What Meaning Is

Brandom has characterized the focus of his interests as the theory of meaning. Recent additions to his website include a fascinating 1980 typescript “Assertion and Conceptual Roles”. This early piece has a programmatic character. It goes even further than the 1976 dissertation in anticipating the leading ideas of his major works. (I will omit the also interesting mathematical-logical formalization that he experiments with here, but steers away from in Making It Explicit and A Spirit of Trust.)

While Brandom is resolutely modern in his identifications, this sort of investigation was pioneered by Aristotle. Meaning and truth are approached in terms of a kind of normative “saying” that is up to us. But the paradigmatic kind of saying is what Aristotle calls “saying something about something”, so it is not entirely up to us. Finally, the paradigmatic use of language is dialogical, imbued with a Socratic ethic of dialogue and free-spirited inquiry. And what we most fundamentally are is dialogical talking animals.

As Brandom puts it in the first sentence, “The paradigmatic linguistic activity is saying that-p, in the sense of asserting, claiming, or stating that-p for some declarative sentence p” (p. 1).

Today “declarative” is also an important if ill-defined concept in the theory of programming languages, where its use has a close relation to the logical use that is given ethical significance here. In that context, it is often glossed as focusing on the what not the how (or the end and not the means), although that is a simplification.

The deep issue underneath both these disparate cases is something like the meaning of meaning. In what follows, I think Brandom makes some real progress in clarifying what is at stake. It has both ethical and formal dimensions.

“Frege shows in the Begriffschrift that the ways in which sentences can occur as significant constituents of other sentences require us to distinguish the content of such an assertion (what is asserted) and the force of the assertion (the asserting of that content). For when a sentence appears as the antecedent of a conditional, it must have something, let us call it the ‘content’, in common with its occurrence as a free-standing assertion, or there would be no justification for detaching the consequent of the conditional when one is prepared to assert its antecedent. On the other hand, the asserting of the conditional does not include the asserting of the antecedent, since the asserter of the conditional might well take the former to be true and the latter to be false. It is a criterion of adequacy for any account of either of these features of declarative discourse that it be compatible with some correct account of the other” (ibid).

I had not realized that the Fregean distinction of Sinn (sense or force) and Bedeutung (reference) arose in this context of reference relations between parts of compound sentences. It seems likely that this point attributed to Frege was a source for Michael Dummet’s work on compound sentences in which one part refers to another, which Brandom had made significant use of a few years earlier, in the dissertation. Dummet was a leading Frege scholar.

It strikes me also that in a formal context, this inter-reference between components of compound sentences could serve as an inductively definable and thus paradox-free version of “self” reference. In a more discursive, less formal context, it recalls Kantian-Hegelian “reflection” and other interesting weakenings of strict identity like Hegel’s “speculative” identity or Ricoeur’s “narrative” identity. Instead of a formally strict and thus empty global self-reference, it is a matter of specifiable internal cross-reference.

Further below, Brandom will explicitly connect this with the theme of anaphora or internal back-reference that he later develops at length in Making It Explicit as a way in which identities are constituted out of difference. In the current text he will also relate it to the “prosentential” theory of truth. Prosentences like “that is true” are the sentential analogue of pronouns — they refer to sentences that express definite propositions in the same way that pronouns refer to nouns. Brandom is saying that concrete meaning involves both Fregean sense and Fregean reference.

“Exclusive attention to the practice of asserting precludes understanding the conceptual significance which such linguistic performances express and enable, while the complementary exclusion must cut off semantic theory from its only empirical subject matter, talking as something people do” (ibid).

Standard bottom-up compositional approaches to semantics focus exclusively on the “content”, and not on the related doing.

“[I]t might be tempting to think that such a theory offers special resources for a theory of asserting as representing, classifying, or identifying. It is important to realize that the same considerations which disclose the distinction of force and content expose such advantages as spurious” (ibid).

“There is no reason to suppose that the semantic representability of all sentences in terms of, say, set-membership statements or identity statements, reflects or is reflected in the explanatory priority of various kinds of linguistic performances” (p. 2).

“It then turns out that giving a rich enough description of the social practices involved in assertion allows us to exhibit semantic contents as complex formal features of performances and compound dispositions to perform according to those practices. In other words, I want to show that it is possible to turn exactly on its head the standard order of explanation canvassed above” (p. 3).

“To specify a social practice is to specify the response which is the constitutive recognition of the appropriateness of performances with respect to that practice…. But in the case of discursive practices, the constitutive responses will in general themselves be performances which are appropriate (in virtue of the responses the community is disposed to make to them) according to some other social practice. The appropriateness of any particular performance will then depend on the appropriateness of a whole set of other performances with similar dependences. Each social practice will definitionally depend upon a set of others” (p. 4).

This notion of practice is thus inherently normative or value-oriented. Brandom compares his holistic view of practices with Quine’s holistic view of the “web of belief”.

“Definitional chains specifying the extension of one practice in terms of its intension, and that intension in terms of another extension, and so on, may loop back on one another. We will say that any system of social practices which does so … is a holistic system…. Such a system of practices cannot be attributed to a community piecemeal, or in an hierarchic fashion, but only all at once.”

The key point about such a holistic system is that there are mutual dependencies between parts or participants.

“It follows that in systems containing essentially holistic practices, the norms of conduct which are codified in such practices are not reducible to facts about objective performances. The appropriateness or inappropriateness of any particular performance with respect to such a practice cannot ultimately be expressed in terms of communal dispositions to respond with objectively characterizable sanctions and rewards…. The norms themselves are entirely constituted by the practices of socially recognizing performances as according or not according with them” (p. 5).

“Facts about objective performances” have a monological character. In technical contexts this can be of great value. But ethical and general life contexts have an inherently dialogical or mutual character.

“A community ought to be thought of as socially synthesized by mutual recognition of its members, since a plausible sufficient condition of A‘s being a member of some community is that the other members of that community take him to be such…. This simple Hegelian model of the synthesis of social entities by mutual recognition of individuals has the advantage that it preserves the basic distinction between the individual’s contribution to his membership in a group and the contribution of the other members” (p. 6, emphasis added).

Here we have the first appearance of the great theme of mutual recognition in Brandom’s work. Brandom has dug deeply into this particular aspect of Hegel, making very substantial contributions of his own. In ethics, mutual recognition has roots in Aristotelian philia (friendship or love) and the so-called golden rule (do and do not do to others as you would have them do and not do to you). Brandom sees that Hegel treats mutual recognition not only as an ethical ideal but also as a fundamental explanatory principle.

“The crucial point is that the reflexive recognition (as social self-recognition) be an achievement requiring the symmetry of being recognized in a particular respect by those whom I recognize in that respect, and presupposing that my recognitions will be transitive…. A community is then any set P which is closed under transitive recognition…. [N]o one member is omniscient or infallible about such membership…, nor is it required that everyone recognize everyone else in the community” (p. 7).

The symmetry of recognizing and being recognized leads to the idea that authority and responsibility ought to be symmetrically balanced. This has tremendous implications.

“Asserting that-p is, among other things, to explicitly authorize certain inferences…. Saying this much does not yet say what the constitutive recognition of this authorizing consists in…. Our account of the authorizing of inferences will draw upon the second major feature of the social role of assertion” (ibid).

The idea of understanding acts of assertion principally in terms of an inferential constitution of meaning is transformative. Others have suggested or implied something like this, but Brandom expresses it with more clarity and thoroughness than anyone.

Reasoning is not a merely technical activity. The constitution of meaning has fundamental ethical significance.

“This second feature is noted by Searle when he says that an assertion (among other things) ‘counts as an undertaking to the effect that p represents an actual state of affairs’. Leaving aside the representationalist expansion of the content ascribed, we can see in the use of the term ‘undertaking’ the recognition of a dimension of responsibility in assertion, coordinate with the previously indicated dimension of authority. In asserting that-p one is committing oneself in some sense to the claim that-p. What sort of responsibility is involved? The leading idea of the present account is that it is justificatory responsibility which one undertakes by an assertion. Justification and assertion will be exhibited as essentially holistic social practices belonging to the same system of practices, internally related to one another. So the recognitive response-type which is the intension of the social practice of assertion must include recognition of the assertor as responsible for justifying his assertoric performance under suitable circumstances…. Authority in this sense consists in the social recognition of a practice as authorizing others” (pp. 9-10).

“What is essential is that the relation between the intensions and the extensions of a family of social practices underwrite a relation of what we may call (extending the usual sense) anaphoric reference between various performances. The term ‘anaphoric’ is used to indicate that this ‘referential’ relation is internal to a system of social practices, where one performance refers to another as one word refers to another in A: ‘Pynchon wrote the book’ B: ‘But has he tried to read it?’, where the pronouns anaphorically refer to the antecedent terms ‘Pynchon’ and ‘the book’. No relation between discursive and non-discursive items is supposed. A prime use of this expressive resource of anaphoric reference to typed utterings is exhibited just below, as a feature of demands for justification” (p. 12).

In Making It Explicit, Brandom uses linguistic anaphora to explain the constitution of objects as objects. Here he gives it an even broader role. Anaphora or back-referencing is the birth of substance, solidity, and modality in meaning. Again the ethical dimension comes to the fore. Assertion as lived concerns neither naked Parmenidean being nor pure objective facts.

“The key to our attempt to offer sufficient conditions for assertion by specifying a class of systems of social practices is the relation of justification which a set of assertions can have to another assertion…. Both the dimension of authority and the dimension of responsibility will be explicated in terms of the recognition of justification. Each of the different types of assertion which play a role in the systems we will examine, free-standing assertions, assertions which are the results of inferences authorized by other assertions, and assertions which are part of the justification which another asserting made its asserter responsible for, each of these types of assertion incurs a justificatory responsibility itself and authorizes further inferences. The relevant responsibility is to produce (what would be recognized as) an appropriate justification, if one is demanded…. The utterance of a conventional request for justification addressed to a foregoing assertion is to be always appropriate, and not itself in need of justification. The cognitive significance of the linguistic practices we describe stems from this universal appropriateness of demands for further justification (as Sellars takes the ‘rational’ structure of scientific practice to consist in its being a ‘self-correcting enterprise which can put any claim in jeopardy, though not all at once’…. An utterance in the conventional style of assertions (utterances which undertake justificatory responsibilities and issue inference licenses whose contents vary as the content of the assertion vary) will constitutively be recognized as possessing that authority only so long as the conditional responsibility to justify if queried has not been shirked…. No more for this distinction than elsewhere in the social practice story need we appeal to intentions or beliefs of performers” (pp. 12-13).

As I’ve mentioned a number of times, other variants of this ethics of dialogue or dialogical ethics have been developed by Plato, Gadamer, and Habermas.

“For just as inference passes the authority of assertion one way along the anaphoric chain, it also passes the justificatory responsibility incurred the other way along that chain” (p. 14).

“The extended responsibility induced by the presentation of a justification is defeasible by the performance of a counter-justification, comprising further assertions…. The categories of justificatory and counter-justificatory performances are not disjoint” (p. 17).

“Each of these conditions codifies some aspect of our ordinary practices of giving and asking for reasons” (p. 18).

“[A] set of basic and extended repertoires related by an accessibility relation will be called a conceptual idiom…. It is in terms of these still rather particularized structures that we will define assertional contents or conceptual roles” (pp. 18-19).

Next in this series: Conditionals and Conceptual Roles

Spirit of Trust

“At the very center of Hegel’s thought … is a radically new conception of the conceptual…. This way of understanding conceptual contentfulness is nonpsychological” (Brandom, A Spirit of Trust, p. 2).

“[W]hat confers conceptual content on acts, attitudes, and linguistic expressions is the role they play in the practices their subjects engage in…. [M]eaning is to be understood in terms of use” (p. 3).

“Hegel thinks that we cannot understand [the] conceptual structure of the objective world … except as part of a story that includes what we are doing when we practically take or treat the world [in a certain way]” (pp. 3-4). “[I]n knowing how (being able) to use ordinary concepts, one already knows how to do everything one needs to know how to do in order to grasp and apply the metaconcepts…. The categorial metaconcepts are the expressive organs of self-consciousness” (p. 5).

“In reading [Kant and Hegel] it is easy to lose sight entirely of ordinary empirical and practical concepts…. Yet I believe that the best way to understand what they are saying about their preferred topic of concepts operating in a pure, still stratosphere above the busy jostling and haggling of street-level judging and doing is precisely to focus on what these metaconcepts let us say about what is going on below…. If the point of the higher-level concepts is to articulate the use and content of lower-level ones, then the cash value of an account of categorial metaconcepts is what it has to teach us about ordinary ground-level empirical and practical concepts” (pp. 5-6).

“The process of experience is accordingly understood as being both the process of applying determinate conceptually contentful norms in judgment and intentional action and the process of instituting those determinate conceptually contentful norms. It is the gradual, progressive finding of what the content has been all along” (p. 6).

“So [Hegel] takes it that the only way to understand or convey the content of the metaconcepts that articulate various forms of self-consciousness … is by recollectively rehearsing a possible course of expressively progressive development that culminates in the content in question. And that is exactly what he does” (p. 7). “We can understand [the metaconcepts] in terms of what they make it possible for us to say and understand about the use and content of those ground-level determinate concepts” (p. 8).

“The second master idea of Kant’s that inspires Hegel’s story is his revolutionary appreciation of the essentially normative character of discursive intentionality. Kant understands judgments and intentional doings as differing from the responses of nondiscursive creatures in being performances that their subjects are in a distinctive sense responsible for. He sees them as exercising a special sort of authority: the authority that discursive subjects have to undertake commitments as to how things are or shall be. Sapient awareness, apperception, is seen as a normative phenomenon, the discursive realm as a normative realm” (p. 9).

“But concepts are now understood as ‘functions of judgments’. That is, they are understood in terms of their functional role in determining what one makes oneself responsible for or commits oneself to in judging. At the center of what one is responsible for is having reasons for judging or acting as one does. Concepts are rules that determine what counts as a reason for (or against) applying them, and what applying them counts as a reason for (or against)…. Discursive beings live and move and have their being in a normative space of reasons…. Where the Early Modern philosophical tradition had focused on our grip on concepts, Kant shifts attention to their grip on us” (ibid).

“That is to say that he understands representational purport, the way in which its acts show up to the subject as representings, as intentionally pointing beyond themselves to something represented by them, in thoroughly normative terms. Something is a representing insofar as it is responsible for its correctness to what thereby counts as represented by it” (p. 10).

“What one makes oneself responsible for doing in judging is rationally integrating the new commitment one undertakes with one’s prior commitments so as to yield a constellation of doxastic commitments that exhibits the sort of rational (‘synthetic’) unity distinctive of apperception. For concepts to play their functional role as rules for doing that, their contents must determine what would be reasons for or against each particular application of those concepts in judgment, and what those applications would be reasons for or against” (ibid).

“I have already gestured at Hegel’s nonpsychological conception of the conceptual as what is articulated by relations of material incompatibility and consequence…. Descartes understood the distinction between minded creatures and everything else in terms of a distinction of two kinds of stuff: mental and physical. Kant’s normative reconceiving of sapience replaces Descartes’s ontological distinction with a deontological one. Discursive creatures are distinguished by having rational obligations. They are subject to normative assessment of the extent to which what they think and do accords with their commitments or responsibilities” (p. 11).

“Kant’s insight into the normative character of judging and acting intentionally renders philosophically urgent the understanding of discursive normativity” (ibid).

“[Hegel’s] generic term for social-practical attitudes of taking or treating someone as the subject of normative statuses is ‘recognition’ [Anerkennung]. He takes it that normative statuses such as authority and responsibility are instituted when recognitive attitudes have a distinctive social structure: when they take the form of mutual or reciprocal [gegenseitig] recognition” (p. 12).

“[N]orms or statuses must be intelligible as having a certain kind of independence from practitioners’ attitudes toward them if they are to be intelligible as serving as authoritative standards for normative assessment of the propriety or correctness of those attitudes” (p. 13).

“But however it is with Wittgenstein, Hegel’s invocation of the social character of discursive normativity, in the form of the claim that normative statuses are instituted only by reciprocal recognitive attitudes, works quite differently” (ibid). “In Hegel’s terms, what a self-consciousness is in itself (its normative statuses) depends on both what it is for itself and what it is for others” (p. 14).

“Which others matter for the institution of a subject’s normative statuses is determined by the subject’s own recognitive attitudes: who it recognizes, in the sense of granting (attributing to) them the authority to hold it responsible. But it is not determined by those attitudes alone. Communities do come into the picture. What Hegel calls social ‘substance’ is synthesized by mutual recognition…. But Hegelian communities are constellations of reciprocal-recognitive dyads. The recognitive attitudes of others, who hold one responsible, are equally as important as the normative attitude of one who acknowledges a commitment. Hegel’s version is second-personal, perspectival ‘I’-‘thou’ sociality, not first-personal, ‘I’-‘we’ sociality” (pp. 13-14).

” ‘Dependence’ and ‘independence’, when applied to knowing and acting subjects, are Hegel’s way of talking about normative statuses of responsibility and authority, respectively” (p. 14).

“But corresponding to the reciprocal dependence of normative statuses and attitudes on the side of pragmatics, Hegel envisages a reciprocal dependence of meaning and use, of the contents of concepts and the practices of applying them…. Hegel balances Kant’s insight that judging and acting presuppose the availability of determinately contentful norms to bind oneself by and hold others to, with the insight that our practical recognitive attitudes of acknowledging and attributing commitments are all there is to establish the association of determinate conceptual contents with those attitudes — and so all there is to fix determinate norms or normative statuses they are attitudes toward. The issue of how to make sense of normative attitudes as genuinely norm-governed once we understand the norms as instituted by such attitudes, and the issue of how to understand normative attitudes as instituting norms with determinate conceptual contents are two sides of one coin” (pp. 15-16).

“As the most common misunderstanding of the social dimension sees individuals as bound to accord with communal regularities, the most common misunderstanding of the historical dimension sees the present as answerable to an eventual ideal Piercean consensus. Both are caricatures of Hegel’s much more sophisticated account” (p. 16).

“Viewed prospectively, the process of experience is one of progressively determining conceptual contents in the sense of making those contents more determinate, by applying them or withholding their application in novel circumstances…. Viewed retrospectively, the process of experience is one of finding out more about the boundaries of concepts that show up as having implicitly all along already been fully determinate…. It is of the essence of construing things according to the metacategories of Vernunft that neither of these perspectives is intelligible apart from its relation to the other, and that the correctness of each does not exclude but rather entails the correctness of the other” (p. 17).

“Hegel explains what is implicit in terms of the process of expressing it: the process of making it explicit…. This account of expression in terms of recollection grounds an account of representation in terms of expression” (p. 18).

“Finally, the new kind of theoretical self-consciousness we gain from Hegel’s phenomenological recollection is envisaged as making possible a new form of practical normativity. The door is opened to the achievement of a new form of Geist when norm-instituting recognitive practices and practical attitudes take the form of norm-acknowledging recollective practices and practical attitudes. When recognition takes the magnanimous form of recollection, it is forgiveness, the attitude that institutes normativity as fully self-conscious trust” (p. 19).

“Along the way we can see Hegel using the discussion of the experience of error to introduce the basic outlines of the positive account of representation that he will recommend to replace the defective traditional ways of thinking about representation that lead to the knowledge-as-instrument and knowledge-as-medium models” (p. 21).

“It is widely appreciated that the origins of Wilfrid Sellars’s critique of what he calls the ‘Myth of the Given’ are to be found in Hegel’s Sense Certainty chapter. Sellars himself points to this by opening his essay with an explicit acknowledgement of the kinship between the line of argument he will pursue and that of ‘Hegel, that great foe of immediacy’. By this he means that Hegel, like Sellars, denies the intelligibility of any concept of knowledge that is purely immediate, that involves no appeal to inferential abilities or the consequential relations they acknowledge (Hegel’s ‘mediation’)” (pp. 21-22).

“One conclusion that emerges is that the incompatibility-and-consequence relations that articulate the contents of both theoretical and observational concepts must be understood to be subjunctively robust. By engaging in inferences tracking those relations, experiencing subjects practically confront not only facts, but the lawful relations of consequence and incompatibility that make those facts both determinate and cognitively accessible” (p. 23).

“What self-conscious individual normative subjects are ‘for themselves’ and ‘for others’ are understood as normative attitudes: attitudes of acknowledging responsibility or claiming authority oneself, and attitudes of attributing responsibility or authority to others, respectively…. According to the reciprocal recognition model, one subject’s attitude of acknowledging responsibility makes that subject responsible only if it is suitably socially complemented by the attributing of responsibility by another, to whom the first attributes the authority to do so. The attitudes of acknowledging and attributing are accordingly interdependent. Each is responsible to and authoritative over the other, because only when suitably complementing each other do those attitudes institute statuses” (p. 24).

“One of the principal lessons of the discussion of pure independence, in the allegory of Mastery, is that the normative statuses of responsibility and authority are two sides of one coin. The point is not the trivial one that if X has authority over Y then Y is responsible to X, and vice versa. It is that X’s authority always involves a correlative responsibility by X. Independence always involves a correlative moment of dependence, and dependence always involves a correlative moment of independence” (pp. 24-25).

“The argument for the metaphysical defectiveness of the idea of pure independence (that is, authority without responsibility) in the allegory of the Master and the Servant is, inter alia, Hegel’s argument against the traditional subordination-obedience model of normativity. The crucial move in that argument is the claim that such a conception denies essential necessary conditions of the determinate contentfulness of the authority the Master claims” (p. 25).

“The recognitive community of all those who recognize and are recognized by each other in turn is a kind of universal order under which its members fall…. Self-consciousness in Hegel’s sense is practical awareness of oneself as such a recognitively constituted subject of normative statuses. It is accordingly a social achievement and a social status. Not only is it not the turning on of a Cartesian inner light; it is not even something that principally happens between the ears of the individual so constituted…. As such, it is an important point of reference wherever Hegel invokes the holistic structure of identities constituted by differences” (p. 26).

“The tradition Hegel inherited (endorsed by many philosophers since) understands agency in terms of a mental event of intending or willing causing a separate bodily movement, which in turn has various distinct causal consequences in the wider world. Hegel … thinks rather of doings as unitary things (processes …), which can be variously specified” (p. 27).

“Hegel understands those different kinds of description in normative terms of authority and responsibility…. Intentional specifications are those under which the agent in a distinctive sense acknowledges responsibility, while consequential specifications are those under which others, in a complementary sense, attribute responsibility and hold the agent responsible…. What the doing is in itself is the product of what it is for the agent and what it is for the others….Judging shows up as a limiting special case of practical doings understood in this way” (ibid).

“As the doing reverberates through the objective world, as its consequences roll on to the horizon, new specifications of it become available. Each of them provides a new perspective on the content of the doing, on what doing it is turning out to be. That the shooting was a killing, that the insulting was a decisive breaking off of relations, that the vote was a political turning point for the party are expressions of what was done that only become available retrospectively” (p. 28).

“A phenomenology is a recollected, retrospectively rationally reconstructed history that displays the emergence of what becomes visible as having been all along implicit in an expressively progressive sequence of its ever more adequate appearances (pp. 28-29).

“Hegel thinks that the most fundamental normative structure of our discursiveness underwent a revolutionary change, from its traditional form to a distinctively modern one. This vast sea change did not take place all at once, but over an extended period of time. The transition began with the ancient Greeks and proceeded at an accelerating pace. It was still incomplete in his time (and in ours), but with the main lineament of its full flowering just becoming visible. It is, he thought, the single biggest event in human history. ‘Geist’ is his term for the subject of that titanic transmogrification” (p. 29).

“The essence of the traditional form of normativity is practically treating norms as an objective feature of the world: as just there, as are stars, oceans, and rocks. [Normativity] is construed as having the asymmetric structure of relations of command and obedience that Hegel criticizes in his allegory of Mastery…. In any case, there are taken to be facts about how it is fitting to behave” (ibid).

“What is required to overcome alienation is practically and theoretically to balance the modern insight into the attitude-dependence of normative statuses with a reappropriation of the traditional insight into the status-dependence of normative attitudes. At the end of his Spirit chapters, Hegel tells us how he thinks that can and should be done. His account takes the form of a description of the final, fully adequate form of reciprocal recognition: the recollective recognitive structure of confession and forgiveness for which I appropriate his term ‘trust’ [Vertrauen]” (p. 30).

“It is, remarkably, a semantics with an edifying intent. The effect of theoretically understanding the nature of the conceptual contents we normatively bind ourselves by in our discursive activity is to be to educate and motivate us to be better people, who live and move and have our being in the normative space of Geist in the postmodern form of trust. For Hegel’s pragmatist, social-historical semantics makes explicit to us what becomes visible as our standing commitment to engage in the ideal recollective norm-instituting recognitive practices that are structured by trust — a commitment to practical magnanimity that is revealed to be implicit in talking and acting at all” (p. 32).

Gadamer on Hermeneutics

Hans-Georg Gadamer (1900- 2002) is another major 20th century German philosopher. Even more than Paul Ricoeur, he was the 20th century’s most widely recognized promoter of hermeneutics, going far beyond what had been developed by the romantic Schleiermacher (1768-1834) and the historicist Dilthey (1833-1911). Gadamer greatly emphasizes the importance of Platonic dialogue and Aristotelian practical judgment (phronesis). He takes the ethics of Plato and Aristotle very seriously. He is significantly inspired by Heidegger’s early work on a “hermeneutics of facticity”, but seems to have distanced himself from Heidegger’s dubious historical claims.

“Schleiermacher’s hermeneutics shows him to be a leading voice of historical romanticism…. Schleiermacher defined hermeneutics as the art of avoiding misunderstanding…. But the question also arises as to whether the phenomenon of understanding is defined appropriately when we say that to understand is to avoid misunderstanding…. We say, for instance, that understanding and misunderstanding take place between I and thou. But the formula ‘I and thou’ already betrays an enormous alienation. There is nothing like an ‘I and thou’ at all — there is neither the I nor the thou as isolated, substantial realities” (Gadamer, Philosophical Hermeneutics, p. 7).

Here he already makes several important points. First, concerning definition (or better, the constitution of meaning) — even though differences are constitutive for meaning in general, we do not in general get an adequate (i.e., uniquely applicable) definition of what something positively is merely by saying what it is not. Second, he implicitly emphasizes that dialogue occurs in the second person. But finally, like many of the subtler philosophers, Gadamer refines this position by rejecting any sharp separation between I and thou that would resemble a simple subject-object polarity.

“It is not so much our judgments as our prejudices that constitute our being. This is a provocative formulation, for I am using it to restore to its rightful place a concept of prejudice that was driven out of our linguistic usage by the French and the English Enlightenment…. Prejudices are not necessarily unjustified and erroneous” (p. 9).

This is indeed provocative, because it makes Gadamer’s views hard to separate from Counter-Enlightenment views. It is perfectly true that no real-world interpretation reaches a definite conclusion without some kind of assumptions. But the real challenge is to distinguish what assumptions are valid or unproblematic in any particular context. He seems to be working with an unconditionally negative view of the Enlightenment. I have issues with both the unconditionally positive view and the unconditionally negative view.

A bit less controversially, Gadamer makes a similar move to rehabilitate “tradition”. Pro-Enlightenment writers like Habermas and Brandom tend to use a high-level schematization that gives an unconditionally negative connotation to “traditionalism”. Gadamer would reject this.

“In fact, the historicity of our existence entails that prejudices, in the literal sense of the word, constitute the initial directedness of our whole ability to experience…. They are simply conditions whereby we experience something — whereby what we encounter says something to us” (ibid).

No serious philosophical dispute was ever resolved by recourse to a dictionary. But every dictionary definition of prejudice I have seen explicitly treats it as something that is unjustified. Not every unjustified view is harmful or wrong. But when such a matter is contested, I say that the one who claims that a prejudice is benign should have a strong burden of proof.

“The nature of the hermeneutical experience is not that something is outside and desires admission. Rather, we are possessed by something and precisely by means of it we are opened up for the new, the different, the true” (ibid).

This is quite a long way from Robert Pippin’s insistence that discursive thought must be considered as entirely active, and can admit no element of passivity. On this particular issue, I would side with Gadamer.

“Experience” is another term that can be quite ambiguous. Gadamer discusses historical uses of Erlebnis at considerable length in his magnum opus Truth and Method. Apparently the German word in this form was first used by Hegel. The meaning here is rather far from its meaning in British empiricism.

“The concept of prejudice is closely connected to the concept of authority” (ibid).

Gadamer also wants to rehabilitate the notion of authority. Authority does not mean only an irrational force. Like Brandom, he emphasizes that legitimate authority is grounded in shared understanding. At the same time he highlights the importance of questions and questioning.

“No assertion is possible that cannot be understood as the answer to a question, and assertions can only be understood in this way. It does not impair the impressive methodology of modern science in the least” (p. 11).

Questions are more primary than assertions. He has little use for any kind of technical methodology that could be applied by rote.

“[M]ethodology as such does not guarantee in any way the productivity of its application. Any experience of life can confirm the fact” (ibid).

“How could one seriously mean, for example, that the clarification of the taxation practices of fifteenth-century cities or the marital customs of Eskimos somehow first receive their meaning from the consciousness of the present and its anticipations?” (p.12).

“It is imagination [Phantasie] that is the decisive function of the scholar. Imagination naturally has a hermeneutical function and serves the sense for what is questionable” (ibid).

As might also be said of Heidegger, Gadamer seems to be very strongly on the side of the romantics, and not that of the enlighteners.

I like the emphasis on what is questionable. It helps to moderate the conservative implications of his positive treatment of prejudice, tradition, and authority.

“The real power of hermeneutical consciousness is our ability to see what is questionable. Now if what we have before our eyes is not only the artistic tradition of a people, or historical tradition, or the principle of modern science in its hermeneutical preconditions but rather the whole of our experience, then we have succeeded, I think, in joining the experience of science to our own universal and human experience of life. For we have now reached the fundamental level that we can call …the ‘linguistic constitution of the world’. It presents itself as the consciousness that is affected by history [wirkungsgeschichtliches Bewusstsein] and that provides an initial schematization for all our possibilities of knowing… What I mean is that precisely within his scientific experience it is not so much the ‘laws of ironclad inference’ … that present fruitful ideas to him, but rather unforeseen constellations that kindle a spark of scientific inspiration (e.g., Newton’s apple…)” (p. 13).

He leaves a place for modern science in the broader context of human life. Romanticism is not necessarily hostile to science. He points to the universality of hermeneutic interpretation.

“[T]he romantics recognized the inner unity of intelligere and explicare. Interpretation is not an
occasional, post facto supplement to understanding; rather, understanding is always interpretation, and hence interpretation is the explicit form of understanding. In accordance with this insight, interpretive language and concepts were recognized as belonging to the inner structure of understanding. This moves the whole problem of language from its peripheral
and incidental position into the center of philosophy” (Truth and Method, p. 306).

“Moral knowledge can never be knowable in advance like knowledge that can be taught” (p. 318).

I would not myself speak of moral “knowledge”, but the use here is highly qualified. He endorses Plato’s sharp critique of opinion, which I can only applaud. He seems to endorse Plato’s sharp contrast between knowledge and opinion.

“Plato shows in an unforgettable way where the difficulty lies in knowing what one does not know. It is the power of opinion against which it is so hard to obtain an admission of ignorance. It is opinion that suppresses questions. Opinion has a curious tendency to propagate itself. It would always like to be the general opinion, just as the word that the Greeks have for opinion, doxa, also means the decision made by the majority in the council assembly. How, then, can ignorance be admitted and questions arise?” (p. 359).

Honest recognition of what we do not know is the beginning of wisdom.

“[Aristotle] is concerned with reason and with knowledge, not detached from a being that is becoming, but determined by it and determinative of it. By circumscribing the intellectualism of Socrates and Plato in his inquiry into the good, Aristotle became the founder of ethics as a discipline independent of metaphysics” (p. 310).

Illocution

Habermas wants to promote a notion of communicative rationality as “uncurtailed communication”, an orientation toward developing shared understanding. He even calls shared understanding the telos of human speech, in something close to an Aristotelian sense, although he generally uses “teleology” only in a negative way, as a mere utilitarian calculation of the means to realize empirical self-interest. But I find the ethical sense that he gives to communication to be very admirable.

“The positivization, legalization, and formalization of law mean that the validity of law can no longer feed off the taken-for-granted authority of moral traditions but requires an autonomous foundation, that is, a foundation that is not only relative to given ends. Moral consciousness can satisfy such a requirement only at the postconventional level. It is here that there first emerges the idea that legal norms are in principle open to criticism and in need of justification” (p. 260, emphasis in original).

He speaks here of the postconventional and posttraditional in law and ethics, as he elsewhere speaks of the postmetaphysical and the postsecular.

“These posttraditional basic concepts of law and morality are first developed and systematized in modern natural law theories. The model for justifying legal norms is an uncoerced agreement, arrived at by those affected, in the role of contractual partners who are in principle free and equal” (p. 261).

I really was not at all familiar with the early modern “natural law” tradition when I first encountered Brandom’s significant references to it. Here we reach another limitation that Habermas finds in Weber.

“Weber stresses precisely the structural properties connected with the formalism of a law that is systematized by specialists and with the positivity of norms that are enacted. He emphasizes the structural features I have elucidated as the positivity, legalism, and formality of law. But he neglects the moment of a need for rational justification; he excludes from the concept of modern law precisely the conceptions of rational justification that arose with modern theories of natural law in the seventeenth century…. It is in this way that Weber assimilates the law to an organizational means applied in a purposive-rational manner, detaches the rationalization of law from the moral-practical complex of rationality, and reduces it to a rationalization of means-ends relations” (p. 262).

This remark by Habermas seems to have large consequences. He points to an important principle of rational justification in the natural law tradition that goes beyond means-ends calculations, and criticizes Weber for deemphasizing it.

“Rational natural law, in its different versions from Hobbes and Locke through Rousseau and Kant to Hegel, … rests on a rational principle of justification and is, in terms of moral-practical rationalization, further advanced than the Protestant ethic, which is still founded on religion. Nevertheless, Weber does not hold it to be purely and simply an element of modern law. He wants to separate it carefully ‘from revealed, as well as from enacted and from traditional law’. Thus he constructs an antithesis between modern law in the strict sense, which rests only on the principle of enactment, and the not yet completely ‘formal’ law of modern natural law theories which rests upon principles of grounding (however rational). In his view, modern law is to be understood in a positivistic sense, as law that is enacted by decision and fully disconnected from rational agreement, from ideas of grounding in general, however formal they might be.” (p. 263, emphasis in original).

I did not realize that Weber had a decisionist theory of modern law. “Decisionist” views of law and politics, as Habermas points out, fundamentally appeal to authority rather than to meaning or reason. In my view, this means they ought to be shunned by anyone who cares about meaning or reasonableness.

“This argument is confusing because it combines, in an opaque manner, an immanent critique of the deficient radicalism of natural law conceptions of grounding that are not yet sufficiently formal with a transcendent critique of the need for principles of justification at all and clothes both in the guise of a criticism of the naturalistic fallacy. One might certainly raise the objection that the concept of natural rights still had strong metaphysical connotations in the seventeenth and eighteenth centuries. However, with the model of a contract through which all legal associates, after rationally weighing their interests, regulate their common life as free and equal partners, modern natural law theorists were the first to meet the demand for a procedural grounding of law, that is, for a justification by principles whose validity could in turn be criticized. To this extent, ‘nature’ and ‘reason’ do not stand in this context for some metaphysical contents or other; rather, they circumscribe formal conditions which an agreement must satisfy if it is to have legitimating force, that is, if it is to be rational. Weber again confuses the formal properties of a postconventional level of justification with particular substantive values (p. 264).

“[A]ssuming that legitimacy is a necessary condition for the continued existence of every type of political domination, how can a legal domination whose legality is based on a law that is viewed in purely decisionistic terms (that is, a law that devalues all grounding in principle) be legitimated at all?” (pp. 264-265, emphasis in original).

Habermas has a marvelously sharp critique of attempts to separate law and politics from requirements for rational ethical justification. He distinguishes two very different kinds of “proceduralist” views of law. One is reductively empiricist and collapses the distinction between is and ought. At best it orients toward a kind of conformity or obedience. The other aims to ground “procedure” in rational ethics, conditions of dialogue, and what Habermas calls ideal speech situations.

“Legitimation through procedure does not mean here going back to formal conditions for the moral-practical justification of legal norms; it means rather keeping to procedural prescriptions in administering, applying, and enacting law. Legitimacy rests then on ‘belief in the legality of enacted rules and the right of those elevated to authority under such rules to issue commands’. It remains unclear how the belief in legality is supposed to summon up the force of legitimation if legality means only conformity with an actually existing legal order, and if this order, as arbitrarily enacted law, is not in turn open to practical-moral justification. The belief in legality can produce legitimacy only if we already presuppose the legitimacy of the legal order that lays down what is legal. There is no way out of this circle…. The transitions between ‘agreed upon’ and ‘imposed’ order are fluid” (p. 265, emphasis added).

Empirical, factual conformity to law is no guarantee of moral rightness. The Nazi regime in Germany, for example, had a factual conformity to law, thanks in part to the apologetics of Carl Schmitt. This can hardly be taken to legitimate it.

“Notwithstanding these fluid transitions, the two sources of legitimacy on which the belief in legality depends can certainly be distinguished analytically: rationally motivated agreement versus the imposition of a powerful will” (p. 266).

Here he puts it very clearly. Legal/political “impositionism” is a kind of voluntarism. Like all voluntarism, it elevates arbitrary will above reason. This effectively destroys the space in which ethical reason could flourish, by eliminating the possibility of questioning whatever is imposed.

Habermas is very clear that there is a sharp opposition between any kind of authoritative “imposition” and agreement based on reasons. I find this highly commendable. Unlike Brandom, he does not get caught up in apologizing for the elements of impositionism that can also be found in the natural law tradition.

(Brandom even takes this so far as to retrospectively claim a historically progressive role for theological voluntarism. I think Brandom is a truly great philosopher overall, but on this particular issue Habermas seems to do much better. Brandom is quite right that the natural law theorists like Pufendorf introduced new ideas of holding authority to certain standards of reasonableness. But he takes the voluntarist element in Pufendorf to be an essential ingredient, rather than an unresolved inconsistency. Indeed everyone seems to call Pufendorf a political voluntarist. But my brief examination of Pufendorf did not find him emphasizing the justification of arbitrary actions, which is the sin qua non of voluntarism. Quite the contrary, his avowed emphasis seemed to be on reasonable standards. Pufendorf wrote during the age of absolute monarchies, when any advocate of limitations on the monarch’s prerogative had to write cautiously.)

“Belief in the legality of a procedure cannot per se — that is, in virtue of positive enactment — produce legitimacy” (ibid).

Legality is a mere fact. Rightness is an ideal.

“Weber confuses an appeal to the need to justify legal domination — that is, an attempt to go back to the legitimating foundation of rational agreement — with an appeal to particular values” (p. 267).

Habermas is saying that Weber treats criteria of reasonableness in law and politics as inevitably particularist. Habermas sharply rejects this conclusion, as do I.

“Weber forcefully works out the formal properties of modern law, on the basis of which it is suited as a means of organization for subsystems of purposive-rational action. But he restricts the concept of law positivistically to such an extent that he can neglect the moral-practical aspect of rationalization (the principle of justification) and take account only of its cognitive-instrumental aspect (the principle of enactment). Weber considers the advances of modern legal development exclusively from the standpoint of formal rationality, that is, of a value-neutral, means-ends, systematic shaping of spheres of action, which is tailored to the type of strategic action. The rationalization of law is then no longer measured against the inner logic of the moral-practical sphere of value, as is that of ethics and life-conduct; it is directly connected to the progress of knowledge in the cognitive-instrumental sphere of value” (p. 268).

This is to say that despite his commendable neo-Kantian scruples regarding the importance of values, Weber aims to completely withdraw questions of value from law and politics.

“The assumption — which sprang up with legal positivism and was adopted and overextended by social-scientific functionalism — that normative validity claims could be withdrawn, without any noteworthy consequences for the stability of the legal system in the consciousness of the system’s members, is empirically untenable” (p. 269).

I quite agree with Habermas that a policy that is disconnected from all values cannot and does not govern in real life. But it matters a lot whether we criticize the empiricist freedom from values from a point of view of inquiry into reasons, or from a traditionalist point of view that takes reasons for granted, and treats the questioning of authority as improper.

“This leads to a rather ironic consequence for Weber’s diagnosis of the times. He deplores the switch from ethical to purely utilitarian action orientations…. Thus he ought to welcome movements that are directed against parallel tendencies in the law…. [But] Weber regards as detracting from the formal qualities of law not only traditionalist attempts to reideologize it but also progressive efforts to reattach it to procedural requirements for grounding” (ibid).

Apparently, Weber regards the formal positivity of law (the principle of “enactment”) as having more to do with the rationalization of modern society — which he sees in terms of technique — than any substantive inquiry into reasons. Habermas traces this to defects in the way action is understood.

“It is not my intention to pursue a critique of ideology probing the roots of this inconsistency. I am concerned with the immanent reasons for Weber’s inability to carry through his theory of rationalization as it is set up…. First, I want to unearth certain bottlenecks in the concept formation of his action theory…. Second, I would like to show that the ambiguity in the rationalization of law cannot be grasped at all within the limits of a theory of action” (p. 270).

This is extremely important. Meaning is not adequately explainable by the mental intentions of nominal subjects. Along with Habermas, Paul Ricoeur and Alain de Libera have pointed out major blockages in the 20th-century “theory of action”. Gwenaëlle Aubry has developed an Aristotelian alternative that I rather like. Brandom has developed a new normative pragmatics and a new inferentialist semantics. He sees Kant as having developed a highly original alternative notion of intentionality that is based on shareable notions of responsibility and commitment, rather than on attributions of private subjective consciousness or belief.

“Intentionalist semantics is based on the counterintuitive idea that understanding the meaning of a symbolic expression X can be traced back to understanding the intention of speaker S…. For a theory of communicative action only those analytic theories of meaning are instructive that start from the structure of linguistic expressions rather than from speakers’ intentions” (pp. 274-275).

Linguistic expressions have a degree of objectivity, substantiality, or seriousness mainly because they are shareable. About the private intentions and mental states of speakers we can only speculate in the ordinary pejorative, non-Hegelian sense. With what is said on the other hand (at the level of understandable meaning and what Habermas calls validity claims, not that of putative bare fact or event), we can go much further.

“Starting from the pragmatist theory of signs introduced by Pierce and developed by Morris, Carnap made the symbolic complex … accessible to an internal analysis from syntactic and semantic points of view. The bearers of meaning are not isolated signs but elements of a language system, that is, sentences whose form is determined by syntactic rules and whose semantic content is determined by relations to designated objects or states of affairs. With Carnap’s logical syntax and the basic assumption of referential semantics, the way was opened to a formal analysis of the representational function of language. On the other hand, Carnap considered the appellative and expressive functions of language as pragmatic aspects that should be left to empirical analysis” (p. 276).

“The theory of meaning was finally established as a formal science only with the step from reference semantics to truth semantics. The semantics founded by Frege and developed through the early Wittgenstein to Davidson and Dummet gives center stage to the relation between sentence and state of affairs, between language and the world. With this ontological turn, semantic theory disengaged itself from the view that the representational function can be clarified on the model of names that designate objects. The meaning of sentences, and the understanding of sentence meanings, cannot be separated from language’s inherent relation to the validity of statements. Speakers and hearers understand the meaning of a sentence when they know under what conditions it is true. Correspondingly, they understand the meaning of a word when they know what contribution it makes to the capacity of truth of a sentence formed with its help. Thus truth semantics developed the thesis that the meaning of a sentence is determined by its truth conditions” (pp. 276-277).

This mini-history of 20th-century philosophy of language is very close to that put forward by Brandom, who calls Habermas one of his heros. (Habermas in turn sympathetically cites Rorty.)

Habermas is enthusiastic about Austin and Searle’s work on speech acts, and points out that this belongs to the more generally neglected area of the pragmatics of language. I think this predates Brandom’s major original work on a normative pragmatics.

“The limits of this approach become visible as soon as the different modes of using sentences are brought under formal consideration…. Along the line from the later Wittgenstein through Austin to Searle, the formal semantics of sentences was extended to speech acts. It is no longer limited to the representational function of language but is open to an unbiased analysis of the multiplicity of illocutionary forces” (p. 277).

Here we touch on Habermas’s version of the critique of representationalism. In its place he suggests that we address a multiplicity of illocutionary forces (taking force in the Fregean linguistic sense, rather than the more common one). Habermas strongly ties Austin’s “illocution” — or the doing involved in speech acts — with conditions and practices for evaluation of what he calls validity claims, as distinct from claims of truth.

“The theory of speech acts marks the first step toward a formal pragmatics that extends to noncognitive modes of employment. At the same time … it remains tied to the narrow ontological presuppositions of truth-conditional semantics. The theory of meaning can attain the level of integration of the communication theory that Bühler advanced in a programmatic way only if it is able to provide a systematic grounding for the appellative and expressive functions of language (and perhaps also for the ‘poetic’ function related to the linguistic means themselves, as this was developed by Jakobson)” (ibid).

One of the areas in which Habermas has been criticized has been his avowed commitment to a form of “cognitivism”. But once again, the vocabulary is ambiguous. Cognitivism could mean anything from the view that all judgment is exclusively of a calculating sort, to the view that value judgments depend on interpretation of meaning. Habermas rejects the former, and endorses the latter. He emphasizes that there are also “noncognitive” elements in speech acts.

“For this purpose the paradigm change in philosophy of language that was introduced by J. L. Austin … must be radicalized in such a way that the break with the ‘logos characterization of language’, that is, with privileging its representational function, also has consequences for the choice of ontological presuppositions in the theory of language…. It is with this in mind that I have proposed that we do not set illocutionary force over against propositional content as an irrational force, but conceive of it as the component which specifies which validity claim a speaker is raising with his utterance, how he is raising it, and for what” (pp. 277-278).

Illocutionary force is “the component which specifies which validity claim a speaker is raising with his utterance, how he is raising it, and for what”. This seems like a nice alternative to subject-centered notions of intentionality.

“With the illocutionary force of an utterance a speaker can motivate a hearer to accept the offer contained in his speech act and thereby accede to a rationally motivated binding (or bonding, Bindung) force” (p. 278).

He criticizes the appeals that Weber and others make to consciousness, as if it were a source. We ought to look at shareable meaning instead. The only thing that makes anything binding is the so-called force of reasons.

“Weber does not rely here on a theory of meaning but on a theory of consciousness. He does not elucidate ‘meaning’ in connection with the model of speech; he does not relate it to the linguistic medium of possible understanding, but to the beliefs and intentions of an acting subject, taken to begin in isolation” (p. 279).

“Weber does not start with the social relationship. He regards as rationalizable only the means-ends relation of teleologically [sic] conceived, monological action. If one adopts this perspective, the only aspects of action open to objective appraisal are the effectiveness of a causal intervention into an existing situation and the truth of the empirical assertions that underlie the maxim or the plan of action — that is, the subjective belief about a purposive-rational organization of means” (p. 281).

Here he enumerates symptoms of what he calls a “monological” (opposite to dialogical) exclusive focus on what I would call a modern interpretation of efficient causality as a basis for explanation. He emphasizes the second-person, “I-Thou” communicative aspect of reason over the more common reduction of everything to first- and third-person (“subjective” and “objective”) points of view. He is arguing that the reason we ought to care about and cultivate has an I-Thou character, first and foremost.

“A communicatively achieved agreement has a rational basis; it cannot be imposed by either party, whether instrumentally through intervention in the situation directly or strategically through influencing the decisions of opponents. Agreement can indeed be objectively obtained by force; but what comes to pass manifestly through outside influence or the use of violence cannot count subjectively as agreement” (p. 287).

I want to cheer when I read things like this.

“If we were not in a position to refer to the model of speech, we could not even begin to analyze what it means for two subjects to come to an understanding with one another. Reaching understanding is the inherent telos of human speech…. The concepts of speech and understanding reciprocally interpret one another” (ibid, emphasis added).

I think Plato and Aristotle were very aware of this reciprocity between speech and understanding, but it got largely forgotten later on. Plato centrally stresses open dialogue and questioning as the way to truth. Aristotle develops a whole art of simultaneously addressing linguistic meaning, reality, and ultimate rightness in a balanced way that anticipates many points in Kant and Hegel.

“”[E]xamples of the use of language with an orientation to consequences seem to decrease the value of speech acts as the model for action oriented to reaching understanding.”

Here consequences are understood in a modern causal sense, and not a logical or inferential one. Consequences and truth conditions were the main concern of earlier analytic philosophy. There is an ethical view called “consequentialism” that judges deeds strictly by their outcome, and is closely related to utilitarianism.

“This will turn out not to be the case only if it can be shown that the use of language with an orientation to reaching understanding is the original mode of language use, upon which indirect understanding, giving something to understand or letting something be understood, and the instrumental use of language in general, are parasitic. In my view, Austin’s distinction between illocutions and perlocutions accomplishes just that” (p. 288, emphasis in original).

This is very important. Second-person communication is more primary than third-person representation. Habermas recalls Austin’s three-way distinction among speech acts.

“Through locutionary acts the speaker addresses states of affairs; he says something. Through illocutionary acts the speaker performs an action in saying something…. Finally, through perlocutionary acts the speaker produces an effect upon the hearer…. The self-sufficiency of the speech act is to be understood in the sense that the communicative intent of the speaker and the illocutionary aim he is pursuing follow from the manifest meaning of what is said. It is otherwise with teleological [sic] actions. We identify their meaning only in connection with the intentions their authors are pursuing and the ends they want to realize. As the meaning of what is said is constitutive for illocutionary acts, the intention of the agent is constitutive for teleological [sic] actions” (pp. 288-289).

The kind of meaning we should care most about links the “manifest” meaning of what is said with the pragmatics of justification. Representational and truth-conditional semantics are logistical tools that should be in service to a broader pragmatic inquiry. Brandom has developed an original inferential semantics, in close connection with a normative pragmatics that he considers ultimately to be more primary.

“What we mean by reaching understanding has to be clarified solely in connection with illocutionary acts” (p. 293).

This follows from his description of the three kinds of speech acts.

“I have called the type of interaction in which all participants harmonize their individual plans of action with one another and thus pursue their illocutionary aims without reservation ‘communicative action’ (p. 294, emphasis in original).

Now he says that the whole huge topic he has been addressing as distinctively communicative action revolves around illocution.

“Thus I count as communicative action those linguistically mediated interactions in which all participants pursue illocutionary aims, and only illocutionary aims” (p. 295, emphasis in original).

He glosses this in terms of the “acceptability” of speech acts.

“We understand a speech act when we know what makes it acceptable” (p. 297, emphasis in original).

“A speech act may be called ‘acceptable’ if it satisfies the conditions that are necessary in order that the hearer be allowed to take a ‘yes’ position on the claim raised by the speaker. These conditions cannot be satisfied one-sidedly, either relative to the speaker or to the hearer. They are conditions rather for the intersubjective recognition of a linguistic claim” (p. 298, emphasis in original).

“Registering a validity claim is not the expression of a contingent will; and responding affirmatively to a validity claim is not merely an empirically motivated decision…. Validity claims are internally connected with reasons and grounds” (p. 301, emphasis in original).

This is the beginning of wisdom.

“That a speaker means what he says can be made credible only in the consistency of what he does and not through providing grounds” (p. 303).

In an earlier post, we saw that Habermas carefully distinguishes between truth, validity, and sincerity.

“We have distinguished genuine imperatives, with which the speaker connects a claim to power, from speech acts with which the speaker raises a criticizable validity claim” (p. 304).

Claims of authority too are qualitatively different from claims of validity or general reasonableness. In discussions of validity, authority as such has no place. To bring claims of authority into a discussion of reasons, where claims of authority have no place, is a kind of cheating.

“We discover the incompleteness of the literal meaning of expressions only through a sort of problematizing that is not directly under our control. It emerges as a result of problems that appear objectively and have an unsettling effect on our natural worldview. The fundamental background knowledge that must tacitly supplement our knowledge of the acceptability conditions of linguistically standardized expressions if hearers are to be able to understand their literal meanings, has remarkable features: It is an implicit knowledge that cannot be represented in a finite number of propositions; it is a holistically structured knowledge, the basic elements of which intrinsically define one another; and it is a knowledge that does not stand at our disposition, inasmuch as we cannot make it conscious and place it in doubt as we please” (p. 336, emphasis in original).

New Biography of Hegel

Hegel: The Philosopher of Freedom by Klaus Vieweg (German ed. 2019; English tr. 2023) is a highly acclaimed new biography of Hegel. Even more so than the also good one by Terry Pinkard, it provides evidence refuting longstanding misinformation about Hegel, and especially his political views. It gives more of a sense of what kind of person Hegel was and what his core values were than anything I’ve seen before. This background will be good to bear in mind for the upcoming treatment of Heidegger’s claims about Hegel.

Hegel comes across as warm, sociable, witty, deeply concerned with equality, and personally courageous. Vieweg says that his extensive engagement with the arts has been underappreciated, and that Hegel’s lectures on art basically gave birth to art history as a discipline. He also says the place of both ancient and modern skepticism in Hegel’s formation has been underestimated, and in particular that Hegel’s distinctive notion of negation reflects a skeptical heritage.

“The two pillars of [Hegel’s] thinking are freedom and reason…. He is the most famous figure in modern philosophy, arguably its greatest master…. Today, Hegel’s portrait deserves to be finally liberated from clichés and grotesque fairy tales” (ibid).

“Reason” in Hegel generally means something holistic, never mere logic chopping. “Freedom” is a key topic throughout German Idealism, and a subject of much ambiguous rhetoric. Its meanings include both civil liberties and something called free will. But Hegel at least — like Paul Ricoeur — has a clearly non-voluntarist notion of free will that is one of his most important ideas (see Actualization of Freedom; Hegel on Willing).

Vieweg emphasizes Hegel’s deep commitment to democratic or “republican” politics. Hegel took personal risks as a firm supporter of the moderate Girondin faction of the French Revolution, as well as defending the legal reforms of the Napoleonic Code, which ended the legal basis for aristocratic privilege. He repeatedly went to great lengths to defend students who had been arrested by the police. He could have been charged with treason for delivering a letter to a revolutionary in Paris.

“In Berlin, Hegel established himself as the premier intellectual opponent of the Restoration…. The secret police were watching him all along…; it was widely known that Hegel supported traitors and revolutionary students” (p. 3).

“Hegel was among ‘the first to really conceptualize people as social beings. He ushered in a normative, free era of thought ” (p. 6).

“According to Hegel, … a person is the ‘sum of their deeds’. It is our actions that show what lies deep within us” (p. 9).

Robert Pippin has very thoroughly developed this point in Hegel’s Practical Philosophy.

“A life should not be seen as ‘internally congruent’ but rather full of ‘strange interwoven branching paths’, which are affected by contingencies…. In Hegel’s own words, the particularity of a person, the unique, the ‘individual character’, is the most important thing” (ibid).

Individual character is emergent, and it is an accomplishment. I think Paul Ricoeur’s work on “narrative identity” is more Hegelian than Ricoeur himself recognized..

“Lawrence Stern’s Tristram Shandy, one of Hegel’s favorite books, posits that a biography should depict a person’s character such that the reader can discern the subject’s ruling passions. Hegel describes these quintessences, these crucial inner attitudes and motivations, by the Greek word pathos, and calls them the ‘self-justifying power of the mind, which holds rationality and free will'” (ibid).

“A life should be reconstructed in all its dimensions and perspectives, its changing circumstances, experiments, continuities, and moments of transition, for it contains all the errors and confusions of a human ‘I’: an ‘independent unity’ of countless deeds and episodes, synthesizing diverse personality traits that were, when they were being lived out, incoherent and full of self-contradictions. The identity, that which stays ‘true to itself’ throughout the changes, should and can only be determined afterwards” (pp. 9-10).

Similarly, unity of apperception is an emergence, and a tendency that reconstitutes itself at every moment. It can be treated as static only in hindsight, and it is never pre-given.

“[B]iography is but a medium for a plea for free thought. To use Lawrence Stern’s words: it must be an attack on stupidity, on any and all superstition, on vanity, on rationalizing dogma and fanaticism, on scholars lolling on the floor with their inkpots, on pompous philosophers. The most important thing to clarify is that Hegel sought to make philosophy the most rigorous form of knowledge, and that reason and freedom remained the common thread and continual credo of his entire life” (p.11).

In this example of unity of apperception and biography, we can see how the theoretical and the practical are being thoroughly intermingled.

“Let us get this straight: at every stage of his work, Hegel stood for free republican ideals, against the Restoration and conservative models of thought” (p. 12).

“To philosophize: to think and live freely” (p.13).

“They were up against a strong and despotic nobility” (p. 18).

“With respect to his budding philosophical interests, we may note his occupation with Epictetus’s understanding of freedom and self-determination, which was inspired by Aristotle’s thoughts on prohairesis” (p. 22).

With this reference to Aristotle and Epictetus, we again have an indication that Hegel’s talk of free will should not be interpreted voluntaristically.

“As early as 1787, in Stuttgart, the seventeen-year-old Hegel distanced himself from the religious vision that ‘all-powerful God rules at will'” (p. 25). “He referred to Rousseau’s view of God in Émile, which turns against the superstition inherent in all religions and against the notion that God brings happiness and unhappiness, and portrays God as connected with all ideas of understanding and good” (p. 26).

For years, I could not understand why Kant and Hegel would esteem Rousseau so highly, when Rousseau is an anti-rationalist voluntarist. The answer is that it was not his rather shallow “philosophy” that attracted them, but his practical and literary views of politics and religion and human goodness. And much of Hegel’s engagement with Rousseau was through the poet Schiller.

“Hegel was also a great admirer of poetry…. Hegel liked Schiller’s tone” (p. 28). “Schiller likened Rousseau’s philosophy to Prometheus’s fire which provided arms against the horrors of poverty and ‘demonic self-interest'” (p. 29).

The French Revolution’s “declaration of inalienable human rights and its first article — ‘Men are born and remain free and equal in rights’ — as well as Rousseau’s and Kant’s philosophy of autonomy — were suggestions and challenges for the young Hegel” (p. 32).”The [French] Revolution was motivated by philosophy; Hegel called it ‘the dawn of freedom’…. [F]reedom means rights for all humanity” (p. 36).

“[R]eports from the French capital proclaimed the the importance of philosophy for revolution — ‘the breath of life which is philosophy has reached every atom of civil society’ — and educated people far and wide on the concept of human rights” (p. 37).

All this is what Hegel means by freedom — human rights and civil liberties, nothing metaphysical.

[The poet] Hölderlin called his friend a genius; Schelling saw Hegel, with his bold and Kant-inspired philosophical revolution, as the one who would most ‘tear apart the web of stupid superstitions'” (ibid). “Rousseau’s and Kant’s ideas would help him construct a more profound subjective religion, a folk religion, which ‘goes hand in hand with freedom’…. Religion is one of the most important subjects, a Hegelian fragment declares. Hegel also loved Schiller’s Sturm und Drang poem ‘The Gods of Greece’…, with its provocative line ‘For gods were more human / and so humans were more divine’, not to mention Goethe’s creed, his invective against childlike faith. Meanwhile, Rousseau saw humankind not as burdened by original sin but as born free and good” (pp. 43-44, emphasis in original.).

“Schelling quoted Lessing almost verbatim in a letter to Hegel: ‘Orthodox concepts of the divine are not for me — hen kai pan! [one and all!] I know no other. Hölderlin also invokes hen kai pan in Hegel’s journal” (p. 44, emphasis in original).

This candid remark by the revered literary figure Lessing, along with Lessing’s enthusiastic endorsement of Spinoza, created a huge stir when publicized by the anti-rationalist literary figure F. H. Jacobi in the 1780s. Jacobi was a proponent of intuition and immediacy as superior to reason. He claimed that reason leads to atheism and anarchy.

“Theologians tore down Rousseau’s arguments, which Hegel proceeded to rebuild in his critique of Tübingen’s Christian teachings: ‘respect for Spinoza, Shaftesbury, Rousseau, and Kant’s virtue and morality'” (p. 45).

“Supernaturalist theology, according to which rights have their origins in heaven and are a revelation, went against the autonomy of reason…. The second theological pillar Hegel attacked is original sin” (p. 46).

Rousseau may have been the first modern European writer to publicly oppose original sin. But such a belief is also utterly alien to Plato and Aristotle.

“At the core of Hegel’s thinking is the famous image of the Reich Gottes: an inner life, not a physical church or a positive religion but an invisible church, a realm of morality. One enters not not through external forces like subordination, cults, or belief in miracles but rather, as Hegel answers Kant, by speaking and conducting one’s life in accordance with moral law” (pp. 46-47).

Invisibility here is not any kind of occult property, but a poetic name for universality. There is a close link between universality and considerations of equality.

“While still in Tübingen, Hegel diagnosed society as being harmfully detached from nature; instead, he advocated, people should recognize the power of nature. Much as we emphasize the legitimacy of spirit and the laws of reason, he wrote, ‘we must do the same when considering humankind in general: the sensuality of their lives, the dependence of the inner and outer natures, the effects of their surroundings, the desires of their senses’. And reason is to life as spices to a dish: it determines the taste of the whole thing. Like a light that shines through all of nature, reason is not a substance of old metaphysics but ‘looks, like light, different for each object'” (p. 47).

“Meanwhile, enlightenment through the cultivation of understanding is indispensable despite deficits. Hegel always based his philosophical understanding of nature on the latest science…. [W]ithout this kind of analytical understanding, there could be no reason” (ibid).

“Spinoza’s deus sive natura argued against the dualistic division between spirit and nature…. Reason and sensuality, moral law and bliss are all equally important to the development of humankind and free will. This comes from the view that humankind ‘is made of sensuality and reason together’ and is also how [Hegel] critiqued Enlightenment conceptions of bliss, ‘those hawkers of empirical cure-alls’, as well as Kant” (p. 48).

And I want to say that this non-division of reason and sensuality is good Aristotelianism, even if many of Aristotle’s later readers downplay it.

“Pyrrhonist skepticism… would be very important to Hegel (p. 42). “Hegel lived at the height of the revival of skepticism and Pyrrhonism (an ancient form of radical skepticism). [Hegel’s first biographer] Rosenkranz insisted that the principle of harsh, unbiased, true skeptical inspection was key to Hegel’s philosophical development. The revival of skepticism in the 1790s, especially Pyrrhonism and skeptical Kantianism, is often unfairly dismissed as a marginal event in Hegel’s life. But we are missing a huge part of Hegel’s thinking if we do not consider them. His conception of negativity was, without a doubt, a turning point in his philosophical growth. [The leading Pyrrhonist] Sextus Empiricus was, starting in Tübingen, a symbol for the exclusivity of Hegel’s absolute ideals of freedom. The young Hegel’s critical and skeptical thinking begins with Fichte’s response to Leonhard Creuzer and Gottlob Ernst (Aenesidemus) Schulze. He went from his philosophical critiques of the Frankfurt parallel reading on Plato and Sextus to his Jena Skeptizismusuafsatz (On Skepticism) to the project of the Phenomenology of Spirit as a self-fulfilling skepticism” (p. 49).

Hume already pointed out that ancient Pyrrhonic skepticism is very different from the kind of skepticism that people began to worry about after Descartes. For one thing, skepticism came to be regarded as a nihilistic position to refute, rather than as the kind of intellectual scruples we see Hegel reaching for here.

Vieweg’s phrase of “self-fulfilling skepticism” in connection with the arc of development across Hegel’s Phenomenology seems to mean the same kind of thing that I mean when I provocatively suggest that Hegelian “absolute” knowledge is principally distinguished by a thoroughgoing recognition of the relativity and conditioned character of knowledge claims.

“The heated controversies on skepticism were a huge motivation for Hegel’s astonishing philosophical development between 1790 and 1810. And [the skeptic] Schulze, an astute man who attacked Reinhold, Fichte, Schelling, and Hegel, was an especially important agent provocateur. Schulze pushed Fichte and Hegel to revise their ideas and drafts more carefully. It all started in the Stift [Tübingen]: skeptical thinking instilled in the young revolutionaries both Pyrrhonic and skeptical Kantian methods, ‘a fundamentally unique part of transcendental philosophy’, two forms of anti-dogmatism par excellence” (ibid).

“Hegel was taken by the Pyrrhonists’ understanding of themselves not as lethargic doubters but harsh, unbiased scouts and inspectors who weighed pros and cons. He loved the Greek root word, skepsis, meaning investigation and proof, and Hume’s characterization of skeptics as diligent inspectors and critics. The principle of isothenia — for every opinion there is an opposite, equally valid opinion — is a cry against mere opinionation. Hegel had encountered this isothenic-antinomian motivation in Plato’s Parmenides as well as in Aristotle. The implicit or explicit presence of isothenia and antinomy would assist Hegel’s future conceptions of negativity and contradiction” (p. 50).

The skeptics’ real point is to advocate suspension of judgment. We could advocate suspension of judgment without making the positive claim that all opinions are equal, and this would allow us to embrace a kind of skepticism without destroying the possibility of discourse. Saying all opinions are equal is like saying everything is an illusion. It obliterates distinction, but without distinction there can be no meaning or understanding. In spite of this, there have been a few people who tried to seriously sustain such a claim. Hegel too sometimes writes as if things were more evenly balanced than I think they could be, but he certainly would not countenance any wholesale obliteration of distinctions.

“The images of the ‘free republican’ and of a rationally formed society of self-possessed, free agents were a big part of this ‘young generation’s ideal’. Such a way of life would require a republican national education. All people, regardless of culture, nationality, ethnicity, gender, religion, and so forth are born free, and all have the right to a free life…. Their ideal of freedom and brotherhood were part of the reason for Hegel’s interest in stoicism, especially Epictetus [who was himself a slave], who doubled as a symbol of overcoming slavery through education. Meanwhile the ideals of the Stoic Marcus Aurelius took equal rights and freedom to a new, universal level: the polis became cosmopolitan. We are all citizens of one state. The world is a public under a great law, the general law of reason” (pp. 51-52).

Here we see a French Revolution style linking of freedom with equal rights. And on this kind of topic, we get to see Stoicism in a sympathetic light.

I should write on Epictetus one of these days. His ethical focus is almost entirely independent of the representationalist-realist dogmatism in Stoicism that I often use as a negative reference in contrast to Plato and Aristotle. (Many other aspects of Stoic ethics, physics and logic are interesting as well. It is what Kant calls dogmatism that I object to. The historic characterization of then-dominant Stoicism as “dogmatism” by other ancient philosophers is the source of Kant’s usage of the term.)

“Hegel was an ardent advocate for separation of church and state: only in the ‘unhappiest countries’ do ‘religious leaders rule’. Hegel was also against the idea that religion and morality are inherently inseparable; he insisted, in fact, that they be divided. National religion (Volksreligion) and freedom of conscience must be able to coexist. Hegel favored free thought as portrayed in Schiller’s Don Carlos, … and he referenced Lessing’s Nathan the Wise as he argued for a diversity of religions and perspectives. Neither church nor state, he also argued, nor ‘fanatic priests nor decadent despots’ could issue ‘any commands or prohibitions’ on morality and religion; otherwise, as he would later add, there arises fanaticism, his word for fundamentalism. Neither church nor state can send out moral overseers, judges who measure morality with ‘a religious ruler'” (p. 52).

Genuine morality cannot be based on obedience to commands. (But fortunately, Plato and Aristotle never proposed such a thing.)

“In 1794, German idealism was born in Jena, with Johann Gottlieb Fichte’s Foundations of the Entire Science of Knowledge, a text that sparked the single most creative decade in the history of philosophy” (pp. 58-59).

“Meanwhile, there were stormy skies ahead for the French Revolution…. As [Hegel] would later say, Robespierre’s answer to everything ‘was la mort!‘ [death!]. Despite these profound conflicts, Hegel remained — unlike many contemporary German intellectuals — loyal to the principles of liberty, equality, and fraternity and would eventually become the philosopher of modern freedom” (p. 59).

“Something is not true just because people posit or assume it, because it is an accepted fact, or because everyone agrees that it is so. As for censorship, Hegel’s thoughts on positive religion, as well as his Rousseau- and Kant-inspired Life of Jesus, would have generated tremendous outcry…. Hegel wisely kept [these] manuscripts to himself” (p. 60).

“The second constant was his employment of poetic devices in philosophical argumentation, his appeal to the senses, his use of his vast literary knowledge. This set him apart from Kant and Fichte, whose literary and artistic knowledge was rather limited” (ibid).

This is a significant point. Hegel employs a great many figures of speech, and has a high linguistic awareness. This is not just idiosyncrasy.

“His Berne writings, for example, combined Lessing’s Nathan and its thoughts on religious tolerance with ancient Greek tragedy, which thematizes human accountability and responsibility (Oedipus Rex) and the collision of different ethical principles (Antigone)” (p. 61).

“He was concentrating on developing a unique, systematic way of philosophizing, in which he does not separate the themes of religion, art, and education” (ibid, emphasis in original).

That is an interesting different take on “system”.

“Ultimately, Hegel’s thoughts culminated in a radical critique of all authoritarian religion. For him, the important thing was to develop a new way of educating people…. Going back to Lessing, Rousseau, and Kant, Hegel believed that only a natural and rational religion could count as a religion, not this positive faith that only served to establish external authority. No one should be blindly obedient to laws they have not themselves made. And religions of obedience are founded not in the freedom of the will or any kind of freedom at all but in subordination….The court of moral law, as he put it, has the question ‘Rational or irrational?’ engraved over its doorway” (pp. 62-63).

“Thinking of Lessing, he wrote that if Jesus teaches a pure moral religion, how could Christianity become positive, that is, authoritarian? ‘The objectivity of divinity goes hand in hand with corruption and the enslavement of humankind’…. This ‘downfall’ replaces reason with miracles. The higher power lies in a totally unknown world, which we do not share…. The most disturbing thing is that, in the name of this ‘objective’ God, one ‘murders, slanders, burns, steals, lies, and betrays’. Such a distorted religion is the ‘tool’, ‘advocate’, and ‘fiery praise of the ungodly crime’ of soul-sucking despotism. With that said, Hegel knew that rights cannot exist without positive rights and that religion cannot exist without positivity” (p. 63).

“Nothing had done more to make religion authoritarian than belief in miracles” (p. 64).

“After the fall of the Jacobins, Hegel distanced himself from the folk religion idea and ended up emphasizing the separation of church and state. All his ponderings about folk education wound up being fundamentally unviable; his search for a close connection between Rousseau and Kant brought no great results. But as he considered original sin, his folk education project came back into the picture. He began attacking both theological and Kantian positions by emphasizing human self-respect: People are not sinners nor carved out of crooked timber, and they must never be treated with disdain” (p. 65).

“While Hegel was in Berne, his theories did not paint a picture of decadence and decay, even though he was influenced by Rousseau…. Hegel foresaw no downfall, nor was he pessimistic. Instead, he describes a human tendency toward authoritarian despotism and argues against subordination and for an ideal of freedom. One can see how he distanced himself from Rousseau. Inalienable human rights, he writes, are the ‘beautiful sparks of reason’; slaves and servants will not behave like sheep forever. The supposedly subordinated ones have no duty toward a higher power, since they have human rights. Yet rights and duty are indivisible…. When people are subjugated, they are wounded in the most profound way. People’s rights are infinite, inalienable, and absolute. In the Berner Briefen, Hegel asks: Why did it take humanity so long to realize that this dignity lies at the center of things?” (ibid).

“[M]easured, carefully articulated withdrawal from Kant, Fichte, and Schelling was accompanied by praise of their work…. [Hegel] called for dignity, human freedom, and a cosmopolitan, anti-despotic way of thinking…. Now he proposed an anti-Kantian ‘amalgam of sensuality and reason’. One must not divide intention from result, reason from sensuality…. So Hegel bid adieu to Kant’s deontology, despite having consulted it for many early fragments about freedom. This was inevitable: Hegel focused on friendship and love, while Kant worked ‘in a world of intangible ideas’, a stranger to the five senses…. He … pits love against asceticism. Ascetics want to tax every thought, control every feeling, crush one’s joy, love, friendship and social life — things that Hegel valued tremendously his whole life long” (pp. 66-67).

The friendship and love and anti-ascetism here all sound like Aristotle.

“Hegel further opposed the dogma of the ‘sin we are naturally born with’, that is, original sin. He believed that people must take responsibility for their actions; only then can free will exist…. One is only responsible for one’s actions if one undertook them knowingly and with an awareness of the law…. People are not deficient because of their sensual desires; they are natural beings, not sinful weeds in God’s garden”(p. 67).

Free will here basically means unimpaired reason.

His first systematic-philosophical manuscript from 1795 “is full of reservations about Fichte’s, Kant’s, and Reinhold’s notions of freedom. In the first place, they all think they need to master nature: they conceptualize the unity of reason and nature, but one is the master while the other is mastered…. Free thought does not come from assuring people that there is support from on high…. And in regard to nature, there can be no relationship of ‘master’ and ‘slave'” (p. 68).

As Brandom has especially emphasized, Hegel is utterly opposed to the idea of “mastery” that is sometimes foisted on him.

“Hegel … identified the fatal flaw in all abstract concepts of unity: How does one derive different concrete things from a vague, even empty unity?” (p. 70). Manuscript 41 from 1795 says “where subject and object, or freedom and nature, are thus unified, so that nature is freedom and subject is not to be divided from object, that is divine” (p. 71). “With unified thought, it cannot be about master and servant; it cannot be that the subject is powerful while the object is submissive, nor vice versa. Right after arriving in Frankfurt, though it created a huge burden of proof, Hegel would say that the true hen kai pan [one and all] is love” (ibid).

“In the fight against ‘living in chains’, against being ‘rowers in a galley’, against political and religious despotism, against all master/slave structures, Hegel employs the principle that people must live exclusively by laws that they have made for themselves” (p. 76).

“[T]he core of modernity is freedom of thought (Meinung, ‘opinion’), knowledge (Wissenschaft), art, and religion. The ‘coincidental differences of opinion and belief’, people who think or believe differently, must be respected. A good citizen should believe whatever they want; yet the Holy Inquisition and colonizers ‘avenged the offended majesty of God through murder’, upon indigenous peoples, pagans, Muslims, and Jews…. These hypocrites profess sympathy or love toward people whom they really see as deeply mistaken just because they have differing beliefs…. [A] clear distinction must be made between legality and morality. A ‘virtuous state’, whether it comes from religious fundamentalism or a Robespierre-like regime, tends to exclude all people who think differently, making them seem like deviants and promoting fanaticism” (pp. 76-77).

“Hegel repeatedly distinguishes between beautiful, free imagination and its ‘adventurous excesses and images of a terrifying world’. The latter is the source of prejudice” (p. 78).

“The ideal of his youth can be summed up in a single word: freedom. Freedom as Rousseau, Schiller, Kant, and Fichte defined it, in the spirit of the French Revolution” (p. 87).

“From the Romans, who owned slaves and indulged in their vices, to the wild ‘barbarians’ and the Italian city-states, to the monarchies that held their people in bondage, it is an ambiguous history, full of great scientific and artistic achievements but also of banning and censorship…. Christianity preached love of one’s fellow humans and equality; yet under the Spanish cross, entire populations of Native Americans were being wiped out. The English sang songs praising the destruction of India” (p. 97).

“Positive faith creates a master/slave structure, through abstract opposition and heteronomy. This is no sign of the ‘Reich Gottes’ (Kingdom of God), for nothing that rules me, within or without, can be godly…. Hegel looked to Aristotle to demonstrate the unity of humanity and God. The actualization of divine reason in an active life, as an individual, containing opposition, must be understood in this way (p. 101).

“Nothing that rules me can be godly” — I like that.

“Humans and God must be imagined as being of the ‘same nature’, which is spirit itself imagined by spirit (human beings)…. In 1799, Hegel described the divine as ‘the highest freedom, whose existence and relationship to the world comes in the form of beauty’…. Miracles illustrate the extreme of positive or objective religion; the ‘most ungodly’ lies in creatio ex nihilo [creation from nothing]. In the context of religion, too, Hegel is concerned with the insufficiency of unity without diversity: disdain for the diversity of life leads only to fanaticism. If the divine is pure, shapeless, and unconnected, then it follows that everything else must be impure and loathsome. It also leads to the idea that people who worship different gods are ‘unbelievers’. Those who hate all gods but their own must ‘carry a hatred of all humankind in their pocket'” (pp. 101-102).

“To Hegel, an avid reader of Shakespeare, love between two people… represents the ‘finding of one in the other’…. ‘The more I give, the more I have. The individual finds within the other a way to be free” (p. 102).

“Hegel did not see humans as Fremdlinge (aliens) in nature or Pfichtlinge (dutiful beings) in the moral world. Regardless of categorical imperatives, they have a right to happiness and well-being, to act on their desires; duty and desire cannot be pitted against each other. In religion, God must be imagined as a ‘friendly being’, and humans must be not only beings of duty but beings of joy, love, and laughter…. In Frankfurt, Hegel changed his terminology, ‘unifying’ morality and legality into a higher term. As Rosenkranz puts it, ‘first came simply life, later came ethical life” (p. 103).

“Aristotle’s Metaphysics, book 12, was particularly important for his understanding life as identity” (p. 106).

“Truth is freedom from ruling / being ruled” (ibid).

“Beginning in the autumn of 1801, he was close to Goethe, and they often went together to the theater” (p. 113).

“Dogmas generally come in the form of presuppositions without evidence: assumptions, revelations, empty assurances…. Each of these approaches assumes that there is something before reflection, beyond reflection — spontaneous, given facts, the unchangeable. All are variations of the myth of the given. An unexamined assumption, a pure reassurance, cannot found or ground a philosophy, because critical examination remains suspended. Immediacy, if merely assumed, is fraudulently acquired: a fatal leap into belief or faith, akin to an appeal to oracles” (p. 120).

“Instead of ‘I = I’, the postulate is ‘I should be I’, only a demand for unification, a unification that will never happen” (ibid).

“No logical path leads from pure unity to duality or diversity, and vice versa. In Plotinus’s Neoplatonism, the One is supposed to metaphorically radiate outward. Fichte also made an illegitimate leap in logic, from the ‘I’ to the ‘not-I’…. Finding evidence (Beweis) for the beginning forced Hegel to drastically change his strategy of thinking while still in Jena” (p. 128).

“Reading Aristotle and Fichte, Hegel understood thought and will as different but not as confronting each other; in each, the theoretical and the practical are connected…. Reason must stand against both dogmatism and skepticism — against Plotinus’s example of empty unity, empty monism, and against Sextus’s example of mere division, empty dualism…. Philosophical thinking cannot accept pure immediacy, or anything prereflective…. [T]he key concept of ‘ethical life’ (Sittlichkeit) aims at a philosophy of concrete self-determination” (p. 130).

“True ethical life must overcome extremes, both for private subjects that are only for themselves and for empty and abstract generalities” (p. 133). “True ethical life claims the identity of the universal and the particular in form and content: concrete freedom” (p. 134).

Vieweg quotes from an 1803 fragment, “Geist is not being, but becoming; it comes from negation and, having prepared for itself the ideal element of nothingness, can move freely. Geist is but the elevation of its other; this other self is nature; Geist makes this other and itself the same…. Geist recognizes that this nature, or otherness, is not actually other. This knowledge makes Geist free, for the first time truly Geist…. Only by leaving itself and returning to find itself can Geist prove itself Geist” (p. 139, ellipses in original).

“With a precise categorical definition of development, he countered the relativist mantra of procedure as an endless cycle of self-creation and self-destruction up until the bad infinity of St. Neverland Day. There is no lottery without a payout; the purpose of being-in-oneself becomes real when it becomes for-oneself…. Second, he defined the relationship with oneself as knowing” (p. 140).

“Hegel fought against the fiction of pure, unconditional immediacy, and abhorrent dogmatic assurances of a pure immediate, setting against these assertions the skeptical climbing of the ‘rope ladder of logic”. Skepticism was his weapon against what is supposedly sacrosanct, primordial, prereflective doubt, or skepsis, is the opposite of the pure immediate” (p. 142).

“[H]e continued his debate with skepticism and sharpened his concept of negativity, a point whose importance is still underrated” (p. 143).

“The monadic-solipsistic ego is only able to achieve self-consciousness in a thinking self-relation through the sublation of its imaging and yearning self-relation, only through knowledge of the will, which is thus conceived as a universal will and is essentially being-recognized” (p. 144, emphasis in original).

“He was working to overcome the paradigm of consciousness” (p. 148, emphasis in original).

“Hegel wrote a popular, accessible essay called ‘Who Thinks Abstractly?’ This little gem is an excellent place to start on Hegel’s philosophy; it addresses the main barrier to philosophy — namely, that it is too abstract: ‘Metaphysics, thought, and abstraction are words that make everyone run away more or less as if from the plague’. Hegel’s answer to the titulary question is perhaps surprising: it is the uneducated who think abstractly, not the educated. Abstract thinking means, for example, seeing in a murderer nothing but the abstract fact of being a murderer, thereby denying them everything else — their concreteness, the fact that they may also be a strong, attractive person on whom the sun likewise shines; an uneducated person thinks abstractly, reducing a person to a single predicate” (p. 185).

“‘The answer that Robespierre gave to everything: whatever anyone said, thought, did, or wanted, he cried, La mort! It became repetitive’. Schelling’s absolute knowing is the same: ‘great broom, sweeping everything away'” (p. 186).

“Hegel wrote the Philosophy of Right inspired by the spirit of 1789. The Restoration proved a danger to his publishing it. (It is a double irony that Hegel-haters today call him a Restoration ideologue.)” (p.269).

“Hegel was a danger to the Restoration. In his lectures and books, he insisted fearlessly on free thought. He supported students who stood accused of treason” (p. 270). “Hegel spoke with hotheaded youths, sympathizing with their yearning for freedom and discouraging nationalism and anti-Semitism, evidently with some success…. [H]is Philosophy of Right proved that theories of nationalism, especially those that excluded Jewish and French people, were absurd” (p. 271). “The secret police, inevitably, kept an eye on him, for he was supporting ‘traitors’…. And yet, despite all this, there are still those who call Hegel a Restoration apologist. They should read the Philosophy of Right, which is arguably history’s greatest book against Restoration ideology, against nationalism, colonialism, and racism, and for a modern society of freedom and justice” (p. 272).

“The preface to the Philosophy of Right is one of the most misunderstood texts in philosophical history….. [Hegel] would be vilified for his universalism and his rejection of German chauvinism, nationalism, and racism at key moments in later history — 1870, 1914, and 1933″ (p. 274).

“Not everything that exists is ‘actual’ (wirklich); only rational forms have that attribute. Positive rights cannot be equated with the right of reason (Vernunftrecht)…. What exists is not the standard, as the Prussian state would have it, but rather reason: the standard and the court where ‘rights’ must justify themselves. In a lecture Hegel said, ‘What is actual (wirklich), is rational. But not all is actual, that exists” (p. 275).

“In colloquial speech, actuality encompassed every ‘stunted, transitory existence’. Vieweg quotes Hegel, “But when I speak of actualization (Wirklichkeit), one should instantly wonder in what sense I use this expression, for I also discussed actuality in the Logic and I do not just mean contingencies, which do exist. I have precisely distinguished actuality from Dasein, existence, and other categories'” (ibid).

“The prologue also includes one of the most beautiful metaphors in philosophy: ”The owl of Minerva begins her flight when dawn breaks’, The cliched, pessimistic interpretation is that philosophy comes too late. But Hegel described the French revolution as a glorious sunrise: for the first time, there was a constitution based on rights” (ibid). The modern world represents the ‘dawn’ of history, the highest stage of freedom. First, it suggests that a free society can realize the singular freedom of all subjects. Dawn and sunrise stand for the French Revolution” (p. 276).

“Relationships such as master/slave and despotism are not forms of freedom: both ‘master’ and ‘slave’ are unfree, as is the despot; they are ‘in the same relationship’ of unfreedom. People’s reciprocal recognition is intrinsic to Hegel’s free will. The idea of interpersonality appeared in the Encyclopedia back in 1817: a person is ‘realized only in the being of other people’; only then am I ‘a real person for me‘. The principle of recognition is fundamental in the Philosophy of Right. It is the substance of true community, of friendship, love, family, state. Abstract right demands that I ‘be a person’, and with regard to intersubjectivity, ‘respect every other “I” as a person, a subject with rights’…. All actions that do not respect a person as a subject with free will or interfere with their freedom are unfree. Third, Hegel has a concept that goes back to Kant and Fichte: every being with free will is — unlike a thing — its own end” (p. 281).

“The three dimensions — recognition, inviolability, and the end in itself — all concern people’s equality in their ‘humanity’, with their right to personality/personhood and are the foundation of human rights…. Every being with free will has the absolute right to recognition of their person” (ibid).

But at the same time, “Equating arbitrariness with freedom is a theoretical fallacy” (p. 296).

“Having finished the Philosophy of Right, Hegel became one of the main inspirations for the explosion of poetry in the 1820s…. Hegel’s Lectures on Fine Art, which were about modern and Romantic literature and art in general, were especially important to them” (p. 318). “Hegel was a big part of the Berlin musical scene….’Hegel was especially at home in the company of Berlin women, and quickly they, too, came to care for and look after him, the good and humorous professor'” (p. 320).

“Hegel’s success and polemical statements also inspired jealousy, hatred, and rejection….Hegel had friendly, collegial relationships with many fellow intellectuals…. But he also had influential enemies” (p. 327). “The nobility, correctly, did not find Hegel to be a Prussian political philosopher, a royalist; in fact, he was one of the most philosophically dangerous enemies of the Restoration” (pp. 327-328).

Flasch on Eckhart

“What is essential is the ability of the soul to give itself a form, to shape itself. It does not stand there fixed, like a tree; it knowingly and willingly throws itself upon others, it becomes what it takes up” (Flasch, Meister Eckhart, pp. 35-36; see Eckhart as Philosopher: Background for introduction).

“The eye, opened and cast on the wood, is, within itself, over there with the wood” (p. 44).

With this example taken from visual perception, Eckhart illustrates the essence of the Aristotelian theories of perception and intellect that, according to Flasch, are at the core of Eckhart’s thought. At the heart of both perception and intellectual knowing, Aristotle posits a kind of fusion of what modern people call subject and object.

Also central to Eckhart’s thought is the neoplatonizing medieval notion of “intellectual soul”, which fuses together the separate Aristotelian notions of intellect and soul, emphasizing their status as an operational whole. For the many medieval writers who attribute such a strong unity to the operational whole of soul and intellect, all the unique attributes of Aristotelian intellect may then also be said of the human soul, though it is far from clear that Aristotle himself would agree with this.

Eckhart also upholds a unitary interpretation of the “substantial form” of hylomorphic unities, which aims to be a completely univocal kind of form. Elsewhere, Flasch notes that this late and specialized version of the more general (and not entirely univocal) notion of form in Aristotle is already present in Averroes’ Long Commentary on the Metaphysics. Albert the Great and Thomas Aquinas used it to argue against the sharp soul-body dualism defended by some medieval Augustinians. Substantial form poses a stronger unity in the forms of things than I want to claim for a reading of Aristotle, but that seems to be a relatively separate issue that does not greatly affect Eckhart’s argument here.

“[L]ike the seeing eye that casts a glance at the wood and becomes one with the wood, man, through active performance, through seeing and loving, becomes that which he sees and loves in the mind…. We retroactively separate eye and wood from the eye-wood unity. Is the wood-eye union the truer reality? Or is it merely an image, or simply a thought? Seeing things clearly in this regard, according to Eckhart, is the necessary precondition for understanding everything he says — not study of the Bible or dogmatic theology. First and foremost, we need to occupy ourselves with understanding this unity. It is our daily life. It is not a thing of nature, but rather the having of natural things” (p. 38).

We become that which we contemplate and love, that toward which we direct our attention. For Eckhart, the intellectual soul is not just a theoretical construct, but a part of everyday experience and of the basic ways of human being. Where the modern “subject” is usually considered to stand aloof from its objects, Aristotelian soul and intellect actively find or develop their content in and by means of what modern people would call their objects. Though we may marvel at it, this kind of fusion is not a mystical ecstasy, but part of the normal working of everyday life. It is not passivity, but a kind of fused activity. It seems to be this fusion at the heart of human experience that for Eckhart involves the divine giving birth to itself.

Eckhart uses philosophical senses of logos (word, speech, discourse, relation, ratio; what distinguishes the human from other animals) to explain its religious sense associated with Incarnation. We might say he uses logos as a name and descriptor for the intellectual soul’s fused active relationality.

“Why is ‘Word’ the keyword? It signifies relation. The Word unifies the speaker and the spoken content” (p. 36).

“‘Word’ in its essence refers to the intellect; the one who speaks and that which is spoken occur in the Word. The Word has a relational character; it unifies within itself those that are separate as natural things…. Eckhart conceives of man as Word, not primarily as a thing of nature” (p. 37).

It seems that for Eckhart, the Biblical Word and the Incarnation refer to the fused activity of the intellectual soul.

“[R]eason conceives of itself as an image identical to its exemplar, which is within it in eidetic fashion, that is, as actual intellectual being, uncreated and uncreatable” (p. 43).

As in Plotinus, for Eckhart the intellectual soul has a direct link with the divine, and may be said to contain metaphysical realities within itself.

“The unity of reflective self-consciousness and ethical orientation follows from this. The way reason — always in the qualified sense — is, it has nothing in common with anything else” (ibid).

“Eckhart does not say: ‘Until now, you have misunderstood Christianity.’ He says: ‘You have misunderstood yourselves, and as long as you persist in this error, you cannot provide Christianity with the intellectual and ethical form which is possible today, in 1300′” (p. 44).

Eckhart makes the astonishing claim that Aristotle, the Old Testament, and the New Testament all teach the same thing. According to Flasch, he even says that the Bible contains all natural philosophy. A first clue to what such sayings mean is that he says he will explain the Bible using nothing but the natural reasons of the philosophers. He will not appeal to revelation to justify what he says. This is not entirely atypical among medieval theologians. Flasch notes that even Anselm of Canterbury, a rather cautious thinker who precedes the main development of Latin scholastic philosophy, considered it a theological best practice to minimize the use of conversation-ending appeals to revelation.

“What previous readings of Eckhart often lack are linguistic discipline, semantic specification, and a philological basis: the way we have labeled and interpreted Eckhart and the categories into which we attempt to squeeze him even today were created at a time when his Latin works were still unknown. And yet they far outnumber his German works, and their tradition is more secure” (p. 46).

Flasch highlights Eckhart’s systematic use of the qualifier “insofar as”, an Aristotelian device that picks out and distinguishes one sense of something that may be considered in several ways. This he combines with a radical notion of what he calls primary determinations. These include the traditional four “transcendentals” Being, Oneness, Truth, and Goodness, as well as Idea, Wisdom, Love, and Justice. In a rather Platonic way, Eckhart will say things like “Insofar as we are just, Justice itself operates through us.”

“If something is, the primary determination is completely present within it. Then not only is the primary determination’s product or its similarity within us; the primary determination itself is present…. Everything that the primary determination itself effects, it effects not toward the outside, but rather into itself. Being has no outside. Again, those imaginative ideas taken from the working methods of craftsmen are problematic. The effecting of the primary determinations is not a producing…. Their effecting consists of making what has been established resemble them, of making what has been established into a being. Eckhart teaches elementary concepts of reciprocity…. Someone who has not learned from the prologues that the active pulls the passive toward itself, that is, that it makes it active, cannot interpret Eckhart’s birth cycle in the proper Eckhartian sense” (p. 80).

“Being, Oneness, and Goodness are active primary determinations, not abstractions. Thus, one has to say that this is God. As Aristotle saw the being of green in the being of the tree, so Eckhart sees the being of things in Being itself” (p. 82).

“I must not speak of Being or of ens in general in the same way that I can speak of this or that individual being…. In substance, they are in each other. This is what pious people mean when they say the world is created. This needs to be explained. Otherwise, the imagining thinking, that is, thinking that creates mental images, edges forward and makes us believe that the creation of the world consisted of God externalizing things from within himself” (pp. 82-83).

“In Eckhart’s time, the concept of pantheism… did not exist. Eckhart removed the issue… by differentiating… between primary determination and individual thing, but he made it clear that Being was not distinguished in the way that individual things were differentiated” (p. 83).

“This theology is short and clear. And it argues philosophically. It easily solves all or almost all questions that can be asked about God, and it does so in the light of natural reason…. There is nothing here of the abyss, nothing of the blinding darkness of Dionysius…. Moses says that God created the world in six days, but he said this for simple people; we know that Being is directly present in self-positing. People say that God created the world, but we know that Being continually posits itself anew in the present” (ibid).

“Placing his Biblical interpretation… before the doctrine of primary determinations — that means contradicting Eckhart” (p. 85).

“[T]ruth, Eckhart says, belongs to the intellect; it indicates relation or includes it within itself. Then follows a strange sentence […]: ‘A relation, however, has its entire being from the soul and as such is a real category, just as time, although it has all its being from the soul, is nonetheless a subspecies of quantity, that is, of a real category'” (p. 89).

“This sentence is strange for several reasons. It shifts from the statement ‘I am the Truth’ to a general theory of relations. Truth, Eckhart says, either is a relation or includes a relation, but a relation stems entirely from the soul and as such is an actual ‘predicament’. Every philosopher admitted that there existed relations purely of thought…. But no one who argued for real relations claimed that they were entirely derived from the soul” (ibid).

This is in Eckhart’s Parisian Questions. Here he rejects the argument of Aquinas that being comes before life and knowing, saying, “I, however, believe the exact opposite” (quoted, p. 91). Eckhart indeed explicitly puts knowing before being.

“[H]e reminds us in good Aristotelian fashion that mathematical objects cannot be considered according to intent or good, and that something that has being is identical [sic] to the good. Good and evil exist in the things themselves, but true and false only in the soul” (p. 91).

“Eckhart successfully describes the special status of the image. It still has, so to speak, a foot in the world of natural things; it consists of wood or stone or canvas; it has an efficient cause and often also an aim. But as an image, it does not have being; rather, it is the relation to the thing it represents…. Insofar as it is knowledge, it belongs to a different world. In questions such as this one, philosophical analysis has to be detached from the imagination” (p. 92).

“Properties are not beings; only their substance has being” (ibid).

“The intellect must not be a specific physical nature if it is to be able to comprehend all physical natures. The knower is the living negation of the known” (p. 93).

Eckhart makes the implicit “negativity” of Aristotelian intellect explicit, and applies it also to the soul.

“Our intellect is nothing, and our intellectual knowledge is not being…. This means that we are talking about the intellect as the actual having of universal objects, and about perception as the grasping of perceivable things. Not about the eye as a sensory organ, not about the equipment of the soul with the faculty of knowledge. Eckhart has transformed the question of an angel’s knowing and being into a general negative theory of sensory and intellectual recognition and claims. The intellect as such and also perception as such are neither here nor now, and insofar as they are neither, they are nothing, but insofar as they are natural faculties of the soul, they are something” (pp. 95-96).

“Here, in what appears to be an excessively dry critique of the Aristotelian ontology of the schools of the time, Eckhart lays the foundation of his thinking. He is looking for the special condition of the intellectual being, its nonmateriality, its energeia-like unity of knower and knowledge” (p. 99).

“Thus, intellectual knowledge is being God’s form or becoming God’s form, since God also is intellectual knowledge and is not being” (p. 100).

In different contexts, Eckhart says both that God is being and that God is not being.

“In summary, the first Parisian questions seem to be concerned with God and angels, but they are actually exercises in the search for intellectual being. They lead us to the edges of ontology, which cannot grasp image and knowledge. Its consequence is that we imagine God and the soul as thing-like. But that way is best forgotten” (p. 101).

“[W]isdom is infinite. Within it, everything always continues. Where it actually is, it is continually re-created. It is not born once and for all; its eternity is perpetual becoming” (p. 103).

Eckhart clarifies that creation is not meant as an occurrence in time.

“Eckhart, we must remember, permitted everyone so inclined to call God being. Now he proposes to say ‘Being’ (esse) and ‘Justice’ (iusticia) instead of ‘God'” (p. 104).

“God is Being. This tenet remains. But since Heidegger, the sentence has had a different ring to it from what Eckhart intended it to mean” (ibid).

“The human mind is the eagle that ascends to the origins of things” (ibid).

“What Eckhart calls Being is the productivity of the primordial mind, which produces images of ideas that the human intellect grasps as the immanent origin of the experiential things. Being is defined through the intellect, not through presence, not as a whole of facticity” (ibid).

“Being” taken in a positive sense especially means “intelligible being”.

“Primordial mind” is intellect outside of space and time. In this regard, Eckhart is closer to Augustine’s strong emphasis on eternity than to Hegel’s valorization of becoming.

“The philosopher, like the lover, does not look for the origin from which something developed, that is, its efficient cause, nor for what it is good for, that is, its purpose. Analyzing efficient and final causes is indispensable for investigation into natural things, but Eckhart is searching for the pure form as the true Being. He construes the divine life and the life of the deified man, the homo divinus, as a disclosure of form outside efficient and final causes…. [P]hilosophy was the eagle-like ascent to the realm of the grounds of being, the return to living substances that have their purposes within themselves, the elimination of thing-oriented ways of thinking, and the path to a proper life…. The proper human life is the aimless settling into the perpetually new Wisdom that is also Justice and Godhead” (p. 105).

Flasch points out numerous Platonic-sounding phrases in Eckhart, like the “pure form as the true being” above.

That efficient causality has no role in first philosophy is how I read Aristotle. But the neoplatonic commentator Ammonius (a student of Proclus, and teacher of Simplicius, Philoponus, and Damascius) argues that the first cause is also an efficient cause, and not only “that for the sake of which”, as Aristotle says. Most medieval writers (certainly Aquinas) follow Ammonius on this, and assume that the first cause is an efficient cause. Eckhart is an important exception.

Eckhart’s negative conclusion about “final causes” applies to external ends of a utilitarian sort, but ignores Aristotle’s emphasis on entelechy, which involves precisely an end that is intrinsic to a being’s being what it is. I want to say that we are our ends, as confirmed by our actions. In Eckhart as in many medieval writers, the later construct of univocal “substantial form” takes over most of the large role that Aristotle assigns to entelechy. It is admittedly hard to see entelechy as completely independent of time, which I think is what leads Hegel to reverse the traditional order and make eternity dependent on becoming.

“Eckhart’s God sheds the regalia of otherworldly imperial honors and endorses man as his own kind” (ibid).

Eckhart develops a theology that clearly rules out what Brandom rightly decries as the “command-obedience model” of normativity. As in Plotinus, a human’s connection to the Good instead involves an intimate sharing, and even a kind of reciprocity.

“The active above attracts the initially passive below. The below becomes the eagle that flies up to the hidden grounds of the world. It is our reifying contemplation that does not recognize the coincidental dynamic in the process between the above and the below” (ibid).

The active above works as an attractor. This is important. Though Eckhart doesn’t seem to explicitly talk about the teleology that Kant called “internal” and that on my reading is the mode of operation of the first cause in Aristotle, he nonetheless seems to come to a similar conclusion. For both Eckhart and Aristotle, the “below” is attracted to the “above”. But Eckhart is closer to Plotinus and the monotheistic mainstream in his insistence that the First is a source as well as an end.

“Eckhart declares… that he intends to proceed as a philosopher, and he adheres to this stated method. He aims to answer all or almost all questions about God with philosophical arguments, and in clear and simple terms…. This aspiration appears so impracticable, so immoderate that some Eckhart scholars have felt the need to understate it in order to present Eckhart in a better light. But Eckhart asserted this claim sharply and clearly. We can choose to reject it, but we should refrain from reinterpreting and changing it” (p. 109).

“The intellect is supernature. Plato’s intellectual world will become Leibniz’s ‘realm of grace'” (p. 111).

“Every reader of Eckhart has to fight his own imagination, which presents justice to him like an additional property of a person that is dependent on the person” (ibid).

“Eckhart’s God is Being and Unity, Justice and Wisdom. He is the all-encompassing attraction or love…. God is the original formal act, the primus actus formalis…; he discloses the having of form.” (ibid).

Again we have attraction, rather than a making, a push, or a command.

“The primary determinations attract to themselves everything that follows” (p. 112).

And again we have attraction. By this description, Eckhart’s primary determinations are after all what Aristotle would call ends that are sought for themselves, and not for the sake of something else.

“What matters in the context of moral actions is the intention, not the external act…. This justice is before and outside external actions” (ibid).

Eckhart is not the only medieval philosopher to say something like this. Peter Abelard similarly emphasizes the importance of intentions in ethics.

“Justice, in Eckhart’s writings, becomes the life of the mind. Thus, the just man finds peace in works and does not expect rewards; his ethical actions have value in themselves” (p. 113).

One of the charges against Eckhart was that he denied the importance of external works and ritual observances. But the context was implicitly things done for the sake of something else. That, I presume, is what Eckhart meant. But ethical actions have value in themselves. They have their end in themselves. They are not done for the sake of something else. And, he says according to Flasch, the just man finds peace in works. Whatever may be said about his relation to orthodoxy, Eckhart is on firm Platonic and Aristotelian ground here.

“Eckhart does everything he can not to construe God’s relation to the world as having developed arbitrarily, although there are people who imagine that this is precisely what proves the freedom of a personal God” (p. 119).

Like Albert the Great as previously discussed by Flasch, Eckhart puts intellect decisively ahead of will in his theology. To my layman’s eye Aquinas seems to formally maintain the same, but to make more concessions to voluntarism.

“Only thinking overcomes the false imagination to which many people succumb: they imagine God and the world as separate and relate the two as efficient cause and effect” (p. 121).

So there is someone else besides Aristotle who agrees that the first cause is not an efficient cause.

“[I]n divinis, that is, in the nature of God, but also in the homo divinus, in grace and salvation, there is no place for the category of causality, only the category of the ideational ground of reason, of ratio, which shows itself as disclosure of form. Aquinas described grace in man as the presence of God as efficient cause…. Eckhart’s philosophical reform consisted also of silencing the voice of efficient causality. Only grounds of an ideational-formal kind are at once wholly immanent and wholly transcendent…. They make possible the qualified concept of the living that has its telos within itself, just as Aristotle conceptualized it in the twelfth book of his Metaphysics” (p. 122).

Aha, now we even get living with a telos within itself, and a reference to book Lambda. Previously we saw him exclude external “final causes”, while remaining silent about the “internal” kind that are of far greater interest. But here the internal kind seems to be affirmed.

Eckhart’s first commentary on Genesis “rests on the combination of the Neoplatonizing metaphysics of Being and Oneness with the doctrine of intellect as presented by Anaxagoras, Aristotle, and Averroes and as corresponding with Augustine’s theory of mens. Eckhart’s anthropology, like his philosophical theology, is also a theory of intellect. This becomes especially clear when Eckhart speaks of man as God’s image. The Platonizing metaphysics of Being joins the philosophy of intellect and produces an ethics. Eckhart’s ethics presents the concept of the homo divinus” (ibid; see also The Goal of Human Life; Properly Human, More Than Human?).

“Eckhart writes that the reader should take the Biblical narrative as parable. He is supposed to let go of the narrative as events and facts” (p. 125).

“If someone says that God commands, then his commanding is to be interpreted in the light of his intellectual nature: his is not an external commanding. He is not ordering about. His ordering consists in providing things with their form” (p. 127).

Those who have understanding do not need to be commanded to be good. Commands are for those who lack understanding.

“The intellect is the root of freedom…. The goal of acting freely is to become a deified man, homo divinus. Within the deified man, the just man and justice are one. For him, the Good itself is the goal and in itself is its own reward. He does not look for external reward. Punishments, too, are intrinsic to acting. The good life consists of a consequent inner orientation, of inner being, not of doing. Action implements the way to being and life. God does not order any external act” (pp. 128-129).

In his commentary on the Book of Wisdom, Eckhart “continues his battle against the advancement of reified ideas, as though Being were a retrospective abstraction of many things or as though it were added to things in the form of a property. It is a rejection not so much of the representation of things in the imagination as of their dominance within philosophical thought” (p. 132).

“Eckhart recommends substituting primary determinations’ names for one another as a method. We may as well say Being instead of ‘God’ or Oneness or Justice or Wisdom. This was not uncommon among philosophers; Plato said ‘the idea of the Good’ instead of ‘God’ when he was not referring to the gods of popular religion; Aristotle, ‘the prime unmoved mover’, Avicenna, ‘the necessary being’, Aquinas , ‘being that exists by itself'” (p. 135).

“As we have seen, other primary determinations, such as Oneness, Wisdom, and Justice, are supposedly uncreatable. If God is called the esse, it is also uncreatable. Different meanings of ‘esse’ are operating here. Readers of Eckhart have to learn how to handle the flexibility of the concept” (p. 136).

“‘Many,’ Eckhart says, imagine creation as an effecting, as it were, toward the outside” (p. 137).

“Eckhart also rejects the idea that man should act well in order to receive earthly and heavenly rewards. The ethical good is an intrinsic value, not a means to an end” (p. 192).

“The sermons criticize the theology of the time, not just the wrong kinds of living. They correct the dominance of the imagination of stable, ontologically autonomous things, which hinders man from understanding himself and God and from grasping that his ‘neighbor’ lives beyond the ocean, too” (p. 198).

“The humble man compels God so that God must give himself according to his nature, and indeed must give himself wholly, for he is indivisible. God must: that is the message. His grace is not a random selection of blessed individuals out of a mass of sinners. God must; this motif appears again and again, not in the sense of an external compulsion, but rather from his nature, which he follows freely. Thus, he gives me everything that he gave Jesus, without exception; he gives the soul the power to birth; and thus it births itself and all things” (p. 200).

Peter Abelard, who was interested in safeguarding divine goodness, had argued more generally that God can only do what he does. Albert the Great had argued for the possibility of purely natural beatitude.

“Someone who speaks of God but does not talk about his oneness with the ground of the soul is not speaking of the true God. The ground of the soul has nothing in common with anything; it is not like anything else and is thus like God” (p. 201).

Here again we have Eckhart’s version of the intellectual soul. The “ground of the soul” would presumably be intellect, since it is described in the same terms.

“The soul exists more in Justice than in the human body” (p. 210).

The human soul carries intellect and the One within it, Eckhart might affirm with Plotinus. Plotinus is the only other writer I can think of who has as exalted a view of the soul as Eckhart.

“One does not learn the correct understanding of the world from the Bible; one must have developed this understanding in order not to read the Bible mindlessly” (p. 212).

“‘Reason’ needs to be conceptualized differently than a ‘power’. It is by no means a sort of mental hand that grasps something and thereby comprehends it” (p. 213).

The Reason he wants to call upon is about the interpretation of form.

“The truly wise life consists not in contemplative joy, but rather in the directing of external action to the best thing that love demands (p. 222).

Here we see how he does make a place for external action.

“The just man exists in Justice. No vision or intuition tells us this is possible, but only the philosophical analysis of the concrete’s containedness within the universal (abstractum) — with a realism of universals taken for granted” (p. 229).

Realism about universals here seems to acquire both a distinctive ethical dimension, and something like a neoplatonic “procession” from the universals in the soul that I have not encountered before in discussions of realism and nominalism.

“In pre-nominalist fashion, Eckhart takes it for granted that Justice (Truth, Wisdom, Goodness) is the common and real determinant shared by all just men and then proceeds by eliminating the idea of making regarding the activity of Justice (Truth, Wisdom, Goodness)” (p. 227).

Eliminating the idea of making in thinking about the activity of justice makes sense as part of a program of de-emphasizing efficient causes and accidents in favor of substance and internal telos, such as it now seems Eckhart supported.

Eckhart as Philosopher: Background

In Meister Eckhart (German edition 2011; English translation 2015), Kurt Flasch takes issue with common portrayals of Eckhart as a “mystic”. Eckhart, who lived ca. 1260-1328, was the third German, after Albert the Great and Dietrich of Freiberg, to earn the highest academic title of magister at the University of Paris, but his Latin philosophical works have been little studied until recently. Flasch discusses him as a serious philosopher in the tradition of Albert and Dietrich, and describes the social background. Eckhart is known to have had close contact with Dietrich, and may have also directly interacted with Albert. In any case, Eckhart clearly takes up Albert’s notion of natural beatitude.

“Albertus Magnus had harshly criticized the failings of Latin scholars: he did not merely want to incorporate Aristotle, Avicenna, and Averroes into the seemingly harmonious collective wisdom of Christianity, but instead strove to rebuild all the sciences, including theology, from the ground up. He emphasized the autonomous method of philosophy. He complained about obscurantism, something especially prevalent among the Dominicans; he showed that miracles had no place in matters of physics. His autonomous philosophical research became a model for Siger of Brabant and Boethius of Dacia [who have been considered the main targets of the condemnation of 1277]. Thomas Aquinas instead opted for a middle course. His approach was criticized for its inconsistency…. His handling of Augustine and Aristotle was too imprecise, according to Henry of Ghent, Dietrich of Freiberg, and Duns Scotus” (p. 10).

“Since the twelfth century, Western Europe had been developing a new sense of the human individual and his rational and organizational abilities. It was no longer taken for granted that people were subjects to be ruled. Lords had to justify themselves. Authority could be challenged. Several classical authors (Aristotle in his Logic, Cicero, Seneca, and especially Boethius) all contributed to a heightened trust in reason within the more progressive regions of Europe. The experience of urban life, the organization of corporations, legislation not based on customary law or decisions by episcopal lords, supraregional trade and monetary transactions, encounters with foreign cultures, religions, and values — all these created the need for a new way of explaining the world that took in everything, including secular rulers and religious topics…. New ideas and developments were no longer automatically stigmatized…. In science, philosophy, and organization, Christian self-awareness was constantly recreating itself in different and often opposing directions through continual debate. Without these historical and cultural multiplications and disturbances, Meister Eckhart would not have been possible ” (pp. 10-11).

“[The famous classical scholar] Werner Jaeger described the beginnings of philosophy up to Plato as this kind of work: correcting the royal-court model of religion; replacing the feuding heavenly clans with a single God; stressing wisdom over capriciousness, and ungrudging goodness and justice over incontestable power; the world as kosmos and physis, not a mere footstool for God” (p. 18).

Flasch here refers to two of my three candidates for “Enlightenments” before the modern one. (The other — inspired by the great upsurge in translation of ancient philosophical and scientific works to Arabic during what came to be known as the Islamic Golden Age, in which the philosophical work of Alfarabi (roughly 870-950 CE) also played a prominent role — came in between.)

The striking phrase “essence of the criteria” is I think original to Flasch, but he is definitely onto something here. Soul as the essence of criteria sounds like it might begin to take us into the territory of Kantian ethical judgment, and might be not at all wholly unrelated to the normative view of intentionality and consciousness that Brandom attributes to Kant.

He unpacks this a bit, saying “Everything looked different after this philosophical revolution, nature and polis. It changed the way people thought of themselves. They now knew: they were both reason and soul; and they demanded of God that he be reason and be related to them as soul. The meaning of ‘soul’ changed: soul was no longer a vapor of the blood, a breath of life, or the presence of one’s ancestors. Soul became the essence of the criteria. It was subjected to the rule that it had to become as similar to God as possible, a God conceptualized as mind and as wholly good. Greek philosophy dematerialized and ethically ennobled both God and the human soul” (p. 19).

“Plato’s Republic developed the idea of the Good: it was not an individual good, but the indeterminate Good that humans could and should employ to judge everything, even the gods. For the conduct of life, that is, for ethics and politics, that meant man was supposed to live in a way that would make him as similar to the Godhead as possible…. [T]here had to exist a faculty of differentiation and consolidation above sense perceptions. The soul is active, harmonizing and evaluating what has been perceived, especially whether it is good or bad. It is indispensable for finding commonalities among wholly different perceptions. Whether these perceptions are similar or dissimilar, one or many, good or bad, is decided not by individual perceptions themselves, but only by the thinking soul itself. It engages in dialogue with itself; which means: it thinks” (ibid; see also Aristotle on Perception; Aristotle on the Soul.)

Once again, we see that this ancient and medieval notion of intellect (nous) is anything but entirely passive. The differently inflected Augustinian mens (mind) also seems to have a largely active character. Numerous later medieval writers emphasized this aspect of Augustine rather strongly.

Flasch continues, “This Platonic deliberation… refutes the false impression we have of certain epochs, that is, the legend of antiquity — and even more so of the Middle Ages — as ‘objective ages’ that had no knowledge of the productive nature of the mind-soul, of ‘consciousness’ or the ‘subjectivity’ of knowledge” (p. 20).

In slightly different wording, this is a point I have recently been attempting to make. The translator uses the English “mind”, which I generally try to avoid as prejudicial, due to its many modern connotations that are quite different from those of nous in Plato and Aristotle. I usually go with “intellect” for nous, even though it may sound stilted, because it brings in fewer connotations that are alien to Aristotelian or Platonic discourse. “Mind” makes me think of Descartes and Locke and modern empirical psychology and self-help, which I lump together as a sort of modern “mentalism” that is not to be recommended.

“Mind, nous, intellectus, was seen as essential and as the true human. We can read it thus in Aristotle; Albertus Magnus and Thomas Aquinas adopted his position. Living according to the mind is the right kind of living; it is the life that pleases God. Mind is the possession of those criteria that determine what a true God must be and how a rational human has to conceptualize himself. Mind is an active ground of unity; it is synthesis” (ibid; see also Figurative Synthesis).

Here he comes back to the intriguing phrase about “criteria”. He goes on to more closely characterize Aristotelian nous:

“Mind has nothing in common with anything else. It is not a natural thing; none of the determinations with which we define the world apply to it. It is essentially energy and activity. It is the active nothingness of the world; it is the energy not to be like the world…. Mind is the possession of the universal. Everything is its object…. It is the possession of its contents. It is its contents. It becomes what it thinks” (p. 21).

Aristotelian energeia (act or activity or actuality) is not usually translated “energy”, though it does begin to acquire energy-like connotations in later writers (e.g., Proclus and some late medieval theologians).

“It is divine; it is the divine. Since Plato and Aristotle, European philosophy has based its general view of humanity, of nature, of politics, and of religion on nous as its model. Instead of being represented as a royal court, religion became the relation between God and the mind-soul” (ibid).

Flasch echoes Aristotle’s statement that of all things, intellect most deserves to be called divine. Because I want to highlight the more specific character of this broadly Aristotelian “intellect”, I would not claim it has been adopted by European philosophy as a whole, but I do believe it is taken up by those strands that remain relatively closer to Plato and Aristotle. This is especially true of the “Albertists” that Flasch spent much of his career studying. The dominant modern traditions stemming from Descartes and Locke develop their own rather different notions of reason and consciousness, their place in the world, and our relation to them.

“For Augustine, the rational soul represented the essence of all criteria…. God is the true God only if he adheres to the rules of reason. It was Augustine who created this standard, and it was he who later destroyed it” (p. 22).

Again there is a much longer story here. Flasch nicely captures the ambiguity (or perhaps change, motivated by his late polemic against the Pelagians) in Augustine’s attitude toward philosophical reason.

“For Albertus Magnus, the object of the intellect is the universal, a universal that exists in reality, which is the foundation of individual things…. This universal informs the particular things; it makes them into what they are. The mind…is the possession of the principles from which all knowledge develops. That is why the intellect finds itself in all objects. It is the reason why Plato’s definition of philosophy is quintessentially true: philosophy is the knowledge of one’s self…. If, through understanding, the intellect is linked to the first Truth and Good, then it is itself divine, divinus, and as Homer says, it no longer seems like the son of a man, but the son of God. That is why Hermes Trismegistus says of the intellect that it is the link between God and the world” (pp. 22-23).

Albert is known as a strong defender of realism about universals, as opposed to nominalism. This actually quite facinating and extraordinarily rich dispute is something I have barely touched upon to date. But here Flasch brings out a less familiar, more neoplatonic-sounding angle about the ennobling presence of the universal in the human soul, which will be central for Eckhart.

“The intellect is man, and it connects God and the world… Albertus Magnus cites pagan authorities for his concept of divine filiation…. There is nothing super-natural in this for him; he calls it the most natural, the naturalissimum” (p. 23).

This identification of intellect with the human that he attributes to Albert is interesting, and stands in sharp contrast to some other theologians at this time, who seem to have identified intellect with divine illumination, or with something angelic. I have not been sure where Albert stood on this. Of course Aquinas embarked on a major campaign to locate intellect entirely within the human soul, even siding with the so-called materialist Alexander of Aphrodisias against Averroes, and even though he continued to speak of illumination in a more expressly theological context. (See also Pseudo-Dionysius on the Soul.)

I can only applaud Albert’s apparent remark about the “most natural”. Medieval theologians were not all immoderate supernaturalists; the example of Peter Abelard also comes to mind. Virtue is not opposed to nature; it just doesn’t automatically come along with nature. It involves the cultivation and flowering of “second nature”.

For Albert, according to Flasch, human reason “is not supposed to obey, but to conceptualize itself, the world, and God…. [F]or Albertus Magnus, the intellect as developed in the Aristotelian-Arabic tradition was a part of man’s relation to God…. [I]n fact, it was man’s relation to God” (p. 24).

This is truly fascinating. Flasch is saying human reason as understood by the philosophers itself plays a fundamental theological role for the great theologian Albert, as I think it also does in Alfarabi’s neoplatonizing account of intellect. For these writers, our participation in intellect “is” the human’s relation to God.

Flasch goes on to relate all of this to Eckhart.

“Eckhart explains how he wants men to conceive of God: God is that which fulfills reason’s highest criteria. He must be just…. It is only through justice that God becomes recognizable and worthy of recognition…. God does not belong to whatever exists, not even as the pinnacle. Reason must break through to the true content of the term ‘God’. Which is justice” (p 35).

Eckhart apparently agrees with what Leibniz later said, that God should be identified with justice rather than with infinite power. Flasch emphasizes the “negative” aspect of Aristotelian intellect, which to me suggests a possible Aristotelian source for this important theme in Hegel.

“[T]he soul forms itself according to its objects. It becomes what it is after. It does not simply exist. It is not a fixed component of the world; it obtains its essence through attention and rejection…. What is essential is the ability of the soul to actively give itself a form, to shape itself” (pp. 35-36).

Here too I can’t help but recall Hegel’s talk about spirit giving birth to itself. Flasch notes that Hegel was among Eckhart’s admirers.

“Eckhart is stating the premises for a radical reform of living. Man must grasp that he is a creature of relations: he becomes that which he decides; he exists as intentional activity” (p. 43).

Again, Flasch introduces huge implications in a few words. The human is a “creature of relations”. Language and culture begin to take us to shareable meaning that is beyond the immediacy of apparent things with which we physically interact. As Kant might say, as beings with intelligence we actively “take” things in various ways, and our talk about how the world is is actually subordinate to that.

Later, we will see Eckhart speak of a divinisation of the human, which Flasch will explain as primarily rooted in Aristotle and neoplatonism, rather than in revealed theology.

Brandom on Rorty on Justification

Brandom suggests that we direct our attention to the doings involved in our attitudes toward truth. He has been both sympathetically and critically reviewing the work of his former teacher and colleague Richard Rorty.

He says his own earlier book Making It Explicit “offers Rorty two ways in which his justification-first pragmatic approach to truth might be improved, consonant with his own pragmatist scruples. First, instead of thinking of truth Pierce-wise, in terms of consensus, we can think about it in social-perspectival terms of the pragmatics of knowledge ascriptions. The idea is to think about what practitioners are doing in taking someone to know something” (Brandom, Pragmatism and Idealism, pp. 44-45).

“To take someone to know something one must do three things. To begin with, one attributes a belief. In the normative vocabulary I have been using to codify Rorty’s views, this is attributing a distinctive kind of normative status: a discursive commitment. Next, one takes that stance or status to be justified…. What one is doing in taking that justified commitment one attributes to be, in addition, true should not be understood as attributing to it some further property (which would most naturally be understood in representationalist terms). Rather, what one must do to take it to be true is to endorse it oneself” (p. 45).

As Kant said about existence, truth is not a property of things. Rather, I would say it is a measure of the integrity of our valuations. I think truth-related statuses are inseparable from ultimately ethical processes of valuation that are involved in any discourse or dialogue with others that seriously and in good faith aims at truth.

“[P]ragmatists about truth owe an explanation of uses of ‘true’ that occur as components of more complicated assertibles. When I say ‘If what the representationalist says in the passage at the top of page 17 is true, then pragmatism is in trouble,’ I have not endorsed or agreed to the offending remark. Redundancy and disquotationalist approaches to truth-talk extend to these unasserted, embedded uses, as well as the free-standing endorsement-indicating ones. The most sophisticated and technically adequate theory of this sort, in my view, is anaphoric, prosentential accounts, according to which sentences such as ‘that is true’ inherit their content from their anaphoric antecedents” (p. 46).

Brandom recalls Rorty’s support for Brandom’s Making It Explicit. At the same time, he generously credits Rorty as his own most direct inspiration.

“Rorty enthusiastically embraced both these ways of filling in his account of how pragmatists should think about truth” (ibid).

“By focusing to begin with on justification, rather than truth, Rorty not only opens up a path from pragmatics to semantics (theorizing about use to theorizing about meaning), but also carves out a distinctively normative space within the broadly naturalistic Piercean pragmatist picture…. In this way, Rorty turns the axial Kantian distinction between normative questions… and objective factual ones… back on Kant’s most basic semantic concept: representation. He does so by combining another Kantian idea with the Hegelian understanding of normative statuses as ultimately social statuses. Rorty fully endorses and exploits Kant’s distillation of the Enlightenment lesson, that what distinguishes rational authority (normative constraint) from mere compulsion (causal constraint) is liability to criticism, in the sense of answerability to demands for reasons…. In this sense, we can only answer to each other: to those who give and demand reasons” (pp. 47-48).

“By insisting on the essentially social character of the rational, critical, and justificatory practices within which performances acquire genuine normative significance, Rorty knowingly takes a giant leap toward a Hegelian understanding of that Kantian distinction” (p. 48).

Ethics has an inherent social dimension because it is mainly about what is right in relations with others. Obedience to any authority other than good reasons — or to any authority that is taken to be unilateral — is not an ethical relation but a power relation.

“What arouses passion, I think, is the consequent rejection of the very idea of objective reality…. But it is important not to lose sight of the fact that he rejects representationalist semantic models on behalf of the ideals of reason, freedom, and democracy. For Rorty does so on behalf of a humanized, nonrepresentational conception of rationality as consisting of responsiveness to reasons providing norms governing our practice…. But when he further construes giving and asking for reasons, assessing evidence, justifications, and explanations, as all ultimately and ineluctably a matter of politics…– the gauntlet has been thrown down and the battle joined” (p. 49).

I think there is actually an Aristotelian basis for this connection of ethics with politics. Politics is ethics writ large. This latter formulation also recalls Plato’s metaphor of the soul as a city in the Republic.

“The foes of the original Enlightenment could not understand how anyone who denied the authority of God to determine right and wrong concerning actions, independently of human attitudes, could nonetheless be a good person, concerned about acting as one ought. The foes of Rorty’s projected second Enlightenment cannot understand how anyone who denies the authority of objective facts to determine right and wrong beliefs, independently of human attitudes, could nonetheless recognize a distinction between better and worse arguments: genuine reasons for and against claims” (p. 51).

Here Brandom speaks of the traditional notion of unilateral authority, not his own highly original account of the symmetrical relations between authority and responsibility or answerability, which allows us to say that all authority is constituted by participation in reciprocal ethical relations of rational answerability and responsibility to others.

“Rorty takes it that it follows from social pragmatism about norms in this sense that nothing nonhuman can exercise authority over us, that we cannot be responsible to any nonhuman authority. His reason, I think, is that discursive authority and responsibility are rational authority and responsibility — in the sense of being normative statuses that matter for practices of giving and asking for reasons. What doesn’t make a difference for those practices is semantically inert and epistemically irrelevant” (p. 54).

Again, “pragmatism” here does not refer to the coarse popular notion that implies a lack of principle, but to a philosophical view about the order of explanation that treats human practice and doing as constitutive of the representations we speak about.

“We should acknowledge the authority only of what we can critically interrogate as to its reasons. Only what can fulfill its critical rational responsibility to give reasons justifying the exercise of that authority should count as having genuine authority. He concludes that only parties to our conversations, only participants in our practices, can have normative statuses. In the end, the only authority we ought to recognize is each other: those to whom we owe reasons for our commitments and those who owe such justifying reasons to us for exercises of their authority. Rational authority involves a correlative justificatory responsibility. To attribute such normative statuses to anything that can’t talk is to fetishize…. [I]t is precisely his devotion to reason and its essential critical function in making normative statuses genuinely binding — the great Enlightenment discovery — that drives this whole line of thought. He is trying to think through rigorously what reason is and what it requires of us” (p. 55).

“At the base of this argument is a new principle, which builds on but goes beyond social pragmatism about normative statuses. Its slogan is ‘No (genuine) authority without (rational) responsibility.’ I think there is something deeply right about it” (ibid).

I too think there is something deeply right about this.

Brandom goes on to explain the genesis of objectivity from normativity,

“Once implicitly normative social practices are up and running, derivative sorts of normative statuses, parasitic on the basic ones that characterize discursive practitioners, become possible. It is true that, as social pragmatism about norms has it, it is only in virtue of playing a suitable role in social practices that anything acquires specifically normative significance…. But in the context of discursive practices that include the kinds of authority characteristic of us as a reason-giving-and-assessing participants, those interlocutors can confer other, parasitic sorts of normative significance on things that are not themselves capable of giving and asking for reasons” (pp. 57-58).

“So the three principles I have excavated as the basis of Rorty’s argument, when properly understood, leave room for the possibility that our discursive practices can confer on objective things and occurrences the normative significance of serving as standards for assessment of the correctness of what count as representings of them just in virtue of being in that sense responsible for their correctness to how it objectively is with what thereby counts as represented by them. That is conferring on representeds a distinctive kind of authority over representings….The important point remains that nonhuman beings can have only the authority we grant them…. [A]uthority must be granted to, practically taken to reside in and be exercised by, the things themselves” (p. 59-60).

With Brandom’s symmetrical view of authority, objectivity is something emergent rather than something pre-existent. Objectivity as something emergent is not affected by Rorty’s critique of assumptions about objective reality.

“Explaining how that possibility — which I have argued is left open in principle by the three principles on which Rorty’s representationalism-as-fetishism argument against the very idea of objective reality is based — can actually be realized is a tall order and a hard job” (p. 60).

In Brandom’s view, this is why we need Hegel.

“I think Hegel offers just such an account…. In my second lecture I will explain how I think Hegel’s story about the institution of normative representational relations goes. In the end, I want to claim, Rorty did not follow his line of thought all the way through to its proper conclusion because he (following Dewey) did not sufficiently appreciate the thorough-going nature of Hegel’s historicism, and the remarkable and distinctive conception of specifically recollective rationality it articulates” (pp. 60-61).

Brandom on Reason and Authority

Brandom respectfully takes issue with his teacher Richard Rorty’s claim that all talk about an ultimate objective reality — or objective truth — should be rejected as authoritarian. He uses Hegel to answer Rorty.

“Authoritarianism is an attitude toward the relation between normative statuses and critical practices of giving and asking for reasons. It consists in practically or theoretically taking it that there can be genuine authority without a corresponding critical responsibility to give reasons entitling one to that authority” (Robert Brandom, Pragmatism and Idealism: Rorty and Hegel on Reason and Representation, p. 63, emphasis in original).

“Rorty takes it that Kant was right to draw from his distillation of the insights of the Enlightenment the lesson that genuine norms essentially involve liability to rational criticism, to demands for reasons justifying and legitimating claims to authority…. Seeing norms as instituted (solely) by power relations… (‘might makes right’) is authoritarianism” (p. 64).

As I have pointed out, Plato and Leibniz anticipated Kant and Hegel in explicitly rejecting this kind of authoritarianism. Gwenaëlle Aubry has extensively documented the lengths to which Aristotle went to avoid grounding normativity in power.

Brandom notes that Rorty goes on to argue that “The idea that inanimate objects and objective states of affairs can exercise representational authority over the beliefs of those who can engage in critical rational challenges and defenses is a remnant of fetishistic authoritarianism” (p. 65).

Brandom rejects this last claim, as do I (see Things in Themselves; Essence and Explanation).

He says, “I argue for two claims. The first is that the considerations and commitments that shape the final, anti-authoritarian argument of Rorty’s… are among the central concerns Hegel addresses in his Phenomenology. The second is that Hegel there assembles and deploys conceptual resources that suffice to disarm Rorty’s anti-authoritarian arguments against the legitimacy and ultimate intelligibility of the concept of representation” (pp. 65-66).

“I think Rorty accepts the first point, and that is largely why he saw Hegel (at least, in a Deweyan, suitably naturalized form) as representing a way forward for philosophy…. But I do not think he was ever in a position to appreciate the second point (p. 66).

“Hegel takes over from Kant the insight that what distinguishes us sapient, discursive beings from the merely natural ones is the normative character of the space in which we live, and move, and have our being. Geist [spirit or ethical culture], Hegel’s focal concept — what the [Phenomenology] is a phenomenology of — is the whole comprising all of our implicitly norm-governed performances, practices, and institutions, the explicit theoretical expressions of them that constitute our normative self-consciousness, and everything that those normative practices and institutions make possible” (pp. 67-68).

“We are what things can be something for, which is to say that we are conscious beings. Hegel understands the origins of this capacity to lie in our nature as organic, desiring beings…. For something is food for the hungry animal who eats it, but is actually food… only if it in fact satisfies hunger. Hegel takes this possibility of practically experiencing error… to be the organic origin of consciousness” (p. 68-69; see also For Itself).

“We are, further, essentially self-conscious beings. That is, what we are for ourselves is an essential component of what we are in ourselves” (p. 69; see also Consciousness and Identity).

The qualifier “essential component of” is extremely important. To simply equate what we are in ourselves with what we are for ourselves would be subjectivism.

“As I am characterizing Hegel’s thought, his idea is that social pragmatism about norms is the master idea of modernity, and the Enlightenment is the explicit theoretical consciousness of this change of practical attitude. Rorty, Dewey, and Hegel are at one on this point, different as their expressions of it might seem” (pp. 72-73).

Brandom connects Hegel’s ethical ideas about mutual recognition with John Dewey’s characteristic concern for democratic values, as discussed by Rorty. The mere phrase “social pragmatism” sounds a bit shallow, but at this point Brandom has already given his own capsule history of pragmatism and described Dewey’s social and political concerns, so he is using it as a sort of extreme shorthand.

“My overall contention here is that because Rorty’s grasp of the social and historical articulation of normativity that Hegel discovers remains at a highly abstract and programmatic level, he does not understand how the more detailed structure Hegel discerns provides the resources to respond to Rorty’s anti-authoritarian critique of the ultimate intelligibility of representational norms. The rational criticizability of normative statuses can be seen to be built into them when we appreciate the social and historical fine structure of the process by which they are instituted by normative attitudes” (p. 73, emphasis added).

Brandom in effect argues that mutual recognition in Hegel is not only ethical, but that it also conditions knowledge and first philosophy.

Authority, Representation, Pragmatism

The controversial American philosopher Richard Rorty was a mentor and colleague of Robert Brandom. In the essay I will treat here, he presents himself as especially identifying with the pragmatism of John Dewey.

According to the Stanford Encyclopedia of Philosophy, Rorty’s 1967 edited collection The Linguistic Turn “did much to cement the idea of a linguistic turn… as a sea change in the history of philosophy”. He came to sharply criticize analytic philosophy as then practiced, as well as the prevailing self-perception of modern science, but did so from a modernist point of view.

Rorty is best known for his radical critique of modern representationalism — from Descartes to analytic philosophy — in Philosophy and the Mirror of Nature (1979). Like Brandom’s more constructive development of an “inferentialist” alternative approach to meaning in Making It Explicit (1994), that book takes as its point of departure Wilfrid Sellars’ critique of the Myth of the Given in “Empiricism and the Philosophy of Mind”, and W. V. O. Quine’s essay “Two Dogmas of Empiricism”.

Here, however, I will focus on Rorty’s very informal 1999 essay “Pragmatism as Anti-Authoritarianism”. For an initial sketch of my own views relevant to this, see Authority. This is all in preparation for upcoming coverage of recent lectures by Brandom that shed new light on Brandom’s extremely important work, by explicitly relating it to Rorty’s.

Rorty begins, “There is a useful analogy to be drawn between the pragmatists’ criticism of the idea that truth is a matter of correspondence to the intrinsic nature of reality and the Enlightenment’s criticism of the idea that morality is a matter of correspondence to the will of a Divine Being. The pragmatists’ anti-representationalist account of belief is, among other things, a protest against the idea that human beings must humble themselves before something non-human, whether the Will of God or the Intrinsic Nature of Reality. Seeing anti-representationalism is a version of anti-authoritarianism permits one to appreciate an analogy which was central to John Dewey’s thought: the analogy between ceasing to believe in Sin and ceasing to accept the distinction between Reality and Appearance” (p. 7).

The parallelism he points out between two kinds of correspondence does seem significant. This is actually the main contribution of Rorty’s essay. However, the essay’s main body consists of Rorty’s historical storytelling about pragmatism, with a digression on Freud’s critique of religion.

The formulation about ceasing to accept the distinction between appearance and reality is too blunt. Their relation is very far from being a simple binary opposition, but they cannot simply be identical either. Explanation, understanding, and intelligibility depend on making distinctions of degrees of reality within appearance. This is part of what Hegel calls the “logic of essence”.

Epistemological foundationalism — typically associated with a correspondence theory of truth — is the claim that there is such a thing as noninferential knowledge. I say that whatever is claimed to be noninferential knowledge is not knowledge at all in the proper sense, but rather what Plato called opinion (doxa). And again, knowledge in Aristotle’s sense is an ability to explain itself. Explanation appeals to inference, not to a supposed registering of brute facts. Foundationalism is dogmatic in Kant’s sense. It puts ultimate principles beyond any possibility of explanation or understanding. This also makes it arbitrary.

Representationalist theories of knowledge are implicitly foundationalist, and commonly have recourse to a correspondence theory of truth. Pragmatism, meanwhile, is largely defined by its opposition to the correspondence theory. Pragmatists also tend to downplay the distinction between ontology and epistemology. It does seem that the correspondence theory of truth implies something like Rorty’s Reality with a capital R, that is what it is entirely independent of the knower. This ignores the essential role of interpretation and relating things together in understanding.

What Brandom calls the authority-obedience model of normativity is presented by Rorty, not unreasonably, as an insistence on simple correspondence or conformity to the presumed will of God. Simple obedience and simple correspondence have equally little use for reasons or reasoning. For them, everything is supposed to be a matter of sheer fact, with no thought required in its uptake. Hegel’s Phenomenology and Logic preceded the pragmatists in showing that purported facts alone (mere being or objects of immediate consciousness, in Hegel’s terms) do not provide an adequate basis for either understanding or ethical action.

Some of Rorty’s claims about Dewey have been disputed. Not knowing Dewey very well, I am unsure how close the part about ceasing to believe in Sin is to Dewey’s own ways of expressing himself. Rorty doesn’t say much here about what he means by the belief in Sin that he rejects, but I think his idea is that it stresses mere obedience over actual ethical goodness.

I would say that the kind of view that unequivocally puts divine will or command first, above any consideration of the good, is far from accurately typifying all religion. Such radical voluntarism or commandism is indeed horrible in its consequences, but it is certainly not good Thomism, to mention but one example.

Much more common than radical voluntarism are views that equivocate in this area. Rorty seems to lump those who equivocate together with the unequivocal voluntarists. But Leibniz sought to convince equivocating mainstream theologians to actively side with him against radical voluntarism. I like this more optimistic point of view.

Pragmatists are generally recognized as having their own distinctive theories of truth — in one way or another emphasizing the roles it plays in human practices — in competition with the correspondence theory, which is closely tied to representationalism. The correspondence theory of truth, while formally distinct from any particular variety of philosophical realism, at the same time seems to suggest a kind of naive realism that is difficult to separate from the dogmatism that was criticized by Kant. I put Aristotle closer to the pragmatists here than to medieval or modern realists or representationalists.

Rorty continues, “Dewey was convinced that the romance of democracy, a romance built on the idea that the point of a human life is free cooperation with fellow humans, required a more thorough-going version of secularism than either Enlightenment rationalism or nineteenth-century positivism had achieved. As Dewey saw it, whole-hearted pursuit of the democratic ideal requires us to set aside any authority save that of a consensus of our fellow humans” (ibid).

Democracy and consensus were strong themes of Dewey’s. But even to my shallow acquaintance, the picture Rorty paints of Dewey’s views of religion is a bit one-sided. In A Common Faith (1934), Dewey seems to aim to heal the rift between science and religion. He says in effect that the dogmatically religious and the dogmatically anti-religious both identify religion with belief in the supernatural. Dewey rejects that identification, as Hegel does. As a pragmatist, he is more concerned with what people actually do in their lives.

Rorty continues, “Dewey was quite willing to say of a vicious act that it was sinful, and of ‘2+2=5’ or ‘Elizabeth the First’s reign ended in 1623’ that these sentences were absolutely, unconditionally, eternally, false. But he was unwilling to gloss ‘sinful’ or ‘falsehood’ in authoritarian terms. He did not want to say that a power not ourselves had forbidden cruelty, nor that these false sentences fail to accurately represent the way Reality is in itself. He thought it much clearer that we should not be cruel than that there was a God who had forbidden us to be cruel, and much clearer that Elizabeth I died in 1603 than that there is any way things are ‘in themselves’. He viewed the theory that truth is correspondence to Reality, and the theory that moral goodness is correspondence to the Divine Will, as equally dispensable.”

“For Dewey, both theories add nothing to our ordinary, workaday, fallible ways of telling right from wrong, and truth from falsity. But their pointlessness is not the real problem. What Dewey most disliked about both traditional ‘realist’ epistemology and about traditional religious beliefs is that they discourage us by telling us that somebody or something has authority over us. Both tell us that there is Something Inscrutable, something toward which we have duties, duties which have precedence over our cooperative attempts to avoid pain and obtain pleasure” (pp. 8-9).

These two paragraphs seem pretty solid. He then gives a capsule history of pragmatism, seemingly intended as a sort of advertisement. In another part, he says one of the things he likes about Dewey is Dewey’s historical storytelling. Here Rorty practices such storytelling himself.

“Peirce kicked pragmatism off by starting from Alexander Bain’s definition of belief as a rule or habit of action. Starting from this definition, Peirce argued that the function of inquiry is not to represent reality, but rather to enable us to act more effectively. This means getting rid of the ‘copy theory’ of knowledge which had dominated philosophy since the time of Descartes — and especially of the idea of intuitive self-knowledge, knowledge unmediated by signs” (p. 10).

Hegel was Pierce’s great predecessor in the critique of representation. This has not been adequately appreciated. And Dewey’s views on democracy in part reflect a continued serious engagement with broadly Hegelian themes.

“Peirce was anti-foundationalist, coherentist, and holist in his view of the nature of inquiry. But he did not, as most of Hegel’s anglophone followers did, think of God as an all-inclusive, atemporal experience which is identical with Reality. Rather, as a good Darwinian, Peirce thought of the universe as evolving. His God was a finite deity who is somehow identical with an evolutionary process” (ibid).

James and Dewey “focused on the profound anti-Cartesian implications of Peirce’s development of Bain’s initial anti-representationalist insight. They developed a non-representationalist theory of belief acquisition and testing” (ibid).

“Peirce thought of himself as a disciple of Kant, improving on Kant’s doctrine of categories and his conception of logic. A practicing mathematician and laboratory scientist, he was more interested in these areas of culture than were James or Dewey. James took neither Kant nor Hegel very seriously, but was far more interested in religion than either Peirce or Dewey. Dewey, deeply influenced by Hegel, was fiercely anti-Kantian. Education and politics, rather than science or religion, were at the center of his thought” (p. 11).

“James hoped to construct an alternative to the anti-religious, science worshipping, positivism of his day” (ibid).

“Dewey, in his early period, tried to bring Hegel together with evangelical Christianity” (ibid).

“The anti-positivist strain in classical pragmatism was at least as strong as its anti-metaphysical strain” (ibid).

“All of Dewey’s books are permeated by the typically nineteenth-century conviction that human history is the story of expanding human freedom” (p. 12).

“I take the anti-representationalist view of thought and language to have been motivated, in James’ case, by the realization that the need for choice between competing representations can be replaced by tolerance for a plurality of non-competing descriptions, descriptions which serve different purposes and which are to be evaluated by reference to their Utility in fulfilling these purposes rather than by their ‘fit’ with the objects being described” (p. 14).

This idea of a plurality of noncompeting descriptions serving different purposes is no less important for being elementary. But for foundationalists and fundamentalists, everything has to reduce to black and white, and claims to truth are exclusive.

“If James’ watchword was tolerance, then Dewey’s was, as I have said, anti-authoritarianism. His revulsion from the sense of sinfulness which his religious upbringing had produced led Dewey to campaign, throughout his life, against the view that human beings needed to measure themselves against something non-human. Dewey used the term ‘democracy’ to mean something like what Habermas means by the term ‘communicative reason’: for him, the word sums up the idea that human beings should regulate their actions and beliefs by the need to join with other human beings in cooperative projects, rather than by the need to stand in the correct relation to something non human. This is why he grabbed hold of James’ pragmatic theory of truth” (ibid).

The connection he makes between Dewey and Habermas seems sound to me.

There is a multi-page digression on Freud’s Moses and Monotheism, which I will skip. According to Rorty, Freud would have “seen worship of the bare Idea of Father as the origin of the conviction that it is knowledge, rather than love, which is the most distinctively human” (p. 18).

Here I must beg to differ. I see no polar opposition between knowledge and love. The twin pinnacles of Aristotle’s ethics are intellectual virtue, and friendship or love. Hegel stresses both as well. A principled rejection of epistemological foundationalism does not entail the rejection of knowledge — quite the contrary.

“This conviction of the importance of knowledge runs through the history of what Derrida calls ‘the metaphysics of presence’…. The quest for such a reassuring presence is, for all those who resonate to Aristotle’s claim that ‘all men by nature desire to know’, the proper way of life for the good child. To devote oneself to getting knowledge as opposed to opinion — to grasping unchanging structure as opposed to awareness of mutable and colorful content — one has to believe that one will be cleansed, purified of guilt and shame, by getting closer to something like Truth or Reality” (ibid).

The sharp Platonic opposition between knowledge and opinion is something I want to defend. I would completely dissociate it from bad or harmful concepts of authority and representation (still leaving aside the relation between these two). I would sooner associate bad or harmful concepts of authority with opinion that is claimed to take precedence over actual knowledge.

The story about Aristotle and presence is Heidegger’s, not Aristotle’s. Derrida’s critique of the metaphysics of presence really has nothing to do with Aristotle (his immediate target was actually Husserl). I agree that the metaphysics of presence — a variant of the privileging of immediacy that Hegel opposes — is a terrible idea. At least from the time of Plotinus and perhaps from that of the Stoics, the Western tradition has been affected by it. But to claim that the whole history of philosophy has been hegemonically dominated by it is a gross oversimplification.

Strangely, Rorty finishes, “[Dewey’s] anti-authoritarianism was a stage in the gradual replacement of a morality of obligation by a morality of love. This is the replacement which, in the West, is thought to have been initiated by certain passages in the New Testament” (p. 20).

I would say that the moment Socrates initiated the free ethical inquiry that was taken up and developed by Plato and Aristotle, the authority-obedience model no longer universally held sway. Plato and Aristotle are less beholden to it than the leading lights of the moderate Enlightenment. Even among the Latin scholastics, there was plenty of genuine inquiry.

Rorty never gets any further in explaining the relation between representationalism and authoritarianism that he began with. It seems this is just a provocative metaphor, with a conciliatory gesture at the end. But my real interest is in Brandom’s very different presentation, when he relates and contrasts his own work and Rorty’s.

The globally negative reference to obligation may also reflect Rorty’s very negative view of Kant.

In a footnote, Rorty claims with winking anachronism that “eventually [Dewey’s] bete noir became the doctrine which [later writer Thomas] Nagel makes explicit: that something less contingent and more universal than the empirical, environmental conditions which shape a human being’s moral identity is necessary if morality is not to be an illusion” (p. 16n).

This goes way beyond the scope of the rest of the essay. I have little appreciation for arguments that claim something else is necessary for morality to be possible, so I was hoping to find common ground. But now Rorty is objecting to anything “less contingent and more universal than the empirical, environmental conditions”. To me, this sounds more like the positivism that the historic pragmatists opposed.

The pragmatist tradition in general has an ambiguous relation to mainstream varieties of empiricism. Here Rorty sounds like an empiricist.

Earlier in his career, he was known as a defender of eliminative materialism, the view that mental states simply do not exist. Coming from this kind of direction, he would scarcely have needed metaphorical talk about authoritarianism to arrive at a repudiation of representationalism.

I’m very critical of the notion of mental states myself. But I don’t see this as a black-and-white question of whether or not something exists. It is rather a question of how we interpret things. Posing the question in terms of existence implies that there is nothing to interpret, that we already know what all the things in life are. This is an example of the attitude that Kant called dogmatic.