The Moral Core of Scotist Ethics

Previously, I discussed the introduction to Mary Beth Ingham’s The Harmony of Goodness, on the ethics of John Duns Scotus. Here I extensively quote and discuss her central chapter on moral goodness.

“Scotus inherited a framework of Stoic natural law and Augustinian eternal law from his immediate predecessors…. The created order is the direct result of divine choice; all nature and human nature have been established according to God’s will” (ibid).

Only a single sentence separates the two in the above quote, which seem to pull in opposite directions. The venerable tradition of natural law is usually seen as a family of views that hold core ethical values to be universal, inherent to human nature, and discoverable by reason. This is usually seen as incompatible with their depending directly on the will of God.

Like natural law, the eternal law in Augustine that she mentions is similarly supposed to be universal and unchangeable, in accordance with Augustine’s strong emphasis on separation of the eternal from the temporal. But at the same time, Augustine’s early work On Free Choice of the Will is the founding document for voluntarism in the Latin tradition. So the same tension is already present in Augustine. (Incidentally, On Free Choice of the Will was translated by the same Thomas Williams who translated the newer anthology of Scotus’s writings on ethics, and who has debated with Ingham about voluntarism in Scotus). And already the earliest Franciscan theologians sought to explicitly weave a modified view of natural law into their theological voluntarism (see also A Theology of Beauty?, Free Will as Love?). All this prefigures the ambiguity that we have recently begun to see in Scotus.

“To pursue and love the good is in fact to pursue God, the proper object of the human will. All this means that Scotus understands moral goodness according to an ancient paradigm: as the beautiful whole made up of an action and all the circumstances surrounding it” (p. 84).

This sort of perspective ought to be welcomed. The formulation here, though, seems crafted to remain agnostic on the question of Plato’s Euthyphro: Does God will a thing because it is good, or is it good because God wills it? The Platonic Socrates and Leibniz hold the former; the latter defines theological voluntarism.

“Deus diligendus est (God is to be loved) expresses theologically the first and fundamental principle of the moral domain. As Scotus explains, this principle belongs to natural law and admits of no exception” (p. 86).

With Plato, we ought to affirm that the Good is beautiful, and is to be loved. Any view that supports this (and I believe that includes the implicit views of most people) ought to be kindly received. The good, the beautiful, and the lovable constitute the free and generous poetic ground of religion. Darker views of a world dominated by sin and requiring commanding authority to achieve a semblance of goodness ought to be banished.

“The Good is to be loved” or “God is to be loved” is a very abstract kind of natural law. According to Ingham, Scotus holds that the first three of the ten Mosaic commandments — glossed by the Franciscans as “God is to be loved” — have an absolute status, whereas the other seven are metaphysically contingent on choices made by the Creator in instituting the order of the world. It is the absolute part that he associates with natural law.

Any substantive natural law limits the scope of voluntarism. But the meaning of voluntarism is precisely to assert that there is no such limit. But Scotus asserts the truth of voluntarism, and he asserts the existence of natural law. In this he is followed by Ockham.

“[T]he more perfect moral act is really a more intensely loving action. As primary moral principle, the command to love God above all grounds the body of knowledge called moral science. Here too, this body of knowledge is accessible to human reason and to the human will via the higher affection for justice…. Our human will is constituted to seek the good as known in a manner which is not necessitated by any external force. Our ability to control our own actions and to develop in self-mastery and self-determination is the foundation for moral living. In other words, persons who wish to pursue a moral life seek to love justly, in accord with an objective order. We want to love the highest good in the most perfect manner” (p. 87, emphasis in original).

The main substance of this seems right, and the universality at the end is to be commended. But in company with Aristotle, I prefer to speak neither of moral science nor of commands. What could be termed loving justly, in accordance with a broadly but not strictly objective order, is matter for wise judgment that can also be called free. No genuine seeking of the good by any being is necessitated by external force. It is a desire from within. We are attracted to the good. The affection for justice is as much of a motivator for humans as the desire for advantage and convenience.

“Accordingly, the human desire to love God is not limited to a narrow class of believers. In fact, all persons desire to love the highest good in an absolute manner” (p. 88).

This is a most welcome conclusion. It is a ground for the elimination of all sectarianism.

“There are two great commandments. Love for God constitutes the first commandment, love for neighbor the second” (p. 89). “The first command ‘God is to be loved’ is an analytic truth…. According to the present contingent order, we observe the command to love God through acts of love for our neighbor” (p. 90).

Notwithstanding the oddness of identifying commands with propositions, to speak of analytic truth here is consistent with calling it natural law.

“In his distinction between natural law narrowly understood … and more broadly construed … Scotus remains coherent without requiring narrow legalism. Exceptions are seen to be part of the moral landscape; we should not be surprised when we encounter them. Indeed, the natural and moral orders are woven with threads of particularity. Concrete situations require good judgment and right action” (pp. 93-94).

Yea, verily.

“Although Scotus’s discussions of the relationship of the law to the divine will appears to align him with a divine command tradition, in fact this is not the case. In contrast to a natural law tradition (where moral goodness depends upon rational discernment of the good as seen in the natures of things and their natural perfection), a divine command theory maintains that the foundation for moral living (both necessary and sufficient) rests entirely upon God’s commands” (p. 94).

I think she successfully makes the case that this is not a crude divine command theory, such as we might hear from some fundamentalists. But I expect that Ockham’s version would also not be a crude one. But it is Scotus and Ockham themselves who want to affirm that there is a kind of natural law layered on top of a subtler divine command theory.

“He identifies the first command (Love God) as a self-evident truth. It is true on the basis of the meaning of its terms, not on the basis of any ulterior proposition or command. Scotus explicitly argues, ‘if God is, then God is to be loved’, since God is, by definition, the highest Good. Moral actions are determined on the basis of the natural and rational recognition of the good.”

If we put aside the somewhat spoiling but possibly inessential references to command, otherwise this does not sound at all voluntaristic. Self-evidence is another notion that is perfectly valid when taken broadly, though it goes wrong when we attempt to take it too strictly. But excessive claims of self-evidence are a very different kind of error from voluntarism.

The question is whether any additional essential good is accomplished by also calling something (the object of ) a command, when we have already recognized it as an intrinsic good. Plato and Aristotle would say no.

“A second implication of this vision relates to the ecumenical dimension of this moral approach. By identifying a first, self-evident principle for moral living, Scotus escapes moral sectarianism and remains a thinker whose ideas are strong enough to be attractive to traditions other than Judeo-Christian. His moral presentation of law neither requires adherence to Christianity nor to any specific Christian revelation” (pp. 94-95).

These are consequences we ought to expect from a point of view that recognizes the existence of any natural moral law, even (or perhaps especially) a very abstract one like Scotus is advocating.

“Scotus removes any reference to necessary fulfillment (a transcendent teleology) in an eternal reward from moral discussion and focuses his attention on the concrete act and agent seen, here and now, in all their particularity as morally beautiful. The morally good act is not judged insofar as it is a means to a pre-determined end. Rather, it constitutes an artistic whole within which harmony and proportion exist among its several elements. Likewise, the morally mature person imitates divine creativity in judging what is morally beautiful, in producing beautiful acts and a beautiful character” (pp. 97-98).

The morally good act is not to be viewed as a means to obtain a future reward, but as an intrinsic good in itself. The criteria for human goodness are to be found here in earthly life, thoughtful inquiry, and attitudes of caring concern. Belief in specific propositions about sin and reward does not add to moral goodness.

“Ordinatio I, distinction 17 offers us the classic text for Scotus’s elaboration of moral goodness as it is linked to judgments of beauty.”

[quote from Scotus:] “one could say that just as beauty is not some absolute quality in a beautiful body, but a combination of all that is in harmony with such a body (such as size, figure, and color), and a combination of all aspects (that pertain to all that is agreeable to such a body and are in harmony with one another), so the moral goodness of an act is a kind of decoration it has, including a combination of due proportion to all to which it should be proportioned (such as potency, object, end, time, place, and manner), and this especially as right reason dictates” (p. 98).

This is the centerpiece of her case. Though so far at least it is only a single passage, moral goodness is here very clearly identified by Scotus with a kind of beauty. I do find it odd to refer to it as a decoration, though. This makes it sound like a superficial addition. I think the goodness of an act is essential to what act it is.

“The Ordinatio I, distinction 17 definition of moral goodness as ‘the harmony of all circumstances [belonging to an act] in accord with right reason’ blends mutuality, virtue, consequences, and principle within an aesthetic model.”

“When Scotus refers to all the circumstances which belong to an act, he appeals to Aristotle’s discussion in the Nicomachean Ethics. The morally good act admits of several converging factors: goal, object, intention, time, place, manner and consequences” (p. 100, brackets in original).

I can only applaud when Scotus explicitly invokes the Nicomachean Ethics here. Others might insert ugly talk about sin at this juncture. And again, this part does not seem at all voluntaristic.

“The appropriate course of action must be determined by the operation of right reasoning. For example, while lying is wrong, telling the truth is not always appropriate. Sometimes ‘telling the whole truth’ would do more harm than good. The morally mature person is capable of determining when the truth should be told, and to what degree the truth should be told” (ibid).

Scotus according to Ingham seems to be saying, God commands us to use good judgment. With that sort of claim and that sort of command, I have no issue.

“The most fundamental dimension of goodness in a moral act relates to its objective quality. By objective, Scotus means directing attention to the object of the action. For example, in the proposition ‘tell the truth’, truth is the object of the action. ‘Love your neighbor as yourself’ is an objectively good act because persons (both you and your neighbor) are worthy of love. ‘Protect life’ is a moral command, because living beings have value. Every moral action has a natural objective dimension which can be identified if we reflect on what is being done and to whom. Scotus assumes that this sort of objective identification of goodness belongs to common sense reasoning. Everyone, he states, knows who they are and what they are doing. Anyone who has lived more than several decades comes to the realization that some things are better than others, if only as a result of living with the consequences of our actions” (p. 101).

The sense of “objective” here seems close to that which it has in contemporary common speech, but this might be misleading. Scotus was one of the originators — possibly the originator — of the philosophical use of the terms object, objective, objectivity, etc. But it is generally accepted that this group of terms and the correlated one of subject, subjective, subjectivity have — in a way, at least — undergone a 180 degree reversal in meaning. For “objective” in Scotus is said of things present to the mind, while “subjective” is said of the thing itself. This is a fascinating piece of history.

Ingham’s text above notably does not distinguish between the meaning of the terms in Scotus and their common meaning in present-day English. I think this is possible because at a connotative level they are not far apart, even though Scotus speaks of an objectivity of things present to the intellect, and we speak of an objectivity of things in the world.

What is “in the intellect” in Scotus’s sense is not “subjective” in our sense. This probably also has to do with the Augustinian sense of interiority as an opening onto a kind of universality, rather than something private to us. Outer things meanwhile we apprehend only through the medium of sense perception, imagination, and emotion. In this context it makes sense to regard intellect as a source of objectivity.

We could also associate this talk of objectivity with the realism commonly attributed to Scotus. It should be remarked too that any kind of realism also seems to push back against voluntarist tendencies, insofar as the real is granted some status independent of us.

“But this initial objective dimension does not exhaust the moral beauty of the action. In addition, there is the free quality of an act chosen by someone. In other words, I might tell the truth or love my neighbor simply because someone in authority has told me to do so. These acts would be objectively good but they would not be the result of my own free choice: they would not enhance my moral character” (ibid).

Intent is not the only thing we attend to in considering acts from a moral point of view, but it seems an inalienable part of it.

“Moral objects are human goods which can be identified by reflection on what it means to be human” (ibid).

“Because we are rational, we seek reasonable explanations for human behavior, explanations which exhibit consistency, coherence, and rationality. In addition, everyone desires goodness, even though we can be mistaken about all the consequences of certain actions seen to be good…. Thus, the truth and the good (either real or apparent) are significant moral objects: they are human goods. Indeed, truth and goodness are the two most fundamental moral objects: they respond to our human aspirations which express themselves in activities of knowing and loving” (p. 102).

Calling the truth and the good human goods seems promising.

“Conscious intent to perform a moral action is essential to the morally good act. It is not just doing what good people do, it is acting as good people act, when and where they act, and for the same reason that good people act. In the truly moral action, character is joined to performance, motivation to action, in the here and now” (p. 103, emphasis in original).

I would just say intent here. Scotus lived long before the Cambridge Platonist Cudworth, who coined the English term “consciousness”, and Locke, who popularized it. It might be argued that something like this is implicit in Augustine — who clearly does at least partially anticipate Descartes’s cogito ergo sum. But at the very least, there is a clear difference between explicitly saying something and arguably implying it.

“Loving motivation depends upon the natural goodness of the act, upon its objective appropriateness. I cannot perform any act I please out of love; I can only perform good acts out of love…. Thus, the orders of love depend upon orders of natural and moral goodness. A key implication of this analysis is the way in which Scotus avoids a moral theory based solely on love” (p. 105).

This is important on both counts. There is no such thing as lovingly demeaning someone. Love is not an empty criterion.

“[quote from Scotus:] “… For no sin should be left unpunished anywhere if there is one ruler of the universe and he is just…” (p. 108).

This one is much less auspicious. What happened to mercy and charity? Shouldn’t they always be in sight?

“Law is neither impersonal nor necessary. On the contrary, it is very personal, highly creative and brilliantly executed by the symphony of nature…. When we pay attention to and imitate the goodness of nature, we have the foundation for our own creativity” (ibid).

This is an important point, but it is really about juridical interpretation as a practice. Law as such — i.e., viewed in terms of its content — is “impersonal”. But a good jurist like Averroes exercises mercy and charity in applying the law (conservatives claimed that his sentencing was too lenient).

“In De Primo Principio, for example, Scotus analyzes the concept ens infinitum [infinite being]. This is the philosopher’s name for God…. We know this as possible, he asserts, because when we bring the terms together, we notice no dissonance” (ibid).

She calls infinite being the philosopher’s name for God. This is a non-Biblical designation, and perhaps philosophical in that very diffuse sense. But in stricter terms, it is Scotus’s new non-Biblical name for God, which would not be accepted by Plato or Aristotle. This usage of “philosopher’s” goes against the commonly accepted usage in Scotus’s time, which is derived from the Arabic (the “philosophers” implementing various combinations of Plato and Aristotle were all finitist).

“There is nothing in the terms themselves which would make them mutually exclusive. Thus ens infinitum is possible and, if possible, necessary” (p. 109).

The basis of this argument is the claim that some contentful truths can be derived solely from the principle of non-contradiction. This is a modern “rationalist” notion, favored, e.g., by the Wolffians who were the most immediate target of Kant’s critique. An infinity of being is not claimed by Plato or Aristotle or anyone else before Scotus, except perhaps Lucretius and other atomists.

“While such an aesthetic approach to moral goodness might appear odd to us today, this relationship of the mind to beauty has a long philosophical history. Plato’s Symposium celebrates the rational search for wisdom as the ascent to beauty. Augustine echoes Plato in his hymn to God as that Beauty he had longed for (Confessions X, 27)” (p. 109).

For better or worse, aesthetic approaches to ethics were adopted by the Romantics. The Romantic version came to be sharply criticized by Hegel, after his juvenile period. On this matter, my sympathies are divided.

“With his rejection of an objective or pre-determined external goal for human moral reflection available to natural reason alone, Scotus focuses his discussion upon the functioning moral agent. His is a theory of moral praxis, here and now. The object of moral reflection is not, he states, an abstract excellence but the perfection of the human person” (p. 112).

Aristotle focuses his discussion on what might be called the deliberating moral agent, although the provenance of this use of “agent” is medieval and not Aristotelian in the proper sense.

“Scotus’s critique of natural teleology was not, for all that, a rejection of happiness as the goal of moral living. Rather, he sought to reframe moral living around the happy life, understood to be the fruit of the harmonic relationship between the two affections of the will. It is, as I have argued elsewhere, the replacement of Aristotelian teleology with Stoic teleology” (ibid).

It is with the Stoics that teleology came to be associated with the exercise of divine providence. Though he speaks of it with reverence, Aristotle’s first cause is the beautiful and loved telos or good end to which beings are attracted. It is not a personified being that exercises providence, or directly or specifically addresses current states of affairs in the world.

“Proper and appropriate moral decision-making is itself the goal of human action. It is not simply a question of choosing, but of choosing well and ‘rejoicing, loving and hating rightly’ ” (p. 116).

This itself seems well and proper. As soon as we are concerned with doing anything well or rightly, we have left the terrain of voluntarism and command and obedience. There is also an argument that good obedience, if taken seriously, requires more than mere obedience. This has an air of partial plausibility, but only at the cost of paradox — as soon as we raise the question of obeying well, it is no longer obedience that enables us to obey.

“Finally, Scotus’s presentation of moral goodness underscores the personal and intentionally relational aspects of moral living. It emphasizes goodness to be enhanced by the operation of deliberative human reasoning and charitable human desire” (ibid).

It seems that Scotus himself does apply this terminology of relation. This is the pros ti (toward what) of Aristotle’s Categories, which became relatio in Latin, and also seems to play a role in Scotus’s theology of the Trinity. The modern mathematical notion of relation, to which Pierce made major contributions, treats it as a predicate that is (equally or symmetrically) abstracted from the relata or things that are related, whereas “toward what” has a constitutive asymmetry. The mutuality that Ingham attributes to the Scotist conception of the Trinity is also not fully symmetrical in the way that Hegelian mutual recognition explicitly is.

“This is a person-centered, not principle-centered moral paradigm…. The ability to make moral decisions in difficult circumstances comes as a result of moral training and experience. Drawn toward beauty, the moral person seeks to enhance both beauty of character and beauty of action. The central moral imperatives of love for God and neighbor are both accessible to natural reasoning and available to the will through the affection for justice. Proper reflection on the significant aspects of human nature, such as intellection and love, reveal those actions which promote fundamental human goods. These goods are not limited to the Christian tradition but belong to all persons of good will: truth, peace and harmony…. Finally, at the highest level of goodness within human action, we become co-creators and co-artists, co-musicians with God, whose ear is delicately attuned to the music of the human heart” (pp. 116-117).

Magnanimity and Its Opposite

When I hear “magnanimity” (literally “big-souledness”, in the ethical complimentary sense of “that’s big of you”), I think of its prominent place in Aristotle’s ethics, as the most comprehensive virtue of character. It is an expansive way of being, an uplifting and morally elevating attitude.

In the final few words of the introduction to A Spirit of Trust (2019), Brandom speaks of “a commitment to practical magnanimity that is revealed to be implicit in talking and acting at all” (p. 32). Much later, his chapter on Edelmütigkeit and Niederträchtigkeit concludes, “When recognition takes the form of recollection, it is magnanimous, edelmütig forgiveness. The result is the final form of Geist [Hegelian “spirit”, or ethical culture], in which normativity has the form of trust” (p. 582).

Edelmütigkeit and Niederträchtigkeit are Hegel’s words in the Spirit chapter of the Phenomenology for what Brandom calls two contrasting metanormative attitudes. One possible translation of Edelmütigkeit is indeed “magnanimity”. An overly literal, etymological rendering of the two would be “noble courage” and “down-heaviness” (perhaps “putting down”, or “down-dragging”, or “dragging through the mud”). We could call them benevolent generosity and mean-spiritedness, or magnanimity and pettiness. The draft of A Spirit of Trust that Brandom first put on his web page around 2012 initially caught my interest largely based on this part of the book.

Hegel’s discussion revolves around the allegory of a valet or Kammerdiener (“room-servant”) to a great moral hero. In Hegel’s time, there was apparently a common saying, “No man is a hero to his valet”. The Kammerdiener‘s job is essentially to service someone’s petty personal needs. Even a great moral hero has petty personal foibles, which will be most visible to one whose job it is to service them.

Hegel portrays the Kammerdiener character as showing a mean-spirited disbelief in the genuineness of the hero’s virtue. In this it seems to me that Hegel anticipates Nietzsche’s later analysis of ressentiment. In Nietzschean terms, Edelmütigkeit and Niederträchtigkeit are respectively an affirmative stance and a stance of what he calls ressentiment (French for “resentment”). A person with ressentiment tries to feel good by taking a diminishing attitude toward others. Nietzsche famously criticizes common notions of morality as really more grounded in ressentiment than in any positive value or virtue. He particularly interprets religious and metaphysical otherworldliness as grounded in a generalized ressentiment toward life and the world. But in Hegelian terms, Nietzsche himself takes a one-sidedly negative view of religion and most philosophy.

Writing before Nietzsche, Hegel in the Phenomenology sharply criticizes the otherworldliness of what he calls the unhappy consciousness (or better, an unhappiness and bad faith at the root of otherworldliness), for which everything in the world is as nothing compared to the infinity of God. But he also sees one-sidedness and a kind of bad faith in the Enlightenment dismissal of religion as mere superstition and priestly manipulation.

In Kantian terms, the Kammerdiener reduces the hero’s ethical stance entirely to her personal petty inclinations that have nothing to do with the greater good. The hero of the allegory we can see as a Kantian moral hero who is posited to act entirely out of high moral principle. In this way she is not unlike the ideal sage in Stoicism, who similarly is said to leave the equivalent of Kantian inclination behind.

It is important to recognize that for the point Hegel aims to make here, it does not matter in the least whether or not we believe that as a matter of fact a perfect sage or moral hero exists. The question is rather whether we acknowledge that there are some genuinely ethical or genuinely magnanimous actions.

The Kammerdiener takes the attitude that there are no genuinely ethical actions, that all human actions are really grounded in some kind of self-interested motive or other. The most generous and other-oriented acts imaginable can unfortunately be diminished in this way.

Brandom stirs things up by associating the ethical naturalism discussed in analytic philosophy (a reduction of ethical stances and normative attitudes to psychology or biology or sociology or other non-normative empirical terms), with the Niederträchtigkeit embodied by the Kammerdiener in Hegel’s allegory.

“Because objective conceptual norms are (reciprocallly) sense-dependent on the normative statuses of subjects, the niederträchtig reductive naturalist is wrong to think that he can deny the intelligibility (his reason for denying the existence) of normative statuses and still be entitled to treat the objective world as a determinate object of potential knowledge. ‘No cognition without recognition’ is the slogan here. Because normative attitudes and normative statuses are both reciprocally sense-dependent and reciprocally reference-dependent, the attempt to entitle oneself to talk about determinately contentful normative attitudes while denying the intelligibility and (so) existence of normative statuses is bound to fail” (pp. 580-581).

Or “no objectivity without normativity”, one might say. Cognitive norms that ground knowledge are ultimately a kind of ethical norms.

“Understanding the stances and the choice between them as a matter of adopting a practical commitment, as producing the unity it discerns, hence ultimately as a recognitive matter of community- and self-constitution, corresponds to the response Hegel makes to Enlightenment’s misunderstanding of the nature of the community of trust, on Faith’s behalf…. Understanding the edelmütig attitude as a practical-recognitive commitment that has always already implicitly been undertaken as a pragmatic condition of semantically contentful cognition and agency of determinate subjective attitudes), then, corresponds to breaking through the confines of alienated modernity into the form of self-consciousness Hegel calls ‘Absolute Knowing’ ” (p. 581).

Kant asks about the conditions for the possibility of knowledge and thought. Hegel asks about the conditions of the possibility of meaningfulness and agency, and finds that they require a particular kind of ethical stance. His “absolute knowing” is an ethical stance grounded in reciprocity, not at all the arrogant claim of an epistemological super power.

“At the first stage, in which necessity is construed as objective necessity, the norms are found. For normative statuses (duty, propriety, what one is committed to do, what one is responsible for doing) reflect and are determined by objective (attitude- and practice-independent) norms. In the middle, modern stage, in which necessity is construed as subjective necessity, normativity and reason must be made by our attitudes and practices, rather than being found. At the projected postmodern stage, finding and making show up as two sides of one coin, two aspects of one process, whose two phases — experience and its recollection, lived forward and comprehended backward, the inhalation and exhalation that sustain the life of Spirit — are each both makings and findings. In the first phases of an episode of experience, error is found and a new phenomenon is made. In the recollective phase a rational selection and reconstruction of an expressively progressive trajectory of phenomena in experience is made, and an implicit noumenon is found. Explicitating senses are made, and the implicit referents they express are found. The unity, the identity of content, that consciousness and action involve must be made, and the complementary disparity is found. Absolute knowing is comprehending, in vernünftig [expansively rational] form, the way in which these aspects mutually presuppose, support, complement, and complete one another” (pp. 581-582).

This reciprocity of finding and making that conditions thought and knowledge has the same shape as the reciprocity in ethical mutual recognition, and is grounded in it. “Absolute” knowing in Hegel is the actually modest recognition of reciprocity in the constitution of things, of meaning, and of value.

Authority, Representation, Pragmatism

The controversial American philosopher Richard Rorty was a mentor and colleague of Robert Brandom. In the essay I will treat here, he presents himself as especially identifying with the pragmatism of John Dewey.

According to the Stanford Encyclopedia of Philosophy, Rorty’s 1967 edited collection The Linguistic Turn “did much to cement the idea of a linguistic turn… as a sea change in the history of philosophy”. He came to sharply criticize analytic philosophy as then practiced, as well as the prevailing self-perception of modern science, but did so from a modernist point of view.

Rorty is best known for his radical critique of modern representationalism — from Descartes to analytic philosophy — in Philosophy and the Mirror of Nature (1979). Like Brandom’s more constructive development of an “inferentialist” alternative approach to meaning in Making It Explicit (1994), that book takes as its point of departure Wilfrid Sellars’ critique of the Myth of the Given in “Empiricism and the Philosophy of Mind”, and W. V. O. Quine’s essay “Two Dogmas of Empiricism”.

Here, however, I will focus on Rorty’s very informal 1999 essay “Pragmatism as Anti-Authoritarianism”. For an initial sketch of my own views relevant to this, see Authority. This is all in preparation for upcoming coverage of recent lectures by Brandom that shed new light on Brandom’s extremely important work, by explicitly relating it to Rorty’s.

Rorty begins, “There is a useful analogy to be drawn between the pragmatists’ criticism of the idea that truth is a matter of correspondence to the intrinsic nature of reality and the Enlightenment’s criticism of the idea that morality is a matter of correspondence to the will of a Divine Being. The pragmatists’ anti-representationalist account of belief is, among other things, a protest against the idea that human beings must humble themselves before something non-human, whether the Will of God or the Intrinsic Nature of Reality. Seeing anti-representationalism is a version of anti-authoritarianism permits one to appreciate an analogy which was central to John Dewey’s thought: the analogy between ceasing to believe in Sin and ceasing to accept the distinction between Reality and Appearance” (p. 7).

The parallelism he points out between two kinds of correspondence does seem significant. This is actually the main contribution of Rorty’s essay. However, the essay’s main body consists of Rorty’s historical storytelling about pragmatism, with a digression on Freud’s critique of religion.

The formulation about ceasing to accept the distinction between appearance and reality is too blunt. Their relation is very far from being a simple binary opposition, but they cannot simply be identical either. Explanation, understanding, and intelligibility depend on making distinctions of degrees of reality within appearance. This is part of what Hegel calls the “logic of essence”.

Epistemological foundationalism — typically associated with a correspondence theory of truth — is the claim that there is such a thing as noninferential knowledge. I say that whatever is claimed to be noninferential knowledge is not knowledge at all in the proper sense, but rather what Plato called opinion (doxa). And again, knowledge in Aristotle’s sense is an ability to explain itself. Explanation appeals to inference, not to a supposed registering of brute facts. Foundationalism is dogmatic in Kant’s sense. It puts ultimate principles beyond any possibility of explanation or understanding. This also makes it arbitrary.

Representationalist theories of knowledge are implicitly foundationalist, and commonly have recourse to a correspondence theory of truth. Pragmatism, meanwhile, is largely defined by its opposition to the correspondence theory. Pragmatists also tend to downplay the distinction between ontology and epistemology. It does seem that the correspondence theory of truth implies something like Rorty’s Reality with a capital R, that is what it is entirely independent of the knower. This ignores the essential role of interpretation and relating things together in understanding.

What Brandom calls the authority-obedience model of normativity is presented by Rorty, not unreasonably, as an insistence on simple correspondence or conformity to the presumed will of God. Simple obedience and simple correspondence have equally little use for reasons or reasoning. For them, everything is supposed to be a matter of sheer fact, with no thought required in its uptake. Hegel’s Phenomenology and Logic preceded the pragmatists in showing that purported facts alone (mere being or objects of immediate consciousness, in Hegel’s terms) do not provide an adequate basis for either understanding or ethical action.

Some of Rorty’s claims about Dewey have been disputed. Not knowing Dewey very well, I am unsure how close the part about ceasing to believe in Sin is to Dewey’s own ways of expressing himself. Rorty doesn’t say much here about what he means by the belief in Sin that he rejects, but I think his idea is that it stresses mere obedience over actual ethical goodness.

I would say that the kind of view that unequivocally puts divine will or command first, above any consideration of the good, is far from accurately typifying all religion. Such radical voluntarism or commandism is indeed horrible in its consequences, but it is certainly not good Thomism, to mention but one example.

Much more common than radical voluntarism are views that equivocate in this area. Rorty seems to lump those who equivocate together with the unequivocal voluntarists. But Leibniz sought to convince equivocating mainstream theologians to actively side with him against radical voluntarism. I like this more optimistic point of view.

Pragmatists are generally recognized as having their own distinctive theories of truth — in one way or another emphasizing the roles it plays in human practices — in competition with the correspondence theory, which is closely tied to representationalism. The correspondence theory of truth, while formally distinct from any particular variety of philosophical realism, at the same time seems to suggest a kind of naive realism that is difficult to separate from the dogmatism that was criticized by Kant. I put Aristotle closer to the pragmatists here than to medieval or modern realists or representationalists.

Rorty continues, “Dewey was convinced that the romance of democracy, a romance built on the idea that the point of a human life is free cooperation with fellow humans, required a more thorough-going version of secularism than either Enlightenment rationalism or nineteenth-century positivism had achieved. As Dewey saw it, whole-hearted pursuit of the democratic ideal requires us to set aside any authority save that of a consensus of our fellow humans” (ibid).

Democracy and consensus were strong themes of Dewey’s. But even to my shallow acquaintance, the picture Rorty paints of Dewey’s views of religion is a bit one-sided. In A Common Faith (1934), Dewey seems to aim to heal the rift between science and religion. He says in effect that the dogmatically religious and the dogmatically anti-religious both identify religion with belief in the supernatural. Dewey rejects that identification, as Hegel does. As a pragmatist, he is more concerned with what people actually do in their lives.

Rorty continues, “Dewey was quite willing to say of a vicious act that it was sinful, and of ‘2+2=5’ or ‘Elizabeth the First’s reign ended in 1623’ that these sentences were absolutely, unconditionally, eternally, false. But he was unwilling to gloss ‘sinful’ or ‘falsehood’ in authoritarian terms. He did not want to say that a power not ourselves had forbidden cruelty, nor that these false sentences fail to accurately represent the way Reality is in itself. He thought it much clearer that we should not be cruel than that there was a God who had forbidden us to be cruel, and much clearer that Elizabeth I died in 1603 than that there is any way things are ‘in themselves’. He viewed the theory that truth is correspondence to Reality, and the theory that moral goodness is correspondence to the Divine Will, as equally dispensable.”

“For Dewey, both theories add nothing to our ordinary, workaday, fallible ways of telling right from wrong, and truth from falsity. But their pointlessness is not the real problem. What Dewey most disliked about both traditional ‘realist’ epistemology and about traditional religious beliefs is that they discourage us by telling us that somebody or something has authority over us. Both tell us that there is Something Inscrutable, something toward which we have duties, duties which have precedence over our cooperative attempts to avoid pain and obtain pleasure” (pp. 8-9).

These two paragraphs seem pretty solid. He then gives a capsule history of pragmatism, seemingly intended as a sort of advertisement. In another part, he says one of the things he likes about Dewey is Dewey’s historical storytelling. Here Rorty practices such storytelling himself.

“Peirce kicked pragmatism off by starting from Alexander Bain’s definition of belief as a rule or habit of action. Starting from this definition, Peirce argued that the function of inquiry is not to represent reality, but rather to enable us to act more effectively. This means getting rid of the ‘copy theory’ of knowledge which had dominated philosophy since the time of Descartes — and especially of the idea of intuitive self-knowledge, knowledge unmediated by signs” (p. 10).

Hegel was Pierce’s great predecessor in the critique of representation. This has not been adequately appreciated. And Dewey’s views on democracy in part reflect a continued serious engagement with broadly Hegelian themes.

“Peirce was anti-foundationalist, coherentist, and holist in his view of the nature of inquiry. But he did not, as most of Hegel’s anglophone followers did, think of God as an all-inclusive, atemporal experience which is identical with Reality. Rather, as a good Darwinian, Peirce thought of the universe as evolving. His God was a finite deity who is somehow identical with an evolutionary process” (ibid).

James and Dewey “focused on the profound anti-Cartesian implications of Peirce’s development of Bain’s initial anti-representationalist insight. They developed a non-representationalist theory of belief acquisition and testing” (ibid).

“Peirce thought of himself as a disciple of Kant, improving on Kant’s doctrine of categories and his conception of logic. A practicing mathematician and laboratory scientist, he was more interested in these areas of culture than were James or Dewey. James took neither Kant nor Hegel very seriously, but was far more interested in religion than either Peirce or Dewey. Dewey, deeply influenced by Hegel, was fiercely anti-Kantian. Education and politics, rather than science or religion, were at the center of his thought” (p. 11).

“James hoped to construct an alternative to the anti-religious, science worshipping, positivism of his day” (ibid).

“Dewey, in his early period, tried to bring Hegel together with evangelical Christianity” (ibid).

“The anti-positivist strain in classical pragmatism was at least as strong as its anti-metaphysical strain” (ibid).

“All of Dewey’s books are permeated by the typically nineteenth-century conviction that human history is the story of expanding human freedom” (p. 12).

“I take the anti-representationalist view of thought and language to have been motivated, in James’ case, by the realization that the need for choice between competing representations can be replaced by tolerance for a plurality of non-competing descriptions, descriptions which serve different purposes and which are to be evaluated by reference to their Utility in fulfilling these purposes rather than by their ‘fit’ with the objects being described” (p. 14).

This idea of a plurality of noncompeting descriptions serving different purposes is no less important for being elementary. But for foundationalists and fundamentalists, everything has to reduce to black and white, and claims to truth are exclusive.

“If James’ watchword was tolerance, then Dewey’s was, as I have said, anti-authoritarianism. His revulsion from the sense of sinfulness which his religious upbringing had produced led Dewey to campaign, throughout his life, against the view that human beings needed to measure themselves against something non-human. Dewey used the term ‘democracy’ to mean something like what Habermas means by the term ‘communicative reason’: for him, the word sums up the idea that human beings should regulate their actions and beliefs by the need to join with other human beings in cooperative projects, rather than by the need to stand in the correct relation to something non human. This is why he grabbed hold of James’ pragmatic theory of truth” (ibid).

The connection he makes between Dewey and Habermas seems sound to me.

There is a multi-page digression on Freud’s Moses and Monotheism, which I will skip. According to Rorty, Freud would have “seen worship of the bare Idea of Father as the origin of the conviction that it is knowledge, rather than love, which is the most distinctively human” (p. 18).

Here I must beg to differ. I see no polar opposition between knowledge and love. The twin pinnacles of Aristotle’s ethics are intellectual virtue, and friendship or love. Hegel stresses both as well. A principled rejection of epistemological foundationalism does not entail the rejection of knowledge — quite the contrary.

“This conviction of the importance of knowledge runs through the history of what Derrida calls ‘the metaphysics of presence’…. The quest for such a reassuring presence is, for all those who resonate to Aristotle’s claim that ‘all men by nature desire to know’, the proper way of life for the good child. To devote oneself to getting knowledge as opposed to opinion — to grasping unchanging structure as opposed to awareness of mutable and colorful content — one has to believe that one will be cleansed, purified of guilt and shame, by getting closer to something like Truth or Reality” (ibid).

The sharp Platonic opposition between knowledge and opinion is something I want to defend. I would completely dissociate it from bad or harmful concepts of authority and representation (still leaving aside the relation between these two). I would sooner associate bad or harmful concepts of authority with opinion that is claimed to take precedence over actual knowledge.

The story about Aristotle and presence is Heidegger’s, not Aristotle’s. Derrida’s critique of the metaphysics of presence really has nothing to do with Aristotle (his immediate target was actually Husserl). I agree that the metaphysics of presence — a variant of the privileging of immediacy that Hegel opposes — is a terrible idea. At least from the time of Plotinus and perhaps from that of the Stoics, the Western tradition has been affected by it. But to claim that the whole history of philosophy has been hegemonically dominated by it is a gross oversimplification.

Strangely, Rorty finishes, “[Dewey’s] anti-authoritarianism was a stage in the gradual replacement of a morality of obligation by a morality of love. This is the replacement which, in the West, is thought to have been initiated by certain passages in the New Testament” (p. 20).

I would say that the moment Socrates initiated the free ethical inquiry that was taken up and developed by Plato and Aristotle, the authority-obedience model no longer universally held sway. Plato and Aristotle are less beholden to it than the leading lights of the moderate Enlightenment. Even among the Latin scholastics, there was plenty of genuine inquiry.

Rorty never gets any further in explaining the relation between representationalism and authoritarianism that he began with. It seems this is just a provocative metaphor, with a conciliatory gesture at the end. But my real interest is in Brandom’s very different presentation, when he relates and contrasts his own work and Rorty’s.

The globally negative reference to obligation may also reflect Rorty’s very negative view of Kant.

In a footnote, Rorty claims with winking anachronism that “eventually [Dewey’s] bete noir became the doctrine which [later writer Thomas] Nagel makes explicit: that something less contingent and more universal than the empirical, environmental conditions which shape a human being’s moral identity is necessary if morality is not to be an illusion” (p. 16n).

This goes way beyond the scope of the rest of the essay. I have little appreciation for arguments that claim something else is necessary for morality to be possible, so I was hoping to find common ground. But now Rorty is objecting to anything “less contingent and more universal than the empirical, environmental conditions”. To me, this sounds more like the positivism that the historic pragmatists opposed.

The pragmatist tradition in general has an ambiguous relation to mainstream varieties of empiricism. Here Rorty sounds like an empiricist.

Earlier in his career, he was known as a defender of eliminative materialism, the view that mental states simply do not exist. Coming from this kind of direction, he would scarcely have needed metaphorical talk about authoritarianism to arrive at a repudiation of representationalism.

I’m very critical of the notion of mental states myself. But I don’t see this as a black-and-white question of whether or not something exists. It is rather a question of how we interpret things. Posing the question in terms of existence implies that there is nothing to interpret, that we already know what all the things in life are. This is an example of the attitude that Kant called dogmatic.

Practical Wisdom

Practical “wisdom”, as I would use the term, would be an excellence in practical judgment. Aristotle says that practical judgment is neither knowledge nor opinion, but something grounded in deliberation that has an outcome in action. Such deliberation is a kind of doing that uses the the best resources available to it to determine the best action in concrete circumstances. Aristotle uses the Greek phronesis for both practical judgment and what I am distinguishing as practical wisdom.

Joe Sachs says in his glossary to Aristotle’s Nicomachean Ethics that phronesis is “The active condition by which someone discerns the right means to the right end in particular circumstances. Hence the intellectual virtue of practical judgment and the whole of virtue of character are mutually dependent and must develop together, since the right end is apparent only to someone of good character, while the formation of good character requires the repeated choice of the right action, which is impossible without practical judgment” (p. 209).

We might notice that this sort of pattern of mutual dependence between good judgment and good character is exactly the same as that of several mutual dependencies that are emphasized by Hegel in his discussions of what intelligibility in general requires. Of course this is no accident; Aristotle is Hegel’s inspiration for this kind of idea.

“Apart from virtue of character, the capacity to reason from ends to means is mere cleverness; practical judgment involves skill in making distinctions and seeing connections, but if one does not recognize that such thinking imposes upon oneself an obligation to act, that skill is merely astuteness” (ibid).

“The translation ‘practical judgment’ is chosen here as the best way of conveying Aristotle’s central understanding that ethical choices can never be deductions from any rules, principles, or general duties, but always require a weighing of particular circumstances and balancing of conflicting principles in a direct recognition of the mean” (p. 210).

Phronesis is a weighing, and not a deduction. This is extremely important, though I would use some other words than “direct recognition” in regard to the mean.

Aristotle is not qualifying a more general, pre-existing notion of “judgment” by calling it “practical”. We should not take literally this implication of the grammar of the English phrase “practical judgment”, which diverges from the Greek, in which phronesis is a single noun. As far as I can tell, phronesis just is Aristotle’s notion of what I have been calling “judgment”. Sachs also calls it “practical”, using the ethical connotations of that word from Kant. That is consonant with Aristotle’s meaning, though not literally present in the Greek.

I am fascinated by the possibility of a mutual inter-articulation of Aristotelian phronesis and the “reflective judgment” extensively dwelt upon by Kant and Hegel. It seems to me that the kind of weighing Aristotle emphasizes is inherently reflective in Kant and Hegel’s sense. (See also Reflective Grounding; Life: A Necessary Concept?; Reflection and Higher-Order Things; Reflection and Dialectic; Hegel on Reflection; Apperceptive Judgment.)

“Practical judgment is acquired primarily by experience of particulars, but also involves a knowledge of things that are universal” (p. 209).

This last qualification is important. Phronesis is directed at particulars first, but Aristotle never considers particulars in complete abstraction from applicable universals. The emphasis on particulars tells us that practical judgment will require open-ended interpretation, not a mechanical application of rules. But the reflective “knowledge of things that are universal” that contributes to practical wisdom includes not just classifications, but potentially, for example, all the lessons of Hegel’s Logic about interpretation and intelligibility in general, as well as any Kantian ethical universals that may be applicable.

(Most of the Logic’s development is an articulation of higher-order concepts, but the final stage of “the idea” explicitly involves a return to the concrete world, in which reflective judgment weighs particulars and higher-order concepts together. I want to suggest that this is Hegel’s own development of genuinely Aristotelian practical judgment. Properly understood, Hegel’s “absolute knowing” is nothing more than a making explicit of general conditions for practical “wisdom” in the sense above, fully compatible with the free play of Aristotelian phronesis in relation to particulars.)

“Moral”, “Judgment”

Hegel regarded a forgiving stance as transcending what he called the Moral World-View. Other writers have made distinctions between “ethics” and “morality”. I used to distinguish “morality”, as reducing ethics to simple compliance with externally given norms, from “ethics”, as concerned with inquiry into what really is right. But as a result of engagement with the literature on Kant, I have adopted a more Kantian usage that makes “morality” too a subject of inquiry in the best Socratic sense. I now use the word “moral” in the broad sense of what used to be called “moral philosophy”.

However sophisticated the underlying judgment may be, any unforgivingly judgmental attitude is prone to find fault with the world and with others. The Moral World-View in Hegel is several steps removed from the traditional attitude that norms are simply given. Its presentation is implicitly a critique of Kantian and Fichtean ethics. Here the judgment is rational. We are seriously thinking for ourselves about what is right. We are sincerely seeking to develop a point of view that is globally consistent and fair, and that takes everything relevant into account. But however nuanced a point of view we develop, it is still ultimately only a single point of view.

Hegel’s approach to ethics is singularly attuned to avoiding self-righteousness in all its forms. Hegelian forgiveness involves the recognition that no single point of view — no matter what subtleties it encompasses — is ever by itself finally adequate in the determination of what is right. For Hegel the ultimate arbiter of what is right is the universal community consisting of all rational beings everywhere, past, present, and future. Because it includes the future, the last word is never said.

This is far removed from the banality that all points of view are equally valid. Rather, everyone gets or should get an equal chance to participate in the dialogue, to be heard and to have their voice considered. But for each of us, the validity of our point of view is subject to evaluation by others, as Brandom has emphasized. We don’t get to individually self-certify. Nor is the validity of a point of view decidable by majority vote. Validation is not a matter of tallying up the conclusions of individuals, or of achieving consensus in a present community. It involves assessment of how the conclusions were reached. Previously accepted conclusions are always implicitly subject to re-examination.

On an individual level too, I like to stress the open-endedness of Aristotelian (and Kantian) practical judgment. The need to act requires that deliberation be cut short at some point. We aim to act with relatively robust confidence that we are doing the right thing, but the best practical confidence is not knowledge. Aristotle takes care to remind us that ethics is not a science. There are many things in life that we do not know, but in which we have justified practical confidence. Ethical judgment is like that.

Individuality, Community

The last sections of Hegel’s “Reason” chapter begin to introduce a notion of community, still starting from the point of view of the individual. Here he wants to suggest a broad developmental arc from the simplicity of what he calls “True Spirit” — in which personal identity is experienced as coming directly from one’s place in a traditional, “natural” face-to-face community — through the emergence of individual freedom, which he sees occurring in a necessarily “alienated” way that also tends to undermine ethical values — to Hegel’s anticipated recovery of ethical values in a future community based on something like love of one’s neighbor, that also gives the individual her due. In the course of it he discusses the limits of “law-giving Reason” and “law-testing Reason”, with Kant and Fichte in mind. Sophocles’ Antigone is used to illustrate a conflict between perspectives of family loyalty and formally instituted law.

H. S. Harris in his commentary says that from the naive perspective of True Spirit, “Individual self-consciousness just knows what is right. The laws are there” (Hegel’s Ladder II, p. 113). “These laws are ‘laws of nature’. They need no warrant” (p. 112). He characterizes this as another return to the immediacy-based logic of Sense Certainty. It will be “the determination to fulfill Apollo’s command [know thyself] that brings to pass the downfall of the Ethical Substance…. [But the] climax of the effort to ‘know ourselves’ in one another individually is the recognition that we must forgive one another for the inevitability of our failure to act with universal unselfishness” (p. 115).

“It is a logical fact that we cannot go immediately from the universal to the singular. We can only produce formal universals (non-contradictions)…. So we are left with a logical form (non-contradiction) as the form of law” (p. 116).

The “internal dialectic of justice is much more important than the fact that different standards of justice are justifiable in terms of their abstract rationality” (p. 120).

“Hegel made clear that it is the speculative sense of identity that matters. The stability and harmony of the Substance we have lost is ‘identical’ with that which we are just now in the process of regaining. Neither Antigone nor Jesus is formally a Kantian. But the piety of both requires us to ‘respect humanity as an end'” (p. 117).

“Our own law-testing procedure is a moment in the greater cycle of logical comprehension; and it has always known itself to be that. It is not formal in the sense in which Stoicism is formal; we saw at the beginning why error and ignorance are necessary in the comprehensive cycle. Those who complain that ‘dialectic and absoluteness are ultimately at loggerheads’, or that Hegel seeks to ‘close the gates of truth’, are merely expressing the Skeptic’s absolute knowledge regarding the folly of Stoic pretensions. It is precisely the justification of their own critical reason that Hegel wants to offer” (p. 121).

“[Hegel’s] criticism of Law-Testing Reason… is meant to bring home to us the fact that a long historical experience is required for the laying down of the substantial foundation that gives law-testing the sort of range and validity it can and does have” (ibid).

A feeling of spiritual “identity” with the goddess Athena motivated the Athenian to be willing to die for his city. Harris thinks this qualifies as a supra-personal motivation, but argues against those who attribute a notion of other-than-individual “consciousness” to Hegel. Rather, “certain experiences of a deeper or higher identity that every individual has, or can have, reveal the true meaning of what it is to be rational (or human)” (p. 127).

“We ought not to permit any reduction of the rhetoric of ‘Spirit’ to the rhetoric of ‘humanism’ because humanity has… two necessary sides, and it is the ‘human animal’ side that is naturally fundamental. For the human animal to go to the death in a struggle is (functionally) irrational; but that is not necessarily the case for a ‘human spirit'” (p. 128).

On the other hand, Hegelian Spirit also has nothing in it of what Hegel called the “bad infinite” or of the Sublime, which Kant associated with seemingly infinite (and definitely more-than-human) power.

“Whether we look outside or inside ourselves, the bad infinite, or the ‘more-than-individual’, is no suitable object of religious reverence. We must maintain Hegel’s ‘spiritual’ terminology because his language clarifies the religious language of tradition in a rational way. Those who use it become functionally liberated from the bad infinite or Sublime; for even as ‘believers’ they are bound to agree with Thomas Aquinas that what they are talking about is not rationally comprehensible in its ‘sublime’ aspect; and they will be morally rational in the sense that they will not try to impose their religious faith on others by the use of force (which would contradict its spiritual essence)” (p. 129).

“All that Hegel, the observer, does is talk to us about the ways in which our poets and prophets have spoken, and to show us several necessary truths that we are not usually conscious of. First, he proves that the way they spoke was necessary for the advent of morally autonomous Reason; and then he makes us see how these modes of speech form a pattern that forces us to admit that all rational speech (not just that of the poets and prophets) is the utterance of a different ‘self’ than the one who is fighting a losing battle to stay alive encased in a human skin. We all know this perfectly well. But never, until Hegel wrote, did we know how to put our rational and our natural knowledge together without speaking in ways that are not humanly interpretable and testable. A critic who accuses Hegel of speaking not as the poets and prophets speak, but in some peculiar philosophically prophetic way of his own, is committing the ultimate rational injustice of obscuring his supreme achievement. [The influential critic Charles] Taylor’s theory of a ‘self-positing Spirit’ that is somehow ‘transcendent’ is itself ‘the sin against Hegel’s Spirit'” (p. 131).

“The chapter on Reason closes into a perfect circle. It begins and ends in ‘Observation’; and the Observing Reason that goes forward is comprehensive. It does not just observe Nature as an external or found ‘objectivity’; it observes the Ethical Substance — the total unity or identity of Nature and Spirit as a harmony that has made itself. It is the Ethical Substance, seen clearly as the source of self-conscious individual Reason, that becomes the subject of the new experience.”

“True Spirit is the self-realizing consciousness that takes its own self-making to be the direct expression of nature. What True Spirit lacks is the awareness that Spirit must make itself in the radical sense of expressing a freedom that is opposed to Nature. True Spirit does not know that it must ‘create itself from nothing’.”

“This ‘nothing’ is the speculative observing consciousness” (p. 134).

“On the side of Consciousness, all pretense of a ‘difference’ between itself and its object can now be dropped…. When ‘difference’ is reborn (as it immediately will be) it is because the Object itself (the Sache selbst as a communal self-consciousness) cannot maintain itself as a living object… without an essential differentiation…. But at the moment [consciousness] has come to self-expressive identity with the Sache selbst that it merely observes” (p. 135).

Next in this series: Ethical Substance to Personhood

Activist Reason?

We are still in the middle of the “Reason” chapter of Hegel’s Phenomenology. From “observing” Reason we now move to “active” Reason. In the immediate context Hegel here seems to have in mind neither activity in an Aristotelian sense nor a Reason he really wants to endorse, but instead a sort of political “activism” driven by negative, “hard-hearted” emotion. This particular kind of “activist” attitude turns out really not to be very reasonable in its pursuit of “reasonableness”.

In the bigger picture though, we have finally reached the threshold of ethics. Harris in his commentary anticipates that this will eventually lead to a “Happy Consciousness of the Ethical Substance” (Hegel’s Ladder II, p. 7), in contrast to the Unhappy Consciousness of the Unchangeable. But for now we are still at the very beginning of this movement. As anyone following the development will have come to expect by now, there will still be many twists and turns to come, and many more false starts to overcome.

As Harris puts it, in Observing Reason we ended up with “the embodied mortal self that knows that it is free” (ibid). Having patiently followed the development so far, we already have a much less one-sided view of this freedom. Hegel often makes simple, unqualified remarks of this sort about both Freedom and Necessity that can easily be misunderstood if taken in isolation; in reality he sharply rejects both voluntarism and determinism. Here I think the “knowledge” he charitably ascribes at this stage is really akin what he elsewhere calls (a merely subjective) “certainty”. It does contain a very important grain of truth, though.

According to Harris, “The observing self was immediately identical with its observed knowledge. Self-Actualizing Reason is a higher mode of Self-Consciousness; it knows that the objective world is there, but it is there to be transformed. Selfhood is not to be found in the world, but expressed there; Reason is not to be observed, but made. This making is an interaction, because the immediate object of this self-conscious activity is another self (and is soon to be recognized as a world of other selves)” (ibid). But “The active self has to learn how to recognize itself in the other” (p. 8).

Expanding on Hegel’s reference to Goethe’s Faust, Harris uses the literary character of Faust to illustrate this stage. “Faust is quite aware that everyone recognizes his rational status; and he recognizes theirs, likewise. He is not in any danger of getting into a life and death struggle, and he does not keep serfs in fear of their lives. But the self-realization of others is not his concern; and the first lesson that life teaches him is that that is a mistake” (ibid).

Hegel here refers back to the unalienated character of traditional Sittlichkeit or “ethical life”. Harris notes that many readers have misunderstood Hegel as simply advocating communal values over the individual. He says the Greek polis or city-state with its large reliance on custom and tradition did not in fact realize Hegel’s Ethical Substance, but was only a kind of ethical “thing”, even though Ethical Substance implicitly had to be there already, in the form of the Greek people.

Moving on, “The ‘active Reason’ that we are actually observing… is the Self-Consciousness that has emerged from the ‘night of the supersensible Beyond into the daylight of the present'” (p. 16). “Neither the natural nor the rational self-consciousness has any memory of a ‘Paradise Lost’ that is to become ‘Paradise Regained'” (p. 18). The self-consciousness that we are observing has to begin again “from nothing” (p. 19).

But “Like the freedom of the Lord in the world of the natural self, the higher freedom of Reason now exists (paradoxically) only in order to organize the life of natural necessity” (ibid). The rational self “lives in a world of utilities” (p. 18). At this stage “The social substance is selbstlos [selfless]; ‘selfhood’ belongs only to the individuals who have their careers to make, and their family fortunes to maintain” (p. 19). This is the modern world of civil society.

“Faust’s lesson is about human relations. He has to learn from actual experience that his own rational self is constituted by its relations with others” (p. 21).

What Hegel calls the attitude of “Active Reason” here seems to have more to do with a desire to impose a personal conception of “reasonableness” on the world and others whom we encounter than with “reasoning”.

Active Reason’s first approach to morality is grounded in a crusading form of personal conscience that Hegel calls the Law of the Heart. Purely in its own name, it passes judgment on the world and everything in it. It finds that something is wrong with the world, and sets out naively to make things right. This can quickly go overboard. Harris here speaks of “an insane crusade to bring the false Heart into subjection” (p. 23). Hegel himself refers to the Law of the Heart as a “frenzy of self-conceit” (quoted, p. 32). The Heart concludes that “The world is mad, and the madness is induced and sustained by the selfish interests of its rulers. The fault lies… with certain bad apples” (p. 42). Hegel thinks this kind of personally blaming attitude inevitably goes wrong.

Rousseau had used the term “Law of the Heart” to express a positive ideal. Hegel’s overwhelmingly negative discussion can thus be read as implicit criticism of Rousseau, but he also uses the term to characterize the attitude of some Romantic literary characters.

A “second inversion” of active Reason takes the form of a certain abstract modern notion of “Virtue” like that promoted by Robespierre and the Jacobins in the French Revolution, where everyone is called upon to unconditionally subordinate themselves to the needs of the social order. This takes us from an error of one-sided individualism to an error of one-sided collectivism.

What would deserve to be called ethical Reason does not appear fully formed like Athena from the head of Zeus. For Hegel it is always a matter of human practice. These unbalanced early stages of human Reason’s self-actualization reflect its immaturity at this point, but (according to Hegel, if we take a long view) constitute necessary stages in its process of learning.

Next in this series: Real Individuality?

Pippin on Mutual Recognition

Hegel’s ethical, epistemological, and political notion of mutual recognition has its roots in his early writings, predating the Phenomenology of Spirit, and is most famously developed in the Phenomenology itself.

Some older commentators claimed that in the late period of the Encyclopedia and Philosophy of Right, Hegel turned his back on this grounding in intersubjectivity in favor of what Robert Pippin calls “a grand metaphysical process, an Absolute Subject’s manifestation of itself, or a Divine Mind’s coming to self-consciousness” (Hegel’s Practical Philosophy, p. 184).

Pippin thinks those writers were “insufficiently attentive to the unusual foundations of the mature theory of ethical life, or to Hegel’s theory of spirit (Geist) and so the very unusual account of freedom that position justifies” (p. 185; for other aspects of Pippin’s reading, see Naturalness, Mindedness; Self-Legislation?; Actualization of Freedom; Hegel on Willing).

What Hegel calls “true” or “concrete” individuality “should not be confused with questions of pre-reflexive self-familiarity, self-knowledge, existential uniqueness, personal identity, psychological health, and so forth” (pp. 185-186).

The concrete individual for Hegel is an ethical being, i.e., a being to be understood through her actions and commitments, and as such embedded, ramified, and temporally extended — anything but an atom “acting” instantaneously in a vacuum. It is this ethical being — not factual existence — that is constituted by mutual recognition.

Pippin notes that recognition of others as “free” as an ethical aim is not directed at meeting any psychological need for recognition. (Certainly it is also not about believing they have arbitrary free will. Rather, it is to be identified with an elementary requirement of Kantian respect for others as a starting point for ethics.)

Pippin agrees with Ludwig Siep — a pioneer of scholarship on recognition in Hegel — that Hegel “understood himself to have clarified and resolved the great logical problems caused by the sort of relational claim implicit in a radical theory of the constitutive function of recognition (wherein the relata themselves, or agents, are ultimately also relational) in his account of ‘reflection’ in particular and the ‘logic of essence’ in general” (p. 183n).

The freedom said to be the essence of spirit — which emerges concretely from mutual recognition — involves a mediated relation to one’s own “individual immediacy”. Mediation grounds reason, which grounds universality (in the mid-range Aristotelian rather than the unconditional Kantian sense, as distinguished in Self-Legislation?), which grounds the actualization of freedom.

Hegel is quoted saying “in an ethical act I make not myself but the issue itself the determining factor” (p. 192). This is the perspective he identifies with “ethical life”. “When I will what is rational, I act not as a particular individual, but in accordance with the notions of ethical life in general” (ibid).

To interpret ourselves and others as ethical beings or “respectfully” is to understand ourselves and them as each “freely” acting from an ethos, in the sense that we genuinely share in it by virtue of “willingly” and actually acting on it — and that is genuinely ours by the fact that we have thus willingly taken it up, whoever “we” may turn out to be — rather than treating action as a matter of our empirical selves causing things and/or being caused to be in a certain way, and freedom as a matter of power-over.

Hegelian freedom is never an intrinsic property of a substance or subject; it is an achievement, and what is more, that achievement always has a certain fragility, or possibility of losing itself. The acting self “can only be said to be such a self when [it acknowledges] its dependence on others in any determination of the meaning of what is done” (p. 200). For Hegel, what agency consists in is thus not a “metaphysical or substantive question” (p. 204). Instead, it involves a kind of non-arbitrariness or responsiveness to reasons. It seems to me one might say it is a sort of procedural criterion.

Hegel is quoted saying “In right, man must meet with his own reason… The right to recognize nothing that I do not perceive as rational is the highest right of the subject” (p. 244). Pippin continues, “Further, it is not sufficient merely that subjects actually have some sort of implicit, subjective faith in the rectitude of their social and political forms of life, that they in fact subjectively assent….. What I need to be able to do to acknowledge a deed as my own… is in some way to be able to justify it” (pp. 245-246). “It is never a good reason simply to say, ‘This is how we do things'” (p. 266). For Brandom’s take on the same aspects of Hegel, see Hegel’s Ethical Innovation; In Itself, For Itself; Brandom on Postmodernity; Mutual Recognition.)

Beauty, Deautomatization

The 20th century Russian Formalist literary theorist Viktor Shklovsky said that art is the deautomatization of perception. At first this seems a specialized perspective best suited to various kinds of modern art, but on deeper reflection it may apply more broadly. Most traditional art, whether representational or pattern-based, is grounded in some kind of nonordinary perception or apprehension of things.

Kant in the Critique of Judgment talks about the sense of beauty as a kind of feeling of pleasure that is disinterested, in the sense of not being determined by impulse. He says it is even our duty to regard beauty as the “special symbol” of morality. For Kant, a moral will is grounded in deautomatization of action. It makes sense that this would be supported by deautomatizations of perception. Sensitivity to Kantian beauty also helps reinforce the acquired emotional intelligence that grounds ethical development. (See also Freedom Through Deliberation?)