Tag: Ends

Ideal Life and Ours

We are halfway through Aubry’s discussion of Metaphysics book Lambda, chapter 7. From this point, she says that the text becomes less of an argument, and more rhetorical and descriptive. Aristotle compares the “way of life” (diagoge) of the divine with “ours”. His discussion here largely follows the much more developed one in book X of the Nicomachean Ethics. Toward the end of Aubry’s section, she also critically scrutinizes the more particular basis of claims that the first cause of book Lambda is not only a final cause but also an efficient cause.

(Though it is much longer than this post, for greater insight and a fuller context on Aristotle’s view of this relation between the human and the divine, I would highly recommend reviewing Ethics book X in The Goal of Human Life.)

Now “it is no longer only a question of movable and perishable substances, but more concretely, and for the first time, of the human subject” (Dieu san la puissance, 2nd ed., ch. 5, p. 189, my translation throughout).

“From the outset, the divine diagoge is characterized by comparison with the human condition, as being ‘like the best’ that is given to us, but also by opposition to it, since what is accessible to us ‘for a brief period of time’, mikron khronon, is for god continuously, aei [always]. The same opposition is found below, between the happy state god enjoys always, aei, but we enjoy only sometimes, pote” (ibid).

She quotes Aristotle, “The [divine] act is pleasure” (ibid). Plato in the Philebus suggests that the divine has a neutral state, but for Aristotle “god is the only living thing that at the same time has access to the most pure pleasure and always knows its enjoyment. If the human also has access to the pleasure of contemplation, she does not know it in a continuous enjoyment, for she is composed of two natures such that each for the other is against nature” (p. 190).

If I may be allowed a shallow comparison, this theme of divine pleasure makes me liken the condition of thought thinking itself to that of a blissful Buddha.

“In book VII of the Nicomachean Ethics, the continuity of divine pleasure is referred to the simplicity of the divine nature which, because nothing is mixed with it or hinders it, always exercises the same activity and finds in it a complete pleasure. The text of Lambda itself is content to associate pleasure and energeia. And where one might expect an exploration of the contrast between the transience of human pleasure and the perpetuity of divine pleasure, the next proposition proceeds on the contrary to underline their similarity. More precisely, the fact that the divine act is pleasure is given as the cause (dia touto [through this]) of the fact that for us every act is pleasure, whether it is a matter of walking, of sensation, or of thinking” (ibid, emphasis in original).

“We can see here a first illustration of the mode of action of the unmoved final cause as it has been determined above: we have immanent ends and aim at our own acts; it remains that through the latter, we also aim at the continuity and indeed the pleasure that attach par excellence to the divine act” (ibid).

“The following lines do no more than deploy the identity between act and pleasure, in formulating the conditions that make a certain act (thought or contemplation) pleasant. That the divine act indeed consists in thought is presupposed (or simply induced from the pleasant character of contemplation for us): above, the god has been assimilated to the intelligible, or to the noeton, but not to thought, noesis. For the act of thought to be pleasure, it is necessary that it be in-act, that is to say that intelligence is in effective possession of the intelligible” (pp. 190-191, emphasis in original).

“[T]hought in itself is thought of the best in itself, from which we deduce that the divine theoria [contemplation] is not only more agreeable, ediston, but also the best, ariston” (p. 191).

(Here again we are reminded how extremely different this is from modern notions of thought as “value free”, which seems to assume that all values are prejudices. We do not have to suppress questions of value in order to be fair and objective. Objectivity and fairness in the real world involve openness, but not a completely relativistic free-for-all. Fairness and objectivity are themselves values.)

“After the identity between act and pleasure, we pose that between act and life, zoe. This time, it is nonetheless clear that this identity only applies to one particular act: that of intelligence. It seems on the other hand that it applies to every act of intelligence, whether it be human or divine. Of the divine act, insofar as it is energeia kath autein [act directed toward itself], we say nonetheless that it is not simply life, but ‘the best life, and eternal'” (p. 191).

I was a little surprised that she says only the act of intelligence is to be identified with life. But she does not say that only the act of intelligence presupposes life, but rather that it is the only one to be strictly identified with it. Life for Aristotle is not reducible to some bare fact like a heartbeat; it involves purpose, and the best realization of purposes involves intelligence. That this applies to the human is no surprise. And if we accept that there is meaningful sense to thought eternally thinking itself, it is also no surprise that for Aristotle this would be the best life.

“It appears nonetheless that in the passage, [energeia] no longer designates a way of being but a way of acting: we no longer say that god is in act, but that god has an act. If this distinction between act and activity is at work, the text nonetheless invites us to surpass it: the activity of god in effect comes down to its character of being in-act. Thus, if god’s activity is thought, and self-thinking, this is, as Lambda 9 will make precise, because god is the good; and if the act is continuous, this is because as act without power, god is without movement or change. The notion of life, zoe, intervenes precisely at the junction of the ontological sense and the practical sense of energeia, serving thus to name the activity of that which is act by itself” (ibid, emphasis in original).

“More decisive seems to be the reiterated distinction between the continuous activity of being in-act, and the discontinuous activity of beings mixed from act and in-potentiality. The latter (or, at least, ‘we’) have access to an activity of the same nature as that of the divine: thought, pleasure, and life. What makes the difference between the theos and ‘us’, is indeed not the nature of the activity, but its duration (continuous/discontinuous) and its value (the activity of god is the best, and indeed also the most pleasant” (ibid).

“This characterization initiates the transition from the ontological approach to the prime mover, governed by the notion of energeia, to [Aristotle’s] axiological approach, governed by the notion of the good, which energeia in its most determinate sense nonetheless also includes. Against the Pythagoreans and [Plato’s successor] Speusippus, we thus repeat that the best and the most beautiful are arkhe [principles or sources]” (p. 192).

“From here the question is posed whether dunamis, more than a mode of being, designates here a mode of action: indeed whether the final cause must also be conceived as an efficient cause. The fact is that we have seen that the schema of efficiency, such as it is expounded notably in On Generation and Corruption, presupposes that the agent is in-act. Further, this schema is extended so as to be applicable to impassible and incorruptible realities: in their case, there can be action without reciprocal contact (they touch without being touched, move [other things] without being moved); and insofar as they are without matter, they are not affected by the action they exercise (the medical art heals without being healed)” (p. 193).

“According to this enlarged model, efficiency — and indeed also the dunamis poietike [power to do or make] seems to be compatible with actuality, but also with immobility, immateriality, and impassibility. The question nonetheless remains whether it is also compatible with the final cause” (ibid).

Previously, she pointed out that book VIII of the Physics does once apply the phrase dynamis apeiron [unlimited power] to the prime mover. This is indeed the passage appealed to by those who want to make the prime mover an efficient cause. The basis for this appeal is that Lambda 7 does briefly recall the argument of Physics VIII that the prime mover is without magnitude or parts.

But she has explained that in Physics VIII, what she calls the ontological sense of dynamis is completely missing, and the context is a long polemic against the Platonic notion of self-motion. Along with the fact that any reference to unlimited power is completely absent from the Metaphysics, and that the “unlimited” power of the prime mover in Physics VIII is not said to be unlimited in all respects but only in relation to time, she argues that this in no way intended to undo Aristotle’s many consistent affirmations that the first cause is pure act without power. This seems entirely reasonable to me.

“That the prime mover is a final cause, [the first half of] Lambda 7 has clearly established. To this must be added that the ontological sense of dunamis and energeia mobilized by the argument of Lambda 6 implies not only… that energeia is anterior to dunamis, but that it is anterior as end” (ibid, emphasis in original).

“Otherwise said… the final character of the causality of the prime mover is already posed, even in ontology, via the exploration carried out in Theta 8 of the asymmetrical relation between energeia and dunamis. As a result, the problem is not whether the prime mover is an efficient cause more than a final cause, but whether it can even be an efficient cause at the same time as it is a final cause. For on this point On Generation and Corruption is explicit: ‘to d’ou heneka ou poietikon‘, ‘the final cause is not efficient’. Thus ‘health is not efficient, except in a metaphorical sense’, that is to say in the sense in which, insofar as it is an end, it sets off an action that aims at it, but in which it is not itself the agent (it is not health that cures, but the medicine or the remedy). In the same way, we can say of the end that it moves [other things]; but we must not confuse that which moves [other things], kinoun, with that which does, poiein, or with the efficient cause as principle of movement, arkhe kineseos: if it is true that the efficient is also a mover, it is not true that every mover is efficient” (pp. 193-194, emphasis in original).

For this last, she cites On Generation and Corruption again.

“In the same way that the ontological sense of dunamis is incompatible with the characterization of the prime mover as pure energeia, its kinetic sense is incompatible with its characterization as a final cause” (p. 194).

Next in this series: Eternal Sensibles

Principles of Substance

“Chapter 5 of book Lambda constitutes a veritable pivot, not in the sense that, as the traditional reading would have it, it would bring to a close a hypothetical first part, or a treatise on sensible substances, in order to introduce a second part, or a treatise on separate substance, but because on the contrary it enunciates the principle of their continuity” (Aubry, Dieu san la puissance, 2nd ed., ch. 5, p. 173, my translation throughout).

“It is indeed in Lambda 5 that it is necessary to seek the key to the unity of book Lambda, and thereby of metaphysics, understood, according to the minimal definition suggested by Lambda 1, as a science distinct from both physics and theology; but equally, and this time against the onto-theological understanding of it, as a science that is not scissionable between a science of common being and a science of the first being — or this time between ontology and theology” (pp. 173-174).

“Lambda 5 in effect contains responses to two of the fundamental questions of Lambda 1, that is to say that of the nature of what is separate, and that of the unity of the principles of sensible substance. These responses are made possible by the results, both positive and negative, of the inquiries conducted in Lambda 2 through 4: the extension of dunamis to the eternal sensibles (Lambda 2); the exclusion of separate Forms (Lambda 3); the distinction between principle and element (Lambda 4). And they have one same term in common: that of energeia. Lambda 5 states in effect at the same time that dunamis and energeia are the common principles of all substances by analogy, and that the separate must be conceived as energeia and not as form. Proceeding from this, it remains for the following chapters, Lambda 6 through 10, to elucidate the nature of separate substance understood as ousia energeia, insofar as it at the same time is principle and cause of the other substances, and has a or some principle(s) in common with them — an elucidation which ultimately amounts to a deepening of the notion of the analogy” (p. 174, emphasis in original).

“As was already the case in Lambda 1, separation is here invoked as a criterion of substantiality, or according to the signification established in books Zeta and Eta, which substitutes for the Platonic idea of existence apart from sensibles that of the capacity for independent existence. This criterion allows us to recall the primacy of substance over the other categories, equally posed in Lambda 1, and thereby to affirm that the causes of substance are their causes as well” (ibid).

“For the term cause (aitia), we will proceed to substitute that of principle (arkhe), in order to declare that ‘it is in another manner again that the principles are the same by analogy, that is to say act and in-potentiality'” (ibid).

Aristotle’s four causes — originally introduced in the Physics — are extremely famous. But the above already suggests that in first philosophy, his “two principles” of act and potentiality will ultimately supersede them. In a simple way, act is the end, and that-for-the-sake-of-which; potentiality is the principle of motion. Form and matter provide overlapping specifications from a more static point of view, for which act and potentiality will again tend to be substituted. Such an overlap among the causes should be no surprise, since they are intended as complementary explanations. We have already seen, for example, that Aristotle’s hylomorphism leads him to ultimately assert the identity of an embodied form with its proximate matter. But I’m getting ahead of myself.

She refers to a passage that “in associating the couple of in-potentiality and act with that of matter and form, enunciates not an equivalence, but the rules of a substitution” (p. 175). Aristotle says “In effect, in act are the form, if it is separate, as well as the composite and privation (for example, obscurity or sickness), while the matter is in-potentiality, since it is capable of becoming the two contraries” (ibid). “Act indeed serves here to express form insofar as it is capable by itself, and not only in its articulation to matter, of an independent existence. This is a great novelty in relation to Zeta and Eta, where act served to name the composite as ousia malista [ousia most of all], as alone capable of independent existence, unlike form and matter taken in themselves. Far from being a simple equivalent, act expresses form insofar as it subsists” (pp. 175-176).

This is a somewhat subtle point, but clear enough. Things that are truly equivalent are bidirectionally interchangeable, without qualification. Here she is saying act expresses form only with additional qualification, which does not license a bidirectional substitution. In effect, we have a one-directional arrow between the two terms, rather than a two-directional one.

“In these lines, the notion of act reveals the ontological sense already distinguished in Theta. On the other hand, it does not have the axiological sense with which Theta 8 charged it, in establishing its equivalence with the notions of telos [end] and of ergon [completed work]. As in Theta 9, it applies also to privation, or to the negative contrary by which matter, like form, can be said to be in-potentiality. Applied to privation, the notion of act expresses again, and paradoxically, the mode of being and this non-being. As for the notion of in-potentiality, it expresses the mode of being of matter insofar as it is precisely capable of a double becoming, — toward form, or toward privation” (p. 176).

“To the notions of matter and form, those of in-potentiality and act thus bring an ontological supplement. There is something distinctive in them, allowing them to express beings where the matter and the form are not the same. It is not only a matter of illustrating the notion of analogy, as we did earlier, in pointing out that the relation between distinct matters and forms can be the same, but more of pointing out that the notions of in-potentiality and act apply not only in the context of a single substance, but between distinct substances, and more particularly between substances where one is the cause and the other the effect (we will see later, but Theta 8 has already apprised us that they also indicate, from the one to the other, a specific relation of causality, that is to say final causality)” (ibid, emphasis in original).

“The last lines of Lambda 5 contain a first response to the question of the unification of the principles of substance. Three kinds of unity are successively indicated, which nonetheless are conjoined:”

“–at the outset, a unity of a focal kind, which consists in the primacy of substance over the other categories, which has the effect that the causes of substance are aloso the causes of all otherr things;”

“–then a unity of an analogic kind, which constitutes the principal object of Lambda 4 and 5, and in virtue of which all beings, even if constituted from different elements, nevertheless have the same principles, that is to say matter, form, and the cause of motion;”

“–and finally, a direct or transitive causal unity, in virtue of which all things have for their cause ‘that which is first in entelechy'” (p. 177).

“This enumeration, we can see, mixes transitive principles and immanent principles. If it recalls the categories of matter and form, and not those of dunamis and energeia that the preceding developments have nonetheless substituted for them, it nonetheless makes the notion of entelekheia intervene, and applies it to the first cause. The latter is no longer mentioned only, as was the case at the end of Lambda 4, as ‘that which, as first of all, moves all things’, but as ‘that which is first in entelechy’. Act, designated this time by the term entelekheia and no longer that of energeia, taken indeed in its normative and axiological sense, which is no longer only ontological, appears from this point as the notion adequate to the designation of the first cause. We find thus suggested the possibility of its extension, which the remainder of Lambda accomplishes, from the corruptible and eternal movable substances to the unmoved substance — and, on this basis, of uncovering a principle common not only to the sensible substances as a whole, but to sensible substances and to the separate substance” (ibid, emphasis in original).

Next in this series: Eternal Motion

Act in Process

At this point we are starting to sum up the results of Aristotle’s Metaphysics book Theta on potentiality and act. Aubry now makes a stronger statement that what it is in itself to be something in potentiality or in act can only be made clear by considering the relation between the two.

“In fact, and always in continuity with the analogy of Theta 6 [between various particular cases of something being in-potentiality and in-act], we begin by considering the relation of dunamis and energeia — that which, according to Theta 6, is the unique means of understanding these notions in themselves, but which also serves to justify the various equivalences posed by the analogy” (Aubry, Dieu san la puissance, 2nd ed., ch. 4, p. 135, my translation throughout, Becker number citations to the Greek text omitted). 

“This relation is defined according to a triple anteriority: energeia is anterior to dunamis at once according to the formula, logoi; according to the substance, ousiai; and, but only from one point of view, according to time” (ibid).

“Of an individual in-act, one must say in effect that she is engendered from in-potentiality by another individual in act…. In-potentiality is no longer presented here as a principle of movement, but as a transitory state between two acts. And energeia in its turn is no longer identified with movement, but with the state of that which moves [something else], insofar as it is identical in form with the moved” (p. 136, emphasis in original).

This case applies to biological reproduction.

“Anteriority according to the formula is qualified as evident: it is in relation to act that one defines in-potentiality” (ibid).

“From [Becker index] 1050a4 on, we go on to explore the third relation of anteriority, that according to ousia [“substance”; what it was to have been a thing]. Here we are at the heart of Theta 8, and indeed of Theta in its entirety, since here the triple transition will be accomplished — from the kinetic sense to the ontological sense; from the model of the transitivity and the correlation of powers to the model of the dunamis–energeia correlation insofar as it applies to transitive change as well as to immanent change; and finally, from the model of efficiency to the teleological model.”

“The anteriority according to ousia is not initially given as an anteriority in the order of existence, but as an anteriority in that of form and of essence…. That which is anterior according to ousia is posterior according to generation: the adult is posterior to the infant…, even though in the latter is found the form that is not fully present. But this inversion from one order to the other is explained by the fact that the anteriority of act according to ousia is that of form as end: the act [the adult] is ‘that for the sake of which’ for generation.”

“Here we rejoin the analyses of books Zeta and Eta, where the substitution of the notion of act for that of form proceeds from the adoption of an etiological, and not only logical, point of view, by which the form is considered in its causal function, and envisaged as end” (ibid).

In a composite of form and matter, the form that is considered as end and not only “logically” will be in a sense identified with the composite as a whole, i.e., with the form as realized in matter.

“The anteriority of act according to ousia is that of the end, that is to say of the form as the term of a process that realized it in a matter — and indeed, in the composite that book Zeta qualifies as ousia malista [ousia most of all].”

“For it is this anteriority of act as end that provides the key to the necessary correlation of dunamis and energeia. One does not say only that energeia is to dunamis as that which builds is to the art of building, or as that which sees is to that which is given to view, but that it is for building that one understands architecture; for sight that one has sight; for contemplating that one has the power of contemplating. Act, from this point on, does not appear only as that in relation to which one defines power, but as that for which power is” (p. 137, emphasis in original).

She quotes Aristotle, “The act is the end, and it is in view of it that the power is acquired” (p. 137).

“We integrate here the results of Theta 7 for justifying the equivalence between matter and in-potentiality; for what justifies this equivalence is that the matter is teleologically determined by the form…. As at the end of book Eta, act serves here to name the unity realized from the matter and the form” (ibid).

Act serves “as another name for the ousia malista [ousia most of all] of book Zeta” (p. 138). And this is none other than the composite of form and matter.

“The ontological sense of energeia nonetheless is presented as being at the foundation of the kinetic sense; if movement can be called energeia, it is insofar as we take it as an index of being…. From now on, what justifies the equivalence between energeia and kinesis is that movement can also be telos. And if energeia and kinesis can be called entelekheia, it is not only in the sense where they name effective and complete being in opposition to the incomplete being that in-potentiality says, but because they name that being which, for in-potentiality, is its end” (ibid).

She quotes Aristotle, “For the ergon [completed work] is the end, and energeia is ergon. This is why the term energeia is derived from that of ergon, and tends toward entelekheia” (p. 139).

She continues, “Ergon thus intervenes as the mediation between energeia and telos, and indeed also between energeia and entelekheia. It was present, we saw, from the first lines of Theta 1, presented alongside dunamis and energeia as a sense of being. We find it also, in a sense at the same time normative and teleological, in the Protrepicus. The term serves here to allow the kinetic sense and the ontological sense of energeia to be unified, and at the same time to range the first under the second.”

“If it can play this role, it is thanks to the double sense that it carries: in fact, ergon signifies at the same time the proper function, understood as the act in which the essence is accomplished, and the oeuvre [completed work]. For the remainder of the text goes on precisely to distinguish between two kinds of act: one intransitive, in which nothing else is accomplished but itself, and the other transitive, which produces a being exterior to itself. To illustrate the first, one gives the example of vision, which is the ergon-function of sight, and serves in itself as a telos, an end; for the second, the example of the construction which, resulting in an ergon-work, the house, is only fully [an end] when taken together with the latter. From this we understand that movement can be called energeia: because it indeed has an ergon and a telos, which are not confused with it, but are its work, or that which it produces, and in which, thenceforward, we can say that it is.”

“In fact, ‘the action of building a house resides in the house that is built, and it comes to be and is at the same time as the house’. This affirmation can appear problematic at first glance: one tends spontaneously to distinguish the transitive activity from what it produces, and the being of the house from that of the movement of its construction, since the house only fully is when, precisely, the movement is no longer. We can nonetheless understand this in the light of the analysis of movement in Physics III, and of its characterization as the act common to the mover and the moved: Aristotle already affirmed that the ergon and the telos of the agent and the patient, or of the mover and the moved, reside in one sole and same energeia. In the same way, it seems that the phrase of Theta 8 has no sense unless by the house we understand not the completed house, but the house as object of the movement of construction. We thus understand that the act of construction comes to be at the same time as the house in the process of being constructed, since the two movements (construction/being constructed) are one. The work and the end of transitive activity do not reside in the achieved product, but in the production itself…. The distinction between immanent activity and transitive activity is no longer so great” (pp. 139-140, emphasis in original).

A being that is “in process” can also be an “achieved” being, in varying degrees insofar it also represents an incremental achievement.

“We have seen in effect that act was identical to form as the end and term of in-potentiality, indeed to the form as realized in a matter. If act is anterior to power from the point of view of ousia, this anteriority is not only the logical one of the form-essence and the ousia prote, but also that of substance and ousia malista” (pp. 140-141).

Here we see Aristotle’s strong vindication of immanence and concrete being. Ends — and indeed “perfection” according to a particular kind — are intended to be understood as realizable in form and matter. This is far indeed from the perspective that all finite things necessarily fall infinitely short of a perfection conceived as infinite. For Aristotle, the highest being will be characterized not as infinite, but as pure act and as the good.

Next in this series: Act as Separable

The Relativity of Dynamis

“Up to the end of Theta 5, even though the end of Theta 3 had initiated the ontological inquiry, it is principally the kinetic dunamis [potentiality] that we have explored. The first lines of Theta 6 close this first moment: now that we have treated dunamis in relation to movement, it is necessary, writes Aristotle, to take an interest in energeia [act]. We note anew the dyssymmetry already raised: it is the study of energeia, not of dunamis, that presides over the extension of energeia as of dunamis from the kinetic sense to the ontological sense.”

“Energeia and dunamis will be initially characterized as two distinct sides of one thing of huparkhein, of existing. They are thus designated as two distinct modes of being, where the difference, nonetheless, can be known only through their opposition. This opposition constructs in-potentiality as relative to energeia [act as “in-a-work-ness”, or something realized in a work] — thereby rejoining the definition of dunaton in Theta 3 as that of which the act can exist (huparkhe he energeia). Thus, the in-potentiality is to be understood as that of [the statue of] Hermes in the wood, or that of the half-line in the whole line, because the one and the other can be separated…, or again as the way in which someone knows something without contemplating it, if it can be contemplated. If in-potentiality thus finds itself characterized only relatively to energeia, the latter in its turn is not explicitly defined, but implicitly identified with what is separated in the first example (the Hermes and the half-line), and with the exercise in the second (contemplation)” (Aubry, Dieu san la puissance, 2nd ed., ch. 4, p. 130, my translation throughout). 

“Theta 8 will show, in conformity with what Theta 3 already affirmed, that it is the ontological sense [of dynamis and energeia] that is primary: it thus appears that movement can be called energeia insofar as it is taken as the manifestation of being, or again of the work, or again of the end. It is indeed the kinetic sense that will appear as an extension of the ontological sense, and of a more determinate sense by virtue of which act is not only another name for being, but for being in the end” (p. 132).

Aubry points out that the last lines of Theta 6, which somewhat confusingly emphasize a distinction between whether an end is immanent or not, have been regarded by leading scholars (including Werner Jaeger and Miles Burnyeat) as an addition to the text.

She notes that in Theta 8, “we will read that movement can be considered as a form of energeia insofar as, in certain cases, it can serve as an end…. Far from being opposed to energeia as that which does not have its end in itself to that in which the end is immanent, kinesis will be presented as a form of energeia insofar as it can serve as an end, which leads us to suspect the last lines of Theta 6″ (p. 133).

“As was already the case in Theta 5, we are here formulating restrictive conditions, which rule out saying that any matter whatsoever is in-potentiality for any form whatsoever. In-potentiality is only said of a determinate matter in relation to a determinate form. More precisely, in-potentiality indicates the very possibility of the relation of such a matter to such a form. Even in formulating the conditions of the equivalence dunamis–hyle posed by the analogy, Theta 7 thus justifies the formula of Eta according to which ‘the proximate matter and the form are one and the same thing, the one in-potentiality and the other in act’.”

“If in-potentiality names the capacity of matter to acquire a determinate form, the division of dunamis from hyle is no less maintained, at the same time as it is given measure. In effect, for the products of tekhne [art] as well as for the phuseis [natures], we can establish a common criterion: the uniqueness of change. Potential is thus distinguished from the indeterminate possibility in virtue of which any matter whatsoever could [supposedly] acquire any form whatsoever. But it is also distinguished from the actual….”

“If Theta 7 prolongs the analyses of Theta 5, a change of perspective is also evident: in effect, the question posed is no longer to know only of what a thing is capable, dunaton, but for what it is in-potentiality, dunamei…. A double displacement is marked here: first, the distinction between active power and passive power, with which we began, is effaced before the notion of in-potentiality…. [And second,] the notion of in-potentiality thus serves to name, beyond the distinction between active power and passive power, the very possibility of the interaction of an agent and a patient with a view to a determinate change.”

“In what follows, we will ask not only when a thing is in-potentiality for another, but when a thing is in-potentiality in another: in so doing, we ask not only about in-potentiality as a principle of change, but about in-potentiality as a mode of being” (p. 134, emphasis in original).

“This transition will be completed in chapter 8….”

“The text [of chapter 8] opens with a redefinition of dunamis…: this new definition, which is more expansive, is in effect formulated in such a way as to include natural beings…. In the same way, natural beings are defined in Physics II as ‘having in themselves a principle of motion and rest’. Nature can thus be said to belong to the same genus as dunamis, since it is an immanent principle of movement. Thus redefined, dunamis will be envisaged in the order of immanence more than in that of transitivity: we thus integrate the results of the previous chapter, which defined in-potentiality at the conjunction of the active and the passive, and beyond this distinction. The extensive definition of dunamis thus marks the definitive adoption of a new point of view, in virtue of which potentiality [puissance] will no longer be considered in the order of the correlation of agent and patient, but in its relation to act. Dunamis will thus appear as the principle of a movement that can take place within something, which is essentially teleological [finalisé] (even if it can have no other end than itself), and which is a transition from a certain non-being to full reality” (p. 135, emphasis in original).

Next in this series: Interim Recap

Potentiality for Interaction

“Before being elucidated in Metaphysics Theta as a sense of being, dunamis appears in the physical texts as the instrument of the thought of change and action. It is thus thought in the order of the correlation not of the in-potentiality to act, but of active power to passive power. The model is the mechanistic one of efficiency. This model is nonetheless subsumed under another, which for the correlation active dunamis / passive dunamis, substitutes that of dunamis to energeia, thus integrating the schema of efficiency under that of finality. The definition of movement and its characterization as the common act of the mover and the moved appears as an essential moment of this integration: it invites us to see in kinesis [motion] not only the result of the interplay between two powers, one active and the other passive, but the transition between two states of being. Interaction thus appears only as the means for actualization, the play of powers as the occasion of the realization of the in-potentiality” (Aubry, Dieu san la puissance, 2nd ed., ch. 4, p. 103, my translation throughout). 

This all seems very sound. I would add only two more nuances. First, not only is so-called efficient causality or Aristotle’s notion of “sources of motion” subsumed by final causality, but it also subsumes mechanistic “action” under a broader notion of “means”, as in the example from the Physics in which the art of building is what is most properly said to be the source of the motion of building a house. Aubry herself also speaks of interaction as a “means for actualization”.

Second, she speaks here of interaction because Aristotle analyzes even the most unilateral, mechanistic physical “action” as a special kind of interaction between active and passive powers. Although Aristotle would also agree with Kant against Leibniz that there is real interaction between things, that is not at stake in the contrast here. For Aristotle, all action is really a kind of interaction in the special sense mentioned above, but I think what he means primarily to contrast with actualization is action as such, not interaction as such. I would thus suggest the friendly amendment “action appears only as the means for actualization”. On the other hand though, she is emphasizing the fact that all action for Aristotle is really interaction, which is also extremely important.

In On Generation and Corruption book I, Aristotle describes cyclical transformations of the four elements. Aubry notes that the elements are there said to have neither forms of their own nor any principle of autonomous movement. The reciprocal action of the elements is explained in terms of active and passive dunamis.

“[A]ction has for effect an assimilation of the patient to the agent; but always in the case of a material agent, it can entail a passion in return…. If dunamis determines the agent as well as the patient, it is indeed according to a reversible schema, and in a relation of co-implication” (p. 104).

“This first formula, which accounts for action by the correlation of an active dunamis and a passive dunamis, is nonetheless succeeded by another, which substitutes for the pair of powers that of in-potentiality and of act” (ibid).

“The agent is no longer solely determined as active, but as in act…. As for the patient, it is not only passive, but in-potentiality. If there can be action of the one on the other, it is because the effect is already present, dunamei [in potentiality], in the patient: fire, for example, can only heat that which is already hot-in-potentiality” (ibid).

She quotes from book II: “That which is hot in-act is cold in-potentiality, and that which is cold in-act is hot in-potentiality, so that, at least if they don’t equalize themselves, they transform themselves the one into the other” (p. 105).

She continues, summarizing “This cycle obeys the principle of the best, and has a finality of its own” (ibid).

“All the same, the elements are deprived as much of active power as of spontaneity. Their movement toward a place should not be understood on the model of action, or of the interaction of an active power and a passive power, but on that of actualization, and of the correlation of the in-potentiality and the in-act” (ibid).

“The case of elemental change indeed appears as an example of the substitution of the model of actualization for that of interaction, and of the model of finality for that of efficiency. Aristotle starts from the place where mechanistic explanation seems the most justified: the first elements, the original impulses of matter. But precisely, these are not, like the dunameis that fill the khora [receptacle] of [Plato’s] Timaeus, brute and disordered forces: they are passive powers, deprived of self-motion and of spontaneity, but which nonetheless are principles of movement, and have an orientation or a tendency. Between them and their act, the active power, efficiency, only intervenes as an exterior cause; it is nothing more than the occasion for their actualization” (p.106).

Far from serving as the primary model for causality in general, efficient causality in Aristotle only provides occasions for more essential causes or reasons why to operate. It is always only a means for something, a kind of circumstantial catalyst.

On the Soul book II distinguishes “two degrees of dunamis. The first, according to ‘the genus and the matter’ is a non-exercised native capacity — that in virtue of which every human is capable, simply insofar as she is human and possessed of reason, of understanding grammar; the second is a capacity already employed, exercised, the effectuation of which requires no supplementary apprenticeship, but simply the will and the absence of obstacles…; and finally entelechy, or the actual exercise of knowledge” (p. 107).

“The case of perception, like that of elemental change, must be conceived as a transition from second dunamis to entelechy. This kind of alteration (alliosis) neither affects nor destroys the nature of the subject, but on the contrary is ‘a progress toward itself and toward entelechy'” (pp. 107-108).

“Nonetheless, in the case of the apprenticeship of knowledge, the passage from first dunamis to second dunamis should also be conceived as alteration-amelioration…. More than on the distinction between two degrees of dunamis and between movement (kinesis) and change (metabole), it seems it is necessary to insist on that between two types of alteration, the one privative and the other positive. This distinction underlines once again that the intervention of the efficient cause and of the external agent can serve as the occasion of an immanent progress” (pp. 108-109).

“In the transition between the model of interaction and the model of actualization, the definition of motion as the common act of the mover and the moved also appears as an essential moment” (p. 109).

“In Physics III, movement is defined as the entelechy of that which is in-potentiality as such…. Movement, otherwise said, is the act of the dunamis of a being not as such, but as mobile: the process of fabricating a statue is not the act of the brass as brass, but of the brass insofar as it becomes a statue. Immediately proposed, this definition is designed as a sort of default; of movement, in effect, one can say neither that it is privation, nor power, nor act; it is necessary, ultimately, as difficult as this may seem, to define it as an incomplete act, energeia ateles, in opposition to a simple act, energeia haple” (ibid).

“Movement indeed manifests the power of a being whatever it is, that is, independent of what it is, [independent] as well as of that by which such a being can become other than it is…. Movement is indeed the the entelechy of a power as such, since being a power is being a principle of movement, but the power is always the power of a being that by that movement becomes what it is. As consequence, the distinction is not between two powers, but between becoming as the being of power, and the being in view of which there is becoming” (p. 110).

“If the analysis of movement makes appeal to the distinction between mover and movable, and indeed between agent and patient, this distinction nonetheless finds itself relativized: in fact… the mover moves in being itself moved — since there exists also, Aristotle points out, an unmoved mover. The agent indeed is at the same time patient, and the patient in its turn can become agent, so that everything is both agent and patient, poietikon kai pathetikon. But to this it must be added that act is the same in the agent and the patient” (ibid).

“The duality of agent and patient, or of mover and moved, is reabsorbed thus, according to the point of view specified, into that of in-potentiality and in-act. In-potentiality, to dunamei, recovers active power and passive power equally well: it is a point of view taken on both powers insofar as they in principle belong to one and the same movement, or again, insofar as they are the subject of one and the same accomplishment” (p. 111).

Nothing in the real world is ever purely active or purely passive. It is hard to overstate the significance of this.

“In the same way that book III of the Physics subsumes the correlation of powers under movement as the act of the in-potential, book Theta of the Metaphysics places movement under energeia, understood this time not as ateles [incomplete], but as identical to the telos [end]” (ibid).

Next in this series: Reading Metaphysics Theta

Ethical Roots of Aristotelian Dynamis

“The notion of dunamis is present from the earliest writings of Aristotle, associated each time with an ethical context” (Aubry, Dieu san la puissance, 2nd ed., ch. 4, p. 100, my translation throughout). She cites studies of this issue by D. W. Graham and E. Berti.

The Protrepicus is an Aristotelian dialogue, famous in antiquity as an exhortation for people to learn philosophy, but surviving only in fragments quoted by other authors. According to Aubry, it discusses dynamis in terms still based on those of Plato’s Theaetetus — a kind of having, as distinct from use — but it already introduces Aristotle’s neologisms of energeia and entelecheia, or act and the closely related notion of entelechy. Significations according to act are already treated as focal, relative to significations according to dynamis.

“Finally, the distinction also shows a normative and teleological sense” (ibid).

“The notion of energeia is found associated not only with that of usage, but also with that of good usage and that of end, and by the latter ultimately with that of ergon [a completed work] — the text having ultimately for objective the determination of the ergon of the soul, not only its function but the act in which its end properly resides” (p. 101).

We saw recently that Plato already used ergon in a sense like this. Aristotelian energeia is the fulfilling activity from which the Platonic ergon emerges.

“It is with a normative and teleological sense that the notion of ergon intervenes again in fragment 6: the accomplishment of the ergon in effect is that in virtue of which a thing can be called good, agathos, that in which also resides its virtue, arete. For in the case of a composite being, this work cannot be immediately determined: constituted of different parts, such a being is also constituted of multiple acts and multiple powers. Its end resides in the accomplishment of its best work, its most proper dunamis, indeed that of that part of it in which its identity most resides. For the human, her end and her happiness reside in the accomplishment of the power of thinking, phronesis, which is at the same time her divine part and her most proper identity. The notion of dunamis is thus articulated to those of ergon and of energeia, which themselves are articulated to that of end, telos” (ibid).

Much of Aristotle’s most characteristic thought is expressed here. (On a side note, I am especially intrigued that phronesis or practical judgment is here explicitly assigned the same ultimate role that theoria or contemplation plays in the Nicomachean Ethics. I have long been skeptical of any sharp contrast between these two. See Aristotelian “Wisdom”.)

“The Protrepicus strongly associates notions that were present but disjoint in Plato: that of effective usage, of ergon and end, which are conjoined in Aristotle’s invented terms of energeia and entelecheia” (ibid).

She also points out a discussion of dynamis in book IV of the Topics, where it is opposed to choice based on deliberation. No one should be blamed for a dynamis. “One does not say of a human who is capable of acting badly that she is bad…. The bad is the one who is not only capable of evil, but chooses it…. Contrary to what Platonic aristocratism affirms, there are no naturally good or bad [rational beings]; in particular, it makes no sense to speak of someone as naturally virtuous: because virtue, the Nicomachean Ethics says, is not a dunamis, a native power, an innate quality, any more than vice is. It is a hexis, a disposition acquired… by means of repetition of one same act, and of which the actualization, in its turn, is suspended from prohairesis [choice grounded in deliberation]” (p. 102).

Next in this series: Potentiality for Interaction

Distinguishing Act and Form

“In fact, the notions of form (eidos) and of act (energeia or entelecheia) are not equivalent; and if the first belongs to a Platonic vocabulary, the second is an Aristotelian invention. It belongs, as such, to an anti-Platonic project: there is no sense, for Aristotle, in posing ‘pure’ or ‘separated’ forms, that is to say forms subsisting outside of and independent of the composites that they define. Form is not separable except ‘by logos‘, ‘according to the formula’, which signifies also that form is not fully ousia, fully substance” (Gwenaëlle Aubry, Dieu sans la puissance, 2nd ed., part 1, introduction, p. 23, my translation throughout).

For Aristotle, form is only separable from the embodied composite analytically, in speech or in thought. Though he was Plato’s star pupil for 20 years and continued to be influenced by Plato in other ways, his project is “anti-Platonic” in the sense that he specifically criticizes the notion of separate form, with which Plato is famously associated.

“It goes otherwise for act, which implies separation, understood as autonomous subsistence, and therefore has the value of another name for ousia. Act, nonetheless, is not only another name for substance. Identified with the end, it is also [identified] with the good. Being in act is not only to subsist, it is to subsist as adequate to its form and to a form that, posed as end, is also posed as good…. Act thus is not only another name for being, but also for the good: or more, insofar as it says the good as real, or as realized, [it] names the identity of being and the good” (p. 24).

Here it is important to recall once again that all the senses of “being” Aristotle discusses in the Metaphysics involve being as a transitive verb (i.e., being this or that), not being as a noun. Being in the sense of existence simply has no place in this account. The identity of the senses of being as a transitive verb with those of the good tells us that the saying of transitive being for Aristotle has a normative character. Talking about the being or essence of things is talking about value, and making value judgments.

“Certainly, [the idea of] the unmoved First Mover does not come in response to the question of the emergence of being, but to that of the eternity of movement — both the continuity of the movement of the stars, and the perpetuity of the cycle of generation and corruption. This is why [book] Lambda [chapter] 10 [of the Metaphysics] can also designate the good as the cause of taxis [order], associated both with the movement of the eternal sensibles and that of the corruptible sensibles. If it is not an efficient cause, the First Mover nonetheless has an efficacity, or an influence on the world, which follows from the very fact that it has no power. For the purely actual substance, indeed excluding power as much as movement, is required as the condition of movement (Lambda 6 and 7). Again, it is necessary to determine the way in which it is [required]; Lambda 7 invokes the notion of final cause, which it is nonetheless necessary to understand in a particular sense: not in a sense in which the unmoved substance is itself the act and the end of the other substances, but in the sense in which, aiming at their proper act, the latter aim at the same time at its characteristic necessity. To understand this, it is not necessary to have recourse to the notion of imitation: the relation of the pure act to the substances mixed of act and potentiality is determined by the different relations of the anteriority of act to potentiality distinguished in Theta 8.” (p. 25).

Aristotle is saying that the good in general or value in general is a condition for the possibility of all movement, both celestial and terrestrial. Every being is moved by some good or other. Aubry is here explaining the difference between Aristotle’s own view and the “ontotheology” that Heidegger and others have attributed to him.

“[The pure act’s] efficacy could be called non-efficient; its strength merges with the desire it arouses. Designating god as act, Aristotle identifies his mode of being; determining the mode of relation of act to potentiality, he identifies his mode of action….”

“But by this, Aristotle also identifies the mode of being and the mode of action proper to the good. It is perhaps thus that it is necessary to understand his insistence in affirming that he is, of all the philosophers, the first and the only to have posed the good as a principle….”

“The singularity of the Aristotelian theology as a theology of the good, and of the power proper to the good, can nonetheless not be known except on the condition of taking seriously the designation of the First Mover as pure act. This supposes in particular that the Aristotelian inventions that are act and potentiality are not reduced to form and power. The Aristotelian theology, that is to say the science of unmoving and separate substance, appears only in effect as one of the areas of application of an ontology or, at least, a general ousiology, which has for its foundation the notions of act and potentiality” (p. 26).

In contrast to the ways being is said in the senses of the Categories, which are “inadequate for speaking about the first unmoving being, [act and potentiality] allow both the difference and the relation of moved and unmoved substances to be thought. In a more general way, act and potentiality are at the foundation of an anti-Parmenidean ontology, …allowing being, movement, and their correlation equally well to be thought” (p. 27).

Aubry points out that the notions of act and potentiality first arise in the discussion of motion. But book Theta of the Metaphysics is dedicated to reshaping them in a way that applies to “being” as well as to motion. It is more particularly through act and potentiality that beings are constituted as the beings they are.

“Movement, in effect, should not be understood only in the order of interaction, but also in that of actualization. Or again: movement should not be understood only in the order of the correlation of an active dynamis and a passive dynamis, partitioning the field of efficiency into an agent and a patient, but in that of the correlation of dynamis and energeia” (ibid).

“But the dynamis found thus to be correlated to act, and which designates a state of being, is therefore irreducible to power: being in potentiality, coordinated with and determined by act, is neither passive nor efficient. Or again, potentiality is reducible neither to active power nor to passive power. The notion of potentiality serves to name the very possibility of the interaction of an agent and a patient in view of a change determined and finalized by act.”

“The correlation of potentiality to act nonetheless does not exclude that of passive power to active power: but it subsumes it, or subordinates it, insofar as it carries a greater intelligibility. It invites us to consider that which, in an impact, a meeting, or an interaction, is the occasion of an accomplishment. It is a point of view taken on that which, in movement, makes itself, that is to say not only makes itself but perfects itself…. Aristotle’s universe is not exempt from impacts and meeting: the substances that populate it are not Leibnizian monads…. The order of efficiency is a real order, but subordinate to that of finality” (pp. 28-29; see also The Four Causes Revisited).

“Potentiality is indeed for a being the real possibility, inscribed in the very qualities that give it its essence, of realizing that essence. Potentiality is the index and the principle of the becoming that leads a being to its accomplishment. It bears at the same time the distance between a being and what it has to be, and the possibility of crossing that distance. If act names the identity, real or realized, of being and the good, potentiality names this identity as to be realized. It inscribes into being at the same time as the concreteness of mediation, the possibility of perfection” (p. 29).

“The ontology of potentiality bears with it at the same time the thought of a possible perfection, realizable here and now, and that of failures, of accidents, of bad encounters, of unsuccessful mediations that could counter it” (ibid).

For Aristotle there is no “problem of evil”. Things are at one and the same time both imperfect and perfectible.

Again, I prefer to drop the term “ontology” altogether, because it is strongly associated with a (non-Aristotelian) approach to first philosophy that focuses on being as a noun, and in the sense of existence. Aubry retains the traditional term, but gives it a different meaning that is less prejudicial.

Far be it from me to claim to have the one true interpretation of these sharply contested points about Aristotle’s Metaphysics, but the key features of Aubry’s account seem to fit very well with my own examination of the text.

Aubry has emphasized the role of Plotinus in the historic re-interpretation of Aristotelian act and potentiality. I would note that the later neoplatonic school at Alexandria under Ammonius (5th/6th century CE) — especially Ammonius’ students Simplicius and John Philoponus — also produced extensive commentaries on Aristotle with a neoplatonic slant, which helped shape the way Aristotle was read in medieval times.

Ammonius argued that Aristotle’s first cause is after all also an efficient cause. Simplicius, who is also a major source for quotes from lost works in the history of Greek philosophy, added two more distinctly neoplatonic kinds of causes to Aristotle’s four. Philoponus was a Christian Aristotelian who defended creation from nothing, and was cited by Galileo as an inspiration for the impulse theory of motion. The impulse theory decouples physical motion from any teleology, paving the way for early modern mechanism.

Next in thus series: Aristotle on the Platonic Good

On the Good as a Cause

Having recently prototyped a modest textual commentary of my own on Aristotle’s Metaphysics, I feel in a somewhat better position to begin examining the more detailed arguments of Gwenaëlle Aubry on what exactly the Metaphysics aims to do. Her very important 2006 work Dieu sans la puissance: dunamis et energeia chez Aristote et chez Plotin highlights Aristotle’s own neglected statements on what his most distinctive contributions in first philosophy were, and argues that they make Aristotle very relevant today.

This leads to a very distinctive reading of the intent of the Metaphysics, which differs greatly from both the “ontological” view of Avicenna and the Latin scholastic mainstream, and the “forgetting of Being”, “metaphysics of presence” view promoted by Heidegger in the 20th century. Here I’ll just provide a top-level introduction.

Aubry sees the Metaphysics primarily as a very innovative work of philosophical theology, centered on what I would call a kind of teleological meta-ethics.

Aristotle’s first cause is the highest good, which works by attraction and motivation, not by creating, or by directly intervening in events. (This makes what Kant calls internal teleology Aristotle’s most fundamental explanatory principle, as is also made especially clear in Aristotle’s biological works, but also even in the Physics.)

Aristotle’s first philosophy treats the world as most fundamentally governed by the values that are at work in it. The logistical working out of means and ends is also essential to how things play out in the world, but Aristotle insists that orienting values come first in the order of explanation. The highest good is a kind of ultimate moral compass for those values. (And from a Kantian standpoint, the resolution of empirical questions of fact depends on the resolution of normative, ultimately ethical or meta-ethical questions of interpretation.)

Plotinus on Contemplation

“Supposing we played a little before entering upon our serious concern and maintained that all things are striving after Contemplation, looking to Vision as their one end — and this, not merely beings endowed with reason but even the unreasoning animals, the Principle that rules in growing things, and the Earth that produces these — and that all achieve their purpose in the measure possible to their kind, each attaining Vision and possessing itself of the End in its own way and degree, some things in entire reality, other in mimicry and image — we would scarcely find anyone to endure so strange a thesis. But in a discussion entirely among ourselves there is no risk in a light handling of our own ideas (Plotinus, Enneads III.8, ch. 1, MacKenna tr., p. 239).

Thus begins Plotinus’ great essay that we know by the title “Nature, Contemplation, and the One”. The remainder of the text suggests that he is in fact fairly serious in what he suggests, but this disclaimer shows that he recognizes its unusual character. He does at a later point say in effect, “and now for the serious part”. In the “playful” part, he is deliberately stretching the meaning of contemplation, challenging us to apply it in many more cases than we would expect. In the “serious” part, he narrows the meaning to cases that come close to instantiating the identity Aristotle speaks of between thought and what it thinks.

Scholars believe this essay was part of Plotinus’ single largest work, which his student and editor Porphyry divided into four separate pieces, including “On the Intellectual Beauty” and “Against the Gnostics”. I wanted to compare what he says about contemplation with what Aristotle says. I find that even when I don’t agree with Plotinus, his work often has a kind of poetic appeal.

Aristotle speaks of contemplation as the characteristic activity of the gods, and as the ultimate end of human life. Plotinus here suggests that all nature aims at contemplation. Aristotle never says that, but it is in a way implicit between the lines. If the first cause is characterized by pure contemplation, and is the ultimate end behind all particular ends for which things do what they do, then in that sense all things aim at contemplation.

The characterization of contemplation as “Vision” is not one I would want to endorse in an Aristotelian context, at least without major qualification. The way Plotinus speaks of it, this Vision seems like a case of what Kant would call intellectual intuition — a kind of immediate grasping of some deep content.

I agree with Kant and Hegel that humans can “immediately” grasp deep content in holistic fashion only after and because we have previously done the work needed to understand it, which typically involves what Aristotle calls “thinking things through”, and what I have called interpretation and (after Paul Ricoeur) the long detour. I want to read Aristotle in a way that is compatible with this.

As it stands, Plotinus’ notion of Vision seems designed to exclude mediation, consonant with his emphasis on the simplicity of the One as the source of all things. For Plotinus, Vision is an immediate holistic “seeing” of deep truth.

I think Aristotelian contemplation is holistic too, but that any holistic Vision or immediate intuition achievable by humans and acceptable to Aristotle must have a cumulative, retrospective, reflective character that depends on previous insight and work, like apperception does in Kant and Hegel. I would suggest that Aristotelian contemplation could be elaborated as apperceptive entelechy.

“Well — in the play of this very moment am I engaged in the act of Contemplation? Yes; I and all that enter this play are in Contemplation: our play aims at Vision; and there is every reason to believe that child or man, in sport or earnest, is playing or working only towards Vision, that every act is an effort towards Vision; the compulsory act, which tends rather to bring the Vision down to outward things, and the act thought of as voluntary, less concerned with the outer, originate alike in the effort towards Vision” (ibid).

Here we begin to see in detail the vast extension of contemplation Plotinus is “playfully” suggesting. All things either are contemplation or aim at contemplation. In effect, he is treating Vision as a name for the Good at which all things aim.

“[L]et us speak, first, of the earth and of the trees and vegetation in general, asking ourselves what is the nature of the Contemplation in them, how we relate to any Contemplative activity the labor and productiveness of the earth, how Nature, held to be devoid of reason and even of conscious representation, can either harbour Contemplation or produce by means of the Contemplation which it does not possess” (ibid).

For Aristotle, the earth has a nature or internal source of motion, and plants as living things have an elementary kind of soul corresponding to their abilities for growth and nutrition. But even motion is a primitive kind of entelechy, of which contemplation is the highest form. Aristotle may not see contemplation everywhere, but he does see entelechy everywhere.

Incidentally, the English word “consciousness” was first coined by Locke’s friend, the Cambridge Platonist Ralph Cudworth, to express ideas he found in Plotinus.

“To begin with, since in all [Nature’s] production it is stationary and intact, a Reason-Principle [logos] self-indwelling, it is in its own nature a Contemplative act. All doing must be guided by an Idea, and will therefore be distinct from that Idea: the Reason-Principle then, as accompanying and guiding the work, will be distinct from the work; not being action but Reason-Principle it is, necessarily, Contemplation” (ch. 3, p. 240).

Plotinus generally seems to use logos in a sense that is derived from Stoicism, rather than any Platonic or Aristotelian source. Logos is a — arguably the — fundamental explanatory principle in Stoicism. It has relations with Platonic and Aristotelian concepts, but is a distinct notion or family of notions in its own right. For the Stoics, everything has an indwelling logos or rational principle that internally governs it, and the logos has a divine origin.

“And does this Reason-Principle, Nature, spring from a contemplation? Wholly and solely” (ibid).

He doesn’t explain this, but instead proceeds to qualify it.

“The Contemplation springing from the reasoning faculty — that, I mean, of planning its own content — [Nature] does not possess” (p. 241).

Nature neither reasons explicitly, nor plans how to achieve its aims.

“Because to plan for a thing is to lack it: Nature does not lack; it creates because it possesses. Its creative act is simply its possession of its own characteristic Essence; now its Essence, since it is a Reason-Principle, is to be at once an act of contemplation and an object of contemplation” (ibid).

The idea of starting from fullness rather than lack is appealing. Aristotle’s way of doing this is to emphasize entelechies everywhere. Every entelechy is in a way complete in itself.

Aristotle complements this by saying that the living things that have natures are more immediately moved by desire. Plato, however, strongly identifies desire with a kind of lack. Plotinus therefore seems to want to downplay the role of desire, and identifies nature with the fullness of a creative act. If this is not the creativity of the translator, we have here a reference to creation, as distinct from making. Creation is also not part of Platonic or Aristotelian vocabulary.

Plotinus is said to have read works by Numenius, a Neo-Pythagorean who was impressed by the Greek translation of the Hebrew scriptures. I don’t have my Loeb edition handy to check the Greek. (Incidentally, Armstrong’s complete translation of Plotinus in the Loeb edition is more accurate and less flowery than the more common MacKenna I am using here. Kevin Corrigan’s translation in his Reading Plotinus is also better, but I don’t have that handy either.)

The “act” part seems to be a reference to actuality or being-at-work. This is also an important concept for Plotinus, though in contrast to Aristotle he ultimately subordinates it to potentiality.

“Thus the act of production is seen to be in Nature an act of contemplation, for creation is the outcome of a contemplation which never becomes anything else, which never does anything else, but creates by simply being a contemplation” (ibid).

Aristotle makes the more specific claim that the what-it-is of things is the outcome of thought thinking itself that contemplates. He would not collapse this together as Plotinus does, into a claim that nature’s act of production is an act of contemplation.

“[W]hat we know as Nature is a Soul, offspring of a yet earlier Soul of more powerful life; that it possesses, therefore, in its repose, a vision within itself; that it has no tendency upward nor even downward but is at peace, steadfast, in its own Essence;” (ch. 4, p. 241).

Aristotle calls nature an internal source of motion, but not a soul (psyche). On the other hand, the things he regards as having a nature (plants and animals) he also regards as having a soul. But the notions of soul in Aristotle and Plotinus are also vastly different. While Aristotle is careful to stay close to what can be observed by anyone, Plotinus makes the soul a much grander thing with much stronger properties.

“Of course, while it may be convenient to speak of ‘understanding’ or ‘perception’ in the Nature-Principle, this is not in the full sense…; we are applying to sleep a word borrowed from the wake” (pp. 241-242).

Here he acknowledges he is stretching things.

“In the same way, human beings, when weak on the side of contemplation, find in action their trace of vision and of reason: their spiritual feebleness unfits them for contemplation; they are left with a void, because they cannot adequately seize the vision; yet they long for it; they are hurried into action as their way to the vision which they cannot attain by intellection. They act from the desire of seeing their action, and of making it visible and sensible to others when the result shall prove fairly well equal to the plan. Everywhere, doing and making will be found to be either an attenuation or a complement of vision” (p. 242).

Long ago, I was profoundly impressed by this argument that all action aims at contemplation, which he returns to further on. Looking at it now, it strikes me that this thesis may be implicitly counterposed to Aristotle’s idea of the priority of actuality, which, as we will see, Plotinus does not agree with. Aristotle also would never be so one-sidedly dismissive of doing and making, even though he agrees that contemplation is “even more” to be valued.

“The primal phase of the Soul — inhabitant of the Supreme… — remains unchangeably There; but in virtue of that first participation, … a secondary phase also participates in the Supreme, and this secondary goes forth ceaselessly as Life streaming from Life; for energy runs through the universe and there is no extremity at which it dwindles out” (ch. 5, p. 242).

“Energy” here is actuality or being-at-work, now explicitly associated with something secondary.

“All goes softly since nothing here demands the parade of thought or act upon external things: it is a Soul in vision and, by this vision, creating its own subsequent — this Principle (of Nature), itself also contemplative but in the feebler degree… a Vision creates the Vision ” (p. 243).

The implicit complaint against the “parade of thought” has to do with Plotinus’ strong bias for intuitive immediacy over what Aristotle would call “thinking things through”. I think Plotinus is perhaps the best proponent of this view that I disagree with — certainly better than the followers of Schelling and Jacobi who attacked Hegel.

“[T]his explains how the Soul’s creation is everywhere: where can this thing fail to be, which is one identical thing in every soul? Vision is not cabined within the bournes of magnitude.”

In Plotinus’ modified Platonic view, Soul is not just the form of a living body, but plays a huge role in the formation and governance of the world. There is a soul of the world or soul of the all; nature is a kind of soul; and there is a transcendent Soul that is Nature’s prior. Every individual soul has a direct connection to the transcendent Soul.

“This, of course, does not mean that the Soul is present at the same strength in each and every place and thing — any more than it is at the same strength in each of its phases.”

“The Charioteer (the Leading Principle of the Soul, in the Phaedrus myth) gives the two horses (its two dissonant faculties) what he has seen and they, taking that gift, showed that they were hungry for that vision; there was something lacking to them: if in their desire they acted, their action aimed at what they craved for — and that was vision, and an object of vision” (ibid).

Here he refers to imagery from Plato’s Phaedrus, while re-centering the myth around his own notion of Vision. He again dwells on the superiority of contemplation to action.

“Action, thus, is set towards contemplation and an object of contemplation, so that even those whose life is in doing have seeing as their object” (ch. 6, p. 243).

“[T]hey desired a certain thing to come about, not in order to be unaware of it but to know it, to see it present before the mind…. We act for the sake of some good; this means not for something to remain outside of ourselves, not in order that we may possess nothing but that we may hold the good of the action. And hold it, where? Where but in the mind?” (ibid).

“This vision achieved, the acting instinct pauses; the mind is satisfied and seeks nothing further” (p. 244).

Aristotle would agree that a maximally complete entelechy like contemplation is in a way better than any incomplete entelechy, such as would be associated with action. Even so, his emphasis on the priority of actuality leads to a much more positive valuation of acting, doing, and making. Also, for Aristotle contemplation is a being-at-work. And I at least also think of it as a particular kind of acting and doing, even though it is different from external acting and doing.

“[N]ow we come to the serious treatment of the subject — In proportion to the truth with which the knowing faculty knows, it comes to identification with the object of its knowledge” (ibid).

What he says here about knowledge resembles the Aristotelian identity of thought and the thing thought, broadened to include a kind of proportional applicability. On the other hand, Aristotle seems to view knowledge as a discrete relation, which if taken strictly would seem to rule out any kind of proportional applicability or approximation.

“Hence the Idea must not be left to lie outside but must be made one identical thing with the Soul of the novice so that he finds it really his own. The Soul, once domiciled within that Idea and brought to likeness to it, becomes productive, active; what it always held by its primary nature it now grasps with knowledge and applies in deed, so becoming, as it were, a new thing and, informed as it now is by the purely intellectual, it sees (in its outgoing act) as a stranger looking upon a strange world” (ibid).

Though the strong implications of Soul and the initiatory rhetoric are distinctive to Plotinus, what is really essential here is that “the Idea must not be left to lie outside”. Aristotle and Hegel would both wholeheartedly endorse this part.

“The Sage, then, has gone through a process of reasoning when he expounds his act to others; but in relation to himself he is Vision” (ibid).

Plotinus has a much more individualist point of view than Aristotle. For him we are ultimately each “alone with the Alone”. A direct personal relation to the One makes all human social relations seem insignificant by comparison. For Aristotle, participation in social relations is essential to being human, and this is a good thing, not just a distraction from personal spiritual development.

“All the forms of Authentic Existence spring from vision and are a vision. Everything that springs from these Authentic Existences in their vision is an object of vision — manifest to sensation or to true knowledge or to surface-awareness. All act aims at this knowing; all impulse is toward knowledge” (ch. 7, p. 245).

Now in the “serious” part, he repeats what was initially supposed to be the “playful” claim that all things either are contemplation or are oriented toward it.

“[T]he creating powers operate not for the sake of creation and action but in order to produce an object of vision. This same vision is the ultimate purpose of all the acts of the mind and, even further downward, of all sensation, since sensation also is an effort towards knowledge; lower still, Nature, producing similarly its subsequent principle, brings into being the vision and Idea that we know in it. It is certain, also, that as the Firsts exist in vision all other things must be straining towards the same condition; the starting point is, universally, the goal” (ibid).

Aristotle would never speak of “creating powers”. While he certainly recognizes distinctions between immediate, intermediate, and ultimate ends, he would also never deny that what a thing essentially does is its end.

“[T]he procreative act is the expression of a contemplation, a travail towards the creation of many forms, many objects of contemplation, so that the universe may be filled full of Reason-Principles and that contemplation may be, as nearly as possible, endless…. So Love, too, is vision with the pursuit of Ideal-Form” (ibid).

Again this has a kind of poetic charm, but taking it literally relies on a collapsing of distinctions.

“In the advancing stages of Contemplation rising from that in Nature, to that in the Soul and thence again to that in the Intellectual-Principle itself, the object contemplated becomes progressively a more and more intimate possession of the Contemplating Beings, more and more one with them” (ch. 8, p. 245).

Here he returns to what we know from Aristotle as the strict identity of pure thought and what it thinks. As before, he wants to first greatly generalize and then to relativize it.

“[I]n the Intellectual-Principle itself, there is complete identity of Knower and Known, and this not by way of domiciliation, as in the case of even the highest soul, but by Essence, by the fact that, there, no distinction exists between Being and Knowing” (ibid).

Aristotle would agree.

“The Supreme must be an entity in which the two are one; it will, therefore, be a Seeing that lives, not an object of vision like things existing in something other than themselves” (pp. 245-246).

The Supreme in Plotinus is a name for the One. Aristotle’s first cause is identified with thought thinking itself, more or less equivalent to the Intellectual-Principle here. Plotinus is clearly not satisfied with Aristotle’s first cause, and posits the One above it. Aristotle in the Metaphysics argues at length why we should not follow the Pythagoreans and Plato in regarding the One as a source or cause.

“Every life is some form of thought…. But while men may recognize grades in life they reject grades in thought; to them there are thoughts (full and perfect) and anything else is no thought” (p. 246).

This is an important point. The thoughts that we embodied beings have in ordinary life are far from “full and perfect”, but we tend to act as though they were full and perfect.

“The essential is to observe that, here again, all reasoning shows that whatever exists is a bye-work [sic] of visioning” (ibid).

Once again, for Plotinus the immediate whole of the One is the complete source of everything. By contrast, Aristotle complements his account of the dependency of all things on the first cause by insisting that everything also depends on particular causes.

“The Highest began as a unity but did not remain as it began; all unknown to itself, it became manifold; it grew, as it were, pregnant: desiring universal possession, it flung itself outward, though it were better had it never known the desire by which a Secondary came into being…. The Whence is better; the Whither is less good: the Whence is not the same as the Whence-followed-by-a-Whither; the Whence alone is greater than with the Whither added to it” (ibid).

Overall, Plotinus seems to be conflicted about the goodness of manifestation and actualization. There are many texts like “On the Intellectual Beauty” that seem to present these in a positive light, and he sharply criticizes the Gnostics for their negative views of life in the world. But here he repeats in three different wordings that the One shut up within itself is better than the One complemented by a world.

For Aristotle, manifestation and actualization as such are unequivocally good, even if some true facts are not good. For Aristotle — in diametrical contrast to Plotinus here — the highest good should be called not a Whence but a Whither, the ultimate end of all things, that-for-the-sake-of-which. The first cause is a pure end.

“If, then, neither the Intellectual-Principle nor the Intelligible Object can be the First Existent, what is? Our answer can only be: The source of both…. Yet: our knowledge of everything else comes by way of our intelligence; our power is that of knowing the intelligible by means of the intelligence: but this Entity transcends all of the intellectual nature; by what direct intuition, then, can it be brought within our grasp?” (ch. 9, p. 247).

Here and below, Plotinus seems to refer to the One as a Being. In other texts, he says that the One is beyond being, and associates being with intellect. Even here, he associates all knowledge with intellect (the One would be beyond knowledge).

“To this question the answer is that we can know it only in the degree of human faculty: we indicate it by virtue of what in ourselves is like it. For in us, also, there is something of that Being; nay, nothing, ripe for that participation, can be void of it. Wherever you be, you have only to range over against this omnipresent Being that in you which is capable of drawing from It, and you have your share in it” (pp. 247-248).

Now he uses “knowledge” in a much looser way than above. The idea that what is highest is not entirely inaccessible to us is appealing.

“The Intellectual-Principle in us must mount to its origins: essentially a thing facing two ways, it must deliver itself over to those powers within it which tend upward; if it seeks the vision of that Being, it must become something more than Intellect.”

Elsewhere, Plotinus seems to suggest that if each thing “turns upward” toward what is above it and away from what is below, that which is below it will spontaneously carry on in the best possible way — i.e., better than if we were more actively looking down into it and intervening in it. Very different presentation notwithstanding, this always reminded me of the Tao Te Ching‘s idea of getting things done in the best possible way by “non-action”.

“For the Intellectual-Principle is the earliest form of Life: it is the Activity presiding over the outflowing of the universal Order — the outflow, that is, of the first moment, not that of the continuous process” (p. 248).

He identifies neither intellect nor the the One with the whole of things.

“[I]t must of necessity derive from some other Being, from one that does not emanate but is the Principle of Emanation, of Life, of Intellect, and of the Universe…. [T]his can be no thing among things but must be prior to all things” (ibid).

The One is not a “thing” at all. For Aristotle, the first cause is a particular thing that is prior in nature to all other things. To be a being in the proper sense is to be a particular independent thing.

“And what will such a Principle essentially be? The potentiality of the Universe: the potentiality whose non-existence would mean the non-existence of all the Universe and even of the Intellectual-Principle which is the primal Life and all Life” (ch. 10, p. 248).

Here he makes the potentiality of the One prior to any actuality. Aristotle would strenuously object to this.

“Imagine a spring that has no source outside itself; it gives itself to all the rivers, yet is never exhausted by what they take, but remains always integrally what it was…. Or: think of the Life coursing throughout some mighty tree… it is the giver of the entire and manifold life of the tree, but remains unmoved in itself” (p. 249).

This image of something that constantly gives and never needs anything is powerful. Plotinus radicalizes and generalizes Aristotle’s notion of unmoved moving, making it a complete cause of things, which Aristotle never claimed it was.

“Thus we are always brought back to The One. Every particular thing has a One of its own to which it may be traced; the All has its One, its Prior but not yet the Absolute One; through this we reach that Absolute One, where all such references come to an end. Now when we reach a One — the stationary Principle — in the tree, in the animal, in Soul, in the All — we have in every case the most powerful, precious element: when we come to the One in Authentically Existent Beings — their Principle and source and potentiality — shall we lose confidence and suspect it of being — nothing?” (ibid).

I probably should go back to the Metaphysics, and pull out Aristotle’s discussions of oneness and the Pythagorean-Platonic claims that the One is something separate. I think he pretty conclusively shows that claims for a separate One are incoherent.

“Certainly, this Absolute is none of the things of which it is the source — its nature is that nothing can be affirmed of it — not existence, not essence, not life — since it is That which transcends all these. But possess yourself of it by the very elimination of Being and you hold a marvel. Thrusting forward to This, attaining, and resting in its content, seek to grasp it more and more — understanding it by that intuitive thrust alone, but knowing its greatness by the Beings that follow upon it and exist by its power” (ibid).

This seems like his more standard position that the One is not a Being. It also at least suggests the very useful approach of understanding a cause or a higher thing by examining what follows from it. But the extent to which Plotinus puts this into practice is limited.

“The Intellectual-Principle is a Seeing, and a Seeing which itself sees; therefore it is a potentiality which has become effective…. All actual seeing implies duality; before the seeing takes place there is the pure unity (of the power of seeing)” (ch. 11, p. 249).

The assertion that all seeing — and implicitly, all knowing — implies duality suggests a denial of Aristotle’s thesis that pure thought is simply identical with what it thinks. But again there is a mismatch that could also allow for doubt. Where Aristotle speaks of thinking, Plotinus speaks of seeing, and of knowing in some broad sense. For Aristotle, thinking and knowing are primarily discursive; for Plotinus, they are primarily intuitive.

“Now as our sight requires the world of sense for its satisfaction and realization, so the vision in the Intellectual-Principle demands, for its completion, The Good” (pp. 249-250).

Here he implicitly rejects Aristotle’s identification of thought thinking itself with the good. In modern terms, we are back to the model of the duality of consciousness of an object that is not Aristotle’s, and that Hegel strove mightily to overcome in favor of a more Aristotelian solution.

“It cannot be, itself, The Good, since then it would not need to see or to perform any other Act; for The Good is the center of all else, and it is by means of The Good that every thing has Act, while The Good is in need of nothing and therefore possesses nothing beyond itself” (p. 250).

For Plotinus, intellect sees and acts, while the One or The Good is above all that. For Aristotle, pure intellect is a pure entelechy that is also the the ultimate good for all things. Whether or not we say that it sees and acts depends on the meaning we attribute to seeing and acting.

“Once you have uttered ‘The Good’, add no further thought: by any addition, and in proportion to that addition, you introduce a deficiency. Do not even say that it has Intellection; you would be dividing it; it would become a duality, Intellect and The Good” (ibid).

“[W]e form a conception of its true character from its image playing upon the Intellectual-Principle (ibid).

“[A]ll the striving is on the side of the Intellect, which is the eternal striver and eternally the attainer (ibid).

For Aristotle, intellect is an entelechy, which I think would be exempt from “striving”. It is composite things that do the striving.

“The Source of all this cannot be an Intellect…. [T]here is That before them which neither needs nor possesses anything, since, needing or possessing anything else, it would not be what it is — The Good” (ibid).

Once again, Aristotle does not claim that his first cause is the “Source of all this”. Rather, it is the destination of all this.

The Goal of Human Life

Book X of Aristotle’s Nicomachean Ethics is concerned with the ultimate goal of human life. Things said here about the key undefined terms of “intellect” and “contemplation” provide important background for what is said about them in book Lambda of the Metaphysics.

He begins with a discussion of pleasure. “For some people say that pleasure is the good, while others at the opposite extreme say it is completely base, some of them perhaps being convinced that it is that way, but others believing that it is better for our life to make pleasure appear to be something base, even if it is not, on the grounds that most people are heavily inclined toward it and are enslaved to their pleasures” (ch. 1, Sachs tr., p. 181).

First, he suggests that it is not pleasure in its own right that is base, but a kind of enslavement to its pursuit.

Still referring to those who say pleasure is base, he continues, “But it may well be that this is not a good thing to say. For words that concern things in the realm of feelings and actions are less believable than deeds are…. For if someone who condemns pleasure is seen sometimes going after it, he seems to incline toward it because all of it is good, since making distinctions is not something that most people do. So true statements seem to be the most useful ones, not only for knowing but also for life; for since they are in tune with one’s deeds they are believed, and they encourage those who understand them to live by them” (ibid).

Saying that words are less believable than deeds expresses in very simple language the same point for which I have repeatedly cited Robert Pippin’s account of the ethical consequences of the Aristotelian priority of actuality in Hegel.

In passing, Aristotle observes that most humans over-generalize, whereas the philosopher is careful to make distinctions.

“Now Eudoxus believed that pleasure is the good, because one sees that all beings, both rational and irrational, aim at it, while in all things what is choiceworthy is good and what is most choiceworthy is best; so the fact that all things are carried to the same goal reveals that this is the best thing for them all (for each thing discovers what is good for itself, just as it discovers its food), and what is good for all things, and at which all things aim, is the good. His arguments were convincing on account of the virtue of his character, more than on their own account, since he seemed to be an exceptionally temperate man, so that he seemed to be saying these things not as a lover of pleasure but because that is the way things are in truth” (ch. 2, p. 181).

Here Aristotle again concretely applies the priority of actuality or being-at-work. In disputed ethical matters, the character of the speaker as observable by others in her deeds often has even greater importance than the quality of the speaker’s arguments.

“But what is most choiceworthy is what we choose neither on account of anything else nor for the sake of anything else; and such, by general agreement, is pleasure, since no one asks for what purpose one feels pleasure, because pleasure is chosen for itself. And when pleasure is added to any good thing whatever, such as acting justly or being temperate, it makes it more choiceworthy, but it is by itself that the good is augmented.”

It is always a key distinction for Aristotle whether something is chosen for its own sake or for the sake of something else.

“But surely the latter argument, at any rate, seems to show that pleasure is among the things that are good, but no more so than any other, since every one of them is more choiceworthy along with another good thing than when it is alone. Indeed, Plato argues in rebuttal by that sort of argument that pleasure is not the good, since a pleasant life is more choiceworthy along with intelligence than apart from it, but if the mixture is better, then pleasure is not the good, for the good does not become more choiceworthy when something is added to it. And it is clear that nothing else that becomes more choiceworthy along with any of the things that are good in themselves would be the good either” (pp. 181-182).

With the help of Plato, he leads us through a dialectical reversal of the apparent endorsement of Eudoxus’ position above. This last argument about pleasure holds true for any particular good, and therefore does not suffice to establish that pleasure is the good in an unqualified sense. We need to distinguish between any particular end that may be sought and the good in its own right, which he also calls beautiful.

He continues, “But what is of that sort, that we have any share in? For that is the sort of thing being sought. On the other hand, those who argue in opposition that what all things aim at is not good are not saying anything; for those things that seem so to all people, we declare to be so, and someone who destroys that trust will not very likely say anything that is more to be trusted” (p. 182).

Those who argue that what all things aim at is not the good are “not saying anything”. Here he seems to make two separate points. First, by calling this “not saying anything”, he implies that a denial that all things aim at the good ought to be considered as leading to debilitating incoherence. Such a denial does not just contradict the contrary view shared by Eudoxus and Plato, that the good (whatever else it may be) is that at which all things aim. What supports the view of Eudoxus and Plato is the possibility of mutual articulation and clarification between the what-it-is of the good and the what-it-is of the aims of things. The contrary view rejects that correlation, and offers nothing in its place to support articulation and clarification. In that way, it undermines intelligibility and discourse. This is not a proof that all things aim at the good, only a rationally persuasive argument.

Second, he claims that people in general — or what we might call common sense — in fact presuppose the correlation between the good and aims posited by Eudoxus and Plato. Again, this is only a rationally persuasive argument, not a proof.

He continues, “For if it were only things without intelligence that desire pleasant things, there would be something in what they say, but if beings with judgment desire them as well, how could they be saying anything? And perhaps even in the lower animals there is something naturally good that is stronger than they themselves are, that aims at their proper good” (ibid).

Here he tacitly equates intelligence with good judgment. Most things in life cannot be adequately dealt with using only logical reasoning from what can be known in a strict sense. In animals that do not have the ability to deliberate and make judgments of what ought to be done, he suggests that their nature as their indwelling source of motion takes the place of judgment.

“Nor is it the case that, if pleasure is not classed among the qualities, it is for that reason not among good things either; for the ways of being-at-work that belong to virtue are not qualities, and neither is happiness” (ch. 3, p. 182).

Pleasure, virtue, and happiness are not simple qualities. As was said more generally about states of things in the Physics, they involve complex relations.

“To those who bring up pleasures that are matters of reproach, one might say that these are not pleasant (for just because they are pleasurable to people who are in a bad condition, one ought not to suppose that they would also be pleasant to anyone except these…), … or else pleasures differ in kind, for the ones that come from beautiful things are different from the ones that come from shameful things, for it is not possible to feel the pleasure that comes from something just without being a just person, or the pleasure that comes from something musical without being a musical person, and similarly in the other cases. And the fact that a friend is different from a flatterer seems to make it clear that pleasure is either not good or varies in kind” (p. 184).

He concludes, “It seems to be clear, then, that pleasure is not the good and that not every pleasure is choiceworthy, and that there are some pleasures that are choiceworthy in themselves, differing in kind or in the things they come from” (ibid).

Pleasure is not the good, but pleasures associated with that he calls “beautiful” things, which are those that are good in their own right, are nonetheless choiceworthy in their own right.

“Now the activity of seeing seems to be complete over any time whatever, for there is nothing it lacks which would complete its form by coming about at a later time; pleasure too is like something of this sort. For it is something whole, and there is no time at which one could take a pleasure, the form of which would become complete after it went on for a longer time. Hence pleasure is not a motion…. But all the motions that are in parts of time are incomplete, and are different in form from the whole and from one another. For setting stones together is different from making grooves in a column, and these motions differ from the making of a temple; the making of the temple is something complete (for it is lacking in nothing in relation to what was intended), but the making of the foundation or of a decorative tablet is incomplete, since each of these is the making of a part. They are different in form, then, and it is not possible to find a motion complete in its form in any time whatever except in the whole” (ch. 4, pp. 184-185).

“But the form of a pleasure is complete in any time whatever…. [I]t is not possible to be in motion except in a stretch of time, but it is possible to feel pleasure, for what is in the now is something whole” (p. 185).

Pleasure, like seeing, is its own entelechy (something complete in itself), and not a motion. In the Physics, he treats the continuity of any given motion as itself a kind of imperfect entelechy, but here he emphasizes the contrast between motion and any more perfect entelechy.

“Now since every one of the senses is at work in relation to something perceptible, and is completely at work when it is in its best condition and directed toward the most beautiful of the things perceptible by that sense (for it seems that its complete being-at-work is of this sort most of all, and let it make no difference to speak of the sense itself, or of the organ in which it is present, as being-at-work), for each sense, that way of being-at-work is best that belongs to what is in its best condition, directed toward the best of what is perceptible by it. This would be most complete and most pleasant” (p. 186).

It is common to hear claims that perception for Aristotle is unequivocally passive. It does have a passive aspect that he emphasizes in On the Soul. But here he emphasizes that all perception is a being-at-work or actuality, and thus also an entelechy, by way of his identification of actuality with entelechy.

“[F]or there is a pleasure that goes with each of the senses, and similarly with thinking and contemplation, and its most complete activity is most pleasant, and it is most complete when it belongs to a power that is in good condition directed toward that which is of most serious worth among the things apprehended by it, and the pleasure brings the activity to completion” (ibid).

The greatest pleasure accompanies the most complete entelechy. This also applies to the first cause, which he conceives as an entelechy that is complete in an unqualified sense.

“When the thing perceiving and the thing perceived are at their best, there will always be pleasure when what acts and what is acted upon are present to one another. But the pleasure brings the activity to completion not as an active condition present within it all along, but as something that comes over it, like the bloom of well-being in people who are at the peak of their powers” (ibid).

Pleasure follows from the fulfillment of nature. But it is something that supervenes on that fulfillment.

“So as long as the intelligible or perceptible thing, and the power that discerns or contemplates it, are such as they ought to be, there will be pleasure in their being-at-work, for while the thing acted upon and the thing acting remain as they are and have the same relation to one another, the same thing comes about…. [But] it is impossible for anything belonging to human beings to be at-work continuously” (p. 187).

Being-at-work and entelechy inherently generate pleasure.

“But one might assume that all beings reach out for pleasure because they all desire to live. Life is a certain kind of being-at-work…. The pleasure brings the activities to completion and hence brings living to completion, which is what they all strive for…. For without being-at-work, no pleasure comes about, and pleasure brings every way of being-at-work to completion” (ibid).

All life is being-at-work and entelechy. There is no genuine pleasure apart from these.

“[W]ays of being-at-work that are different in kind are brought to completion by means that differ in kind…. [E]ach of the pleasures is bound up with the activity it completes, since the appropriate pleasure contributes to the growth of the activity. For those who are at-work with pleasure discern each sort of thing better and are more precise about it” (pp. 187-188).

To be at-work and to feel pleasure in it makes us better at whatever we are doing.

“Now since ways of being-at-work differ in decency and baseness, and since some are to be chosen, others are to be avoided, and still others are neutral, their pleasures also differ similarly, since a special pleasure goes with each activity. The special pleasure in an activity of serious worth is decent, and the special pleasure in a base activity is corrupt” (p. 188).

Here he distinguishes what I above called “genuine” pleasure from spurious apparent pleasure associated with a corrupt nature.

“Decency” (epieikeia) means ethical sensitivity. More specifically, for Aristotle it is an attitude that tempers the strict application of rules or laws with kindness and charitable interpretation. Leibniz also emphasized this in his philosophy of jurisprudence. Ethics answers to a higher calling than mere rules or law. This doesn’t mean that all rules and law should be thrown out. It does mean that within reason, kindness and charity and attention to particulars should take precedence over the rigid application of rules.

“But in all such matters, it seems that a thing is what it shows itself to be to a person of serious moral stature. And if this is beautifully said, as it seems to be, then the measure of each thing is virtue, or a good person, insofar as he is good, and what appear to be pleasures to this person would be pleasures, and the things he enjoys will be pleasant. And if some things that are hard for this person to endure appear pleasant to someone, that is nothing to be wondered at, since many kinds of corruption and damage happen to human beings” (p. 189).

In the Metaphysics, Aristotle interprets Protagoras’ “Man is the measure of all things” as a subjectivism that undermines any possibility of discourse. Here is Aristotle’s positive alternative: the virtue of a good person is the measure of all things. Intelligibility depends on normativity.

“[B]ut among the pleasures that seem to be decent, which sort or which one ought one to say is that of a human being? Or is this clear from the ways of being-at-work, since the pleasures follow upon these? So if there is one or more than one activity belonging to the man who is fulfilled and blessed, the pleasures that bring them to completion should be spoken of, in the governing sense, as the pleasures of a human being, while the rest are pleasures in a secondary and greatly diminished sense, corresponding to their activities” (pp. 189-190).

The highest pleasure of a human being will turn out to come from the entelechy of contemplative intellect.

“Now that the things having to do with the virtues, with friendships, and with pleasures have been discussed, what remains is to go through in outline what has to do with happiness, since we set this down as the end at which human beings aim. And the account of it would be shorter for those who take up again what has been said before” (ch. 6, p. 190).

The virtues and friendship are discussed in earlier books of the Ethics. Now he turns from pleasure to eudaimonia or “happiness”, which for Aristotle is a condition to be judged objectively, and not a subjective feeling.

“[O]ne ought… to place happiness in some form of being-at-work…. [O]ne ought to place happiness among those that are chosen for their own sake and not among those that are for the sake of something else, since happiness stands in need of nothing but is self-sufficient. And those activities are chosen for their own sake from which nothing is sought beyond the being-at-work; and actions in accord with virtue seem to be of this sort, since performing actions that are beautiful and serious is something chosen for its own sake” (ch. 6, p. 190).

Happiness comes from a substantial engagement in activities chosen for their own sake. No human gets to do this exclusively, but we do have the ability to choose some things only for their own sake.

“Even children believe that the things valued by themselves are the best things. So it is reasonable that, just as different things appear worthwhile to children and to men, so too do different things appear worthwhile to people of a low sort and to decent people…. [T]o each person, the way of being-at-work that results from his own active condition is the most choiceworthy, and to a person of serious worth that is the activity that results from virtue” (pp. 190-191).

At a certain level, we cannot avoid dealing with apparent goods. The way he approaches these is to focus on what seems good to fundamentally kind, reasonable people who take ethics seriously.

“But to be earnest and to labor for the sake of play seems foolish and too childish. But to play in order to be serious… seems to be right, since play seems like relaxation, and since people are incapable of laboring continuously, they need relaxation. So relaxation is not the end, since it comes about for the sake of being-at-work. And the happy life seems to be in accord with virtue, and this involves seriousness and does not consist in play” (p. 191).

He argues against the shallow association of happiness with play. Seriousness means not a dour attitude, but caring about what is reasonable and ethical.

“But if happiness is being-at-work in accord with virtue, it is reasonable that it would be in accord with the most powerful virtue, and this would belong to the best part. Now whether this is intellect or some other part that seems by nature to rule and lead and have a conception about things that are beautiful and divine, and to be either divine itself or the most divine of the things that are in us, the being-at-work of this part in accord with its own proper virtue would be complete happiness. That this way of being-at-work is contemplative has been said. And this would seem to be in agreement with the things said before and with the truth. For this way of being-at-work is the most powerful (since the intellect is the most powerful of the things in us, and the things with which the intellect is concerned are the most powerful of the things that can be known); it is also the most continuous, for we are more able to contemplate continuously than to act in any way whatever” (ch. 7, pp. 191-192).

This helps fill out what is said about the nature of the first cause in book Lambda of the Metaphysics. I think it tends to support the identification of contemplation with thought thinking itself.

“And we believe that pleasure must be mixed in with happiness, and by general agreement the most pleasant of the ways of being-at-work in accord with virtue is that which goes along with wisdom; at any rate, philosophy seems to have pleasures that are wonderful in their purity and stability…. And what is referred to as self-sufficiency would be present most of all in the contemplative life, for… the wise person is able to contemplate even when he is by himself, and more so to the extent that he is more wise. He will contemplate better, no doubt, when he has people to work with, but he is still the most self-sufficient person” (p. 192).

The highest pleasure is being-at-work in accordance with wisdom. Contemplation is more complete in itself (more of an entelechy) than anything else.

“And contemplation seems to be the only activity that is loved for its own sake, for nothing comes to be from it beyond the contemplating, while from things involving action we gain something for ourselves, to a greater or lesser extent, beyond the action” (ibid).

Contemplating is distinguished from the kind of acting that is the official concern of practical judgment (phronesis), as well as from any kind of making. For Aristotle, it is a more pure example of being-at-work than acting or making.

“So if, among actions in accord with the virtues, those that pertain to politics and war are pre-eminent in beauty and magnitude, but they are unleisured and aim at some end and are chosen not for their own sake, while the being-at-work of the intellect seems to excel in seriousness, and to be contemplative and aim at no end beyond itself, and to have its own pleasure (which increases its activity), so that what is as self-sufficient, leisured, and unwearied as possible for a human being, and all the other things that are attributed to a blessed person, show themselves as the things that result from this way of being-at-work, then this would be the complete happiness of a human being, if it takes in a complete span of life, for none of the things that belong to happiness is incomplete” (pp. 192-193).

For Aristotle, happiness or its absence is a characteristic of a whole life viewed in its completion.

“But such a life would be greater than what accords with a human being, for it is not insofar as one is a human being that he will live in this way, but insofar as something divine is present in him, and to the extent that this surpasses the compound being, to that extent also the being-at-work of it surpasses that which results from the rest of virtue” (p. 193).

Intellect “surpasses the compound being”. Once again, this suggests that for Aristotle, intellect is more than just a part of the soul that is a constituent of that compound.

“So if intellect is something divine as compared with a human being, the life that is in accord with intellect is divine as compared with a human life. But one should not follow those who advise us to think human thoughts, since we are human, and mortal thoughts, since we are mortal, but as far as possible one ought to be immortal and to do all things with a view toward living in accord with the most powerful thing in oneself, for even if it is small in bulk, it rises much more above everything else in power and worth. And each person would even seem to be this part, if it is the governing and better part” (ibid).

For Aristotle, intellect is immortal, although memory depends on the body. He is suggesting that we identify as much as we can with the immortal thing that both is within us and surpasses us. (See also Properly Human, More Than Human?.)

“[W]hat is appropriate by nature to each being is best and most pleasant for each, and so, for a human being, this is the life in accord with the intellect, if that most of all is a human being. Therefore this life is also the happiest” (ibid).

The same thing — intellect — that was said to be greater than what accords with an empirical human being, is now said to be “most of all” a human being in a non-empirical, normative sense.

“The life in accord with the rest of virtue is happy in a secondary way, since the activities that result from it are human ones…. Some of them even seem to derive from the body, and in many respects virtue of character is bound up together with our feelings. And practical judgment is linked together with virtue of character, and it with practical judgment, if the sources of practical judgment are dependent on virtues of character, while the right thing belonging to virtues of character is dependent upon practical judgment” (ch. 8, p. 193).

Here we have the source of claims that Aristotle regards practical judgment (phronesis) as distinctly inferior to contemplative intellect. This ought to be considered carefully.

It is true that practical judgement is inseparable from how we deal with our emotions, whereas he wants to say that intellect is not. But being inseparable from how we deal with our emotions need not at all imply being compulsively driven by the raw emotions we are dealing with. In passing, we feel all sorts of things that we do not act upon, because we judge that it would not really be appropriate to do so. We can have various degrees of detachment from things that we feel, even though we still feel them.

I want to say that there is a kind of contemplative, reflective, deliberative, interpretive judgment that is like practical judgment in that it is primarily concerned with particulars, but different in that its primary outcome is interpretation rather than action. I think that practical judgment about the right action could not function without relying on many interpretive judgments about relevant details, and indeed that such interpretive judgment is what does all the deliberative work in practical judgment, independent of whether that work results in action or not.

“But the happiness that belongs to the intellect is separate…. And it would seem to have little need of external props, or less than virtue of character has…. For the generous person will need money for performing generous acts…, and a courageous person will need strength, … and a temperate person will need opportunity” (p. 194).

He points out that the outcome of actions depends on circumstances. Contemplation has some minimal conditions too, but once those are met, its outcome does not depend on circumstances. But it is only the actions that have these additional dependencies on circumstance, not interpretive judgments as such.

“It is also a matter of dispute whether the choice or the actions are more determining of virtue, since it is present in both; it is clear that the completeness of it would consist in both together” (ibid).

Both intentions and outcomes are important for any normative appraisal of actions. Good intentions may warrant forgiveness for bad outcomes. But at the same time, deeds count more than words in the assessment of what someone’s intentions and values really were.

“[B]ut for the actions many things are needed, and more of them to the extent that the actions are of greater magnitude and more beautiful. But for someone who contemplates there is no need of such things for his being-at-work; rather, one might say that they get in the way of his contemplating. But insofar as he is a human being and lives in company with a number of people, he chooses to do the things that have to do with virtue, and thus will have need of such things in order to live a human life” (ibid).

A contemplative human being will almost always also be involved in non-contemplative actions and social interactions. For Aristotle, involvement in social relations is an essential aspect of what it is to be human.

“That complete happiness is a contemplative activity would also be made clear by the following consideration: we assume that the gods are most of all blessed and happy, but what sort of actions will it be right to attribute to them?… And for someone who goes through them all, it would be obvious that the things involved in actions are small and unworthy of the gods. But surely everyone supposes that they are alive at any rate, and are therefore at work…. But when someone who is living is deprived of acting, and still more of making anything, what remains except contemplation? So the being-at-work of a god, surpassing in blessedness, would be contemplative, and so among human activities, the one the most akin to this would be the most happy” (pp. 194-195).

Here he says that the being-at-work of a god is contemplation, and cites this as an additional reason why contemplation is the happiest human activity.

“For the gods, the whole of life is blessed, and for human beings it is so to the extent that there is in it some likeness to such a way of being-at-work…. But there will also be a need of external prosperity for one who is a human being, since nature is not self-sufficient for contemplating, but there is also a need for the body to be healthy and for food and other attentions to be present. But one certainly ought not to suppose that someone who is going to be happy will need many things or grand ones…; for self-sufficiency does not consist in excess any more than action does, and it is possible for one who is not a ruler of land and sea to perform beautiful actions. For one would be capable of acting in accord with virtue from moderate means (and it is possible to see this plainly, since private people seem to perform decent actions not less than powerful people but even more), and it is sufficient if that much is present, since the life of someone who is at-work in accord with virtue will be happy” (p. 195).

The happiness of a human life also has material prerequisites, but they are relatively modest. He suggests that the rich and powerful may be less virtuous and therefore less happy than others.

“And Anaxagoras, too, seems to have believed that the happy person is neither rich nor powerful, when he said it would be nothing to wonder at if such a person would appear strange to most people, since they judge by externals, perceiving these alone. So the opinions of the wise seem to be in harmony with our arguments” (ibid).

A person living a life that would ultimately be judged to be happy in the Aristotelian sense will have priorities that will appear strange to people who have no serious involvement with contemplation.

“Now such things have some trustworthiness, but the truth in matters of action is discerned from deeds and from life…. So we ought to examine the things that have been said by applying them to deeds and to life, and if they are in harmony with the deeds one ought to accept them, while if they are out of tune one ought to consider them just words” (pp. 195-196).

Having just cited the authority of a reputedly wise man for additional persuasion, he again points out that deeds observable by others are more trustworthy than anyone’s mere words, including those of an authority we respect.

“But the person who is at-work with intellect and takes care of this and is disposed in the best way toward it seems also to be most dear to the gods. For if some care for human beings comes from the gods, as is believed, then it would be most reasonable for them to delight in what is best and most akin to them (and this would be the intellect), and to do good in return to those who love and honor this most, since such people care for the things that are dear to them, and also act rightly and beautifully” (p. 196).

Here he argues that intellect and contemplation are what is most dear to the gods — even more dear, that is, than virtuous actions. This need not imply that particular virtuous actions are not dear to them also, only that the intellect, contemplation, and wisdom that among other things guide virtuous action are even more so.

“Now if what has to do with happiness as well as with the virtues, and also with friendship and pleasure, has been sufficiently discussed in outline, ought one to assume that our chosen task has its end? Or, as has been said, is the end in matters of action not contemplating and knowing each of them but rather doing them? Then it is not sufficient to know about virtue, but one must try to have it and use it” (ch. 9, p. 196).

Once again, he balances the emphasis on contemplation with an emphasis on complete ethical doing. This kind of careful concern for a balanced, multi-dimensional view of things is why I keep coming back to Aristotle.

“[A]s things are, discourses appear to have the power to encourage and stimulate open-natured young people, … but they are unable to encourage most people toward what is beautiful and good…. For it is not possible, or not easy, to change by words things that have been bound up in people’s characters since long ago…. [I]t is necessary for the soul of the listener to have been worked on beforehand by means of habits, with a view to enjoying and hating in a beautiful way, like ground that is going to nourish the seed” (pp. 196-197).

Here he repeats a point made in an earlier book about the extreme ethical importance of people’s emotional dispositions, and consequently of the way children are raised. Insofar as people have acquired a disposition for disordered emotions, it can be nearly impossible to have dialogue with them at the times when it matters most.

I don’t think it is ever acceptable to hate people as people. But someone who loves the good may legitimately hate actions and circumstances that are truly bad, just because they are bad. And those who stubbornly refuse to recognize others deserve to be harshly dealt with.

“For someone who lives by feeling could not hear the words that would turn him away, nor could he even understand them; when someone is in that condition, how is it possible to change his mind? And in general, feeling seems to yield not to reasoned speech but to force. So it is necessary for a character to be present in advance that is in some way appropriate for virtue, loving what is beautiful and scorning what is shameful” (ibid).

I prefer to use the English word “feeling” in a more positive way, and would substitute “disordered emotion” for it in the above. (See also Virtue Not a Potential.)