, it is exhaustively treated when it is worked out. Nor is the result which is reached the actual whole itself; rather, the whole is the result together with the way the result comes to be…. [T]he unadorned result is just the corpse that has left the tendency behind…. The easiest thing of all is to pass judgment on what is substantial and meaningful. It is much more difficult to get a real grip on it, and what is the most difficult of all is both to grasp what unites each of them and to give a full exposition of what that is” (p. 5).

Here Hegel makes a very Aristotelian point about the essential role of actualization. What he is directly applying it to is philosophical accounts of things. We should be interested not just in philosophy’s ostensible conclusions, but in how they were arrived at. (But an analogous point could be made about the actual working out of Aristotelian teleology in the world. What is relevant to this is not just pure ends by themselves, but the whole process by which ends are actualized by means of concrete tendencies.)

“In positing that the true shape of truth lies in its scientific rigor — or, what is the same thing, in asserting that truth has the element of its existence solely in concepts — I do know that this seems to contradict an idea (along with all that follows from it), whose pretentiousness is matched only by its pervasiveness in the convictions of the present age. It thus does not seem completely gratuitous to offer an explanation of this contradiction even though at this stage such an explanation can amount to little more than the same kind of dogmatic assurance which it opposes” (p. 6).

By “scientific” he basically means rational. Hegel here aligns himself with Kant’s emphasis on the conceptual and discursive character of rationality, and with Kant’s closely related rejection of claims to immediate knowledge by intellectual intuition. He is particularly alluding to claims of intellectual intuition in the philosophy of nature by followers of Schelling, as well as to the religiosity of immediate feeling promoted by followers of the German literary figure F. H. Jacobi, from whom Kierkegaard borrowed the image of the leap of faith.

The “true shape of truth” Hegel contrasts these with lies in conceptual elaboration — interpretation and explanation, not just asserted conclusions. The measure of truth is the insight and understanding it gives us. He also notes a difficulty that I often feel in attempting to summarize the results of a substantial development: summaries always run the risk of shallowness and dogmatism.

Hegel continues ironically that for his contemporary opponents, “The absolute is not supposed to be conceptually grasped but rather to be felt and intuited” (ibid).

“There was a time when people had a heaven adorned with a comprehensive wealth of thoughts and images. The meaning of all existence lay in the thread of light by which it was bound to heaven and instead of lingering in this present, people’s view followed that thread upwards towards the divine essence; their view directed itself, if one may put it this way, to an other-worldly present. It was only under duress that spirit’s eyes had to be turned back to what is earthly and kept fixed there, and a long time was needed to introduce clarity into the dullness and confusion lying in the meaning of things in this world, a kind of clarity which only heavenly things used to have; a long time was needed both to draw attention to the present as such, an attention that was called experience, and to make it interesting and to make it matter. — Now it seems that there is the need for the opposite, that our sense of things is so deeply rooted in the earthly that an equal power is required to elevate it above all that. Spirit has shown itself to be so impoverished that it seems to yearn for its refreshment only in the meager feeling of divinity, very much like the wanderer in the desert who longs for a simple drink of water. That it now takes so little to satisfy spirit’s needs is the full measure of the magnitude of its loss” (pp. 7-8).

Hegel was critical of traditional Augustinian other-worldliness, but saved his special disdain for followers of Schelling and Jacobi.

“The force of spirit is only as great as its expression, and its depth goes only as deep as it trusts itself to disperse itself and to lose itself in its explication of itself. — At the same time, if this substantial knowing, itself so totally devoid of the concept, pretends to have immersed the very ownness of the self in the essence and to philosophize in all holiness and truth, then what it is really doing is just concealing from itself the fact that instead of devoting itself to God, it has, by spurning all moderation and determinateness, instead simply given itself free rein within itself to the contingency of that content and then, within that content, given free rein to its own arbitrariness” (ibid).

It is not enough just to have a concept like the absolute Idea.

“However, just as little of a building is finished when the foundation is laid, so too reaching the concept of the whole is equally as little the whole itself. When we wish to see an oak tree with its powerful trunk, its spreading branches, and its mass of foliage, we are not satisfied if instead we are shown an acorn. In the same way, science, the crowning glory of a spiritual world, is not completed in its initial stages. The beginning of a new spirit is the outcome of a widespread revolution in the diversity of forms of cultural formation; it is both the prize at the end of a winding path as it is the prize won through much struggle and effort” (p. 9).

He implicitly recalls Aristotle’s argument that the oak tree is logically prior to the acorn, and cautions against assuming perfection in beginnings.

“Only what is completely determinate is at the same time exoteric, comprehensible, and capable of being learned and possessed by everybody. The intelligible form of science is the path offered to everyone and equally available to all” (p. 10).

When the Idea is kept vague, it becomes the province of claims of esoteric knowledge and special genius. Here he links the idea of rational “science” to a democratic tendency. But we should also beware of premature claims.

“At its debut, where science has been wrought neither to completeness of detail nor to perfection of form, it is open to reproach” (ibid).

He goes on at length about the formalism of the Schellingians’ insistence that all is one. The rhetoric is strong, but he is standing up for the importance of difference and distinction, which I completely support.

To condense a good deal, “when what is demanded is for the shapes to originate their richness and determine their differences from out of themselves, this other view instead consists in only a monochrome formalism which only arrives at the differences in its material because the material itself has already been prepared for it and is something well known…. [N]owadays we see the universal Idea in this form of non-actuality get all value attributed to it, and we see that what counts as the speculative way of considering things turns out to be the dissolution of the distinct and determinate, or, instead turns out to be simply the casting of what is distinct and determinate into the abyss of the void…. To oppose this one bit of knowledge, namely, that in the absolute everything is the same, to the knowing which makes distinctions… that is, to pass off its absolute as the night in which all cows are black — is an utterly vacuous naivete in cognition” (pp. 11-12).

(Remaining parts of this walk-through of the Preface are, in order, Substance and Subject; At Home in Otherness; Otherness; and Foreshadowing the Concept.)

Aristotle’s Critique of Dichotomy

Chapter 3 of the extraordinarily rich book 1 of Aristotle’s Parts of Animals contains a strong critique of the notion of classification by dichotomy, with implications reaching far beyond its original context. The idea that he criticizes is Platonic division into As and not-As, which is intended to result in a binary tree structure (i.e., a tree-shape in which all the branches are binary).

Platonic division was perhaps inspired by the two-sided character of Platonic dialectic, which was concerned with impartially examining the implications of both sides of some disputable question, particularly in the form of arguments for and against some thesis or other. Aristotle’s own dialectic has a more general form that is not bound to arguments for and against, but rather is simply concerned with an impartial examination of the consequences of hypotheses.

But in any case, classification in a world is a different problem from that of impartially examining a single hypothesis.

Ignoring Aristotle’s lesson, and strongly influenced by the more general impoverished notion of logical judgment as grammatical predication, early modern writers on natural history attempted to follow an a priori theory of univocal classification. But for Aristotle, there is no a priori theory of classification. Instead, the starting point is what Kant would call the implicitly schematized manifold of a concrete world.

Aristotle points out that if classification were reducible to the assignment of predicates, then to consistently classify a world or any given collection, there would have to be some one order in which we divide things by one predicate, then another, and so on. By examples he illustrates the fact that by this method, it is impossible to arrive at the division of animal species that we recognize in nature.

He also makes the more general argument that half of the classifying terms in any classification by sequential predication will be negatives, and that negative terms cannot be properly subdivided.

“Again, privative [negative] terms inevitably form one branch of dichotomous division, as we see in the proposed dichotomies. But privative terms in their character of privatives admit of no subdivision. For there can be no specific forms of a negation, of Featherless for instance or of Footless, as there are of Feathered and of Footed. Yet a generic differentia must be subdivisible; for otherwise what is there that makes it generic rather than specific? There are to be found generic, that is to say specifically subdivisible, differentiae; Feathered for instance and Footed. For feathers are divisible into Barbed and Unbarbed, and feet into Manycleft, and Twocleft, like those of animals with bifid hoofs, and Uncleft or Undivided, like those of animals with solid hoofs. Now even with the differentiae capable of this specific subdivision it is difficult enough so to make the classification that each animal shall be comprehended in some one subdivision and not in more than one (e.g. winged and wingless; for some are both — e.g. ants, glowworms, and some others); but far more difficult, impossible, is it to do this, if we start with a dichotomy into two contradictories. For each differentia must be presented by some species. There must be some species, therefore, under the privative heading. Now specifically distinct animals cannot present in their substance a common undifferentiated element, but any apparently common element must really be differentiated. (Bird and Man for instance are both Two-footed, but their two-footedness is diverse and differentiated. And if they are sanguineous they must have some difference in their blood, if blood is part of their substance.) From this it follows that one differentia will belong to two species; and if that is so, it is plain that a privative cannot be a differentia.” (Complete Works, Barnes ed., vol. 1, p. 1000).

Aristotle’s positive conclusion is as as follows:

“We must attempt to recognize the natural groups, following the indications afforded by the instincts of mankind, which led them for instance to form the class of Birds and the class of Fishes, each of which groups combines a multitude of differentiae, and is not defined by a single one as in dichotomy. The method of dichotomy is either impossible (for it would put a single group under different divisions or contrary groups under the same division), or it only furnishes a single differentia for each species…. As we said then, we must define at the outset by a multiplicity of differentiae. If we do so, privative terms will be available, which are unavailable to the dichotomist” (pp. 1001-1002, emphasis added).

This is consistent with Plato’s more general advice that classifiers, like butchers, should “cut at the joints”, i.e., look for natural distinctions rather than imposing artificial ones. Dipping back again to the negative argument, Aristotle adds:

“Now if man was nothing more than a Cleft-footed animal, this single differentia would duly represent his essence. But seeing that this is not the case, more differentiae than this one will necessarily be required to define him; and these cannot come under one division; for each single branch of a dichotomy end in a single differentia, and cannot possibly include several differentiae belonging to one and the same animal.”

“It is impossible then to reach any of the ultimate animal forms by dichotomous division” (p. 1002; see also Classification; Hermeneutic Biology?.)

Neoplatonic Critique of Identity?

A common theme of much 20th century continental philosophy was criticism of presumed identities of people and things. Writers like Theodor Adorno and Michel Foucault, to name but two, systematically questioned the role of identity in our understanding of the world. Edmund Husserl had recommended suspending judgments of existence in favor of the concrete description of essences; starting especially from a historiographical point of view, Foucault recommended suspension of judgments of pre-existing unity in favor of a concrete description of differences.

Later neoplatonism like that of Proclus (412-485 CE) is commonly associated with an extreme “realist” multiplication of metaphysical entities that implicitly had their own presupposed identities. The positive side of this is a rich view of differentiation metaphysically underpinning the diversity of concrete being. But the neoplatonic technical term hypostasis is the etymological source of our verb “to hypostasize”, which basically means to attempt to artificially impose more unity on something than it really has.

But especially if we go back to Plotinus (204/5 – 270 CE), and also in later authors, there is a strong strand of what might be called “negative henology” in neoplatonism. Plotinus was the main originator of so-called negative theology in the West. Negative theology indirectly gives meaning to the notion of transcendence by pointing out how every definite description falls short of adequately characterizing God. Hen is Greek for “one”, so by analogy with negative theology, a negative henology would be an account of how everything falls short of the pure unity of the One — in other words, how things that we think of as pre-existing unities are less unified than we suppose.

Hand in hand with this perspective comes the recognition that unity has many degrees. There are a few strong unities and many weak ones, and many degrees in between. As Plotinus recognized, nothing real has the pure unity of the One. (See also Power of the One?Plotinus Against the Gnostics; Subjectivity in Plotinus.)

Pure Difference?

A common theme here is the conceptual priority of difference over identity. I think that identity is a derived concept, and not a primitive one (see also Aristotelian Identity).

The French philosopher Gilles Deleuze (1925-1995) in Difference and Repetition and other works argued that a pure notion of difference is by itself sufficient for a general account of things. In information theory, information is explained as expressing difference. In Saussurean structural linguistics, we are said to recognize spoken words by recognizing elementary differences between sounds. In both cases, the idea is that we get to meaning by distinguishing and relating.

Deleuze initially cites both of these notions of difference, but goes on to develop arguments grounded largely in Nietzsche and Kierkegaard, whom he uses to argue against Plato and Hegel. His very interesting early work Nietzsche and Philosophy was marred by a rather extreme polemic against Hegel, and in Difference and Repetition he announces a program of “anti-Platonism” that reproduces Nietzsche’s intemperate hostility to Plato. Nietzsche blamed Plato for what I regard as later developments. Neither Plato nor Aristotle made the kind of overly strong assertions about identity that became common later on.

In The Sophist and elsewhere, Plato had his characters speak of Same, Other, and the mixing of the two as equally primordial. Hegel took great pains to elaborate the notion of a “difference that makes a difference”. But Deleuze wants to argue that Plato and Hegel both illegitimately subordinate difference to identity. His alternative is to argue that what is truly fundamental is a primitive notion of difference that does not necessarily “make a difference”, and that come before any “making a difference”. (I prefer the thesis of Leibniz that indiscernibility of any difference is just what identity consists in.)

This is related to Deleuze’s very questionable use of Duns Scotus’ notion of the univocity of being, both in general and more particularly in his interpretation of Spinoza. For Deleuze, pure difference interprets Scotist univocal being.

I frankly have no idea what led to Deleuze’s valorization of Scotus. Deleuze is quite extreme in his opposition to any kind of representationalism, while Scotus made representability the defining criterion of his newly invented univocal being. It is hard to imagine views that are further apart. I can only speculate that Deleuze too hastily picked out Scotus because he wanted to provocatively oppose the 20th century neo-Thomism that had considerable prominence in France, and Scotus is a leading medieval figure standing outside the Thomist tradition.

For Deleuze, univocal being is pure difference without any identity. Difference that doesn’t make a difference seems to take over the functional role that identity has in theories that treat it as something underlying that exceeds any discernibility based on criteria. I don’t see why we need either of these.

I think Deleuze’s bête noir Hegel actually did a better job of articulating the priority of difference over identity. Hegel did this not by appealing to a putative monism of difference and nothing else, but by developing correlative notions of “difference that makes a difference”, and a kind of logical consequence or entailment that we attribute to real things as we interpret them, independent of and prior to any elaboration of logic in a formal sense.

In Hegel’s analysis as explicated by Brandom, any difference that makes a difference expresses a kind of “material” incompatibility of meaning that rules out some possible assertions. This is just what “making a difference” means. Meanwhile, all positive assertions can be more specifically analyzed as assertions of some consequence or entailment or other at the level of meaning (see Material Consequence). Every predication is analyzable as an assertion of consequence or entailment between subject and predicate, as Leibniz might remind us. It is always valid to interpret, e.g., “a cat is a mammal” as an inference rule for generating conclusions like if Garfield is a cat, then Garfield is a mammal.

What is missing from Deleuze’s account is anything like entailment, the idea of something following from something else. This notion of “following”, I am convinced, is prior to any notion of identity applicable to real things. Without presupposing any pre-existing identities of things, we can build up an account of the world based on the combination of differences that make a difference, on the one hand, and real-world entailments, on the other. Identity is then a result rather than an assumption. Meanings (and anything like identity) emerge from the interplay of practical real-world entailments and distinctions. It is their interplay that gives them definition in terms of one another.

Deleuze was a sort of ontological anarchist, who wanted being to be free of any pre-existing principles. While I agree that we can’t legitimately just assume such principles, I think this is very far from meaning that principles are irrelevant, or actually harmful. On the contrary, as Kant might remind us, principles are all-important. They aren’t just “given”. We have to do actual work to develop them. But if we have no principles — if nothing truly follows from anything else, or is ruled out by anything else — then we cannot meaningfully say anything at all.